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Case: 11-1924

Document: 94

Page: 1

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611061

321

11-1924
To be Argued by:
D. B. KARRON

FOR THE SECOND CIRCUIT


Docket No. 11-1924

UNITED STATES OF AMERICA,


Plaintiff-Appellee,
v.
DANIEL B. KARRON,
Defendant-Appellant.
ON APPEAL FROM THE UNITED STATES DISTRICT COURT
FOR THE SOUTHERN DISTRICT OF NEW YORK
APPENDIX VOLUME EIGHT FOR THE DEFENDANT-APPELLANT

DANIEL B. KARRON
pro se
348 East Fulton Street
Long Beach, New York 11561
(516) 515- 1474
drdbkarron@gmail.com

Case: 11-1924

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KARRON APPENDIX VOLUME 9


PAGES

KA-2408
to
KA-2720

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Karron Appendix Table of Contents

VOLUME 1. (KA 1 through 313)


75K Amortization Schedule (with references into This Appendix)..KA-1
15 278n. Advanced Technology Program ..KA-5
DECLARATION OF ERIC A. EISEN. ESQ. IN RE OPPOSITIO TO
PLAINTIFFS MOTION FOR SUMMARY JUDGMENT....KA-204
15 CFR Subtitle A (1101 Edition) 14UNIFORM ADMINISTRATIVE
REQUIREMENTS FOR GRANTS AND AGREEMENTS WITH
INSTITUTIONS OF HIGHER EDUCATION, HOSPITALS, OTHER NONPROFIT, AND COMMERCIAL ORGANIZATIONS Subpart AGeneral
.KA-38
GX1, ATP Proposal Preparation Kit (Kit)all the necessary guidelines for
developing an ATP proposal during fiscal year 2001
KA-66
GX2, GENERAL TERMS AND CONDITIONS ADVANCED TECHNOLOGY
PROGRAM August 2001
KA-142
DEPARTMENT OF COMMERCE FINANCIAL ASSISTANCE STANDARD
TERMS AND CONDITIONS October 2001
KA-161
GX3, DEPARTMENT OF COMMERCE FINANCIAL ASSISTANCE
STANDARD TERMS AND CONDITIONS October 1998
KA-185
GX23, FORM CD-451, U.S. DoC AMENDMENT TO FINANCIAL
ASSISTANCE AWARD Amendment #3.KA-204
GX110, OIG Auditor Spreadsheet by Payee Between 10/11/2002 and 6/30/2003
(second year, 37 pages).. KA-208
C

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GX110, OIG Auditor Spreadsheet by Payee Between 10/1/2001 and 10/10/2002


(first year, 44 pages)
KA-245
Browning Letter to CASI November 5, 2007 regarding disposition of un-liquidated
project funds..KA-290
Excluded Parties List lookup..KA-291
Letter F.R.C.P. 16 (a) (1) (G), May 16, 2008 Admission of expert testimony of
Certified Public Accountants 1) Joan Hayes and 2) Belinda RileyKA-292
Hazel Belinda Riley Expert Resume..KA-296
Karron Taxes, IRS Form 1040 for 2001, 2002, redacted, as prepared by Hayes
(2002 W-2 by Hayes, 1090 by Solomon) KA-299
Karron Taxes IRS Form 1040 for 2001, KA-299
Karron Taxes IRS Form 1040 for 2002 KA-304

VOLUME 2 (KA-314 through 610)


Wang, A. J. Key Concepts in Evaluating Outcomes of ATP Funding of Medical

Technologies................................................................................................ KA-314
PATTERSON COURT CRIMINAL TRIAL TRANSCRIPT

KA-319

VOLUME 3 (KA-611 through 910)


PATTERSON COURT CRIMINAL TRIAL TRANSCRIPT (all Volume 3)

VOLUME 4 ..(KA 911 through 1210)


PATTERSON COURT CRIMINAL TRIAL TRANSCRIPT (all Volume 4)

VOLUME 5.. (KA-1211 through 1511)


PATTERSON COURT CRIMINAL TRIAL TRANSCRIPT (all Volume 5)

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VOLUME 6 ....(KA-1512 through 1809)


GX22 Amendment #2.KA-1718
15 CFR Subtitle A (1101 Edition) 24.30....KA-1735
DX FFF-1 (Year 1 Checks to Karron)..........KA-1737
DX FFF-1 (Payroll Journal Entry for 75K Advance..KA-1752
DX P-6.(Year 1 Payroll Checks).......KA-1753
GX-50 (Hayes Audit Report).KA-1754
GX-50 (Rent Checks found)(Cf DBK Taxes)...KA-1764
GX-60 (Flash Audit Report, July 2003)...KA-1771
GX-61 (Draft audit Report, March 2004) ..KA-1777
UB04 (Medicaid Reimbursement Form FCA Warning) .. KA-1808

VOLUME 7 .....(KA-1810 through 2108)


DECLARATION OF DUNLEVY, Continued
DUNLEVY E1 Co-Funding BAC301 BAC400 ... KA-1968
BANK RECONCILATIONS... KA-2089

VOLUME 8 (KA-2109 through 2407)


DECLARATION OF DUNLEVY, Continued
CASI ENTITIES General Leger 10/1/01 12/31/03
Income and Expense Accounts CAC

VOLUME 9 ..(KA-2408 through 2720)

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DECLARATION OF DUNLEVY, Continued


DUNLEVY F G/L Balance Sheets CAC 101 to CAC 178 ...KA-2510
CASI ENTITIES G/L 10/1/01 -12/31/03 Balance Sheet Accounts KA-2501
DUNLEVY G G/L Income & Expenses KA-2589
CASI ENTITIES General Ledger 10/01/01 - 12/31/03
Income & Expense Accounts CAC 191 to CAC 321KA-2590

VOLUME 10. (KA-2721 through 2955)


DECLARATION OF DUNLEVY . KA-2721
Amex, Mastercard, and Payroll Accounting Analysis CAC-322 to 426KA2721
AMEX Detail From October 1. 2001through December 31, 2003.KA-2722
Stock Certificates HABAC 555 ...KA-2883
DBK Mastercard Statements DXZZZ-1..KA-2893
DBK Mastercard Analysis DXZZZ-1..KA-2912
DBK Letter to CASI Staff Re AWARD Conditions ..KA-2916
KICKOFF MEETING AGENDA LETTER....KA-2917
FELDMAN ACCOUNTING CERTIFICATION LETTER... KA-2919
BROWNING LETTERKA-2920
KARRON SALARY ADVANCE AND RENT BAR GRAPH...KA-2921
KARRON PAYROLL LOANS RENT FRINGE PIE GRAPH..............KA-2922
SECOND YEAR PAYROLL TAX LIENS.KA-2923
DECLARATION OF KARRON IN OPPOSITION ...KA-2924
F

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KARRON EXHIBITS VOLUME 1 CONTENTS...KA-2929


KARRON EXHIBITS VOLUME 2 CONTENTS ..KA-2932
EXHIBITS VOLUME 3 LAW, STATUTES, RULES, REPORTS ...KA-2939
Its The LawVol 6, November 3, 1995KA-2942
Its The Law Vol 16, May 19, 2004...KA-2945
Buchwald Court Order May 5, 2011......KA-2948
Karron Letter to Buchwald Court April 17, 2011..KA-2952
DX-P1(Payroll Check 1)......KA-2956
DX-P2(Payroll Check 2).....KA-2957
DX-P3(Payroll Check 3).....KA-2958
DX-P4(Payroll Check 4).....KA-2959
DX-P5(Payroll Check 5).....KA-2960
DX-P6(Payroll Check 6).KA-2961
Baker, JS (2010) THE USE OF SENTENCING FINDINGS AS A COLLATERAL
ESTOPPEL WEAPON IN SUBSEQUENT CIVIL LITIGATION Notre Dame
Law Review vol. 85:2 (February, 2010 issue 2), at 713
..KA-2962
Institute for Technology Development v. Brown, 63 F.3d 445 (C.A.5 (Miss.),
1995).KA-2994

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Index

30 Day Float Rule ............................................................................................ 14


The 75K Advance............................................................................ 1, 6, 9, 14, 15
The Claim...................................................................... 1, 2, 3, 4, 6, 7, 10, 14, 15
bona fide ................................................................................................. 1, 2, 6, 7, 9
Buchwald Court ................................................................ 2, 3, 4, 6, 7, 8, 11, 15, 18
Patterson Court ............................................................ 3, 4, 6, 7, 8, 9, 13, 14, 15, 16
same transaction..................................................................................................... 4
severability ............................................................................................................ 4

IrrP ~1~~~
KA-2408

Case:
Case 11-1924
1:08-cv-10223-NRB
Document:Document
94 Page:
32-8
9

Nisr
KA-2408

kic,.. 1010

12:44 AM
07123110
Accrual Basis

Type

-----,._-- --..

GIL.

KA-2408

INC DEBIT
INC 3088

86
NCO 1201
NCO 1202
1203
NCO 1204
10017
10024
10021
10012
10022
10023
NCO 101
NCO 102
NCO 103
NCO 104
NCO 105
NCO 106
NCO 107
NCO 108
NCO 109
NCO 110
NCD111
010902
10710
10039
10041
10040
10042
10043
10044
NCO 112
NCD113
NCD114
NCO 115
NCO 116
NCO 117
NCO 118
NCD119
NCO 120
NCO 121
012302
10047
INC 3125
10059
10060
10052
10053
10050
10051
NCO 201
NCO 202
NCO 203
NCO 204
NCO 205
NCO 206
NCO 207
NCO 208
10054
10055
NCO 209
10062
10063
022002
10080
10063
10064
10076
10065
10086
10067
10068
10089
10090
NCO 301
NCO 302
NCO 303
NCO 304
NCO 305
NCD 3Ol>
NCO 3Q;'
NCO 30B
10096
10104
NCO 309
NCD310
NCD311
NCO 312

KA-2408
~

CASI ENTITIES
Transactions by Account

As of December 31, 2003


Name

Num

Date

-----

1010' NIST ATP 8735-65


Deposit
1112112001
Depos~
12/712001
12/1112001
Check
1211112001
Check
1211112001
Check
1211112001
Check
1211112001
Check
1212B12OO1
Check
1212B12OO1
Check
1212812001
Check
1212812001
Check
Check
113/2002
11312002
Check
Check
11512002
Check
11512002
11512002
Check
Check
1/512002
11512002
Check
Check
1/512002
Check
11512002
11512002
Check
Check
11512002
Check
1/512002
Check
11512002
Deppsij
1I9l2OO2
111012002
Check
Check
1/1512002
111512002
Check
Check
1/1512002
Check
111612002
Check
1/1612002
Check
1/1612002
112212002
Check
Check
112212002
112212002
Check
Check
112212002
112212002
Check
Check
1/2212002
Check
1/22/2002
Check
1/2212002
Check
112212002
Check
112212002
Deppsit
112312002
Check
112512002
112B12OO2
De~
Check
1/3112002
Check
1/31/2002
Check
211/2002
Check
2/1/2002
Check
2/1/2002
Check
21112002
Check
21112002
Check
2/112002
21112002
Check
Check
2/112002
Check
2/112002
Check
2/112002
Check
2/1/2002
Check
21112002
Check
2/1/2002
21112002
Check
Check
21612002
Check
21712002
Check
2/7/2002
Deposit
212012002
Check
212B12OO2
Check
212612002
Check
212B12OO2
Check
2/2612002
Check
31112002
Check
311/2002
Check
31112002
Check
31112002
Check
311/2002
Check
31112002
Check
31112002
31112002
Check
Check
31112002
Check
31112002
Check
31112002
Check
311/2002
31112002
Check
Check
31112002
Check
31512002
Check
3112/2002
Check
3/12/2002
Check
311212002
Check
3/12/2002
Check
311212002

05/16/2012
Filed 08/23/10 611061
Page 3 of 321
49

Memo

CASI CO FUNDING
CASI CO FUNDING
CASI 2996-65
George Wolberg PhD
General Computer and Se.. ,
E. Gurfein (vendpr)
E. Gurfein (vendPr)
CASI 2996-65
CASI 2996-65
Charles Da Salla
CASI 2996-65
Elisha Gurfein

Elisha Gurfein
Oxfprd Health PlanS
HSf1Z Corp<>ralipn
Webw<lrqs
Jill Feldman CPA
Frederica Miller ESQ
Veri:ron
Th<>m
Skytel
VCCabie
Pacific Data SI(l(age
Dr, Nazrna Ferdcl1Jse
NISTWIREIN
Chase Bank
NV Slate Tax Dept

Internal Revenue Service


N_ Jersey Divisicln ~ Ta...
Chase Bank
Internal Revenue Service
Chase Bank
GlKlrge WPlberg PhD
General Cpmpuler and sa..
Frederica Milier ESQ
Arnex
Arnex
Arnex
Silicpn City
Fedex
Generat Computer and 58...
SilicQn City
NISTWIRE IN
Cha~es Da Salla
CASI CO FUNDING
Elisha Gurfein
RPbe~ G. Wine
Chase Bank
Internal Revenue Service
CASI2996-65
CASI 2996-65
ScclttAibin
James L. Cpx
General Compute< and Se...
Oxfpnj Hea~h Plans
Webworqs
Jill Feldman CPA
Frederica Miller ESQ
RicPh Business Systems
New Jersey Division of T a..

NV Stele Tax Dept


G_ge Wplberg PhD
Charles Da Salla
E. Gurfein (vendor)
NISTWIRE IN
CAS I 2996-65
Elisha Gurfein
James L. Cp<

Pacific Deta Storage


SGI Developers
AT&T
Fedex

I0 0

91.BO
3B.59
32B.46
617.41
86.96
4,776.00
56.00
8,333.33
5,301.00
1,00000
2.524.05
100
2,577.53
7.195.14
136.63
6,511.00
10,000.00
60,000.00
1,544.52
500.00
5,77600
2,707.20
1656
6,156 72
10,000.00
500.00
50000
5.265.00
10,000.00
480.78
600.00
1,000.00
1,000.00
6,419.57
378.33
111.52
6,333.33
1,330.35
2,469.60

5102
6339
2130
2121 2122
6157
6379
6066
Deposit
7006
6504
6158

Various

CASI2996~5

60,000.00

6003

6504
2115 FUTA
2100
2121 2122
2100
2130
6337
6067
6025
6011
6022
6035
6342
6032'
7006
7006
6338
6341
6021
6175

Verizon
CASI 2996-65

10,000.00
8,332.33
13,304.00
32.80
339.22
5,000.00
10,000.00
91408
100.00
5,778.00
4,611.09
1,442.34
188.eo
30000
2,000.00
1,000.00
3487
284.85
137.21
210.00
456.00
398.60

Various
7006
7006
6504
7006
6504
6504
6067
6011
6036
6003
6102
6032
6030
6028
6345
6338
6370
Deppsil
2100
2121 2122
2100
2130
2115 FUTA
2100
2115FUTA
6157
6337
6102
2200
2200
2200
6342
6175
6337
6342
DepPSil
6504
AC 7001
6504
6504
2115 FUTA
2100
7006
7006
6162
6156
6337
6067
6036

51. Louis University

Verizon Wireless

14,000.00
5,781.29
3,770.00

000
100.00
60,100.00
50.100.00
41,767.67
28,463,67
28,430.87
28,09165
23,091.65
13.09165
12,177 57
12,07757
6,299,57
1,68848
24614
57.34
-24266
-2.24266
-3,242.66
-3,27753
-3.56238
-3,699.59
-3,909 59
-4,36559
-4,764.19
55,235.81
55.144 01
55,105.42
54,776.96
54,15955
54,072.59
49,296.59
49.240.59
40,907.26
35,606.26
34,606.26
32,082.21
32,081.21
29,503.68
22.308.54
22.17191
15,66091
5.660.91
65.660.91
64.11639
64.616.39
56.838.39
56,131.19
56,11463
47,957.91
37,957.91
37,457.91
36.95791
31,692.91
21,592.91
21.212.13
20,61213
19,612.13
18,61213
12,19256
11,814.23
11,702.71
3.369.38
2,03903
-43057
59,569.43
45,569.43
39,768.14
36.01614

100.00
60,000.00

AC 7001
AC 7009
7006
6157
6337
6370

Cha~es Da Salia
Chase Bank
Chase Bank
NY State Tax Dept
Internal Revenue Service
N_ Jersey Division of Ta...
Generel Cpmputer and Se...
Oxford Health Plans
MCI
Henz Cprpc>ratipn
Cable

SilICOn Cijy

Balance
-_._----

Credit

Debit

Class

60.000.00

..
"

548.34

35.46980

1,274.21
2616
82356
255.92
2,611.00
376.33
4,902.00
1,037.47
110.66
413.20
16.33
-29.81

34,195.59
34.167.43
33,343.87
33,087.95
30.27695
29.B98.62
24,996.62
23.959.15
23,646.27
23,43507
23,416.74
'->23,386.93

~,642oo

20,54tl.93

70.77
6.000.00
4,000.00
295.00
295.00

20.474.16
14,47416
10,47416
10.179.16
9.86416
9,620.00
9,71164

6336
109.16

()F 10 ~

KA-2408

Page 1

~1Wo
KA-2408

Case:
Case11-1924
1:08-cv-10223-NRB
Document: Document
94 Page:32-8
10

KA-2409

KA-2409

Filed
05/16/2012
08/23/10 611061
Page 4 of 49
321

KA-2409

12:oWAM

CASI ENTITIES

07123110

Transactions by Account
As of December 31,2003

Accrual Basis

Type

Oat.

Num

Memo

Name

Class

Debit

Credit

Balance
---~-_.-

Check
Check
Check
Check
Check

Check
Check
Check
ChecJ<
Check
ChecJ<
Deposit
ChecJ<
Check

ChecJ<
ChecJ<
Check
ChecJ<
ChecJ<
Check
ChecJ<
Check
Check
Check
ChecJ<
ChecJ<
ChecJ<
Check
Check
Check
ChecJ<
ChecJ<
ChecJ<
Check
Deposit
ChecJ<
ChecJ<
Check
Check
Check
ChecJ<
Check
ChecJ<
ChecJ<
ChecJ<
Check
ChecJ<
Check
Check
Check
ChecJ<
ChecJ<
Check
ChecJ<
Check
Check
Check
Check
Check
Check

4/2/2002
41212002
412912002
4/2912002

NCO 313
NCO 314
NCD315
NCO 316
NCO 317
NCO 318
NCD319
NCO 320
NCO 321
NCO 322
NCO 323
032202
10105
10107
10124
10119
10131
10132
NCO 401
NCO 402
NCO 403
NCO 404
NCO 405
NCO 406
NCO 407
NCO 408
NCO 409
NCD410
NCD411
NCD412
NCD413
10134
10147
10148

4l3Ol2OO2

043002

4I30I2002
413012002
4l3Ol2OO2
413012002
51112002
51112002

10149
101SO
10157
10158
10160
NCO SOl
NCO 502
NCO S03
NCO 504
NCDS05
NCO 506
NCO S07
NCO 508
NCO 509
NCO 510
NCD511
NCO 512
NCD513
NCO 514
NCO 515
NCO 516
NCO 517
NCD518
10177
10173
10185
10186
10192
NCD519
NCO 520
NCO 521
NCO 522
NCO 523
NCO 524
NCO 525
NCO 526
NCO 527
NCO 528
NCO 529
NCO 530
NCO 531
052102
10218
10213
10214
10215
10216
10217
10219
NCO 5301
NCO 5302
NCO 5303
NCO 5304
NCO 5305
NCO 5306

311212002
311212002
3112/2002
311212002
311212002
311212002
3/1212002
311212002
3/1212002
3/1212002
311212002
312212002
312212002
312812002
313012002
4/112002
41212002
41212002
41212002
41212002
41212002
412J2002
41212002
41212002

41212002
41212002
41212002
41212002
41212002

412J2002

511/2002
51112002
51112002
511/2002

51112002
51112002
51112002
511/2002

51112002
51112002
51112002
5/112002

51112002
51112002
511/2002
511/2002
5/1/2002
51112002

51112002

Check

5I3l2OO2

Check
ChecJ<

5I3l2OO2

Check
Check
Check
Check
Check
Check
Check
Check
ChecJ<
Check
Check
Check
Check
Deposit
Check

Check
Check
Check
Check
ChecJ<
Check
Check
Check
Check
Check
ChecJ<
ChoiCk

511112002
511312002
511312002
511312002
5/1312002
511312002
511312002
511312002
5/1312002
511312002
511312002
5113/2002
5113/2002
511312002
5/2112002
5/2412002
5/2412002

5/2412002
512412002
512412002
512412002
5/2712002
5128/2002

512812002
512B12002
512812002
512812002
5128/2002

tP(L

KA-2409

E. Gurfein (vendor)
Zapin Endlich & Lombardo
Corner Drug Store
NYC Dept 01 Transportation
Transil Check
E. Gurfein (vendor)
Amex
Amex
Ame><

Various

Silicon City

6093
6063
6015
6377
6061
2200
2200
2200
2200
6022
Deposit
7006
7006
7006
6504
2115 FUTA
2100
6158
6157
6337
6067
2200
6061
6022
6102
6030
6342
6032
6021
6155
2121 2122
7006
2121 2122
Deposit
2125 NYSUI
2100
2125 NYSUI
6356 6357
6504
6158
6157
6337
6067
6025
6011
6036
6035
6342

Verizon

6032

PacifIC Data Storage


American Media SyStems I..
American Media Systems 1...
Silicon Graphics
AT&T

6338
6332
6332
6343
6021
6012
6063
6093
7006
6334
2100
2121 2122

Amex
Gable
NISTWIRE IN
CASI 2996-65
CASI 2996-65
CASI 2996-65
Charles Da Salla
Chase Bank
Internal Revenue Service
James l. Cox
George Walberg PhD
General Computer and Se...
Oxford Health Plans
Arnex
E. Gurfein (""Mor)
Cable
Frederica Miller ESa
Thorn
Silicon City
Verizon
AT&T
D. Ferrand
NY Stale Tax Dept
CASI 2996-65
NY State Tax Dept
NISTWIREIN
NY State Employment Taxes
Internal Revenue Service
NY State Employment Taxes
New Jersey Division of Ta...
Charles Da Salla
James l. Cox
George Wolberg PhD
General Computer and Se...
Oxford Health Plans
MCI
Hertz Corporation
Webworqs

Verizon Wireless

Exxon
Comer Drug Store
Zapin Endlich & Lombardo
CASI2996-65
e mag
Internal Revenue Service
NY State Tax Dept
08 Karron PR
General Computer and Se...
Amex
Am..
Cable
Silicon City
Stephen Frost
RadIO logic
RCN
E. Gurfein (vendor)
E. Gurfein (vendor)
Sunoco
Fedex
Skytel
NISTWIRE IN
emag
Silicon City
Silicon City
Silicon City
Silicon City
Silicon City

Voicestream Wireless
General Computer and Sa...
Oxford Health Plans
MCI
Amex
Webworqs
Joan Hayes CPA

1010'

23694
463.00
505.27
300.00
230.40
1,234.00
2,155.27
2,669.66
569.57
105.23
104.46
60,000.00
1,776.00
14,000.00
4.000.00
1,247.69
26.46
887.04
3,575.00
4.225.00
8,115.00
1,037.47
2,589,81
617.40
114.23
2,000.00
284.85
10,486.62
37.08
9.89
100.00
146.38
1,000.00
74.74
70,000.00
285.07
448.90
5.45
21738
1.049.31
3.835.00
8.450.00
5.906.00
1,543.55
29.87
16797
600.00
40.52
2.144.00
36.98
678.00
444.15
12.59
4,400.00
9.29
9.80
145.47
439.00
10,000.00
1,000.00
351.56
49.81
5.01984
5,501.00
1,491.76
1,794.53
114.23
1,155.00
100.00
100.00
104.98
444.27
220.77
17.50
73.94
55.75

6504
6337
2200
2200
6022
6342
6092
6161
6026

6065
Various
6016
6175
6028
70,000.00

6334
6342
6342
6342
6342
6342
6034
6337
6067
6025
2200

6036
6004

Z. ~ ID ~
KA-2409

1,000.00
1,877.13
225.00
152.00
1,282.20
34159
56.24
2,460.00
1,290.51
109.81
2.193.64
300.00
1,000.00

9,474.70
9,011.70
8,506.43
8,206 43
7,97603
6,74203
4,586.76
1,91710
1.347.53
1.242.30
1,137.84
61,137.84
59,36184
45,36184
41,361.84
40,114.15
40.087.69
39.200.65
35,625.65
31,400.65
23,285.65
22,248.18
19.658.37
19,040.97
18,926 74
16.926.74
16.64189
6,155.27
6,118.19
6.108.30
6.00830
5.861.92
4,86192
4,787.18
74.787.18
74,502 II
74,053.21
74.04776
73,83038
72,781.07
68,946.07
60,496.07
54,590.07
53,046.52
53,016.65
52,848.68
52,248.68
52,208.16
SO,06416
50,027.18
49,349.18
48,90503
48,89244
44.492.44
44,483.15
44,473.35
44,327.88
43,888.88
33,88888
32,88888
32,537.32
32.487.51
27,467.67
21,966.67
20,474.91
18,680.38
18,566.15
17,411.15
17,311.15
17,211.15
17,106.17
16.661.90
16.441.13
16,423.63
16.349.69
16,293.94
86,293.94
85,293.94
83,41681
83,191.81
83,039.81
81,757.61
81.416.02
81,359.78
78,89978
77,609.27
77,499.46
75,305.82
75,005.82
74,005.82

Page2

&1&11
~
KA-2409

Case:
Case11-1924
1:08-cv-10223-NRB
Document: Document
94 Page:32-8
11

KA-2410

Filed
05/16/2012
08/23/10 611061
Page 5 of 49
321

KA-2410

KA-2410

12:44 AM

CASI ENTITIES

07123110

Transactions by Account
As of December 31,2003

Accrual Basis

T~pe

Ched<
Check
Check

Check
Check
Check
Check
Check
Check
Ched<
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Deposit
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Deposit
Depos~

Check
Check
Check
Check
Check
Check
Check
Check
Ched<
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Ched<
Check
Check
Check

Check
Check
Check

Date

---5/2812002
512812002
512812002
512812002
512812002
5/2812002
512812002
61312002
61312002
6/312002

6I3l2OO2
6I3l2OO2
6I3l2OO2
613/2002
6/312002
61312002
61312002
61312002

6I3l2OO2
6/312002
61312002
6/312002
6/312002
61312002
6/312002
6/312002
61412002
6/412002
61412002
61412002
61512002
611212002
611212002
612512002
6125/2002
613012002
613012002
613012002
613012002
7/112002
7/112002
71212002
71212002
71212002
71212002
7/312002
7/512002
7/512002
7/512002

7/512002
7/512002
7I6l2OO2
7/1212002
7/1212002
7/1212002
711212002
7/1212002
7/1212002
7/1212002
7/1212002
7/1212002
7/1212002
7/1212002
7/1212002
7/1212002
7/1212002
7/1212002
7/1212002
711212002
7/1212002
7/1212002
711212002
7/1212002
7/1212002
7/1212002
7/1212002
711212002
7/13/2002
7/1312002
7/1312002
7/1312002
7/1312002
711312002
711512002
7/1512002
7/1512002
7/1512002
7J2612002
712812002
7J29J2002

Num
NCO 5307
NCO 5308
NCO 5309
NCO 5310
NCO 5311
NCO 5312
10206
10207
10208
10209
10210
10211
10212
10220
10221
10222
10223
10224
10225
10226
10227
10229
10230
10230
10234
10228
10232
10233
NCR
10236
NO 601
NO 602
10237
10252
10253
10235
10267
10268
10323
NCO 711
10262
10281
10280
070202
10284
NCD 712
10290
10291
10292
NCO 713
10300
10322
10320
10321
NCO 701
NCO 702
NCO 703
NCD 704
NCO 705
NCD 706
NCD 707
NCD 708
NCO 709
NCO 710
NCO 714
NCD715
NCD 716
NCO 717
NCO 716
NCD719
NCD 720
NCO 721
NCO 722
NCO 723
NCO 724
NCO 725
NCO 726
10335
10336
10338
10327
10337
10344
NCO 727
NCD 728
NCD 729
NCO 730
10345
NCD 814
10346

Name
Verizon Wireless

Silicon City
Ricoh Business Systems
Fedex
Corner Drug Siore
Skylel
Abe Karron
Charles Da Salla
James L Cox
Elisha Gurfein
Elisha Gulfein
Elisha Gurfein
DB Karron PR
Silicon C~y
American Media Systems I..
American Media Syst"",s 1...
American Media Systems 1...
General Computer and Se...
Fedex
Silicon C~y
Cable
CASI~

lrozenq>u.com
NY State Employment Taxes
NY State Tax Dept

Verizon
Internal Revenue Service
Chase Bank

Abe Karron
Amex
Amex
RCN
Rosalie Mets
Rosalie Mets
Scot! Albin PR
Charles Da Salla
Nicholee A Wynter
Dr. D.B. Karron Reni

Amex
Rosa~e Mets
WebwOrqs
Chase Bank
NY State Employment Taxes
Corner Drug Store
General Computer and Se...
Oxford Health Plans
Silicon City
AT&T
Cable
MCI
RCN
Verizon

Verizon Wireless
Amex

Rosalie Mets
James L Cox
Figlia & Sons
Transit Check
George Wolberg PhD
D. Ferrand
Coffee Distrib\.ting
NGCheck

Thom
E Gurfein (vendor)
W-"rqs
One Stop Business Machine
Webworqs
Webworqs
Rosalie Mets
Joan Hayes CPA
Rosalie Mets
RosalieMets
Skytel
VOicestream Wireless
ConEd
Feelex
Rosalie Mets

Amex

Credit

Debit

6035
6342
6339
6175
6063
6028
6151
6504
2001

6504
6504
6504
6504
2000
2000
2000
2000
2000
2000
2000
6022
7006
6335
2121 Only
2122 Only
2000
2100
2111 ONLY
AC 4010
6330
2200
2200
6026
6062

207.51
14.26
1,2SO.58
1.00
60.51
10000
100.00
1,702.04
1,520.21
1.586.03
2,000.00
982.37
10000
2,450.00

6062
6337
AC 6122
Deposit
6053
2200

6504
6504
6504
2200
6062
6036
2100
2121 2122

6063
6337
6067
6342
6021

5022
5025
6026
6032
6035
2200
6062
6158
6040
6377
6157
6155
6130
6122
6030
Various
6036
6090
6036
5036

5062
6004
6062
6062
6028
6034
6380
6175
6062
2200
6356 6357

__

Balance

-----.

40.52
281.95
1.600.00
24.13
4.43
49.03
1.00000
1.141.57
3.250.00
5.781.SO
5.781.50
5,781.50
5.002.25
2.583.05
244.15
431.62
417.58
2.000.00
69.87
5.000.00
107.12
4.000.00
608.33
977.33
556.53
37.33
9.60090
5,143.40

6504
6504
6504
6192
2200

Rosalie Mets
General Computer and Se...
NG Check
NISTWIRE IN
Pre Flight Venlu<es
Amex
DB Karron PR
DB Karron PR
DB Karron PR

State of New Jersey

Class

----.

6062

Am..

'Ie.. I().O

KA-2410

Memo

25.023.17
70.00000
SO.OO
1,000.00
5,55201
4,756.38
9,288.07
1,000.00
100.00
1,000.00
15.788.98
3,784.13
237.42
928.00
1,290.51
1,110.74
16.37
115.69
9.83
60.51
162.84
40.52
1,074.91
100.00
5,785.00
1,995.00
303.20
225.00
400.00
76.21
25,023.17
284.85
369.30
300.00
107.17
300.00
300.00
135.00
1,090.00
100.00
100.00
98.63
39.99
832.05
79.91
100.00
2,94001
436.62

.-

73.965.30
73.68335
72.083 35
72.059.22
72.054.79
72.00576
71.005.76
69.864 19
66.614.19
50.83269
55.051.19
49.26969
44.26744
41.68439
41,44024
41.008.62
40.591.04
38.591.04
38.52117
33.521.17
33.414.05
29.414.05
28.805.72
27.828.39
27.271.86
27,23453
17.633.63
12,490.23
12,697.74
12,683.48
11,43290
11,431.90
11,371.39
11.271.39
11,171.39
9,469.35
7,949.14
6,363.11
4,363 11
3,380.74
3.280.74
830.74
25,853.91
95.853.91
95.803.91
94.80391
89,251.90
84.495.52
75.207.45
74.207.45
74,107.45
73,107.45
57.31847
53,534.34
53,296.92
52.368.92
51,076.41
49.967.67
49.951.30
49.835.61
49,825.78
49,765.27
49,582.43
49,541.91
48.467.00
48.36700
42,582.00
40,587.00
40,283.80
40,058.80
39,656.80
39,582.59
14,559.42
14,274.57
13.905 27
13.606.27
13.49810
13.198.10
12,898.10
12.763.10
11,673.10
11.573.10
11.473.10
11.374.47
11.33448
10.502.43
10,422.52
10,322.52
7.382.51
6,94589

3~ IlJ ~ ~*.,i3

KA-2410

KA-2410

Case:
Case11-1924
1:08-cv-10223-NRB
Document: Document
94 Page:32-8
12

KA-2411

KA-2411

Filed
05/16/2012
08/23/10 611061
Page 6 of 49
321

KA-2411

12:44 AM

CASI ENTITIES

07123110

Transactions by Account
As of December 31,2003

Accrual Basis

Type
Check
Deposit
Check
Check
Check
Check
Check
Check
Check
Daposrt

Check
Check
Check

Check
Check
Check
ChecI<
Check
ChecI<
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check

Check
Check
Check
Check
Check
Check
Ched<
Check
Check
Deposit
Deposit
Check
Check
Check
Check

Check
Check
Check
Check
Ched<
Ched<
Check
Ched<
Ched<
Check
Check
Ched<
Ched<
Check
Check
Deposil
Deposit
Deposit
Check
Check
Check
Deposit
Check
Check
Ched<
Ched<
Check
Check
Check
Check
Check
Check
Check
Check
Ched<
Check
Check
Check
Check
Check
Check
Check
Check
ChecI<
Check
Check

Dale

----7/2912002
7/2912002
7/3012002
7/3012002
7/3012002
713012002
713012002
713012OO2
713012OO2
713012002
713112002
713112002
81112002
81112002
Bl2l2002
Bl2l2002
81212002
BI2I2OO2
81212002
81212002
81212002
81212002
Bl2l2oo2
8J2I2002
81212002
Bl2l2002
BI3I2OO2
BI3I2OO2

BI3I2OO2
BI3I2OO2
BI3I2OO2
81312002
81612002
Bl6l2002
Bl6l2002
BlBl2002
81912002
81912002
811312002
811312002
811812002
811812002
811B12OO2
811B12OO2
811B12OO2
811812002
811812002
811812002
811812002
811812002
811812002
811B12OO2
811812002
811812002
811B12OO2
811912002
8/1912002
812012002
813012002
813012002
91412002
91512002
91612002
91612002
91612002
9~

9/1112002
911112002
911112002
9111/2002
9111/2002
9111/2002
9/11/2002
9111/2002
9/11/2002
9111/2002
9111/2002
9/1112002
911212002
911212002
9/1212002
911212002
911312002
911312002
911912002
911912002
911912002
911912002
911912002
911912002

KA-2411

Num
10347
072902
10355
10356
10357
10348
10350
10351
10352
10349
10354
10359
NCO 818
10401
10366
NCDB03
NCDB04
NCDB05
NCDB06
NCO 807
10363
10377
10382
10376
10372
10369
10373
10374
10375
10388
10391
NCO 808
NCO 809
10392
10400
10402
10403
INC 3196
NCD801
NCD802
NCD 810
NCO Bl1
NCD812
NCO 813
NCD815
NCO 816
NCO 817
NCD819
10407
NCO 820
NCO 821
10406
10413
10410
10411
10412
NCD912
REFUND
090502
10421
10423
10424
090602
10448
NCO 914
NCO 915
10428
NCO 916
NCO 917
NCD918
NCO 919
10441
10439
NCO 921
10449
10451
NCO 913
10450
10453
10457
10470
10466
NCO 901
NCO 902
NCO 903
NCO 904
NCO 905

'~/L.

Name

Memo

Slata of New Jersey


NISTWIRE IN
Elisha Gurfein
Charles Da Salla
Nicholee A. Wynter
New Jersey Division of Ta..
E. Gulfein (vendor)
E. Gurfein (vendor)
E. Gurfein (vendor)
Paypal
NY Slate Employmenl Taxes
James l. Cox
Rosalie Mets
Voicestream Wrreless
DB Karren PR
New Jersey Division of T a...
Silicon City
American Advanced Power
Vision Shape
emag
frozencpu.com
Elisha Gurfein
NYC Dept of Transportation
Sunoco
NYC Dept of Finance
George Wolberg PhD
Exxon
Her1zCorporalion
IEEE-Books
Jamesl. Cox
Yehoshua Zeevi
Webworqs
Silicon City
Vision Shape
Metro SoIat Inc
First Rehab
Chase Bank
NY State Employment Taxes
American Media Systems I...
CASI CO FUNDING
General Computer and 5....
Oxford Health Plans
AT&T
Cable
RCN
Verizon
Paypal
Paypal
D. Ferrand
Fadex
Dr. D.B. Karren
MCI
Verizon Wirel&Ss
ScottAlbin PR
Ken Jackson
Rosalie Mets
Rosalie Mats
Rosalie Mets

Arne.
General Computer and 5 ....
Dr. D.B. Karron
NISTWIRE IN
Cha~8S Da Salla
Nicholee A Wynter
Ken Jackson
NISTWIRE IN
Chase Bank
D, Ferrand
James l. Cox
Rosalie Mets
Skylel
Voicestream Wireless
Con Ed
Fadex
Rosalie Mets
Hertz Corporation
Exxon
NY Slate Employment Taxes
Dr. O.B. Karron
Amex
Rosalie Met. .
Advanced Te<:lmology
Elisha Gurfein
Matthew Rothman
Chasa Bank
Comer Drug Store
General Computer and Se...
Oxford Health Plans
Silicon City
Vision Shape

JOI 0

Cia

Credil

Debil

6356 6357

Balance

775.50
70,000.00
5,781.50
1,59UO
2,028.11
1,134.99
171.60
444.27
417.65

6504
6504
6504
2130
Various

6065
6061
6170
2125 NYSUI
6158
6062

0.25
518.80
5.200.00
100.00
39.99
5.675.03
756.66
3.809.83
215.00
1,643.25
850.00
237.50
5.781.50
300.00
25.90
55.00
1.000.00
19.71
322.36
54.13
25.00
469.80
300.00
6,72364
3,00000
1,00000
163.30
30,029.74
6,880.66

6034
6504
2130
6342
6331
6344
6334
6335
6504
6015
6016
6015
6157
6012
6011
6019
6015

6092
6036
6342
6344

6046
6093
2100
2121 2122
AC6332
AC 7001
6337
6067
6021

370.00
20,000.00
2,396.00
1,771.29
23.42
112.00
182.52
234.14
250.00
80.00
20000
25.88
750.00
51.01
40.52
1,151.71
1,36000
100.00
10000
100.00
2,430.41

6022
6026

6032
6170
6170
6155
6175
1600 Scott Albin
6025
6035
6504
6005
6062
6062
6062
2200
AC 6337
4712
Deposit

1,181.79
3,000.00
0.11

6504
6504
6005
Depos~

1,372.23
1.801.26
920 00
69,999.89

2100
6155
6158

1,687.54
400.00
3,250.00

6062

100,00

6028
6034
6380
6175
6062
6011
6012
2121 2122
1905
2200
6062
6152
6504
6504
2100

6063
6337
6067
6342
6344

14598
9321
73595
9023
100.00
31670
1979
406.13
15,000.00
1.601.02
100.00
1.000.00
5.781.51
591.89
2.246.76
33.50
190.00
101.22
1,570.00
2.000.00

6,170.39
76,170.39
70,388.89
68,797.79
66,769.68
65,634.69
65.463.09
65.018.82
64.601.17
64,601.42
64,082.62
58,882.62
58.782.62
58,742.63
53.06760
52.310.94
48,50111
48.286.11
46.64286
45.792.86
45,555.36
39.773.86
39.473.86
39.447.96
39.392.96
38.392.96
38.37325
38.05089
37,996.76
37,971.76
37.501.96
37.201.96
30,478.32
27,478.32
26.47832
26,315.02
-3,71472
-10,59538
-10.225.38
9,774.62
7,37862
5,607.33
5.583.91
5.471.91
5,289.39
5.05525
4,80525
4,725.25
4,52525
4,499 37
3,749.37
3.698.36
3,65784
2,50613
1,14613
1,04613
946.13
846.13
-1.584 28
-40249
2,59751
2.597.62
1,225.39
-57587
1,495.87
68.504.02
66.816.48
66.416.48
63,166.48
63,066.411
62,920.50
62.827.29
62,09134
62,001.11
61,90111
61,584 41
61,56462
61,158.49
46.15849
44.557.47
44,45747
43.457.47
37,675.96
37,064.07
34,837.31
34,80381
34.613.81
34.512.59
32,942.59
30,942.59

10 ~
'6
-eAcAii3
KA-2411
KA-2411

Case:
Case11-1924
1:08-cv-10223-NRB
Document: Document
94 Page:32-8
13

KA-2412

KA-2412

Filed
05/16/2012
08/23/10 611061
Page 7 of 49
321

KA-2412

CASI ENTITIES
Transactions by Account

12:44 AM
07123110

As of December 31, 2003

Accrual Basis

Type
------Ched<
Ched<

Check
Check
Check
Check
Check
Check
Check
Check

Check
Check
Check
Check
Ched<
Ched<
Check
Check
Check
Check
Check
Check
Check
Ched<
Check
Ched<
Check
Check
Check
Ched<
Check
Check
Check
Check
Check
Check
OepoSit
Check
Check
Check
CheCk
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Deposrt
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check

Check
Check
Check
Deposit
Check
Check

Check
Check

Deposil
Check

Dale
911912002
9/1912002
9/1912002
911912002
911912002
911912002
911912002
9/1912002
9/1912002
911912002
9/1912002
912012002
912312002
912512002
913012002
913012002
913012002
913012002
913012002
9/3012002
9/30/2002
913012002
913012002
913012002
913012002
913012002
9/3012002
913012002
913012002
913012002
913012002
913012OO2
913012002
913012002
913012002
913012002
101412002
101412002
101412002
101412002
101412002
101412002
1011012002
1011112002
10/1512002
1011612002
1011812002
10/1612002
1011612002
10118/2002
1011612002
1011612002
1011812002
1011612002
1011612002
1011812002
1011612002
1011812002
1011612002
1011612002
1011812002
1011812002
10118/2002
10/1612002
1011612002
1011612002
10/1812002
1012212002
1012512002
10/3012002
111112002
111112002
11/112002
11/112002
111112002
11/112002
111112002
11/112002
111112002
111112002
111112002
111112002
11/212002
111612002
111712002
111712002
111712002
111912002
1111312002
1111512002

KA-2412

Num
NCO 906
NCO 907
NCO 908
NCO 909
NCD910
NCO 911
10462
NCO 920
10467
10465
10460
10471
10492
10473
10474
10475
10476
10477
10478
10418
10488
10489
10490
10491
NCO 1001
NCO 1002
NCO 1003
NCO 1004
NCO 1005
10484
10496
10506
10507
10485
10479
10487
100402
10486
NCO 1010
10497
NCO 1011
NCO 1012
10512
10526
10621
10519
10520
10521
10523
10525
NCO 1006
NCO 1007
NCO 1006
NCO 1009
NCO 1013
10527
10529
10530
10533
10522
NCO 1212
NCO 1213
NCO 1214
NCO 1215
NCO 1216
NCO 1217
10656
102202
10584
10556
10586
10567
10567
10566
10569
NCO 1126
NCO 1127
NCO 1128
10570
NCO 1129
10549
10585
10582
110602
10568
10590
10591
10592
111302
10602

"t...

Name

Memo

Cable
MCI
RCN
Verizon
Verizon Wireless
Amex
Ken Jackson
O. Ferrand
New Jersey DiviSion 01 Ta...
Rosalie Mets
Nicholae A. Wynter
Matthew Rothman
E. Gurf";n (vendor)
Dr. 0.6. Karron
Elisha GlJ'fein
James l Cox e~
Charles Da Sana
Malthew Rothman
Regner M. Perana
Slate 01 New Jersey
Chase Bank
NY Slate Employment Taxes
Chase Bank
NY Stete Employment Taxes
Comer Drug Store
General Computer end Se...
Oxford Health Plans
Silicon City
Silicon Graphics
Rosalie Mats
E. Gurfein (vendor)
E. Gurfein (vendor)
E. Guofein (vendor)
Todd J Berman M.D.
Nicholee A. Wynter
Slate r:i New Jersey
NISTWIRE IN
ROSalie Mets
D. Ferrand
Ken Jackson
Mistretta Electric
Sunoco
Solomon & Bernstein
Rosalie Mats
James L. Co.
MalIhew Rothman
James l eo. emp
Regner M. Perella
DB Karron PR
Nicholee A. Wynter
AT&T

6022
6025
6026
6032
6035
2200
6005
6155
2130
6062
Various
6504
Various
1905
6504
6504
6504
6504
6504
6359
2100
2121 2122
2100AJE PR
2121 2122 AJ ..
6063
6337
6067
6342
6343
6062
6061
6066
6061
6066
6504
2130
Deposit

Mel
Ame.
Fede.
D. Ferrand
Rosalie Mets
Joan Hayes CPA
Joan Hayes CPA
Deluxe Business Forms
Charles Da Selle
Jane layler
E)()(on
Mistretta Electric
Peter Ross
Peter Ross
Thom
Joan Hayes CPA
NISTWIRE IN
Rosalie Mets
NY State Employment Ta.es
Nichelee A Wynter
Charles Oa Salla
MatIh_ Rothman
James l eo. ernp
DB Karron PR
George Wofbe<g PhD
Advanced Technology
Peter Ross
RBglBf M. Perella
OlClord Heallh Plans
ConEd
Rosalie Mets
O. Ferrand
NISTWIRE IN
Chase Bank
NY State Employment Ta.es
CheseBank
D. Ferrand
NISTWIRE IN
James L Cox ernp

IOI()

Class

Debit

112.00
99.35
115.49
20211
81.04
1.379.37
1,000.00
200.00
378.33
100.00
26.75
469.53
16282
5,000.00
6.020.14
1.096.14
1,296.13
1,339.34
1,09637
29.01
8,555.46
783.31
18.899.62
6.582.00
680.70
2,200.00
1,214.60
17.752.11
139.20
100.00
417.65
357.00
417.65
375.00
1.646.51
378.33
70.000.00

6062

100.00
200.00
1.650.00
3,500.00
10.50
150.00
10000
3.50
1.392.89
852.76
402.18
9,594.61
935.43
18.12
56.96
5,736.51
56.67
200.00
100.00
2,500.00
706.96
115.17
350.25
161.00
39.08
1,900.00
107.70
464.48
493.95
25000

6155

6005
6047
6016
6109
6062
6017

6504
6504
6504
6504
6504
6021
6025
2200
6175
6155

6062
6004
6370Vanous
6349
6504
6159
6012
6047
6130
6370 Various
6030

6004
Deposrt
6062
2121 21222125
6504
6504
6504

30.000.00
10000
1,120.93
1,01764
275.46
1.270.29
1,042.64
9,621.61
2.000.00
2.000.00
500.00
447.65
1,346.07
649.00
100.00
300.00

6504
6504
6157
6152
6160
6504
6067
6380
6062
6155
Deposit
2100
2121 2122
2115 FUTA
6155
Deposit
6504

$0:6
'0
KA-2412

Credit

30,000.00
17,223.38
4,548.60
295.00
200.00
12,000.00

~.

652.76

Balance
---_._-30.830.59
30.731.24
30.615.75
30.41364
30.33260
28.953.23
27.953.23
27.753.23
27.374.90
27.274.90
27.24815
26.778.62
26.615.60
21,615.80
15.595.66
14.499.52
13.203.39
11.l!64.05
10.767.68
10,736.67
2.183.21
1.399.90
-17.499.72
-24.081.72
-24.762.42
-26.962.42
-26.17702
-45.929.13
-46.066.33
-46.168.33
-46.585.96
-46,94296
-47.360.63
-47,735.63
-49.38214
-49,760.47
20.239.53
20.139.53
19.939.53
16.28953
14.789.53
14.77903
14.629.03
14.529.03
14,525.53
13.132.64
12.279.68
11.67770
2,263.09
1,347.66
1,329 54
1,27056
-4.46593
-4,524.60
-4,724.60
-4,82460
-7,324.60
-8,031.56
-8.14675
-6,497.00
-8,656.00
-8,697.06
-10,597.08
-10.704 76
-11.169.26
-11,663.21
-11.913.21
18.086.79
17,98679
16,865.86
15.848.02
15.572.56
14.302.27
13.259.63
3.638.02
1,636.02
-361.96
-66196
-1,309.83
-2,655.90
-3.304.90
-3,404.90
-3.704.90
26,295.10
9.071.72
4.523.12
4,226.12
4,028.12
16,026.12
15.175.36

~ aW~
KA-2412

Case:
Case11-1924
1:08-cv-10223-NRB
Document: Document
94 Page:32-8
14

KA-2413

KA-2413

Filed
05/16/2012
08/23/10 611061
Page 8 of 49
321

KA-2413

12:44 AM

CASI ENTITIES

07/23110

Transactions by Account
As of December 31, 2003

AccruiIIl Basis

Type

------Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Cheek
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Cheek
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
CheCk
Check
Check
Check
Check
Deposi'
Deposil
Check
Check
Check
Check
Deposit
Deposit
Check
Check
Check
Check
Chec:l<
Check
Check
Che<:k
Check
Check
Check
Check
Deposit
Check
Check
Check
Check
Deposit
Deposit
Check
Deposit
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check

Date
1111512002
1111512002
11/15/2002
1111512002
1111512002
1111512002
1111512002
11/1512002
11/1512002
1111512002
11/1512002
1111512002
11/1512002
1111512002
1111512002
11/1912002
1111912002
1111912002
1111912002
1111912002
1111912002
1111912002
11/1912002
11/1912002
11/1912002
1111912002
11/1912002
11/1912002
11119/2002
11119/2002
1111912002

11/1912002
1111912002
1111912002
1111912002
11/1912002
11/1912002
1111912002
1111912002
11119/2002
1111912002
1111912002
11/1912002
1111912002

1112012002
1112012002
1112112002
11/21/2002

1112112002
1112312002
1112512002
1112612002
1112712002
1112712002
11/2912002
11129/2002
11/29/2002
1112912002
1112912002
1112912002
1112912002
11/2912002
1112912002
121112002
121212002
12/912002
12/10/2002

1211012002
1211 112002

12/12/2002
12/1212002
12/1312002
1211312002
12/1512002

12/1512002
1211612002
12/1612002
1211612002
1211612002
12/1612002
12/1612002
12/1612002
12/1612002
1211612002
12/1612002
1211612002
1211612002

1211612002
1211612002
12/1612002

KA-2413

Num
10603
10605
10606
10607
10608
10610
10619
10613
10614
10611
10612
10601
10615
10616
10623
NCO 1101
NCO 1102
NCO 1103
NCO 1104
NCO 1105
NCO 1106
NCO 1107
NCO 1108
NCO 1109
NCO 1110
NCD1111
NCD1112
NCO 1113
10379
10389
10510
10516
NCD1114
NCO 1115
NCO 1116
NCO 1117
NCO 1118
NCO 1119
NCO 1120
NCO 1121
NCO 1122
NCO 1123
NCO 1124
NCO 1125
INC 3205
112002
10628
10636
10631
10641
112602
10648
10649
10642
10643
10644
10645
10646
10647
10650
10651
10652
NCO 1209
120202
10653
10654
10657
debil
WIRETFR
10655
121302
10620
10638
10681
10682
10683
10684
10686
NCO 1201
NCO 1202
NCO 1203
NCO 1204
NCO 1205
NCO 1206
NCO 1207
NCO 1208
NCO 1210
NCO 1211

Name
Charles Da Salla
Regner M. Peralta
Matthew Rothman
Nicholee A. Wynter
Chase Bank
NV State Employment Taxes
DB Karron PR
Ken Jackson
Dr. D.B. Karron
Rosalie Mets
Rosalie Mats

State of New Jersey


Joan Hayes CPA
Joan Hayes CPA
Joan Hayes CPA
General Computer and Se...
Ricoh Business Systems
Silicon City
AT&T
Cable
MCI
RCN
Verizon

Verizon Wireless
Skylel

Voicestream Wireless
ConEd
Fedex
Pennie & Edmonds
Pennie 8. Edmonds
Transit Check
City College of New Vorl<
Levinson Lerner Berger & ..
Peter Ross
Hertz Ccrporation
Texaco
Thom
IEEE-Books
Homefront Hardware
Exxon

Sunoco
T-Mobile
Homelront Hardware
Bank Charges
CASI CO FUNDING
NISTWIREIN
Ken Jackson
Ken Jackson
Axiom Systems
SW. Bothwick
Bank Charges
NISTWIRE IN
Rosalie Mels
Rosalie Mets
DB Karron PR
Ragner M. Peralla
Matthew Rothman
NiCl10lee A. Wynta,
James L Cox emp
Bator Bintor
Chase Bank
NY Stale Employment Taxes
Ken Jackson
Amex
NISTWIRE IN
Gull Oil
Peter Ross
Sandra Rosenman
Bank Chatges
Bank Chlltges
CASI CO FUNDING
DB KatronPR
NISTWIREIN
D. Ferrand
Valley 01 the Mage Consul...
James L Cox amp
Regner M Peralta
Mat1hew ROIhman
Nicholee A Wynter
Bator Sintor

Comer Drug Store


Genaral Computer and $e...
Oxford Health Plans
Silicon City
AT&T
Cable
MCI
RCN
Skytel
WebwOtqs

Memo
-----6504
6504
6504
6504
2100
2121 2122
6504
6005
1904

Class

Debit
-------

6062
6359
6370 Various
6004

6004

5,000.00
30,000.00
490.00
1,680.00
400.00
606.90

6504
6018

Balance

--------

218.10
626.42
1,118.86
513.36
8,205.04
2,169.16
9,621.62
1,500.00
4,530.38
100.00
100.00
146.07
803.48
375.00
2,500.00
105.00
500.00
4,049.00
39.38
112.00
2583
115.49
471,83
81.04
48.19
39.64
548.45
12.75
334.00
337.15
405.12
1,907.85
352.60
15.00
139.85
11.72
1,074.51
413.47
740.50
5529
19.75
79.63
1,792.30
80.00

6062

6337
6339
8342
6021
6022
6025
6026
6032
6035
6028
6034
6380
6175
6106
6106
5377
6379
6103
6375 Taxi
6011
6013
6030
6019
6044
6012
6016
6031
6044
6018
AC 7001
Deposil
6005
6005
6153

Credit

30.00
10,000.00

6062
6062

100.00
100.00
9,621.61
523.10
1,212.62
896.47
1,162.89
750.00
7,920,14
2,204.41
2,230.00
1,847.77

6504
6504

6504
6504
6504
6154
2100
2121 2122
6005
2200
20,000.00
6013
6160
6370 Various
6018
6018
AC 7001

11.28
2,636.00
505.50
135.00
135.00
5,000.00

6504

3,063.18
30,000.00

6155
6163
6504
6504

100.00
1,000.00
1,352.76
425.11
758.78
602.16
1,766.66
194.23
50300
1,906.93
6,541.74
1.30
112.00
41.62
175.11
109.13
600.00

6504
6504
6154

6063
6337
6067
6342
6021
6022
6025
6026
Em8
6036

,
r;,1'-/~/O ~

KA-2413

lo1>~

14,957.26
14,330.84
13,211.98
12,698.62
4,493.58
2,324.42
-7,29720
-8,797.20
-13.327.58
-13,427.58
-13,52758
-13,67365
-14,477.13
-14,852.13
-17,352.13
-17,45713
-17,957.13
-22,006.13
-22,04551
-22,15751
-22,183.34
-22,298.83
-22,77066
-22,851.70
-22,899.89
-22,939.53
-23,487.98
-23,500.73
-23,834.73
-24,171.88
-24,57700
-26,484.85
-26,837.45
-26,852.45
-26,992.30
-27,004.02
-28,078.53
-28,492.00
-29,23250
-29,287.79
-29,30754
-29,387.17
-31,17947
-31,259.47
-26,259.47
3,740.53
3,250.53
1,57053
1,170.53
563.63
593.63
10,59363
10,493.63
10,39363
772.02
248.92
-963.70
-1,860.17
-3,023.06
-3,77306
-11,693.20
13,897.61
-16,127.61
-17,975.38
2,024.62
2,013.34
.022.66
-1,128.16
-1,263.16
-1,128.16
3,871.84
808.66
30,808.66
30,70866
29,708.66
28,355.90
27,930.79
27,17201
26,569,85
24,803.19
24,608.96
24,105.96
22,199,03
15,65729
15,655.99
15,543.99
15,502.37
15,327.26
15,218.13
14,618.13
Page 6

"''K$

KA-2413

Case:
Case11-1924
1:08-cv-10223-NRB
Document: Document
94 Page:32-8
15

KA-2414

KA-2414

Filed
05/16/2012
08/23/10 611061
Page 9 of 49
321

KA-2414

12:44 AM

CASI ENTITIES

07123110

Transactions by Account
As of December 31,2003

Accrual Basis

Type
Check
Check
Check
Deposit
Deposil
Deposit
Check
Check
Check
Check
Check

Check
Check

Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Depo.~

Deposil
Check
Check
Depos~

Check
Check
Check
Check
Check

Check

Dale
1211612002
1211612002
1211612002
12117/2002
1212012002
1212012002
1212712002
1212712002
1212712002
1212712002
1212e12OO2
1212812002
1212812002
1212812002
1212812002
1212812002
1212812002
1212812002
12/2812002
1212812002
12/2812002
1212812002
12/2812002
12/2812002
1212812002
1212e12OO2
1212812OD2
1212812002
1212812002
1212812002
1212812002
1212812002
1212812002
1212812002
1213012OO2
12/3112002

12/3112002
1213112002
12/3112002
12/31/2002
1/312003
11312003
11312003
1/312003

11312003
11312003

Deposil

111012003

Check
Check
Check

Check
Check
Check
Check

1/1012003
111012003
111012003
111012003
1/1012003
1/1012003
1/1012003
1/1012003
1/1812003
1/1812003
1/1812003
111812003
111812003
111812003
1/1812003
1/1812003
1/1812003

Check

1/1812003

Check
Check

Check

111812003
1/1e12OO3
1/1812003

Check
Check

1/1812003
1/1812003

Check

111812003
112212003
112212003
112212003
112212003
112412003
112412003

Check
Check

Check
Check
Check
Check
Check
Check
Check

Check

Deposit
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check

Check
Check

112412003
1124/2003
112812003
113112003
113112003
113112003
113112003

Deposit
Check
Check
Deposit
Check

211212003

Check

2/1212003

113112003
2/112003
2/112003

21612003

KA-2414

Num
10672
10668
10667
WlRE TFR
WlRETFR
10687

10688
10689
10690
10698
10701
NCO 1301
NCO 1302
NCO 1303
NCO 1304
NCO 1305
NCO 1306
NCO 1307
NCO 1308
NCO 1309
NCO 1310
NCO 1311
NCO 1312
NCO 1313
NCO 1314
NCO 1315
NCO 1316
NCO 1317
NCO 1318
NCO 1319
NCO 1320
10692
10696
10699
WIRETFR
123102
10709
NCO 1321
10690VD
10702
10703
10704
10706
10707
10708
011003
10741
10742
10743
10744
10745
10736
10738
10739
10746
10749
10750
10752
NCO 1401
NCO 1402
NCO 1403
NCO 1404
NCO 1405
NCO 1406
NCO 1407
NCO 1408
NCO 1409
NCO 1411
NCO 1"12
10717
012203
10755
10757
NCO 151"
10751
10765
10753
10754
10770
10772
10773
1077"
10775
WlRE TFR
10776
10778
020603
10779
10780

Name

Memo

O"ice Depot
Fedex
Exxon
941 REFUND
CASt CO FUNDING
CASI CO FUNDING
James L Cox emp
DB Karron PR
Regner M. P....alta
Malthew Rothman
Chase Bank
Matthew Rothman
Corner Drug Store
General Compuler and
Silicon City
Silicon Graphics
Silicon Graphics
Melro Solal Inc
Server Technology
Silicon City
Silicon City
Cable
MCI
RCN

6349
6175
6012
AC 2110
AC 7001
AC 7001
6504

Clan

275.31
40.70
60.00
3.959.10
600.00
100.00
1,352.76
3,063.17
543.52
675.53
5.326.98
1,175.53
197.14
392.00
500.00
8.727.40
100.79
1,040.00
1.000.00
1.950.00
1.784.92
224.00
14.14
136.33
378.18
300.00
46666
6<11.62
540.00
20.04
7998
438.00
494.00
2,50000
500.00

6504
6504
6504
2100
6504

6063

Se...

Verizon
D. Ferrand
Bator Bintor
Homefront Hardware
Aligned Management Asso..
Sunoco
T-Mobile
Princeton Insurance
Princeton ltlS163nce
Joan Hayes CPA
Peler Ross
CASI CO FUNDING
NISTWIRE IN
NY Stale Employmenl Taxes
Amex
Matthew Rothman
D. Ferrand
D. Ferrand
D. Ferrand

Thorn
Verizon Wirefess

5337
6342

6343
6343

6046
6340
6342
6342
6022
6025

6026
6032
6155
6154

6044
6050
6016
6031

6093
6093
6004
6160
AC 7001
2121 2122
2200
6504
2000

1.000.00
20,000.00
1,366.12
1.450.30
675.53
100.00
100.00
100.00
493.95
40.52
724.00

2000
2000
2000

General Computer and Se...


NISTWIRE IN
Nicholee A. Wynter
James L Cox emp
DB Karron PR
Regner M. Peralta
Matthew Rothman
Homefronl Hardware
Peter Ross
Peter Ross
Peter Poss PR
Peter Pass PR
Peter Pass PR
DB Karron PR
Amex
General Computer and Se...
Silicon City
Exxon
Texaco

Sunoco

6035
2000
Deposit
6504

20,00000
467.52
7"0.14
3.063.18
165.33
8&4.22
441.10
"3.00
96.15
1.071.36
1,541.29
1.926.47
2.B12.37
1.<184.90
3,159.00
6.297.41
9029
18.01
33.54
301.51
"0.34
"9.96
698.53
97.7"
1,010.00

6504
6504
6504
6504
2000
6375 Taxis
6177

6504
6504
6504

6504
2200

2000
6342

2000
2000
2000

Verizon
T-Mobile
Skylel
ConEd
Fedex
Ken Jackson
NISTWIRE IN
Joan Hayes CPA
Office Depot
Con Ed
James L Cox emp
Matthew Rothman
Peter Poss PR
Scott Albin PR
Dr. D.B. Karron
Chase Bank
NY State Employment Taxes

Chase Bank
NY Stale Employment Taxes
CASI CO FUNDING
Chase Bank
Chase Benk
NISTWIREIN
James L Cox amp

2000

2000
2000

6380
2000

2000
Deposil

26,00000

6004

2.500.00
66181
67254
1.656.76
920.57
1.065.73
467.67
2.325.41
56.00
1.012.36
1.161.26
571.74

6349
6380
6504
6504
6504

6504
1907
2115 FUTA
2121 2125
2110 ONLY
2122 Only
AC 7001
2115 FUTA
2100

Balance

Credit

Debit

1,500.00
117.07
6,720.38

0';;0 7"~/O~

20,000.00

6504

KA-2414

1.656.76
3,27620

KA-2414

14,342.82
14,30212
14.2"212
16,201.22
16.801.22
16.90122
17.548.46
14.465.29
13.941.77
t3.266.24
7.937.26
6.761.73

6,564.59
6.172.59

5,6n59
-3.054.61
-3,155.60
-".195.60
-5.195.60
-7.14560
-6,930.52
-9.154.52
-9.168.66
-9,304.99
-9.683.17
-9.983.17
-10.449.83
-11.091.45
-11.631.45
-11,651.49
-11.731.47
-12.169.47
-12.663.47
-15,163.47
-15.663.47
-14,663.47
5.336.53
3.968.41
2,518.11
3.1936<1
3,093.6<1
2.993.6<1
2,893.6<1
2.399.69
2.359.17
1,63517
21.635.17
21,14765
20.407.51
17.34<133
17.179.00
16,314.78
15.873.66
15.830.66
15.73453
14.66317
13.12166
1'.193.41
8.381.04
6.896.14
3.737.14
-2,560.27
-2,650.56
-2.668.57
-2.702.11
-3.00362
-3.043.96
-3.093.92
-3,792.45
-3,890.19
-".900.19
23.099.61
20.599.61
19.938.00
19.265.46
17.40670
16,488.13
15.422.40
14.954.73
12.629.32
12.573.32
11,560.96
10,399.70
9.82796
11.32796
11.210.89
4.490.51
24.490.51
22.633.75
19,357.55

Case:
Case 11-1924
1:08-cv-10223-NRB
Document:Document
94 Page:
32-8
16

KA-2415

KA-2415

Filed
05/16/2012
08/23/10 Page
611061
10 of 321
49

KA-2415

12:44 AM

CASI ENTITIES

07123110

Transactions by Account
As of December 31, 2003

Accrual Basis

Type
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Deposit
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Deposit
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Deposit
DepoSit
Deposit
Check
Check
Check
Check
Check
Check
Check
Deposit
Check
Check
Check
Deposit
Deposit
Check
Check
Check
Check
Check
Deposit
Check
Check
Deposil
Check
Check
Check
Check

Date
211212003
211212003
211212003
211212003
211212003
211212003
211212003
211212003
211212003
211312003
211412003
2/14/2003
211412003
2114/2003
2/1412003
2/14/2003
211412003
2/14/2003
2/1412003
2/1412003
2/1412003
2/1412003
2/1912003
2120/2003
2120/2003
212012003
2120/2003
2/2012003
212012003
2120/2003
212012003
212012003
2/2012003
2/2012003
2120/2003
2120/2003
2/20/2003
2120/2003
212612003
212612003
2/2612003
212612003
3/312003
31512003
31712003
31712003
31712003
31712003
317/2003
317/2003
31712003
31712003
31712003
31712003
317/2003
3/712003
3(712003
3(712003
31812003
31912003
31912003
311012003
311212003
311912003
3/1912003
311912003
3/1912003
3/1912003
3/1912003
3/19/2003
3/1912003
3121/2003
312512003
312612003
3127/2003
312812003
4/112003
4/412003
4/412003
4/412003
4/4/2003
416/2003
41912003
4110/2003
411012003
4/10/2003
4/10/2003
4/1012003
4/1612003
4/1612003

KA-2415

Num

Name

10781
10782
10783
10784
10785
NCO 1501
10792
10793
10794
10794
NCO 1502
NCO 1503
NCO 1504
NCO 1505
NCO 1506
NCO 1507
NCO 1508
NCO 150Q
NCO 1510
10800
10801
10804
NCO 1511
022003
10813
10814
10815
NCO 1512
NCO 1513
NCO 1515
NCO 1516
NCO 1517
NCO 1518
NCO 1519
10810
10811
10812
10822
Debit 1
Debit 2
Debit 3
Debit 4
030303
DebitS
10833
10830
10831
10832
NCO 1601
NCO 1602
NCO 1603
NCO 1604
NCO 1605
NCO 1606
NCO 1607
Debit 6
10834
10835
10841
10843
10845
WIRE TFR
031203
031903
10846
10847
10848
10849
10850
10851
10852
WIRE TFR
NCO 1712
NCO 1713
NCO 1714
032803
040103
10855
10856
10857
10858
10862
040903
NCO 1715
NCO 1716

Matthew Rothman
Chase Bank
NY Stale Employment Taxes
NY State Employment Taxes
NY State Employment Taxes
D. Ferrand
Dr. D.B. Karron
Hertz Corporation

10874
10875
10887
10889

Memo

Fedex

Aligned Management Asso...


General Computer and Se...
Server Technology
Silicon City
Exxon
MCI
Verizon Wireless
Sprint
D. Ferrand
Oxford Health Plans
Office Depot
T-Mobile
Homefront Hardware
CASI 2996-65
NISTWIRE IN
James L Cox emp
DB Karron PR
Matthew Rothman
General Computer and Se...
Cable
RCN
Verizon Wireless

Amex
Amex
Fedex
Chase Bank
NY State Employment Taxes
NY State Employment Taxes
Ken Jackson
Amex
Paypal
Paypal
Paypal
NISTWIREIN
Paypal
Chase Bank

James L Cox emp


DB Karron PR
Matthew Rothman
Server Technology
Silicon Graphics
Silicon City
D. Ferrand
Bator Bintor
Oxford Haalth Plans
Fedex
Paypal
NY State Employment Taxes
New York Income Tax
NY Stale Tax Dept
Homefront Hardware
Dr. D. B. Karron
CASI CO FUNDING
NISTWIREIN
NISTWIRE IN
Robert Benedict

James L Cox emp


DB Karron PR
Matthew Rothman
Chase Bank
NY State Employment Taxes
New York Income Tax
CASI CO FUNDING
Arnex
Bank Charges
Bank Charges
NISTWiRE IN
NISTWIRE IN
Robert Benedict
James L Cox emp
DB Karron PR
Matthew Rothman
Chase Bank
NISTWIRE IN
Amex

Amex
Bank Charges
NY Slate Employment Taxes
New York Income Tax

Dr. D.B. Karron


Ken Jackson

~/t.. IO/~

Class

Debit

Credit

6504
2100
2121 Only
2122 Only
2121 Only
6155
1907
6011
6175
6050
6337
6340
6342
6012
6025
6035
6029
6155
6067
6349
6031
6044
7006

1,375.30
3,112.64
543.08
229.04
1,215.88
30000
758.59
135.47
23.12
25000
289.00
1,745.75
1.119.70
31.79
23.31
80.04
166.34
200.00
813.25
161.86
0.35
427.60
1,200.00
10,000.00
1,856.76
3,276.21
1,134.22
455.00
116.12
144.26
40.52
31164
1,70033
141.07
2,924.92
512.77
211.78
1,120.00
569.99
232.89
132.75
1.00

6504
6504
6504
6337
6022
6026
6035
2200
2200
6175
2100
2121 Only
2122 Only
6005
2200
6170
6170
6170
20,000.00
6170
2100
6504

169.00
2,852.56
1,856.76
3,276.20
1,039.46
1,000.00
9,000.00
2,000.00
300.00
700.01
813.25
74.45
73.06
500.95
205.05
17.27
355.63
3,027.24

6504
6504
6340
6343
6342
6155
6154
6067
6175
6170
2121 Only
2122
6359
6044
1907
AC 7001

6504
6504
6504
6504
2100
2121 Only
2122
AC 7001
2200
6018
6018

500.00
6,000.00
10,000.00
1,695.15
1,856.76
3,27(1.20
1,182.66
3,606.80
518.93
215.29
1,000.00
1.48680
60.00
60.00
6,000.00
10,000.00
1,695.16
1,656.76
3,276.21
1,130.10
3,564.84

6504

6504
6504
6504
2100
18,000.00
2200
2200
6018
2121 Only
2122
1907
6005

~.

tJ6ID

KA-2415

1,000.00
2.453.69
60.00

J~

51225
211.49
4,640.10
1,070.00

Balance

-------17.98225
14,869.61
14.326.53
14.097.49
12,881.61
12,581.61
11,823.02
11,687.55
11,664.43
11.414.43
11,125.43
9,379.68
8,259.98
8,22819
8,204.88
8,12484
7,95850
7,758.50
6,945.25
6,783.39
6,78304
6,355.44
5,155.44
15.15544
13,29868
10,022.47
8.888.25
8.433.25
8,317.13
8,172.87
8,13235
7,820.71
6,120.38
5,979.31
3.054.39
2,541.62
2.329.84
1.20984
639.85
40696
274.21
273.21
20,273.21
20.104.21
17.251.65
15,394.89
12,118.69
11.079.23
10,079.23
1.079.23
-920.77
-1,220.77
-1,920.78
-2.734.03
-2,808.48
2,881.54
-3,382.49
-3.58754
-3,604.81
-3,960.44
-6,987.68
-6.487.68
-48768
9,512.32
7.817.17
5,960.41
2,684.21
1,501.55
-2,105.25
-2,624.18
-2,83947
-1,839.47
-3.32627
-3,386.27
-3.44627
2.55373
12.55373
10,85857
9,001.81
5.725.60
4,595.50
1,030.66
19,030.66
18,030.66
15,576.97
15,636.97
15,124.72
14,913.23
10,273.13
9,203.13

~&K,8
KA-2415

Case:
Case 11-1924
1:08-cv-10223-NRB
Document:Document
94 Page:
32-8
17

12:44 AM

KA-2416

KA-2416
CASt ENTITIES

Filed
05/16/2012
08/23/10 Page
611061
11 of 321
49

KA-2416

Transactions by Account

07123110

As of December 31, 2003

Accrual Basis

Type

---_. - ----Deposit
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Depos~

Check
Check
Check
Check
Check
Deposit
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check

Dale
4/1712003
4/1712003
411812003
411812003
4/1812003
4/1812003
4/1812003
4/1812003
411812003
411812003
411812003
4/1812003
411812003
4/1812003
411812003
4/1812003
4/1812003
4/1812003
411812003
4/1812003
4/1812003
4/1812003
412312003
4/2412003
413012003
413012003
413012003
413012003
4130/2003
413012003
413012003

4/3012003
4/3012003
413012003
4/3012003
4130/2003
413012003
413012003
413012003
413012003
413012003
413012003
4130/2003
413012003

Check

413012003

Check
Check
Deposit
Check
Deposit
Check

413012003
413012003
51112003
51512003

Depo~

Check
Check
Depo~

Deposit
Check
Check
Check
Check

Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check

Check
Deposit
Check

Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Deposit
Check

Check
Check

51612003
51812003
511612003
5/1612003
511612003
511612003
512012003
512112003
5/2112003
5/2112003
5/2112003
5/2112003
5/2112003
512112003
512112003
512112003
5/2112003
5/2112003
5/2112003
512112003
512212003
512212003
512212003
512812003
512812003
61212003
61212003
617/2003
6/1012003
611012003
611012003
611012003
611012003
611012003
611012003
611012003
611012003
611012003
611812003
611812003
611812003

KA-2416

Num
---10900
10690
10913
10692
NCO 1701
NCO 1702
NCO 1703
NCO 1704
NCO 1705
NCO 1706
NCO 1707
NCO 1708
NCO 1709
NCO 1710
NCO 1711
041803
10914
10915
10891
10893
10894
042303
10929
10930
10931
10932
10933
NCO 1801
NCO 1802
NCO 1803
NCO 1804
NCO 1805
NCO 1806
NCO 1807
NCO 1808
NCO 1809
NCO 1810
NCO 1811
NCO 1812
NCO 1813
NCO 1814
NCO 1815
NCO 1816
NCO 1817
NCO 1818
050103
050603
051603

052003
NCO 1819
NCO 1820
NCO 1821
NCO 1822
NCO 1823
NCO 1824
NCO 1825
NCO 1826
NCO 1827
NCO 1828
NCO 1829
NCO 1830
10955
10960
10976
TFR
052803
NCO 1909
10977
NCO 1901
NCO 1902
NCO 1903
NCO 1904
NCO 1905
NCO 1906
NCO 1907
NCO 1908
061003
NCO 1910
NCO 1911
NCO 1912

Name

Memo

Bank Charges
Joan Hayes CPA
James L Cox amp
Chase Bank
DB KarronPR
General Computer and Se...
Denver Air Support Inc.
Sarver Technology
Silicon Graphics
Verizon
Sprint
D.Ferrand
Bato( Binto(
Oxford Health Plans
ConEd
Thorn
NISTWIRE IN
NY State Employment Taxes
New York Income Tax
Charle. Da Salla
Matthew Rothman
Robert Benedict
NISTWIRE IN
CASi 1331-65
U.S. Treasury
NY State Employment Taxes
North Carolina Dept. of Re...
North Carolina Dept. of Re...
Chase Bank
Cable
Genetal Computer and Sa...
Silicon Graphics
Server TechnoJogy
Ricoh Business Systems
Silicon City
Exxon
SlXlOCO
AT&T
RCN
Verizon
Verizon Wireless
T-Mobile
Sprint
Bator Bin/or
O. Ferrand
Oxford Health Plans
ConEd
NISTWlRE IN
CASi 1331-65
NISTWIRE IN
CAS; 1331-65
NISTWIRE IN
CASi 1331-65
CAS; 1331-65
NISTWIRE IN
CASi 1331-65
Colfee Distributing
Thorn
Hornefront Hardware
Corner Drug Store
lOT
BOB BENEDICT
Hamish Carr

Matthew Rothman
Office Depot
Thorn
Tramit Check
lOT
Amex
Ken JackSOn
Ken Jackson
CASi 1331-65
NISTWIRE IN
Paypal
Oxford Health Plans
Ken Jackson
CASi 1331-65
General Computer and Se...
Silicon City
Exxon

Sunoco
RCN
Sprint
Bator Bintor
D. Ferrand
NISTWIRE IN
Thorn
Comer Drug Store
Deluxe Business Forms

GIL 10 10

Class

----- ---

6018

Debit

Credit

aalance
--~------

60.00

6OD4
6504

2,500.00
1,856.76
4,415.86
4,123.25
71500
295.00
1,000.00
5,000.00
219.14
107.51
500.00
43333
813.25
287.84
189.90

2100

6504
6337
6333
6340
6343
6032
6029
6155
6154
6067
6380
6030
16,500.00
2121 Only
2122
6504
6504
6504

651.14
282.26
318.33
1,125.97
1,695.15
16,000.00

7008
2100
2125 NYSUI
2140
2140
2115 FUTA
6022
6337
6343
6340

1.00
260.80
509.97
146.00
292.00
149.33
471.83
1,772.00
10,000.00
2,149.80
500.00
1,629.00
3719
48.52
6.27
304.85
200.30
41.00
36.97
231.51
2,449.34
100.00
813.25
1,109.59

6339
6342
6012
6016
6021

6026
6032
6035
6031
6029
6154
6155
6067
6380
16,500.00
7008

16.500.00
16,500.00

7008

5,000.00
20,000.00

7008
7008
AC 7013

15,000.00
10,000.00
15,000.00
0.01

7008
6130
6030

3,000.00
83.36
60600
518.28
58.52
1364
581.91
94.37
259.00
9997
189.90
448.80
54.86
2,14201
790.00
1,030.00
12.000.00

6044
6063
6024
Various

6092
6370 Various
6349
6030
6377
6024
2200
6005

6005
7008
20,000.00
6170
6067
6005
700B
6337
6342
6012
6016
6026
6029
6154
6155

295.80
813.25
1.83000
15,000.00
1,497.00
962.95
85.71
47.72
199.22
116.26
3,593.75
600.00
19.999.99

6030
6063
6349

687.50
2938
174.71

." 1-6 Jt>~'JfrC..

KA-2416

KA-2416

9,263.13
6,763.13
4,906.37
490.51
-3,632.74
-4,347.74
-4.642.74
-5.64274
-10,642.74
-10,861.88
-10.969.39
-11,469.39
-11,902.72
-12,715.97
-13.003.81
-13,193.71
3,306.29
2,655.15
2,372.89
2,054.56
928.59
-766.56
15,233.44
15,232.44
14,971.64
14,461.67
14,315.67
14,02367
13,874.34
13,402.51
11,630.51
1,630.51
-519.29
-1.01929
-2,64829
-2,685.48
-2.734.00
-2,740.27
-3,045.12
-3,245.42
-3,286.42
-3,323.39
-3,554.90
-6,004.24
-6,104.24
-6,917.49
-8,027.08
8.472.92
-8,027.08
8.472.92
3.472.92
23,472.92
8,472.92
-1.527.08
13.472.92
13,472.93
10.472.93
10,389.57
9,783.57
9,26529
9,206 77
9,19313
8.61122
8,516.85
8,25785
8,157.88
7,96798
7,519.18
7,464.32
5,322.31
4,532.31
3,50231
-8,49769
11,502.31
11,206.51
10,393.26
8.56326
-6,436.74
-7,933.74
-8,896.69
-8,982.40
-9,030.12
-9,22934
-9,345.60
-12,939.35
-13,539.35
6,460.64

5,n3.14
5,743.76
5.56905

4~fJ

Case:
Case 11-1924
1:08-cv-10223-NRB
Document:Document
94 Page:
32-8
18

KA-2417

KA-2417

Filed
05/16/2012
08/23/10 Page
611061
12 of 321
49

KA-2417

12:44 AM

CASI ENTITIES

07123/10

Transactions by Account
As of December 31, 2003

Accrual Basis

Type
------_._-Check
Check
Check
Check
Check
Check
Check
Check
DeposIt
Check
Check
Check
Check
Check
Check
Check
Check
Check
Deposil
Deposit
Deposil
Check

Date
611812003
611812003
611812003
611B12OO3
611812003
611812003
612312003
612312003
612412003
612412003
613012003
613012003
613012003
613012003
613012003

613012003
71412Orr3
711112003
711412003
711512003
712512003
1213112003

Num
NCO 1913
NCO 1914
NCO 1915
NCO 1916
10984
10988
NCD2oo1
10989
062403
NCD2002
10978
10979
10982
10983
10985
10991
Tfr

123103

Nama
Homefront Hardware
Columbia Home
Office Depo1
Fedex
Exxon
Homefront Hardware
Amex
Ken Jackson
NISTWlRE IN
CASi 1331-65
Ken Jackson
Con Ed
Skylel
Con Ed
Verizon
Oxford Health Plans
CAS; 1331-65
Bank Charges
CASi 1331-65
Bank Charges
Unknown
Bank Charges

Memo
-----

Clasa

Credit

Debit

._------

6041
6349
6175
6012
6044
2200
6005
20,000.00

15.000 00
2.169 00
64788
50.48
281.57
38.89
813.25
162.91
30.00

7008
6005
6380
6028
6032
6067
7008
6018
7013
6018
AC 6391
TO PLUG TO ..

800.00
30.00
4564
0.01

1,281.377 99

-------

TOTAl

1,281.3n.99

KA-2417

"-_.----

412.72
698.89
292.32
88.46
5230
837.94
2,347.08
2.530.00

6044

Total 1010 NISTATP 87~

/010

Balance

--------

1.281,378.00

- - - - - - ---001
---------

1.281,378.00

-0.01

/0 "6'0
KA-2417

5.156.33
4.457.44
4,16512
4.07666
4.024.36
3,18642
83934
1.69066
18.30934
3.30934
1.14934
50146
45098
16941
13052
-682.73
-84564
.875.64
75.64
-4564
000
-0.01

KA-2417

Pr'TP t11S--lI('
KA-2418

Case:
Case 11-1924
1:08-cv-10223-NRB
Document:Document
94 Page:
32-8
19

N\ST
KA-2418

PI\ G JOIO

12:32 AM

07/23110

~l KA-2418
'~f.t"

CASI ENTITIES

Transactions by Account
As of December 31, 2003

Accrual Basis

__ __

Type.

~_.

Filed
05/16/2012
08/23/10 Page
611061
13 of 321
49

NISTWIRE IN
Deposit
Deposit
Deposit
Deposit
Deposrt
Deposit
Deposrt
DepoSit
DepoSIt
DepoSit
Deposit
Deposit
Deposit
Deposrt
Deposit
Deposit
Deposit
Deposit
Deposit
Deposit
Deposit
Deposit
Deposit
Deposit
Deposit
Deposit
Deposrt
Deposit
Deposit
Deposit
Deposit
Deposit
Deposit
Deposit
Deposit
Deposit
Deposit
Deposit

Date

---1/9/2002
1/2312002
212012002
312212002
413012002
5/2112002
71212002
712912002
91512002
91612002
101412002
10/2212002
11/612002
11/1312002
1112012002
1112612002
12/2/2002
12113/2002
12/31/2002
1/1012003
112212003
21612003
212012003
313/2003
311212003
3119/2003
3/2812003
41112003
419/2003
411812003
4/2312003
5/112003
5/6/2003
5/1612003
512012003
5/2812003
6110/2003
6/24/2003

Num
010902
012302
022002
032202
043002
052102
070202
072902
090502
090602
100402
102202
110602
111302
112002
112602
120202
121302
123102
011003
012203
020603
022003
030303
031203
031903
032803
040103
040903
041803
042303
050103
050603
051603
052003
052803
061003
062403

Name

Memo

NISTWIRE IN
NISTWIRE IN
NISTWIRE IN
NISTWIRE IN
NISTWlRE IN
NISTWIRE IN
NISTWlRE IN
NISTWIRE IN
NISTWIRE IN
NISTWIRE IN
NISTWIRE IN
NISTWIRE IN
NISTWIRE IN
NISTWlRE IN
NISTWIREIN
NISTWIRE IN
NISTWIRE IN
NISTWIRE IN
NISTWIRE IN
NISTWIRE IN
NISTWIREIN
NISTWIRE IN
NISTWIRE IN
NISTWIRE IN
NISTWIREIN
NISTWlRE IN
NISTWIRE IN
NISTWIRE IN
NISTWIRE IN
NISTWIRE IN
NISTWIRE IN
NISTWIRE IN
NISTWIRE IN
NISTWIRE IN
NISTWtRE IN
NISTWIRE IN
NtSTWIREIN
NISTWIREIN

Class

Deposit
Deposit
Deposit
Deposit
Deposit
Deposit
Deposit
Deposit
Deposit
Deposit
Deposit
Deposit
Deposit

Deposit
Deposit

Total NIST WIRE IN


Abe Karren
Check
Check

Debit
60,000.00
60,000.00
60,000.00
60,000.00
70,000.00
70,000.00
70,00000
70,000.00
0.11
69,999.89
70,000.00
30,000.00
30,000.00
12,000.00
30,000.00
10,000.00
20,000.00
30,000.00
20,000.00
20,000.00
28,000.00
20,000.00
10,000.00
20,000.00
6,000.00
10,000.00
6,000.00
10,000.00
18,000.00
16,500.00
16,000.00
16,500.00
16,500.00
20,000.00
0.01
20,000.00
19,999.99
20,00000
1,135,500.00

5128/2002
6/412002

10206
10236

Abe Karron
Abe Karron

6151
6330

Total Abe Karron

0.00

Advanced Technology
Check
9/1212002
Check
111112002

10453
NCO 1127

Advanced Techno!. ..
Advanced TeChno!...

6152
6152

Aligned Management Assoc, Inc.


Check
1212812002
Check
211312003

Aligned Manageme...
Aligned Manageme...

6050
6050

Total Aligned Management Assoc. Inc.


American Advanced Power
Check
812/2002

NCO 804

American Advance...

American Media S...


American Media S...
American Media S...
American Media S...
American Media S...
American Media S...

Check
Check

112212002
112212002
1/2212002
311212002
311212002
311212002
311212002
4/2/2002

~l" 10'0

KA-2418

Amex
Amell
Amex
Amex
Amex
AmelC
Amex
Amex

0.00
-1,000.00
1,014.26

1,014.26

-1,014.26

1,000.00
2,000.00

0.00
-1,000.00
-3,000.00

3,000.00

-3,000.00

540.00
250.00

0.00
-540.00
-790.00

__._-----

--_._--

790.00

-79000

215.00

-_._.. _-215.00
---

215.00

-215.00

444.15
12.59
244.15
431.62
417.58

0.00
-444.15
-45674
-700.89
-1,132.51
-1,550.09
-1.180.09

----- -

6332
6332
2000
2000
2000
AC 6332

2200
2200
2200
2200
2200
2200
2200
2200

J 0':

,. 11'1

KA-2418

--

370.00

-------370.00

NCO 115
NCO 116
NCO 117
NCO 319
NCO 320
NCO 321
NCO 322
NCO 405

1.000.00
14.26

0.00
6331

Total American Media Systems Inc


Amell
Check
Check
Check
Check
Check
Check

0.00

NCO 512
NCO 513
10221
10222
10223

1,135,50000

-------

0.00

Total American Advanced Power


American Media Systems Inc
Check
51112002
Check
511/2002
Check
61312002
Check
613/2002
Check
6/312002
Deposit
8113/2002

-_ _ - - - -

0.00
60,000.00
120,000.00
180,000.00
240,000.00
310,000.00
380,000.00
450,000.00
520,000.00
520,000.11
590,000.00
660,000.00
690,000.00
720,000.00
732,000.00
762.000.00
772,000.00
792,000.00
822,000.00
842,000.00
862,000.00
890,000.00
910,000.00
920,000.00
940,000.00
946,000.00
956,000.00
962,000.00
972,000.00
990,000.00
1,006,500,00
1,022,500.00
1,039,000.00
1,055,500,00
1,075,500.00
1,075,500.01
1,095,500.01
1,115,500.00
1,135,500.00

0.00

------

0.00

NCO 1317
10794

-_.Balance
.- ._--

------

...

Total Advanced Technology

__

Credit

-----

?".e~

1,550.09
2.524.05
1.00
2,577.53
2,155.27
2,669.66
569.57
105.23
2,589.81

-------1,180.09

0.00
-2.524.05
-2,525.05
-5,102.58
-7,257.85
-9,927.51
-10,497.08
-10,602.31
-13,192.12
Page 1

LlSD
~
KA-2418

Case:
Case 11-1924
1:08-cv-10223-NRB
Document:Document
94 Page:
32-8
20

KA-2419

KA-2419

Filed
05/16/2012
08/23/10 Page
611061
14 of 321
49

KA-2419

12:32 AM

CASI ENTITIES

07/23/10

Transactions by Account
As of December 31,2003

Accrual Basis
Type
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check

Date
5/1312002
5/13/2002
5/2812002
6/5/2002
6/1212002
71112002
7/312002
7/5/2002
7/12/2002
7/28/2002
8/30/2002
9/12/2002
9/19/2002
10/18/2002
1211/2002
12131/2002
1118/2003
2/20/2003
2120/2003
2126/2003
312512003
4/10/2003
4/10/2003
5/22/2003
6/23/2003

Name

Num
NCO 520
NCO 521
NCO 5304
NO 601
NO 602
NCD711
NCD712
NCO 713
NCO 714
NCO 814
NCO 912
NCO 913
NCO 911
NCO 1008
NCO 1209
NCO 1321
NCO 1401
NCO 1517
NCO 1518
Debit 1
NCO 1712
NCO 1715
NCO 1716
10955
NCO 2001

Amex
Amex
Amex
Amex
Amex
Amex
Amex
Amex
Amex
Amex
Amex
Amex
Amex
Amex
Amex
Amex
Amex
Amex
Amex
Amex
Amex
Amex
Amex
Amex
Amex

Memo

Class
----

0.00
3/12/2002
41212002
5/1/2002
7/12/2002
8/18/2002
10/18/2002
11119/2002
12116/2002
4/30/2003

NCO 311
NCD412
NCO 515
NCO 705
NCO 810
NCO 1006
NCO 1104
NCO 1205
NCO 1809

AT&T
AT&T
AT&T
AT&T
AT&T
AT&T
AT&T
AT&T
AT&T

6021
6021
6021
6021
6021
6021
6021
6021
6021

TolaIAT&T
AXiom Systems
Check

0.00
11/21/2002

10631

Axiom Systems

6153

Total Axiom Systems


Bank Charges
Check
Deposit
Check
Deposit
Check
Check
Deposit
Deposit
Check
Deposit
Check

0.00
11/19/2002
11/25/2002
1211112002
12/1212002
3/26/2003
3/27/2003
4/10/2003
4/17/2003
7/11/2003
7/15/2003
12131/2003

NCO 1125
debit
NCO 1713
NCO 1714

123103

Bank
Bank
Bank
Bank
Bank
Bank
Bank
Bank
Bank
Bank
Bank

Charges
Charges
Charges
Charges
Charges
Charges
Charges
Charges
Charges
Charges
Charges

6018
6018
6018
6018
6018
6018
6018
6018
6018
6018
TO PLUG T...

10647
10686
NCO 1315
NCO 1605
NCO 1708
NCO 1815
NCO 1907

Bator Bintor
Bator Bintor
Bator Bintor
Bator Bintor
Bator Bintor
Bator Bintor
Bator Bintor

NCO 1824

BOB BENEDICT

~/13/2002

6/3/2002
7/12/2002

NCO 305
NCO 323
NCO 407
NCD ~22
10227
NCO 706

Cable
Cable
Cable
Cable
Cable
Cable

IQ'U
"It..
KA-2419

'2-

,e-

KA-2419

187.40

400.00

0.00
-400.00

400.00

-400.00

30.00

Various

fJ~

187.40

30.00

6154
6154
6154
6154
6154
6154
6154

6022
6022
6022
6022
6022
6022

0.00
-63.36
-73.25
-82.54
-98.91
-122.33
140.45
-179.83
181.13
-187.40

60.00
60.00

0.00
3/112002
3/12/2002
412/2002

63.36
9.89
9.29
16.37
23.42
18.12
39.38
1.30
6.27

60.00
60.00

Tolal 80B BENEDICT


Cable
Check
Check
Check
Check
Check
Check

-54,862.74

135.00

0.00
5/21/2003

54,862.74

135.00

Total Bator Bintor


BOB BENEDICT
Check

-14,683.88
-16,478.41
18,672.05
-19,922.63
-19.923.63
-20,906.00
-21,906.00
22,906.00
-23,980.91
26,920.92
29,351.33
-30,952.35
32.331.72
38,068.23
39,916.00
.41.366.30
-42,851.20
-43,162.84
-44,863.17
-45,433.16
-46,919.96
-47,919.96
-50,373.65
-52,515.66
54,862.74

30.00

315.00
11/29/2002
12/16/2002
12/28/2002
31712003
4/18/2003
4/30/2003
6/10/2003

1,491.76
1,794.53
2,193.64
1.250.58
1.00
982.37
1,000.00
1.000.00
1,074.91
2.940.01
2,430.41
1,601.02
1,379.37
5,736.51
1,847.77
1,450.30
1,484.90
311.64
1,700.33
569.99
1,486.80
1,000.00
2,453.69
2,142.01
2,347.08

80.00

Tolal 8ank Charges


Bator Blntor
Check
Check
Check
Check
Check
Check
Check

Balance

Credit

2200
2200
2200
2200
2200
2200
2200
2200
2200
2200
2200
2200
2200
2200
2200
2200
2200
2200
2200
2200
2200
2200
2200
2200
2200

Total Amex
AT&T
Check
Check
Check
Check
Check
Check
Check
Check
Check

Debit

11,

0.00
-80.00
-50.00
185.00
-50.00
110.00
170.00
-110.00
-50.00
80.00
50.00
-50.01

0.01

- - _.._ - -

365.01

50.01

750.00
1,766.66
466.66
700.01
433.33
2,449.34
3,593.75

0.00
750.00
-2,516,66
-2,983.32
3.683.33
-4,116.66
-6,566.00
-10,159.75

10.159.75

-10,159.75

581.91

0.00
-581.91

581.91

-581.91

18.33
104.46
114.23
114.23
107.12
115.69

0.00
18.33
-122.79
-237.02
351.25
-458.37
-574.06

- - - - - - --------

~t'~
KA-2419&tSJ
Page 2

Case:
Case 11-1924
1:08-cv-10223-NRB
Document:Document
94 Page:
32-8
21

KA-2420
12:32

KA-2420

Filed
05/16/2012
08/23/10 Page
611061
15 of 321
49

KA-2420

CASI ENTITIES

AM

Transactions by Account

07123110

As of December 31, 2003

Accrual Basis
Type
Check
Check
Check

Check
Check
Check
Check

Num

Date
811812002
911912002
11119/2002
1211612002
12128/2002
212012003
4/30/2003

NCO
NCO
NCO
NCO
NCO
NCO
NCO

811
906
1105
1206
1310
1513
1801

Memo

Name
Cable
Cable
Cable
Cable
Cable
Cable
Cable

0.00
4/2412003
51512003
51812003
511612003
511612003
512112003
512812003
611012003
612412003
7/412003
711412003

TFR
NCO 2002

TIr

CASi 1331-65
CASi 133165
CASi 1331-65
CASi 1331-65
CASi 1331-65
CASi 1331-65
CASi 1331-65
CASi 1331-65
CASi 1331-65
CASi 1331-65
CASi 1331-65

7008
7008
7008
7008
7008
7008
7008
7008
7008
7008
7013

Tolal CASi 1331-65


CASI 2996-65
Check
Check
Check
Check
Check

Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check

1211112001
1212812001
1212812001
1212812001
21112002
211/2002
212812002
31512002
3/1212002
312212002
312812002
313012002
412912002
5/112002
61312002
211912003

86
10017
10024
10012
10050
10051
10080
10096
10104
10105
10107
10124
10147
10177
10229
NCO 1511

CASI 2996-65
CASI 2996-65
CAS! 2996-65
CASI 2996-65
CASI 2996-65
CASI 2996-65
CASI 2996-65
CASI 2996-65
CASI2996-65
CASI 2996-65
CASI 2996-65
CASI 2996-65
CASI 2996-65
CASI 2996-65
CASI 2996-65
CASI 2996-65

Ctleck
Ctleck
Check
Check
Check
Check
Check

Check
Check
Check
Check
Check
Check
Check
Check
Check

Check
Check
Check
Check
Check
Check
Check
Check

10710
10042
10044
10052
10086
10087
10131
10233
10320
10402
10448
10466
10488
10490
10588
10591
10608
10650
10698
10772
10774
10776
10778
10782
10810
10833
10850
10862
10913
10933

Chase Bank
Chase Bank
Chase Bank
Chase Bank
Chase Bank
Chase Bank
Chase Bank
Chase Bank
Chase Bank
Chase Bank
Chase Bank
Chase Bank
Chase Bank
Chase Bank
Chase Bank
Chase Bank
Chase Bank
Chase Bank
Chase Bank
Chase Bank
Chase Bank
Chase Bank
Chase Bank
Chase Bank
Cliase Bank
Chase Bank
Cliase Bank
Chase Bank
Chase Bank
Chase Bank

2100
2115 FUTA
2115 FUTA
2115 FUTA
2115 FUTA
2100
2115 FUTA
2111 ONLY
2100
2100
2100
2100
2100
2100AJE PR
2100
2115 FUTA
2100
2100
2100
2115 FUTA
2110 ONLY
2115 FUTA
2100
2100
2100
2100
2100
2100
2100
2115 FUTA

Total Chase Bank


City College of New York
Check
11/1912002

KA-2420

-686.06
-798.06
-910.06
-1,022.06
-1,246.06
-1,362.18
-1,834.01

1,834.01

-1,834.01

1.00
16,500.00
5,000.00
15,000.00
10,000.00
3,000.00
12,000.00
15,000.00
15,000.00
162.91

0.00
-1.00
-16,501.00
-21,501.00
-36,501.00
-46,501.00
-49,501.00
-61,501.00
-76,501.00
-91,501.00
-91,663.91
-90,863.91

._-----

-.
0.00

1110/2002
111612002
111612002
21112002
311/2002
31112002
41212002
614/2002
711212002
81912002
911112002
9/19/2002
913012002
913012002
11nJ2002
11nJ2002
11/15/2002
1112912002
1212812002
113112003
113112003
21112003
21112003
211212003
212012003
31712003
3/1912003
416/2003
4/1812003
4/3012003

112.00
112.00
112.00
112.00
224.00
116.12
471.83

800.00

7006
7006
7006
7006
7006
7006
7006
7006
7006
7006
7006
7006
7006
7006
7006
7006

0.00

Balance

------'--- - - - - - -

800.00

Tolal CAS I 2996-65


Chase Bank
Check
Check
Check
Check
Check
Check

Credit

Debit

6022
6022
6022
6022
6022
6022
6022

Total Cable
CAS! 1331-65
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Deposit

Class

91,663.91

90,863.91

10,000.00
5,000.00
10,000.00
100.00
10,000.00
500.00
14,000.00
6,000.00
4,000.00
1,776.00
14,000.00
4.000.00
1,000.00
10,000.00
4,000.00
1,200.00

0.00
-10,000.00
.15,000.00
-25,000.00
-25,100.00
-35,100.00
-35,600.00
-49,600.00
-55,600.00
-59,600.00
-61,376.00
-75,376.00
-79,376.00
-80,376.00
90,376.00
-94,376.00
-95,576.00

95,576.00

-95,576.00

91.80
86.96
56.00
16.56
28.16
823.56
26.46
5,143.40
15,788.98
30,029.74
1,687.54
2,246.76
8,555.46
18,899.62
17,223.38
295.00
8,205.04
7,920.14
5,328.98
56.00
1,161.26
117.07
6.720.38
3,112.64
2,92492
2,852.56
3,606.80
3,564.84
4,415.86
149.33

0.00
-91.80
-178.76
-234.76
-251.32
-279.48
-1.103.04
-1,129.50
-6,272.90
-22,061.88
-52,091.62
-53,779.16
-56,025.92
-64,581.38
-83,481.00
-100,704.38
-100,999.38
-109,204.42
117,124.56
122,453.54
122,509.54
-123,670.80
-123,787.87
-130,508.25
-133,620.89
.136,545.81
-139,398.37
-143,005.17
-146,570.01
-150,985.87
-151,135.20

151,135.20

-151,135.20

1,907.85

.1,907.85

------ _._----

0.00
10516

City College of Ne ...

6379

KA-2420

KA-2420

Case:
Case 11-1924
1:08-cv-10223-NRB
Document:Document
94 Page:
32-8
22

KA-2421

KA-2421

Filed
05/16/2012
08/23/10 Page
611061
16 of 321
49

KA-2421

12:32 AM

CASI ENTITIES

07/23/10

Transactions by Account
As of December 31,2003

Accrual Basis
Type
-~--

---------

Date

Num

Memo

Name

7112(2002
5(21/2003

NCD 721
NCD 1619

Coffee Distributing
Coffee Distributing

6130
6130
0.00

Total Coffee Distributing


Columbia Home
Check

Credit

Debit
0.00

Total City College of New York


Coffee Distributing
Check
Check

Class

Balance

----~

6/1612003

NCD 1914

6041

Columbia Home

1,907.65

-1,907.65

76.21
83.36

0.00
-76.21
-159.57

159.57

-159.57

698.89

0.00
-696.69
-----~-

0.00

Total Columbia Home


ConEd
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check

7/15(2002
9(11/2002
11/1/2002
11(19f2002
1/16(2003
1/22(2003
4(16(2003
4/30f2003
6/30/2003
6(30f2003

NCD 729
NCD 916
10549
NCD1112
NCD 1411
NCD 1514
NCD 1710
NCO 1616
10979
10963

6360
6380
6380
6380
6380
6380
6360
6360
6380

Con Ed
Con Ed
Con Ed
Con Ed
Con Ed
ConEd
Con Ed
Con Ed
Con Ed
Con Ed

3/12f2002
5I1f2002
5/26/2002
7/1212002
9(19/2002
9(30(2002
12116/2002
12(26(2002
5I21f2003
6/18(2003

NCD 315
NCD517
NCD 5311
NCD 701
NCD 901
NCD 1001
NCD 1201
NCD 1301
NCD 1822
NCD 1911

Comer Drug Store


Corner Drug Store
Corner Drug Store
Corner Drug Store
Comer Drug Store
Comer Drug Store
Comer Dru9 Store
Comer Drug Store
Corner Drug Store
Corner Drug Store

6063
6063
6063
6063
6063
6063
6063
6063
6063
6063

Total Corner Drug Store


D. Ferrand
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check

0.00
4(212002
7/1212002
6(16/2002
9/11/2002
9/19(2002
10(4/2002
10(16f2002
11(2(2002
11(9/2002
12(15f2002
12/2612002
1f3(2003
1f3(2003
1f3(2003
211212003
2(14(2003
3f7f2003
4(1612003
4(30(2003
6(10(2003

NCD 413
NCD 720
NCD 617
NCO 914
NCO 920
NCO 1010
NCO 1013
10582
10592
10620
NCO 1314
10702
10703
10704
NCO 1501
NCO 1509
NCD 1604
NCO 1707
NCD 1816
NCO 1906

-698.69

832.05
735.95
649.00
546.45
696.53
672.54
287.84
1,109.59
647.68
281.57

0.00
-632.05
-1,566.00
-2,217.00
-2,765.45
-3,463.96
-4,136.52
-4,424.36
-5,533.95
-6,161.83
-6,463.40

6,463.40

-6,463.40

._--0.00

Total Con Ed
Corner Drug Store
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check

696.69

D.Ferrand
D. Ferrand
D. Ferrand
D.Ferrand
D. Ferrand
D. Ferrand
D. Ferrand
D. Ferrand
D. Ferrand
D. Ferrand
D. Ferrand
D.Ferrand
D. Ferrand
D.Ferrand
D.Ferrand
D.Ferrand
D.Ferrand
D. Ferrand
D. Ferrand
D. Ferrand

6155
6155
6155
6155
6155
6155
6155
6155
6155
6155
6155
2000
2000
2000
6155
6155
6155
6155
6155
6155

-1,606.79
-1,601.02
-1,998.16
-2,056.66
-2,066.06

2,086.06

-2,066.06

100.00
400.00
200.00
400.00
200.00
200.00
200.00
300.00
200.00
100.00
300.00
100.00
100.00
100.00
300.00
200.00
300.00
500.00
100.00
600.00
~~--~~

Total D. Ferrand

0.00

Deluxe Business Forms


Check
10(18f2002
Check
611612003

10533
NCD 1912

Deluxe Business F ..
Deluxe Business F .

6349
6349

Total Deluxe Business Forms


NCD 1702

Denver Air Support...

6333

Total Denver Air Support Inc.


Dr, Nazma Ferdouse
Check

NCO 111

Dr. Nazma Ferdou...

6370

Total Dr. Nazma Ferdouse


Dr. O.B. Karron
Check
Deposit
Check
Check

0.00

8(18(2002
9(4/2002
9/12/2002
9(25(2002

KA-2421

10407
10451
10473

Dr. D.B. Karren


Dr. D.8. Karron
Dr. 0.8. Karren

1600 ScoltA...
4712
1905

-SOO.OO
-700.00
-1,100.00
-1,300.00
-1,500.00
-1,700.00
-2,000.00
-2,200.00
-2,300.00
-2,600.00
-2,700.00
-2,600.00
-2,900.00
-3,200.00
-3,400.00
-3,700.00
-4,200.00
-4,300.00
-4,900.00

-------4,900.00

0.00
-115.17
-289.88

---

-289.86

295.00

0.00
-295.00
..
-295.00

396.60

0.00
-396.60

398.60

-396.60

750.00
3,000.00

e;,IL IOI~~&""'"~ ~1W"at ~~~


KA-2421

000
-100.00

289.86
295.00

0.00

1f5(2002

4,900.00

-926.09

115.17
174.71
0.00

Denver Air Support Inc.


Check
411612003

0.00
-505.27
-650.74
-655.17
-692.59

505.27
145.47
4.43
237.42
33.50
660.70
194.23
197.14
56.52
29.36

15,000.00

---_._~-~_

0.00
-750.00
2,250.00
-12,750.00

~~

KA-2421

Case:
Case 11-1924
1:08-cv-10223-NRB
Document:Document
94 Page:
32-8
23

KA-2422

KA-2422

Filed
05/16/2012
08/23/10 Page
611061
17 of 321
49

KA-2422

12:32 AM

CASI ENTITIES

07/23/10

Transactions by Account
As of December 31, 2003

Accrual Basis
Type

Date

Num

Name
--_._----_._ ..

Check
Check
Check
Check
Check

11115/2002
1/28/2003
2/12/2003
3/912003
4/16/2003

10614
10770
10792
10845
10887

Dr.
Dr.
Dr.
Dr.
Dr.

D.B.
D.B.
D.B.
D.B.
D.B.

Karron
Karron
Karron
Karron
Karron

Memo
------1904
1907
1907
1907
1907

Total Dr. 0.8. Karron


10323

Dr. D.B. Karron - R...

0.00

5/1/2002
5/24/2002
8/212002

10173
10218
NCO 806

emag
emag
emag

6334
6334
6334

Totale mag

0.00
12/11/2001
12111/2001
21712002
3/12/2002
3/12/2002
4/2/2002
5/13/2002
5/13/2002
7/12/2002
7/30/2002
7/30/2002
7/30/2002
9/23/2002
9/30/2002
9/30/2002
9/30/2002

1203
NCO 1204
10063
NCO 313
NCO 318
NCO 406
NCO 527
NCO 528
NCO 724
10350
10351
10352
10492
10498
10506
10507

E. Gurfein (vendor)
E. Gurfein (vendor)
E. Gurfein (vendor)
E. Gurfein (vendor)
E. Gurfein (vendor)
E. Gurfein (vendor)
E. Gurfein (vendor)
E. Gurfein (vendor)
E. Gurfein (vendor)
E. Gurfein (vendor)
E. Gurfein (vendor)
E. Gurfein (vendor)
E. Gurfein (vendor)
E. Gurfein (vendor)
E. Gurfein (vendor)
E. Gurfein (vendor)

6370
Various
6066
VariOUS
6061
6061
6065
Various
Various
Various
6065
6061
Various
6061
6066
6061

Total E. Gurfein (vendor)


Exxon
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check

0.00
5/1/2002
8/3/2002
9/11/2002
10/18/2002
11/19/2002
12/16/2002
1116/2003
2114f2003
4/30f2003
6/10f2003
6/18f2003

NCO 516
10369
NCO 921
NCO 1213
NCD1121
10667
NCO 1404
NCO 1505
NCO 1807
NCO 1903
10984

Exxon
Exxon
Exxon
Exxon
Exxon
Exxon
Exxon
Exxon
Exxon
Exxon
Exxon

6012
6012
6012
6012
6012
6012
2000
6012
6012
6012
6012

Total Exxon
Fedex
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check

0.00
lf22f2002
3f12f2002
5f13f2002
5f28f2002
6f312002
7/15f2002
8f18f2002
9fl112002
10f18/2002
11119/2002
12f16f2002
1/18f2003
2fl212003
2/20f2003
317/2003
6f18f2003

NCO 119
NCO 312
NCO 530
NCO 5310
10225
NCO 730
NCO 819
NCD919
NCD 1009
NCD 1113
10666
NCO 1412
10794
NCO 1519
NCO 1607
NCO 1916

Fedex
Fedex
Fedex
Fedex
Fedex
Fedex
Fedex
Fedex
Fedex
Fedex
Fedex
Fedex
Fedex
Fedex
Fedex
Fedex

Balance

4,530.38
2,325.41
758.59
3,027.24
4,640.10

-22.280.38
-24,605.79
-25,364.38
-28.391.62
-33,031.72

36,031.72

-33.031.72

2.000.00

6192

Total Dr. D.B. Karron - Rent

E. Gurfein (vendor)
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check

Credit

Debit

3,000.00

Dr. D.B. Karron - Rent


Check
6/30/2002

emag
Check
Check
Check

Class

6175
6175
6175
6175
2000
6175
6175
6175
6175
6175
6175
2000
6175
6175
6175
6175

2,000.00

0.00
-2.000.00

-------

-2.000.00

1,000.00
1.000.00
850.00

0.00
-1,000.00
-2,000.00
-2.850.00

2,850.00

-2,850.00

32.80
339.22
2,469.60
236.94
1,234.00
617.40
444.27
220.77
369.30
171.60
444.27
417.65
162.82
417.65
357.00
417.65

0.00
-32.80
-372.02
-2,841.62
-3,078.56
-4,312.56
-4,929.96
-5,374.23
-5,595.00
-5.964.30
-6.135.90
-6,580.17
-6,997.62
-7,160.64
"7.578.29
-7.935.29
-8,352.94

8,352.94

-8,352.94

9.80
19.71
19.79
39.08
55.29
60.00
90.29
31.79
37.19
85.71
52.30

0.00
-9.80
-29.51
-49.30
-86,38
-143.67
-203.67
-293,96
-325.75
-362.94
-448.65
-500.95

-_._---

500.95

-500.95

136.63
109.16
73.94
24.13
69.87
79.91
25.88
90.23
58.67
12.75
40.70
97.74
23.12
141.07
74.45
88.46

000
-136.63
-245.79
-319.73
-343.86
-413.73
-493.64
-519.52
-609.75
-666.42
-661.17
-721.87
-619.61
-842.73
-983.80
-1,058.25
-1,146.71
---~._---

Total Fedex
Figlia& Sons
Check

0.00
7/12f2002

NCD717

Figlia & Sons

6040

Total Figlia & Sons


First Rehab
Check

0.00
8f8/2002

10400

First Rehab

6093

Total First Rehab


Frederica Miller ESQ

KA-2422

0.00

e;,J.. 1010 50f 1- "'8v~eL


KA-2422

1.146.71

-1,146.71

1,995.00

0.00
-1.995.00

1,995.00

-1,995.00

163.30

0.00
-163.30

163.30

-163.30
0.00

~
KA-2422il~

Case:
Case 11-1924
1:08-cv-10223-NRB
Document:Document
94 Page:
32-8
24

KA-2423

KA-2423

Filed
05/16/2012
08/23/10 Page
611061
18 of 321
49

KA-2423

12:32 AM

CASI ENTITIES

07/23/10

Transactions by Account
As of December 31, 2003

Accrual Basis
Num

Date

Type
Check
Check
Check
Check

--NCD
NCO
NCO
NCO

11512002
1/2212002
211/2002
4/212002

105
114
207
408

Memo

Name
Frederica Miller ESa
Frederica Miller ESa
Frederica Miller ESa
Frederica Miller ESO

Debit

Class

1,000.00
1,000.00
1,000.00
2,000.00
0.00

Total Frederica Miller ESa


frozencpu.com
Check
Check

10230
NCD 807

6/3/2002
8/212002

frozencpu.com
frozencpu.com

0.00
NCD 1202
NCD 113
NCD 120
NCD 203
NCD 301
NCD 403
NCO 503
NCO 519
NCO 5301
10224
10281
NCD702
NCO 801
REFUND
NCO 902
NCO 1002
NCO 1101
NCO 1202
NCD 1302
10708
NCO 1402
NCO 1502
NCO 1512
NCO 1701
NCO 1802
NCO 1901

General Computer ...


General Computer ...
General Computer ...
General Computer ...
General Computer ...
General Computer ...
General Computer ...
General Computer ...
General Computer ...
General Computer ...
General Computer ...
General Computer ..
General Computer ..
General Computer ...
General Computer ...
General Computer ...
General Computer ...
General Computer ..
General Computer ...
General Computer ...
General Computer ...
General Computer ...
General Computer ...
General Computer ...
General Computer ...
General Computer ...

6337
6337
6337
6337
6337
6337
6337
6337
6337
2000
6337
6337
6337
AC 6337
6337
6337
6337
6337
5337
2000
2000
6337
6337
6337
6337
6337

Total General Computer and Service


George WOlberg PhD
Check
Check
Check
Check
Check
Check
Check
Check

12/1112001
1/2212002
216/2002
4/212002
5/112002
7112/2002
812/2002
1111/2002

George Wolberg
George WOlberg
George Wolberg
George Walberg
George Wolberg
George Wolberg
George Wolberg
George Wolberg

P...
P...
P...
P...
P...
P...
P...
P...

0.00

1219/2002

10653

Gulf Oil

6013

Total Gulf Oil


Hamish Carr
Check

0.00
5121/2003

NCO 1825

Hamish Carr

6092

Total Hamish Carr


Hertz Corporation
Check
Check
Check
Check
Check
Check
Check

1/512002
31112002
51112002
81312002
9/11/2002
11/1912002
2/1212003

NCO 102
NCO 304
NCO 506
10373
10439
NCO 1116
10793

Hertz Corporation
Hertz Corporation
Hertz Corporation
Hertz Corporation
Hertz Corporation
Hertz Corporation
Hertz Corporation

6011
6011
6011
6011
6011
6011
6011

Total Hertz Corporation


Homefront Hardware
Check
Check
Check
Check
Check
Check
Check
Check

- - -__--.'0--0.00

0.00
11/1912002
11119/2002
12/28/2002
1110/2003
2114/2003
31912003
5/21/2003
6/18/2003

KA-2423

NCO 1120
NCO 1124
NCO 1316
10736
10804
10843
NCO 1621
NCO 1913

Homefront Handware
Homefront Hardware
Homefront Hardware
Homefront Hardware
Homefront Hardware
Homefront Hardware
Homefront Hardware
Homefront Hardware

~lc,IOIO

6044
6044
6044
2000
6044
6044
6044
6044

(,"Of It", 1W
KA-2423

------5,000.00

0.00
-608.33
-845.83

--------845.83

190.00
2,200,00
105.00
503.00
392.00
724,00
3,159.00
289.00
455.00
715.00
1,772.00
1,497.00

81,775.00

-80.593.21

8,332.33
8,333.33
8,333.33
4,225,00
8,450.00
22500
1,000.00
2,000.00

0.00
-8,332.33
-16,665.66
-24,998.99
-29,22399
-37,673.99
-37,898.99
-38,898.99
-40,898.99

40,898.99

-40.89899

11.28

0.00
-11.28

11.28

-11.28

94.37

000
-94.37

-----_._- - - _ . - - -

6157
6157
6157
6157
6157
6157
6157
6157

-1,000.00
-2,00000
-3,00000
-5,000.00

0.00
-13,30400
-18,605.00
-25,116.00
-35,116.00
-40,018.00
-48,13300
-54,039.00
-59,540.00
-62,000.00
-64,000.00
-66,450.00
-67,378.00
-69,774.00
-68,59221
-68,782.21
-70,982.21
-71,087.21
-71,590.21
-71,982.21
-72,706.21
-75,865.21
76,154.21
-76,609.21
-77,324.21
-79,096.21
-80,593.21

1,181.79

Total George Wolberg PhD


Gulf Oil
Check

845.83
13,304.00
5,301.00
6,511.00
10,00000
4,902.00
8,115.00
5,906.00
5,501.00
2,460.00
2,000.00
2,450.00
928.00
2,396.00

1,181.79
NCO 1201
NCD 112
NCD 209
NCO 402
NCO 502
NCO 719
10372
NCO 1126

5,000.00
608.33
237.50

6335
6335

Total frozencpu.com
General Computer and Service
12/1112001
Check
1/2212002
Check
112212002
Check
2/112002
Check
Check
3/1/2002
412/2002
Check
511/2002
Check
5/1312002
Check
5128/2002
Check
6/312002
Check
Check
7/212002
7/1212002
Check
811812002
Check
8/3012002
Deposit
9/1912002
Check
9130/2002
Check
11/19/2002
Check
Check
12116/2002
Check
1212812002
1/3/2003
Check
Check
111812003
Check
2/1412003
Check
212012003
Check
4118/2003
Check
4/3012003
Check
611012003

Balance

Credit

6102
6102
6102
6102

94.37

-------9437

188.80
413.20
167.97
322.36
316.70
139.85
135.47

0.00
-188.80
-S02.00
-769.97
-1,092.33
-1,409.03
-1,548.88
-1,68435

1,684.35

-1,684.35

740.50
1,792,30
641.62
441.10
427.60
355,63
518.28
412.72

0.00
-740.50
-2,532.80
-3,174.42
-3,61552
-4,04312
-4,398.75
-4,917.03
-5,32975

- - - - - - -_._----

"~lt ttre
KA-2423*S$

Case:
Case 11-1924
1:08-cv-10223-NRB
Document:Document
94 Page:
32-8
25

KA-2424

KA-2424

Filed
05/16/2012
08/23/10 Page
611061
19 of 321
49

KA-2424

12:32 AM

CASI ENTITIES

07/23110

Transactions by Account
As of December 31, 2003

Accrual Basis
Type

Date

------Check

6/18/2003

Num
10988

Name
Homefront Hardware

Memo

8/3/2002
11/19/2002

10374
NCO 1119

lEE E Books
lEE E - Books

6019
6019
0.00

5/2112003
5/21/2003

NCO 1823
NCO 1830

lOT
lOT

6024
6024
0,00

Total lOT
Internal Revenue Service
1/1512002
Cheek
1/16/2002
Check
2/112002
Check
3/1/2002
Check
4/2/2002
Check
4/30/2002
Check
5/3/2002
Check
6/4/2002
Check

10041
10043
10053
10089
10132
10150
10185
10232

Internal
Internal
Internal
Internal
Internal
Internal
Internal
Inlernal

Revenue S...
Revenue S..
Revenue S...
Revenue S...
Revenue S...
Revenue S ...
Revenue S...
Revenue S ...

2100
2100
2100
2100
2100
2100
2100
2100
0.00

Tolallnlernal Revenue service


James L Cox
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check

2/1/2002
2/2812002
4/212002
511/2002
6/3/2002
7/1212002
7/31/2002
8/3/2002
9/11/2002
10/1512002

NCO 202
10084
NCO 401
NCO 501
10208
NCO 716
10354
10375
NCO 915
10621

James l.
James l.
James l.
James l.
James l.
James L.
James L.
James L.
James L.
James L.

Cox
Cox
Cox
Cox
Cox
Cox
Cox
Cox
Cox
Cox

6158
6158
6158
6158
2001
6158
6158
6015
6158
6017
0.00

Total James L. Cox


Jane laylor
Check

10/18/2002

NCO 1212

Jane laylor

6159
0,00

Total Jane Laylor


Jill Feldman CPA
Check
Check

1/512002
211/2002

NCO 104
NCO 206

Jill Feldman CPA


Jill Feldman CPA

6003
6003
0.00

Total Jill Feldman CPA


Joan Hayes CPA
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check

5/2812002
7113/2002
10/18/2002
10/18/2002
10/18/2002
11/1512002
11/1512002
11/15/2002
12128/2002
112212003
4/17/2003

NCO 5306
10327
10529
10530
10658
10615
10616
10623
10696
10755
10900

Joan
Joan
Joan
Joan
Joan
Joan
Joan
Joan
Joan
Joan
Joan

Hayes CPA
Hayes CPA
Hayes CPA
Hayes CPA
Hayes CPA
Hayes CPA
Hayes CPA
Hayes CPA
Hayes CPA
Hayes CPA
Hayes CPA

6004
6004
6004
6370 Various
6004
6370 Various
6004
6004
6004
6004
6004
0.00

Total Joan Hayes CPA


Ken Jackson
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check

8/1812002
9/6/2002
9/19/2002
10/4/2002
11/15/2002
11/21/2002
11/21/2002
11/2912002
1/1812003
212012003
4/1612003
5/2212003
5/2212003
61712003
6/23/2003
6/30/2003

10413
10424
10462
10497
10613
10628
10636
10652
10717
10822
10889
10960
10976
10977
10989
10978

Ken Jackson
Ken Jackson
Ken Jackson
Ken Jackson
Ken Jackson
Ken Jackson
Ken Jackson
Ken Jackson
Ken Jackson
Ken Jackson
Ken Jackson
Ken Jackson
Ken Jackson
Ken Jackson
Ken Jackson
Ken Jackson

6005
6005
6005
6005
6005
6005
6005
6005
2000
6005
6005
6005
6005
6005
6005
6005

Balance

83794
0.00

Tolall E E E - Books
lOT
Check
Check

Credit

Debit

6044

Total Homefront Hardware


IEEEBooks
Check
Check

Class

6.167.69

-6.167.69

--------6,167.69

54.13
413.47

0.00
-54.13
-467.60

467.60

-467.60

13.64
54.86

0.00
-13.64
-68,50

68.50

-68.50

328.46
4,776.00
8,156.72
2,811.00
887.04
448.90
351.56
9,600.90

0.00
-328.46
-5,104.46
-13,261.18
-16,072.18
-16,959.22
-17,408.12
-17,759.68
-27,360.58

27,360.58

-27,360.58

5,265.00
3,770.00
3,575.00
3,835.00
3,250.00
5,785.00
5,200.00
25.00
3,250.00
3.50

0.00
-5,265.00
-9,035.00
.12,610.00
-16,445.00
-19,695.00
-25,480.00
-30.680.00
-30,705.00
-33,955.00
-33.958.50

33,958.50

-------33,958.50

161.00

0.00
-161.00

161.00

-161.00

2,000.00
1,000.00
3,000.00

0.00
-2,000.00
-3,000.00
... -3.000.00

1,000.00
1,090.00
2,500.00
706.98
250.00
803.48
375.00
2,500.00
2,500.00
2,500.00
2,500.00

0.00
-1,000.00
-2,090.00
-4,590.00
-5,296.98
-5,546.98
-6,350.46
-6,725.46
-9.225.46
-11,725.46
-14,225.46
-16,725.46

16,725.46

-16,725.46

1,360.00
920.00
1,000.00
1,650.00
1,500.00
490.00
1,680,00
2,230.00
1,010.00
1,120.00
1,070.00
790.00
1,030.00
1,830.00
2,530.00
2,160.00

0.00
-1.360.00
-2.280.00
-3,280.00
-4.930.00
-6.430.00
-6.920.00
-8,600.00
.10,830.00
-11,840.00
-12.960.00
-14,030.00
-14,820.00
-15,850.00
-17,680.00
-20,210.00
-22.370.00

-------

------

101 0 ; of I" D'1-'-~""


'Ie.
L\a~
~
KA-2424
KA-2424
KA-2424

Case:
Case 11-1924
1:08-cv-10223-NRB
Document:Document
94 Page:
32-8
26

KA-2425

KA-2425

Filed
05/16/2012
08/23/10 Page
611061
20 of 321
49

KA-2425

12:32 AM

CASI ENTITIES

07/23/10

Transactions by Account
As of December 31,2003

Accrual Basis
Type

Date

Num

Name

Class

Memo

Levinson Lerner Berger & Lampon


11/19/2002
Check

NCO 1114

Levinson Lerner B...

352.60
0.00

5/1/2002
5/28/2002
7/12/2002
8/18/2002
9/19/2002

10/18/2002
11/19/2002
12/16/2002
1212812002
2/14/2003

NCO 303
NCO 505
NCO 5303
NCO 707
NCO 820
NCO 907
NCO 1007
NCO 1106
NCO 1207
NCD1311
NCO 1506

MCI
MCI
MCI
MCI
MCI
MCI
MCI
MCI
MCI
MCI
MCI

6025
6025
6025
6025
6025
6025
6025
6025
6025
6025
6025

Metro Solat Inc


Check
Check

0.00
8/6/2002

12128/2002

10392
NCO 1306

Metro Solat Inc


Metro Solat Inc

6046
6046

Total Metro Solat Inc


Mistretta Electric
Check
Check

0.00
10/4/2002
10/18/2002

NCO 1011
NCO 1214

Mistretta Electric
Mistretta Electric

6047
6047
0.00

10040
10054
10090
10158
10348
10366
10467

New Jersey Divisio...


New Jersey Divisio...
New Jersey Divisio...
New Jersey Divisio...
New Jersey Divisio...
New Jersey Divisio...
New Jersey Divisio...

2130
2130
2130
6356 6357
2130
2130
2130

31712003
3/19/2003

4/10/2003
4118/2003

10835
10852
10875
10915

New York
New York
New York
New York

Income ...
Income ...
Income ...
Income ...

7/2/2002
7/12/2002

0.00
10280
NCO 722

NG Check
NG Check

25,023.17
10931
10932

North Carolina Dep .


North Carolina Dep .

2140
2140
0.00

Total North Carolina Dept. of Revenue


NY State Employment Taxes
4/30/2002
Check
4/30/2002
Check
6/3/2002
Check
Check
7/12/2002
7/31/2002
Check
8/9/2002
Check
9/11/2002
Check
Check
9/30/2002
Check
9/30/2002
10/30/2002
Check
111712002
Check
11115/2002
Check
Check
11/29/2002
12/31/2002
Check
Check
1131/2003
1/31/2003
Check
Check
2/1212003
Check
2/12/2003
Check
211212003

10149
10157
10230
10321
10349
10403
10449
10489
10491
10556
10590
10610
10651
10709
10773
10775
10783
10784
10785

NY State Employm...
NY State Employm...
NY State Employm...
NY State Employm...
NY State Employm...
NY State Employm...
NY State Employm...
NY State Employm...
NY State Employm...
NY State Employm...
NY State Employm...
NY State Employm...
NY State Employm...
NY State Employm...
NY State Employm...
NY State Employm...
NY State Employm...
NY State Employm...
NY State Employm...

2125 NYSUI
2125 NYSUI
2121 Only
2121 2122
2125 NYSUI
2121 2122
2121 2122
2121 2122
2121 2122 .
2121 2122 2 .
2121 2122
2121 2122
2121 2122
2121 2122
2121 2125
2122 Only
2121 Only
2122 Only
2121 Only

,e, ~"P.,~

m-;~l~I o~ (; Em''''f ~'~


KA-2425
KA-2425

C""',

110.88
29.87
109.81
9.83
51.01
99.35
58.96
25.83
41.62
14.14
2331

0.00
-110.88
-140.75
-250.56
-260.39
-311.40
-410.75
-469.71
-495.54
-537.16
-551.30
-574.61
------~--

574.61

-574.61

1,000.00
1,040.00

0.00
-1,000.00
-2,040.00

2,040.00

-2,040.00

3,500.00
1,900.00

0.00
-3,500.00
-5,400.00

5,400.00

-5,400.00

617.41
378.33
378.33
217.38
1,134.99
756.66
378.33

0.00
-617.41
-995.74
-1,374.07
-1,591.45
-2,726.44
-3,483.10
-3,861.43

3,861.43

------3,861.43

0.00
-205.05
-42034
-631.83
-914.09

-----_._-

914.09

-914.09

25,023.17

0.00
25,023.17
0.00

25,023.17

0.00

146.00
292.00

0.00
-146.00
-438.00

25,023.17

AC 6122
6122

Total NG Check
North Carolina Dept. of Revenue
Check
4/30/2003
Check
4/30/2003

-35260

20505
215.29
211.49
282.26

2122
2122
2122
2122

Total New York Income Tax


NG Check
Deposit
Check

352.60

----

0.00

Total New Jersey Division of Taxation


New York Income Tax
Check
Check
Check
Check

-----_.-------_.

-------

Total Mistretta Electric


New Jersey Division of Taxation
Check
1/1512002
211/2002
Check
Check
3/112002
Check
4/30/2002
Check
7/30/2002
8/212002
Check
9/19/2002
Check

000
-352.60

-----

Total MCI

-22,370.00

22,370.00

6103

Total Levinson Lerner Berger & Lampon


3/112002

Balance

Credit
0.00

Total Ken Jackson

MCI
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check

Debit

438.00

--------

28507
5.45
977.33
3,784.13
518.80
6,880.66
406.13
78331
6,582.00
1,120.93
4,548.60
2,169.16
2,204.41
1,368.12
1,012.36
571.74
543.08
229.04
1,215.88

-438.00

0.00
-28507
-29052
-1,267.85
-5,051.98
-5,570.78
-12,451.44
-12,857.57
-13,640.88
-20,222.88
-21,343.81
-25,892.41
-28,061.57
-30,265.98
-31,634.10
-32,646.46
-33,218.20
-33,761.28
-33,990.32
-35,206.20

~~~

KA-2425

Case:
Case 11-1924
1:08-cv-10223-NRB
Document:Document
94 Page:
32-8
27

KA-2426

KA-2426

Filed
05/16/2012
08/23/10 Page
611061
21 of 321
49

KA-2426

12:32 AM

CASI ENTITIES

07123110

Transactions by Account
As of December 31, 2003

Accrual Basis
Type
Check
Check
Check
Check
Check
Check

Date
212012003
3/7/2003
311912003
411012003
411812003
413012003

Num
10812
10834
10851
10874
10914
10930

Name
NY
NY
NY
NY
NY
NY

Memo

State Employm ...


State Employm...
State Employm...
State Employm...
State Employm ...
State Employm...

2122
2121
2121
2121
2121
2125

111512002
21112002
31112002
41212002
412912002
51312002
61312002
31612003

0.00
10039
10055
10066
10134
10148
10166
10234
10841

NY State Tax
NY State Tax
NY State Tax
NY State Tax
NY State Tax
NY State Tax
NY State Tax
NY State Tax

Dept
Dept
Dep1
Dep1
Dept
Dept
Dept
Dept

2121
2121
2121
2121
2121
2121
2122
6359

10376

NYC Dept of Finance

0.00
NCD 316
10377

NYC Dept ofTrans..,


NYC Dept of Trans...

36.59
111.52
255.92
146.36
74.74
49.81
556.53
17.27

000
-3659
-150.11
-406.03
-55241
-627.15
-676.96
-1,233.49
-1,250.76

1,250.76

-1,250.76

1211612002
112212003
211412003
512112003
611612003

------

6015
6015
0,00

10672
10757
10800
NCD 1827
NCD 1915

Office Depot
Office Depot
Office Depot
Office Depot
Offoce Depot

6349
6349
6349
6349
6349

Total Office Depot


NCD726

One Stop Business.. ,

11512002
21112002
31112002
41212002
51112002
512612002
711212002
811812002
911912002
913012002
111112002
1211612002
211412003
31712003
411812003
413012003
61212003
613012003

Oxford
Oxford
Oxford
Oxford
Oxford
Oxford
Oxford
Oxford
Oxford
Oxford
Oxford
Oxford
Oxford
Oxford
Oxford
Oxford
Oxford
Oxford

Health
Health
Health
Health
Health
Health
Health
Health
Health
Health
Health
Health
Health
Health
Health
Health
Health
Health

Plans
Plans
Plans
Plans
Plans
Plans
Plans
Plans
Plans
Plans
Plans
Plans
Plans
Plans
Plans
Plans
Plans
Plans

55.00

-55.00

300.00
300.00

0.00
-300.00
-600.00

- - - - _...

0.00
-275,31
-937,12
-1,096,96
-1,198,95
-1,491.27

1,491.27

-1,491,27

107.17

0.00
-107.17

107,17

-107,17

1,442,34
480,76
1,037.47
1,037.47
1,543,55
1,290.51
1,290,51
1,771.29
101.22
1,214,60
1,346.07
1,906.93
813.25
813,25
813.25
813.25
813.25
813,25

0,00
-1,442.34
-1,923,12
-2,960.59
-3,996,06
-5,541,61
-6,832,12
-8,122,63
-9,893,92
-9,995.14
-11,209.74
-12,555,81
-14,462.74
-15,275.99
-16,089.24
-16,902.49
-17,715.74
-18,528.99
-19,342.24

19,342.24

-19,342.24

456,00
295.00
678,00

-456,00
-75100
-1,429.00

---_.-

6067
6067
6067
6067
6067
6067
6067
6067
6067
6067
6067
6067
6067
6067
6067
6067
6067
6067
0,00

Total Oxford Health Plans

__ . -55,00
--_.

275.31
661.61
161,86
99,97
292,32

0,00
NCD 101
NCD204
NCD302
NCD404
NCD 504
NCD5302
NCD703
NCD802
NCD903
NCD 1003
NCD 1129
NCD 1203
NCD 1510
NCD 1606
NCO 1709
NCD 1817
NCD 1909
10991

-600,00

6090

Total One Stop Business Machine

--.-

600.00

0.00

One Stop Business Machine


Check
711212002

000
11512002
311212002
51112002

NCD 110
NCD309
NCD511

Pacific Data Storage


Pacific Data Storage
Pacific Data Storage

6338
6338
6338

Total Pacific Data Storage


Paypal
Deposit
Check
Check
Check
Check
Check
Check
Check
Check

-38,623.99

55.00

6015

Total NYC Dept or Transportation

Pacific Data Storage


Check
Check
Check

36,623.99

0.00
81212002

NYC Dept of Transportation


311212002
Check
81212002
Check

Oxford Health Plans


Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check

-35,930.75
-36,431.70
-36,950.63
-37,462.86
-38,114.02
-38,623.99

0,00

Total NYC Dept or Finance

Office Depot
Check
Check
Check
Check
Check

211.78
500.95
518.93
512.25
651.14
509.97

2122
2122
2122
2122
2122
2122
Only

Total NY State Tax Dept


NYC Dept of Finance
Check

Credit
Balance
._--_
.. _----_._-

Debit

Only
Only
Only
Only
Only
NYSUI

Total NY State Employment Taxes


NY State Tax Dept
Check
Check
Check
Check
Check
Check
Check
Check

Class

713012002
811812002
8/1812002
212612003
212612003
212612003
31512003
31712003
6/212003

KA-2426

0.00

NCD815
NCD816
Debit 2
Debit 3
Debit 4
Debit 5
Debit 6

Paypal
Paypal
Paypal
Paypal
Paypal
Paypal
Paypal
Paypal
Paypal

"rf, 1010

6170
6170
6170
6170
6170
6170
6170
6170
6170

1,429.00

-1,429,00

0,25

Gt ~ If. .~~'P~
KA-2426

------

250.00
80,00
232,89
132.75
1.00
169,00
73.06
295.80

0.00
0.25
-249.75
-329.75
-562.64
-695.39
-69639
-665,39
-938.45
-1,234.25

------

KA-2426

Case:
Case 11-1924
1:08-cv-10223-NRB
Document:Document
94 Page:
32-8
28

KA-2427

KA-2427

Filed
05/16/2012
08/23/10 Page
611061
22 of 321
49

KA-2427

12:32 AM

CASI ENTITIES

07/23/10

Transactions by Account
As of December 31,2003

Accrual Basis
Type
~--------

Date

-----

Name

Num

Memo

11/19/2002
11/19/2002

10379
10389

Pennie & Edmonds


Pennie & Edmonds

1/18/2003
1118/2003
1/18/2003
1/24/2003

10746
10749
10750
10753

Peter Pass
Peter Pass
Peter Pass
Peter Pass

PR
PR
PR
PR

6504
6504
6504
6504
0.00

10/18/2002
10/18/2002
11/1/2002
11/19/2002
12/10/2002
12130/2002
1/10/2003
1/10/2003

NCD 1215
NCD 1216
NCD 1128
NCD 1115
10654
10699
10738
10739

Peter Ross
Peter Ross
Peter Ross
Peter Ross
Peter Ross
Peter Ross
Peter Ross
Peter Ross

6130
6370 Various
6160
6375 Taxi
6160
6160
6375 Taxis
6177
0.00

Total Peter Ross


Pre Flight Ventures
Check

7/2/2002

10284

Pre Flight Ventures

6053

Total Pre Flight Ventures


Princeton Insurance
Check
Check

0.00
12/28/2002
12128/2002

NCO 1320
10692

Princeton Insurance
Princeton Insurance

6093
6093

Total Princeton Insurance


RadioLogic
Check

5/13/2002

0.00
NCD 525

Radio logic

6161
0.00

Total Radio Logic


R.eN
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check

5/13/2002
6/12/2002
7/12/2002
8/18/2002
9/19/2002
11119/2002
12/16/2002
12/28/2002
2/20/2003
4/30/2003
6/10/2003

NCD 526
10237
NCD708
NCD 812
NCD 908
NCD 1107
NCD 1208
NCD 1312
NCD 1515
NCD 1810
NCD 1905

RCN
RCN
RCN
RCN
RCN
RCN
RCN
RCN
RCN
RCN
RCN

6026
6026
6026
6026
6026
6026
6026
6026
6026
6026
6026
0.00

Total RCN
Ricoh Business Systems
2/1/2002
Check
5/28/2002
Check
Check
11/19/2002
Check
4/30/2003

NCD 208
NCD 5309
NCD 1102
NCD 1805

Ricoh
Ricoh
Ricoh
Ricoh

Business Sy...
Business Sy...
Business Sy...
Business Sy...

6339
6339
6339
6339

Total Ricoh Business Systems


Rosalie Mets
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check

6/25/2002
6/25/2002
7/1/2002
7/5/2002
7/1212002
7/13/2002
7/13/2002
7/13/2002
7/26/2002
8/112002
8/19/2002
8/19/2002
8/20/2002
9/11/2002
9/1112002
9/12/2002
9/19/2002
9/30/2002

KA-2427

0.00
10252
10253
10262
10300
NCD 715
10338
10337
10344
10345
10359
10410
10411
10412
10428
10441
10450
10465
10484

Rosalie Mets
Rosalie Mets
Rosalie Mets
Rosalie Mets
Rosalie Mets
Rosalie Mets
Rosalie Mets
Rosalie Mets
Rosalie Mets
Rosalie Mets
Rosalie Mets
Rosalie Mets
Rosalie Mets
Rosalie Mets
Rosalie Mets
Rosalie Mets
Rosalie Mets
Rosalie Mets

6062
6062
6062
6062
6062
6062
6062
6062
6062
6062
6062
6062
6062
6062
6062
6062
6062
6062

Balance

1,234.50

-1,234.25

334.00
33715

0.00
-334.00
-671.15

----_._0.00

Total Peter Poss PR


Peter Ross
Check
Check
Check
Check
Check
Check
Check
Check

Credit

6106
6106

Total Pennie & Edmonds


Peter Poss PR
Check
Check
Check
Check

Debit
0.25

Total Paypal
Pennie & Edmonds
Check
Check

Class

--

.~-

---~--

671.15

-67115

1,071.36
1,541.29
1,928.47
1,065.73

0.00
-1,071.36
-2,612.65
-4,541.12
-5,606.85

._-----

5,606.85

-5,606.85

107.70
464.48
500.00
15.00
2,636.00
500.00
43.00
96.15

0.00
-10770
-572.18
-1,072.18
-1,087.18
-3,723.18
-4,223.18
-4,266.18
-4,362.33

4,362.33

-4,362.33

50.00

0.00
-50.00

50.00

-50.00

438.00
494.00

000
-438.00
-932.00

932.00

-932.00

100.00

0.00
-100.00

------- ------

-------

100.00

-100.00

10498
60.51
60.51
182.52
115.49
115.49
175.11
136.33
144.26
304.85
199.22

0.00
-104.98
-165.49
-226.00
-408.52
-524.01
-639.50
-814.61
-950.94
-1,095.20
-1,400.05
-1,599.27

------

--------

1,599.27

-1,599.27

6,419.57
1,600.00
500.00
500.00

0.00
-6,419.57
-8,019.57
-8,519.57
-9,019.57

9,019.57
100.00
100.00
100.00
100.00
100.00
135.00
100.00
100.00
100.00
100.00
100.00
100.00
100.00
100.00
100.00
100.00
100.00
100.00

-------

-9,019.57

0.00
-100.00
-200.00
-300.00
-400.00
-500.00
-635.00
-735.00
-835.00
-935.00
-1,035.00
-1,135.00
-1,235.00
-1,335.00
-1,435.00
-1,535.00
-1,635.00
-1,735.00
-1,835.00

ID OP-Ic- ~fA,et
"'- '010KA-2427
lie, ~sq
KA-2427

Case:
Case 11-1924
1:08-cv-10223-NRB
Document:Document
94 Page:
32-8
29

KA-2428

KA-2428

Filed
05/16/2012
08/23/10 Page
611061
23 of 321
49

KA-2428

12:32 AM

CASI ENTITIES

07123110

Transactions by Account

Accrual Basis
Type
Check
Check
Check
Check
Check
Check
Check
Check
Check

As of December 31, 2003


Date

Num

10/4/2002
10/11/2002
10/18/2002
10/25/2002
11/1/2002
11/15/2002
11/15/2002
11/2712002
11/27/2002

10486
10526
10527
10584
10585
10611
10612
10648
10649

Name

Memo

Rosalie Mets
Rosalie Mets
Rosalie Mets
Rosalie Mets
Rosalie Mets
Rosalie Mets
Rosalie Mets
Rosalie Mets
Rosalie Mets

Class

6062
6062
6062
6062
6062
6062
6062
6062
6062

Total Rosalie Mets


Sandra Rosenman
Check

12/1012002

10657

Sandra Rosenman

NCO 201

211/2002

Scott Albin

6130/2002
8/18/2002
1124/2003

10235
10406
10754

Scott Albin PR
Scott Albin PR
Scott Albin PR

6504
6504
6504
0.00

12/28/2002
2114/2003
3/7/2003
4/18/2003
4/30/2003

NCO
NCO
NCO
NCO
NCO

1307
1503
1601
1703
1804

Server Technology
Server Technology
Server Technology
Server TeChnology
Server Technology

6340
6340
6340
6340
6340
0.00

3/12/2002

NCO 310

SGI Developers

NCO 118
NCO 121
NCO 307
NCD410
NCO 509
NCO 523
10213
10214
10215
10216
10217
NCO 5308
10220
10226
NCO 704
NCO 803
NCO 808
NCO 904
NCO 1004
NCO 1103
NCO 1204
NCO 1303
NCO 1308
NCO 1309
NCO 1403
NCO 1504
NCO 1603
NCO 1806
NCO 1902

Silicon City
Silicon City
Silicon City
Silicon City
Silicon City
Silicon City
Silicon City
Silicon City
Silicon City
Silicon City
Silicon City
Silicon City
Silicon City
Silicon City
Silicon City
Silicon City
Silicon City
Silicon City
Silicon City
'Silicon City
Silicon City
Silicon City
Silicon City
Silicon City
Silicon City
Silicon City
Silicon City
Silicon City
Silicon City

0.00
5/1/2002
9/3012002
12128/2002
12128/2002
3/7/2003
4/18/2003
4/30/2003

KA-2428

NCO
NCO
NCO
NCO
NCO
NCO
NCO

514
1005
1304
1305
1602
1704
1803

"'e,

Silicon Graphics
SiliCOn Graphics
Silicon Graphics
Silicon Graphics
Silicon Graphics
Silicon Graphics
Silicon Graphics

6343
6343
6343
6343
6343
6343
6343

1010

-1>'(,

KA-2428

"

-2,735.00
0.00
-505.50
---------505.50

0.00
-1,702.04
-2,853.75
-3,321.42

3,321.42

-3,321.42

1,000.00
1,745.75
1,000.00
1,000.00
2,149.80

0.00
-1,000.00
-2,745.75
-3,745.75
-4,745.75
-6,895.55

6,895.55

-6,895.55

295.00

000
.. -295.00..
-295.00

7,195.14
10,000.00
2,842.00
10,486.62
2,144.00
1,155.00
1,877.13
225.00
152.00
1,282.20
341.59
281.95
2,583.05
5,000.00
1,110.74
3,809.83
6,723.64
1,570.00
17,752.11
4,049.00
6,541.74
500.00
1,950.00
1,784.92
6,297.41
1,119.70
2,000.00
1,629.00
962.95

0.00
-7,195.14
-17,19514
-20,037.14
-30,523.76
-32,667.76
-33,822.76
-35,699.89
-35,924.89
-36,076.89
-37,35909
-37,700.68
-37,982.63
-40,56568
-45,565.68
-46,676.42
-50,486.25
-57,209.89
-58,779.89
-76,532.00
-80,58100
-87,122.74
-87,62274
-89,57274
-91,357.66
-97,655.07
-98,774.77
-100,774.77
-102,403.77
-103,366.72

103,366.72

-103,366.72

4,400.00
139.20
8,727.40
100.79
9,000.00
5,000.00
10,000.00

0.00
-4,400.00
-4,539.20
-13,266.60
-13,367.39
-22,367.39
-27,367.39
-37,367.39
-------

295.00

Total Silicon City


Silicon Graphics
Check
Check
Check
Check
Check
Check
Check

--._-

1,702.04
1,151.71
467.67

6341

6342
6342
6342
6342
6342
6342
6342
6342
6342
6342
6342
6342
2000
2000
6342
6342
6342
6342
6342
6342
6342
6342
6342
6342
6342
6342
6342
6342
6342

-1,935.00
-2,035.00
-2,135.00
-2,235.00
-2,335.00
-2,435.00
-2,535.00
-2,635.00
-2,735.00

500.00

0.00
112212002
1/22/2002
31112002
4/2/2002
5/1/2002
5/13/2002
5/24/2002
5124/2002
5/24/2002
5/24/2002
5/24/2002
5/28/2002
6/3/2002
6/3/2002
7/12/2002
8/2/2002
8/6/2002
9/19/2002
9/30/2002
11/1912002
1211612002
12128/2002
12/2812002
1212812002
1/18/2003
2114/2003
3/7/2003
4/30/2003
6/10/2003

Balance

000
-500.00
--_._--500.00

0.00

Total SGI Developers


Silicon City
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check

505.50
500.00

Total Server Technology


SGI Developers
Check

505.50

6162

Total Scott Albin PR


Server Technology
Check
Check
Check
Check
Check

------0.00

100.00
100.00
100.00
100.00
100.00
100.00
100.00
100.00
100.00
---------_._.2,735.00

0.00

Total Scott Albin


Scott Albin PR
Check
Check
Check

Credit

6370 Various

Total Sandra Rosenman


Scott Albin
Check

Debit

1JYTI!Ytt

---_

~
KA-2428

__

P~~

Case:
Case 11-1924
1:08-cv-10223-NRB
Document:Document
94 Page:
32-8
30

KA-2429

KA-2429

Filed
05/16/2012
08/23/10 Page
611061
24 of 321
49

KA-2429

12:32 AM

CASI ENTITIES

07/23/10

Transactions by Account
As of December 31,2003

Accrual Basis
Date

Type

Num

Memo

Name

Skytel
Check
Check
Check
Check
Check
Check
Check
Check
Check

1/5/2002
5/13/2002
5/28/2002
711512002
911112002
11/1912002
12116/2002
1118/2003
6130/2003

NCO 108
NCO 531
NCO 5312
NCO 727
NCD916
NCO 1110
NCO 1210
NCO 1409
10982

6028
6028
6028
6028
6028
6028
6028
2000
6028

Skylel
Skylel
Skylel
Skytel
Skytel
Skytel
Skytel
Skylel
Skytel

0.00

Total Skylel
Solomon & Bernstein
Check

10/10/2002

10512

Solomon & Bernstein

6109

Total Solomon & Bernstein


Sprint
Check
Check
Check
Check

2114/2003
4/18/2003
4/30/2003
6/10/2003

0.00
NCO
NCO
NCO
NCO

1508
1706
1814
1906

Sprint
Sprint
Sprint
Sprint

6029
6029
6029
6029

Total Sprint

0.00

St. Louis University


Check

212812002

10078

51. Louis University

0.00
7/2912002
7/29/2002
9/3012002
9/3012002
1111512002

10346
10347
10418
10487
10601

State of New Jersey


State of New Jersey
State of New Jersey
State of New Jersey
State of New Jersey

Stephen Frost
Check

5113/2002

0.00
NCD 524

Stephen Frost

0.00
5113/2002
8/212002
101412002
1111912002
1212812002
1/18/2003
4/3012003
611012003

NCD529
10382
NCO 1012
NCD 1122
NCO 1318
NCO 1406
NCO 1808
NCD 1904

Sunoco
Sunoco
Sunoco
Sunoco
Sunoco
Sunoco
Sunoco
Sunoco

6016
6016
6016
6016
6016
2000
6016
6016

Total Sunoco
T-Mobile
Check
Check
Check
Check
Check

0.00
1111912002
1212812002
1118/2003
2/14/2003
413012003

NCD 1123
NCD 1319
NCO 1408
10801
NCD 1813

T-Mobile
T-Mobile
T-Mobile
T-Mobile
T-Mobile

6031
6031
2000
6031
6031

Total T-Mobile
Texaco
Check
Check

0.00
11119/2002
1/1812003

NCD 1117
NCD 1405

Texaco
Texaco

6013
2000

Total Texaco
Thorn
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check

0.00
1/512002
4/2/2002
7/1212002
10/18/2002
1111912002
1/3/2003
4118/2003
5/2112003
5121/2003
6/1812003

NCD 107
NCD409
NCD 723
NCD 1217
NCD 1118
10706
NCO 1711
NCD 1820
NCD 1828
NCD 1910

Thorn
Thorn
Thorn
Thorn
Thorn
Thorn
Thorn
Thorn
Thorn
Thorn

Total Thorn

1010
KA-2429

6030
6030
6030
6030
6030
2000
6030
6030
6030
6030

137.21
5575
49.03
98.63
145.98
48.19
109.13
49.96
50.48

000
-137.21
-192.96
-241.99
-340.62
-48660
-534.79
-64392
-693.88
-744.36

744.36

-74436

150.00

000
-150.00

150.00

-15000

166.34
107.51
231.51
116.26

000
-16634
-273.85
-505.36
-62162
-----_._.__.- --62162

621.62

548.34

1,765.53

0.00
-548.34
--------548.34
000
-436.62
-1,212.12
-1,241.13
-1,619.46
-1,765.53
- - - - - -.
-1,765.53

100.00

0.00
-100.00
----100.00

17.50
25.90
10.50
19.75
20.04
33.54
48.52
47.72

0.00
-17.50
-4340
-53.90
-73.65
-93.69
-127.23
-175.75
-223.47

223.47

-223.47

79.63
79.98
40.34
0.35
36.97

000
-7963
-159.61
-199.95
-200.30
-237.27

100.00

6092

Total Stephen Frost


Sunoco
Check
Check
Check
Check
Check
Check
Check
Check

-37,367.39

436.62
775.50
29.01
378.33
146.07

6356 6357
6356 6357
6359
2130
6359

Total State of New Jersey

37,367.39

548.34

Various

Total SI. Louis University

Balance

Credit

Debit
0.00

Total Silicon Graphics

State of New Jersey


Check
Check
Check
Check
Check

Class

-------

----

-"------

237.27

-23727

11.72
18.01

0.00
-11.72
-29.73

29.73

-29.73

284.85
284.85
284.85
493.95
1,074.51
493.95
189.90
606.00
189.90
687.50

0.00
-284.85
-569.70
-854.55
-1,348.50
-2,423.01
-2,916.96
-3,106.86
-3,712.86
-3,902.76
-4,590.26

-------+"-

,2. .-f> ,e- "?IV ~t"~ ~'I

KA-2429

KA-2429

Case:
Case 11-1924
1:08-cv-10223-NRB
Document:Document
94 Page:
32-8
31

KA-2430

KA-2430

Filed
05/16/2012
08/23/10 Page
611061
25 of 321
49

KA-2430

12:32 AM

CASI ENTITIES

07/23/10

Transactions by Account
As of December 31, 2003

Accrual Basis
Type
Todd J Berman M.D.
Check

Date
913012002

Num
10485

Name

Memo

Todd J Berman M.D.

Class

311212002
711212002
11119/2002
512112003

0.00
NCO 317
NCO 718
10510
NCO 1829

Transit Check
Transit Check
Transit Check
Transit Check

6377
6377
5377
6377

Total Transit Check


U.S. Treasury
Check

0.00
10929

U.S. Treasury

2100
0.00

Unknown

7/25/2003

AC 6391

Total Unknown
10638

Valley of the Mage ...

6163

Total Valley of Itle Mage Consulting


115/2002
311/2002
41212002
5/112002
61312002
7/1212002
8/18/2002
9/19/2002
11/19/2002
1212812002
1/18/2003
4/18/2003
4/30/2003
6/3012003

0.00
NCO 106
NCO 308
NCD411
NCO 510
10228
NCO 709
NCO 813
NCO 909
NCO 1108
NCO 1313
NCO 1407
NCO 1705
NCO 1811
10985

Verizon
Verizon
Verizon
Verizon
Verizon
Verizon
Verizon
Verizon
Verizon
Verizon
Verizon
Verizon
Verizon
Verizon

6032
6032
6032
6032
2000
6032
6032
6032
6032
6032
2000
6032
6032
6032

Total Verizon
Verizon Wireless
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check

0.00
31112002
511/2002
5/28/2002
7/1212002
8/18/2002
9/19/2002
11/19/2002
113/2003
2114/2003
2120/2003
4/30/2003

NCO 306
NCO 508
NCO 5307
NCO 710
NCO 821
NCO 910
NCO 1109
10707
NCO 1507
NCO 1516
NCO 1812

Verizon Wireless
Verizon Wireless
Verizon Wireless
Verizon Wireless
Verizon Wireless
Verizon Wireless
Verizon Wireless
Verizon Wireless
Verizon Wireless
Verizon Wireless
Verizon Wireless

6035
6035
6035
6035
6035
6035
6035
6035
6035
6035
6035

Total Verizon Wireless


Vision Shape
Check
Check
Check

0.00
81212002
8/6/2002
9/19/2002

NCO 805
NCO B09
NCO 905

Vision Shape
Vision Shape
Vision Shape

6344
6344
6344

Total Vision Shape

0.00

Voicestream Wireless
Check
5/27/2002
Check
7/15/2002
Check
8/112002
Check
9/11/2002
11119/2002
Check

10219
NCO 728
NCO 818
NCD 917
NCO 1111

Voicestream
Voicestream
Voicestream
Voicestream
Voicestream

Wirel...
Wirel. ..
Wirel...
Wirel. ..
Wirel. ..

6034
6034
6034
6034
6034

Total Voicestream Wireless


Webworqs
Check
Check
Check
Check
Check
Check
Check
Check
Check

375.00

000
-375.00

375.00

-37500

230.40
303.20
405.12
448.80

0.00
-230.40
-533.60
-938.72
-1,387.52
-----1,38752

--------

1,387.52

..,

1/512002
21112002
511/2002
5/28/2002
7/612002
711212002
7113/2002
7/13/2002
8/312002

KA-2430

0.00
NCO 103
NCO 205
NCO 507
NCD 5305
10322
NCO 725
10335
10336
10391

Webworqs
Webwo~s

Webworqs
Webworqs
Webworqs
webwo~s
we~s

webworqs
Webworqs

~,(., 1010

6036
6036
6036
6036
6036
6036
6036
6036

T'5"1JIl-

KA-2430

260.80

._----260.80
-_._--

260.80

-260.80
000
45.64

45.64
45.64

Valley of the Mage Consulting


Check
12/15/2002

Verizon
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check

Balance

0.00
413012003

Total U.S. Treasury


Unknown
Deposit

Credit

6066

Total Todd J Berman M.D.


Transit Check
Check
Check
Check
Check

Debit

0.00

45.64

1,000.00

0.00
-1,000.00

1,000.00

-1,000.00

34.87
70.77
37.08
36.98
37.33
182.84
234.14
202.11
471.83
378.18
301.51
219.14
200.30
38.89

0.00
-34.87
-105.64
-142.72
-179.70
-217.03
-399.87
-634.01
-836.12
-1,307.95
-1,68613
-1,987.64
-2,206.78
-2,407.08
-2,445.97

2,445.97

------- ----

-2,44597

29.81
40.52
40.52
40.52
40.52
81.04
81.04
40.52
80.04
40.52
41.00

0.00
-2981
-70.33
-110.85
-151.37
-191.89
-272.93
-353.97
-394.49
-474.53
-515.05
-556.05

556.05

-556.05

1,643.25
3,000.00
2,000.00

0.00
-1,643.25
-4,643.25
-6,643.25

6,643.25

-6,643.25

56.24
39.99
39.99
93.21
39.64

0.00
-56.24
-96.23
-136.22
-229.43
-269.07

269.07

-269.07

300.00
600.00
600.00
300.00
1,000.00
300.00
300.00
300.00

0.00
-300.00
-900 00
-1,500.00
-1,800.00
-2,800.00
-3,100.00
-3.400.00
-3.700.00

""8'1 f!OJ't"'OO""&~~l
KA-2430

Case:
Case 11-1924
1:08-cv-10223-NRB
Document:Document
94 Page:
32-8
32

KA-2431

KA-2431

Filed
05/16/2012
08/23/10 Page
611061
26 of 321
49

KA-2431

12:32 AM

CASI ENTITIES

07123/10

Transactions by Account
As of December 31, 2003

Accrual Basis
Type
Check

Date

1211612002

Num
NCO 1211

Name

Memo

6036

Webworqs

Total Webworqs
YC Cable
Check

lJ512002

NCO 109

YC Cable

6345

8J312002

10388

6092

Yehoshua Zeevi

NCO 314
NCO 518

Zapin Endlich & La...


Zapin Endlich & La...

-------

12/28/2001
1J25J2002
21712002
31112002
4/112002
5/1/2002
6/312002
6J30/2002
7/30J2002
9/6J2002
9/30J2002
10/18/2002
1111/2002
11/1512002
4118J2003

0.00
10021
10047
10062
10085
10119
10160
10207
10267
10356
10421
10476
10522
10587
10603
10891

Charles Da
Charles Da
Chartes Da
Charles Da
Charles Da
Charles Da
Charles Da
Charles Da
Charles Da
Charles Oa
Charles Oa
Charles Da
Charles Da
Charles Oa
Charles Da

Salla
Salla
Saila
Salla
Salla
Salla
Saila
Salla
Salla
Saila
Salla
Saila
Salla
salla
Salla

6504
6504
6379
6504
6504
6504
6504
6504
6504
6504
6504
6504
6504
6504
6504

Total Charles Da Salla

0.00
1/3/2002
1J312002
1/31J2002
212812002
6/312002
6J312002
6/3/2002
7J30J2002
8J2I2002
9J13/2002
9J30/2002

10022
10023
10059
10083
10209
10210
10211
10355
10363
10457
10474

6504
6504
6504
6504
6504
6504
6504
6504
6504
6504
6504

Elisha Gurfein
Elisha Gurfein
Elisha Gurfein
Elisha Gurfein
Elisha Gurfein
Elisha Gurfein
Elisha Gurfein
Elisha Gurfein
Elisha Gurfein
Elisha Gurfein
Elisha Gurfein

0.00

Total Elisha Gurfein

9/30/2002
10118/2002
1111J2002
11115J2002
11/29/2002
12/16/2002
12/27/2002
1/10/2003
1J24J2003
211212003
2120/2003
31712003
3/19/2003
4J412003
4J18J2003

10475
10520
10568
10602
10646
10681
10687
10742
10751
10779
10813
10830
10647
10856
10890

James L Cox
James L Cox
James L Cox
James L Cox
James L Cox
James L Cox
James L Cox
James L Cox
James L Cox
James L Cox
James L Cox
James L Cox
James L Cox
James L Cox
James L Cox

emp
emp
emp
emp
emp
emp
emp
emp
emp
emp
emp
emp
emp
emp
emp

6504
6504
6504
6504
6504
6504
6504
6504
6504
6504
6504
6504
6504
6504
6504
0.00

Total James L Cox emp


Matthew Rothman
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Deposit

------

6093
6093

Total Zapin Endlich & Lombardo

James L Cox emp


Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check

--------

0.00

lapin Endlich & Lombardo


Check
311212002
5/112002
Check

Elisha Gurfein
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check

Credit

0.00

Total Yehoshua Zeevi

Chartes Da Salla
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check

Debit

0.00

Total YC Cable
Yehoshua Zeevj
Check

Class

9/13/2002
9/20/2002
9/30/2002
10/18/2002
1111J2002
11115/2002
11129/2002
12116/2002
1212712002
12128/2002
1213112002

KA-2431

10470
10471
10477
10519
10567
10606
10644
10683
10690
10701

Matthew Rothman
Matthew Rothman
Matthew Rothman
Matthew Rothman
Matthew Rothman
Matthew Rothman
Matthew Rothman
Matthew Rothman
Matthew Rothman
Matthew Rothman

z:rt-""ioiO

6504
6504
6504
6504
6504
6504
6504
6504
6504
6504
6504

Balance

600.00

-4.600.00

4.600.00

-4.600.00

210.00

0.00
-210.00

210.00

----------

-210.00

469.80

000
-469.80

469.80

-469.80

463.00
439.00

000
-463.00
-902.00

902.00

-90200

914.08
1.544.52
1.330.35
1,274.21
1,247.69
1.049.31
1,141.57
1,520.21
1,591.10
1,372.23
1,296.13
350.25
275.46
218.10
318.33

0.00
-914.08
-2,458.60
-3,788.95
-5.06316
-6.31085
-7.360.16
-8,50173
-10.02194
-11,613.04
-12,98527
-14,281.40
-14,631.65
-14.907.11
-15,125.21
-15,443.54

15,443.54

-15,44354

5,778.00
4,611.09
5,778.00
5,781.29
5,781.50
5.781.50
5,781.50
5.781.50
5,781.50
5,781.51
6,020.14

000
-5.778.00
-10.389.09
-16.167.09
-21.948.38
-27.729.88
-33,51138
-39.292.88
-45.074.38
-SO.855.88
-56.63739
-62.657.53

62.657.53

-62.65753

1,096.14
852.76
1,042.64
852.76
1,162.89
1.352.76
1,352.76
740.14
1.856.76
1.856.76
1,856.76
1,856.76
1,856.76
1,856.76
1,856.76

0.00
-1.09614
-1.948.90
-2,991.54
-3.844.30
-5.007.19
-6.359.95
-7,712.71
-8,45285
-10.309.61
-12.166.37
-14.023.13
15.87989
-17.73665
-19.593.41
21,450.17

-_._---

21,450.17

-21,45017

591.89
469.53
1,339.34
1,392.89
1.270.29
1,118.86
1,212.62
758.78
675.53
1,175.53

0.00
-591.89
-1,061.42
-2,400.76
-3.793.65
-5.063.94
-6,182.80
-7.395.42
-8,154.20
-8.829.73
.10.005.26
-9,329.73

,t.f ~ It."""8'Ifii;ft
"&A<; a.\~~
KA-2431
KA-2431

Case:
Case 11-1924
1:08-cv-10223-NRB
Document:Document
94 Page:
32-8
33

KA-2432

KA-2432

Filed
05/16/2012
08/23/10 Page
611061
27 of 321
49

KA-2432

12:32 AM

CASI ENTITIES

07/23110

Transactions by Account

Accrual Basis

As of December 31, 2003

Type

Date

Check
Check
Check
Check
Check
Check
Check
Check
Check

1/10/2003
1/24/2003
2/1212003
2/20/2003
31712003
3119/2003
4/4/2003
4/18/2003
5121/2003

Num
10745
10765
10781
10815
10832
10649
10858
10893
NCO 1826

Name

Memo

Matthew Rothman
Matthew Rothman
Matthew Rothman
Matthew Rothman
Matthew Rothman
Matthew Rothman
Matthew Rothman
Matthew Rothman
Matthew Rothman

Total Matthew Rothman


613012002
7/30/2002
9/6/2002
9/19/2002
9/30/2002
10/18/2002
11/1/2002
11/15/2002
11/29/2002
12116/2002
1/1012003

10268
10357
10423
10460
10479
10525
10586
10607
10645
10684
10741

Nicholee A.
Nicholee A.
Nicholee A.
Nicholee A.
Nicholee A.
Nicholee A.
Nicholee A.
Nicholee A.
Nicholee A.
Nicholee A.
Nicholee A.

Wynter
Wynter
Wynter
Wynter
Wynter
Wynter
Wyn1er
Wynter
Wynter
Wynter
Wynter

9/30/2002
10/1812002
11/1/2002
11115/2002
11129/2002
12/16/2002
12/27/2002
1/10/2003

10478
10521
10570
10605
10643
10682
10689
10744

Regner M.
Regner M.
Regner M.
Regner M.
Regner M.
Regner M.
Regner M.
Regner M.

Peralta
Peralta
Peralta
Peralta
Peralta
Peralta
Peralta
Peralta

6504
6504
6504
6504
6504
6504
6504
6504
0.00

311912003
4/4/2003
4/18/2003

10846
10855
10894

Robert Benedict
Robert Benedict
Robert Benedict

6504
6504
6504
0.00

Total Robert Benedict


1/31/2002

10060

6504

Robert G. Wine

0.00

Total Robert G. Wine


S.W. Bothwlck
Check

11/23/2002

10641

S.W. Bothwick

6504

941 REFUND

12117/2002

AC 2110

CASI CO FUNDING
Deposit
Deposit
Deposit
Deposit
Deposit
Deposit
Deposit
Deposit
Deposit
Deposit
Deposit
Deposit

1112112001
1217/2001
1128/2002
8/13/2002
11/2012002
1211212002
12/20/2002
12/20/2002
12131/2002
1/31/2003
3/10/2003
3/21/2003

INC
INC
INC
INC

DEBIT
3088
3125
3196
INC 3205
WIRETFR
WIRETFR
WIRETFR
WIRETFR
WIRETFR
WIRETFR
WIRETFR

CASI
CASI
CASI
CASI

CO
CO
CO
CO

FUNDING
FUNDING
FUNDING
FUNDING

AC
AC
AC
AC

7001
7009
7001
7001

CASI CO FUNDING

AC 7001

CASI
CASI
CASI
CASI
CASI
CASI
CASI

AC
AC
AC
AC
AC
AC
AC

CO
CO
CO
CO
CO
CO
CO

FUNDING
FUNDING
FUNDING
FUNDING
FUNDING
FUNDING
FUNDING

7001
7001
7001
7001
7001
7001
7001

5/11/2002
6/3/2002
71512002
7/5/2002
7/5/2002
81212002
10/18/2002
11/1/2002

KA-2432

10192
10212
10290
10291
10292
10401
10523
10569

"IL

DB Karron
DB Karron
DB Karron
DB Karron
DB Karron
DB Karron
DB Karron
DB Karron

PR
PR
PR
PR
PR
PR
PR
PR

10'0

6504
6504
6504
6504
6504
6504
6504

-18,361.23

1,586.03
2,028.11
1,801.26
26.75
1,646.51
935.43
1,017.84
513.36
896.47
602.16
487.52

0.00
-1,586.03
-3,614.14
-5,415.40
-5,44215
-7,088.66
-8,02409
-9,041.93
-9,555.29
-10,451.76
-11,053.92
-11,541.44

11,541.44

-11,54144

1,096.37
402.18
447.85
626.42
523.10
425.11
543.52
165.33

0.00
-1,096.37
-1,498.55
-1,946.40
-2,572.82
-3,095.92
-3,521.03
-4,064.55
-4,229.88

-----_.

4,229.88

-4,229.88

1,695.15
1,695.16
1,695.15

0.00
1,695.15
3,390.31
-5,085.46

5,085.46

------5,085.46

2,707.20

0.00
-2,707.20

2,707.20

-2,707.20

606.90

000
-60690

606.90

-60690
0.00
3,959.10

0.00

3,959.10
000
100.00
60,100.00
60,600.00
80,600.00

100.00
60,000.00
500.00
20,000.00
5,000,00
5,000.00
600.00
100.00
1,000.00
1,500.00
500.00
1,000.00
95,300.00

Total CASI CO FUNDING


DB Karren PR
Check
Check
Check
Check
Check
Check
Check
Check

-----

3,959.10
3,959.10

Total 941 REFUND

19,036.76

-10,193.95
-11,114.52
-12,489.82
-13,624.04
-14,663.50
-15,846.16
-16,976.26
-18,102.23
-18,361.23

-----0.00

Total SW. Bothwick


941 REFUND
Deposit

Balance

864.22
920.57
1,375.30
1,134.22
1,039.46
1,182.66
1,130.10
1,125.97
259.00

0.00

Total Regner M. Peralta

Robert G. Wine
Check

Credit

6504
6504
6504
Various
6504
6504
6504
6504
6504
6504
6504

Total Nicholee A. Wynter

Robert Benedict
Check
Check
Check

Debit

675.53

Nicholee A. Wynter
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check

Regner M. Peralta
Check
Check
Check
Check
Check
Check
Check
Check

Class

6504
6504
6504
6504
6504
6504
6504
6504
6370 Various

6li,eOO.Oo
90,600.00
91,200.00
91,300.00
92,300.00
93,800.00
94,300.00
95,300.00
0.00

95,300.00

5,019.84
5,002.25
5,552.01
4,756.38
9,288.07
5,675.03
9,594.61

0.00
-5,019.84
-10,022.09
-15,574.10
20,330.48
-29,618.55
-35,293.58
-44,88819

'isc1 It. -", ~~U~i~

KA-2432

KA-2432

Case:
Case 11-1924
1:08-cv-10223-NRB
Document:Document
94 Page:
32-8
34

KA-2433

KA-2433

Filed
05/16/2012
08/23/10 Page
611061
28 of 321
49

KA-2433

12:32 AM

CASI ENTITIES

07/23/10

Transactions by Account
As of December 31,2003

Accrual Basis
Type
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check

Date
11/15/2002
11/29/2002
1211312002
12/27/2002
1110/2003
1/18/2003
2/12/2003
2/20/2003
31712003
3/19/2003
4/4/2003
4/18/2003

Num
10619
10642
10655
10688
10743
10752
10780
10814
10831
10848
10857
10892

Name
DB Karron
DB Karron
DB Karren
DB Karron
DB Karron
DB Karron
DB Karron
DB Karron
DB Karron
DB Karron
DB Karron
DB Karron

PR
PR
PR
PR
PR
PR
PR
PR
PR
PR
PR
PR

Class

Memo

Debit

6504
6504
6504
6504
6504
6504
6504
6504
6504
6504
6504
6504
0.00

Total DB Karron PR
No name
Deposit
Deposit

Credit

6/4/2002
5/16/2003

NCR

207.51
15.000.00

AC 4010
AC 7013

Total no name
TOTAL

IC,
KA-2433

of.

KA-2433

Ie,

Balance
---_._-----

9,621.62
9,621.61
3,063.18
3,063.17
3,063.18
2,812.37
3,276.20
3,276.21
3,276.20
3,276.20
3,276.21
4,123.25

-64,131.42
-73,753.03
-76,816.21
-79,87938
-82,94256
-85,754.93
-89,031.13
-92,307.34
-95,583.54
-98,859.74
-102,135.95
-106,259.20

106.259.20

-106,259.20
000
20751
15,207.51

-------0.00

--------

15,207.51
1,281,377.99

1,281,378.00

-0.01

15,207.51

13>' PJey tt
~~,S"
KA-2433

Case:
Case 11-1924
1:08-cv-10223-NRB
Document:Document
94 Page:
32-8
35

KA-2434

KA-2434

Filed
05/16/2012
08/23/10 Page
611061
29 of 321
49

KA-2434

BANK RECONCILIATIONS
AlC 1020 CASI LLC

1~31-65

FYE.
9130/02,
Opening Balance .

3125103.

10/1101. 9130102.
3125/03 12/31103.
1/1/04
1123104 .

To Account For
Less Disbursements

Ending Balance

0.00
180,561.65 .

0.00 .

(3.932.60)

Rl1A

180,561.65.
3,000.00

180,561.65

0.00.

10/1/01. 9130/02.
3125/03. 12q1/03.
1/1/04 1 1123/04.

1~1/03.

. Subsequent
Month
1123/04

0.00

0.00.

Plus Cash Receipts

Entire Period.
FPE.

FPE
12/31/03.

0.00
(184,494.25) .

*,

(3,932.60) .

0.00.

Plus Outstanding Checks.

21~,03 .

3596.

(932.60)

(184;494.25).
(123.60)

...,

.... (3,932.60).

(1,056.20)

~nt

0.01

3597

133.16 .

3610 .

924.69

3598.

924.68

3599.

75.00 .
175.46

3612 .
3613.

75.00
1,195.92

3605.

75.00

3606 .

75.00

3600.
3601 .
3602

109.25 .
41.61

3603.

900.00

3607.

177.58 .

~08.
3609

2.77

3611 .
3615

15.85

.Bk Chg_---:1=23:::,;,.6~0~

,
1123/()4 .OIS Checks

2,469.22

1/7/04. Adjusted Book Balance

1.056.20

65.00 .

2,804,64 .

1123l~: Bank Balance

1,413.02

0.01 .
3610 .
3612.

924.69 .
75.00

3613.
3605 .

1,195.92 .
75.00 ,

3606 .
75.00 .
Bk Ch91_ _~1~23~.6~0~

12131/03.0/S Checks
12131/03 Book Balance

8,109.25 .
(3,932.601
4,176.65 .

KA-2434

KA-2434

'IP~

KA-2434

Case:
Case 11-1924
1:08-cv-10223-NRB
Document:Document
94 Page:
32-8
36

KA-2435

Filed
05/16/2012
08/23/10 Page
611061
30 of 321
49

KA-2435

KA-2435

December 20 - January 23, 2004


Page 1 of 5
~23-5-01-1AX

131-00131-8015-00131-

Customer service
Call Small Business
ServiceLine
at 1-8oo-eHASE38
Business
Experts - 6 a.m. to midnight
ET
o Updated Account Information
Transfer
FundS/Pay
Bills
o Hearing impaired call 1-800-CHASETD

COMPUTER AIDED SURGERY INFORMATICS


300 E 33RD STREET STE#4N
NY NY
10016

o Small
o

Access Accounts,
Make Payments.
Chase Online SM for Small Business
www.chase.comlcosb

111.111111.1111111.11.111.1.11111111.11.11111111111111.1

Primary
Number

Account
Number.
of Checks Enclosed:

Transfer

Money

131~771331~5

13

OVERVIEW

~.! : : : : : :. . . . . :::::.~~:.:'::::~"r~!:!::;::~,:~::~:~~~l~:: . :::..::.. :.:::.. . ::.::,.:.:..::.::..,:":.'.'....,...

.~~~~.~~~ie~~~.:~[~~~~~mli'~~~!!I.~~~~~!~~~~~.~~tr,~:
Checking

Total Credits

Opening Balance

Business

Checking

Total Debits

3,000.00

4.503.06

Ending Balance

6.090.04

1,413.02

131~771331~5

Business

Checking

51.32

0.00

0.00

51.32

4,554.38

3,000.00

6,090.04

1,464.34

131~771331~

Total

THIS ENDS YOUR STATEMENT OVERVIEW


.

..........................

1~~~m~:::~~~~I:Wi;::,lmi:mm:~ .'.. :.:.'::',


Your

combined

r..~.?.:.e.:.:'~:~9~~~~~~.: . [; . : . f.:'.

8..".,.r.::.,:.

Summary

:::::::::::':::::::::::.:::::::::::-;

Business

Banking

balances
.

:.::.::.f.:.:.:'. :.:'. :.i.: .

!i.. .'. .: '.:.: .

in December

"

'~t: ::#H31~13g1S~
.............. ......... ....
:.::.:.:
.

...............

Number
Balance

4,503.06

Deposits

and Credits

3,000.00

Withdrawals

and Debits

Paid

.: :

$3.800.73.
.

:.::::W:h~:~.~j~~~:~~nna~

:::::::::::::::::::::::::

~ ~~~,~,~,~~ ~n~~~~~~~:~~

:::::::::::::::::::::::::::::::;::::::::;

Amount

Opening

Checks

450.01

13

5,640.03

1,413.02

Ending Balance
-

totaled

Deposits and Credits


Date

Description

01/07

Depos~

Amount
3,000.00

Total

3.000.00

Withdrawals and Debits


Daffi

Description

Amount

12/26
12130

Sunoco. Inc Payments


122603 50114324093
American
Express Elec Remit 123003 031229060630888
Con Edison Online Pml 123103 Ckf598102003Pos

26.41
200.00
100.00

12/31

THE SMA L L BUS I N E SST E A M AT C HAS E sm

KA-2435

KA-2435

KA-2435

Case:
Case 11-1924
1:08-cv-10223-NRB
Document:Document
94 Page:
32-8
37

KA-2436

Filed
05/16/2012
08/23/10 Page
611061
31 of 321
49

KA-2436

KA-2436

December 20 - January 23, 2004


Page 2 of 5
- N-

-o23-5-01-1AX

131-00131-8015-00131-

Primary

Account

131-0771331-65

Number:

Withdrawals and Debits


Amount

Date

Description

01102
01106

Analysis
Fee For The Month Of December
Check Coverage
Transfer
Fee

43.60
80.00

450.01

Total
Cheeks Paid
Date Paid

Amount

3596
3597
3598

01/05
01/09

3599

01/06

3600

01/15

215.03
133.16
924.68
75.00
175.46

Check

01/06

Check
3601
3602
3603
3607
3608

Date Paid

Amount

01/12
01/12

109.25
41.61
900.00
177.58
2.77

01/06
01/07
01/13

Check

Date Paid

3609
3611
3615

Amount
15.85
65.00
2,804.64

01/06
01/21
01/02

Total (13 checks)

indicates gap in check sequence

5.640.03

Daily Balances
Date
12126
12130
12131

Balance
4,476.65
4,276.65
4,176.65

Date

Balance

Date

01102
01/05
01/06

1.328.41
1.113.38
882.15 -

01107
01/09
01/12

Balance

Balance

Date

1.940.27
1.807.11
1,656.25

1,653.48
1,478.02
1,413.02

01/13

01115
01/21

Analysis Fee Explanation


An Analysis
Fee of $43.60 was charged
Below
during the period 12101 - 12131.

to your account on 01/02 based on your activity


and balances
is a summary
of your activity
in the following
account(s):

131-0771331-65
131-0771331-66
Itemized

Services

..;;S...;,e_rv_ic;..e

~...;,o..:'u;..m__e=___P_ric;..e;,;./U..;....nI;,;.t

Deposit Ticket
Check Deposited

$ 0.20
$ 0.20

7i_o;..t.:_aI

..;;S..:e__
rv;,;.ic;..e

0.20
0.20

Check

~...;,OI....u_m_e_ _P_n;,;.c;..e;,;.lU..;....n_it

Paid

$ 0.20

To..:t:.=..aI
1.20

Total Itemized
Service Charges
Monthly
Maintenance
Charge

1.60
42.00

Analysis Fee for December

43.60

With combined
Business
Banking
balances
will receive an earnings

balances
of $5,000.00
credit used to reduce

or more, your Business


your analysis
fee.

Checking

THE 5 MAL L BUS I N E SST E A M AT C HAS E sm

KA-2436

KA-2436

KA-2436

Case:
Case 11-1924
1:08-cv-10223-NRB
Document:Document
94 Page:
32-8
38

KA-2437

KA-2437

Filed
05/16/2012
08/23/10 Page
611061
32 of 321
49

KA-2437

December 20 - January 23,2004


Page 3 of 5
131-00131-601 >00131-

-{)23-5-01-1AX

- N

Opening

Balance

Deposits

and Credits

Withdrawals
Checks

Account

Number:

131-{)771331-65

Amount

Number

Summary

Primary

51.32

and Debits

Paid

0.00

a
a

0.00
0.00

51.32

Ending Balance

Analysis Fee Explanation


See Analysis

Fee Explanation

on your

selected

target

account:

1310771331-65

THIS ENDS YOUR STATEMENT FINANCIAL DATA

G:r

Personal accounts are subject to the Deposit Accounts Agreement and Disclosures. Business Accounts are subject to the Terms and Conditions for Business
Accounts and Services. Please note the rules regarding the time within which you must notify JPMorgan Chase Bank (the "Bank") of any error or discrepancies.
Call us at the phone number printed on the front of this statement, or write to us at: P.O. Box 5206, New Hyde Park, NY 11042.
In Texas, write to us at: JPMorgan Chase Bank, P.O. Box 1231, Houston, Texas 77251-1231.
_

International Financial Services customers, please write to us at CIFS, P.O. Box 79779, Houston, TX 77224-9779.

EClUAL_

Accounts held at the Bank, including checking, savings, CD, and money market accounts are FDIC insured.
Call us for full details and limitations of FDIC coverage.

LEN D E It

THE SMA L L BUS I N E SST E A M AT C HAS E sm

KA-2437

KA-2437

KA-2437

Case:
Case 11-1924
1:08-cv-10223-NRB
Document:Document
94 Page:
32-8
39

KA-2438

KA-2438

Filed
05/16/2012
08/23/10 Page
611061
33 of 321
49

KA-2438

December 20 - January 23,2004


Page 4 of 5
131-o0131-B015-<10131-

-o23-5-<l1-1AX

- N-

Primary

Account

Number:

131-0771331-65

How to Balance Your Checkbook


Items Outstanding (checks and withdrawals not yet shown on your statement)
Number
or Date
_..

Amount

1. Update your checkbook.


A. Record in your checkbook register all automatic transactions listed in your statement that
you have not previously entered, including:
+ any interest earned
+ automatic deposits
- service charges
- automatic payments

B. Enter in your checkbook register any other transactions listed in your statement that you
did not record, including:

deposits
checks paid
ATM Withdrawals
phone transfers and payments

2. Adjust your statement balance.


A. ENTER your checking account closing balance shown on
the front of this statement.

+1

B. ADD any deposits not yet shown on your statement.


C. TOTAL (A and B above).

-I

D. SUBTRACT total items outstanding (from chart at left).


E. BALANCE (should equal your checkbook balance).

TOTAL

If you have any questions about your accounts, call the customer service number on the front of your statement.

Apply for a Business


Revolving
Credit Line today. It's a nexible, easily
accessible
line of credit with a fixed repayment
period.
Use when you need to pay taxes, cover
temporary
cash-flow
needs. finance receivables,
purchase
inventory
or take advantage
seasonal
opportunities.
Call 1-800-CHASE24
and select option #4 to apply.

of

THE SMA L L BUS I N E SST E A M AT C HAS E sm

KA-2438

KA-2438

KA-2438

Case:
Case 11-1924
1:08-cv-10223-NRB
Document:Document
94 Page:
32-8
40

KA-2439

KA-2439

Filed
05/16/2012
08/23/10 Page
611061
34 of 321
49

KA-2439

December 20 - January 23, 2004


Page 5 of 5
131-00131-8015-00131-

-o23-5-01-1AX

- N-

Primary

Account

Number:

131-0771331-65

Call 1-800-CHASE38 for all your business service needs.


The Small Business ServiceLinesm connects you directly to our team of Small Business experts.

Check balances, verify deposits, stop payments

Transfer funds between linked accounts

Order checks and deposit slips

Obtain copies of statements and checks

THE SMA L L BUS I N E S S TEA M AT C HAS E sm

~A(;n---

KA-2439

KA-2439

KA-2439

Case:
Case 11-1924
1:08-cv-10223-NRB
Document:Document
94 Page:
32-8
41

KA-2440

KA-2440

Filed
05/16/2012
08/23/10 Page
611061
35 of 321
49

KA-2440

January 24 - February 23, 2004


Page 1 of 4
131-o0131-B015-00131-

-o23-5-o1-1AX

- N

Customer Service

COMPUTER AIDED SURGERY INFORMATICS


300 E 33RD STREET STE#4N
NY NY
10016

Call Small Business


5erviceLine
at 1800-CHASE38
Small Business
Experts - 6 a.m. to midnight
ET
Updated
Account
Information
Transfer
FundS/Pay
Bills
o Hearing impaired call 1-8OO-CHASETO

o
o

Access Accounts,
Make Payments,
Chase Online SM for Small Business
www.chase.com/cosb

111111111111111111111.11.1111111111111111111111111111111111111

Primary
Number

Account Number:
of Checks Enclosed:

Transfer

Money

131-o771331~5

41

OVERVIEW

Checking

Opening Balance

Business

Checking

1,413.02

Total Credit.s

Total Debits

32,666.27

29,664.88

Ending Balance
4,414.41

131-on1331~5

Business

Checking

51.32

0.00

0.00

51.32

1,464.34

32,666.27

29,664.88

4,465.73

131-o771331~

Total

THIS ENDS YOUR STATEMENT OVERVIEW

Your

combined

Business

Banking

balances

Number

Summary
Opening

Balance

Deposits

and Credits

Withdrawals
Checks

and Debits

Paid

Ending Balance

in January

totaled

$1,891.77.

Amount
1,413.02

32,666.27

1,351.71

41

28,313.17

4,414.41

Deposits and Credits


Date

Description

01/30
02109

Deposit
Deposit

Amount
5,000.00
27,666.27

Total

32,666.27

THE 5 MAL L BUS I N E SST E A M AT C HAS E sm

KA-2440

KA-2440

KA-2440

Case:
Case 11-1924
1:08-cv-10223-NRB
Document:Document
94 Page:
32-8
42

KA-2441

Filed
05/16/2012
08/23/10 Page
611061
36 of 321
49

KA-2441

KA-2441

January 24 - February 23, 2004


Page 2 of 4
N

..()23-5-011AX

131-OO131B015-00131-

Primary

1.;i!~~m~m~~~:!!:!i!!!I: il.! . :.. . .:;::i::::i;.. ~~!:.:#.:~~~~n1~~~

Account

:iij::...::::::::::.

131'()771331-65

Number:

!~r.~~.et!:d . ~(~~~ . :~~=

Withdrawals and Debits

Amount

Date

Description

02102
02102
02102
02123

American
Express Elec Remit 020204 040129061613539
Marn-Casi
liC AIR Debits 020204 99600851600851
Analysis
Fee For The Month Of January
Sunoco, Inc Payments
022304 50114324093

1,287.62
3.69
45.40
15.00

Total

1,351.71

Checks Paid
Check
2
3605
3606
3610
3612

3613
3617
3618
3619
3620
3621
3622
3623
3624

Amount

Date Paid

Check

9.48
75.00
75.00
924.69
75.00
1,195.92
309.41
90.00
217.00
360.00
178.00
115.00
8.97
436.89

02118
02117
02112
02103
02117
02113
02117
02102
02109
02109
02109
02109
02117
02104

3625
3626
3627
3628
3629
3630
3631
3632
3633
3634
3635
3636
3637
3638

Date Paid

Amount

02117
02117
02117
02117
02117
02109
02110
02109
02117
02102
02103
02106
02113
02112

18.93
22.04
50.41
9.26
6.25
59.00
39.62
168.00
176.44
116.21
412.49
99.79
600.24
108.39

Check

Date Paid

3639
3641

02102
02104
02104
02117
02112
02113
02111
02123
02111
02117
02/20
02/11
02112

3642
3643

3644
3645
3646
3647
3648
3650
3651
3652
3653

Total (41 checks)

indicates gap in check sequence

Amount
39.59
29.00
122.59
75.00
116.80
1,745.10
39.68
33.03
3,354.00
1,905.95
1,895.00
3,000.00
10,000.00

28,313.17

Daily Balances
Date
01/30
02102
02103
02104

Balance
6,413.02
4,830.51
3,493.33
2,904.85

Date

Balance

02106
02109
02110
02111

Date

Balance

02112
02113
02117
02118

2.805.06
29,374.33
29,334.71
22,941.03

Date

12,640.84
9,099.58
6,366.92
6,357.44

02120
02123

Balance
4,462.44
4,414.41

Analysis Fee Explanation


An Analysis
Fee of $45.40 was charged
during the period 01/01 01/31.
Below
131"()771331-65
131-0771331-66
Itemized

to your account on 02102 based on your activity


and balances
is a summary
of your activity
in the following
account(s):

Services

Service

Volume

Deposit Ticket
Check Deposited

2
2

PricelUnit

Total

Service

$ 0.20
$ 0.20

0.40
0.40

Check

Volume
Paid

13

Total Itemized
Service Charges
Monthly
Maintenance
Charge

Tolal

$ 0.20

2.60

3.40
42.00

45.40

Analysis Fee for January


With combined
Banking
Business
an eamings
balances
will receive

PricelUnit

balances
of $5,000.00
credit used to reduce

or more,
your

your Business
analysis
fee.

Checking

THE SMA L L BUS I N E SST E A M AT C HAS E SIn

KA-2441

KA-2441

KA-2441

Case:
Case 11-1924
1:08-cv-10223-NRB
Document:Document
94 Page:
32-8
43

KA-2442

KA-2442

Filed
05/16/2012
08/23/10 Page
611061
37 of 321
49

KA-2442

January 24 - February 23, 2004


Page 3 of 4
131-00131-8015-00131-

-023-5-01-1AX

~q$J.~~~~;:~~~~k!ij~:::,,:i :':::::
..-

:"

- N

Deposits

and Credits

Withdrawals
Checks

Number:

131-0771331-65

:,,;~JHi:)~~~?~~$33~~ ..:" ...:: .. .... :.,,':.'~~:,~!d*;~:~~~'}~~ .


Number

Summary
Balance

Account

;;::.::::::::::::;:::::;;:::::::::;:;;;::::.;::::::::::::::::::::::::::::::::::::::::::::::;:;::::::::::;;. :.::.:.::::.:::::::::.:::

'

Opening

Primary

Amount
51.32

and Debits

Paid

o
o
o

0.00
0.00
0.00

Ending Balance

51.32

Analysis Fee Explanation


See Analysis

Fee Explanation

on your selected

target

account:

131-0771331-65

THIS ENDS YOUR STATEMENT FINANCIAL DATA

Personal accounts are subject to the Deposit Accounts Agreement and Disclosures. Business Accounts are sUbject to the Terms and Conditions for Business
Accounts and Services. Please note the rules regarding the time within which you must notify JPMorgan Chase Bank (the "Bank") of any error or discrepancies.
Call us at the phone number printed on the front of this statement, or write to us at: P.O. Box 5206, New Hyde Park, NY 11 042.
~
In Texas, write to us at: JPMorgan Chase Bank, P.O. Box 1231, Houston, Texas 77251-1231.
_

International Financial Services customers, please write to us at CIFS, P.O. Box 79779, Houston, TX 77224-9779.

~QUALHOUUG

Accounts held at the Bank, including checking, savings. CD, and money market accounts are FDIC insured.
Call us for full details and limitations of FDIC coverage.

LENDER

THE SMA L L BUS I N E SST E A M AT C HAS E sm

---~-*14---

KA-2442

KA-2442

KA-2442

Case:
Case 11-1924
1:08-cv-10223-NRB
Document:Document
94 Page:
32-8
44

KA-2443

KA-2443

Filed
05/16/2012
08/23/10 Page
611061
38 of 321
49

KA-2443

January 24 - February 23, 2004


Page 4 of 4
131-o0131B015-00131

- N-

-o235-o11AX

Primary

Account

Number.

131-0771331-65

How to Balance Your Checkbook


Items Outstanding (checks and withdrawals not yet shown on your statement)
Number or Date
-

Amount

1. Update your checkbook.


A. Record in your checkbook register all automatic transactions listed in your statement that
you have not previously entered, including:
+ any interest earned
+ automatic deposits
- service charges
- automatic payments

_.

B. Enter in your checkbook register any other transactions listed in your statement that you
did not record, including:
+

deposits
checks paid
ATM withdrawals
phone transfers and payments

2. Adjust your statement balance.


A. ENTER your checking account closing balance shown on
the front of this statement.

+1

B. ADD any deposits not yet shown on your statement.


C. TOTAL (A and B above).

-I

D. SUBTRACT total items outstanding (from chart at left).


E. BALANCE (should equal your checkbook balance).

TOTAL

If you have any questions about your accounts, call the customer service number on the front of your statement.

Introducing

Chase

Business

Complete(sm).

Call 1-80o-CHASE24

for more

details.

THE 5 MAL L BUS I N E SST E A M AT C HAS E sm

~_.if1S-

KA-2443

KA-2443

KA-2443

<!hsl

'~31~
KA-2444

Case:
Case 11-1924
1:08-cv-10223-NRB
94 Page:
32-8
45
LG, Document:Document

KA-2444
12:46 AM
07123110

Accrual Basis
Type

Mv.o2D
Date

1020 CASI LLC 1331-65


Deposit
3/25/2003
4/1/2003
Check
Deposit
4/25/2003
Check
511/2003
5/2/2003
Check
Deposit
5/5/2003
Check
5/6/2003
51712003
Check
Check
51712003
Deposit
51712003
Deposit
51712003
Check
51712003
Deposit
518/2003
5114/2003
Deposit
5/15/2003
Check
Check
5116/2003
Deposit
5/16/2003
Deposit
5/16/2003
Check
5/16/2003
Deposit
5/19/2003
Deposit
5/2112003
Deposit
5/2112003
Deposit
5/28/2003
Check
5/29/2003
Check
5/30/2003
Check
6/2/2003
Deposit
6/10/2003
Check
6/12/2003
CheCk
6/13/2003
Check
6/20/2003
Check
6/20/2003
Check
6/20/2003
Check
6/20/2003
Deposit
6/24/2003
Deposit
6/25/2003
Check
6/27/2003
Check
6/27/2003
Deposit
7/112003
Deposit
7/9/2003
Deposit
7/9/2003
Deposit
7/1112003
Check
7/11/2003
Check
7/1112003
7/14/2003
Check
Deposit
7/15/2003
Check
7/15/2003
Deposit
7/16/2003
Check
7/16/2003
Check
7/22/2003
Check
7/2212003
Deposit
7/23/2003
Check
7/24/2003
Check
7/25/2003
Check
8/112003
Deposit
8/12/2003
Deposit
8/14/2003
Check
8/15/2003
Check
8/16/2003
Check
8/18/2003
Check
8/21/2003
Check
8/21/2003
Check
8/2112003
Check
8/2112003
Check
8/2112003
Check
8/2112003
Check
8/2112003
Check
8/2112003
Check
8/2112003
Check
8/21/2003
Check
9/3/2003
Deposit
9/9/2003
Check
9/16/2003
Check
9/18/2003
Check
9/18/2003
Check
9/18/2003
Check
9118/2003
Check
9/18/2003

KA-2444

Num
DBK5341

PROPAY
PROPAY
PROPAY

PROPAY

PROPAY
PROPAY

PROPAY

PROPAY
LCD 601
LCD 602
LCD 603
LCD 604

PROPAY
DBK 1228

PROPAY
DBK 1230

LCD 701
LCD 702

PROPAY

DBK 1243
3519
PROPAY
LCD 801
LCD 802
LCD 803
LCD 804
LCD 805
LCD 806
LCD 807
LCD 808
LCD 809
LCD 810
PROPAY
3546
LCD
LCD
LCD
LCD

901
902
903
904

Filed
05/16/2012
08/23/10 Page
611061
39 of 321
49

KA-2444

CASI ENTITIES

Transactions by Account

1),a,~

As of December 31,2003
Name

Memo

FROM DBK TO LLC


Bank Charges
FROM NIST 8735-...
Bank Charges
Bank Charges
from 1331-66
TAXES
PAYROLL
TAXES
PAYROLL
Bank Charges
PAYROLL
FROM NIST 8735-...
TAXES
TAXES
PAYROLL
FROM NIST 8735-...
FROM NIST 8735-...
NIST 8735-65
TAXES
FROM NIST 8735-...
FROM 2996-65
FROM NIST 8735-...
TAXES
PAYROLL
Bank Charges
FROM NIST 8735-...
TAXES
PAYROLL
Con Ed
Skytel
lOT
Verizon
FROM NIST 8735-...
from 1331-66
TAXES
PAYROLL
from 1331-66
FROM DBK TO LLC
Bank Charges
from 1331-66
TAXES
NIST 1331-66
PAYROLL
FROM DBK TO LLC
NIST 1331-66
from 133166
NIST 1331-66
Bank Charges
Payroll Processing
from 1331-66
TAXES
PAYROLL
TAXES
from 1331-66
FROM DBK TO LLC
Amex
Oxford Health Plans
PAYROLL
Comer Drug Store
Payroll Processing
Skytel
Verizon
Cable
lOT
Sunoco
Verizon Wireless
Con Ed
Thom
PAYROLL
FROM DBK TO LLC
Oxford Health Plans
TAXES
Payroll Processing
Cable
AT&T
Sprint

4711
6018
7007
6018
6018
7007 LND 6...
1399
7004
1399
6516
6018
7004
7007
1399
1399
7004
7007
7007
7014
1399
7007
7011
7007
1399
7004
6018
7007
1399
7004
6380
6028
6024
6032
7007
7019 LND 7...
1399
7004
7019 LND 7...
4711
6018
7019 LND7...
1399
7002
7004
4711
7002
4711
7016
6018
6315
7019 LND 8..
1399
7004
1399
7019 LND 8...
4711
2200
6067
7004
6063
6315
6028
6032
6022
6024
6016
6034 sib 6035
6380
6030
7004
4711
6067
1399
6315
6022
6021
6029

KA-2444

Class

Debit

Credit

1,000.00
21.80
1.00
42.00
60.00
16,500.00
6,020.82
9,082.95
1,172.04
2,094.08
60.00
2,094.08
5,000.00
236.62
6,120.07
9,167.30
15,000.00
10,000.00
15,000.00
935.42
3,000.00
521.53
12,000.00
5,937.75
8,944.92
23.26
15,000.00
5,875.41
8,854.56
568.50
48.69
54.94
87.93
15,000.00
500.00
7,161.82
10,558.70
300.00
20,000.00
30.00
1,700.00
542.34
20,000.00
1,160.02
25,000.00
25,000.00
1,000.00
1,000.00
73.00
175.65
1,500.00
369.44
921.16
111.41
1,600.00
25,000.00
580.19
813.25
921,16
213.28
20.35
101.59
309.62
113.65
54.96
14.21
81.74
684.45
75.00
921.16
494.00
813.26
738.88
18.00
71.71
22.23
113.53

Balance
---------0.00
1,000.00
978.20
979.20
937.20
87720
17,377.20
11,356.38
2,273.43
1,101.39
3,195.47
3,255.47
1,161.39
6,161.39
6,39801
27794
-8,88936
6,110.64
16,110.64
1,110.64
2,046.06
5,046.06
5,567.59
17,567.59
11,629.84
2,684.92
2,661.66
17.661.66
11,786.25
2,931.69
2,363.19
2,314.50
2,259.56
2.171.63
17,171.63
17,671.63
10,50981
-4889
251.11
20,251.11
20,281.11
21,981.11
21,438.77
1,438.77
278.75
25,278.75
278.75
1,278.75
278.75
205.75
3010
1,53010
1,160.66
23950
128.09
1,728.09
26,728.09
26,147.90
25,334.65
24,413.49
24,200.21
24.179.86
24,078.27
23,768.65
23,655.00
23,60004
23,58583
23,504.09
22,819.64
22,744.64
21.823.48
22,317.48
21,504.22
20,765.34
20,747.34
20,675.63
20,653.40
20,539.87

*,t;e1
KA-2444

Case:
Case 11-1924
1:08-cv-10223-NRB
Document:Document
94 Page:
32-8
46

KA-2445

KA-2445

Filed
05/16/2012
08/23/10 Page
611061
40 of 321
49

KA-2445

12:46 AM

CASI ENTITIES

07/23/10

Transactions by Account
As of December 31, 2003

Accrual Basis
Type

-------Check
Check
Check
Check
Check
Check
Check
Check
Check
Deposit
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Deposit
Deposit
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Deposit
Deposit
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check

Date
9118/2003
9/18/2003
9/18/2003
9/1812003
9/1812003
9/26/2003
9/26/2003
9/26/2003
9/30/2003
10/6/2003
10/8/2003
10/1612003
10/17/2003
10/17/2003
10117/2003
10/17/2003
10/2212003
10/22/2003
10/22/2003
10/2212003
1012212003
10/2212003
10/2212003
10/2212003
10/2212003
1012212003
10/22/2003
11/3/2003
11111/2003
11/19/2003
11/19/2003
11/24/2003
11/24/2003
11/24/2003
11/24/2003
1112412003
11/24/2003
11/24/2003
11/24/2003
11/2412003
11/24/2003
11124/2003
11124/2003
11/24/2003
11/24/2003
11/24/2003
11/24/2003
11/24/2003
11/24/2003
11/24/2003
1213/2003
1219/2003
12119/2003
12119/2003
12119/2003
12119/2003
12119/2003
12119/2003
12119/2003
12119/2003
12119/2003
12127/2003
12129/2003
12129/2003
12129/2003
12129/2003
12129/2003
12129/2003
12131/2003
12/31/2003
12/31/2003
1213112003
1213112003
1213112003
1213112003
1213112003
12131/2003
12131/2003

KA-2445

Num
LCD 905
LCD 906
LCD 907
LCD 908
LCD 909
3564
3562
3565
led 1012
3566
PROPAY
LCD 1001
LCD 1002
3576
LCD 1003
LCD 1004
LCD 1005
LCD 1006
LCD 1007
LCD 1008
LCD 1009
LCD 1010
LCD 1011
led 1013
Icd 1014
LCD 1108
3581

LCD 1101
LCD 1102
LCD 1103
LCD 1104
LCD 1105
LCD 1106
LCD 1107
LCD 1109
LCD1110
LCD 1111
LCD 1112
LCD 1113
LCD 1114
LCD1115
LCD 1116
LCD 1117
LCD 1118
LCD1119
LCD 1120

LCD 1201
LCD 1202
LCD 1203
LCD 1204
LCD 1205
LCD 1206
LCD 1207
LCD 1208
LCD 1209
3600
3615
3605
3606
3610
3612
3613
LCD 1210
LCD 1211
LCD 1212
LCD 1213
LCD 1214
LCD 1215
LCD 1216
LCD 1217
LCD 1218
LCD 1219

Name

Memo

T-Mobile
Office Depot
Exxon
Joan Hayes CPA
One Beacon Insur. ..
Spitz & Greenstien
Matthew Rothman
DB Karron
Amex
from 1331-66
Oxford Health Plans
TAXES
PAYROLL
Comer Drug Store
Texaco
Joseph Cornwall
Skytel
Verizon
Sunoco
Con Ed
ConEd
Columbia Home
Gulf Oil
Homefront Hardwa...
D. Ferrand
Verizon Wireless
Payroll Processing
Amex
DB Karron
from 1331-66
Bank Charges
Oxford Health Plans
Matthew Rothman
Bank Charges
Bank Charges
Payroll Processing
Thorn
Texaco
Verizon
Cable
Sunoco
AT&T
Sprint
Verizon Wireless
Exxon
ConEd
Fedex
One Stop Busines...
Homefront Hardwa...
General Computer...
from 1331-66
FROM DBK TO LLC
Comer Drug Store
Bank Charges
Amex
Skytel
Verizon
Cable
lOT
Sunoco
AT&T
Matthew Rothman
Matthew Rothman
Thorn
Thorn
Oxford Health Plans
Thorn
U.S. Treasury
Oxford Health Plans
Comer Drug Store
Thorn
Amex
Verizon
Sunoco
AT&T
Office Depot
Exxon
Con Ed

6031
6349
6012
6175
6093
6006
Various
1907
2200
7019 LND 1..
6067
1399
7004
6063
6013
6001
6028
6032
6016
6380
6380
6041
6013
6044
6155
6035
6315
2200
1907
7019 LND 1..6018
6067
1600
6018
6018
6315
6030
6013
6032
6022
6016
6021
6029
6035
6012
6380
6175
6090
6044
6337
7019 LND 1
4711
6063
6018
2200
6028
6032
6022
6024
6016
6021
6064
1600
6030
6030
6067
6030
2100
6067
6063
6030
2200
6032
6016
6021
6349
6012
6380

KA-2445

Class

Debit

Credit
1.33
114.85
96.59
59.00
167.00
2,000.00
514.00
2,968.00
31844

514.00
813.25
369.44
921.16
203.84
20.00
1,200.00
57.03
177.49
26.75
1,307.77
612.03
97.02
15.20
282.80
200.00
40.87
18.00
595.28
4,006.37
2,000.00
75.00
924.69
1,000.00
75.00
17.25
63.60
75.00
17.35
172.04
241.55
1.99
13.21
45.00
47.43
95.58
712.42
28.89
107.00
262.35
595.00
500.00
4,000.00
61.90
27.57
874.15
98.76
154.14
124.91
23.13
57.34
5.05
175.46
2,604.64
75.00
75.00
924.69
75.00
1,195.92
924.68
215.03
75.00
200.00
150.86
26.41
2.77
133.16

Balance
20,538.54
20.423.69
20,327.10
20,268.10
20,101.10
18,101.10
17,58710
14,619.10
14.300.66
14,814.66
14,001.41
13,631.97
12,710.81
12,506.97
12,486.97
11,286.97
11.229.94
11,052.45
11,025.70
9,717.93
9,105.90
9,008.88
8,993.68
8,710.88
8,510.88
8,47001
8,452.01
7,85673
3,85036
5,850.36
5,925.36
5,00067
4.000.67
3.925.67
3,908.42
3,844.82
3,769.82
3,752.47
3.580.43
3.338.88
3,336.89
3,323.68
3,27868
3,231.25
3.135.67
2,423.25
2,394.36
2,287.36
2.025.01
1,430.01
1,930.01
5,930.01
5,868.11
5.840.54
4,966.39
4,867.63
4,713.49
4.588.58
4,56545
4.508.11
4,503.06
4,327.60
1,52296
1,447.96
1,372.96
448.27
373.27
-822.65
-1,74733
-1.962.36
-2.037.36
-2,237.36
-2,388.22
-2.41463
-2,417.40
-2,550.56

177.58

-2,728.14

100.00

-2,828.14

~17ge2
~~
KA-2445

Case:
Case 11-1924
1:08-cv-10223-NRB
Document:Document
94 Page:
32-8
47

KA-2446

KA-2446

Filed
05/16/2012
08/23/10 Page
611061
41 of 321
49

KA-2446

12:46 AM

CASI ENTITIES

07123110

Transactions by Account
As of December 31,2003

Accrual Basis
Type

---._---Check
Check
Check
Check
Check

Date
1213112003
12131/2003
1213112003
1213112003
1213112003

Num
LCD 1220
LCD 1221
LCD 1222
LCD 1223
123103

Name

Memo

ilTAC
American Media 5 ...
Bank Charges
Fedex
Bank Charges

Class

Debit

Tola11020 CASILLC - 1331-65


TOTAL

Credit
900.00
65.00
123.60
15.85
0.01

Balance

180.561.65

184.494.25

-3.728.14
-3.793.14
-3.916.74
3,93259
-3,932.60
... -3.932.60

180,561.65

184,494.25

-3,932.60

6050
6332
6018
6175
6018

-_._-_

Page 3

KA-2446

KA-2446

KA-2446

Filed
05/16/2012
08/23/10 Page
611061
42 of 321
49
KA-2447 l$~ Ytqe~KA-2447
I~~,-~

Case:
Case 11-1924
1:08-cv-10223-NRB
Document:Document
94 Page:
32-8
48

KA-2447
CP6I

u.e

12:37 AM

CASI ENTITIES

07/23110

Transactions by Account

A-I~ lenD

Accrual Basis

from 1331-66
Deposil
Deposit
Deposit
Deposrt
Deposil
Deposil
Deposit
Deposit
Deposit
Depos,t

from
from
from
from
from
from
from
from
from
from

51512003
612512003
7/112003
711112003
7/1612003
712312003
8/12f2003
10J612003
1111912003
12J312003

Memo

Name

Num

Date

Type

As of December 31, 2003

7007
7019
7019
7019
4711
7019
7019
7019
7019
7019

1331-66
1331-66
1331-66
1331-66
1331-66
1331-66
1331-66
1331-66
1331-66
1331-66

LND601
LNO 701
LNO 702
LND 703
LND
LND
LNO
LNO
LNO

BOl
802
1001
1101
1201

Sf2112003

7011

FROM 2996-65

312512003
7/9/2003
7/1512003
611412003
919/2003
121912003

DBK 5341
OBK 1226
DBK 1230
DBK 1243

FROM
FROM
FROM
FROM
FROM
FROM

DBK TO
OBK TO
DBK TO
DBK TO
DBK TO
DBK TO

LLC
LLC
LLC
LLC
LLC
LLC

4711
4711
4711
4711
4711
4711

4I2Sf2003
SJ8I2OO3
511612003
511612003
Sf2112003
Sf2612003
6/1012003
612412003

FROM NIST 6735-65


FROM NIST 6735-65
FROM NIST 6735-65
FROM NIST 6735-65
FROM NIST 6735-65
FROM NIST 6735-65
FROM N1ST 8735-65
FROM NIST 6735-65

7007
7007
7007
7007
7007
7007
7007
7007

Total FROM NIST 8735-65

Check

American Media Sys...

11I3l2OO3
1211912003
1213112003

led 1012
LCD 1106
LCD 1203
LCD 1213

Amex
Amex
Amex
Amex
Amex

2200
2200
2200
2200
2200

9/1612003
1112412003
1211912003
1213112003

LCD
LCD
LCD
LCD

903
1112
1209
1216

4/112003
51112003
512/2003
51712003
61212003
71912003
7122f2oo3
11/1912003
1112412003
1112412003
1211912003

LCD 1103
LCD 1104
LCD 1202

Ctleck

1213112003

LCD 1222

Check

12/3112003

AT&T
AT&T
AT&T
AT&T

6021
6021
6021
6021

123103

LCD 701

Bank Charges
Bank Charges
Bank Charges
Bank Charges
Bank Charges
Bank Charges
Bank Charges
Bank Charges
Bank Charges
Bank Charges
Bank Charges
Bank Charges
Bank Charges

6018
6018
6018
6018
6018
6016
6016
6018
6016
6018
6018
6018
6018

612112003
9/1612003
1112412003
1211912003

LCD
LCD
LCD
LCD

805
902
1110
1206

Cable
Cable
Cable
Cable

75,001.00

65.00

~500
- - _ .. _.---

65.00

~5.oo

580.19
316.44
595.26
674.15
200.00

000
-58019
.a98.63
-1.493.91
-2.368.06
-2,568.06

--------

2,566.06

-2.56606

2223
13.21
5.05
2.77

0.00
-22.23
-3544
-40.49
-43.26

._-------

-----0.00

...

-_.

-_.
-43.26

43.26

000
-2180

21.60
42.00
6000

~3.80

-123.80
~3.80

60.00
23.26

-8706
-57.06
130.06
-55.06
-130.06
-147.31
-174.88
-298.46
-298.49

30.00
73.00
75.00
75.00
17.25
27.57
123.60
0.01
463.49
113.65
71.71
241.55
124.91

6022
0.00

------_.-

-298.49
000
-113.65
-185.36
-426 91
-551 B2

- - _ .. _-----

551.82

-551.82

97.02

-9702
_._---

0.00
1()(22f2003

LCD 1006

Columbia Home

6041

Total Columbia Home


Con Ed
Check
Check
Check
Check
Check
Check

_._-_._-0.00

6022
6022
6022

TOIal Cable
Columbia Home
Check

000
1.00
5,00100
20.001.00
30,001.00
33,00100
45,001.00
60,001.00
75,001.00

165.00

TOlal Bank Charges


Cable
Check
Check
Check
Check

75,494.00

000

1.00
5,000.00
15,000.00
10,000.00
3,000.00
12,000.00
15,000.00
15,000.00

0.00

Total AT&T
Bank Charges
Check
Check
Check
DepoSlI
Check
Depos,t
Check
Deposit
Check
Check
Check

000
1.000.00
21,000.00
46,00000
71,000.00
71,494.00
75,494.00

0.00

611Sf2oo3

9l3Ol2OO3

52153

1,000.00
20,000.00
25,000,00
25,000.00
494.00
4,000.00

6332

TOlal Amex
AT&T
Check
Ched<
Check
Check

0.00

---------

0.00
LCD 1221

Total American Media Systems Inc

Check
Check

0.00
52153

521.53

75,001.00

American Media Systems Inc


1213112003
Check

Amex
Check
Check

.. _.

26,11400

0.00

75,494.00

TOlal FROM OBK TO LLC


FROM NIST 8735-65
DepoSll
Deposit
Depos,I
Deposit
Deposit
Deposit
Deposil
Deposil

0.00
16,500.00
17,000 00
17,300.00
19,000 00
20,00000
21,500.00
23,100.00
23,614.00
25,61400
26,114.00

16,500.00
500,00
300.00
1,700.00
1,000.00
1,500.00
1,600.00
514.00
2,000.00
500.00

521.53

Total FROM 2996-65


FROM DBK TO LLC
Deposit
Depos,t
Deposit
Deposil
Deposit
Deposit

Balance

Credit
- - - - - - -----_.-

Debit

26,114.00

Totalfrom 1331-66
FROM 2996-65
Deposit

Class

----

9702

0.00
6120/2003
612112003
1012212003
1012212003
11/2412003
1213112003

LCD
LCD
LCD
LCD
LCD
LCD

601
609
1006
1007
1116
1219

Con Ed
Con Ed
Con Ed
ConEd
Con Ed
Con Ed

566.50
664.45
1,307.77
61203
71242
100.00

6360
6380
6380

6380
6380
6360
----~

KA-2447

KA-2447

-9702

'111
.

000
-568.50
1,25295
-2.56072
-3,17275
-3,665.17
-3,98517

-----

KA-2447

Page 1

Case:
Case 11-1924
1:08-cv-10223-NRB
Document:Document
94 Page:
32-8
49

KA-2448

KA-2448

Filed
05/16/2012
08/23/10 Page
611061
43 of 321
49

KA-2448

12:37 AM

CASI ENTITIES

07/23/10

Transactions by Account
As of December 31, 2003

Accrual Basis

Date

Type

Num

Name

Memo

8/21/2003
1011712003
1211912003
1213112003

LCD 801
LCD 1001
LCD 1201
LCD1211

Comer
Comer
Comer
Comer

Drug
Drug
Drug
Drug

Store
Store
Store
Store

LCD 1011

D. Ferrand

9118/2003
1112412003
1213112003

LCD 907
LCD 1115
LCD 1218

Exxon
Exxon

Exxon

1112412003
1213112003

LCD 1117
LCD 1223

6175
6175

Fedex
Fedex

0.00
LCD 1120

General Computer a ...

1012212003

LCD 1009

Gulf Oil

10/22/2003
11124/2003

LCD 1010
LCD 1119

Homefnont Hardware
Hamefrant Hardware

-200.00

9659
95.58
177.58

000
-96.59
-192.17
-369.75

369.75

-36975

28.89
15.85

000
-28.89
-4474

--------

-------

44.74

-44.74

595.00

0.00
-595.00

59500

-59500

15.20
15.20
282.80
262.35
000

6120/2003
812112003
12119/2003

LCD 603
LCD 806
LCD 1207

lOT
lOT
lOT

6024
6024
6024
0.00

LCD 1220

ilTAC

6050
0.00

9/18/2003

LCD 908

Joan Hayes CPA

6175
0.00

10/1712003

3576

Joseph Cornwall

-1520

0.00
-282.80
-54515

--------

545.15

-545.15

5494
54.96
23.13

0.00
-54 94
-109.90
-133.03

133.03

-13303

900.00

-90000
----_.----

900.00

-90000

59.00

000
-59.00

59.00

-5900

1.200.00

6001

Total Joseph Cornwall

0.00
7/1112003
7/1512003
7/1612003

NIST 1331-66
NIST 1331-66
NIST 1331-66

7002
7002
7016

Total NIST 1331-66

000
5/16/2003

NIST 8735-65

-1,200 00

20,00000
25,000.00
1,000,00

000
-20,00000
-45,00000
-46,000.00

46,00000

0.00
9/1812003
12/31/2003

LCD 906
LCD 1217

Office Dapot
Office Dapot

-46,000,00

000
-15,000 00
~---_._----_.-

15,000.00

-15,000 00

114.85
133.16

000
-114.85
-24801

6349
6349

Total Office Depot

--,------

15,000.00

7014

Total NIST 8735-65

000
-1.20000

-------

1,200.00

.~_._-----

Office Depot
Check
Check

0.00
-15.20

---------

000
1213112003

Total Joan Hayes CPA

NIST 8735~5
Checl<

20000

6044
6044

Total ilTAC

NIST 1331~6
Check
Check
Check

000
-20000

0.00

Total lOT

Joseph Cornwall
Check

20000

6013

Talai Homefrenl Hardware

Joan Hayes CPA


Check

-69405

0.00

Total Guff Oil

ilTAC
Check

69405

6337

Talai Ganeral Computer and Sarvice

lOT
Check
Check
Check

0.00
-21328
-41712
-479.02
-69405

0.00

General Computer and Service


11124/2003
Check

Homefront Hardware
Check
Check

21328
203.84
61.90
215.03

6012
6012
6012

Tolal Fedex

Gulf Oil
Checl<

-3,98517

000

Tolal Exxon

Fedex
Check
Check

3,985.17

6155

Total 0 Ferrand

Exxon
Check
Check
Check

-------

0.00
10122/2003

Balance

--------

6063
6063
6063
6063

Total Corner Drug Store


D. Ferrand
Check

Credit

Debit
0.00

Total Con Ed
Comer Drug Store
Checl<
Check
Checl<
Check

Class

0.00

--------

24801

-24801

167.00

000
-167.00

167.00

-16700

107.00

-------

One Beacon Insurance


Check

9/1812003

LCD 909

One Beacon Insuran...

6093
0.00

Total One Beacon Insurance

One Stop Business Machine


Check
11124/2003

LCD 1118

One Stop Business ..

6090

Total One Stop Business Machine


Oxford Health Plans
Check
Check
Check
Check
Check
Check

8/1612003
9/1612003
101812003
11124/2003
1212912003
1213112003

3519
3546
3566
LCD 1101
3610
LCD 1210

Oxford
Oxford
Oxford
Oxford
Oxford
Oxford

Heallh Plans
Heallh Plans
Heallh Plans
Health Plans
Health Plans
Health Plans

813.25
813,26
813.25
924.69
924.69
924.68

6067
6067
6067
6067
6067
6067

Total Oxford Health Plans


PAYROLL
Check
Deposit

0.00
517/2003
51712003

KA-2448

107.00

0.00

PROPAY

PAYROLL
PAYROLL

7004
6516

KA-2448

000
-10700

-107.00

000
-81325
-1,626,51
-2,439.76
-3,364.45
-4,289.14
-5,213.82

-------

5,213.82

-5,213.82

9,082.95

0,00
-9,08295
-6,988.87

2,09408

Page 2

""0

KA-2448

Case:
Case 11-1924
1:08-cv-10223-NRB
Document:Document
94 Page:
32-8
50

KA-2449

KA-2449

Filed
05/16/2012
08/23/10 Page
611061
44 of 321
49

KA-2449

12:37 AM

CASI ENTITIES

07123110

Transactions by Account
As of December 31, 2003

Accrual Basis

Tvpe
Check
Check
Check
Check
Check
Checl<
Check
Check
Check
Checl<

Date
51712003
511612003
5I3Of2003
6113f2003
5127f2003
7I14f2003
712512003
811812003
91312003
1011712003

Num
PROPAY
PROPAY
PROPAY
PROPAY
PROPAY
PROPAY
PROPAY
PROPAY
PROPAY
PROPAY

Name

Memo

PAYROLL
PAYROLL
PAYROLL
PAYROLL
PAYROLL
PAYROLL
PAYROLL
PAYROLL
PAYROLL
PAYROLL

7122f2oo3
512112003
911812003
10/2212003
11124f2003

LCD 702
LCD 802
LCD 901
led 1014
LCD 1105

Payroll
Payroll
Payroll
Payroll
Payroll

Processing
Processing
Processing
Processing
Processing

0.00
612012003
8121f2003
10122f2003
1211912003

LCD 602
LCD 803
LCD 1003
LCD 1204

Skylel
Skylel
Skylel
Skylel

Spitz & Greenstien


Checl<

0.00
9I26l2OO3

3564

Spitz & Greenslien

6006

Total Spitz & Greenstien


Sprint
Checl<
Check

0.00
911812003
1112412003

LCD 904
LCD 1113

Sprint
Sprint

6029
6029

Total Sprint
Sunoco
Check
Check
Check
Check
Checl<

0.00
8/21f2003
1012212003
1112412003
1211912003
1213112003

LCD 807
LCD 1005
LCD1111
LCD 1208
LCD 1215

Sunoco
Sunoco

Sunoco
SLf1OCO
SLf1OCO

6016
6016
6016
6016
6016

Tolal Sunoco
TMobile
Checl<

LCD 905

T-Mobile

TAXES
Check
Check
Deposit
Checl<
Deposit
Check
Check
Check
Check
Check
Check
Check
Check

PROPAY
PROPAY
PROPAY

TAXES
TAXES
TAXES
TAXES
TAXES
TAXES
TAXES
TAXES
TAXES
TAXES
TAXES
TAXES
TAXES

1399
1399
1399
1399
1399
1399
1399
1399
1399
1399
1399
1399
1399

175.65
20.35
18.00
18.00
63.60

000
-175.65
-196.00
-214.00
-232.00
-29560

29560

306.07

-------29560

0.00
-48.69
-15028
-207.31
-306.07

-------30607

2,000.00

0.00
2.000.00

2.000.00

2.000 00

113.53
45.00

000
-11353
-158.53

158.53

------

-15853

------_ ..

1.33

1011712003
1112412003

LCD 1002
LCD 1107

Texaco
Texaco

-133

5.937.75
5,875.41
7,161.82
542.34
36944
111.41
736.88
369.44

000
-6.02082
-7.19286
-6,95624
-13,07631
12,140.89
-18.07864
-23.954.05
31.11587
31.65821
32.027.65
-32,13906
32,87794
-33.247.38

34,419.42

-33.24738

20.00
17.35

000
-2000
-3735

6,120.07
935.42

0.00

Total Texaco
Thorn
Check
Check
Check
Check
Check
Check

LCD 810
LCD 1106
3605
3606
3612
LCD 1212

Thorn
Thorn
Thorn
Thorn

Thorn
Thorn

6030
6030
6030
6030
6030
6030
000

1212912003

3613

U.S. Treasury

2100

Total U.S. TreaslX)/


Verizon
Checl<
Check

Check

Check
Check
Check

--_._---

37.35

-3735

75.00
75.00
75.00
7500
75.00
7500

-75.00
-150.00
22500
-30000
-375.00
-450.00

000
8/2112003
11124f2oo3
1212912003
12f29f2003
12129f2OO3
1213112003

Total Thorn

U.S. Treasury
Check

... _-_._-

0.00
-133

236.62

6013
6013

-------

Texaco
Check
Check

0.00
-14.21
-4096
-42.95
-100.29
-12670
-12670

126.70

6,020.82
1,172.04

1,172.04

Tolal TAXES

-51.453.09

1.33
0.00

51612003
51712003
5I14f2oo3
511512003
511912003
512912003
6112f2oo3
612712003
711112003
7f24f2oo3
811f2003
911812003
1011512003

53.547.17

- - - - - - --._----

6031

Tolal T-Mobile

9.082.95
-18,250.25
-27,195.17
-36,049.73
-46.608.43
-47,768.45
-48,689.61
-49,610.77
-50,531.93
-51,45309

14.21
26.75
1.99
57.34
26.41

0.00

9/1812003

2.094.08
9.167.30
8.944.92
8.854.56
10.55870
1.160.02
921.16
921.16
921.16
921.16

48.69
101.59
5703
9876

6028
6028
6028
6028

Total Skylel

Balance

Credit

6315
6315
6315
6315
6315

Total Payroll Processing


Skytel
Check
Checl<
Check
Check

Debit

2,094.08

Total PAYROLL
Payroll Processing
Checl<
Check
Check
Check
Checl<

Claaa

7004
7004
7004
7004
7004
7004
7004
7004
7004
7004

0.00
6f2OI2oo3
8/21f2003
1012212003
1112412003
1211912003
1213112003

KA-2449

LCD 604
LCD 804
LCD 1004
LCD 1109
LCD 1205
LCD 1214

Verizon

Verizon
Verizon

Verizon
Verizon
VBrizon

6032
6032
6032
6032
6032
6032

KA-2449

-_._----

45000

-45000

1,195.92

000
-1,195.92

1.195.92

-1.195.92

8793
309.62
17749
172.04
154.14
150.86

000
-8793
397.55
-575.04
-74708
901.22
1.05208

~*,I
KA-2449

Page 3

Case:
Case 11-1924
1:08-cv-10223-NRB
Document:Document
94 Page:
32-8
51

KA-2450

KA-2450

Filed
05/16/2012
08/23/10 Page
611061
45 of 321
49

KA-2450

12:37 AM

CASI ENTITIES

07/23110

Transactions by Account
As of December 31,2003

Accrual Basis

Type

Date

Num

Memo

Name

8/2112003
10/2212003
1112412003

LCD 808
led 1013
LCD 1114

Verizon Wireless
Verizon Wireless
Verizon Wireless

3565
3581

DB Karren
DB Karren

Matthew Rothman
Check
Check
Check
Check

000
912612003
1112412003
1212712003
12/2912003

3562
LCD 1102

3600
3615

MaUhew Rothman
MaUhew Rothman
MaUhew Rottvnan
Matthew Rothman

Various
1600
6064
1600

Total Matthew Rothman

-1,052.08

81.74
40.87
4743

000
-8174
-12261
-17004

17004

-17004
0.00
-296800

2,968.00
4,006.37

1907
1907

Total DB Karren

1.052.08

--_._--000

912612003
11/1112003

Balance

Credit

6034 sib 6035


6035
6035

Total Verizoo Wireless

DB Karron
Check
Check

Debit
0.00

Total Verizon

Verizon Wireless
Check
Check
Check

Class

000

~.97437

-------

--------

6,974.37

~.974

51400
1,00000
175.46
2,604.64

000
-51400
-1.51400
-1,68946
-4,494 10

4,49410

37

_._- -------4,494.10

----~------

TOTAL

180,561.65

KA-2450

KA-2450

184,494.25

KA-2450

.3,932.60

Page 4

Case:
Case 11-1924
1:08-cv-10223-NRB
Document:Document
94 Page:
32-8
52

KA-2451

KA-2451

Filed
05/16/2012
08/23/10 Page
611061
46 of 321
49

KA-2451

BANK RECONCILIAT-IONS
AlC 1030 LLC NIST 1331-66

Opening Balance '


Plus Cash

Receip~s

FYE
9/30/02'

FPE
7/25/03'

3124/03'

0.00

0.00

10/1/01. 9/30/02
3125/03 12131/03'

0.00

Less Disbursements

Ending Balance

63,762.91 -

0.00

To Account For
11121/01
3125/03

9/30/02
12131/03

Entire Period
FPE
12/31/03

63,762.91 '

63,762.91

: ~'WCG(63,724.59)

0.00

(63,724.59).
0.00

38.32

AlC 1030 LLC NIST 1331-66

, pay-

<&..1<."1et.1\. c.i I.'. f2,/ ~Jo~


S'~
ely.$(, 17A t\ok'sn.-r .'13) 0"
I pd.1f,
f\/c ,o~ 1>tdeotk
_Z
.T'1'?
Ate, ,o':!> 'By ~
'1 ?~~

Bank Reconciliations.xls
AC 1030

KA-2451

7/24/201012:22 PM

KA-2451

KA-2451

Case:
Case 11-1924
1:08-cv-10223-NRB
Document:Document
94 Page:
32-8
53

KA-2452

KA-2452

Filed
05/16/2012
08/23/10 Page
611061
47 of 321
49

KA-2452

December 20 - January 23, 2004


Page 1 of 5
-o23-5-01-1AX

131-00131-8015-00131-

Customer Service
Call Small Business
ServiceLine
at 1-8OO-CHASE38
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Experts 6 a.m. to midnight
ET
Updated
Account
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Transfer
FundslPay
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Hearing
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COMPtITER AIDED SURGERY INFORMATICS


300 E 33RD STREET STE#4N
NY

o
o
o
o

10016

NY

Access Accounts,
Make Payments.
Chase Online SM for Small Business
www.chase.comlcosb

1111111.1111111.11.11111,1111111.111111111.11111.1

Primary
Number

Transfer

Money

Account Numper:
131-0771331-65
of Checks Enclosed:
13

OVERVIEW

Opening Balance

Checking

Total Debits

Total Credits

Ending Balance
1,413.02

6,090.04

Business
Checking
131-0771331-65

4,503.06

Business
Checking
131-0771331-66

51.32

0.00

0.00

51.32

4,554.38

3,000.00

6,090.04

1,464.34

Total

3.000.00

THIS ENDS YOUR STATEMENT OVERVIEW

Your

....

:.:.::

:.:..:.:

combined

Business

;.:........

-1;J,9~~~,~!'~~!~~!,fi9:i ':(:d':::.. . ::::'.':,.X


:::::: ::.::< :::.:

-:";-:::"::. '::::: ;;;);:;;;,;:) ~~!

Banking
.

balances

in December

;;::::::::::::::::::;::;:.;.::::::::::::...

:.,.,{.,'A\iii~

:::;.:;::::::: :::::: :;; .;.;;; ;;; ;;;- _.,

':~::~~~~m33'~.:::::n:,.:"t

Balance

4,503.06

Deposits

and Credits

3,000.00

Withdrawals

and Debits

Paid

450.01

13

5,640.03

Ending Balance

..

:::::::.::~~::~i~~::~::~~~
~~:::;::: ::::::::,: :.:{:::.:;::

:..:::::.:.::::.. ::::::::: .:::: .. : .

Amount

Opening

Checks

$3,800.73.

~~ ~.~ ~~.~ ~~~: )~:H~:'j ;~j~;:; ;;:; :;::::::: ::{ ~~ :.:~:,~::),{L:~ ~~~

Number

Summary

totaled

. .

1,413.02

Deposits and Credits


Date

Description

01/07

Deposit

Amount
3,000.00

Total

3,000.00

Withdrawals and Debits


Date

Description

Amounl

12/26
12130
12/31

Sunoco. Inc Payments


122603 50114324093
American
Express Elec Remit 123003 031229060630888
Con Edison Online Pmt 123103 Ckf598102003Pos

26.41
200.00
100.00

THE SMA L L BUS I N E SST E A M AT C HAS E sm

KA-2452

KA-2452

KA-2452

Case:
Case 11-1924
1:08-cv-10223-NRB
Document:Document
94 Page:
32-8
54

KA-2453

Filed
05/16/2012
08/23/10 Page
611061
48 of 321
49

KA-2453

KA-2453

December 20 - January 23. 2004


Page 2 of 5

~.:~.:.,:.:.$.;.:'."m~.:n;A;fl':.:.~ ~ :.~!n.,..: .~.:.:.l.;....


.

- N-

'{)23-5-01-1AX

131-OO131-BOl5-00131-

Primary

Account

:.:~ ::1:::3.::~..~tt~~~~ .; .. ;;. '.:. : . : .r:.:..;:;: : :.:i.:.~: :,.:.: ;: .::::::f":~.~~~~"*;~~~~~


'.: ':,:.

).1.1.:...\...... 1.1\.1....:.'.:.: :.:.:.:.. :.:.'.:.:.:. : : : . . .. .... :..... :.. . :..1.:.;.:.::#::,.:::.:..

.. '.:.:$
..:..:$:.,,:,P:
:... ...: ....:.e.:.:..::..

(~~'H~~I

131'{)771331~5

Number:

::.

::::::;::::::::::: ........" . .

. .........

'

::::.:::::

::::;::::::::::::::::::::::::::::::::::::::::::::.

Withdrawals and Debits


Amount

Date

Description

01102

Analysis
Fee For The Month
Check Coverage
Transfer
Fee

01/06

at

43.60
80.00

December

450.01

Total
Checks Paid
Check
3596
3597
3598
3599
3600

Date Paid

Amount

01/05

215.03
133.16
924.68
75.00
175.46

01/09

01/06
01/06
01115

Check
3601
3602
3603
3607
3608

Date Paid

Amount

01/12

109.25
41.61
900.00
177.58
2.77

01/12

01/06
01/07
01/13

Check

Date Paid

Amount

01106

3609
3611
3615

15.85
65.00
2,804.64

01/21

01/02

5,640.03

Total (13 checks)

indicates gap in check sequence

Daily Balances
Date
12126
12130
12/31

Balance
4,476.65
4,276.65
4,176.65

Date

Balance

Date

01/02

1,328.41
1,113.38
882.15 -

01/07
01/09
01112

01/05
01/06

Balance

Date

1,940.27
1,807.11
1,656.25

01/13
01/15
01121

Balance
1,653.48
1,478.02
1,413.02

Analysis Fee Explanation


An Analysis
Fee of 543.60 was charged
during the period 12101 12/31. Below

to your account on 01102 based on your activity


and balances
in the following
is a summary
of your activity
account{s):

131'{)771331~5

131'{)771331-66
Itemized

Services

Service

Volume

Deposit Ticket
Check Deposited

Price/Unit

Total

Service

$ 0.20
$ 0.20

0.20
0.20

Check

Volume
Paid

Total Itemized
Service Charges
Monthly
Maintenance
Charge

Total

$ 0.20

1.20

1.60
42.00

Analysis Fee for December


With combjned
Business
Banking
will receive
balances
an eamings

Price/Unit

43.60
balances
of $5.000.00
credit used to reduce

or more, your Business


your analysis
fee.

Checking

THE SMA L L BUS I N E SST E A M AT C HAS E sm

KA-2453

KA-2453

KA-2453

Case:
Case 11-1924
1:08-cv-10223-NRB
Document:Document
94 Page:
32-8
55

KA-2454

KA-2454

Filed
05/16/2012
08/23/10 Page
611061
49 of 321
49

KA-2454

December 20 - January 23,2004


Page 3 of 5
-o23-5-011AX

131-00131-8015-00131-

8~$J~~~:\t..l.~~fd69U::" .::'
............

:::::::~f:~~:/::;: ~:~-~: .:.:.: : ::::::.:::)~:~r~

:::":";:::': \\.~)~

- N-

Deposits

and Credits

Withdrawals
Checks

Number:

131-0771331-65

.......................................-

::;::.:.:::.::::.~~~~~:~~::::::.:

..::::::::::.;.::::::::::::

,.

...

,.. :::::::.:

;:;":::::::::";

::::::~~:)"~?~:i~::::

'

Amount

Number
Balance

Account

:::,:2:" ::;~riL'#'13~~1.t33:ji6i6.;;,.';;:::; . :,:::::~~'<A!~~r9~:~

Summary
Opening

Primary

51.32

and Debits

0.00

0.00

Paid

0.00

51.32

Ending Balance

Analysis Fee Explanation


See Analysis

Fee Explanation

on your

selected

target

account:

131-0771331-65

THIS ENDS YOUR STATEMENT FINANCIAL DATA

Personal accounts are sUbject to the Deposit Accounts Agreernent and Disclosures. Business Accounts are subject to the Terms and Conditions for Business
Accounts and Services. Please note the rules regarding the time within which you must notify JPMorgan Chase Bank (the "Bank") of any error or discrepancies.
Call us at the phone number printed on the front of this statement, or write to us at: P.O. Box 5206, New Hyde Pari<, NY 11042.
In Texas, write to us at: JPMorgan Chase Bank, P.O. Box 1231, Houston, Texas 77251-1231.
_
International Financial Services customers, please write to us at CIFS, P.O. Box 79779, Houston, TX 77224-9779.

........
LEN D E R

Accounts held at the Bank, including checking, savings, CD, and money marl<et accounts are FDIC insured.
Call us for fUll details and limitations of FDIC coverage.

Lf--p;----

THE 5 MAL L BUS I N E SST E A M AT C HAS E sm


--------~

KA-2454

KA-2454

KA-2454

Case:
Case11-1924
1:08-cv-10223-NRB
Document: Document
94 Page:32-9
56

KA-2455

KA-2455

Filed
05/16/2012
08/23/10 611061
Page 1 of 43
321

KA-2455

December 20 - January 23, 2004


Page 4 of 5
-o23-5-o1-1AX

131-o0131-B015-oo131-

N-

Primary

Account

Number:

131-0771331-65

How to Balance Your Checkbook


Items Outstanding (checks and withdrawals not yet shown on your statement)
Number or Date

1. Update your checkbook.

Amount

A. Record in your checkbook register all automatic transactions listed in your statement that
you have not previously entered, including:
+ any interest earned
+ automatic deposits

- service charges
- automatic payments
B. Enter in your checkbook register any other transactions listed in your statement that you
did not record. including:
+
-

deposits
checks paid
ATM withdrawals
phone transfers and payments

2. Adjust your statement balance.

I
----~
+li===~1

A. ENTER your checking account closing balance shown on


the front of this statement.

f-------~~~

B. ADD any deposits not yet shown on your statement.


C. TOTAL (A and B above).
D. SUBTRACT total items outstanding (from chart at left).

I
--I

I
I
I~_ _I

E. BALANCE (should equal your checkbook balance).

TOTAL

If you have any questions about your accounts. call the customer service number on the front of your statement.

Apply for a Business


Revolving
Credit Line today. Irs a flexible. easily
accessible
line of credit with a fixed repayment
period. Use when you need to pay taxes. cover
temporary
cash-flow
needs, finance receivables.
purchase inventory
or take advantage
seasonal opportunities.
Call 1-800-CHASE24
and select option #4 to apply.

of

THE SMA L L BUS I N E SST E A M AT C HAS E sm

KA-2455

KA-2455

KA-2455

Case:
Case11-1924
1:08-cv-10223-NRB
Document: Document
94 Page:32-9
57

KA-2456

KA-2456

Filed
05/16/2012
08/23/10 611061
Page 2 of 43
321

KA-2456

December 20 - January 23. 2004


Page 5 of 5
131-00131-8015-00131-

-o23-5-Q1-1AX

N-

Primary

Account

Number:

131-0771331-65

Call 1-800-CHASE38 for all your business service needs.


The Small Business ServiceLinesm connects you directly to our team of Small Business experts.

Check balances, verify deposits. stop payments

Transfer funds between linked accounts

Order checks and deposit slips

Obtain copies of statements and checks

THE SMA L L BUS I N E SST E A M AT C HAS E sm

KA-2456

KA-2456

KA-2456

""Sf

Case:
Case11-1924
1:08-cv-10223-NRB
Document: Document
94 Page:32-9
58

KA-2457
12:48 AM

KA-2457
11~J-(,(,

Filed
05/16/2012
08/23/10 611061
Page 3 of 43
321

KA-2457

CASI ENTITIES

Transactions by Account

07123110

As of December 31, 2003

Accrual Basis

Type
._--_._-1030 LLC NIST 1331-66
Deposil
Check
Deposit
Deposit
Check
Check
Check
Check
Check
Check
Check
Deposil
Check
Deposit
DepoSit
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Deposit
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check

Date

----312512003
51512003
5/512003
612412003
6125/2003
7/1/2003
7/7/2003
7f712003
7f712OO3
7f712OO3
7/1112003
7/1112003
7/1412003
7/1512003
7/1612003
712212003
712212003
712212003
7/2212003
712212003
712212003
7/2212003
7I22l2OO3
712212003
7/2312003
713012003
713112003
8/412003
8/1212003
8/2112003
8/2112003
8/2112003
812112003
812112003
9/2212003
912212003
912212003
912212003
912212003
912212003
10/612003
1012212003
1012212003
10I22l2OO3
11/512003
11/1912003
121312003
12/3112003

LND 601

LND 701
LND 702
11017A
11017B
11018
00010
LND 703
LND 704

LND 705
LND 706
LND 707
LND 708
LND 709
LND710
LND 711
LND 712
LND 713
LNO BOI
LND 803
LND 804
LNDB02
LND B01
LND 802
LND B05
LND 806
LND B07
LND901
LND902
LND 903
LND 904
LND905
LND906
LND 1001
LND 1001
LND 1002
LND 1003
3578
LND1101
LND 1201
3580

Unknown
CASi 1331-65
FROM NIST 8735-65
Unknown
CASi 1331-65
CASi 1331-65
BOB BENEDICT
BOB BENEDICT
BOB BENEDICT
DB Katron
CASi 1331-65
FROM 1331-65
NIST 8735-65
FROM 1331-65
Hertt Corporation
General Compuler an...
Sprinl
Thorn
D. Ferrand
Sunoco
Homefronl Hardware
Firs! Rehab
Ken Jackson
CASi 1331-65
Amex
Arnex
FROM NIST 8735-65
CASi 1331-65
Thorn
Exxon
Office Depol
Con Ed
Ken Jackson
General CompuIer an...
Cable
Verizon
VerizOl"'l Wireless
Balor Binlor
Homefront Hardware

CASi 1331-65
DB Karron
Silicon City
Pra"""" Thiagarajan
Office Depot
CASi 1331-65
CASi 1331-65
Bank Charges

000
100.00
-16.400 00
10000
1.100.00
60000
30000
399.88
-1.20293
3.49943
7.606.54
-9.306 54
10.693.46
9.893.46
34.893.46
35.89346
35,68136
35.54136
35.40714
35,33214
35,23214
35.218.14
34.26045
33.B0260
32.01260
30.51260
29.51260
29.21260
29.37551
27.775.51
27.700.51
27.634 79
27.40162
27,032.17
25.90217
24,35317
24.19156
24,15170
24.07008
21.470.08
21,069.50
20.55550
9.20582
3.20582
2.626 32
2.55132
551.32
51.32
3832

16.50000
16.500.00
1.000.00
50000
30000
69988
B03.05
2.29650
4.107.11
1.700.00
20.000.00
80000
25.000.00
1,000.00
212.10
140.00
134 22
75.00
10000
14.00
957.69
45785
1.790.00
1.50000
1.000.00
30000

6005
7020
2200
2200
7007
7020
6030
6012
6349
6380
6005
6337
6022
6032
6035
6154
6044
7020
1907
6342
Various Expenses
6349
7020
7020
6018

TOTAL

162.91

._----63,762.91
63,762_91

-to~

4ft?

~ 1030

-----------

10000

4709
7018
7017
4709
7020
7020
Various Travel
Various Travel
Various Travel
INV 170 1907
7020
7001
7014
7001
7015
6011
6337
6029
6030
6155
6016
6044
6093

Tolall03O LLC NIST 1331-66

Balance

Credit

Debit

Class

Memo

Name

Num

1.600.00
7500
6572
23317
369.45
1.130.00
1.54900
161.61
39.86
8162
2.600.00
400.58
514.00
11.349.68
6.000.00
57950
75.00
2.000.00
500.00
13.00

____

- - - - - - - -_.-

~--

. _.. ---

63.724.59

3832

63,724.59

38.32

+1"

d~ ()~

Page 1

KA-2457

KA-2457

KA-2457

Filed
05/16/2012
08/23/10 611061
Page 4 of 43
321
tJts-r I~-'I~
KA-2458
KA-2458
~y P/ctlu
1030 Tr~sactions by Account

Case:
Case11-1924
1:08-cv-10223-NRB
Document: Document
94 Page:32-9
59

LJJ:,
KA-2458

1&

12:30 AM
07123110

CASI ENTITIES

of December 31, 2003

Accrual Basis

Type

Date

FROM NIST 8735-65


Deposit
Deposit

Num

51512003
81412003

Class

Memo

.,Name
FROM NIST 8735-05
FROM NIST 8735-05

Debit

---------- - - - - - - 16,500.00
162.91

7017
7007

Total FROM NIST 8735-65

16,662.91

Credit

_._-----

Balance
---_._.
000
16,50000
16,66291

------

---

000

16,66291

1,000.00
300.00

000
-1.00000
1,300.00

1,300.00

-1,300.00

Amex

Check
Check

713012003
7/31/2003

LND 803
LND 804

Arne.
Arne.

2200
2200
0.00

To'al Arnex

Bank Charges
Check

1213112003

3580

Bank Charges

1300

6018

Talai Bank Charges

0.00

1300

0.00
1300

--------

1300

Bator Sintor

Check

912212003

LND 905

Bator Bintor

2,600.00

6154

Talai Balor Bintor

0.00

BOB BENEDICT
Check
Check
Check

7f7/2003
7f7/2oo3
7f7/2003

11017A
11017B
11018

BOB BENEDICT
BOB BENEDICT
BOB BENEDICT

Various Travel

Various Travel
Varic:>us Travel

Total BOB BENEDICT

000

Cable
Check

9/2212003

LND 902

Cable

0.00
51512003
612512003
711/2003
711112003
712312003
811212003
10I6l2OO3
1111912003
12I3l2OO3

LND
LND
LND
LND
LND
LND
LNO
LND
LND

601
701
702
703
801
802
1001
1101
1201

CASi 1331-65
CASi 1331-65
CAS; 1331-65
CASi 1331-65
CASi 1331-65
CASi 1331-65
CASi 1331-65
CASi 1331-65
CASi 1331-65

7018
7020
7020
7020
7020
7020
7020
7020
7020

Total CASi 1331-65

0.00

Can Ed
Check

-----_.-

2,600.00

-2,60000

699.88
80305
2,296.50

000
-69988
-1,50293
3,79943

3,79943

--------3.79943

000
-16161

161.61

6022

TOlal Cable
CASi 1331-65
Check
Check
Check
Check
Check
Check
Check
Check
Check

000
-2,60000

.. - - - - - _ . -

---.-

16,500.00
50000
300.00
1,700.00
1,500.00
1,600.00
514.00
2,000.00
50000

000
-16,50000
17,000 00
17,30000
-19,000.00
-20,500.00
-22,10000
-22,61400
-24,614.00
-25.11400

16161

25,114.00

16161

-------

-25,11400
0.00

8121/2003

LND 806

ConEd

6380

36945

Total Con Ed

0.00

D. Ferrand
Check

712212003

LND 709

D. Ferrand

6155

369.45
100.00

Total D. Ferrand

0.00

10000

36945
---_._.369.45
000
100.00

------10000

Exxon

Check

812112003

LND 802

Exxon

6012

6572

Total Exxon

000

First Rehab
Check

712212003

LND 712

First Rehab

6093

457.85

TOlal First Rehab

0.00

FROM 1331-65
Deposil
Deposil

711112003
711612003

FROM 1331-65
FROM 1331-65

65.72

7001
7015

457.85

21,000.00

-6572

0.00
-45785

-------45785

000
20,00000
21.000.00

20,000.00
1,000.00

TO/al FROM 1331-65

000
-6572

----------

21,000.00

140.00
1,549.00

000
-140.00
-1,689.00

1,689.00

-1,689.00

General Computer and Service

Check
Check

712212003
912212003

LND 706
LND 901

General Computer a...


General Computer a...

6337
6337

Total General Computer and Service

Hertz Corporation

Check

712212003

0.00
LND 705

Hertz COfJ'OI'alion

6011
0.00

Homefronl Hardware
Check
Check

7/2212003
912212003

LND 711
LND 906

Homefront Hardware
Homefronl Hardware

--

212.10

Talai Her1Z Corporation

6044
6044

TO/al Homefront Hardware

0.00

..

712212003
812112003

LND 713
LND807

Ken Jackson
Ken Jackson

6005
6005

Tolal Ken Jackson


NIST 8735-65
Check

0.00
7/1412003

LNO 704

NIST 8735-65

7014

- - - - -0.00
-

TOlal NIST 8735-65


OffIce Depot
Check
Check

812112003
111512003

LND 805
3578

Office Depot
Office Depot

6349

6349

Tolal Office Depot

0.00

PraYeen Thiagarajan

?}/c, 1030
KA-2458

,~ 2-

~'1

KA-2458

P/ttitt

0.00
212.10

_---

212.10

-21210

957,69
400.58

000
95769
-1,35827

1,358.27

--------1.358.27

1,790.00
1,130.00

000
1,790.00
-2,920.00
.
.-

2,920.00

-2,920.00

Ken Jackson

Check
Check

._--

-----0.00

800.00
80000

__

000
-800.00

--------80000

23317
75.00

000
-23317
308.17

308.17

-30617

- - - - - - - ------ ._--

000

1}~Opage1

KA-2458

Case:
Case11-1924
1:08-cv-10223-NRB
Document: Document
94 Page:32-9
60

KA-2459

KA-2459

Filed
05/16/2012
08/23/10 611061
Page 5 of 43
321

KA-2459

12:30AM

CASI ENTITIES

07123110

Transactions by Account
As of December 31, 2003

Accrual Basis

Type
Check

Date

Num

Name

--+------

- - - - ---------

1012212003

lND 1003

Praveen Thiagarajan

Memo

Class

Debit

579.50
0.00

Total Praveen Thiagarajan

Balance

Credit

Various Expenses

579.50

------_.
-57950
----------57950

000
-0,000 00

Silicon City
Check

10/2212003

lND 1002

Silicon City

6,000.00

6342

Total Silicon City

0.00

_ _ 0. _ _ _

6,000.00

-0,000.00

134.22

-13422
-------_.

000

Sprint
Check

712212003

lND 707

Sprint

6029

Total Sprint
Sunoco
Check

712212003

lND 710

Sunoco

6016

Tatal Sunoco

Thorn
Check
Check

7122l2OO3
812112003

lND 708
lNDOOl

Thorn

Thom

312512003

Unknown
Unknown

6/2412003

4709
4709

Total Unknown

Verizon
Check

lND 903

Verizon

6032

1400

000
-14.00

-------_.

-14.00

000
-7500
-15000

75.00
75.00

0.00

--- - - - -15000
- - -_._---_.
-15000

100.00
1,000.00

000
100.00
1,10000

-----0.00

912212003

lND 904

VerizOfl Wireless

6035
0.00

71712003
1012212003

00010
lND 1001

DBKarron
DB Karron

INV 170 1907


1907

Total DB Karron
NO name
Deposit

14.00

-13422

0.00

1,10000

39.86

-_._--_ .....-39.86
_._---

39.86

-3986

8162

- - - - - .. _---

000
912212003

Total Verizon Wireless


DB Karron
Check
Check

-----0.00

1,100.00

Total Verizon
Venzon WiNless
Check

134.22

6030
6030

Total Thorn
Unknown
Deposit
Deposit

0.00

81.62
4,107.11
11,349.68

0.00

000
-81.62

-8162

15,456.79

000
-4,10711
-15,456 79

_..

.-

-15.456.79
000

7/1512003

7001

Total no name
TOTAL

25,000.00

-._25,00000
.. __ ._-

25,000.00

000

25,000 00
-- ----_.--

63,762.91

63,72<4,59

311.32

...

/oil>

Page 2

KA-2459

KA-2459

KA-2459

Case:
Case11-1924
1:08-cv-10223-NRB
Document: Document
94 Page:32-9
61

KA-2460

KA-2460

Filed
05/16/2012
08/23/10 611061
Page 6 of 43
321

KA-2460

"

Summary of Sour~es and Uses of Funds 10/01/01 to 12/31/03


Opening.

Ending ..
Monie.~ In

.E!alance

Monies Out

10/1/01
1,~.09

Balance.
12131/03.

0.00
0.00
009
1,344.09 .

356,8~1..!:8.

(358,235.8~2.

1,281,3n.99.

(1,281,378.00) .
(184,494,25) .
(63,724.59)

180,561.65
6;3,762.91 .
1,882,594.33

1,883,938.42 .

(3,894.30) :

15
16
17

Monies Rec'd from NIST ATP

1,345,500~00

.FPE 12131/03

18

19
20

Monies Rec'd from DB Karron

32,000.00 FYE 9/30102

Monies Rec'd fr!'m DB Karran

99,094.00 .FPE 12131/03

Per Souces &. Uses of Funds

21

22

131,094.00 .

23

25,023.17 .712102 NIST ATP

NG Check

24

25
26

369,975.54 AlC 7001 to 7021

Bank Transfers AC

27

Sub-lotal .

28

1,871,592.71 .
Vendor refunds
refunds

29

~30=+Othe=:::r..:de=:::s:::;its:::...

...:.11:..oo~1..:.6~2... Tax

3'
32

Total

~poaj.ts to

Bank AlC's.

1,882,594.33 .

33

34
35
36
37

: CASI ENTITIES TRANSACTION COUNT


~

Deposits.

41
42

AIC 1000

43

INC

.. 5 Pages

Checks

NIST ATP. Reim Exp.

Bank,DB Karron!
I

Deposrts: Deposit. Transfer Deposits.

10/1/01

9130/02

10/1/02

12131/03

16.
13

AIC 1010

47

NIST ATP

10/1101

9130/02

48

14 pages

1011102

12131/03

Total

Items. Depo.~~

1?7
?9

45
46

Other

20
46

38

15

19

5'

40

15

375
390

49

2~

-+
6~

31

20

10

132
1

11

so AIC 1020
5'

CASI LLC

52

4 pages

10/1102

12131103

31

129

53
54

AJC 1030

55

llC NIST

58

2 pages

10/1102.

12131/03

41

57
58
59

Number of Items

133

1,141.

47

iff

5urAMM-'1
Sou I~Ct 'r ({ 5e....
Transaction Coum.xes
Sources and Uses Summary

KA-2460

KA-2460

KA-2460

Case: 11-1924

KA-2461
A

Document: 94

Page: 62

KA-2461
I

05/16/2012

611061

321

KA-2461

~ SOURCES AND USES OF FUNDS BY PAYE~

~ccount/

Number

r!-

Total of Four 1
Checking AC's Payee

AC 1010

AC 1020

AC 1030

NISTATP

CASI LLC

NISTLLC

2996-65

2115

(75.10),l!. .Treasury Ac:: 2115

2910;

rJl
t-2

6018

(25.00) :Bank Charges ~~fund

6025

(53.82) I Nicholee Wynter.AC 6025

(1,OOO.00),=ROM OBK A'; .2910


(530.86).R~IMB

4010
4020

r!1.

6060

6090

(49,500.00) :FROM OBK Ale; ?910

2910:

.. (75.10),
(49,500.00) .

(1,345,500.00);NIST WIRE IN AC 4020

(26.00). C;GU. AC 6060

(26.00) .

(105.00):Elisha Gurfein AC 6090

(105.00) .
(94,376.00) :

7005

. (1,200.00). From NIST 8735-65 AC 7005

,<1,200.00) .

7007

(16,500.00) ,From 1331-65 7007

2911
7019

(1,000.00) lDBK 2911


_(8,614.00) Transfer 7019

7011

(521.53) From 2996-65

(60,000.00). CASI CO FUNPlNG


(20,000.00),From 1331-65

J!

rEo

,<15,000.00) .:r@~sfers AlC 7013

(15,000.00) .

8735~65

(1!l,500.00) fror'fl NIST 8735-65

2100

(3,959.10) IU. S. Treasury .

1,399

(1,172.04),TAXES Refund.

6516

. (2,094.08). PAYROLL Refund

~.

6332

6018\
6337

6122

6170

6391

.3

6504

--

(1,172.04)
.
(370.00) .

(480.00) IBank Charges Refund

(0.25), Paypal Refund .


1

(45.64). Other Income


(675.53\ Matt Rothman Void

KA-2461

(162.91)

..

. (3,959.10),

(1,181.79) .Genl ComputerRefund


(25,023.17). NG Check Refund

..

(16,500.00)

(370.00). American Med.ia.Systems Refund

Sources Ind Uses of Funds.xls

ByPO\lft

. (20,000.00)
..

(162.91) From NIST

- 7017 I

(800.00).

.li
..!!

oJ!

(521.53).
(75,001.00).

(60,000.00) .

7009

7007

(8,614.00) .

(35,300.00) .

7001

7013

(1,000.00>"

(800.00),C~SI133165

(16,500.00).

..

{35,300.00):CASI CO FUNDING

o.ll

r!!-

{75,001.00). From NIST 8735:65

7013

Filed 08/23/10 Page 7 of 43

7001

..

(25,000.00)

(94,376.00). From NIST 8735-65 AC 7005

..

(53.82)

7005

7007

--

..

(25.00),

.!!.
..l!
l2.
.l!..
~

rli

(210,000.00) . (1,135,500.00) ..

(25,000.00) :Transfers AlC 7001

.Ji

133166

(530.86) .

7001

1331-65:

.1

11,000.00) .

EXP INCOME 4010

..!l

8735~s.1_

,.!.
o.l2..
..ll.

AC 1000
CASIINC,

Case 1:08-cv-10223-NRB Document 32-9

,J..
..i.
.l.

(2,094.08) ..

(315.00)J

(165.00),

(1,181.79).
(25,023.17).

..
:
j

(0.25).

(45.64),
1675.531

KA-2461
7124120107:57 PM

KA-2461

Case: 11-1924

KA-2462

P:

Document: 94

611061

321

KA-2462

SOURCES AND USES OF FUNDS BY PAYEE

- _ ..

CASIINC

,.l. Account
Number

Total of Four,
Checkino AC's ,Pavee

2996-65

AC 1020
CAS) LLC

NIST LLC

AC 1030

1331-65

1331-66

Case 1:08-cv-10223-NRB Document 32-9

AC 1010 ..
NISTATP
8735-65 .. -

AC 1000

~
6

05/16/2012

A B C

Page: 63

KA-2462

:
..

4010

t
4709~ ..-U..,.100.0~),FROM
.

4711,

(207,51),

(207,51J:NCR Refund

-J
DBK AlC 4709

_._

. .

(75,494.00) 'FROM DBK to LLC AlC 4711

I
._ .
_.175,494.00) ,

(1,100.00)
(1,000.00)

4?1J. __{1 ,OOO.QQ) From 1331-65


4712 _ _@,Q.QQ;QO)FROM DBK AlC 4712
0,00

(3,000.00) .

(1,882,594,33). Sources of Funds

~
~
~
~

1.1!82.5!!.4:~3 ,Cash Receipts Per General Ledger

'i -----

0.00 Proof Down

6120_

6151
6330

6066____

i-ll

6152.11,000,Q.0. ,A~vanced Technology

,B.

6050.. ..

14.26 .
.. _ _

8,000.00

6332

22QQJ _...6J....14Q,34 Amex

,.!!!l

,E

6l),?.L
6153:

,!!.

6018!.-JR8P4 I Bank Charges Expense

215,00

21?00 American Advanced Power

1,55Q.~_ ..

.. .1&1~09 ,American Media Systems

54,862.74

_.

187..4Q

370.27 AT & T
__ 400.0l), ,~om Systems

.l2.

615<1;
Various

12..L59.75 ;Elator Bintor


4,38.1M.1BOB BENEDICT
..__2_00.00 IBlumenthal Associates

6092.

..li
,E
.Li

7002
7008

7018

7020M14,00 CAS1133165

7006..
2100

2,635.04 ,Cable
. ~JOO .QO ,CASI CO FUNDING
1.1!?63.91 CAS11331-65

3,OQQ,()() .
790.00
65.00
JL~8:06

L---

43.26
4QO.OQ
_
365.01
i
_.--------,---- 463.49

_ . _.__

10,15~2L_

Sources and Uses of Funds.xls


By Pavee

KA-2462

1317.05 Chase SBSF

13.00
3.799.43

581.91 :
200,00
551,82

87.60

161.61

6,700.00 .
91,663.91_._
16,500.00
8,614.00
95,576.00 .

9~,576.00 CASI 2996-65

154,015.20 Chase Bank

1,300.00

2,600.00

_ ...16,500.00 CAS11331-65

2010.

Filed 08/23/10 Page 8 of 43

6331

..

200.00

..790.00 .Aligned Management Assoc

60~~. ...

1.000.00

Adam J Flesser M,D.

79

20.28

20,28 ,NIST ATP


j,000:Q.O [Abe Karron
14.26 ,Abe Karron
_~QP,oo

1,281,377,919
...J8.QM.1.65 , 63,762.91
0.00
0.00
0.00 :
.

t1!!

. .

; 356,891.78
0.00

2,880.00 r
1317.05

151,135.20 .... _

7124120101:51 PM

KA-2462

KA-2462

Case: 11-1924

KA-2463
A

Document: 94

Page: 64

KA-2463

05/16/2012

321

KA-2463

611061

SOURC~S AND USES OF FUNDS BY PAYEE

Account

AC 1010

AC 1020

AC 1030

NISTATP

CASI LLC

NISTLLC

2996-65

8735-65

1331-65

1331-66

Case 1:08-cv-10223-NRB Document 32-9

AC 1000
CASIINC
Number
637~-+

6130,
6041
6380
6063
6155~

6349
6333
6052
1600
1901
1902
1903
1904,

1905~

1906
1907
6192

..s:.
.S)

II.
II

6092
6012
6175
6043
6093
6102
6335,
6337
6157
6013
6092
6011
6044

Sources end Us.s of Funds.xls

By Plyee

KA-2463

1,907.85

1~~.57

[
97.02
.
I
3,985.17 :
694.05
200.00 :

698.89
10,373.55 .
477.92
3,319.00 :
264.62

6,4~3.40

2,086.06
4,9QO.00

369.45
100.00

2l!~.88

295.00
70.00
7~0.00

24,000.00
76,100.00
20,000.00
2,000.00
33,000.00
14,000.00

1--

4,530.38
20,OQ900 .

j.

6,974.37 . 15,456.79

10,7?1.34
2,00900
398.60
50.00

Filed 08/23/10 Page 9 of 43

6053
6334

_1,907.85 City College of New York


.. 15~:S7 !Coffee Distributing
__
795.91 ,Columbia Home
,21,191.57 ,Con Ed
..3,258.03 .Comer Drug Store
8,51lLOO :0. Ferrand
554.50 .Deluxe Business Forms
295.00 .Denver Air Support
70.00 Domain Name
750.00 .oBK for Albin
..1.4,000,00 .oBK 2000 Rent 1901
76,100.00 ,DBK 2001 Draw 1902
_10,000.00 DBK 2002 Rent 1903
_,6,530.38 .DBK 2002 Rent 1904
53,000,00 .DBK 2002 Draw 1905
J4,OOO.00 ,DBK 2002 Rent 1906
,;33,182_50 .oBK 2003
2,000.00 ,Dr. 0.8. KafTon -Rent
398.60 :Dr. Nazma Ferdouse
50,--00 ,Dues and Subscription
2,850.00 e-mag
.4,031.94 E. Gurfein Vendor
_.4,321.QO .E- Gurfein Vendor
272.25 Emil Jovanov
936.42 Exxon
_1,210:!10, Fedex
1-,995.00 :Figlia & Sons
621.15 First Rehab
_ 6,000.00 'Frederica Miller
845.83 frozencpu.com
lJl,073._~3 .General Computer and Service
.40,898.99 George Wolberg PhD
26.48 ,Gulf Oil
94.37 Hamish Carr
.2,192.02 ,Hertz Corporation
8071.11 Hornefront Hardware

2,850.00
4,03.1.94 . _
4,3.?,1.00
272.25
19.35

1,000.00
27,014.93

295.57

500.95 '.
1,146.71 .
1,99~.00 .
163.30
5,009.00
845.83
81,775.00
40,898.99
11.28
94.37
1,684.35 . _
6167.69

65.72

369.75
44.74

I
457.85

595.00

1,689.00

15,20

545,15

7124120107:57 PM

KA-2463

212.10
1 358.27

3 of 7

~&f4'~
KA-2463

Case: 11-1924

KA-2464
A

Document: 94

SOURCES AND- USES OF FUNDS BY PAYEE


-

467:60.1 E E E boo~
20J.53 :10]"_

6050

9OO:QQ.. IITAC;:..

2100

6;~81

_28,661.40 ,Internal Rev~!JEl Service


.. 33,930.00 !Jame!l Cox

-.j

AC 1010

AC 1020

AC 1030

NISTATP:.-

CA.~ILLC

NIST LLC

-2996-65 1

8735-65

1331-65

1331-66

.~

~8.50

1,~00.82 .

2.7,36.0.58

60Q3
6004'
6001.

6OQ51

__ .~,OOO.OO .Jill FeidmanGPA

t-

.Levinson Lerner Berger


189.81

764.42,MCI

59.00

574.61
5,400.00

6~:.!!.1.Mobil...

63.91_

4,268.11 ,New Jersey QLvision of Taxation

406.68

3,861.43

914.09 ,New York Income Tl!.x

...l5.. 023.17.ING Check E.xpense


500.00

__45..509.00 :NIST 1331-66

7016

1,000.00 :NI~T 1331-6~

7014.

15,800.00 iNIST 1331-6L

2140;

438JlO .North Carolina Dept. of Revenue

j
60,000.00
154.33

700.00 . NYC.Q.~pt of Transportation

21.00,

.38.623.99 ,NY ~!ate Employment Taxes

2100

. 1.250.76 .NY State TaxJ)ept

6349

2,047.45 Office Depot

6093'

167 00 1one.Beacon

6090

531.34 One St

Sources and Uses of Funds.xls


ByP.~ ..

KA-2464

I~surance=-.

Business Machine

15,000.00

800J1.Q.

t
438.00

-;

55.00_ .NYC .Ql!pt of Finance _

6015

45.000.00 :

28,100.00 '

60,000.00 :NIST 8735-6~


154.33 ,NY tate Tax_Dept

T'

914.09
25,023.17 _
1,QQO.00

_1.8,100.00 _NIST-B735-65

2100.

800.00

Filed 08/23/10 Page 10 of 43

800:.9.0 New)'9rk Stat~ Corporation TaJ<

6015

2,920"Q.D

352.60

!!70.00

970.00 .MMyR

2121.

22,370.00 J.

2,040.00

5,400.QQ Mistretta Electric

6061.1

151

3,000.00

1,200.00

2,040.00 Me\r1).Solar

2130 '

7010j

2...QOO.00 .

25.290..QO :Ken Jackson

6014

7002.

-j

_ 1,200.00 .JosephComwall

6050 1

'"

...J1.00
1,510.46

60~~

.-

15,?15.001

352.~0

1~3.03

900.00

15,21~:.9.0Joa~HayesCPA

6046.
6047

700;!.

1,569.46\JOan Hayes CPA

6103

61~,2-1

..1!>760

.28.50

161.00 ,Ja.n~aylor _

KA-2464

33,~30.00

28.50.James.Cox
6159

321

Case 1:08-cv-10223-NRB Document 32-9

6019.
6024

611061

CASIINC-L

Ag 1000

I
ACCOI,I.nt.
Number

05/16/2012

-,

Page: 65

KA-2464

100.00

~
--

55.00
600.00
38.23.99

1,2.50.761

"j

1,491.27

L
317.17

248.01
t-

107.17

t--

308.17

167.00
107.00

7/24120107:57 PM

KA-2464

KA-2464

Case: 11-1924

KA-2465
A

Document: 94

Page: 66

KA-2465

05/16/2012

611061

321

KA-2465

S9URCES AND USES OF FUNDS BY PAYEE


--

AC 1000

_~~,553.02

_1,2~50

6504
6160
Various
~~ous

5053)
6093
6349
606L
6161

6O~~

6339
6060

616.?.
6504

=- 634Q1

6341
6342
_ 6343.i602L
6109,
_6oo~._

6029

~aliOUS
181

18

'Paypal_

-1

1,99~.~

Ip~oIl Processing

91'!P

5,..~!t6.85
3,636.00

.Peter Ross Exp

Soutees and Uns of funds.xts


BYP8Vee

KA-2465

1~166

7?~c33

-.195 .6Q.:. .

,Pi3veen Thiagarajan

:Pre Flight Ventures


.Princeton Insurance

55.85 .

.q-dleck _
.R..White ~tD.

600.00
100.00

IRadio Logic
'RCN

1,~~9.27

lR.ifoh Business Systems


.RCl!!lie Mets __
_

9,019.57
2,735.00
~05.50

Sandra R2.~enman

1,500jlO .

Sf:Qtt Albin
:Scott Albin PR

.J,ooO.Oll ~

.1 03,366.72

-f

37,3l?J.39
744.36

515.04
._.
.1,800.00

.!.Bernstein

.SlJr!nt

61J...62
548.34
..

2,000.00

t=

1.~8.531

134.22

1~0.00

223.47
237.27

...

TM9bi1 e

Thorn

~06.0L

l,76~.S3

.St/!te.. of New Jersey


:Stephen Fr:o.st

...

6,.Q~0.00

.-;-

l~.OOt

:Spilz & G!-enstei.r!-

jTe)(aco .

t..

295.00t

.... 1

:SMel

TAX,j:S P~opay _

+-

5Q.O.00
3,~21.42~

.Silicon G~phics_

Sunoco

6,8115.55

ISGI Dvelopers
;Slll~n City

:~Iomon

579.50

?O.OO L932.00

548.34 1St Louis University

___63~_. _ 1, 76~3
10Q.00
6092..:6016
364.17
6031
238&0
1399
~,419A2
67.:.08
._ 601h
6030
5712.48

671.15

PElter Ross OIS

jPeter R,oss PR_

_6,895~~5 !se~erT~d,nol09Y
. _... 295.00
110,366.72
3.7,367.39
.l,565,!7
1,950.00
2,OOOSlO

1~31-65_

5,213.82

, __ 19,~~24 ,_
lt~29.00 :
1,234.50
,-

9,404.13 :

iPennie !Edmonds

AC 1030
NIST LLC

Filed 08/23/10 Page 11 of 43

295.60
10,075___28
_5,606.85
3,636.09
7?6.33
579.50
50.00
932.00
55.85
600.00
100.00
1,599.27
9,019.57
2,735.00
505.50
2,oolglO
3,321.42

61~

;Qxford Heal~h Plans

1,429.00 :Pacific:d~_Storage

AC 1020!
C~ILL~

8735-65

299665

63~~.L

6170
631.L

NISiATPt

Case 1:08-cv-10223-NRB Document 32-9

-,"

Account
Number

6067

AC 1010

_CASI--'-~C;

522.22

29.73
4590.26

~-

@i.70 I

14.00

1.33l
34,419.42
-37351
450.00

7/24120107:57 PM

KA-2465

150.00

5017

KA-2465

Case: 11-1924

KA-2466
A

Document: 94

05/16/2012

Page: 67

KA-2466

611061

321

KA-2466

SOURCES AND USES OF FUNDS BY PAYEE


AC 1010

AC 1020

AC 1030

NISTATP

CASILLC

NIST LLC

2996~5

873~5

133H5

1331~6

375.00

375.00 .Todd J Bennan M.D~

1,387.52

_. 1,387.52--.Iransit Check

7012'

521.53 'TO 1331~5

521.53

6175

170.00

170.00

~USPS

2100

1,456.72 U. S. Treasury Expense

6163

1,000.00 ~Valley of the Mage Consulting_.

6032:

5,074.60 _Verizon

6035

1,536.69 .

81.62

6,643.25.
289.07

269.07 ,V<?icestream Wireless

4,600.00

210.00 .YC Cable

6092

469.80 .Yehoshua Zeevi

469.80

6,093

902.00 .lapin Endlich & Lombardo

902.00

210.00

6504

2,223.50 ,Charles La Salla

7004

53,547.17 .Prepay PAYROLL

2,223.50 .
53,547.17 :
0.01

0.01 .No Name Plug

6504

.15,443.54 ,gharles La Salla PR

6504

106,259.20 .DB Karron PR

15,443.54 .
7,036.12

69,693.65 .Elisha Gurfein PR

21,450.17

.11,450.17 :JamesCox PR

18,777.76

18,777.76 Matt Rothman PR

259.00

259,00 _Matt Rothman

J~OO
6504

106,259.20 "
62,657.53 .

Filed 08/23/10 Page 12 of 43

6504

eQ

39.86

170.04

6345:

6504

1,052.08 .

4,600.00 ,Webworqs

6504

~+-

2,445.97

6036

6018

1,195.92

1,000.00
556.0L

6,643.25 .Vision Shape

6034

260.80

807.71 Verizon Wireless ..

6344

Case 1:08-cv-10223-NRB Document 32-9

966
6377-

AC 1000
CASIINC

514.00 Matt Rothman

514.00

175.46~Matt Rothman

175.46

3,804.64 ..Matt Rothman

3,804.64
11,541.44 .,

11,541.44 .Nicholee Wynter

6504

._~ 4,229.88 t.~~ner M Reralta

6504

5,085.46 _Robert Benedict

5,085.46

6504

2,707.20 .Robert G. Wine

2,707.20

6504

606.90 SW. Bothwick

4,229.88 :

606.90

1,.8,87,832.72 rotaI Expenses

358,235.88 .

1,281,378.00

184,494.25 _ 63,724.59
I

(358,235.88) _ (1,281,378.00) _ (184,494.25). (63,724.59)

(1,887,832.72),Per General Ledger

SouR:es and Uses of Funds.xls

By Payeo

KA-2466

~'1

Pk'1fl..

~ ~

7/24120107:57 PM

KA-2466

60t7

~~
~
KA-2466

Case: 11-1924

KA-2467

Document: 94

Page: 68

05/16/2012

KA-2467

611061

321

KA-2467

SOURCES AND USES OF FUNDS BY GENERAL LEDGER ACCOUNT NUMBER

--i-

_Ac<: 0U1I
Number.

I
Gr"

OetaJlAceount/P

KA-2467

_ ~5J

8735-65,__

133J-I;5'_

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eName

1....I2L~~_~_3_~~~s~1L~~ ~e.r _~ Ledger


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3~.8.,.7L',m,m"-

O,oL.

0.00

Filed 08/23/10 Page 13 of 43

_AC~ __.._._

c.o!!JlM~~

Case 1:08-cv-10223-NRB Document 32-9

~~:~;~-~~~~~:~C~:~~---~~:-

1.ao,161,&~ 1 _ ... ~_:S..lr!~:~1. I

_Q.oo J

KA-2467

__OJ~~_~ __

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KA-2467

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KA-2468
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.(etedill

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r.III

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.III
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180.
1802:
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1904
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m,l12.11 .
',317.01.

1081'(2000 Renl 1~'


;OBK~1 Dr..!'" 1902
10BK 2002 Rent 1903
iOBK2002Re'!l904
5~,0Q0.OO ,DBK2002 Draw 1.805
'4,'1.O.l1.00 IOBK 200.2 Rent 1808
33,182.50 .DBK 2003
1,317.05 .Ch!~ $8SF

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.Ii

,Book.

JJ.'

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~
~
~

--=r

2~,61..40 .Internal RevtrlJe SeMoe

lS03 .NY~eT ~

1ou-....., ...... I11~ .........

24,ooo,!lO .
78.100.00 :
20..Q9Q..99 ;

2,OQO.OO !
33.000.00 .
14.0l19)0 :

8J3~S_.

AC .030
NISTUC
133.-ee

Re_
Relmb<nod
EJopeI'MI

3.804.64 .

219,712.10 .

2200

61,UO.u ,

.)NJt INewJ~rwy~ofTu.1ion
438.00 ;Notth C.rolNl QepI:. at Reverot

BOOl j
6003
6004
6005
6006

""01.00 .

61,lt~.O.304

,Ame.

_.

1,200.00 .J....,e~
5,000.00 \... Feldman CPA
IS.21~.OO \JOII.nti9!.sCPA
2Sm.00 .Ken~
2,000.00 .SjllIZ&Gr.......
~,-al~.59

;HertzCorpc>r8tion
~3e.42 :Exxon_
4lUOG\MOI

1,081.35 I

2,40t.64 \

6019

4'7.111 I

6021
6022
6024
6025
6026
6027
6027
6028
6021'

275.05 JRaimb'''''!lJ~
67.95 .ReI~ TeJepIlono
'.565.47,Skylel
.'01.37 .....

,It-. A-~ Z ~

1,195.92 ,

2.568.06 ,

1.300.00

I
I

1,200.00 .
3.~.!JO

__

1~~~~

22,370.00 .

2,920.00 .
2,000.00 .

295.57

1,6M.3.L.
~.95 _ _
".28
29.73_

369.75
1520
37.35

212.10
65.72

627.57
Je2,32

63:.91

55.!!L.l00.go

485.50

.60000 I

22m... __

'26.70

36.5c_Ol~_

463,40

14.00
482.70

23t.804
~,O!

13.00

-- ---l-.

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2,635.04 .C_
~1.53 lOT
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--.

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. O.cn ;No Nllme ~

27.360.56 .

t!4,Qjl :.
3,861.43 .
438.00 ~

406.68

60'.
60U

151 .1..3~~_

~~

.!~JlO ;NYC Dep'_om_1ion


364.17 :Soooco
___
482.70 :ToII
I

IS.456.79 .

',25O!L

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540.50 .NYC ~~.

',313.17 ,

6.1107.

38.62M9.

-67.01 :Te~_ _ _

20,~~._

1.317.0S .
2,880.00 .
1,3OQ,82 .
1503

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1,456.72 ,U.~. I!..~~
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.--;.
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2140

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.--+-

24.000.00
78,1.00.00
2JM1QQ.00
6.530.36

2100
2100

60'2
6013
6013
6014
601S
601S
6018
6017

321

Filed 08/23/10 Page 14 of 43

AC 1020.
CASIUC
133.-eS

AC '010
NIST A!".

75O~

~1~.64 !MaU ~~~fTla_n

.Il

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2100
2100
2122
2130

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05/16/2012

Case 1:08-cv-10223-NRB Document 32-9

Debit

Page: 69

KA-2468

SOURCES AND USES OF FU~PS BY GENERAL LEDGER ACCOUNT_NUMBER

Document: 94

4f7.60..j.
1351.61

8760
180.81

1a7,~ __

'.6~,OJ
l;8~50_.

43.26

551.82
133.03

'6'.61
I

574.61.1
1,5119.27,

275.05
87.115
515.04

744.36
621.62" .

306.07
158.53

134.22

,,

KA-2468

~
~
KA-2468

Case: 11-1924

KA-2469

Document: 94

Page: 70

05/16/2012

KA-2469

611061

321

KA-2469

SOURCES AND USES OF FUNDS BY GENERAL LEDGER ACCOUNT NUMBER


General t
Ledge'
~,
Number!

6030.
6031
6032 t
00,",
.6935 ;
6036,
I

-~-

.Co~ll'!r_l~ftltic.

:CanIe,e_S-1--,
j

~~~:_- C~:?~I

GrOl.l)inal:

J~ ~~~1:: ~!r1t ~~~~~.

Det8iliAccount I Payee Name

5,712.4. ~_

_ _ _ _238.60
5174.60

522.22 I
.

;T~obl!.-

.. ---

iVe~ __

21,ll1UL

~Ootl

795.91 C~bia ~~e

.!l~~'OO /iglia & Sons .

50.00 . Pf~ .F!ltl

,Employe~~.@L_

3,'04.35 .Aris~
3)51.03

<;omer Orua St~-,

682." loym
888.504 HoriZon

.~J5~.02

----

6090

531.34 ,One StOP~." Mact;ne

6092l

200.00 !~nlh'~~les
212..2~ ~.~ JOYttnOy _ _
$4.37 HarMh9!rT.

I
;

00i2
6092.

6092

:~.nc~:f~_

6092 1

. ::

1,1~~ __

!Milcelaneous

1 --

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lOffic:e

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KA-2469

0120 1
6122
6130
6'30

-'-477.92:

~ __!,8.!6!l61
~r _~717:

--r=:_

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.

375.00
18.3042.2" :

5,213.82 .

10717

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20.28 iNI~LA.!P
.
25,023.17 :NG ~_ Ellpense
60,75- !Qf!'igeJ~_~irL~
159.57 :conee ~

612.46

163.3.Q T

~~-

90200

1,000.00

'67.00

5,00ii;09~
3g.!9

.-~
93290 ,

1----

IFredtric!~

--

84.1L-_
100.0!L

1,9S0.00 ;~~.!!!9!1_&_Et~~!~

200.00
~~~.25

-t

3,104.35

161.54
2.82&.60

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e,QOO.oo

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3,52.60 +~L~ ae,p:


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932.00 :P~.!.qo. ~I~e
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6102
6103
6106
6109

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"0.80 YeIlos!Iuo 2"\1[_


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60i3

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,OdOfdHe'-'PIans
f

t,3S827 .

Filed 08/23/10 Page 15 of 43

_.t~~_~

$45.15

380.00

3,026.60 .Ada~..!flesser ~.9..


600.00 .~. White M.Q"
315.00 T~ J Berman M.D.

------I-~-

97.02

970.00

v_

~.!;J5.00 .R~saIie M~_

.1.62

900.00 ,

5O.00.~~_~

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150.00 ,

2,040.00 :
_ 5400.00 .

10.00 Oom~!!~a~

6053
6053

170.04

~~:
,1-,995.00 ~_
,6.167.69 ' _

780.00 ~Aigle~l!'~~ Assoe


.900.00 IIITAC
380.00 j9.onference ~e~ed
970.00 IMMVR

0050!
6050:
60S0 1

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2,U7 .
2St.O!

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_.5,400.00 .~ettl. Electric

.1'302.02

70.00

.Rtpln

.J------.-- 1,536.69 ,

260.07 iYokntrum 1Nir~


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_4.600.00 Iw~~!~_

6043
6044
6046
6047

OomainName

IHonora~~

2996--65,

~~_JQ!~

Case 1:08-cv-10223-NRB Document 32-9

j
,eC,edill

0,"04.13

67t.1~

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KA-2469

KA-2469

Case: 11-1924

KA-2470

Document: 94

Page: 71

KA-2470

05/16/2012

611061

321

KA-2470

SOURCES AND USES OF FUNDS BY GENERAL LEDGER ACCOUNT NUMBER


u~

q'-.rl!'ral-

iOulal<!Ls....e.,-+

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.. j;J55._,

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6161l
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6163

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6t70;

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p. f ....!'C!,

...J117'

lIiil

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6192

2.000.00 .

.. ~315!

295.10

6331
.~~3;

__

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1,00099_.

~~O.80

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205.60

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.. ?,019...,

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21850:~

815.83

3!,367.3?j~qgl~

6356

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1.55009
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Filed 08/23/10 Page 16 of 43

KA-2470

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L.~dllo<.

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431.10
1.720.50,
3,116.81
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(4,Q31.94)
(4,321.Q!l,
(2L5O)
(726..~

579.50

(J~,23U8).

.(2~JlO

25900

0.00 .StL_UriYefoI1y

1,u7,132,72 .T!'!OI E_ _, Byllonl<AIC

100.00

. " ....00.

(1,u7,8SZ.72t. P.,00n0r0'Ledgot

45,000.00 .

21,100.00 ,
60,000.00 .

1,614.00 :C::~l!I.H3H;5
0.00 .!!>!!' 7000 Series
000 .~~RattJman
O.OO~.RCJCt:ln)!I~n _
0.00 iNatt Rothman
0.00 ~Dr.N~~~f!LdouH
0.00 ,Joan Hayes ~PA_
o.OO~e~~
0.00 IBOB BENEOICT
0.00 .E--<.9wfeln ye!l~ __

0.110

1,330.3~

10,373.55 .

0.00 ,Po1!!.R._~

0.00

ReimtM.ned

?2~09

0.00 ~~.ve~ Thillga~ajlm


0.00 :SIWI(h Roseomltn

Vorious

;Various

1331~5

1,387.52 .

0.00 I~' G.!!f.~ Vendor


0.00 _#",U COX
__

V.rious

,V.nou.-

173~~

Ro_

AC 1030
NISTUC
1331-66

I~UO

w:"!O_

10'-.00 .

AC 1020
CASIUC

t)1.40 ;Trah
22.00 .Tranllt Check
',387 .5~ .Ir~ Check

4,221.11 ,~M R..."""


5,015.46 jR_ _"'.
ztl,uU7.

AC 1010_
NISTATP

OttM.AccotI1I J PaYee Name

1',51UI.~~_

.~~

.Various

AC 1000
CASIINC
:m6-65

105,25'.20 .DB KarrOt:l ~fL-_


l51,Ul.tlS .EIIha Gta1etn PR
21,4$0,17 ;James COli ~-'~. _
18,777.75 .~.n Rothm.'!!l PR

.Vanou.

Total,
CoUnnOto
C......,K

5,606.15 i!'eterR_.-"_R_ _
3,321.42.Sc<!!l.AtllnPR.
16,336.61_ Ctwt!! La Sah

.U,512.'1 .

III

:
:
:
:

1~7HO

6371,

70'S
7012
7014
7016
7020

eM....... '

6371

7002
7002
7002
7010:
7004
7006
7001

.iii
,ill

~'

611061

Filed 08/23/10 Page 17 of 43

=
=
illl
=
illl
=
:=
=
=

lJUlg.
CGlJmnE

mil
6317;
6377

851M;
6504
1504
6504
8504
6504
6504
6504
1504
6504
6504
6504

illl

=
=
=,

05/16/2012

SOU.RCES AN.D USES OF FUNDS BY GENERAL LEDGER ACCOUNT NUMBER


Debil

Page: 72

KA-2471

Case 1:08-cv-10223-NRB Document 32-9

~.I.
...

Document: 94

(571.50)
(505.50)
(541.34]

63.72......

0.0':l

(63,124.11) .

0'"

....

KA-2471

Case: 11-1924

KA-2472

Document: 94

Page: 73

KA-2472

05/16/2012

611061

321

KA-2472
Q

St Louis

Person

6011
6013
6015
6017
6027
6027
6050
6061
6065
6064
6066
6130
6175
6177
6178
6349
6370
6371
6372
6373
6374
6375
6376
6377

Auto Rental

:Gas

:PI!-!I5ing
Tolls

:~E!~bursed Telephone
.Reimbursed Telephone
Conference
'Arista
:Hoiizon

:Qr:n..

Reimbursed Medical
'Office
'Fedex
:Reim Expenses
;R~p.airs

.Stationery
Travel
Airfare
Hotel
Meals
Mise Travel
'Taxi
Train
'Transit Check

627.57
392.32 I
485.50
482.70
275.05
67.95
380.00
3,104.35
888.54 .
682.46 :
2,826.60
60.75
59.00
96.15
46.95
4.75
431.40
1.720.50
3,416.81
1,206.97
18.00
638.00
131.40
22.00

(4,381.34)

(26.75)

~3.12 ;
71.02
76.00
28.20

(579.50)

(630.18)

(96.15).

279.50
176.00
44.00

(398.60) (8,352.94)

.-

(28.50). (505.50),

(548.34)
64.45
16.50

25.00
3.50

..

80.00

25.30
208.50
407.00
275.05
67.95
300.00
3.104.35
888.54

(948.46) . (1.569.46) :

682.46

2,826.6660.75
59.00
96.15
46.95
4.75 I
398.60
823.50
2.126.50
.. 653.00

144.00
203.63
97.85

40.00

77.00

32.80
653.00
613.46
158.85
18.60
40.00

44.00
218.00
4110 .

22.00

127.40

4.381.34

26.75

579.50

630.18

96.15

398.60

Proof

0.00

0.00

0.00

0.00

0.00

0.00

0.00

8.352.9"!._
0.00

948.46

1.569.46

28.50

505.50

548.34

0.00

0.00

0.00

0.00

0.00

Sources and Uses of Funds.xls


Reimb Exp

KA-2472

7/25/20103:57 PM

KA-2472

KA-2472

Filed 08/23/10 Page 18 of 43

18.065.72

100.00
160.21
188.18
19,00

244.00

..

Total

313.01
65.09

Case 1:08-cv-10223-NRB Document 32-9

:Amount of Exp By Persor: (18.065.72):

Case:
Case 11-1924
1:08-cv-10223-NRB
Document:Document
94 Page:
32-9
74

KA-2473

KA-2473

Filed
05/16/2012
08/23/10 Page
611061
19 of 321
43

KA-2473

TRACING CASH
Protit &

Balance

Loss

Sheet

Col A to F

Column A

The name and account number from Quickbooks

Column G

Column B

The total amount per Quickbooks from all classes and segregation

Column I
Column J

Column C

The amount of cash spent from all 4 checking accounts

Column K

Column 0

American Express transactions that are mainly in the 5000 series of account numbers

Column L

Column E

AlE stands for adjusting journal entries.

This includes cash receipts and cash disbursements.

This is CASH ONLY.

Depreciation is a non cash entry.

Stock Subscription was a change of entity from a C Corporation to an LLC.


Peter Ross was an outside consultant that was changed to an employee.

Column M

Column F

Column N

Column G

Accounts Payable is the December 31.3003 monies owed to vendors.

Co-Funding by DB Karron
There is OOP, Out of Pocket cash that covers incidentals such as taxis. repairs.
There are expenses paid by Mastercard.
There is In-Kind Co-Funding by using equipment that was already owned.

Column 0

Column H

DB Karron paid legal. accounting, and reimbursed medical for the entities
Professionals such as Jill Feldman CPA, Mel Spitz CPA, Jerome Schwartz Esq.,
Schialabba (pension and benefit consultant)

Column P

Column I

The expense analysis of the out of pocket (OOP). This is a summation of th AlE
that were made at the ends of corporate tax years.

Column Q

Column J

The amount of Gross Payroll less the net payroll checks plus the payroll taxe expense.

Column R

Column K

The business expenses that were paid using Mastercard ~nding a/c number is"1972

Column S

Column L

The total across of columns of opening numbers plu.s transactions.

Column T

Column M

The difference between Column B per Quickbooks and the calculated total
from Column L.
Differences that are too,small to investigate. Peter Ross PR item is an open item.

N.B.

These transactions comprise a full and complete set of accounting records.

1 Page

Tracing Cash

3 Pages
8 Pages
1 Page

Balance Sheet Excel


Profit & Loss

Tracing Cash 2003 .xls


Description of Tracing Cash

KA-2473

Finacial Statement FYE 9/30/02


Finacial Statement FPE 12/31/03
Cash Flow statements 9/30/02 & 12/31/03

Opening Balance Sheet 9/30/01

7/25/20103:16 PM

KA-2473

Wsc.9~

lot!

KA-2473

............
KA-2474
1e:eo ....

.mu..

A 8

DIE

Case: 11-1924

Document: 94

Page:
75
CASI ENTITIES

KA-2474

05/16/2012

611061

321

Balance Sheet

AI of December 31, 2003

~
~

I
Sum

08K

~
~

j'

Openin.
Balance
DteJ1.0J

9/30/01 1

Sources&.

Sources&

Uses of funds

Uses of funds

CR&CO

R.",

I
Amex

CR&CONet

. (OfUndinsl

AIEl

AlP

In Kind

KA-2474
Auon

OSK
AC 2911
AC 4912

Columns J to R

OSK
AC 2913'

Payroll

Milstfrl:ard

Plus Col H

Difference

Case 1:08-cv-10223-NRB Document 32-9

~ .u~ET'

~AIMt

.c.-.--

..!.
~

1010 . CMIINC 2tM.aJ

.,.!2

to!!
toll

3S6,891.78

~.O1

tt~ ~T

ATP

1,344.09

'7~,"

13SS.2JS.881

..

-(1,344.10)

1,281,377.99

~.O1

(1,281.318.00)

-3,932.60

(184.494.2SI

38.32

163,724.59)

(0.01)

0.00

(0.01)

10.00),

(0.01),

tli
~

tt~c~u.c.t3~"1

rE-

f.!!

t.~ U:C NSf t"~

38.JZ

n.n

.T"'C~

~ -_

3.57

190.123.48)

(3,890.73)

1.882,S94.33

'zoo ..cc:owft~ . . .

...

TCUlC~~

.!i

F1le:e'AuM.:

'ouloa.C~"""'"

37

0.00

111.41

0.00

111.41
(33,247,381

33,241.38

11,112.041

111..'
.,., >2

, .... AccunUiltecl PlpnCIMI."

4t,0I7M

7U"M

T. . . . . . F~&FUIwH

(34,410.00)
73.5l!7.00

(56,087.001
73,507.00

(21,677.00)

0.00
0.00

17.0&2000

,
Tot.IFI..odAa....

.J!!.

OChefAl....

17,.2000

1SO.00

.~L~~E1:-.

29S.S3

1SO.00

17S0.001

415.53

.E

SI

111.41

WIt ~ I Adw.... OW""

2i

~
~

0.00

~'F"""&'I~

~
~

3,427.00

Filed 08/23/10 Page 20 of 43

\)J

U"'aa~

'.0700

3,427.00

34,419.42

dt-

3,427.00

JS,238.39)

......

r-!.!.
,Eo

0.00

(1,881.832.72)

'~AceftsAlaiv

Ji

3.57

AcCCUI.ReceIltlIt

12!

.!!.

0.00 '

9O,127.0S
1 . ......e-d ..n

.ll.
2i

.l!

10.001

63,762.91

,1!.

l!.

(3,9JZ.60)

13,932.601

fl!l

.E.

180.S61.6S

3,804.64

..

13,684.64)

3,804.64

.1... ltoa~_bcltv.llbll

,.... 'lodl~Rec.tY. .
17DOR.... 1:w1ty

80,000.00
4.000.00

0.00
4'000. 00

'''1 DBK

D8l(

*' Rent

'114'18(_1

Tradnc CAsh 2003 .ls


Balance Sht!et

8,765.81

KA-2474

6530.38

1,000.00

SO,OOO.OO ,
4,000.00

120,000,001

DIIK 2010 ....

1IOZ08K2tltom,

0,00

1,045.53
(750.00)

120,00

1lJ!l.000.00

1101 Qwfrarnf*(
1'"

I 1240 00.00) I

2',000.00 .

24,000.00

76.100,00

76,100.00

fi.ooo.oo)

20.000.00

20.000.00

(20.000.001

6,S30.38

6.S30.38

KA-2474
7/25/201012:35 PM

(67,334.19)

0.00
8,765.81
0.00
6530.38

0.00

0.00

0.00
0.00
0.00
0.00

KA-2474

..

, ,

........
KA-2475
M:OO"'"
'71t7/"

01

Blc

Case: 11-1924

Document: 94

Page:
76
CASI ENTITIES

KA-2475

05/16/2012

611061

321

KA-2475

Balance Sheet

M of December 3t, 2003

.2.

Sum

DBK

.,!.

O,,!nillJ.
Balance

2.
..!.

9/30/01

DtcSt,o:J

SoulCfl&
Use~

of Fund~

CR&CD

Sourc:e~&

Rent

DBK

Uses of Funds

Co Fundin

AC 2911

DBK

In Kind

AC 4912

AC 2913

Arne.

CR & co Net

AlE

AlP

Aaoss
CoIumnsJ toR

Payroll

Masterc.ard

Plus Col H

Difference

.E
1!

1101 OM 2102 Dr. .

tt07Dt

~
~
57

I""-

~
~

l.IURJTES & EQUTY

\}J

.-Pot-

not 'AccCN'Cl

'q...

~c~~
IO~CN..

23.68

..

I (24,000.00).
(13,678.56)

'1

0.00
0.00
0.00

Sum S 10

......,...

48,868.09

136,547.84

-0.00

.......7.02

(136,547.841

(136,547.84)

0.00

131,547 &4_

ZMOc...e-d

~
~

:201!' Rourdng
2010 Chl-se SBSF 0thH

~t:~ztlD'C:hUe58S!

3.00
5.03.
1.97
10_00~

(3.00) .
(5.03)
(1,310.27)
(1,318.30).

Debit
1,317.05

1,317.05

3.00

1.75

(11.75)

J~"~"~

,ll.
,ll

. Zll1FUI~.J'"

(4,034.201

(288.91) .

1,172.64

,.ll

(1,17264)

PeterR~1.

.!!.

288.91

0.00

783,06.
654.03
177.59

0.00
0.00

229,782.60

(225,748.40)

225,748.40

(~91)

(0.00)

(783.06).
(654.03)
(1?7.59)

0.00

.!!..

2!.

Jt2t . . . YortlUte~

2'~ ..... ~-CltJMhhofdIng

z,z, NY lUI Pay__

.!!.

'oUI Z1. ,.,.... Uabl....

~
.!!.

:~'~E""

"*

r.

f.!!!

roWcWTWlt~

~
~
~
~

~'tml~

(177.59)

0.00
0.00

1.55510

(70.57) ~

61.140.34 .

3~8.4O "

(3l8. 41.
61,140.34 : (60,6B7.69!.

358.40 .

(0.00)1

,.

(1.388,87)

'Jl.U,.D!..

~:Pa1~IOcec:

.~1''''tAI'''''''.D8K
lIOI FROM a.; TO 10''''

Ittl FROM 1* TON:

~
~

Itll . FJIOM D8K TO LLC

96

1654.03)

1?3.68)

-358.40'
JoIIIOhtewr..lll~

(783.061,

,...,5O

I-""'-

33,IB2.50

0.00

'!."

.!?

33,IB2.50

53,000,00
0.00
9,206.18
(13,678.56!.

114,000.(0)

n12' fROM D8K TOHltT ATP

1111" FROM WK "'" 00f' . OUT OF- P'OCKE

KA-2475

fracin. Qlsh 2003 .Jds


Baldnce Sheet

89,531.00
0.00
58,500.00
15,552,00
0.00
1559.51

(89,531.00)
0.00
(8,000.00).
0.00
0.00
1156.871'

(50.500.00)

(50.500.00)
(15,552.00)

3.799.82

KA-2475
7/25/201012035 PM

(5.202.461

(89,531.00).
0.00
(58,500.00)
(15,552.00).
0.00 I
11559.511

0.00
0.00
0.00
0.00
0.00
0.00

KA-2475 , . ,

Filed 08/23/10 Page 21 of 43

c..

14,000.00

~.,~

II

53,000.00

14,000.00

.-.

.'OCoIilAccOU1l:s'......

9,20.6.18.,
-13,678.56
63,823.81

53,000.00

1".238.34

..!i
~

ToW OIIW AaNls

,E

,tIOI. Hayfl Errors


ToW'.' Due Irlft\ tl8K

TQTALASSnS

53,000.00

'101 DeM:ZI02R....

Case 1:08-cv-10223-NRB Document 32-9

..l.

KA-2476

to:OeAM
OTltUto
AccnMt ......

AI BI C 0

Case: 11-1924

Document: 94

Page:
77
CASIENTITIES

05/16/2012

KA-2476

611061

321

KA-2476

Balance Sheet

As of Decembe!r

3t. 2003

Sum

OBK

Opening
Balance
Dec

~t,OJ

9130/01

Sources.

Rent

OBK

Uses of Funds I Uses of funds

Co Fundins

AC 2911

Sources&

CR&Co

CR&CON.,

Amex

AlE'

AlP

In Kind!

AC 4912

Aeron.

CoIumnsJ toR

OBK
AC 2913!

Payroll I

Ma,tercard .

Difference

Plus Col H

.:n~.

,
1

Me Im-Vt .ft2I"TZ

(3,00).

19,117.99

TotM ztOI P.Y.... 10 DeK

_{

.~f. . ~

4O,lB1.4O .

.Person..'

ItM Me 12N-21t....ZIt.T2

Case 1:08-cv-10223-NRB Document 32-9

I '

(5,207.01)

(90,111.491

(19,117,99)

0.00

''''''''''. (102,894,88),

;T"'LongT~~ieI

1&4.2'050

-t02....81,

........
.I0IO ~ ...... E..,..InW'

.t

ConwnonSiodi

." . ~EatnMp

!)~.

'''ntn c~

:3101 ' c.ptaI. JOlt! BImIte'n


,U03l'CtPI.II.~C..

.J*l7, c.pIIII.~GotcIbwg

."".c.,.... E.... OUt*I


.SJto'CIipbI_.Abe~on

,33tt'C~:~klrron

l"U'CIPItI'~""

:u.C............. RClCtINn
SUI .

c...-... D.8_lWron

(B~079.oo)

0.00

0.00

(.!..O~.OO):

1,000.00

0.00

0.00

(31,780.62)

-104,432.26. (31,780.62)1
1,117.28
10,000.00 ;
0.00
10,000.00
0.00
10,000.00
0.00
30,000.00 .
0.00
10,000.00 .
0.00
10,000.00 .
0.00
10,000.00 .
0.00 .
10,OOO.00~
-86,079.00 .
0.00

.... c.,...

13.121.00.

110,000.00)
(10,000:001
(10,000.00)
130,000.00)
11~.000:00)

(10,000.001
11~.000.00)

86.079.00

0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00 .
0.00

0.00
55,415.66

1&1,1'7.12

(48,868.091

0.00

,,66,545.15
(lOZ,7~lJI !lsul r r (

&t7,D1UO

fIO.U11:

()II,nut).

tet,tTUI)

(d,IM.tt)

(201,749,10) ;

1,221.131

,!!;.
~

H58

H121

~
~
~

....oo'........ trnP&L

.~I~I~&LT....,.

48,868.09 :Proof
(48,868.09) :
0.00 Diff~rence

136,5.7.84. 43,178.07 . 15.552.00:

(497.082.30): 60,687.69.
0.00

0.00

0.00

0.00

0.00

0.00

5,20H6

348,.53.18

.9.92!.2

0.00

2,513.36

(0~67)

201,640.85
(108.25) . Down
Across

Somethl"l

AlC 2913'

3.799.82

Ale 2914

36,02U1

'i

Debits

39,821.93

Cr.dih

(0.178.071:

Oiffeffnce

133

KA-2476
7/25/201011:35 PM

(3.356.14)

120.00
_ _ _.....:(~I1;;;..;.;7S;.:.,)

_2,512.69 ,Acro"
(2,620.94) :olHer.nce

108.25,
Endlns

KA-2476

P~t~r Ross ,Chase S8~F

Tracing Cash 2003"Is


Balance Sheet

with L&E

PerP&lO

8a1~ce$in

PR lues &
PR Uabare Ok

KA-2476''''

Filed 08/23/10 Page 22 of 43

E! TO~Al. L.&AMJmS & ,EQUTY

(10,000.001

1,117.28

5~,415.66

157,055.51

_,54525

.TOWE.,

~,1U."

1,117.28
(10,000.00)
(10,000.00)
(10,000.00)
(30,000.00)
(10,000.00)
(10,000.00)
(10,000.00) ~
(10,000.00)
86,079.00

cioo:

,T.... '*.~

... ..,....

87,079.00 .

Case: 11-1924

.............
KA-2477
.J::nAM
01117/10

Source &Use I CAe 322 to


of Funds
CACM3
CR&CD
Amex

Oct '01 o.c 03

--

KA-2477

060~ 3 Co-fundInQ via OUI of Poc~~

4014 Co-fWldlng VII M....,Qrd

~.!! ........ _c~ .

rE.

41n DBK fof NtST ATP

':ROM OBI( TO NC

,!i 4712

10~.

FROM DBK 10 Nt 1010

..

1
AlE

Rent

AlP

DBKCheck.

DBK

CO Funding

AC 2911

OOP

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AC 4912

AC 2913

t-_

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... CAC 351.
Pavroll Mastercard

Total
Column C
to Column K

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CoIL
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(-

HIlT ATP Income

"'r"

~-

tEo ~!'_
tE It!~ ':ROM~toNC'o)O

-'d

321

DBK

.2- 4O~O Rellntlu'M ~lp 1nc0fM


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611061

Case 1:08-cv-10223-NRB Document 32-9

.1-

05/16/2012

October 2001 through December 2003

..L
.2..
2.
4

Page:
78
CASI ENTITIES

KA-2477
Profit & Loss

Document: 94

,E.
,!!.
1001' AE.JIM '....,CPA
~ ~ -

L-

(3,799.B2) .

~1

(3~~22.11)

315.02211

--,,

30.000.00
1.3.t5.50[1-00

UQ:HIO
11....00

3.000,00 1

(!.34S,Soo.00) i
(1.100.00)
(76,494.00)
(3.000.00) ,

(~O"DOO.OOI

0.00

.(36.022.111

0.00
0.00

(1.345.500.001'
--1
(1,100.001
(76.494.00); _
13,OOO.00) I

(27,610.0~L

(27,610.00)

0.00
0.00
0.00

.oo :

0.00

{!,~24.26~O)

1-

j
-j

1,000.00

1,OOO.go

0.00

(13B.371
J3.799.B21
(~,OOO.OOI

27.810.00

1 ,~24.264.30

(738.37)

138.37

3,799.82

1-

1.000.00

1-,-000.00

0.00

2,407.48

0.00

346.59

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533.51

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95.00
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835.52

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5141- AE.cFDT.ElKtrorics

1,37016

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lracin, ush 2003 .ls

KA-2477

Profit and loss

Filed 08/23/10 Page 23 of 43

22- ~AE.c~~Plfklng
~

1."G4.98

635.46
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2.015.73

1240

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0.00
0.00
0.00
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t-

28563

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KA-2477
7/25/201012:35 PM

KA-2477

P,..tof'

Case: 11-1924

KA-2478
2:11 AM
OTI17HO
AcenMl".I.

Document: 94

Source &Use CAC 322 to


of Funds
CAC 343
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0.00

2,961.41

0.00

4,933.01

0.00

30n

1.16101

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57621

4,93~,O1

4,933.01

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5,06~.72

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-j
-

1,366001

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MasterC<ilrd

Total
COlumnCj
to Column K

t~2524

413.24

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.
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1-

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CAC 351'

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Filed 08/23/10 Page 24 of 43

~
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2,961.41

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21,25~.931

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-0

OCt '01 Dec 13

~
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321

..~BKI

.22-

~
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611061

Qetober 2001 through December 2003

rE

05/16/2012

Profit & Loss

rl-

Page:
79
CASIENnnES

KA-2478

I.

413.24 j

0.00 .

5,06.9.72...(.

0.00

7,953.15

0.00

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1$19

--,

_....-I

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600

4.42626

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21120

8261

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1,10804

7953.15

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I.

1
I

47,1iI3

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t-

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7.9~3.1S

KA-2478
7/25/201012,35 PM

KA-2478

Pea-2Of.

Case: 11-1924

KA-2479
Z:1t AM

Document: 94

aU17t1a
AUruaI ....I.

Page:
80
CASI ENTITIES

05/16/2012

KA-2479

611061

321

KA-2479

Profit & Loss

october 2001 through December 2003

...!...
2...
2...

OBK

Source &Use CAC 322 to


of Funds
CAC343
CR&CD
Amex

Ocl ~1 . OK as

Rent
~.

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CAC 344 to
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- I
~~

AC 4912

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Payroll

Ma~tercard

Total
Column C
to Column K

Difference

Coil
Less Col B

Case 1:08-cv-10223-NRB Document 32-9

r2!

~
~

f-'!!

20.44

51IOAE.fJ.~1

1Ii."

AE.mt

INS .

u~.

50.18

52tJ'AE-8~

t~

31.81

-+-

52UA.E.T~

127.00

765.45:

~
5271 AEoUSPS
~
~

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f --

~=

15&.00;

250.00

51490

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Tradnl Cash 2003.llls


Profit and Loss

500.00

'.95

73.86

ISiI unm. Motton 'GClh


~ 1111

137

0.00

t.583.44

Ut"AE~Oft

.
lUI AE.zJHY,USA

46.16

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133 52" . AE-Ioftw. . . 0tIw

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n ...

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AEoWtM.Rn.Corn

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46.16

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Filed 08/23/10 Page 25 of 43

76?:45

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=1
....

5.986.56

0.00

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KA-2479
7/25/201012:3S PM

KA-2479

P.3of.

KA-2480
1:1'''.
OTttl110

Case: 11-1924

Document: 94

Page:
81
CASI ENTITIES

05/16/2012

KA-2480

611061

321

KA-2480

Profit & Loss

Ac:CNIIIB.s11

October 2001 through December 2003

Source &use: CAC:~22 to


of Funds
CAC 343
I
CR&CD
Amex

Oct'01Dltc03

G
08KI
Rent

DBK Checks

Co Fundint

AlE

AlP

-....

AC 2911-l..

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AC 4912'

-t

OaK

OOP
AC 2913

CAC 344 to
CAC351

Payroll

Mastercard

Total

Difference

Co~mnC,

Coil

to Column K

less Col 8

Case 1:08-cv-10223-NRB Document 32-9

_1

349.55 ..

349.55

. -r240130

387.2!'+
AE~cans

'lEl.95

-j

'4.DO

0.00

387.25

0.00

J 1-

387.25

349.55

.--1

t200Cr

386.89:

-L

t-

---;

1.678.56

.....

_~,285.031

3.285.03

2,285.03

0.00

61,950.10

0.00

Joseph Cemwllll

.J:...

J-

1.745.10

2.~.10.

15.21500

'KMJacUon

soo.ool

5,5CXUIO

25.*.00+- _

(-

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13,CO:l.lXI

61,950.10

48,705.00

8.000.00

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..

2.898.76

83,81

~-

2,4304.37
.... 17
1.468.05

576.35
1,362.23: -

6,3~~17

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1

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576.35
467.60

310.27

2.... 02

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53713.

_,.!,764.31

79.17

Filed 08/23/10 Page 26 of 43

29.00

1.00192

75.00

1.00

i-

8,764.31

0.00 ;

576.35

0.00

1,3~?23

0.00

_.-+
1

23860!
5.34729

272.69

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P, afit ~nd loss

KA-2480

KA-2480
7/25/20101B5 PM

KA-2480

P. . . 4ofl

Case: 11-1924

"".........
KA-2481
2:a, All

Document: 94

01lUMO

Page:
82
CASI ENTITIES

05/16/2012

KA-2481

611061

321

KA-2481

Profit & Loss

()c1c)Mr 2001 through December 2003

-I

Source &Use CAe 32210


of Funds
CR&CD.

~"D'DKI.)

CAC343
Ame.

Rent '
Co Funding

AlE

OBK

AlP

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AC 2911

In tCind

CAC 34410
CAC 351

OBK!
OOP

AC 49121

Payroll

AC 2913

Total

Mastercard

Difference

Column C

CoIL

to Column K

......COI B

Case 1:08-cv-10223-NRB Document 32-9

I
72$.97

.-

4.l!JO)oo

25,654.71 :

l-

.905.001

, HoInIfronl Hardware

8,736.30
170.271

--

CoM.......

.......

lr)

-I

6i1.19

18,302.02 .

4,310.60
21,677.00
70.001
452.46

3,040.00. .

0.00

_.
5B9.96

436.89

-t

20,164.33'

_25,654.71

l
-I

2,040.00:
5.40000

1-

I
1,822.7&

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25,Q42.01

t
~

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1-

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70.27

100.00 .

I-

29.00

25.00

20,164.33 .
250.00 :

925.60 ;

95.00

21,677.00

70.00 .
100,00

352.46

4,310.60 I_
21, 677.00 ..
70,00
452.46

0.00
_0.00

0.00
0.00

j.

0.00

I3,104.35

C~~

c;l

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2.730.001
2,4S7.11

39.62

5,7S476

20.00

3.~.221

......

.-..-

oQ

4,S~.00 I

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82.018.00
27.1$3,215

41,197,09

477.84

426.34

300.79;
1,136.42
~,37~17

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.... 00

214 101,,,,,,,,, & Edmondl

216 101,

&daY_ MdAftodnN

219

120M"~

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~ KA-2481
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225

.,13

AIJom

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-J

i-

-t

-1

498.65
0.00
2,092.73

20.28
0.00
220.32

-I

3,000.00

498.55

I
1.872.41

1
[-

60,000.00

KA-2481
7/25/201012:35 PM

0.00

(8.75) l0.00

1-

43,349.88
478.27

I-

0.00

t.....

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I 20,000.00

<0000

,-

unoo

0.00

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_.
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2,370.17

I
18,377.88

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(251.98)

43,349.88

1.00000

}05,OlQ.13

292.04

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218

28,592.40

1,136.42 :
2,622.1?, ,

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,.

,-

10.00

24,860.00

51.50

10.01528

215 107 SCtM'.u &. SIfOIl1on

~.24~

2,6S3Z6 .

Filed 08/23/10 Page 27 of 43

105,010.13

--

0.00 -l.

0.00
2,092.73 .

(0.10)
0.00

0.10

0.00

t-

KA-2481

P~504''

Case: 11-1924

.....
KA-2482
.1:I1AJ111

Document: 94

07117110

Source
&Us; CAC 322 to
-,
of Funds
CAC343
Arnex
CR&CO

.l.
2.
0C1

1117 ' ~ wau.t PhD __

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~-.99I

33,93000

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I

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1,57().94 .9615

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~

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115,404.74:
1,234.25

1,~9.80

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-_.

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99.79

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",354.00
~,417.50

14 E MAG

~ ft3,..-froJ:enc:pu.c!!"

269 In1 . o.w.. Compue.t

Tracins Cash 2003 .xls

KA-2482

0.00

I _

594.04

0.00

85,000.00

0.00

295.60
21500
1.24S09

~-

-'1

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3.52000
15.22t 25

II.' ~ Nt .uppoI't

0.00 I

.-

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0.00

23.Ba5.oo

1,234.25_
1,570.94
96.15

0.00

Filed 08/23/10 Page 28 of 43

1~a:n05..

.ll? 1301'''''' ROil

~ 13_~S P.yr~ Pr~.~


~
~ 1'J:t1 'Americ.en ~VMCH P~

-I

26.0<lq.00

334.004.12

172,94J.3~

53,62500

W'f"'*

24.000.00

~ ~:~LCo~emp
~ ~~-'''''!(''.~
~ ,,~. D.8.~on _
~ ~ltT'etw>K. ......

78000,

13ft - RoMn G. wtM

CoIL
lessColB

27S_00

5.56000

5,047.5:1

Otfference

33,000.00

;;.82307'

Profit"nc1 Loss

96.15

2,000.00

~ 1JD2 RoMtt IentdIct


~ It.,!!, 8.W__Boehwlck

I
L

1-

24.000.00

~
.ill l!.)Of.SCOtlArI:llnffl"P

-j

1-

85,000.00

Total
ColumnC
to Column K

- i

33.00000

..!!:

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46.95

28.00000

,'t.JRlf'llfor200:I

1314 ....... A.

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272.09

594.04

117.R.,..

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CAC 351

3t9.DC

~ -

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l2

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\n

OQP

275.00,

.m . . ....... Pw.!"-

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1.CIXl.OO

117DPa1JNll

~ 1"2 . Rnfor 2002

KA-2482
M

.: CAC344to .

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DBK Check,

AlP

100.00

172,941.38
--

~
~
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_ Co Fu~dinl

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~ l'UV"'_!,n.~C~~

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1~159,7$

'1ISD.FatrMd

"11' Jamel COil 01.

321

Case 1:08-cv-10223-NRB Document 32-9

..l. _.
B! 1114 Bator Blnlor

;-

fll:

DBK

611061

oetoNr 200' through December 2003

05/16/2012

Profit & Loss

.m

Page:
83
CASI ENTITIES

KA-2482

-l

0.00

-I

1-

-t

r ~_

.J

619,028.39

619,028.39 .
295.60

295.60

_.

+
1

20500

-I
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0.00
000

1_

t-

--i

I -

~800001
8<583

114,433"

4.S4ioo

KA-2482
7/2S/20101203S PM

KA-2482

Pagelofl

KA-2483

Case: 11-1924

Document: 94

Page: 84

KA-2483

05/16/2012

611061

321

KA-2483

Case 1:08-cv-10223-NRB Document 32-9


Filed 08/23/10 Page 29 of 43

KA-2483

KA-2483

KA-2483

KA-2484

Case: 11-1924

2:1tM
07117110
AccNtI1BuIS

Document: 94

Page: 85

KA-2484
o

05/16/2012
611061
CASI ENTITlES

321

KA-2484

Profit & Loss


October 2001 through December 2003

OBK

. . " " c_

~ ~ Debita

.!!!

AlE

AlP

At 2911 1

oop

At 4912

In Kind

CAC 344 to
CAC 351

OBK

081C Checks

Co Fundin.l

Payroll

AC 2913

Mistercard

Total
ColumnC
to Column K

Difference

Col L
Less Col B

265,589.87 :
(675.53)

PR CIMrinI

111, ~NdH:a Net '8yr. C~ Ac

!:. "'c.-

Rent

Case 1:08-cv-10223-NRB Document 32-9

Oct '01 .DH:f,J

Source &Usej CACU2 to.


of Funds
CAC 343
CR &CD
Ame.

_..

264,.914.34,

(2,094.08) I

-318,461.51

0.00

164,9J4.34

.. 1

- I

(316,317.43)

Net

(2,_.~},
(J16,3J1.43}

(2,094.08) ,
2,144.08

(53,497.17}

~,S47171

F!!' 7001 '

CASI CHInIinI ~K'~by HlST

~ JOO~..:-CMlCOof'''''''''loN~ATP

~ JON..:-CAlI Co-fWlClftlN Propay

80,30000

53247.H

~ '7IOI~om.n'loN: IN
~ 1OOIfrom'7UTOIHCOUT

g1.l!IS:UII

_"""",,,,,,10",,01.

81,.3-11

.!!! nn,:!ROM INC TO " . OUT

-I.IXlOOO

J01!.:fAOM INC TOLlC IN

8)JXXlOO

.!!.! "U:'ROMINCTOW:~!

-02'"

~ 'OU, FROM LLC TO IU....

52'5]

ill 70'14 fROM UC TO .nl OUT

15.DOO

~ lOU' _fROflll UC TO NIIT LLC IN

t5,8oo00

~ 7I1'..!,.ROM LLC TO HIlt Ll~ OUT .

1.1XlO00

~ 1Ot7'!ROMNLlCNTOLlCtN

1.(0)00

Filed 08/23/10 Page 30 of 43

~ J01"!ROMNUCNTOLU::()UT

tS,~oo

~ 101"fROMM8TLLCIN

18.50000

~ 1010' fROM NIST UC OUT

".81400

95.57800

~ fOOI"ROM ATP TO Llc OUT

~3,547.17

95,$7000

~ 7'D07FROMATPTOLlCIN

-),30000

8.014.00

53,547.17

341

0.00

S3,S47 ..~7 ,

0.00,

~
~

-20t,".15

(49.!~082.30).

6!'.!.687.69 .

39,213.64

136,S47.~ .

CummulaUve Loss

. (436,39U11, (397,180.911. 1260,633.131.1217,465.061: 1201,903.0611

(49lp82.30).

.Down

OOP

(3,799.82)

15,5S2.OO

MCbyCl!"

20,000.00

Mastercard

(36,022.11)

27,610.00

less AX Items

41,677.00

In Kind

(30,000.001.

43,162.00

(2,463,36)
39,213.64 .

0.00

KA-2484

(SO,002.l1)
72.69

83,000,00

AC 6S04

264,914.34

43,178.07

AC6S04

(2,094.08)

AC 6516

(316,317.43)

4S,9~4,20

!PRT

(2SI.981.OIl WH
(316,317.431 Net

subtotal

(S3,497.17)

AC 7()()(

S3.497.17

(34B,4S3.IB)

Proof

0.00

0.00

ZOl,B40~!

(IS8.8S),

La" Per QB
(lS8.8S) Difference

(49,929.42) :

619,028.39 ,PR

30,000.00 ,

~ent

Across

161,7~2.6B

21,677.00

In Kind
Peter Ross

KA-2484

(1~700.601.

I
Depreciation
Lelit

.Il;l~

201,6a2.~

348,453.18

I
Per Source & Uses

Tracin, Cuh 2003


Profit ind lou

5,202.46

15.5S2.oo

43,178.07

- .

(8.7SI. Finelll
(0.1!')., Miscell.neous
SO'OO_ .PR Clearing
(200.00) Unfound Difference

348.453.18 Column

(158.85)

Difference
f

7/25/201012035 PM

PerP& L

KA-2484

p... ,~.

Case:
Case 11-1924
1:08-cv-10223-NRB
Document:Document
94 Page:
32-9
86

KA-2485

KA-2485

Filed
05/16/2012
08/23/10 Page
611061
31 of 321
43

KA-2485

CASI ENTITIES

12:23 PM

Balance Sheet

07/25/10
Accrual Basis

As of September 30, 2001


Sep 30, 01
ASSETS
Current Assets
Checking/savings
1000 CASIINC 2996-65

1,344.09

Total Checking/Savings

1,344.09

Accounts Receivable
1200 . Accounts Receivable

3,427.00

Total Accounts Receivable

3,427.00
4,771.09

Total Current Assets


Fixed Assets
1400 . Furniture & Fixtures
1450 Accumulated Depreciation
1400 . Furniture & Fixtures - Other
Total 1400 . Furniture & Fixtures

-34,410.00
73,507.00
39,097.00
39,097.00

Total Fixed Assets


Other Assets
1700 . Rent Security
1900 . Due from OBK
1902 OBK 2001 Draw

4,000.00
1,000.00

Total 1900 . Due from OBK

1,000.00
5,000.00

Total Other Assets


TOTAL ASSETS

48,868.09

LIABILITIES & EQUITY


Liabilities
Current Liabilities
Other Current Liabilities
2010' Chase SBSF
2040 . Credit Card
2060 . Rounding
2010 Chase SBSF - Other
Total 2010 Chase SBSF

2200 . American Express


Total Other Current Liabilities

300
5.03
1,310.27
1,318.30
70.57
1,388.87
1,388.87

Total Current Liabilities


Long Term Liabilities
2900 . Payable to OBK
2901 . 5/31/01 Payable to OBK
2910 . FROM OBK TO INC AlC 1000
2913' FROM OBK VIA OOP OUT OF POCKE
2914' MC 52632710-09281872
Total 2900 . Payable to OBK
Total Long Term Liabilities

89,531.00
8,000.00
156.87
5,207.01
102,894.88
102,894.88
104,283.75

Total Liabilities
Equity

3000 . Opening Bal Equity at 5/31/01


3001 . Common Stock
3100 Retained Earnings
Net Income

-55,415.66

Total Equity
TOTAL LIABILITIES & EQUITY

KA-2485

-87,079.00
1,000.00
-1,117.28
31,780.62

48,868.09

KA-2485

KA-2485

Case:
Case 11-1924
1:08-cv-10223-NRB
Document:Document
94 Page:
32-9
87

KA-2486

KA-2486

Filed
05/16/2012
08/23/10 Page
611061
32 of 321
43

KA-2486

CASI ENTITIES

12:23 PM

Balance Sheet

07/25/10
Accrual Basis

As of September 30, 2002


Sep 30, 02
ASSETS
Current Assets
Checking/Savings
1000 . CASIINC 2996-65
1010 NIST ATP 8735-65
1080 Mastercard 1872

-4,902.44
-49,760.47
5,756.15
-48,906.76

Total Checking/Savings
Accounts Receivable
1200 . Accounts Receivable

3,427.00

Total Accounts Receivable

3,427.00
-45,479.76

Total Current Assets


Fixed Assets
1400 . Furniture & Fixtures
1450 . Accumulated Depreciation
1400 . Furniture & Fixtures Other
Total 1400 . Furniture & Fixtures

-44,899.00
73,507.00
28.608.00
28,608.00

Total Fixed Assets


Other Assets
1600 . Loan and Exchange
1660' Stock Subscription Receivable
1700 Rent Security
1900 . Due from DBK
1901 . DBK 2000 Rent
1902 . OBK 2001 Draw
1903 . DBK 2001 Rent
1904 DBK 2002
1905 . DBK 2002 Draw
1906 . DBK 2002 Rent
1908 . Hayes Errors
Total 1900 . Due from DBK
Total Other Assets

295.53
80,000.00
4,000.00
2,000.00
8,765.81
4,000.00
2,000.00
53,000.00
4,000.00
-8,175.74

65,590.07
149,885.60

TOTAL ASSETS

133,013.84

LIABILITIES & EQUllY


Liabilities
Current Liabilities
Accounts Payable
2000 . Accounts Payable

117,258.70

Total Accounts Payable


Other Current Liabilities
2010' Chase SBSF
2040 . Credit Card
2060 . Rounding
2010 Chase SBSF Other

117,258.70

3.00
5.03
1.97

Total 2010 . Chase SBSF

2100 . Payroll Liabilities


2115' FUI Payable
2121 . New York State Withholding
2122 New York City Withholding
2125 . NY SUI Payable
Total 2100 . Payroll Liabilities

402.97
840.62
489.36
1,132.93
2,865.88

2200 . American Express

-158.40

Total Other Current Liabilities

2,717.48

Total Current Liabilities

KA-2486

10.00

119,976.18

KA-2486

KA-2486

Case:
Case 11-1924
1:08-cv-10223-NRB
Document:Document
94 Page:
32-9
88

KA-2487

KA-2487

Filed
05/16/2012
08/23/10 Page
611061
33 of 321
43

KA-2487

CASI ENTITIES

12:23 PM

Balance Sheet

07/25110

As of September 30, 2002

Accrual Basis

Sep 30,02
Long Term Liabilities
2900 . Payable to DBK
2901 . 5131/01 Payable to DBK
2910 . FROM DBK TO INC AlC 1000
2913 . FROM DBK VIA OOP - OUT OF POCKE
2914 MC 5263-2710-0928-1872
Total 2900 . Payable to DBK
Total Long Term Liabilities
Total Liabilities

89,531.00
37,000.00
156.87
11,063.16
137,751.03
137,751.03
257,727.21

Equity

3100 Retained Earnings


3300 . Partners Capital
3302 . Capital - Joel Bernstein
3303 . Capital - James Cox
3307 . Capital - Lee Goldberg
3308 . Capital - Elisha Gurfein
3310 Capital - Abe Karron
3311 . Capital - Marion Karron
3313 Capital - Frederica Miller
3318' Cspitsl- Matthew Rothman
3330 . Capital - D.B. Karron
Total 3300 . Partners Capital
Net Income

10,000.00
10,000.00
10,000.00
30,000.00
10.000.00
10.000.00
10.000.00
10,000.00
-86,079.00
13.921.00
-180.373.81

Total Equity

-124,713.37

TOTAL LIABILITIES & EQUITY

KA-2487

41,739.44

133,013.84

KA-2487

KA-2487

Case:
Case 11-1924
1:08-cv-10223-NRB
Document:Document
94 Page:
32-9
89

KA-2488

KA-2488

Filed
05/16/2012
08/23/10 Page
611061
34 of 321
43

KA-2488

12:25 PM

CASI ENTITIES

07/25110

Profit & Loss by Class

Accrual Basis

October

2001 through September 2002


INC

AJE
Ordinaty Income/Expense
Income
4000 . Income
4010 Reimbursed Expense Income
4013 . Co-Funding via Out of Pocket
4014 Co-Funding via Mastercard
4015 In-Kind Equipment Contribution
4020 NIST ATP Income
4712 FROM DBKTO NIST AlC 1010
4912 DBK For NIST ATP

0.00
0.00
0.00
0.00
0.00
0.00
0.00

Total 4000 . Income


Total Income
Expense
5000 . AE-Accounting
5001 AE-JIII Feldman CPA

207.51
0.00
0.00
0.00
800,000.00
3,000.00
0.00
94.10

803,207.51

0.00

0.00

94.10

803,207.51

0.00
0.00

0.00
0.00
0.00

0.00

0.00
0.00
0.00

0.00
0.00
0.00

0.00
0.00
0.00
0.00

0.00
0.00
0.00
0.00

0.00
0.00
0.00

1,000.00

0.00

0.00

0.00

Total 5007 AE-Auto


5123 . AE-Books
5125 AEBames & Noble
5126 . AE-Borders Books
5128 AE-IEEE Books

0.00
94.10
0.00
0.00
0.00
0.00
0.00
0.00

0.00

Total 5002 AE-Airfare


5007 ' AE-Auto
5009 AE-Central Parking
5010 AE-Edison Parking
5011 . AE-Gas

NISTATP

0.00

-------

Total 5000 . AE-Accounting


5002 . AE-Airfare
5004 AE-American West
5005 AEExpedia
5006 AE-Jetblue

0.00
0.00
0.00
0.00
0.00
0.00
0.00

N LLC N

0.00
0.00
0.00

0.00
0.00
0.00

1,000.00

316.00
956.50
280.00
0.00

0.00

-------

1,552.50
25.00
68.00
182.49

0.00
0.00
0.00
0.00

27549
18.40
48.66
19348

Total 5123 AE-Books

0.00

0.00

0.00

26054

5138 'AE-Dues and Subscriptions


5139 . AE-Finance Charge
5140 ' AE-Hardware
5141 . AE-3D.FX Cool
5143 . AE-ADOBE.Com
5145 AE-BlkBox
5157 AE-Datavision
5158 AE-Digital River
5161 AE-Electrical Supply
5165 AE-GL Video
5168 . AE-IBM Direct
5169 . AE-J&R Sound
5171 AE-Lumberland
5173 AE-Projector People
5174 AE-Rackit Technology
5176 ' AE-5ub Zero TechnOlogy
5178 AE-Wacom Technology
5180 . AE-Winzip
5140 AE-Hardware - Other

0.00
0.00

0.00
0.00

0.00
0.00

1,026.48
4.37

0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00

0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00

0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00

86.30
767.39
1,014.43
4,316.84
180.82
571.70
335.00
1,111.73
243.53
9.90
199.00
1,366.00
89.35
171.29
29.00
310.57

- - - _.. _--

Total 5140 . AE-Hardware

0.00

0.00

0.00

10,802.85

5189' AE-Hotel
5190 AE-lnstallation
5192 AE-Homefront Hardware
5193 AE..Jensen Tools
5190 . AE-Installatlon - Other

0.00

0.00

0.00

2,282.80

Total 5190 . AE-Installation


5200 . AE-Intemet
5203 AE-Expedia
5200 . AE-Intemet - Other

0.00
0.00
0.00

------

0.00
0.00
0.00
0.00

0.00
0.00

0.00
0.00
0.00
0.00

0.00
0.00

2,672.03
1,161.01
111.87
0.00

0.00
0.00

3,944.91
331.25
0.00

Total 5200 . AE-Intemet

0.00

0.00

0.00

331.25

5210 AE-Meals
5220 AE-otfice
5222 AE-Coffee Distributing
5226 . AE-office Depot
5227 . AE-office Max
5229 . Af-Radio Shack
5231 . AE-Staples

0.00

0.00

0.00

1.433.23

KA-2488

0.00
0.00
0.00

0.00
0.00

0.00
0.00
0.00
0.00
0.00

0.00
0.00
0.00
0.00
0.00

407.93
2,939.06
28.20
185.60
1,029.35

f~' q }30} 02- ~~ t 6 ~S2Je1


KA-2488
KA-2488

Case:
Case 11-1924
1:08-cv-10223-NRB
Document:Document
94 Page:
32-9
90

KA-2489

KA-2489

Filed
05/16/2012
08/23/10 Page
611061
35 of 321
43

KA-2489

12:25 PM

CASI ENTITIES

07125110

Profit & Loss by Class

Accrual Basis

October 2001 through September 2002

5220 . AE-Office Other

5260 . AE-Phone
5265 . AE-Sprint
5266 AE-Telephone
5260 . AE-Phone - Other

51.30
279.43

0.00

0.00

0.00

-310.00
234.30
127.00
0.00

0.00

0.00

4.791.39

0.00
0.00
0.00
0.00

0.00
0.00
0.00

0.00
0.00
0.00

Total 5260 . AE-Phone

5270 . AE-Postage
5275 . AE-USPS

165.25

0.00

201.25

0.00

165.25

0.00

Total 5220 . AE-Office

NISTATP

N LLC N

INC

AJE

Total 5270 . AE-Postage

0.00

0.00

0.00

279.43

5280 . AE-Repairs
5290 . AE-5eminar
5292 . AE-5IAM Math Society

0.00

0.00

0.00

46.16

5299 . AE-50ftware
5300 . AE-8uy Up Time
5303 . AE-Eacceleration
5306 . AE-<Oetlnfo.Com
5307 . AE-Iris Inc.
5308 AE..Jasc Software
5310 . AE-McAfee
5312 . AE-Qulckbooks
5314 AE-Regsoft
5316 . AERoxio
5317 . AE-Runtime
5319 AE-Tehalchemy
5320 . AE-Visioneer
5321 . AE-WNT.Reg.Net
5299 AE-5oftware - Other

0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00

0.00
0.00

0.00
0.00

Total 6000 . Accounting

6010 Auto
6011 . Auto Rental
6012 Exxon
6013' Gas
6014' Mobil
6015 . Parking
6016 . Sunoco
6017 Tolls

0.00
0.00
0.00
0.00
0.00
0.00
0.00

139.95
247.30
38725
4.00
90.00
50.00
1,589.00
0.00

0.00
0.00
0.00

2,000.00
295.57
0.00
0.00
63.91
100.00
0.00
0.00

349.55

0.00

0.00
2.000.00
0.00
0.00

0.00

104.55
24500

0.00
0.00
0.00
0.00

0.00

3.294.54

0.00

0.00
0.00
0.00
0.00
0.00

0.00
0.00
0.00

57.90
554.31

0.00
0.00

0.00

Total 5369 AETravel

6000 . Accounting
6003 . Jill Feldman CPA
6004 . Joan Hayes CPA
6005 . Ken Jackson

44.94

0.00

0.00
0.00
0.00

0.00
0.00
0.00
0.00

799.49
36.00
15.63
68.94
19.00
72.69
1.22790
97.89
105.90
159.00
34.95

0.00
0.00

0.00

Total 5360 AETools

5369 AE-Travel
5371 . AE-Luggage Carts
5372 . AE-Metrocard
5373 AE-Taxi and Limousine
5374 AETrain

0.00
0.00
0.00

500.00

0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00

0.00

Total 5350 . AE-Tech


5360 AE-Tools
5361 . AEMlcro Mark
5362 AE-Tecra Tools

0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00

-_._---

500.00

0.00

0.00

Total 5299 . AE-50ftware

5350' AE-Tech
5351 . AE-nme Motion Tools
5352 . Microsoft

0.00

0.00

Total 5290 . AE-Semlnar

1,733.00
3,000.00
2.090.00
3,280.00

0.00
0.00
0.00
0.00
0.00
2.00
0.00
0.00

8,370.00
1.552.65
49.30
56.64
0.00
993.50
43.40
507.15

Total 6010 . Auto

0.00

459.48

2.00

3,202.64

6018 . Bank Charges


6019 Books
6020 . Communications
6021 ATT
6022' Cable
6025' MCI
6026 RCN
6027 . Reimbursed Telephone
6028 . Skytel

0,00
0.00

45.54
0.00

0.00
0.00

0.00
464.80

KA-2489

0.00
0.00
0.00
0.00
0.00
0.00

139.61
87.60
135.99
0.00
0.00
369.32

~& 'I) 30)O~


KA-2489

0.00
0.00
0.00
0.00
0.00
0.00

122.33
798.06
410.75
524.01
344.00
486.60

4 ~ I~S~
KA-2489

Page 2

Case:
Case 11-1924
1:08-cv-10223-NRB
Document:Document
94 Page:
32-9
91

KA-2490

KA-2490

Filed
05/16/2012
08/23/10 Page
611061
36 of 321
43

KA-2490

12:25 PM

CASI ENTITIES

07/25110

Profit & loss by Class

Accrual Basis

October 2001 through September 2002

6030 Thorn
6032 . Verizon
6034 . Volcestream Wireless
6035 . Vz Wireless
6036 . Webworqs

0.00

Total 6020 . Communications


6040 . Computer Installation
6041 . Columbia
6043 Flglla & Sons
6044 . Homefront Hardware
6045 . Kips Bay Hardware
6046 . Metro Solar

0.00

2,553.97

8,878.78
589.96
1,995.00
29.00
70.27
1,000.00

0.00
0.00
0.00
0.00
0.00

0.00
0.00
0.00
0.00
0.00

0.00
0.00
0.00
0.00
0.00

854.55
836.12
229.43
272.93
4,000.00

0.00
0.00
0.00
0.00
0.00

522.22
1.299.23
0.00
0.00
0.00

0.00
0.00
0.00
0.00
0.00

NIST ATP

N LLC N

INC

AJE

Total 6040 . Computer Installation

0.00

0.00

0.00

3,684.23

6050 Conference
6051 . Depreciation
6052 . Domain Name
6053 Dues and Subscriptions
6060 . Employee Benefits
6061 Arlsta
6062 . Childcare Services Rosalie Me
6063 Drugs
6064 . Gym Membership
6065 . Horizon
6066 Medical Reimbursed
6067 . Oxford Health

0.00
0.00
0.00
0.00

970.00
10.489.00
70.00
50.00

0.00
0.00
0.00
0.00

600.00
0.00
0.00
141.06
3,104.35
1,835.00
3,236.88
1,143.46
888.54
19,245.60
11,209.74

0.00
0.00
0.00
0.00
0.00
000
0.00

0.00
0.00
477.92
0.00
0.00
774.00
1,996.96

0.00
0.00
0.00
0.00
0.00
0.00
0.00

Total 6060 . Employee Benefits

0.00

3,248.88

0.00

40,663.57

6090 Equipment Repairs


6091 . Finance Charge
6092 . Honorarium
6093 Insurance
6100 Legal
6102 Frederica Miller ESQ
6106 . Pennie & Edmonds
6109 . Solomon & Bernstein

0.00
0.00
0.00
0.00

317.17
8.75
472.25
0.00

0.00
0.00
0.00
0.00

107.17
0.00
569.80
92537

Total 6100 . Legal


6120 Miscellaneous
6122 NG Check
6130 Office
6150 Outside Service
6151 Abe Karron
6152 . Advanced Technology Group
6155 D. Ferrand
6157' George Walberg PhD
6158 James Cox oIs
6161 . Radio Logic
6162 SCott Albin

0.00
9,404.13
1,800.00

10.000.00
0.00
10,000.00

0.00
0.00
0.00

6.000.00
0.00
0.00

20,000.00

11,204.13

0.00

6.000.00

0.00
0.00
0.00

20.28
0.00
0.00

0.00
0.00
0.00

147.01
0.00
43327

0.00
0.00
0.00
0.00
0.00
0.00
0.00

0.00
0.00
0.00
0.00
0.00
0.00
0.00

0.00
68,000.00
3.319.00
0.00
0.00
0.00
0.00

1,000.00
1,000.00
1,300.00
38,898.99
33,930.00
100.00
2,000.00

Total 6150 . Outside Service

0.00

71,319.00

0.00

78,228.99

6170 . Paypal Payments


6175 Postage & Delivery
6178 Repairs
6180 . General
6178 . Repai rs Other

0.00
0.00

0.00
189.35

0.00
0.00

329.75
641.10

0.00
0.00

0.00
0.00
0.00

Total 6178 . Repairs

------

0.00
0.00

173.10
75.00
0.00

0.00

248.10

6189 Rent
6191 . Rent for 2001
6192 . Rent for 2002

0.00
0.00

Total 6189 . Rent


6300 . Payroll Expenses
6301 . Scott Albin emp
6304 . James L. Cox emp
6305 . Elisha Gurfein
6306 . D.B. Ka"on
6307 . Charles La Salla
6308 Regner M. Peralta
6310 Matthew Rothman
6311 . Robert G. Wine
6314 Nlcholee A. Wynter
Total 6300 . PayrOll Expenses

0.00
0.00

0.00
0.00
0.00

0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00

0.00

0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00

0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00

0.00
2,00000

0.00

2,000.00
4,950.00
5,200.00
100,000.95
184,252.72
19,800.00
1,312.50
3,405.00
3,520.00
9,348.75

0.00

331,789.92

6330 . Research and Development

KA-2490

f\fE:- t.t \ ~O,


KA-2490

0, ~'t I P Blic.sn
KA-2490

Case:
Case 11-1924
1:08-cv-10223-NRB
Document:Document
94 Page:
32-9
92

KA-2491

KA-2491

Filed
05/16/2012
08/23/10 Page
611061
37 of 321
43

KA-2491

12:25 PM

CASI ENTITIES

07/25110

Profit & Loss by Class

Accrual Basis

October 2001 through September 2002

6334' E MAG
6335 . frozencpu.com
6337 . General Computer
6338 . Pacific Data Storage
6339 Ricoh
6341 . SGI Developers
6342 . Silicon City
6343 - Silicon Graphics
6344 . Vision Shape
6345 . YC Cable
6346 - In Kind Computer Equipment
6330 . Research and Development. Other

215.00
1.180.09
2,850.00
845.83
97,997.14
1,429.00
8,019.57
295.00
93,064.55
45,265.35
6,643.25
210.00
0.00
2,128.51

0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
000
0.00
0.00
0.00
0.00

0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
1,000.00
0.00
0.00
0.00
0.00
0.00

0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00

NISTATP

N LLC N

INC

AJE
6331 . American Advanced Power
6332 . American Media Systems

Total 6330 . Research and Development

0.00

1,000.00

0.00

260.143.29

6349 . Stationery
6350 . Payroll Taxes
6351-FICA
6352 . Medicare
6353 FUTA
6354 NYSUI
6356 . NJ Disability
6357 - NJ UI
6359 . Penalties and Late Fees

0.00

320,47

0.00

195.77

Total 6350 . Payroll Taxes

-1,229.23
-330.24
0.00
0.00
0.00
0.00
0.00
-1,559.47

19,488.28
5,132.19
617.11
1,942.25
404.70
1,024.80
29.01

0.00
0.00
0.00
0.00
0.00
0.00
0.00

0.00
0.00
0.00
0.00
0.00
0.00
0.00

0.00

0.00

28,638.34

6360 Taxes
6361 . NY Corporation Tax

0.00

6370 . Travel
6371 . Airfare
6372 Hotel
6373- Meals
6374 Misc Travel
6375' Taxi
6376 Train
6377 . Transit Check
6370 . Travel - Other

800.00
0.00

Total 6360 . Taxes

0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00

0.00
800.00

0.00
0.00
0.00
0.00
100.00
0.00
0.00
0.00

0.00
0.00

0.00
0.00
29.60
0.00
62.50
0.00
0.00
0.00

0.00
100.00
160.21
2,923.31
224.93
627.25
14.75
599.60
431.40

Total 6370 . Travel

0.00

100.00

92.10

5,081.45

6379 . Tuition Reimbursement


6380 . Utilities

0.00
0.00

0.00
7,639.04

0.00
0.00

1,330.35
1,568.00

Total Expense

18,440.53

113,442.56

94.10

818,729.80

Net Ordinary Income

-18,440.53

-113,442.56

0.00

-15,522.29

Other Income/Expense

Other Expense
6500 . Payroll Clearing Account
6504 . Debits Net Payroll Clearing Acc
6516 . Credits Net Payroll Clearing Ac

0.00
0.00

Total 6500 . Payroll Clearing Account


7000 . Bank Transfer
7001 . CASI Co-funding Rec'd by NIST
7002 CASI Co-Funding to NIST ATP
7005 . From 8735 to INC IN
7006 . From 8735 TO INC OUT
7009 . FROM INC TO 8735 IN
7010 . FROM INC TO 8735 OUT
Total 7000 . Bank Transfer

Total Other Expense


Net Other Income

Net Income

KA-2491

9,259.62
0.00
0.00

0.00
0.00
0.00
0.00
0.00
0.00
--_._-_.

0.00
0.00

9,259.62
0.00
20,600.00
-94,376.00
0.00
0.00
60,000.00

128,118.29
-137,377.91
0.00

0.00
0.00
0.00
0.00
0.00
0.00

-9,259.62
-20,600.00
0.00
0.00
94,376.00
-60.000.00
0.00

0.00

-13,776.00

0.00

13,776.00

0.00

-4,516.38

0.00

4,516.38

0.00

4,516.38

0.00

-4.516.38

-18,440.53

-108,926.18

0.00

-20,038.67

KA-2491

KA-2491

Case:
Case 11-1924
1:08-cv-10223-NRB
Document:Document
94 Page:
32-9
93

KA-2492
12:25 PM

KA-2492

Filed
05/16/2012
08/23/10 Page
611061
38 of 321
43

KA-2492

CASI ENTITIES

Profit & Loss by Class

07125110
Accrual Basis

October 2001 through September 2002


NN CO FUNDING

Ordinary IncomelExpense
Income
4000 Income
4010 . Reimbursed Expense Income
4013 . Co-Funding via Out of Pocket
4014 . Co-Funding via Mastercard
4015 . In-Kind Equipment Contribution
4020 NIST ATP Income
4712 . FROM DBKTO NIST AlC 1010
4912 DBK For NIST ATP

Total 4000 . Income


Total Income
Expense
5000 . AE-Accounting
5001 . AE-Jill Feldman CPA

0.00
1,371.72
25,735.95
30,000.00
0.00
0.00
17,795.00

0.00

878,204.28

74,902.67

0.00

878,204.28

0.00

1,000.00
0.00

0.00
0.00
0.00

0.00
0.00
0.00
0.00

1,000.00
316.00
956.50
280.00

0.00

0.00
0.00
0.00

Total 5007 . AE-Auto


5123 . AE-Books
5125 AE-Bames & Noble
5126 AE-Borders Books
5128 AEIEEE Books

0.00
0.00

Total 5002 . AE-Airfare


5007 . AE-Auto
5009 . AE-Central Parking
5010 . AE-Edison Parking
S011 . AE-Gas

207.51
1,465.82
25,735.95
30,000.00
800,000.00
3,000.00
17,795.00

0.00
0.00
0.00
0.00
0.00
0.00
0.00

74,902.67

Total SOOO . AE-Accounting


S002 . AE-Airfare
5004 . AE-American West
S005 . AE-Expedia
5006 . AE-Jetblue

TOTAL

RENT

0.00
0.00
0.00
0.00

1,552.50
25.00
68.00
182.49

0.00

0.00
0.00
0.00

0.00
0.00
0.00

275.49
18.40
48.66
193.48

Total 5123 . AE-Books

0.00

0.00

260.54

5138 AE-Dues and Subscriptions


5139 . AE-Finance Charge
5140 . AE-Hardware
5141 . AE-3D.FX Cool
5143 . AE-ADOBE.Com
5145 . AE-BlkBox
5157 AE-Datavision
5158 AE-Digital River
5161 . AEElectrical Supply
5165 AE-GL Video
5168 . AE-IBM Direct
5169 . AE-J&R Sound
5171 . AE-Lumberland
5173 AE-Projector People
5174 AE-Rackit Technology
5176 . AE-Sub zero Technology
5178 AE-Wacom Technology
5180 . AE-Winzip
5140 . AE-Hardware - Other

0.00
0.00

0.00
0.00

1,026.48
4.37

0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00

0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00

66.30
767.39
1,014.43
4,316.84
180.82
571.70
335.00
1,111.73
243.53
9.90
199.00
1,366.00
89.35
171.29
29.00
310.57

Total 5140 . AE-Hardware

0.00

0.00

10,802.85

5189 . AE-Hotel

0.00

0.00

2,282.80

S1SO . AE-Installation
5192 . AEHomefront Hardware
5193 AE..Jensen Tools
5190 . AE-Installation - Other

0.00
0.00
0.00

Total 5190 . AE-Installatlon

0.00
0.00
0.00
0.00

2,672.03
1,161.01
111.87
0.00

3,944.91

5200 . AE-Intemet
5203 . AE-Expedia
5200 . AE-Intemet Other

0.00
0.00

0.00
0.00

331.25
0.00

Total 5200 . AE-Internet

0.00

0.00

331.25

5210 . AE-Meals
5220 . AE-otfice
5222 . AE-Coffee Distributing
5226 . AEOffice Depot
5227 . AE-Qffice Max

0.00

0.00

1,433.23

5229 . AERadio Shack


5231 . AE-Staples

KA-2492

0.00
0.00
0.00
0.00
0.00

ftt t

0.00
0.00
0.00
0.00
0.00

'f 130 Ju).,

KA-2492

407.93
2,939.06
28.20
185.60
1,029.35

11J

PageS

.pt
~
KA-2492

Case:
Case 11-1924
1:08-cv-10223-NRB
Document:Document
94 Page:
32-9
94

KA-2493

KA-2493

Filed
05/16/2012
08/23/10 Page
611061
39 of 321
43

KA-2493

CASI ENTITIES

12:25 PM

Profit & Loss by Class

07/25110

Accrual Basis

October 2001 through September 2002

5220 . AE-Office - Other

5260 . AE-Phone
5265 . AE-Sprint
5266 AE-Telephone
5260 . AE-Phone Other
5270 . AE-Postage
5275 . AE-USPS

0.00

0.00

4,956.64
310.00
234.30
127.00

0.00
0.00
0.00

0.00
0.00
0.00

51.30

0.00

0.00

Total 5260 AE-Phone

366.50

0.00

0.00

Total 5220 . AE-Office

TOTAL

RENT

NN CO FUNDING

279.43

0.00

0.00

Total 5270 . AEPostage

0.00

0.00

279.43

5280 . AE-Repalrs
5290 . AE-Seminar
5292 . AE-SIAM Math Society

0.00

0.00

46.16

5299 . AESoftware
5300 . AE-Buy Up TIme
5303 . AE-Eacceleration
5306 . AE-GeUnfo.Com
5307 . AE-Irls Inc.
5308 . AE.Jasc Software
5310 . AE-McAfee
5312 . AE-Quickbooks
5314 . AE.Regsoft
5316 AE-Roxio
5317 . AERuntime
5319 AETehalchemy
5320 . AEV"lSioneer
5321 . AE-WNT.Reg.Net
5299 . AE-Software Other

0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00

Total 5299 . AE-Software

5350 AE-Tech
5351 . AETime Motion Tools
5352 . Microsoft

0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
500.00

1,733.00
5,500.00
2,090.00
3,280.00

0.00

0.00
0.00
0.00
0.00
0.00
0.00
0.00

387.25
4.00
90.00
50.00
1,589.00

0.00

500.00
0.00
0.00

349.55
139.95
247.30

0.00

0.00
0.00
0.00
0.00

Total 6000 . Accounting

6010 Auto
6011' Auto Rental
6012' Exxon
6013 Gas
6014' Mobil
6015 . Parking
6016 . Sunoco
6017 Tolls

0.00
0.00
0.00

3,294.54
104.55
245.00

0.00

0.00
0.00

Total 5369 AE-Travel


6000 Accounting
6003 . Jill Feldman CPA
6004 . Joan Hayes CPA
6005 . Ken Jackson

0.00
0.00
0.00

Total 5360 . AETools

5369 . AETravel
5371 . AE.Luggage Carts
5372 . AE-Metrocard
5373 . AE-Taxi and Limousine
5374 AETrain

0.00

0.00
0.00

500.00
799.49
36.00
15.63
68.94
19.00
72.69
1,227.90
97.89
105.90
159.00
34.95
44.94
57.90
554.31

0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00

Total 5350 . AE-Tech

5360 AETools
5361 . AEMicro Mark
5362 AETecra Tools

0.00

0.00

Total 5290 . AE-Seminar

500.00

0.00

0.00

10,870.00

1,848.22

0.00
0.00
0.00
0.00
0.00
0.00
0.00

49.30
56.64
63.91
1,095.50
43.40
507.15

Total 6010 . Auto

0.00

0.00

3,664.12

6018 Bank Charges


6019 Books
6020 . Communications
6021 ATT
6022 Cable
6025 MCI
6026 RCN
6027 Reimbursed Telephone
6028 . Skytel

0.00
0.00

0.00
0.00

45.54
464.80

KA-2493

0.00
0.00
0.00
0.00
0.00
0.00

0.00
0.00
0.00
0.00
0.00
0.00

1130\ 02-

r'(f,
KA-2493

261.94
885.66
546.74
524.01
344.00
855.92

g~lo

Page 6

13/tc
525
KA-2493

Case:
Case 11-1924
1:08-cv-10223-NRB
Document:Document
94 Page:
32-9
95

KA-2494

KA-2494

Filed
05/16/2012
08/23/10 Page
611061
40 of 321
43

KA-2494

CASI ENTITIES

12:25 PM

Profit & Loss by Class

07/25110
Accrual Basis

October 2001 through September 2002

6030 . Thorn
6032 . Verizon
6034' Voicestream Wireless
6035 Vz Wireless
6036 . Webworqs

TOTAL

RENT

NN CO FUNDING

--_._-

0.00

0.00

Total 6020 . Communications

1,376.77
2,135.35
229.43
272.93
4.000.00

0.00
0.00
0.00
0.00
0.00

0.00
0.00
0.00
0.00
0.00

11,432.75

6040 . Computer Installation

6041' Columbia
6043 . Figlia & Sons
6044 . Homefront Hardware
6045 . Kips Bay Hardware
6046 Metro Solar

589.96
1,995.00
29.00
70.27
1,000.00

0.00
0.00
0,00
0.00
0.00

0.00
0.00
0.00
0.00
0.00

Total 6040 . Computer Installation

0.00

0.00

3,684.23

6050 . Conference

0.00
0.00
0.00
0.00

0.00
0.00
0.00
0.00

1,570.00
10,489.00
70.00
191.06

6051 . Depreciation
6052 . Domain Name
6053 . Dues and Subscriptions
6060 . Employee Benefits
6061 . Arista
6062 . Childcare Services Rosalie Me
6063 . Drugs
6064 . Gym Membership
6065 . Horizon
6066 Medical Reimbursed
6067 . Oxford Health
Total 6060 . Employee Benefits

17,295.00

0.00

61.207.45

0.00
0.00
0.00
0.00

0.00
0.00
0.00
0.00

424.34
8.75
1,042.05
925.37

6090 EqUipment Repairs

6091 . Finance Charge


6092 . Honorarium
6093 . Insurance
6100 Legal
6102 . Frederica Miller ESQ
6106 . Pennie & Edmonds
6109 Solomon & Bernstein

3,104.35
1,835.00
3.714.80
1,143.46
888.54
37,314.60
13.206.70

0.00
0.00
0.00
0.00
0.00
0.00
0.00

0.00
0.00
0.00
0.00
0.00
17,295.00
0.00

0.00
0.00
0.00

0.00
0.00
0.00

16.000.00
9,404.13
11,800.00

Total 6100 . Legal

0.00

0.00

37.204.13

6120 Miscellaneous
6122 NG Check
6130' Office
6150' Outside Service
6151 Abe Karron
6152 Advanced Technology Group
6155 . D. Ferrand
6157' George Wolberg PhO
6158 . James Cox ols
6161 . Radio Logic
6162 . SCott Albin

0.00
0.00
0.00

0.00
0.00
0.00

167.29
0.00
433.27

0.00
0.00
0.00
0.00
0.00
0.00
0.00

0.00
0.00
0.00
0.00
0.00
0.00
0.00

1,000.00
69,000.00
4.619.00
38,898.99
33,930.00
100.00
2.000.00

Total 6150 . Outside Service

0.00

0.00

149,547.99

6170 Paypal Payments


6175 Postage & Delivery
6178 . Repairs
6180 . General
6178 . Repairs Other

0.00
0.00

0.00
0.00

329.75
830.45

0.00
000

Total 6178 . Repairs

6189 Rent
6191 . Rent tor 2001
6192 . Rent for 2002

0.00
0.00
0.00

Total 6189 . Rent

6300 . Payroll Expenses


6301 . Scott Albin emp
6304 . James L. COli emp
6305 . Elisha Gurtein
6306 O.B. Karron
6307 . Charles La Salla
6308 . Regner M. Peralta
6310 . Matthew Rothman
6311 . Robert G. Wine
6314 . Nicholee A. Wynter
Total 6300 . Payroll Expenses

0.00
0.00

------

173.10
75.00
0.00

33,000.00
18.000.00

33,000.00
16,000.00
0.00

0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00

49,000.00

-----

51,000.00
4,950.00
5,200.00
100.000.95
184.252.72
19,800.00
1,312.50
3,405.00
3.520.00
9,348.75

0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00

0.00

248.10

0.00

331,789.92

6330 . Research and Development

KA-2494

0(t

'\}30 )cJ2-

KA-2494

KA-2494

Case:
Case 11-1924
1:08-cv-10223-NRB
Document:Document
94 Page:
32-9
96

KA-2495

KA-2495

Filed
05/16/2012
08/23/10 Page
611061
41 of 321
43

KA-2495

12:25 PM

CASI ENTITIES

07125110

Profit & Loss by Class

Accrual Basis

October 2001 through September 2002

6331 American Advanced Power


6332 American Media Systems
6334' EMAG
6335 . frozencptJ.com
6337 . General Computer
6338 . Pacific Data Storage
6339 Ricoh
6341 . SGI Developers
6342 Silicon City
6343 . Silicon Graphics
6344 . Vision Shape
6345 . YC Cable
6346 . In Kind Computer Equipment
6330 . Research and Development - other
Total 6330 . Research and Development
6349 . Stationery
6350 Payroll Taxes
6351' FICA
6352 Medicare
6353 FUTA
6354' NYSUI
6356 . NJ Disability
6357' NJ UI
6359 . Penalties and Late Fees

TOTAL

RENT

NN CO FUNDING

215.00
1,180.09
2.850.00
845.83
97,997.14
1,429.00
8.019.57
295.00
94,064.55
45,265.35
6,843.25
210.00
30,000.00
2.128.51

0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00

0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
30,000.00
0.00

------

30,000.00

0.00

291,143.29

0.00

0.00

516.24

0.00
0.00
0.00
0.00
0.00
0.00
0.00

Total 6350 . Payroll Taxes

18,259.05
4,801.95
617.11
1,942.25
404.70
1,024.80
29.01

0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00

0.00

27,078.87

6360 Taxes
6361 . NY Corporation Tax

0.00

Total 6360 . Taxes


6370 . Travel
6371 . Airfare
6372 Hotel
6373 Meals
6374' Mise; Travel
6375' Taxi
6376 Train
6377 . Transit Check
6370 Travel other

800.00

0.00
0.00

0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00

0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00

800.00
100.00
160.21
2,952.91
224.93
789.75
14.75
599.60
431.40

Total 6370 . Travel

0.00

0.00

5.273.55

6379 . Tuition Reimbursement


6380 . Utilities

0.00
0.00

0.00
0.00

1,330.35
9,207.04

Total Expense

47,795.00

49,000.00

1,047,501.99

Net Ordinary Income

27,107.67

-49,000.00

-169,297.71

other IncomeJExpense
other Expense
6500 . Payroll Clearing Account
6504 . Debits Net Payroll Clearing Acc
6516 Credits Net Payroll Clearing Ac

0.00
0.00
0.00

Total 6500 . Payroll Clearing Account


7000 . Bank Transfer
7001 CASI Co-funding Rec'd by NIST
7002' CASI Co-Funding to NIST ATP
7005 . From 8735 to INC IN

7006 From 8735 TO INC OUT


7009 FROM INC TO 8735 IN
7010 . FROM INC TO 8735 OUT
Total 7000 Bank Transfer
Total Other Expense
Net Other Income
Net Income

KA-2495

0.00
0.00

0.00
0.00
0.00
0,00
0.00
0.00

137,377.91
-137,377.91
0.00

0.00
-20,600.00
20,600.00
-94,376.00
94,376.00
-60,000.00
60,000.00

0.00
0.00
0.00
0,00
0.00
0.00
0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

27,107.67

-49,000.00

.169,297.71

KA-2495

KA-2495

Case:
Case 11-1924
1:08-cv-10223-NRB
Document:Document
94 Page:
32-9
97

KA-2496

KA-2496

Filed
05/16/2012
08/23/10 Page
611061
42 of 321
43

KA-2496

CASI ENTITIES

12:24 PM

Balance Sheet

07/25110
Accrual Basis

As of December 31, 2003


Dec 31, 03
ASSETS
Current Assets
Checking/Savings
1000 CASI INC 2996-65
1010 NIST ATP 8735-65
1020 CASI LLC 1331-65
1030 LLC NIST 1331-66
1080 Mastercard 1872

-0.01
-0.01
-3,932.60
38.32

3.57
-3,890.73

Total Checking/Savings
Accounts Receivable
1200 . Accounts Receivable

3,427.00

Total Accounts Receivable

3,427.00

Other Current Assets


1399' Tax Impound

111.41

Total Other Current Assets

111.41
-352.32

Total Current Assets


Fixed Assets
1400 . Furniture & Fixtures
1450' Accumulated Depreciation
1400 . Furniture & Fixtures Other
Total 1400 . Furniture & Fixtures
Total Fixed Assets

56,087.00
73,507.00
17,420.00
17,420.00

Other Assets
1600 Loan and Exchange
1660' Stock Subscription Receivable
1700' Rent Security
1900 . Due from DBK
1902 DBK 2001 Draw
1904 DBK 2002
1905 . DBK 2002 Draw
1907 . DBK 2003
1908 . Hayes Errors
Total 1900 . Due from DBK
Total Other Assets

415.53
80,000.00
4,000.00
8,765.81
6,530.38
53,000.00
9,206.18
-13,678.56
63,823.81
148,239.34

TOTAL ASSETS

165,307.02

LIABILITIES & EQUITY


Liabilities
Current Liabilities
Accounts Payable
2000 . Accounts Payable

136,547.84

Total Accounts Payable


Other Current Liabilities
2010 . Chase SBSF
2040 . Credit Card
2060 . Rounding
2010 Chase SBSF - Other

136,547.84

3.00
5.03
1.97

Total 2010 . Chase SBSF

2100 Payroll Liabilities


2115' FUI Payable
2121' New York State Withholding
2122 New York City Withholding
2125 . NY SUI Payable
Total 2100 . Payroll Liabilities

2200 . American Express

KA-2496

KA-2496

10.00
288.91
783.06
654.03
177.59
1,903.59
-358.40

KA-2496

Case:
Case 11-1924
1:08-cv-10223-NRB
Document:Document
94 Page:
32-9
98

KA-2497

KA-2497

Filed
05/16/2012
08/23/10 Page
611061
43 of 321
43

KA-2497

CASI ENTITIES

12:24 PM

Balance Sheet

07/25/10

As of December 31, 2003

Accrual Basis

Oec 31, 03
Total Other Current Liabilities

1,555.19
138,103.03

Total Current Liabilities


Long Term Liabilities
2900 . Payable to OBK
2901 . 5/31/01 Payable to OBK
2910 FROM OBK TO INC AlC 1000
2911 . FROM OBK for LLC Post Grant
2913 FROM OBK VIA OOP OUT OF POCKE
2914 MC 52632710-09281872
Total 2900 . Payable to OBK
Total Long Term Liabilities
Total Liabilities

89,531.00
58,500.00
15,552.00
1,559.51
19,117.99
184,260.50
184,260.50
322,363.53

Equity

3100 Retained Earnings


3300 . Partners Capital
3302 . Capital Joel Bernstein
3303 . Capital James Cox
3307 . Capital - Lee Goldberg
3308 . Capital - Elisha Gurfein
3310 Capital - Abe Karron
3311 . Capital - Marion Karron
3313 Capital Frederica Miller
3318 Cspitsl - Matthew Rothman
3330 . Capital. O.B. Karron
Total 3300 . Partners Capital
Net Income

-104,432.26
10,000.00
10,000.00
10,000.00
30,000.00
10,000.00
10,000.00
10,000.00
10,000.00
-86,079.00
13,921.00
-66,545.25

Total Equity

-157,056.51

TOTAL LIABILITIES & EQUITY

165,307.02

Page 2

KA-2497

KA-2497

52-.f1
KA-2497

Case:
Case 11-1924
1:08-cv-10223-NRB
Document:Document
94 Page:
32-10
99

KA-2498

KA-2498

05/16/2012
Filed 08/23/10 611061
Page 1 of 321
48

KA-2498

12:25 PM

CASI ENTITIES

07125110

Profit & Loss by Class

Accrual Basis

October 2001 through December 2003

Ordinary IncomelExpense
Income
4000 . Income
4010 . Reimbursed Expense Income
4013 Co-Funding via Out of Pocket
4014 Co-Funding via Mastercard
4015 In-Kind Equipment Contribution
4020 NIST ATP Income
4709' FROM OBK TO NIST LLC AlC 1030
4711 . FROM OBK TO LLC AlC 1020
4712 FROM OBKTO NIST AlC 1010
4912 OBK For NIST ATP
Total 4000 . Income
Total Income
Expense
5000 AE-Accounting
5001 . AE-JlII Feldman CPA

5002 . AE-Airfare
5003 . AE-American Airlines
5004 . AE-American West
5005 . AEExpedia
5006 . AE-Jetblue

6,494.00

75.528.10

0.00

530.86

6,494.00

75,528.10

000
0.00
0.00
0.00
0.00

0.00
0.00
0.00
0.00
0.00

0.00
0.00
0.00
0.00
0.00

0.00
0.00
0.00
0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00
0.00
0.00
000

0.00
0.00
0.00
0.00

0.00
0.00
0.00
0.00

0.00
0.00
0.00
0.00
0.00

0.00

000

0.00

0.00

0.00

0.00

0.00

0.00
0.00
0.00
0.00

Total 5007 AE-Auto


5123 AE-Books
5124 . AEAmazon
5125' AE-Barnes & Noble
5126 . AE-Borders Books
5128 AE-IEEE Books

530.86

0.00

Total 5002 AE-Airfare


5007 AE-Auto
5008 . AE-Airport Parking
5009 AE-Central Parking
5010 . AE.Edison Parking
5011 AEGas
5007 . AE.Auto - other

0.00

0.00

Total 5000 . AE-Accounting

0.00
2,428.10
0.00
0.00
0.00
1,100.00
72,000.00
0.00
0.00

0.00
0.00
0.00
0.00
0.00
0.00
4,494.00
0.00
2,000.00

53086
0.00
0,00
0.00
0.00
0.00
0.00
0.00
0.00

0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00

N LLC N

LLC

INC

AJE

000
0.00
0.00
0.00

0.00
0.00
0.00
0.00

0.00
0.00
0.00
0.00

0.00

Total 5123 . AE-Books

0.00

0.00

0.00

0.00

5137 . AE-Oomain Name


5138 . AE-Dues and Subscriptions
5139 AE-Finance Charge
5140 . AE-Harciware
5141 . AE-3D.FX Cool
5143 AE-AOOBE.Com
5145 AE-BlkBox
5148 . AE-CFOT.Electronics
5155 . AE-Columbia Home
5157 . AE-Datavision
5158 . AE-Digital River
5159 AE-Oymo Corp.
5161 . AE-Electrical Supply
5163 AE-Garmin International
5165 . AE-GL Video
5166 AE-Grainger

0.00
0.00
0.00

0.00
0.00
0.00

0.00
49.75
0.00

0.00
000
0.00

51&B . AE-IBM Direct


5169 AE-J&R Sound
5170 . AE-Klps Bay Hardware
5171 AE-Lumberlancl
5173 AE-Projector People
5174' AE-Rackit Technology
5176 . AE-5ub Zero Technology
5178 AEWacom Technology
5180 . AE.Winzip
5140 . AE-Hardware - Other

0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00

0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00

0.00
0.00
0.00
539.15
0.00
179.97
0.00
0.00
0.00
0.00
0.00
84.45
0.00
000
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00

0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00

Total 5140 . AE-Hardware

0.00

0.00

803.57

0.00

5189 . AE-Hotel
5190 . AE-lnstallation
5191 . AE-Home Depot
5192 AE-Homefront Hardware
5193 . AE.Jensen Tools
5190 AE-lnstailation -Other

0.00

0.00

0.00

0.00

KA-2498

0.00
0.00
0.00
0.00

0.00
0.00
0.00
0.00

f?~ '"L) 3.)03


KA-2498

0.00
0.00
0.00
0.00

3 ~l -z..-

0.00
0.00
0.00

0.00
Page 1

~
~
KA-2498

Case:
Case11-1924
1:08-cv-10223-NRB
Document: Document
94 Page:32-10
100

KA-2499

KA-2499

Filed
05/16/2012
08/23/10 611061
Page 2 of 48
321

KA-2499

12:25 PM

CASI ENTITIES

07125110

Profit & Loss by Class

Accrual Basis

October 2001 through December 2003

5200 . AE-Intemet
5201 . AEAmtrak
5203 . AEExpedia
5200 . AE-Intemet Other

0.00
0.00
0.00

57.00
0.00
0.00

0.00
0.00
0.00

0.00
0.00
0.00

0.00

0.00

0.00

0.00

Total 5190 . AE-Installation

N LlC N

LLC

INC

AJE

Total 5200 . AE-Intemet

0.00

0.00

57.00

0.00

5210 . AE-Meals
5220 . AE.()ffjce
5221 . AEBruce Better Living
5222 . AE-Coffee Distributing
5223 . AE-Eckerd
5224 . AE-Label Universe
5225 . AEMarriott Gift Shop
5226 . AE.()ffIce Depot
5227 . AE.()ffICe Max
5228 . AE-Pearl Paint
5229 . AERadio Shack
5230 . AE-RlteAid
5231 . AE-5taples
5220 . AE.()ffjce Other

0.00

000

163.18

0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
000
0.00

0.00
0.00
0.00
0.00
0.00
75.97
0.00
0.00
0.00
0.00
0.00
0.00

0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
165.25

0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00

Total 5220 . AE-Office

0.00

165.25

75.97

0.00

5250 . AE-Paypal
5260 . AE-Phone
5261 AE-IDT
5263 . AE-5lerra WyTeless
5264 . AE-5kytel
5265 . AE-5print
5266 AETelephone
5260 . AE-Phone Other

0.00

0.00

0.00

0.00

0.00
0.00
0.00
0.00
0.00
0.00

Total 5260 . AEPhone


5270 . AE-Postage
5275 . AEUSPS

0.00
0.00
0.00
0.00
0.00
0.00
0.00

0.00

128.20
0.00
50.18
349.81
1.00
0.00

0.00
0.00
0.00
0.00
0.00
0.00
529.19

0.00
400.08

0.00

0.00
0.00

Total 5270 . AE-Postage

0.00

0.00

400.08

0.00

5280 . AE-Repairs
5290 . AE-Seminar
5292 . AE-5IAM Math Society

0.00

0.00

0.00

0.00

0.00

Total 5290 . AESeminar


5299 . AE-5oftware
5300 . AE-Buy Up Time
5301 . AE-Coda Company
5302 . AE-Diglati River Soft
5303 . AE-Eacceieration
5306 . AE-Getlnfo.Com
5307 . AElris Inc.
5308 . AE-Jasc Software
5309 . AE-Kennedy Software
5310 . AE-McAfee
5311 . AEMYNAI.Com
5312' AE.Qulckbooks
5313 . AE-Regnow
5314 AE-Regsoft
5315 AE-Rhino
5316 . AE-Roxlo
5317 . AERuntime
5318 . AE-5oftware for Science
5319 . AETehalchemy
5320 . AEoVlsloneer
5321 . AEWNT.Reg.Net
5322 . AE-WWW.RTT.Com
5323 . AEZippy.USA
5299 . AE-5oftware Other

0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00

Total 5299 . AE-Software


5350 AETech
5351 . AETime Motion Tools
5352 . Microsoft

KA-2499

0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00

0.00
0.00
0.00

Total 5350 . AE-Tech


5360 AE-Toois
5361 . AE-Micro Mark
5362 AETecra Tools

0.00

rf ;

0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
39.74
0.00
0.00

-----_.39.74

0.00

Pf1:, .~ ~"O ~
KA-2499

0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00

0.00
000

0.00
0.00

0.00
0.00

0.00
0.00

0.00

0.00

o.o~

0.00

0.00
0.00

0.00
0.00

0.00
0.00

Ll 06'~

0.00

- - - - -0.00
-

0.00

0.00
0.00

~15"j'1

KA-2499

Case:
Case11-1924
1:08-cv-10223-NRB
Document: Document
94 Page:32-10
101

KA-2500
12:25 PM

07125110
Accrual Basis

KA-2500

October

2001 through December 2003

0.00

Total 6000 ' Accounting

6010 Auto
6011 Auto Rental
6012 Exxon
6013' Gas
6014 Mobil
6015 Parking
6016 . Sunoco
6017 Tolls

0.00
0.00
0.00
2,920.00
0.00

15,945.10

2,000.00

2,920.00
657.11
65.72
321.72
0.00
620.00
14.00
670.74

0.00
440.25
88.96
0.00
700.87
126.70
277.66

295.57
0.00
0.00
63.91
100.00
0.00
0.00

0.00
0.00
0.00
0.00
0.00
0.00
0.00

0.00

42.00
2,945.10
0.00
0.00
0.00
13,000.00

0.00
2,000.00
0.00
0.00
0.00

0.00
0.00
0.00
0.00
0.00

0.00
0.00
0.00
0.00
0.00

0.00
0.00
0.00
42.00
0.00
0.00

0.00

Total 5369 . AETravel

0.00

0.00

0.00
0.00
0.00
0.00
0.00
0.00

0.00
0.00
0.00
0.00
0.00

N LLC N

LLC

INC

0.00

Total 5360 . AETools

6000 . Accounting
6001 . JoSltph Cornwall
6003 . Jill Feldman CPA
6004 . Joan Hayes CPA
6005 . Ken Jackson
6006 . Spitz & Greenstein

KA-2500

CASI ENTITIES
Profit & loss by Class

AJE

5369 AE-Travel
5371 . AELuggage Carts
5372 . AE-Metrocard
5373' AETalli and Limousine
5374' AETrain
5369 AE-Travel Other

Filed
05/16/2012
08/23/10 611061
Page 3 of 48
321

Total 6010 . Auto

0.00

459.48

1,634.44

2,349.29

6018 Bank Charges


6019 Books
6020 . Communications
6021 ATT
6022 Cable
6024 . lOT
6025' MCI
6026 RCN
6027 . Reimbursed Telephone
6028 . Skytel
6029 Sprint
6030 Thorn
6031 . TTMobile
6032 . Verizon
6034 ' Voicestream Wireless
6035 Vz Wireless
6036 . Webworqs

0.00
000

214.85
0.00

298.49
393.40

13.00
000

0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00

Total 6020 . Communications

6040 . Computer Installation


6041 . Columbia
6043 . Figlia & Sons
6044 . Homefront Hardware
6045 Kips Bay Hardware
6046 . Metro Solar
6047 . Mistretta Electric

43.26
782.80
166.06
0.00
0.00
0.00
306.07
158.53
525.00
1.33
1,324.77
81.74
88.30
0.00

139.61
87.60
0.00
135.99
0.00
0.00
515.04
0.00
522.22
0.00
1,536.69
0.00
0.00
0.00
0.00

0.00
0.00
0.00
0.00
0.00
0.00

2,937.15

0.00
161.61
0.00
0.00
0.00
0.00
0.00
134.22
150.00
0.00
39.86
0.00
81.62
0.00

3,477.86
533.91
0.00
1,181.34
0.00
0.00
0.00

0.00
0.00
0.00
0.00
0.00
0.00

567.31
0.00
0.00
1,358.27
100.00
0.00
0.00

Total 6040 . Computer Installation

0.00

0.00

1,715.25

1,458.27

6050 . Conference
6051 Depreciation
6052 . Domain Name
6053 Dues and Subscriptions
6060 . Employee Benefits
6061 . Arista
6062 . Childcare Services Rosalie Me
6063 Drugs
6064 . Gym Membership
6065 . Horizon
6066 . Medical Reimbursed
6067 . Oxford Health

0.00
0.00
0.00
0.00

970.00
10,489.00
70.00
50.00

1,525.60
11,188.00
0.00
201.45

175.00
0.00
0.00
0.00

0.00
0.00
0.00
0.00
0.00
0.00
0.00

0.00
0.00
477.92
0.00
0.00
774.00
1,996.96

0.00
0.00
895.13
1,180.26
0.00
9,782.79
5,814.06

0.00
0.00
0.00
0.00
0.00
0.00
0.00

Total 6060 . Employee Benefits

0.00

3,248.88

17,672.24

0.00

6090 . Equipment Repairs


6091 . Finance Charge
6092 . Honorarium
6093 . Insurance
6100' Legal
6102 . Frederica Miller ESQ
6103 LLBL

0.00
0.00
0.00
0.00

212.17
8.75
472.25
0.00

158.50
292.04
0.00
157.40

0.00
0.00
0.00
457.85

KA-2500

10,000.00
0.00

f-f

0.00
0.00

,~3t)03
FYf
KA-2500

0.00
0.00

0.00
0.00
Page 3

$"

~'2-~SU
KA-2500

Case:
Case11-1924
1:08-cv-10223-NRB
Document: Document
94 Page:32-10
102

KA-2501

KA-2501

Filed
05/16/2012
08/23/10 611061
Page 4 of 48
321

KA-2501

12:25 PM

CASI ENTITIES

07/25/10

Profit & Loss by Class


October 2001 through December 2003

Accrual Basis

INC

AJE
6106 . Pennie & Edmonds
6107 . Schwartz & Salomon
6108 Scialabba and Associates
6109 . Solomon & Bernstein
0

Total 6100 Legal


0

6120 Miscellaneous
6122 NG Check
6130 Office
6150 Outside service
6151' Abe Karren
6152 . Advanced Technology Group
6153 Axiom Systems
6154 Bator Bintor
6155 . Do Ferrand
6157 . George Wolberg PhD
6158 James Cox 015
6159 . Jane Laylor
6160 Peter Ross
6161 . Radio Logic
6162 Scott Albin
6163 . Valley of the Mage Consulting

0.00
1,972.00
3,000.00
0.00

9,404.13
0.00
0.00
1,800.00

0.00
0.00
0.00
10,000.00

N LLC N

LLC

0.00
0.00
0.00
0.00

20,000.00

11,204.13

4,972.00

0.00

0.00
0.00
0.00

20.28
0.00
0.00

331.26
0.00
1,404.89

0.00
0.00
0.00

0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00

0.00
68,000.00
0.00
0.00
3,319.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00

0.00
0.00
0.00
2,600.00
100.00
0.00
0.00
000
000
0.00
0.00
0.00

0.00
0.00
0.00
0.00
200.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00

Total 6150 Outside Service

0.00

71,319.00

200.00

2,700.00

6170 Paypal Payments


6175' Postage & Delivery
6177 Reim Expenses
6178 Repairs
6180 . General
6178 . Repairs Other

0.00
0.00
0.00

0.00
189.35
0.00

0.00
203.53
0.00

0.00
000
0.00

0.00
0.00

Total 6178 Repairs

0.00

6189 Rent
6191 . Rent for 2001
6192 Rent for 2002
6193 . Rent for 2003

0.00
0.00

98.99
100.00
0.00

0.00
100.00
198.99

100.00

0.00
0.00
0.00

Total 6189 . Rent


6300 . Payroll Expenses
6301 . Scott Albin emp
6302 . Robert Benedict
6303 SoW. Bothwick
6304 . James L. Cox emp
6305 . Elisha Gurfein
6306 . D.B. Karron
6307 . Charles La Salla
6308 Regner M. Peralta
6309 . Peter Ross
6310 Matthew Rothman
6311 . Robert Go Wine
6314 . Nicholee A. Wynter
0

0.00
0.00
0.00
0.00

0.00
0.00
0.00
0.00

0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00

0.00
0.00
0.00
0.00

0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00

0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
9,600.00
0.00
0.00

000
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
000
0.00

Total 6300 Payroll Expenses

0.00

0.00

9,600.00

0.00

6315' Payroll Processing


6330 Research and Development
6331 . American Advanced Power
6332 American Media Systems
6333 . Denver Air Support
6334EMAG
6335 frozencpu.com
6337 General Computer
6338 Pacific Data Storage
6339 Rlcoh
6340 server Technology
6341 SGI DevelOpers
6342 . Silicon City
6343 . Silicon Graphics
6344 Vision Shape
6345 YC Cable
6346 In Kind Computer Equipment
6330 . Research and Development Other

0.00

0.00

0.00

0.00

0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00

0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
1,000.00
0.00
0.00
0.00
0.00
0.00

0.00
65.00
0.00
0.00
0.00
5,136.00
0.00
0.00
0.00
0.00
6,446.62
0.00
0.00
0.00
0.00
128.99

0.00
0.00
0.00
0.00
0.00
1.689.00
0.00
0.00
0.00
0.00
6,000.00
0.00
0.00
0.00
0.00
0.00

Total 6330 Research and Development

0.00

1,000.00

11,776.61

7,689.00

6349 . Stationery
6350 Payroll Taxes
6351' FICA
6352 . Medicare

0.00

320.47

347.38

233.17

KA-2501

429.44
-330.23

\~jJ
rf~
KA-2501

0.00
0.00

10 3

595.20
139.20

"

0.00
0.00

~,~
KA-2501

:",
Page 4

Case:
Case11-1924
1:08-cv-10223-NRB
Document: Document
94 Page:32-10
103

KA-2502

KA-2502

Filed
05/16/2012
08/23/10 611061
Page 5 of 48
321

KA-2502

12:25 PM

CASI ENTITIES

07/25110

Profit & Loss by Class

Accrual Basis

OCtober 2001 through December 2003


INC

AJE
6353 FUTA
6354 NYSUI
6356 . NJ Disability
6357 NJ UI
6358 NC SUI
6359 . Penalties and Late Fees

6360 . Taxes
6361 NY Corporation Tax

0.00

6370 . Travel
6371 . Airfare
6372 Hotel
6373' Meals
6374 Misc Travel
6375 Taxi
6376, Train
6377 . Transit Check
6370 ' Travel - Other

0.00

0.00
72.70
4,099.62
0.00
401.00
47.75
0.00
0.00

0.00
0.00
0.00
0.00
100.00
0.00
0.00
0.00

000

0.00

800.00

0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00

------

0.00

800.00
0.00

Total 6360 . Taxes

0.00
0.00
0.00
0.00
0.00
0.00
734.40

0.00

99.21

Total 6350 . Payroll Taxes

0.00
0.00
0.00
0.00
0.00
0.00

0.00
0.00
0.00
0.00
0.00
0.00

0.00
0.00
0.00
0.00
0.00
0.00

N LLC N

LLC

0.00
510.50
2,126.50
1,133.14
0.00
604.42
0,00
0.00
0.00

0.00

100.00

4,621.07

4,374.56

0.00
0.00

0.00
10,373.55

0.00
4,397.66

0.00
369.45

Total Expense

20,099.21

116,624.56

95,608.04

23,406.90

Net Ordinary Income

-20,099.21

-116,093.70

-89,114.04

52,121.20

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

Total 6370 . Travel


6379 . Tuition Reimbursement
6380 . Utilities

Other Income/Expense
Other Income
6391 . Deposits to Bank 111
Total Other Income
Other Expense
6500 Payroll Clearing Account
6504 . Debits Net Payroll Clearing Acc
6516 . Credits Net Payroll Clearing Ac

0.00
0.00

Total 6500 . Payroll Clearing Account


7000 . Bank Transfer
7001 . CASI Co-funding Rec'd by NIST
7002' CASI Co-Funding to NIST ATP
7004 . CASI Co-Funding via Propay
7005 . From 8735 to INC IN
7006 . From 8735 TO INC OUT
7007 FROM ATP TO LLC IN
7008' FROM ATP TO LLC OUT
7009 . FROM INC TO 8735 IN
7010 . FROM INC TO 8735 OUT
7011 . FROM INC TO UC IN
7012 FROM INC TO UC OUT
7013' FROM LLC TO 8735 IN
7014' FROM LLC TO 8735 OUT
7015 FROM LLC TO NIST LLC IN
7016 ' FROM LLC TO NIST LLC OUT
7017 FROM N LLC N TO LLC IN
7018 . FROM N LLC N TO LLC OUT
7019 FROM NIST LLC IN
7020 FROM NIST LLC OUT
Total 7000 . Bank Transfer
Total Other Expense
Net Other Income

Net Income

KA-2502

9,259.62
0.00
0.00

0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0,00
0.00
0,00

0.00
-53,547.17

9,259.62
0.00
35,300.00
0.00
-95,576.00
0.00
0.00
0.00
0.00
60.000.00
0.00
521.53
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00

0.00
0.00

-53,547.17
0.00
45,000.00
53,547.17
0.00
0.00
-91,501.00
0.00
0.00
0.00
-521.53
0.00
0.00
15,000.00
0.00
1.000.00
0.00
0.00
-8,614.00
0.00

0.00
-45,000.00
0.00
0.00
0.00
0.00
-162.91
0.00
0.00
0.00
0.00
0.00
0.00
800.00
-1,000.00
0.00
-16.500.00
16,500,00
0.00
8,614.00

0.00

245.53

13,910.64

-36,748.91

0.00

9,505.15

-39,636.53

-36,748.91

0.00

-9,505.15

39,636.53

36,748.91

-20,099.21

-125,598.85

-49,477,51

88,870.11

KA-2502

KA-2502

Case:
Case11-1924
1:08-cv-10223-NRB
Document: Document
94 Page:32-10
104

KA-2503

KA-2503

Filed
05/16/2012
08/23/10 611061
Page 6 of 48
321

KA-2503

CASI ENTITIES

12:25 PM

Profit & Loss by Class

07/25/10
Accrual Basis

Ordinary IncomelExpense
Income
4000 Income
4010 Reimbursed Expense Income
4013 . Co-Funding via Out of Pocket
4014 . Co-Funding via Mastercard
4015' In-Kind Equipment Contribution
4020 NIST ATP Income
4709 . FROM DBK TO NIST LLC AlC 1030
4711 FROM DBK TO LLC AlC 1020
4712 FROM DBKTO NIST AlC 1010
4912 DBK For NIST ATP
Total 4000 . Income

Total Income
Expense
5000 ' AE-Accounting
S001 . AE~i11 Feldman CPA
TotaISOOO' AE-Accounting
5002 . AE-Airfare
5003 . AE-American Airlines
SOO4 . AE-American West
5005 . AEExpedla
5006 . AE~etblue
Total 5002 . AE-Airfare
5007 . AE-Auto
5008 . AE-Airport Parking
5009 ' AEoCentral Parking
S010 AEEdlson Parking
5011 AE-Gas
5007 . AE.Auto - Other

October 2001 through December 2003


NISTATP

NN CO FUNDING

207.51
0.00
0.00
0.00
1,345,500.00
0.00
0.00
3,000.00
0.00

0.00
1,371.72
36,022.11
30,000.00
0.00
0.00
0.00
0.00
25,610.00

Total 5123 . AE-Books


5137 . AE-Domain Name
5138, AE-Dues and Subscriptions
5139 ' AE-Finance Charge
5140 . AE-Hardware
5141 . AE-3D.FX Cool
5143 . AEADOBE.Com
5145 . AE-BlkBox
5148 . AEoCFDT.Electronics
5155 . AEoColumbla Home
5157 AE-Datavision
5158, AE-Digital River
5159 . AE-Dymo Corp,
5161 . AEElectrical Supply
5163 . AE-Garmin International
5165 . AE-GL Video
5166 . AE-Grainger
5168 ' AE-IBM Direct
5169 AE~&R Sound
5170 AE-Kips Bay Hardware
5171 AE-Lumberland
5173 AE-Projector People
5174 AE-Rackit Technology
5176 . AE-5ub Zero Technology
5178 . AE-Wacom TechnOlogy
5180 AE-Winzip
5140 ' AE-Hardware - Other
Total 5140 . AE-Hardware
5189 . AE-Hotel
5190 . AE-Installatlon
5191 AE-Home Depot
5192 AE-Homefront Hardware
5193' AE~ensen Tools
5190 ' AE-Installation - Other

KA-2503

TOTAl

738.37
3,799.82
36,022.11
30,000.00
1,345,500.00
1,100.00
76,494.00
3,000.00
27.610.00

0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00

1,348,707.51

93,003.83

0.00

1,524,264.30

1.348.707.51

93,003.83

0.00

1,524,264.30

1,000.00

0.00

1,000.00

0.00
0.00

100.00
316.00
1,404.98
586.50

0.00
0.00
0.00
0.00

2,407.48

0.00
0.00
0.00
0.00

0.00
0.00
0.00
0.00
0.00
346.59

34.89
18.40
48.66
533.51

1,000.00
0.00

0.00

3.00
50.00
68.00
221.59
4.00

Total 5007 . AE-Auto


5123 AE-Books
5124 AE-Amazon
5125 . AE-Barnes & Noble
5126 AEBorders Books
5128 AE-IEEE Books

RENT

100.00
316.00
1.404.98
586.50
0.00

0.00
0.00
0.00
0.00
0.00
0.00

0.00
0.00
0.00
0.00

0.00

0.00

0.00

95.00
1,965.98
12.40

0.00
0.00
0.00

0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00

0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00

346.59
34.89
18.40
48.66
533.51

635.46

86.30
935.52
1,014.43
831.01
285.63
10,407.52
180.82
309.55
1,686.35
350.17
335.00
0.00
1,525.24
243.53
46.98
9.90
199.00
1,366.00
89.35
171.29
29.00
346.77

2.407.48
3.00
50.00
68.00
221.59
4.00

0.00
0.00
0.00
0.00

-_._---

1.000.00

-------

63546

95.00
2,015.73
12.40
86.30
935.52
1,014.43
1,370.16
285.63
10,587.49
180.82
309.55
1,686.35
350.17
335.00
84.45
1,525.24
243.53
46.98
9.90
199.00
1.366.00
89.35
171.29
29.00
346.77

20,449.36

0.00

000

21,252.93

2.961.41

0.00

0.00

2,961.41

0.00
0.00
0.00
0.00

30.72
3,165.07
1,161.01
576.21

fP~

KA-2503

0.00
0.00
0.00
0.00

30.72
3,165.07
1,161.01
576.21

r2."'~do ~ cr~ J2-.",e~


KA-2503

Case:
Case11-1924
1:08-cv-10223-NRB
Document: Document
94 Page:32-10
105

KA-2504

KA-2504

Filed
05/16/2012
08/23/10 611061
Page 7 of 48
321

KA-2504

12:25 PM

CASI ENTITIES

07125110

Profit & Loss by Class

Accrual Basis

October 2001 through December 2003


NISTATP

Total 5190 . AElnstaliation

5200 . AE-Internet
5201 . AE-Amtrak
5203 . AE-Expedia
5200 . AE-lnternet Other

4,933.01

Total 5220 . AE-otfice

5250 . AEPaypal
5260 . AE-Phone
5261 . AE.IDT
5263 . AE-5ierra Wyreless
5264 . AE-5kytel
5265 . AE-5print
5266 . AETelephone
5260 . AEPhone - Other

0.00
0.00
0.00

5317 . AE-Runtime
5318 . AE-Software for Science
5319 AE.Tehalchemy
5320 . AEVisioneer
5321 . AE.WNT.Reg.Net
5322 . AEWWW.RTT.Com
5323 . AE-zippy.USA
5299 . AE-Software - Other
Total 5299 . AE-Software

5350 AETech
5351 AE-Tlme Motion ToCHs
5352 . Microsoft

57.00
356.24
0.00

0.00

0.00

413.24

0.00

0.00

5.069.72

129.75
524.55
15.19
35.40
6.00
4,350.29
28.20
47.93
596.22
626
1,029.35
942.79

0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00

0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00

129.75
524.55
15.19
35.40
6.00
4,426.26
28.20
47.93
596.22
6.26
1,029.35
1,108.04

7,711.93

0.00

0.00

7,953.15

20.44

0.00

0.00

20.44

0.00
104.74
0.00
-310.00
314.52
127.00

0.00
0.00
0.00
0.00
0.00
0.00
236.26

0.00
0.00
0.00
0.00
0.00
0.00

128.20
104.74
50.18
39.81
315.52
127.00

0.00

851.05

0.00

0.00
0.00

765.45
1,251.13

851.05

0.00

0.00

1,251.13

46.16

0.00

0.00

46.16

500.00

Total 5290 . AE-5emlnar

5299 . AE-5oftware
5300 . AE-Buy Up Time
5301 . AE-Coda Company
5302 . AEDigiati River Soft
5303 . AE-Eacceleration
5306 . AEGetlnfo.Com
5307 . AE.lris Inc.
5308 . AE..Jasc Software
5309 . AE-Kennedy Software
5310 . AE-McAfee
5311 . AE-MYNAI.Com
5312 . AEQuickbooks
5313 AE.Regnow
5314 . AE-Regsoft
5315 . AE-Rhino
5316 AE-Roxio

0.00
0.00
0.00

4,93301

356.24

Total 5270 . AE-Postage

5280 . AE-Repairs
5290 . AE-5eminar
5292 . AE-5IAM Math Society

0.00

4,906.54

Total 5260 . AEPhone

5270 . AE-Postage
5275 . AEUSPS

TOTAL

0.00

0.00
356.24
0.00

Total 5200 . AE-lnternet

5210 . AEMeals
5220 . AEOfflce
5221 . AE-Bruce Better Living
5222 . AE-Coffee Distributing
5223 AE-Eckerd
5224 . AE-Label Universe
5225 . AE-Marriott Gift Shop
5226 . AE-otfice Depot
5227 AE-office Max
5228 . AEPeart Paint
5229 . AE-Radio Shack
5230 . AE-RiteAid
5231 . AE-5taples
5220 . AE-otfice - Other

RENT

NN CO FUNDING

500.00

0.00

799.49
177.45
207.93
36.00
55.58
427.91
19.00
5.95
72.69
71.38
1.563.44
73.86
97.89
82.91
195.85
159.00
258.00
56.90
514.90
57.90
0.00
426.00
586.79

0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00

5,946.82

0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00

349.55

0.00
0.00
0.00

0.00
0.00

500.00
799.49
177.45
20793
36.00
55.58
427.91
19.00
5.95
72.69
71.38
1,563.44
73.86
97.89
82.91
195.85
159.00
25800
56.90
514.90
57.90
39.74
426.00
586.79

0.00

104.55
245.00

Total 5350 . AETech

0.00

0.00
500.00

5,986.56
104.55
245.00

0.00

0.00

349.55

5360 AETools

5361 AEMicro Mark


5362 AE.Tecra Tools

KA-2504

0.00
0.00

139.95
247.30

fP )oz,l~, I0.)

KA-2504

139.95
247.30

0.00
0.00

~1~YttSj(,

"

KA-2504

Case:
Case11-1924
1:08-cv-10223-NRB
Document: Document
94 Page:32-10
106

KA-2505

KA-2505

Filed
05/16/2012
08/23/10 611061
Page 8 of 48
321

KA-2505

CASI ENTITIES

12:25 PM

Profit & Loss by Class

07125110
Accrual Basis

October 2001 through December 2003


NISTATP

Total 5360 AE-Tools


5369 . AE-Travel
5371 AE-luggage Carts
5372 . AEMetrocard
5373 AE-Taxi and Umousine
5374' AETrain
5369 AETravel - other
Total 5369 . AE-Travel
6000 Accounting
6001 . Joseph Cornwall
6003 . Jill Feldman CPA
6004 . Joan Hayes CPA
6005 . Ken Jackson
6006 . Spitz & Greenstein
Total6000'Accounting
6010' Auto
6011 Auto Rental
6012 . Exxon
6013 Gas
6014 Mobil
6015 . Parking
6016' Sunoco
6017 Tolls
Total 6010 . Auto
6018 Bank Charges
6019' Books
6020 . Communications
6021, ATT
6022 Cable
6024IDT
6025 MCI
6026 RCN
6027 Reimbursed Telephone
6028 Skytel
6029' Sprint
6030' Thorn
6031 TTMobile
6032 ' Verlzon
6034 . Voicestream Wireless
6035 Vz Wireless
6036 . Webworqs
Total 6020 Communications
6040 ' Computer Installation
6041 Columbia
6043 . Figlia & Sons
6044 Homefront Hardware
6045 . Kips Bay Hardware
6046 Metro SOlar
6047 . Mistretta Electric
Total 6040 ' Computer Installation
6050 . Conference
6051 . Depreciation
6052 Domain Name
6053 Dues and Subscriptions
6060 . Employee Benefits
6061 Arista
6062 Childcare Services Rosalie Me
6063 Drugs
6064 Gym Membership
6065 Horizon
6066 . Medical Reimbursed
6067 . Oxford Health
Total 6060 . Employee Benefits
6090 Equipment Repairs
6091 . Finance Charge
6092 . Honorarium
6093 . Insurance
6100' Legal
6102, Frederica Miller ESQ
6103, LLBL

KA-2505

387.25

0.00

14.00
120.00
385.89
1,636.55
86.59

0.00
0.00
0.00
0.00
0.00

0.00
3,000.00
15,215.00
22,370.00
0.00

0.00

40,585.00

000
0.00
0.00
0.00
0.00
0.00

0.00
500.00
0.00
0.00
000
500.00

1,946.08
500.95
126.45
0.00
1,013.50
223.47
510.65

2.28503
2,945.10
5,500.00
15,215.00
25,290.00
13,000.00

0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00

0.00
0.00
0.00
0.00
0.00
0.00
0.00

387.25
14.00
120.00
385.89
1,678.55
8659

0.00
0.00
0.00
0.00
0.00
0.00

2,243.03

TOTAL

RENT

NN CO FUNDING

61,950.10
2,898.76
1,006.92
537.13
63.91
2,434.37
364.17
1,459.05

4.321.10

000

0.00

8.764.31

5001
968.83

0.00
0.00

0.00
000

576.35
1,362.23

187.40
1,834.01
68.50
574.61
1,599.27
3<44.00
744.36
621.62
4,590.26
237.27
2,445.97
269.07
556.05
4,600.00

0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00

18,672.39

0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00

1,288.85
1,995.00
6,196.69
70.27
2,040.00
5,400.00

0.00
0.00
0.00
0.00
0.00
0.00

370.27
2,866.02
234.56
710.60
1,599.27
344.00
1,565.47
914.37
5,787.48
238.60
5.34729
350.81
725.97
4,600.00
0.00

0.00
0.00
0.00
0.00
0.00
0.00

25.654.71
1,822.76
1,995.00
8,736.30
170.27
2,040.00
5,400.00

16,990.81

0.00

0.00

20,164.33

1,390.00
0.00
0.00
201.01

250.00
0.00
0.00
0.00

0.00
0.00
0.00
0.00

4,310.60
21.677.00
70.00
452.46

3,104.35
2,735.00
4,381.71
2,175.96
888.54
26,601.21
19,342.24

0.00
0.00
0.00
0.00
0.00
24,860.00
0.00

000
0.00
0.00
0.00
0.00
0.00
0.00

3.104.35
2,735.00
5,754.76
3,356.22
888.54
62,018.00
27,153.26

59.229.01

24.860.00

0.00

105.010.13

107.17
0.00
664.17
1,754.92

0.00
0.00
0.00
0.00

0.00
0.00
0.00
0.00

47784
300.79
1,136.42
2,370.17

6,000.00
352.60

0.00
0.00

ff- )2,,) ~, )0.3

KA-2505

0.00
0.00

laob

16,000.00
352.60

,~

Page 8

~511
KA-2505

Case:
Case11-1924
1:08-cv-10223-NRB
Document: Document
94 Page:32-10
107

KA-2506

KA-2506

Filed
05/16/2012
08/23/10 611061
Page 9 of 48
321

KA-2506

CASI ENTITIES

12:25 PM

Profit & Loss by Class

07/25/10
Accrual Basis

October 2001 through December 2003

6106 Pennie & Edmonds


6107 Schwartz & Salomon
6108 . Scialabba and Associates
6109 Solomon & Bernstein
Total 6100 Legal
6120 . Miscellaneous
6122 . NG Check
6130 Office
6150 OUUide Service
6151 Abe Karron
6152 Advanced Technology Group
6153 Axiom Systems
6154 Bator Bintor
6155 D. Ferrand
6157 George WOlberg PhD
6158 James Cox o/s
6159 Jane Laylor
6160 Peter Ross
6161 Radio Logic
6162 Scott Albin
6163 Valley of the Mage Consulting
Total 6150 Outside Service
6170 Paypal Payments
6175 Postage & Delivery
6177 . Reim Expenses
6178 . Repairs
6180 . General
6178 Repairs. Other

671.15
0.00
0.00
15000

Total 6189 Rent


6300 . Payroll Expenses
6301 . Scott Albin emp
6302 Robert Benedict
6303 S.W. Bothwick
6304 . James L. Cox emp
6305 . Elisha Gurfeln
6306 . O.B. Karron
6307 . Charles La Salla
6308 Regner M. Peralta
6309 Peter Ross
6310 Matthew Rothman
6311 Robert G. Wine
6314 Nicholee A. Wynter
Total 6300 Payroll Expenses
6315' Payroll Processing
6330 Research and Development
6331 American Advaneed Power
6332 American Media Systems
6333 Denver Air Support
6334 EMAG
6335 . frozencpu.com
6337 . General Computer
6338 Pacific Data Storage
6339 Ricoh
6340 Server Technology
6341 SGI Developers
6342 Silicon City
6343 . Silicon Graphics
6344 . Vision Shape
6345 . YC cable
6346 . In Kind Computer Equipment
6330 . Research and Development Other
Total 6330 . Research and DltVelOpment
6349 . Stationery
6350 . Payroll Taxes
6351 FICA
6352 . Medicare

KA-2506

10,075.28
1,972.00
3,000.00
11.950.00

0.00
0.00
0.00
000

0.00
0.00
0.00
0.00

7.173.75

0.00

0.00

43,349.88

147.11
0.00
687.84

0.00
0.00
0.00

0.00
0.00
0.00

498.65
0.00
2.092.73
1,000.00
71,000.00
400.00
12,759.75
8,519.00
40.898.99
33.930.00
161.00
1,172.64
100.00
2,000.00
1,000.00

0.00
0.00
0.00
000
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00

0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00

1.000.00
3.000.00
400.00
10.159.75
4.900.00
40.898.99
33,930.00
161.00
1,172.64
100.00
2.000.00
1.000.00
98.722.38

0.00

0.00

172.941.38

1.234.25
1.178.06
96.15

0.00
0.00
0.00

0.00
0.00
0.00

1,234.25
1,570.94
96.15

220.05
75.00

Total 6178 Repairs


6189 Rent
6191 . Rent for 2001
6192 Rent for 2002
6193 . Rent for 2003

TOTAL

RENT

NN CO FUNDING

NISTATP

0.00
0.00

0.00
0,00
0.00

295.05
0.00
2,000.00
0.00

0.00
0.00
0.00

2.000.00

0.00
33.000.00
26.000.00
24,000.00

0.00
000
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00

594.04
33.000.00
28,000.00
24.000.00

83,000.00

0.00

5.550.00
22,823.07
780.00
53,625.00
100,000.95
334.004.12
23.685.00
5.047.50
11.354.00
33.817.50
3.520.00
15,221.25

319.04
275.00

0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00

---"---

85,000.00

5,550.00
22.823.07
780.00
53,625.00
100.000.95
334,004.12
23.685.00
5.047.50
11,354.00
43,417.50
3.520.00
15.221.25

609,428.39

0.00

0.00

619,028.39

295.60

0.00

0.00

295.60

215.00
1.180.09
295.00
2.850.00
845.83
107.608.14
1.429.00
9.019.57
6.895.55
295.00
120,614.77
78.093.54
6.643.25
210.00
0.00
2,639.48

0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
000
0.00
0.00
0.00
0.00
0.00
0.00

0.00
000
000
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
30,000.00
0.00

215.00
1,24509
295.00
2.850.00
845.83
114,433.14
1.429.00
9.019.57
6.895.55
295.00
134.061.39
78,093.54
6.643.25
210.00
30,000.00
2,768.47

._----

338,834.22

30.000.00

0.00

389,299.83

1,976.92

0.00

0.00

2,877.94

31,773.62
9.157.95

0.00

0.00
0.00

PPt

KA-2506

I '2,tJ

32,796.26
8,966.92

0.00

3. J0 "3

I'

~l.~~

KA-2506

Case:
Case 11-1924
1:08-cv-10223-NRB
Document:Document
94 Page:
32-10
108

KA-2507

KA-2507

Filed
05/16/2012
08/23/10 Page
611061
10 of 321
48

KA-2507

12:25 PM

CASI ENTITIES

07/25110

Profit & Loss by Class

Accrual Basis

October 2001 through December 2003

Total 6350 . PayrOll Taxes

6360 Taxes
6361 . NY Corporation Tax

46,926.12

6370 . Travel
6371 . Airfare
6372' Hotel
6373' Meals
6374 Misc Travel
6375 Taxi
6376 Train
6377 . Transit Check
6370 . Travel Other

0.00

0.00
0.00

0.00

Total 6360 . Taxes

1,210.00
1,290.31
3,689.70
224.93
1,166.25
142.15
1,453.52
431.40

47,759.73
800.00

0.00

800.00

0.00

0.00

0.00

1,065.77
3,199.21
404.70
1,024.80
107.72
192.35

0.00
0.00
0.00
0.00
0.00
0.00

0.00
0.00
0.00
0.00
0.00
0.00

1,065.77
3,199.21
404.70
1,024.80
107.72
192.35

TOTAL

RENT

NN CO FUNDING

NISTATP

6353 FUTA
6354' NYSUI
6356 . NJ Disability
6357' NJ UI
6358 NCSUI
6359 . Penalties and Late Fees

1,720.50
3,489.51
8,922.46
224.93
2,271.67
189.90
1,45352
431.40

0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00

0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00

Total 6370 . Travel

9,608.26

0.00

0.00

18,703.89

6379 . Tuition Reimbursement


6380 . Utilities

3,238.20
6,463.40

000
0.00

0.00
0.00

3,238.20
21,604.06

1,331,602.08

55,610.00

83,000.00

1,725,950.79

17,105.43

37,393.83

-83,000.00

-201,686.49

45.64

0.00

0.00

45.64

45.64

0.00

0.00

45.64

Total Expense
Net Ordinary Income
Other Income/Expense
Other Income
6391 . Deposits to Bank ???
Total Other Income

----

..

Other Expense
6500 . Payroll Clearing Account
6504' Debits Net Payroll Clearing Acc
6516 . Credits Net Payroll Clearing Ac
Total 6500 . Payroll Clearing Account

7000 . Bank Transfer


7001 . CASI Co-funding Rec'd by NIST
7002 CASI Co-Funding to NIST ATP
7004 . CASI Co-Funding via Propay
7005 . From 8735 to INC IN
7006 . From 8735 TO INC OUT
7007 FROM ATP TO LLC IN
7008 FROM ATP TO LLC OUT
7009 . FROM INC TO 8735 IN
7010' FROM INC TO 8735 OUT
7011 . FROM INC TO LLC IN
7012 FROM INC TO LLC OUT
7013 . FROM LLC TO 8735 IN
7014 FROM LLC TO 8735 OUT
7015 FROM LLC TO NIST LLC IN
7016 FROM LLC TO NIST LLC OUT
7017 . FROM N LLC N TO LLC IN
7018 FROM N LLC N TO LLC OUT
7019 . FROM NIST LLC IN
7020 . FROM NIST LLC OUT
Total 7000 . Bank Transfer
Total Other Expense
Net Other Income

Net Income

KA-2507

255,654.72
-264,914.34

0.00
0.00

-9,259.62
-35,300.00
0.00
0.00
0.00
95,576.00
0.00
91,663.91
-60,000.00
0.00
0,00
0.00
-15,800.00
000
0.00
0.00
0,00
000
0.00
0.00

264,914.34
-318,461.51

0.00
0.00
0.00

0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0,00
0.00
0.00

0.00

-53,547.17
-80,300.00
80,300.00
53,547.17
-95,576.00
95,576.00
-91,663.91
91,663.91
-60,000.00
60,000.00
-521.53
521.53
-15,800.00
15,800,00
-1,000.00
1,000.00
-16,500.00
16,500,00
-8,614.00
8,614.00

0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00

76,139.91

0.00

0.00

53,547.17

66,880.29

0.00

0.00

0.00

-66,834.65

0.00

0.00

45.64

-49,729.22

37,393.83

-83,000.00

-201,640.85

KA-2507

KA-2507

Case:
Case 11-1924
1:08-cv-10223-NRB
Document:Document
94 Page:
32-10
109

3:1''''
07t26'10

KA-2508

KA-2508

Filed
05/16/2012
08/23/10 Page
611061
11 of 321
48

CASI ENTITIES
Statement of Cash Flows
OCtober ZOO11f1r"ouW1 $epIlImber zoo:

KA-2508

Oct '01 Sep 02


OPERATING ACTIVITIES
Net Income

-169,297.71

(169,297.71)

AdJustments to reconcile Net Income


to net cash provided by operations:
2000 Accounts Payable
2010 Ch.se SBSF

117.258.70
.1.308.30

2100 Payroll Li.billties:Z1 15 FUI p.y.ble

402.97

Z100 Payroll Liabillties:Z121 New York Slate Withholding

840.62

2100 . Payroll Liabilltie.:Z122 New York City Wllhholdlng


2100 Payroll Llabilltle.:Z125 NY SUI Payable
2200 American Expres.
Net cash provided by Operating Activities

489.36
1,132.93
-22897

118,587.31

-50,710.40

INVESTING ACTIVITIES
1400' Furniture & Flxtures:1450' Accumulated Depreciation
1600 Loan and Exchange
1660 Stock Subscription Receivable

10,489.00
-295.53
-80.00000

1900 Due ',om DBK:1901 DBK 2000 Rent

2.000.00

11100 Due from DBK:11102' DBK 2001 Draw

-7.765.81

1900 Due from DBK:1903 DBK 2001 Rent

-4.000.00

1900 Due from DBK:1904' DBK 2002

-2,000.00

1900 Due from DBK:1905 . DBK 2002 Draw

-53.000.00

1900 Due from DBK:1906 DBK 2002 Rent

-4.000.00

1900 Due from DBK:1908 Hayes Errors


Net cash provided by Investing Activities

(69,806.53)

8,175.74

(64,590.07)

-134.396.60

FINANCING ACTIVITIES
2900 Payable to DBK:2910 FROM DBK TO INC AlC 1000
2900 Payable to DBK:2914 MC 5263-2710-092601872
3000 Opening Bal equity at 5131/01

29,000.00
5,85615
87.079.00

3001 Common Stock

-1,000.00

3300 . P.rtn.... Capital:3302 Capltal- Joel Bernstein

10,00000

3300 P.rtners Capilal:3303 Capital - Jame. Cox

10,000.00

3300' Partne", Capital:3307' Capltal- Lee Goldberg

10,000.00

3300 P.rtn.... Capital:3308 Capital - Elisha GUrfein

30.00000

3300 Partne", C.pllal:3310 Capital. Abe Karron

10,000.00

3300 p.rtne", Capital:3311 Capllal. Marlon Karron

10.000.00

3300 Partn.... C.pital:3313 Caplt.l- Frederica Miller

10.000.00

3300 P.rtne", Capit.I:3318 Cspllsl. Matthew Rothmln


3300 Partne", Capilal:333O Capital. D.B. Karron
Net cash provided by FinAncing Activities
Net c~ah increase for period

Cash at beginning of period


Cash It end of period

KA-2508

34,856.15

10,000.00
-86.079.00

100,000.00

134,856.15
-50.250.85
1,344.09

(50,250.85)
1,344.09

-48,906.76

(48,906.76)

KA-2508

KA-2508

Case:
Case 11-1924
1:08-cv-10223-NRB
Document:Document
94 Page:
32-10
110

KA-2509

3:'4 PM
07/25111:1

Filed
05/16/2012
08/23/10 Page
611061
12 of 321
48

KA-2509
Statement
of Cash Flows
CAS) ENTITIES

KA-2509

October 2001 through December 2003

Oc1 '01 - Dec OJ


OPERATING ACTIVITIES

201.604085

Netlneome

(201.640.85)

Adjuatmen1a to tKOnCtle Net Income


to net cah provided by ow-rations:
11141

13" . Tax Impol.lnd


200D. Accountll P.ayable

136.5478"

2010 CMM SBSf


2100' payton Uablhtl..:.2115 - FUI PayJlbl.
2100 Payroll UabilitiH:212t New York Stat. Wilhholding
2100 Payroll LJabWdn:2tZZ . N41w York cny Withholding
2100 Payroll Ulbillties.;2125 NY SUI Paya.

1.308 30
288.91
7630lS
"",03
177 59

.J112891
-65.03810

2200' Am.rK:an Expreas


Nalcuh provkMd by OperatinG ActiVities

136.602.75

INVESTING ACTIVITIES

1':> Furnitur Filmue.:145Q Acc ......ula.-d Depreciation

21.ti77 00

.... '553
-BO.OOO 00

1500' LOAn and EKC"'",

1MO . Stock Subacription

Re~vable

11000..... from 08K:1802 . DBK 2001 Draw

.1.765 81

1800 Due from DBK:1804' D8K 2002

.... 53038

18OC1 . 0 ... from OBK:1eoS' DBK 2002 Draw

(58,738.53)

-53.000 00

1900 . Due rrom OBK:1807 OaK 2003

9.206 16

1eoo DUll from DBK:1VOe Hayes Error.

13.61856

(62,823.81 )

-121.56234

Net cph provided by Invuting Activitie.


FINANCING ACTI\f1nES

2100 . Payable to D8K:2910 FROM OBK TO INC AJC 1000


2100 . Payable to D8K:2111 . FROM OUK 101 LLC Po.t Grant

2tOO. Payable to OBK,:211" FROM OSt( VIA OOP -OUT OF POCKE


2QOO. Payable to 08K:2V14 . NC 526J.2710.olZI-1'72
3000 Opentng BaS Equtty at 513111)1
3001 . Common Stock

3300' Partnela capilaJ:3302' Capital

15.55200
1.402.6&
13.91098

81,365.62

81.07900
~JoeI

EMfn n

.1300. Partner, Capi1al:3303' e..rta! .. J.,.. Cor.


3300 . Partners Capial:3307 . CaPita! .l,M Goldberg
3300' Partners capitat:33OI . C~ Elish.a Gurfetn
3300 Partners CapttaI:3310' CapftaI- Abe KAfton
3300 PartNrto Capttal:331 1 . ~ptQI - Marlon Kanon
330CI . P.-tnen Capital:3313 capital. Frederica Miller
33C.G Partners. Capital~1' . Cspital- M...... Rothman
3300 . Partners- Capftal;33JC) Capl1a1 - C.B. Karron
Net: ea.t1 provided by Financing Activitiel

so.sao 00

,'.00000
10.00000
10.000 00
'0.000.00
30.00000
10.00000
10.000.00
10.000 00
10.000 00
-86.079.00
181.365152

5.234 82

100,000.00

(5,234.82)

1,344.09

c..... at and of period

KA-2509

(3,890.73)

KA-2509

KA-2509

Case:
Case 11-1924
1:08-cv-10223-NRB
Document:Document
94 Page:
32-10
111

KA-2510

KA-2510

Filed
05/16/2012
08/23/10 Page
611061
13 of 321
48

KA-2510

F
GIL Balance Sheet A/C's

CAC 101 to CAC 178

KA-2510

KA-2510

KA-2510

Case:
Case 11-1924
1:08-cv-10223-NRB
Document:Document
94 Page:
32-10
112

KA-2511

KA-2511

Filed
05/16/2012
08/23/10 Page
611061
14 of 321
48

KA-2511

CASI ENTITIES
General Ledger
10/01/01 through 12/31/03

Balance Sheet Accounts


CAC 101 to CAe;. 178

CACKA-2511

KA-2511

)0\

KA-2511

Case:
Case 11-1924
1:08-cv-10223-NRB
Document:Document
94 Page:
32-10
113
.... KA-2512
KA-2512

-,

Filed
05/16/2012
08/23/10 Page
611061
15 of 321
48

KA-2512

CASI ENTITlES

17/""0

a.lance Sheet

Asol~3t.2003

G
DK:tl,1S

-;T'

llXl.

, l'

Index of a.lence _

--

1011

CAC

103

CAC

i
~~~~-~

---:--

~. ~C~k!nll'S"v1n.ll"

.0.01
.0.01

1_ CASIINC 2tH-85

11

LL~-;~-:;1331~6

1030.

CAC

104

CAC

1010' 1 1 18

CAC

109 1

CAC. 12~

_,

38.32'
3.57

---- ---

127,

CAC

130

2,

131

CAC

132

1080

133

CAC

134

_~~90.731

12._ r~ChecklnfllSevin.ll"

C.

-j

-~T

AtcoulllS Recelveble

,.1 1 T~;;.~~':";'--~ve~~--Tolel AtcoulllS Recelveble

15

;-1 ---

I'

:_~r_c;u~~_~~

1200 1

111.41
111.41
-352.32

1399 1

II~;-I~~mlllt~ --

"

1400 Fumltu.. & Fillturae

___ :11~ '~~~;~le1ed~"'lation

--=_

----

, '

1400 Fumltu.. & FIIltu... Other

r+------~-

ToteI1400 Fumltu.. & Filltu_

1100 Loan e~Exchellll8

.1700 Rent security

51

,--.

137'

CAC

\- r-

CAC

~O,OOll.,OO:

j--

---,

138;

.,SAC 139

4,000.00

1700, 1

CAC

1.

-----,

3'

140

CAC :-i41,

143

'CAC

~30.~_

1107 DBK 2003


,1_
Hey" Errore
--- _._-_.. - -

n~
1400

53,000.00.
9,206.18:
-13,678.56
63,823.81'
148,239.34
165,307.02

>!~. DB.K211O~ 1).r!W

..

136

8,765.81

-~--

1904 DBK 2002


------ ----

..

CAC

j--

I~

1900 1

1102 . OBI< 2001 Drew


_._--

...

415.53

T r1;;.~~~-;;;-D~

..

,-

17,4~0.00

__11110' StocklS,.b.crlpllon_~..Ivebl~__

j-------

135'

-56--,-lNS7 .Q.()~

------~

"

CAC

,...----'7;..;3"",50~7."'"0.;:;.;0:
17,420.00

Totel Flxed""-,

r --

3,427.00
3,427.00

139t Tax Impound

17

108

1030 1 1

..

10a0 M..lercenl1872

T: ---

1000 1

-3,~32._6!t 1020 1

1020 CASI LLC 1331""

101- T

1 -

~----

ToIe111OO Due from OBI<

Tolel Other""-

.. TOTAL ASSETS

--,,

t-

T
FH-t-=c:;:urra",nt l.i!bll!lle.__ ~_

1-

.~ount.!!~)Ieb,! _
_~ .2000 Accou~ Peyable

____ Totel ~c....~ Peyable _

..

136,547.84

-- 1

3.00
5.03
1.97
1
10.00

,,2040 . Cradlt Cerd

-.... -r-'-

----.

20a0 Roundlng_

r _1201~~he.. SBSF Other


'Tote12010
Che.. SBSF
---------------t~oo:.!'~n':!.~lIt".

_.21!! ~I Pe~~_'"

t-J-__ L2121."

NewYorkJlte1ll"",,!,h~d!".!!_

._ .21.22 NewYorIcc:It!'VVlthhol~O

---t

I
2125 NY SUi Peyable
-1--------------lIebllltlee

5 0 . Totel ~!lICII'e)lroll

51

144 t---

2010 1

CAe

147

--~----

2010' Cheee SBSF

57

CAC

CAC

146

'Other Cunent U8b1IItIe.

..

..

2000. 1!~

136,547.~

t +-----!200' Amerl.."--~'!U_ _
Totel Other Currant U8b111t1ee

,-,

--

r-I

--I

2100

288.91
783.06
654.03'
177.59 ,

18,
, ----t-

CAC. 148
r-

CAC

165

CAC

171

1-

--~

-.

-of

!..~0~.59

-358.40
1,555.19

2200

. 1,

-I

r
CAC

166,

-j

J f)
7/25/20101:24 PM

KA-2512

KA-2512

KA-2512

2.

Case:
Case 11-1924
1:08-cv-10223-NRB
Document:Document
94 Page:
32-10
114

....... KA-2513

-A

t-J.

,----t _.-+".

_.L--

KA-2513

..

a.cSt._

~ .J-;--;-. __..

2 ..

C 0

Filed
05/16/2012
08/23/10 Page
611061
16 of 321
48

KA-2513

1:8.-

Index
of._.Balance
S_
..
-- ----

'-"

_100._

'CAC 101

.....I..--~_

.. _--

~ _ -+Totlll~~II!IH_

..

--+~T~UIIblI_-

__

CAC

,.2.+! ~'~~D8K._, _
_~'
~+--l~r~"':'~I01-pa~bl!"'~ -- -- -r _ .Jl9-,-S3!09.
,.2. -!-,- :~~F~~~:r~1.331~ _
0.00
"-"--r+-'2lI10:!~..o"~B!!-_TOINC

t-2

,_

,_I_t~1.1~~~_~_,!!>_~C

..,!!

..S.l..SOj).OJl . ....
.1~,5~2.001

, _

~~_Ll- ,-~!:..FROM~TO_~IS~1!...

JI.~._

+~~'.~_~_VIAOOf.-()UT~~ ~ __ 1..55~.5.1

~4--_.-!':'4. ' .~_5~2!"):!,2I-!..87!.

12f- !_T~~_:..Pa~~~_

_ _ __ ,

~ 1-+-~!!ltaI ~T~ ~1IIIe!... _


l1~!.tll_L!".!'I!It~

19,117.99
184,260.50'184,260.50
322,363.53

-,

f!.! .e,u.ItY_. - -~

........31~,:~I~ Ea",I"p__..
!

3300

.-

1.fJ,ClOO.QO ._

.l~.~~~_~in _
.....L~3.: Capltal_~

eox

..

,u~~"",,I

E~~~n.

__

i _

~,C19_0.C!O

._

~ _L.l.~~:PAKa.!!""_

_1.Q,OQO.00.
_ 1Q,C1C10&.0._
__ 1Q,~.Q.O,
1.0,000.00 I
-86,079.00

~_! lT~~'~~J>Il!l __

_ 11,~!1,C!O_

-66,545.25
-157,056.51
165,307.02

~ _~ __ ~~1~'Ca!'i!"I_-~~~n_

t!!

~'--o-~~.~~~I-.~~

__ ._.

.l. l-l-33~.~.~I.:..~Ioti"'"'_ ..

~ ....:

__l~'~ ~RatIlman

.l_Net~~

.. JT~IE~u~.

~ ~T~~~~~EQU.!n:.
'. I

~~. I--;:-~

.-

.--,
1

"

..

1-'

'1
I"

t-

"1

~!.:....,~ ..

n.

1~000.1)(),_

1~,000.00.

~I-! -'-1~.:~':'''''_~boII
~

..

~ 1-+-13300....:.~_Capllal_._- .. - -

,.!!

172

.
I

_1.~

- -;

1.2

-_. -

CAC

179

CAC
-

190

cAe- 103
7/25120101:24 PM

KA-2513

KA-2513

......hU

KA-2513

'l
KA-2514

11-1924
Jeoo
fHu Case:

3:03AM

07111110
Accrual Basis

O.

611061

321

KA-2514

"'

Transactions by Account
As of December 31, 2003
Num

Date

DBK 1006
2953
CD 1001
CD 1002
CD 1003
CD 1004
CD 1005
CD 1006
CD 1007
2961
2962
2977
2978
2979
2980
2981
2982
2983
2984
2985
3005

3006
3007
3018
3027
3040
3064
CD 1101
CD 1102
CD 1103
CD 1104
CD 1105
CD 1106
CD 1107
CD 1108
CD 1109
CD 1110
CD 1111
CD 1112
CD 1113
CD 1114
CD 1115
CD1116
CD1117
3054
CD 1118
CD 1119

Memo

Name
FROMDBK
Dr. D.B. Karron
Chase SBSF
Con Ed
Bank Charges
Oxford Health Plans
Mobil
D. Ferrand
Comer Drug Store
CGU
Dr. D.B. Karron
Dr. D.B. Karron
Dr. 0.8. Karron
Dr. D.B. Karron
Dr. D.B. Karron
Dr. D.B. Karron
Dr. 0.8. Karron
Dr. D.B. Karron
Dr. D.B. Karron
Dr. 0.8. Karron
Dr. D.B. Karron
Elisha Gurfein
Chase Bank
Chase Bank
Charles Da Salla
Internal Revenue Soo.
Dr. 0.8. Karron
Dr. 0.8. Karron
Con Ed
Adam J. FUsser M.D.
R. White M.D.
Oxford Health Plans
MCI
Verizon
Skytel
Cable
AT&T
Amex
General Computer ...
Deluxe Business Fo.oo
Thorn
D. Ferrand
Domain Name
Fedex
Dues and Sub
NY State Tax Dept
Con Ed
Verizon

Clus

Credit

Debit
2,000.00

300.00
755.29
658.33
25.00
441.79
10.00
100.00
465.98

Draw 2001

26.00
Draw 2001
Draw 2001
Jan 2000
Feb 2000
March 2000
April 2000
May 2000
June 2000
JUly 2000
August 2000
Sept 2000

Oct 2000
Nov 2000

300.00
75,000.00
2,000.00
2,000.00
2,000.00
2,000.00
2,000.00
2,000.00
2,000.00
2,000.00
2,000.00
5,710.42
1,605.00
1,275.00
587.44
303.56
2,000.00
2,000.00
174.42
200.00
600.00
441.79
92.67
110.55
102.26
17.52
71.75
235.82
361.08
264.62
284.85
310.00
70.00
7.01
50.00
69.18
394.57
379.23

Balance
1,344.09
3,344.09
3,044.09
2,288.80
1,630.47
1,805.47
1,163.68
1,153.68
1,053.68
587.70
613.70
313.70
-74,686.30
-76,686.30
-78,686.30
-80,686.30
-82,686.30
-84,686.30
-86,686.30
-88,686.30
-90,686.30
-92,686.30
-98,396.72
-100,001.72
-101,276.72
-101,864.16
-102,167.72
-104,167.72
-106,167.72
-106,342.14
-106,542.14
-107,142.14
-107,583.93
-107,676.60
-107,787.15
-107,889.41
107,906.93
-107,978.68
-108,214.50
-108,575.58
-108,840.20
-109,125.05
-109,435.05
-109,505.05
-109,512.06
-109,562.06
-109,631.24
-110,025.81
-110,405.04

Filed 08/23/10 Page 17 of 48

('\

05/16/2012

CASI ENTITIES

~~

1000 CASIINC 2996-65


Deposit
10/1112001
Check
1011412001
Check
1012112001
Check
1012112001
Check
1012112001
Check
1012112001
Check
1012112001
Check
1012112001
Check
1012112001
Deposit
1012212001
Check
1012612001
Check
1012612001
Check
1012612001
Check
1012612001
Check
1012612001
Check
1012612001
Check
1012612001
Check
1012612001
1012612001
Check
Check
1012612001
Check
1012612001
1013112001
Check
1013112001
Check
1013112001
Check
Check
1013112001
Check
111712001
Check
11/812001
1118/2001
Check
1119/2001
Check
111912001
Check
Check
111912001
1119/2001
Check
111912001
Check
111912001
Check
111912001
Check
Check
1119/2001
111912001
Check
Check
111912001
111912001
Check
111912001
Check
Check
1119/2001
1119/2001
Check
Check
1119/2001
111912001
Check
111912001
Check
1111612001
Check
11/18/2001
Check
1111812001
Check

Page: 115

KA-2514

Case 1:08-cv-10223-NRB Document 32-10

Type

Document: 94

Page 1

KA-2514

KA-2514

KA-2514

KA-2515
3:03AM
07/11/10
Accrual Basis

Ui~

Page: 116

)
KA-2515

05/16/2012

611061

321

KA-2515

CASI ENTITIES

Transactions by Account

Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Deposit
Check
Check
Check
Check
Check
Check
Check
Check
Deposit
Check
Deposit
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check

~ KA-2515

Date
1111812001
11/1812001
11/18/2001
11/1812001
11/1812001
1111812001
11/1812001
11/1812001
1111812001
1111812001
1111812001
11118/2001
11118/2001
1111812001
11/18/2001
11118/2001
11/18/2001
11/1812001
1111812001
1111812001
11/1812001
1112012001
11130/2001
1113012001
1113012001
1113012001
11130/2001
12/3/2001
1213/2001
1213/2001
1214/2001
121512001
121512001
121612001
121612001
121612001
121612001
121612001
121612001
12/612001
12/612001
1216/2001
121612001
1216/2001
121612001
121612001
121612001
1216/2001
12/6/2001

Num
CD 1120
CD 1121
CD 1122
CD 1123
CD 1124
CD 1125
2914
CD 1126
CD 1127
CD 1128
CD 1129
CD 1130
CD1131
CD 1132
CD 1133
CD 1134
CD 1135
CD 1136
CD 1137
CD 1138
CD1120A
112001
3071
3072
3081
3086
3080
3087
3085
cd 200
DBK 5189
3088
120501
cd 1201
cd 1202
cd 1203
cd 1204
cd 1205
cd 1206
cd 1207
cd 1208
cd 1209
cd 1210
cd 1211
cd 1212
cd 1213
cd 1214
cd 1215
3093

Memo

Name

Debit

Credit
55.70
158.40
1,007.16
20,704.46
12.34
430.00
1,000.00
325.00
20.28
295.57
237.37
100.00
1,770.00
317.17
200.00
1,000.00
561.76
7.54
1.00
100.00
17.52

Skytel
Amex
Amex
General Computer ...
Fedex
MMVR
ScoltAlbin
D. Ferrand
NISTATP
Hertz Corporation
Thorn
NYC Dept of Trans...
Pennie & Edmonds
One Stop Business ...
Blumenthal Associa...
Frederica Miller ESQ
ChaseSBSF
Bank Charges
Amex
NIST 8735-65
Cable
NISTWIREIN
Elislla Gurfein
Charles Da Salla
~y State Tax Dept
Internal Revenue S...
New Jersey Divisio...
NY State Tax Dept
New Jersey Divisio...
Con Ed
FROMDBK
NIST 8735-65
NISTWIREIN
Con Ed
Corner Drug Store
MCI
Verizon
Cable
AT&T
Mobil
General Computer ...
D. Ferrand
Silicon City
ScoltAlbin
USPS
Advan.
T~chnolo...
Penn,E; :: :"Tlonds

150,000.00
1,325.70
1,636.06
31.38
997.26
28.35
53.77
378.33
295.26
5,000.00
60,000.00
60,000.00

0"

q-chec~.

Dr. D.B Karron

Class

March 2001

486.64
11.94
43.03
146.59
17.52
44.18
35.49
5,949.39
200.00
1,000.00
500.00
170.00
2,000.00
508.08
55.85
2,000.00

Balance
-110,460.74
-110,619.14
-111 ,626.30
-132,330.76
-132,343.10
-132,773.10
-133,773.10
-134,098.10
-134,118.38
-134,413.95
-134,651.32
-134,751.32
-136,521.32
-136,838.49
-137,038.49
-138,038.49
-138,600.25
-138,607.79
-138,608.79
-138,708.79
-138,726.31
11,273.69
9,947.99
8,311.93
8,280.55
7,283.29
7,254.94
7,201.17
6,822.84
6,527.58
11,527.58
-48,472.42
11,527.58
11,040.94
11,029.00
10,985.97
10,839.38
10,821.86
10,777.68
10,742.19
4,7.92.80
4,592.80
3,592.80
3,092.80
2,922.80
922.80
414.72
358.87
-1,641.13

Filed 08/23/10 Page 18 of 48

<::)

Document: 94

Case 1:08-cv-10223-NRB Document 32-10

~
-

Case: 11-1924

As of December 31, 2003


Type

(\

1316 JOOD

Page 2

KA-2515

KA-2515

ft16

)
KA-2516
3:03AM
07/11/10
Accrual Basis

05/16/2012

611061

321

KA-2516

CASI ENTITIES

Transactions by Account

Check
Check
Check
Check
Check
Deposit
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Deposit
Check
Check
Check
Check
Check
Check
Check
Check
Deposit
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Deposit

Date
121612001
121612001
1211012001
12110/2001
12110/2001
1211112001
1211912001
1212112001
12121/2001
1212812001
1212812001
1/912002
11912002
11912002
1/1012002
1/1012002
1/1012002
1/1012002
1/1012002
1/1012002
1/1012002
111012002
1/1012002
1/1012002
1/012002
1/23/2002
112812002
214/2002
214/2002
214/2002
211212002
211212002
211212002
2/1212002
212212002
3/1/2002
3/1/2002
31112002
3/112002
3/512002
3/1212002
3/1212002
311212002
3/1212002
311212002
311212002
3/12/2002
3/1212002
3121/2002

Memo

Name

Num

Cia

Debit

2,000.00
540.00
261.57
17.52
100.00

April 2001

Dr. D.B. Karron

3094
cd 1215A
cd 1216
cd 1217
cd 1218

Con Ed
Cable
D. Ferrand

3100
3103
cd 1219
3107
3108
3115
3116
3117
3122
cd 101
cd 102
cd 103
cd 104
cd 105
cd 106
cd 107
cd 108
cd 109
cd 110

Dr. D.B. Karron


Dr. D.B. Karron
Amex
Dr. D.B. Karron
Dr. D.B. Karron
Dr. D.B. Karron
Dr. D.B. Karron
Dr. D.B. Karron
Dr. 0.8. Karron
Con Ed
MCI
Verizon
Skytel
Cable
AT&T
JlII Feldman CPA
D. Ferrand
Pennie & Edmonds
Advanced Technolo...

3'25
3129
3131
3132
cd 201
cd 202
cd 203
cd 204

NIST 8735-65
Dr. D.B. Karron
Dr. D.B. Karron
Dr. D.B. Karron
Verizon
D. Ferrand
Jill Feldman CPA
Pennie & Edmonds

3142
3143
3144
3145
3151
3153
cd301
cd302
cd303
cd304
cd305
cd306
cd307

Dr. D.B. Karron


Dr. D.B. Karron
Dr. D.B. Karron
Dr. D.B. Karron
Dr. D.B. Karron
Dr. D.B. Karron
Con Ed
Ox1ord Health Plans
Verizon
Skytel
Advanced Technolo...
Pennie &Edmonds
D. Ferrand

Credit

MMVR

10,000.00
2,000.00
500.00
1,007.16
2,000.00
2,000.00
2,000.00
2,000.00
2,000.00
2,000.00
759.91
54.11
102.78
97.89
17.52
14.39
1,000.00
784.00
198.52
1,000.00

Dec 2001
Draw 2001

May 2001
June 2001
July 2001
Aug 2001
Sep 2001
Jan 2002

Deposit

15,100.00
500.00
2,000.00
2,000.00
2,000.00
111.45
200.00
1,000.00
1,690.00

OCt 2001
Nov 2001
auestion

NIST '4051...
Dec 2000
March 2002
Draw 2002
Draw 2002
Draw 2002
Draw 2002

10,500.00

NIST 1407T...

25,000.00

2,000.00
2,000.00
1,000.00
5,000.00
5,000.00
4,000.00
1,086.95
1,113.38
107.67
113.47
2,000.00
1,757.53
400.00

Balance
-3,641.13
-4,181.13
-4,442.70
-4,460.22
-4,560.22
5,439.78
3,439.78
2,939.78
1,932.62
-67.38
-2,067.38
-4,067.38
-6,067.38
-8,067.38
-10,067.38
-10,827.29
-10,881.40
-10,984.18
-11,082.07
-11,099.59
-11,113.98
-12,113.98
-12,897.98
-13,096.50
-14,096.50
1,003.50
503.50
-1,496.50
-3,496.50
-5,496.50
-5,607.95
-5,807.95
-6,807.95
-8,497.95
2,002.05
2.05
-1,997.95
-2,997.95
-7,997.95
-12,997.95
-16,997.95
-18,084.90
-19,198.28
-19,305.95
-19,419.42
-21,419.42
-23,176.95
-23,576.95
1,423.05

Filed 08/23/10 Page 19 of 48

.,

Page: 117

KA-2516

Case 1:08-cv-10223-NRB Document 32-10

<::)

2> ~5

Document: 94

As of December 31,2003
Type

r-

Case:
11-1924
)000

Page 3

KA-2516

KA-2516

KA-2516

KA-2517
3:03AM
07/11/10

Case: 11-1924
~DOO
rrl~

if ti~

321

KA-2517

CASI ENTITIES

Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Deposit
Check
Check
Check
Check
Check
Check
Check
Deposit
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Deposit
Check
Check
Check
Check
Deposit
Check
Deposit
Deposit
Check
Check
Check
Check
Deposit
Deposit
Deposit

Date
312212002
312912002
312912002
4/1012002
4/1012002
4/1012002
411012002
4/1012002
4/1012002
4/1012002
4/1012002
411012002
4/1912002
5/1/2002
5110/2002
5/10/2002
5/1012002
5/1012002
5/1012002
5/1012002
512112002
512412002
512412002
5/24/2002
5/2412002
5/24/2002
61212002
6/212002
6/2/2002
61212002
61312002
6/312002
6/3/2002
6/4/2002
612512002
612512002
818/2002
8/8/2002
8/1312002
8/1412002
8/16/2002
9/5/2002
9/1212002
9/12/2002
9/1212002
9/1212002
9/1612002
10/412002
10/1012002

Num

Memo

Name

cd 407
cd 408

Dr. D.B. Karron


Dr. D.B. Karron
Dr. D.B. Karron
Con Ed
Verizon
Mobil
D. Ferrand
Advanced Technolooo.
Solomon & Bemstein
Pennie & Edmonds
Emil Jovanov
Bank Charges

3175
cd 501
cd 502
cd 503
cd 504
cd 505
cd 506

Dr. D.B. Karron


Con Ed
Verizon
D. Ferrand
Solomon & Bemstein
Advanced Technolo.oo
Pennie & Edmonds

cd 524 01
cd 524 02
cd 524 O~
cd 52404

Con Ed
AT&T
Pennie & Edmonds
D. Ferrand
Dr. D.B. Karron
Or. O.B. Karron - Roo
Pennie & Edmonds
~ Ferrand
':00 Ed
....erizon
Advanced Technolooo.
Con Ed

3155
3160
3164
cd 401
cd 402
cd 403
cd 404
cd 405
cd 406

3184
3185
3186
3187
3188
3189
3190
3191

Class

Debit

Balance

Credit
2,000.00
13,000.00
2,000.00
299.77
109.71
18.42
200.00
1,000.00
1,000.00
314.44
272.25
13.00

Draw 2002
Draw 2002
April 2002

NIST 1410T...
May 2002

19,776.00

NIST 14131...

11,000.00

2,000.00
740.05
117.62
300.00
800.00
1,000.00
2,013.64
479.14
9.29
351.33
200.00
2,000.00
2,000.00
800.59
100.00
191.22
113.63
1,000.00
470.38

Draw 2002

4,000.00
3193
3194
3195
3196
DBK 1121
DBK 1122
3197
3198
3199
3200
OBK 1129

DB Karron
D. Ferrand
New York State Cor...
NIST 8735-65
FROM DBK
Bank Charges
FROM DBK
Bank Charges
Con Ed
Con Ed
Or. O.B. Karron - Roo
Dr. D.B. Karron - Roo
Nicholee A. Wynter
FROM OBK
Elisha Gulfein

1,000.00
100.00
800.00
20,000.00
20,000.00
25.00
FROM DBK

1,000.00
25.00
669.88
670.95
2,000.00
2,000.00
53.82
5,000.00
105.00

-576.95
-13,576.95
-15,576.95
-15,876.72
-15,986.43
-16,004.85
-16,204.85
-17,204.85
-18,204.85
-18,519.29
-18,791.54
-18,804.54
971.46
-1,028.54
-1,768.59
-1,886.21
-2,186.21
-2,986.21
-3,986.21
-5,999.85
5,000.15
4,521.01
4,511.72
4,160.39
3,960.39
1,960.39
-39.61
-840.20
-940.20
-1,131.42
-1,245.05
-2,245.05
-2,715.43
1,284.57
284.57
184.57
-615.43
-20,615.43
-615.43
-640.43
359.57
384.57
-285.31
-956.26
-2,956.26
-4,956.26
-4,902.44
97.56
202.56

-.1.

Filed 08/23/10 Page 20 of 48

611061

Case 1:08-cv-10223-NRB Document 32-10

05/16/2012

As of December 31, 2003


Type

Page: 118

KA-2517

Transactions by Account

Accrual Basis

(\

Document: 94

Page 4

KA-2517

KA-2517

KA-2517

KA-2518
3:03AM

Case:}OOO
11-1924
IHc5' 6-fJS

07/11/10

611061

321

KA-2518

CASI ENTITIES

Transactions by Account

Date
10/1612002
10/1912002
1012212002
111612002
11/1412002
1112012002
121212002
121412002
1211012002
1211212002
12/1212002
1211212002
1211612002
1212012002
1212012002
12/3112002
11212003
1/412003
1/512003
112312003
1/3112003
21312003
211312003
211412003
211412003
2119/2003
212012003
31312003
311012003
311712003
311812003
3120/2003
312112003
3/25/2003
4/112003
41912003
411712003
51112003
51112003
12/3112003

Num
3201
3202
3205

debit
DBK 1152
DBK 1153
TFR
DBK 1154
3206

TFR
TFR
TFR
3208
3209

TFR
3210
3211
3212
3214

TFR
3215

TFR
3216
3217

TFR
123103

Memo

Name
U.S. Treasury
Can Ed
REIMB EXP INCOME
Can Ed
FROMDBK
CASI CO FUNDING
Bank Charges
FROM DBK
FROMDBK
NIST 8735-65
FROMDBK
REIMB EXP INCOME
Can Ed
CASI CO FUNDING
CASI CO FUNDING
CASI CO FUNDING
Bank Charges
ConEd
Can Ed
FROM DBK
NIST 8735-65
Bank Charges
Can Ed
Skytel
Verizon
FROM NIST 8735-65
Can Ed
Bank Charges
NIST 1331-66
Bank Charges
FROMDBK
Skytel
NIST 8735-65
REIMB EXP INCOME
Bank Charges
Skytel
Verizon
Bank Charges
TO 1331-65

Deposit

Class

Credit

Debit
75.10

362.00
433.14
270.98

Deposit

77.n
77.n

28.82
49.90
71.07
31.09
521.53
0.01

38.12
2,538.12
5,038.12
38.12
2,538.12
2,615.80
2,349.76
1,749.76
1,649.76
649.76
646.20
63.36
-249.60
1,750.40
250.40
230.90
-42.04
-89.34
-255.73
944.27
277.57
255.89
-244.11
-269.11
1,730.89
1,682.37
682.37
702.41
673.59
623.69
552.62
521.53
0.00
-0.01

356,891.78

358,235.88

-0.01

356,891.78

358,235.88

-0.01

2,500.00
2,500.00
5,000.00
2,500.00
77.68
266.04
600.00
100.00
1,000.00
3.56
582.84
312.96
2,000.00
1,500.00
19.50
272.94
47.30
166.39
1,200.00
666.70
21.68
500.00
25.00
2,000.00
48.52
1,000.00
20.04

PLUGTOKE...

TOTAL

277.66
-84.39
348.75
5,077.n

5,000.00
5,000.00
39.65

Total 1000 . CASIINC 2996-65

Balance

Filed 08/23/10 Page 21 of 48

Deposit
Check
Deposit
Check
Deposit
Check
Check
Deposit
Deposit
Check
Deposit
Deposit
Check
Check
Check
Check
Check
Check
Check
Deposit
Check
Check
Check
Check
Check
Deposit
Check
Check
Check
Check
Deposit
Check
Check
Deposit
Check
Check
Check
Check
Check
Check

0
09-

05/16/2012

Case 1:08-cv-10223-NRB Document 32-10

Type

~
-

Page: 119

KA-2518

As of December 31, 2003

Accrual Basis

Document: 94

... ,-

-"

Page 5

KA-2518

KA-2518

KA-2518

KA-2519

3:04AM

07/11/10
Accrual Basis

=r

0
..s>

1010 NIST ATP 8735-65


Deposit
11/21/2001
Deposit
12m2oo1
Check
12111/2001
Check
12/11/2001
Check
12111/2001
Check
1211112001
Check
12/1112001
Check
1212812001
Check
1212812001
Check
1212812001
Check
1212812001
Check
11312002
Check
11312002
Check
1/512002
Check
1/512002
Check
1/512002
Check
1/512002
Check
1/512002
Check
1/512002
Check
1/512002
Check
1/512002
Check
1/512002
Check
1/512002
Check
1/512002
11912002
Deposit
Check
1110/2002
1/15/2002
Check
1/15/2002
Check
1/15/2002
Check
Check
1116/2002
1/1612002
Check
1/1612002
Check
112212002
Check
Check
112212002
Check
112212002
Check
112212002
Check
112212002
112212002
Check
Check
112212002
1122/2002
Check
1122/2002
Check
1122/2002
Check
Deposit
1123/2002
Check
112512002
Deposit
112812002
Check
113112002
Check
113112002
Check
21112002

KA-2519

05/16/2012

611061

.,

321

KA-2519

CASI ENTITIES

i,g

Date

Page: 120

Transactions by Account
As of December 31, 2003
Num

INC DEBIT
INC 3088
86
NCO 1201
NCO 1202
1203
NCO 1204
10017
10024
10021
10012
10022
10023
NCO 101
NCO 102
NCO 103
NCO 104
NCO 105
NCO 106
NCO 107
NCO 108
NCO 109
NCO 110
NCO 111
010902
10710
10039
10041
10040
10042
10043
10044
NCO 112
NCO 113
NCO 114
NCO 115
NCO 116
NCO 117
NCO 118
NCO 119
NCO 120
NCO 121
012302
10047
INC 3125
10059
10060
10052

Name

Memo

Class

Debit
100.00
60,000.00

CASI CO FUNDING
CASI CO FUNDING

10,000.00
8,332.33
13,304.00
32.80
339.22
5,000.00
10,000.00
914.08
100.00
5,778.00
4,611.09
1,442.34
188.80
300.00
2,000.00
1,000.00
34.87
284.85
137.21
210.00
456.00
398.60

CAS129~5

George Wolberg PhD


General Computer ...
E. Gurfeln (vendor)
E. Gurfein (vendor)

check 96

CASI2996~5
CAS129~5

Charles Da Salla
CAS129~5

Elisha Gurfein
Elisha Gurfein
Oxford Health Plans
Hertz Corporation
Webworqs
Jill Feldman CPA
Frederica Miller ESa
Verizon
Thom
Skytel
YC Cable
Pacific Dala Storage
Dr. Nazma Ferdouse
NISTWIRE IN
Chase Bank
NY Slate Tax Dept
Intemal Revenue S...
New Jersey Divisio...
Chase Bank
Intemal Revenue S...
Chase Bank
George Wolberg PhD
General Computer ...
Frederica Miller ESa
Amex
Amex
Amex
Silicon City
Fedex
General Computer ...
Silicon City
NISTWIREIN
Charles Da Salla
CASt CO FUNDING
Elisha Gurfein.
Robert G. Wine
Chase Bank

Balance

Credit

Deposit

60,000.00

Deposit

60,000.00

91.80
38.59
328.46
617.41
86.96
4.776.00
56.00
8,333.33
5,301.00
1,000.00
2,524.05
1.00
2,577.53
7,195.14
136.63
6,511.00
10,000.00
1,544.52
500.00
5.778.00
2,707.20
16.56

0.00
100.00
60,100.00
50,100.00
41,767.67
28,463.67
28,430.87
28,091.65
23,091.65
13,091.65
12.177.57
12,077.57
6.299.57
1,688.48
246.14
. 57.34
-242.66
-2,242.66
-3.242.66
-3,277.53
-3.562.38
-3,699.59
-3,909.59
-4,365.59
-4,764.19
55,235.81
55,144.01
55,105.42
54,776.96
54,159.55
54,072.59
49,296.59
49,240.59
40.907.26
35,606.26
34,606.26
32,082.21
32,081.21
29,503.68
22,308.54
22,171.91
15,660.91
5,660.91
65,660.91
64,116.39
64,616.39
58,838.39
56.131.19
56,114.63
Page 1

KA-2519

KA-2519

KA-2519

Filed 08/23/10 Page 22 of 48

C\

lOla

Document: 94

Case 1:08-cv-10223-NRB Document 32-10

Type

fr/6

Case: 11-1924

KA-2520
3:04AM
07111110
Accrual Basis

"

05/16/2012

611061

321

KA-2520

CASI ENTITIES

Transactions by Account

Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Deposit
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check

Date
2/112002
211/2002
21112002
21112002
211/2002
21112002
21112002
21112002
21112002
21112002
211/2002
21112002
21112002
21612002
2/7/2002
21712002
212012002
212812002
212812002
212812002
212812002
31112002
31112002
3/112002
3/112002
31112002
3/112002
3/112002
31112002
31112002
31112002
3/112002
31112002
31112002
3/112002
31512002
3/12/2002
311212002
3/1212002
311212002
3/1212002
3/1212002
311212002
3112/2002
311212002
3/1212002
311212002
3/1212002
3/12/2002

Num
10053
10050
10051
NCO 201
NCO 202
NCO 203
NCO 204
NCO 205
NCO 206
NCO 207
NCO 208
10054
10055
NCO 209
10062
10063
022002
10080
10083
10084
10078
10085
10086
10087
10088
10089
10090
NCO 301
NCO 302
NCO 303
NCO 304
NCO 305
NCO 306
NCO 307
NCO 308
10096
10104
NCO 309
NCO 310
NCO 311
NCO 312
NCO 313
NCO 314
NCD315
NCO 316
NCD 317
NCD318
NCD 319
NCD320

Name
Internal Revenue 5 ...
CASI 2996-65
CASI 2996-65
Scott Albin
James l. Cox
General Computer ...
Oxford Health Plans
Webworqs
Jill Feldman CPA
Frederica Miller ESa
Ricoh Business Sys...
New Jersey Divisio...
NY Stete Tax Dept
George Wolberg PhD
Charles Da Salla
Elisha Gurfein
NISTWIREIN
CASI 2996-65
Elisha Gurfein
James L. Cox
St. Louis University
Charles Da Salla
Chase Bank
Chase Bank
NY State Tax Dept
Internal Revenue 5 ...
New Jersey Divisio...
General Computer ...
Oxford Health Plans
MCI
Hertz Corporation
Cable
Venzon Wireless
Silicon City
Venzon
CASI 2996-65
. CASI 2996-65
Pacific Data Storage
SGI Developers
AT&T
Fedex
E. Gurfein (vendor)
Zapin Endlich & Lo...
Comer Drug Store
NYC Dept of Trans...
Transit Check
Elisha Gurfein
Amex
Amex

Memo

Class

Debit

Balance

Credit
8,156.72
10,000.00
500.00
500.00
5,265.00
10,000.00
480.78
600.00
1,000.00
1,000.00
6,419.57
378.33
111.52
8,333.33
1,330.35
2,469.60

Deposit

check 10078

wor!< comp

60,000.00
14,000.00
5,781.29
3,770.00
548.34
1,274.21
28.16
823.56
255.92
2,811.00
378.33
4,902.00
1,037.47
110.88
413.20
18.33
29.81
2,842.00
70.77
6,000.00
4,000.00
295.00
295.00
63.36
109.16
236.94
463.00
505.27
300.00
230.40
1,234.00
2,155.27
2,669.66

47,957.91
37,957.91
37,457.91
36,957.91
31,692.91
21,692.91
21,212.13
20,612.13
19,612.13
18,612.13
12,192.56
11,814.23
11,702.71
3,369.38
2,039.03
-430.57
59,569.43
45,569.43
39,788.14
36,018.14
35,469.80
34,195.59
34,167.43
33,343.87
33,087.95
30,276.95
29,898.62
24,996.62
23,959.15
23,848.27
23,435.07
23,416.74
23,386.93
20,544.93
20,474.16
14,474.16
10,474.16
10,179.16
9,884.16
9,820.80
9,711.64
9,474.70
9,011.70
8,506.43
8,206.43
7,976.03
6,742.03
4,586.76
1,917.10
Page 2

KA-2520

KA-2520

KA-2520

Filed 08/23/10 Page 23 of 48

.,

Page: 121

KA-2520

Case 1:08-cv-10223-NRB Document 32-10

Document: 94

As of December 31, 2003


Type

11-1924
ft/GCase:/0/0
Z- '1J l8

Case: 11-1924

KA-2521 !tIe- lOrD

Document: 94

--

311212002
311212002
311212002
312212002
312212002
312812002
313012002
41112002
41212002
41212002
41212002
41212002
41212002
41212002
41212002
41212002
41212002
41212002
41212002
41212002
41212002
41212002
41212002
41212002
412912002
412912002
413012002
413012002
413012002
413012002
413012002
51112002
5/112002
5/112002
5/112002
5/1/2002
5/112002
51112002
5/112002
5/112002
511/2002
51112002
5/1/2002
51112002
5/1/2002
5/112002
5/112002
5/112002
5/1/2002

321

KA-2521

Transactions by Account
As of December 31,2003
Name

Num
NCO 321
NCO 322
NCO 323
032202
10105
10107
10124
10119
10131
10132
NCO 401
NCO 402
NCO 403
NCO 404
NCO 405
NCO 406
NCO 407
NCO 408
NCO 409
NCO 410
NCO 411
NCO 412
NCD413
10134
10147
10148
043002
10149
10150
10157
10158
10160
NCD 501
NCO 502
NCD 503
NCO 504
NCO 505
NCO 506
NCO 507
NCD 508
NCD 509
NCD 510
NCD 511
NCD 512
NCO 513
NCO 514
NCO 515
NCD 516
NCD 517

Amex
Amex
Cable
NISTWIRE IN
CASI 2996-65
CASI 2996-65
CASI 2996-65
Charles Da Salla
Chase Bank
Intemal Revenue S...
James L. Cox
George Wolberg PhD
General Computer ...
Oxford Health Plans
Amex
Elisha Gurfein
Cable
Frederica Miller ESa
Thorn
Silicon City
Verizon
AT&T
D Ferrand
'f( State Tax Dept
CASI 2996-65
NY State Tax Dept
NISTWIREIN
NY State Employm...
Internal Revenue S...
~v State Employm...
New Jersey Divisio...
Charles Da Salla
James L. Cox
George Wolberg PhD
General Computer ...
Oxford Health Plans
MCI
Hertz Corporation
Webworqs
Verizon Wireless
Silicon City
Verizon
Pacific Data Storage
American Media Sy...
American Media Sy...
5'1':; .~ r,raphics
AT>
Exx;~

Memo

Class

Debit

Balance

Credit
569.57
105.23
104.46

Deposit

60,000.00
1,776.00
14,000.00
4,000.00
1,247.69
26.46
887.04
3,575.00
4,225.00
8,115.00
1,037.47
2,589.81
617.40
114.23
2,000.00
284.85
10,486.62
37.08
9.89'
100.00
146.38
1,000.00
74.74

Deposit

Corr,.:' ;jrug Store

70,000.00
285.07
448.90
5.45
217.38
1,049.31
3,835.00
8,450.00
5,906.00
1,543.55
29.87
167.97
eOO.OO
40.52
2,144.00
36.98
678.00
444.15
12.59
4,400.00
9.29
9.80
145.47

1,347.53
1,242.30
1,137.84
61,137.84
59,361.84
45,361.84
41,361.84
40,114.15
40,087.69
39,200.65
35,625.65
31,400.65
23,285.65
22,~48.18

19,658.37
19,040.97
18,926.74
16,926.74
16,641.89
6,155.27
6,118.19
6,108.30
6,008.30
5,861.92
4,861.92
4,787.18
74,787.18
74,502.11
74,053.21
74,047.76
73,830.38
72,781.07
68,946.07
60,496.07
54,590.07
53,046.52
53,016.65
52,848.68
52,248.68
52,208.16
50,064.16
50,027.18
49,349.18
48,905.03
48,892.44
44,492.44
44,483.15
44,473.35
44,327.88
Page 3

KA-2521

KA-2521

KA-2521

Filed 08/23/10 Page 24 of 48

r>

Check
Check
Check
Deposit
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Deposit
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check

o]lfS

Date

611061

Case 1:08-cv-10223-NRB Document 32-10

Type

05/16/2012

CASI ENTITIES

3:04AM
07111110
Accrual Basis

Page: 122

l
KA-2521

l
KA-2522
3:04AM
07/11/10

Accrual Basis

l'J KA-2522

Date

5/112002
51112002
51112002
51312002
51312002
5/1112002
5/13/2002
5/1312002
'511312002
511312002
5/1312002
5/1312002
5/1312002
5/1312002
5/1312002
5/1312002
5/1312002
5/1312002
511312002
512112002
5/2412002
512412002
5/2412002
5/2412002
5/241200.
512412002
512712002
5/2812002
5/2812002
512812002
51281200
5/2812002
5/2812002
5/28/2002
512812002
512812002
512812002
5/2812002
512812002
512812002
6/3/2002
6/3/2002
613/2002
6/3/2002
61312002
61312002
6/312002
61312002
61312002

Page: 123

KA-2522

05/16/2012

611061

321

KA-2522

CASI ENTITIES

Transactions by Account
As of December 31, 2003
Num
NCO 518
10117
10173
10185
10186
10192
NCO 519
NCO 520
NCO 521
NCO 522
NCO 523
NCO 524
NCO 525
NCO 526
NCO 527
NCO 528
NCO 529
NCO 530
NCO 531
052102
10218
10213
10214
10215
10216
10217
10219
NCO 5301
NCO 5302
NCO 5303
NCO 5304
NCO 5305
NCO 5306
NCO 5307
NCO 5308
NCO 5309
NCO 5310
NCO 5311
NCO 5312
10206
10207
10208
10209
10210
10211
10212
10220
10221
10222

Name

Memo

Zapin Endlich & Lo...


CASI 2996-65
emag
Intemal Revenue S...
NY State Tax Dept
DB Karron
General Computer ...
Amex
Amex
Cable
Silicon City
Stephen Frost
Radio Logic
RCN
E. Gurfeln (vendor)
E. Gurfein (vendor)
Sunoco
Fedex
Skytel
NISTWIRE IN
emag
Silicon City
Silicon City
Silicon City
Silicon City
Silicon City
Voicestream Wireless
General Computer ...
Oxford Health Plans
MCI
Amex
Webworqs
Joan Hayes CPA
Verizon Wireless
Silicon City
Ricoh Business Sys...
Fedex
Comer Drug Store
Skytel
Abe Karron
Charles Da Salla
James L Cox
Elisha Gurfein
Elisha Gurfein
Elisha Gurfein
DB Karron
Silicon City
American Media Sy...
American Media Sy...

work comp 1/...

Class

DebIt

Balance

Credit
439.00
10,000.00
1,000.00
351.56
49.81
5,019.84
5,501.00
1,491.76
1,794.53.
114.23
1,155.00
100.00
100.00
104.98
444.27
220.77
17.50
73.94
55.75

check 10193

70,000.00
1,000.00
1,877.13
225.00
152.00
1,282.20
341.59
56.24
2,460.00
1,290.51
109.81
2,193.64
300.00
1,000.00
40.52
281.95
1,600.00
24.13
4.43
49.03
1,000.00
1,141.57
3,250.00
5,781.50
5,781.50
5,781.50
5,002.25
2,583.05
244.15
431.62

43,888.88
33,888.88
32,888.88
32,537.32
32,487.51
27,467.67
21,966.67
20,474.91
18,680.38
18,566.15
17,411.15
17,311.15
17,211.15
17,106.17
16,661.90
16,441.13
16,423.63
16,349.69
16,293.94
86,293.94
85,293.94
83,416.81
83,191.81
83,039.81
81,757.61
81,416.02
81,359.78
78,899.78
77,609.27
77,499.46
75,305.82
75,005.82
74,005.82
73,965.30
73,683.35
72,083.35
72,059.22
72,054.79
72,005.76
71,005.76
69,864.19
66,614.19
60,832.69
55,051.19
49,269.69
44,267.44
41,684.39
41,440.24
41,008.62
Page 4

KA-2522

KA-2522

Filed 08/23/10 Page 25 of 48

f--

Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Deposit
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check

A-Ic... 101'0
Lf o-f.J I $

Document: 94

Case 1:08-cv-10223-NRB Document 32-10

Type

Case: 11-1924

Case: 11-1924

KA-2523
l ft-IG /010

3:04AM

321

KA-2523

Transactions by Account

~~':'''Il

. . sr.
:~:::k
:.,.Jr
:-~::t

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Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Chec~

;,

c .. ,
..: ......
C ~'C,,"
Cht- "

Date

6/312002
61312002
61312002
6/3/2002
6/312002
6/3/2002
61312002
61312002
61312002
6/312002
61412002
61412002
61412002
6/4/2002
6/512002
611212002
611212002
612512002
612512002
613012002
613012002
613012002
6130/2002
7/112002
7/112002
71212002
712/2002
7/2/2002
7/212002
7/312002
7/512002
7/5/2002
7/5/2002
7/512002
7/512002
71612002
7/12/2002
7/1212002
7/1212002
7/1212002
7/12/2002
7/1212002
7/1212002
7/1212002
711212002
7/1212002
7/1212002
7/12/2002
711212002

Name

Num
10223
10224
10225
10226
10227
10229
10230
10230
10234
10228
10232
10233
NCR
10236
NO 601
NO 602
10237
10252
10253
10235
10267
10268
10323
NCD711
10262
10281
10280
070202
10284
NCO 712
10290
10291
10292
NCO 713
10300
10322
10320
10321
NCO 701
NCO 702
NCO 703
NCO 704
NCO 705
NCO 706
NCO 707
NCO 708
NCO 709
NCO 710
NCO 714

Memo

Class

Debit

Balance

Credit
417.58
2,000.00
69.87
5,000.00
107.12
4,000.00
608.33
9n.33
556.53
37.33
9,600.90
5,143.40

American Media Sy...


General Computer ...
Fedex
Silicon City
Cable
CASI 2996-65
frozencpu.com
NY State Employmoo.
NY State Tax Dept
Verizon
Internal Revenue S.oo
Chase Bank
207.51

14.26
1,250.58
1.00
60.51
100.00
100.00
1,702.04
1,520.21
1,586.03
2,000.00
982.37
100.00
2,450.00

Abe Karron
Amex
Amex
RCN
Rosalie Mets
Rosalie Mets
Scott Albin
Charles Da Salla
Nicholee A. Wynter
Dr D.B. Karron - Roo.
Amex
Rosalie Mets
General Computer ...
~Check
~ISTWIRE

IN
Flight Ventures

-.~

Deposit
Deposit

"lex
'.!b Karron

uS Karron
DB Karron
Amex
Rosalie Mets
Webworqs
Chase Bank
NY State Employmoo.
Corner Drug Store
General Computer oo.
Oxford Health Plans
Silicon City
AT&T
Cable

M:;,

~:'zon

',e,:zon Wireless
,;~

'1-ex

25,023.17
70,000.00
50.00
1,000.00
5,552.01
4,756.38
9,288.07
1,000.00
100.00
1,000.00
15,788.98
3,784.13
237.42
928.00
1,290.51
1,110.74
16.37
115.69
9.83
60.51
182.84
40.52
1,074.91

40,591.04
38,591.04
38,521.17
33,521.17
33,414.05
29,414.05
28,805.72
27,828.39
27,271.86
27,234.53
17,633.63
12,490.23
12,697.74
12,683.48
11,432.90
11,431.90
11,371.39
11,271.39
11,171.39
9,469.35
7,949.14
6,363.11
4,363.11
3,380.74
3,280.74
830.74
25,853.91
95,853.91
95,803.91
94,803.91
89,251.90
84,495.52
75,207.45
74,207.45
74,107.45
73,107.45
57,318.47
53,534.34
53,296.92
52,368.92
51,078.41
49,967.67
49,951.30
49,835.61
49,825.78
49,765.27
49,582.43
49,541.91
48,467.00
PageS

KA-2523

KA-2523

KA-2523

Filed 08/23/10 Page 26 of 48

C-.e':~

-\P

611061

Case 1:08-cv-10223-NRB Document 32-10

Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Deposit
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check

f--

05/16/2012

As of December 31, 2003


Type

C~e

Page: 124

KA-2523
CASI ENTITIES

So-fJIg

07/11/10
Accrual Basis

Document: 94

KA-2524

11-1924
MeCase:
/o/c

3:04AM

07111110
Accrual Basis

r-- I:-

7/1212002

711212002
7/1212002

7/1212002
7/1212002

7/1212002
7/1212002
7112/2002
7/1212002
7/1312002
7/1312002
7/1312002
7/1312002
7/1312002
7/1312002

7/1512002
7/1512002

711512002
7/1512002

712612002
712812002
7/2912002

712912002
7129/2002

713012002
713012002

713012002
7130/2002
7130/2002

7/3012002
7/3012002

NCO 715
NCO 716
NCO 717
NCO 718
NCO 719
NCO 720
NCO 721
NCO 722
NCO 723
NCO 724
NCO 725
NCO 726

10335
10336
10338
10327
10337
10344
NCO 727
NCO 728
NCO 729
NCO 730
10345
NCO 814
10346
10347
072902
10355
10356
10357
10348
10350
10351
10352

81212002

10349
10354
10359
NCO 818
10401
10366
NCO 803
NCO 804
NCO 805
NCO 806
NCO 807
10363

81212002

103n

81212002

10382

81212002
81212002
81212002

321

KA-2524

CASI ENTITIES

Transactions by Account
Num

713012002
7/3112002
7/31/2002
8/1/2002
8/1/2002
81212002
812/2002
81212002
812/2002

611061

As of December 31,2003

Date

7/1212002
7/1212002
7/1212002

05/16/2012

Name

Memo

Rosalie Mets
James L. Cox
Figlia & Sons
Transit Check
George Wolberg PhD
D.Ferrand
Coffee Distributing
NG Check
Thom
E. Gurfein (vendor)
Webworqs
One Stop Business ...
Webworqs
Webworqs
Rosalie Mets
Joan Hayes CPA
Rosalie Mets
Rosalie Mets
Skytel
Voicestream Wireless
ConEd
Fedex
Rosalie Mets
Amex
Stale of New Jersey
Stale of New Jersey
NISTWIRE IN
Elisha Gurfein
Charles Da Salla
Nicholee A. Wynter
New Jersey Divisio...
E. Gurfein (vendor)
E. Gurfein (vendor)
E. Gurfein (vendor)
Paypal
NY State Employm...
James L. Cox
Rosalie Mets
Voicestream Wireless
DB Karron
New Jersey Divisio...
Silicon City
American Advance...
Vision Shape
emag
frozencpu.com
Elisha Gurfein
NYC Dept of Trans...
Sunoco

Class

Balance

Credit

Debit

100.00
5,785.00
1,995.00
303.20
225.00
400.00
76.21
25,023.17
284.85
369.30
300.00
107.17
300.00
300.00
135.00
1,090.00
100.00
100.00
98.63
39.99
832.05
79.91
100.00
2,940.01
436.62
n5.50

70,000.00
5,781.50
1,591.10
2,028.11
1,134.99
171.60
444.27
417.65
0.25
518.80
5,200.00
100.00
39.99
5,675.03
756.66
3,809.83
215.00
1,643.25
850.00
237.50
5,781.50
300.00
25.90

48,367.00
42,582.00
40,587.00
40,283.80
40,058.80
39,658.80
39,582.59
14,559.42
14,274.57
13,905.27
13,805.27
13,498.10
13,198.10
12,898.10
12,763.10
11,673.10
11,573.10
11,473.10
11,374.47
11,334.48
10,502.43
10,422.52
10,322.52
7,382.51
6,945.89
6,170.39
76,170.39
70,388.89
68,797.79
66,769.68
65,634.69
65,463.09
65,018.82
64,601.17
64,601.42
64,082.62
58,882.62
58,782.62
58,742.63
53,067.60
52,310.94
48,501.11
48,286.11
46,642.86
45,792.86
45,555.36
39,773.86
39,473.86
39,447.96
Page 6

KA-2524

KA-2524

KA-2524

Filed 08/23/10 Page 27 of 48

Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Deposit
Check
Check
Check
Check
Check
Check
Check
Deposit
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check

Page: 125

KA-2524

Case 1:08-cv-10223-NRB Document 32-10

Type

oTJ

,g

Document: 94

Case: 11-1924

KA-2525 !rIG 10lC


3:04AM
'1 ~I~
07111/10

05/16/2012

611061

321

KA-2525
l

Transactions by Account
As of December 31, 2003

!"'~'!!ck

't'Ck
-:~eck

~'eck

C.,eck
Cneck
Check
Check
Check
Deposit
Deposit
Deposit
Check
Check
Check
Deposit
C,eck
'''ck

.. :~.

- KA-2525
lI\'

81212002
81212002
81312002
8/3/2002
81312002
81312002
81312002
8/312002
81612002
8/612002
8/6/2002
818/2002
81912002
8/912002
8113/2002
8/1312002
8/1812002
8/18/2002
811812002
811812002
8/18/2002
811812002
811812002
811812002
8/18/2002
8/1812002
8/1812002
8/18/2002
811812002
8/18/2002
8/1812002
8119/2002
8/19/2002
8/20/2002
8130/2002
813012002
9/412002
9/5/2002
9/612002
91612002
9/6/2002
9/6/2002
9/1112002
9/11/2002
9/1112002
9/1112002
911112002
9/11/2002
911112002

Num
10376
10372
10369
10373
10374
10375
10388
10391
NCO 808
NCO 809
10392
10400
10402
10403
INC 3196
NCO 801
NCO 802
NCO 810
NCO 811
NCO 812
NCO 813
NCO 815
NCO 816
NCO 817
NCO 819
10407
NCO 820
NCO 821
10406
10413
10410
10411
10412
NCO 912
REFUND
090502
10421
10423
10424
090602
10448
NCO 914
NCO 915
10428
NCO 916
NCO 917
NCO 918

Name
NYC Dept of Finance
ueorge Wolberg PhD
Exxon
Hertz Corporation
lEE E - Books
James L. Cox
Yehoshua Zeevi
Webworqs
Silicon City
Vision Shape
Metro Solat Inc
First Rehab
Chase Bank
NY State Employm...
American Media Sy...
CASI CO FUNDING
General Computer ...
Oxford Health Plans
AT&T
Cable
RCN
Verizon
Paypal
Paypal
D. Ferrand
Fedex
Dr. 0.8. Karron
MCI
Verizon Wireless
Scott Albin
Ken Jackson
Rosalie Mets
Rosalie Mets
Rosalie Mets
Amex
General Computer ...
Dr. 0.8. Karron
NISTWIRE IN
Charles Da Salla
Nicholee A. Wynter
Ken Jackson
NISTWIRE IN
Chase Bank
D. Ferrand
James L. Cox
Rosalie Mets
Skylel
Voicestream Wireless
Con Ed

Memo

Class

Debit

Balance

Credit
55.00
1,000.00
19.71
322.36
54.13
25.00
469.80
300.00
6,723.64
3,000.00
1,000.00
163.30
30,029.74
6,880.66

7123102-7/23/...

370.00
20,000.00
2,396.00
1,771.29
23.42
112.00
182.52
234.14
250.00
80.00
200.00
25.88
750.00
51.01
40.52
1,151.71
1,360.00
100.00
100.00
100.00
2,430.41
Deposit
Deposit
Deposit

1,181.79
3,000.00
0.11
1,372.23
1,801.26
920.00

Deposit

69,999.89
1,687.54
400.00
3,250.00
100.00
145.98
93.21
735.95

39,392.96
38,392.96
38,373.25
38,050.89
37,996.76
37,971.76
37,501.96
37,201.96
30,478.32
27,478.32
26,478.32
26,315.02
-3,714.72
10,595.38
-10,225.38
9,774.62
7,378.62
5,607.33
5,583.91
5,471.91
5,289.39
5,055.25
4,805.25
4,725.25
4,525.25
4,499.37
3,749.37
3,698.36
3,657.84
2,506.13
1,146.13
1,046.13
946.13
846.13
-1,584.28
-402.49
2,597.51
2,597.62
1,225.39
-575.87
-1.495.87
68,504.02
66,816.48
66,416.48
63,166.48
63,066.48
62,920.50
62,827.29
62,091.34
Page 7

KA-2525

KA-2525

Filed 08/23/10 Page 28 of 48

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Check
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Check
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Check
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Check
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Deposit
Check
Check
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Check
:heck
::;lteck
:::heck
Check
Check
Check

Date

Case 1:08-cv-10223-NRB Document 32-10

Type

.~~ck

Page: 126

KA-2525
l

CASI ENTITIES

Accrual Basis

~-.

Document: 94

Case: 11-1924

KA-2526 /tIe-

IOID

~l~

3:04AM

07/11/10
Accrual Basis

.~

- KA-2526
~

9/1112002
91111200l
9/1112002
9/1112002
9/1112002
9/1212002
9/1212002
9/1212002
9/1212002
9/1312002
9/1312002
9/1912002
9/1912002
9/1912002
9/1912002
9/1912002
9/1912002
9/1912002
9/1912002
9/1912002
9/1912002
9/1912002
9/1912002
9/19/2002
9/19/2002
9/19/2002
9/1912002
9119/2002
9!2012002
9/2~:'2002

9125/2002
9/30/2002
9/3012002
9/3012002
9/30/2002
9/3012002
9/3012002
9/30/2002
9/3012002
9/3012002
9/30/2002
9/30/2002
9/30/2002
9/30/2002
9/3012002
9/3012002
9/30/2002
9/3012002
9/3012002

05/16/2012

611061

321

KA-2526

CASI ENTITIES

Transactions by Account
As of December 31, 2003
Num

NCO 919
10441
10439
NCO 921
10449
10451
NCO 913
10450
10453
10457
10470
10466
NCO 901
NCO 902
NCO 903
NCO 904
NCO 905
NCO 906
NCO 907
NCO 908
NCO 909
NCO 910
NCO 911
10462
NCO 920
10467
10485
10460
10471
10492
10473
10474
10475
10476
10477
10478
10418
10488
10489
10490
10491
NCO 1001
NCO 1002
NCO 1003
NCO 1004
NCO 1005
10484
10498
10506

Name
Fedex
Rosalie Mets
Hertz Corporation
Exxon
NY State Employm...
Dr, 0.8. Karron
Amex
Rosalie Mets
Advanced Technolo...
Elisha Gurfein
Matthew Rothman
Chase Bank
Comer Drug Store
General Computer ...
Oxford Health Plans
Silicon City
Vision Shape
Cable
MCI
RCN
Verizon
Verizon Wireless
Amex
Ken Jackson
D. Ferrand
New Jersey Divisio...
RosalieMets
Nicholee A. Wynter
Matthew Rothman
E. Gurfein (vendor)
Dr. D.B. Karron
Elisha Gurfein
James L Cox emp
Charles Da Salla
Matthew Rothman
Regner M. Peralta
State of New Jersey
Chase Bank
NY State Employm...
Chase Bank
NY State Employm...
Corner Drug Store
General Computer ...
Oxford Health Plans
Silicon City
Silicon Graphics
Rosalie Mets
E. Gurfein (vendor)
E. Gurfein (vendor)

Memo

late payment ...

Class

Debit

Balance

Credit
90.23
100.00
316.70
19.79
406.13
15,000.00
1,601.02
100.00
1,000.00
5,781.51
591.89
2,248.76
33.50
190.00
101.22
1,570.00
2,000.00
112.00
99.35
115.49
202.11
81.04
1,379.37
1,000.00
200.00
378.33
100.00
26.75
469.53
162.82
5,000.00
6,020.14
1,096.14
1,296.13
1,339.34
1,096.37
29.01
8,555.46
783.31
18,899.62
6,582.00
680.70
2,200.00
1,214.60
17,752.11
139.20
100.00
417.65
357.00

62,001.11
61,901.11
61,584.41
61,564.62
61,158.49
46,158.49
44,557.47
44,457.47
43,457.47
37,675.96
37,084.07
34,837.31
34,803.81
34,613.81
34,512.59
32,942.59
30,942.59
30,830.59
30,731.24
30,615.75
30,413.64
30,332.60
28,953.23
27,953.23
27,753.23
27,374.90
27,274.90
27,248.15
26,778.62
26,615.80
21,615.80
15,595.66
14,499.52
13,203.39
11,864.05
10,767.68
10,738.67
2,183.21
1,399.90
-17,499.72
-24,081.72
-24,762.42
-26,962.42
-28,177.02
-45,929.13
-46,068.33
-46,168.33
-46,585.98
-46,942.98
Page 8

KA-2526

KA-2526

Filed 08/23/10 Page 29 of 48

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Check
Check
Check
Check
Check
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Check
Check
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Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
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Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
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Check
Check

Date

.\

Page: 127

KA-2526

Case 1:08-cv-10223-NRB Document 32-10

Type

Document: 94

KA-2527
3:04AM

07111110
Accrual Basis

~
('\

--:I

9/3012002
913012002
913012002
9/3012002
10/412002
10/412002
10/412002
101412002
10/412002
10/412002
1011012002
10/1112002
10/1512002
10/1812002
1011812002
10/1812002
10/18/2002
10/1812002
10/1812002
10/1812002
10/1812002
10118/2002
1011812002
10/1812002
10/1812002
10/1812002
10/1812002
10/18/2002
10/18/2002
10/1812002
10/1812002
10/1812002
10/18/2002
10/1812002
10/18/2002
10122/2002
10125/2002
1013012002
11/112002
111112002
111112002
111112002
111112002
11/112002
11/112002
111112002
111112002
111112002
11/112002

Page: 128

KA-2527

05/16/2012

611061

321

KA-2527

CASI ENTITIES

Transactions by Account
As of December 31,2003
Num

10507
10485
10479
10487
100402
10486
NCO 1010
10497
NCO 1011
NCO 1012
10512
10526
10621
10519
10520
10521
10523
10525
NCO 1006
NCO 1007
NCO 1008
NCO 1009
NCO 1013
10527
10529
1053C
10532
10522
NCO 1212
NCO 1213
NCO 1214
NCO 1215
NCO 1216
NCO 1217
10656
102202
10584
10556
10586
10587
10567
10568
10569
NCO 1126
NCO 1127
NCO 1128
10570
NCO 1129
10549

Name
E. Gurfein (vendor)
Todd J Berman M.D.
Nicholee A. Wynter
State of New Jersey
NISTWIREIN
Rosalie Mets
D. Ferrand
Ken Jackson
Mistretta Electric
Sunoco
Solomon & Bernstein
Rosalie Mets
James L. Cox
Matthew Rothman
James L Cox emp
Regner M. Peralta
DB Karron
Nicholee A. Wynter
AT&T
MCI
Amex
Fedex
D. Ferrand
Rosalie Mets
Joan Hayes CPA
Joan Hayes CPA
Deluxe Business Fo...
Charles Da Salla
Jane Laylor
Exxon
Mistretta Electric
Peter Ross
Peter Ross
Thorn
Joan Hayes CPA
NISTWIRE IN
Rosalie Mets
NY State Employm...
Nicholee A. Wynter
Charles Da Salla
Matthew Rothman
James L Cox emp
DB Karron
George Walberg PhD
Advanced Technolo...
Peter Ross
Regner M. Peralta
Oxford Health Plans
ConEd

Memo

Class

Debit

Balance

Credit
417.65
375.00
1,646.51
378.33

Deposit

70,000.00
100.00
200.00
1,650.00
3,500.00
10.50
150.00
100.00
3.50
1,392.89
852.76
402.18
9,594.61
935.43
18.12
58.96
5,736.51
58.67
200.00
100.00
2,500.00
706.98
115.17
350.25
161.00
39.08
1,900.00
107.70
464.48
493.95
250.00

Deposit

30,000.00
100.00
1,120.93
1,017.84
275.46
1,270.29
1,042.64
9,621.61
2,000.00
2,000.00
500.00
447.85
1,346.07
649.00

-47,360.63
-47,135.63
-49,382.14
-49,760.47
20,239.53
20,139.53
19,939.53
18,289.53
14,789.53
14,779.03
14,629.03
14,529.03
14,525.53
13,132.64
12,279.88
11,877.70
2,283.09
1,347.66
1,329.54
1,270.58
-4,465.93
-4,524.60
-4,724.60
-4,824.60
-7,324.60
-8,031.58
-8,146.75
-8,497.00
-8,658.00
-8,697.08
-10,597.08
-10,704.78
-11,169.26
-11,663.21
-11,913.21
18,086.79
17,986.79
16,865.86
15,848.02
15,572.56
14,302.27
13,259.63
3,638.02
1,638.02
-361.98
-861.98
1,309.83
-2,655.90
-3,304.90

Page 9

KA-2527

KA-2527

KA-2527

Filed 08/23/10 Page 30 of 48

..r)

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Check
Check
Check
Deposit
Check
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Check
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Check
Check
Check
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Check
Check
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Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Deposit
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check

Date

Document: 94

Case 1:08-cv-10223-NRB Document 32-10

Type

Case: 11-1924

Jt}c JOID
'1 CO 19

Case: 11-1924

~ A--Je.. 1)0
KA-2528
3:04AM

r-oq-

11/1/2002
11r,.a2002
11/612002
111712002
11n12oo2
111712002
111912002
1111312002
11/1512002
11/1512002
11/1512002
11/1512002
11/1512002
11/1512002
11/1512002
11/1512002
11/1512002
11/1512002
11/1512002
11/1512002
11/1512002
11/1512002
11/1512002
11/1512002
11/1912002
11/1912002
11/1912002
11/1912002
11/1912002
1111912002
11/1912002
11/1912002
11/1912002
1111912002
11/1912002
11/1912002
11/1912002
11/1912002
11/1912002
11/1912002
11/1912002
11/1912002
11/1912002
11/1912002
11/1912002
11/1912002
11/1912002
11/19/2002
1111912002

611061

321

KA-2528

Transactions by Account
As of December 31, 2003
Num

10585
10582
110602
10588
10590
10591
10592
111302
10602
10603
10605
10606
10607
10608
10610
10619
10613
10614
10611
10612
10601
10615
10616
10623
NCD 1101
NCD 1102
NCD 1103
NCD 1104
NCO 1105
NCD 1106
NCD 1107
NCD 1108
NCO 1109
NCD 1110
NCD 1111
NCO 1112
NCO 1113
10379
10389
10510
10516
NCO 1114
NCO 1115
NCO 1116
NCO 1117
NCD 1118
NCD 1119
NCO 1120
NCO 1121

Name
Rosalie Mets
D. Ferrand
NISTWIRE IN
Chase Bank
NY State Employm...
Chase Bank
D. Ferrand
NISTWIRE IN
James L Cox emp
Charles Da Salla
Regner M. Peralta
Matthew Rothman
Nicholee A. yvynter
Chase Bank
NY State Employm...
DB Karron
Ken Jackson
Dr. D.B Karron
Rosalie Mets
Rosalie Mets
State o~ New Jersey
Joan Hayes CPA
Joan Hayes CPA
Joan Hayes CPA
General Computer ...
Ricoh Business Sys...

Memo

Class

Debit

Balance

Credit
100.00
300.00

Deposit

30,000.00
17,223.38
4,548.60
295.00
200.00

Deposit

Siloc,"," v
AT~T

Cable
MCI
RCN
Verizor.
Verizon Wireless
Skytel
Voicestream Wireless
Con Ed
Fedex
Pennie & Edmonds
Pennie & Edmonds
Transit Check
City College of New...
Levinson Lerner Be...
Peter Ross
Hertz Corporation
Texaco
Thorn
lEE E - Books
Homefrc~: Hardware
Exxon

12,000.00
852.76
218.10
626.42
1,118.86
513.36
8,205.04
2,169.16
9,621.62
1,500.00
4,530.38
100.00
100.00
146.07
803.48
375.00
2,500.00
105.00
500.00
4,049.00
39.38
112.00
25.83
115.49
471.83
81.04
48.19
39.64
548.45
12.75
334.00
337.15
405.12
1.907.85
352.60
15.00
139.85
11.72
1,074.51
413.47
740.50
55.29

-3,404.90
-3,704.90
26,295.10
9,071.72
4,523.12
4,228.12
4,028.12
16,028.12
15,175.36
14,957.26
14,330.84
13,211.98
12,698.62
4,493.58
2,324.42
-7,297.20
-8,797.20
-13,327.58
-13,427.58
-13,527.58
-13,673.65
-14,477.13
-14,852.13
-17,352.13
-17,457.13
-17,957.13
-22,006.13
-22,045.51
-22,157.51
-22,183.34
-22,298.83
-22,770.66
-22,851.70
-22,899.89
-22,939.53
-23,487.98
-23,500.73
-23,834.73
-24,171.88
24,577.00
-26,484.85
-26,837.45
-26,852.45
-26,992.30
-27,004.02
-28,078.53
-28,492.00
-29,232.50
-29,287.79
Page 10

KA-2528

KA-2528

KA-2528

Filed 08/23/10 Page 31 of 48

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Check
Deposit
Check
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Check
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Deposit
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Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
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Check
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Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check

Date

05/16/2012

Case 1:08-cv-10223-NRB Document 32-10

Type

Page: 129

KA-2528
l

CASI ENTITIES

~~i

10

07111110
Accrual Basis

Document: 94

11-1924
t A-/G Case:
10 /0
KA-2529

3:04AM

II

07/11/10
Accrual Basis

~
~

--

05/16/2012

611061

321

KA-2529

CASI ENTITIES

Transactions by Account
As of December 31, 2003
Num

Date
11/19/2002
11/1912002
11/1912002
11/1912002
1112012002
1112012002
1112112002
1112112002
1112112002
1112312002
1112512002
11126/2002
1112712002
1112712002
11129/2002
1112912002
11129/2002
11129/2002
11129/2002
11129/2002
1112912002
1112912002
1112912002
121112002
121212002
121912002
12110/2002
12110/2002
12111/2002
1211212002
1211212002
1211312002
1211312002
1211512002
1211512002
12116/2002
12116/2002
12/16/2002
12116/2002
12/16/2002
1211612002
12/16/2002
12/16/2002
12/16/2002
12/16/2002
12/16/2002
12/16/2002
12116/2002
12/16/2002

KA-2529

NCO 1122
NCO 1123
NCO 1124
NCO 1125
INC 3205
112002
10628
10636
10631
10641
112602
10648
10649
10642
10643
10644
10645
10646
10647
1065C
1C065 ,

1065:
~-::

.:, :.:

1 .. L'.

1 :'6:~
1(",,,,,,

1015~debit

WIRE TFR
10655
121302
10620
10638
10681
10682
10683
10684
10686
NCO 1201
NCO 1202
NCO 1203
NCO 1204
NCO 1205
NCO 1206
NCD 1207
NCO 1208
NCD 1210

Name
Sunoco
T-Mobile
Homefront Hardware
Bank Charges
CASI CO FUNDING
NISTWIRE IN
Ken Jackson
Ken Jackson
Axiom Systems
S.W. Bothwick
Bank Charges
NISTWIRE IN
Rosalie Mets
RosalieMets
DB Karron
Regner M. Peralta
Matthew Rothman
Nicholee A. Wynter
James L Cox emp
Bator Bintor
Chase Bank
NY State Employm...
Ken Jackson
Amex
NISTWIRE IN
Gulf Oil
Peter Ross
Sandra Rosenman
Bank Charges
Bank Charges
CASI CO FUNDING
DB Karron
NISTWIRE IN
D.Ferrand
Valley of the Mage ...
James L Cox emp
Regner M. Peralta
Matthew Rothman
Nicholee A. Wynter
Bator Bintor
Comer Drug Store
General Computer ...
Oxford Health Plans
Silicon City
AT&T
Cable
MCI
RCN
Skytel

Memo

Class

Debit

Balance

Credit
19.75
79.63
1,792.30
80.00

Deposit
Deposit

5,000.00
30,000.00
490.00
1,680.00
400.00

606.90
30.00
10,000.00
100.00
100.00
9,621.61
523.10
1,212.62
896.47
1,162.89
750.00
7,920.14
2,204.41
2,230.00
1,847.77
20,000.00
11.28
2,636.00
505.50
135.00
135.00
5,000.00
3,063.18
30,000.00
100.00
1,000.00
1,352.76
425.11
758.78
602.16
1,766.66
194.23
503.00
1,906.93
6,541.74
1.30
112.00
41.62
175.11
109.13

-29,307.54
-29,387.17
-31,179.47
-31,259.47
-26,259.47
3,740.53
3,250.53
1,570.53
1,170.53
563.63
593.63
10,593.63
10,493.63
10,393.63
772.02
248.92
-963.70
-1,860.17
3,023.06
-3,773.06
-11,693.20
-13,897.61
.16,127.61
17,975.38
2,024.62
2,013.34
-622.66
-1,128.16
-1,263.16
-1,128.16
3,871.84
808.66
30,808.66
30,708.66
29,708.66
28,355.90
27,930.79
27,172.01
26,569.85
24,803.19
24,608.96
24,105.96
22,199.03
15,657.29
15,655.99
15,543.99
15,502.37
15,327.26
15,218.13
Page 11

KA-2529

KA-2529

KA-2529

Filed 08/23/10 Page 32 of 48

('\

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Deposit
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Deposit
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Check
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Check
Check
Check
Check
Check
Deposit
Check
Check
Check
Check
Deposit
Deposit
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Deposit
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Check
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.,

Page: 130

Case 1:08-cv-10223-NRB Document 32-10

Type

c>fJtg

Document: 94

KA-2530frlv
3:04 AM
07111110
Accrual Basis

(2-

~
N.
0

"-6
Date

1211612002
12/1612002
1211612002
1211612002
12/1712002
1212012002
12120/2002
1212712002
1212712002
12127/2002
1212712002
1212812002
1212812002
1212812002
12/2812002
1212812002
1212812002
1212812002
12/2812002
1212812002
1212812002
1212812002
1212812002
12/2812002
12/2812002
12/2812002
1212812002
1212812002
12/28/2002
1212812002
1212812002
1212812002
12/28/2002
12128/2002
12/28/2002
12/3012002
12/31/2002
12/31/2002
12131/2002
12/3112002
12/31/2002
113/2003
11312003
113/2003
1/312003
1/312003
11312003
1/1012003
1/1012003

Page: 131

KA-2530

05/16/2012

611061

321

KA-2530

CASI ENTITIES

li

Transactions by Account
As of December 31, 2003
Num

NCD 1211
10672
10668
10667
WIRETFR
WIRETFR
10687
10688
10689
10690
10698
10701
NCO 1301
NCO 1302
NCO 1303
NCO 1304
NCO 1305
NCO 1306
NCO 1307
NCO 1308
NCO 1309
NCO 1310
NCO 1311
NCO 1312
NCO 1313
NCO 1314
NCO 1315
NCO 1316
NCO 1317
NCO 1318
NCO 1319
NCO 1320
10692
10696
10699
WIRETFR
123102
10709
NCO 1321
10690VD
10702
10703
10704
10706
10707
10708
011003
10741

Memo

Name
Webworqs
Office Depot
Fedex
Exxon
941 REFUND
CASI CO FUNDING
CASI CO FUNDING
James L Cox emp
DB Karron
Regner M. Peralta
Matthew Rothman
Chase Bank
Matthew Rothman
Comer Drug Store
General Computer ...
Silicon City
Silicon Graphics
Silicon Graphics
Metro Solat Inc
Server Technology
Silicon City
Silicon City
Cable
MCI
RCN
Verizon
D. Ferrand
Bator Bintor
Homefront Hardware
Aligned Manageme...
Sunoco
T-Mobile
Princeton Insurance
Princeton Insurance
Joan Hayes CPA
Peter Ross
CASI CO FUNDING
NISTWIRE IN
NY State Employm ...
Amex
Matthew Rothman
D.Ferrand
D.Ferrand
D. Ferrand
Thorn
Verizon Wireless
General Computer ...
NISTWIRE IN
Nicholee A. Wynter

Class

Debit

Balance

Credit
600.00
275.31
40.70
60.00

Deposit
Deposit

3,959.10
600.00
100.00
1,352.76
3,063.17
543.52
675.53
5,328.98
1,175.53
197.14
392.00
500.00
8,727.40
100.79
1,040.00
1,000.00
1,950.00
1,784.92
224.00
14.14
136.33
378.18
300.00
466.66
641.62
540.00
20.04
79.98
438.00
494.00
2,500.00
500.00

work camp 1/...

1,000.00
20,000.00
1,368.12
1,450.30
675.53
100.00
100.00
100.00
493.95
40.52
724.00
Deposit

20,000.00
487.52

14,618.13
14,342.82
14,302.12
14,242.12
18,201.22
18,801.22
18,901.22
17,548.46
14,485.29
13,941.77
13,266.24
7,937.26
6,761.73
6,564.59
6,172.59
5,672.59
-3,054.81
-3,155.60
-4,195.60
-5,195.60
-7,145.60
-8,930.52
-9,154.52
-9,168.66
-9,304.99
-9,683.17
-9,983.17
-10,449.83
-11,091.45
-11,631.45
-11,651.49
-11,731.47
-12,169.47
-12,663.47
-15,163.47
-15,663.47
-14,663.47
5,336.53
3,968.41
2,518.11
3,193.64
3,093.64
2,993.64
2,893.64
2,399.69
2,359.17
1,635.17
21,635.17
21,147.65
Page 12

KA-2530

KA-2530

KA-2530

Filed 08/23/10 Page 33 of 48

\)

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Deposit
Deposit
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Check
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Check
Check
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Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
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Check
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Check
Check
Check
Check
Check
Deposit
Deposit
Check
Check
Deposit
Check
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Check
Check
Check
Check
Deposit
Check

IO/D

Document: 94

Case 1:08-cv-10223-NRB Document 32-10

Type

Case: 11-1924

KA-2531
3:04AM

L3

07111110
Accrual Basis

-}J
-

1/1012003
1/1012003
1/1012003
1/1012003
1/1012003
1/1012003
111012003
1/1812003
111812003
1/1812003
1/1812003
1/1812003
1/1812003
1/1812003
111812003
1/1812003
1/1812003
1/1812003
1/1812003
1/1812003
1/1812003
1/1812003
111812003
112212003
112212003
112212003
112212003
112412003
112412003
112412003
1/2412003
1128/2003
1/3112003
113112003
113112003
113112003
1/3112003
211/2003
21112003
21612003
211212003
2/1212003
211212003
211212003
211212003
211212003
211212003
211212003
211212003

Page: 132

KA-2531

05/16/2012

611061

321

KA-2531

CASI ENTITIES

o-tJ /g

Transactions by Account
As of December 31,2003
Num

Date

Document: 94

10742
10743
10744
10745
10736
10738
10739
10746
10749
10750
10752
NCO 1401
NCO 1402
NCO 1403
NCO 1404
NCO 1405
NCO 1406
NCO 1407
NCO 1408
NCO 1409
NCO 1411
NCO 1412
10717
~12::J!.

..... .;. ...


"(. '::!

NCO 1514
10751
10765
10753
10754
10770
10772
10773
10774
10775
WIRE TFR
10776
10778
020603
10779
10780
10781
10782
10783
10784
10785
NCO 1501
10792

Name
James L Cox emp
DB Karron
Regner M. Peralta
Matthew Rothman
Homefront Hardware
Peter R08S
Peter Ross
Peter Ross
Peter Ross
Peter Ross
DB Karron
Amex
General Computer ...
Silicon City
Exxon
Texaco
Sunoco
Verizon
T-Mobile
Skytel
Can Ed
Fedex
Ken Jackson
NISTWIRE IN
Joan Hayes CPA
Office Depot
Can Ed
James L Cox emp
Matthew Rothman
Peter Ross
Scott Albin
Dr. D.B. Karron
Chase Bank
NY State Employm...
Chase Bank
NY State Employm...
CASI CO FUNDING
Chase Bank
Chase Bank
NISTWIRE IN
James L Cox emp
DB Karron
Matthew Rothman
Chase Bank
NY State Employm...
NY State Employm...
NY State Employm...
D. Ferrand
Dr. D.B. Karron

Memo

Class

Debit

740.14
3,063.18
165.33
864.22
441.10
43.00
96.15
1,071.36
1,541.29
1,928.47
2,812.37
1,484.90
3,159.00
6,297.41
90.29
18.01
33.54
301.51
40.34
49.96
698.53
97.74
1,010.00

TAXIS

Deposit

Balance

Credit

28,000.00
2,500.00
661.81
672.54
1,856.76
920.57
1,065.73
467.67
2,325.41
56.00
1,012.36
1,161.26
571.74
1,500.00
117.07
6,720.38
20,000.00
1,856.76
3,276.20
1,375.30
3,112.64
543.08
229.04
1,215.88
300.00
758.59

20,407.51
17,344.33
17,179.00
16,314.78
15,873.68
15,830.68
15,734.53
14,663.17
13,121.88
11,193.41
8,381.04
6,896.14
3,737.14
-2,560.27
-2,650.56
-2,668.57
-2,702.11
-3,003.62
-3,043.96
-3,093.92
-3,792.45
-3,890.19
-4,900.19
23,099.81
20,599.81
19,938.00
19,265.46
17,408.70
16,488.13
15,422.40
14,954.73
12,629.32
12,573.32
11,560.96
10,399.70
9,827.96
11,327.96
11,210.89
4,490.51
24,490.51
22,633.75
19,357.55
17,982.25
14,869.61
14,326.53
14,097.49
12,881.61
12,581.61
11,823.02
Page 13

KA-2531

KA-2531

KA-2531

Filed 08/23/10 Page 34 of 48

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Deposit
Check
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Deposit
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Deposit
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Check
Check
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1%

Case 1:08-cv-10223-NRB Document 32-10

Type

()

Case: 11-1924

Pr16

, A1.G

Case: 11-1924

KA-2532
3:04 AM

14

07/11/10
Accrual Basis

(\.
-

,g
~

Date
211212003
211212003
2/1312003
211412003
211412003
211412003
211412003
211412003
2/1412003
211412003
211412003 .
2/1412003
211412003
2/1412003
211412003
2/1912003
212012003
212012003
212012003
212012003
212012003
212012003
212012003
212012003
2/20/2003
2120/2003
212012003
212012003
212012003
2/20/2003
2120/2003
212612003
212612003
2126/2003
212612003
3/3/2003
3/5/2003
31712003
31712003
31712003
31712003
31712003
31712003
31712003
31712003
31712003
31712003
31712003
31712003

05/16/2012

611061

321

KA-2532

CASI ENTITIES

Transactions by Account
As of December 31,2003
Name

Num
10793
10794
10794
NCD 1502
NCD 1503
NCD 1504
NCO 1505
NCO 1506
NCD 1507
NCD 1508
NCD 1509
NCD 1510
10800
10801
10804
NCD 1511
022003
10813
10814
10815
NCD 1512
NCD 1513
NCD 1515
NCD 1516
NCD 1517
NCD 1518
NCD 1519
10810
10811
10812
10822
Debit 1
Debit 2
Debit 3
Debit 4
030303
Debit 5
10833
10830
10831
10832
NCD 1601
NCO 1602
NCO 1603
NCO 1604
NCO 1605
NCO 1606
NCO 1607
Debit 6

Memo

Class

Debit

135.47
23.12
250.00
289.00
1,745.75
1,119.70
31.79
23.31
80.04
166.34
200.00
813.25
161.86
0.35
427.60
1,200.00

Hertz Corporation
Fedex
Aligned Manageme...
General Computer ...
Server Technology
Silicon City
Exxon
Mel
Verizon Wireless
Sprint
D. Ferrand
Oxford Health Plans
Office Depot
T-Mobile
Homefront Hardware
CAS12996-65
NISTWIRE IN
James L Cox emp
DB Karron
Ma~hew Rothman
~neral Computer ...

10,000.00
1,856.76
3,276.21
1,134.22
455.00
116.12
144.26
40.52
311.64
1,700.33
141.07
2,924.92
512.77
211.78
1,120.00
569.99
232.89
132.75
1.00

Cabie

><.CN
','er,zon Wireless
Amex
Amex
Fedex
Sllase Bank
~y State Employm...
'-IV State Employm...
~.e~ Jackson
Amex
Paypal
Paypal
Paypal
NISTWIRE IN
Paypal
Chase Bank
James L Cox amp
DB Karron
Matthew Rothman
Server Technology
Silicon Graphics
Silicon City
D. Ferrand
BaL Bintor
Oxfo~d Health Plans
Fedex
Paypal

Balance

Credit

20,000.00

.'

169.00
2,852.56
1,856.76
3,276.20
1,039.46
1,000.00
9,000.00
2,000.00
300.00
700.01
813.25
74.45
73.06

11,687.55
11,664.43
11,414.43
11,125.43
9,379.68
8,259.98
8,228.19
8,204.88
8,124.84
7,958.50
7,758.50
6,945.25
6,783.39
6,783.04
6,355.44
5,155.44
15,155.44
13,298.68
10,022.47
8,888.25
8,433.25
8,317.13
8,172.87
8,132.35
7,820.71
6,120.38
5,979.31
3,054.39
2,541.62
2,329.84
1,209.84
639.85
406.96
274.21
273.21
20,273.21
20,104.21
17,251.65
15,394.89
12,118.69
11,079.23
10,079.23
1,079.23
-920.77
-1,220.77
-1,920.78
-2,734.03
-2,808.48
-2,881.54
Page 14

KA-2532

KA-2532

KA-2532

Filed 08/23/10 Page 35 of 48

()

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/0/0

Page: 133

KA-2532

Case 1:08-cv-10223-NRB Document 32-10

Type

Document: 94

KA-2533

tr/c,

Case: 11-1924

10 10

l5'

>\'
-

31712003
31712003
31812003
31912003
31912003
311012003
311212003
311912003
311912003
311912003
311912003
311912003
311912003
311912003
311912003
312112003
312512003
312612003
312712003
312812003
41112003
41412003
41412003
414;,2:'::
4/4f-;C,' ,
4/6/20:;;
4/912003
411012()1)3
4110/2003
4/10/20C3
4/10/2003
411012003
411612003
411612003
4117/2003
411712003
411812003
411812003
411812003
411812003
411812003
411812003
411812003
411812003
4/1812003
411812003
4/18/2003
4/1812003
4/1812003

611061

321

KA-2533

Transactions by Account
As of December 31, 2003
Num

10834
108:$5
10841
10843
10845
WIRETFR
031203
031903
10846
10847
10848
10849
10850
10851
10852
WIRETFR
NCD 1712
NCO 1713
NCD 1714
032803
040103
10855
:C856

-:857
.r;858
~:;862

:"140903
~CD 1715
NCO 1716
10874
10875
10887
10889
10900
10890
10913
10892
NCO 1701
NCO 1702
NCO 1703
NCD 1704
NCD 1705
NCO 1706
NCO 1707
NCO 1708
NCO 1709
NCO 1710

Name

Memo

NY State Employm...
New Yori< Income T...
NY State Tax Dept
Homefront Hardware
Dr. D.B. Karron
CASI CO FUNDING
NISTWIRE IN
NISTWIRE IN
Robert Benedict
James L Cox emp
DB Karron
Matthew Rothman
Chase Bank
NY State Employmoo.
New Yori< Income T...
CASI CO FUNDING
Amex
Bank Charges
Bank Charges
NISTWIRE IN
NISTWIRE IN
Robert Benedict
James L Cox emp
DB Karron
Matthew Rothman
Chase Bank
NISTWIRE IN
Amex
Amex
Bank Charges
NY State Employmoo.
New Yori< Income Too.
Dr. D.B. Karron
Ken Jackson
Bank Charges
Joan Hayes CPA
James L Cox emp
Chase Bank
DB Karron
General Computer ...
Denver Air Support oo'
Server Technology
Silicon Graphics
Verizon
Sprint
D.Ferrand
Bator Bintor
Oxford Health Plans
Con Ed

Class

Debit

Balance

CredIt
500.95
205.05
17.27
355.63
3,027.24

500.00
6,000.00
10,000.00
1,695.15
1,856.76
3,276.20
1,182.66
3,606.80
518.93
215.29
1,000.00
1,486.80
60.00
60.00
6,000.00
10,000.00
1,695.16
1,856.76
3,276.21
1,130.10
3,564.84
18,000.00
1,000.00
2,453.69
60.00
512.25
211.49
4,640.10
1,070.00
60.00
2,500.00
1,856.76
4,415.86
4,123.25
715.00
295.00
1,000.00
5,000.00
219.14
107.51
500.00
433.33
813.25
287.84

-3,382.49
-3,587.54
-3,604.81
-3,960.44
-6,987.68
-6,487.68
-487.68
9,512.32
7,817.17
5,960.41
2,684.21
1,501.55
-2,105.25
-2,624.18
-2,839.47
-1,839.47
-3,326.27
-3,386.27
-3,446.27
2,553.73
12,553.73
10,858.57
9,001.81
5,725.60
4,595.50
1,030.66
19,030.66
18,030.66
15,576.97
15,636.97
15,124.72
14,913.23
10,273.13
9,203.13
9,263.13
6,763.13
4,906.37
490.51
-3,632.74
-4,347.74
-4,642.74
-5,642.74
-10,642.74
-10,861.88
-10,969.39
-11,469.39
-11,902.72
-12,715.97
-13,003.81
Page 15

KA-2533

KA-2533

KA-2533

Filed 08/23/10 Page 36 of 48

f\

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Deposit
Deposit
Check
Check
Check
Check
Check
Check
Check
Deposit
Check
Check
Check
Deposit
Deposit
Check
Check
Check
Check
Check
Deposit
Check
Check
Deposit
Check
Check
Check
Check
Deposit
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check

"fJltl
Date

05/16/2012

Case 1:08-cv-10223-NRB Document 32-10

Type

Page: 134

KA-2533

CASI ENTITIES

3:04AM
07/11110
Accrual Basis

Document: 94

-,

KA-2534

Case: 11-1924

fr~ to 16
[~

Accrual Basis

>('

-~

Chec~

Check

4/1812003
4/1812003
411812003
4/1812003
4/1812003
411812003
4/1812003
412312003
412412003
4/30/2003
4/3012003
4/3012003
4130/2003
4/3012003
4/3012003
4/3012003
4/3012003
4/3012003
413012003
4/3012003
4/3012003
413012003
413012003
413012003
4/3012003
413012003
413012003
413012003
4/3012003
4/3012003
4/30/2003
4/3012003
5/1/2003
5/512003
51612003
5/8/2003
5/1612003
5/1612003
5/16/2003
5/16/2003
5/2012003
5/21/2003
5/2112003
5/2112003
5/21/2003
5/2112003
5/2112003
5/2112003
5/21/2003

611061

321

KA-2534

Transactions by Accou nt
As of December 31, 2003
Num

NCO 1711
041803
10914
10915
10891
10893
10894
042303
10929
10930
10931
10932
10933
NCO 1801
NCO 1802
NCO 1803
NCO 1804
NCO 1805
NCO 1806
NCO 1807
NCO 1808
NCO 1809
NCO 1810
NCO 1811
NCO 1812
NCO 1813
NCO 1814
NCO 1815
NCO 1816
NCO 1817
NCO 1818
050103
050603
051603

052003
NCO 1819
NCO 1820
NCO 1821
NCO 1822
NCO 1823
NCO 1824
NCO 1825

Memo

Name
Thorn
NISTWIRE IN
NY State Employm...
New York Income T...
Charles Da Salla
Matthew Rothman
Robert Benedict
NISTWIREIN
CASi 1331~5
U.S. Treasury
NY State Employm...
North Carolina Dept...
North Carolina Dept...
Chase Bank
Cable
General Computer ...
Silicon Graphics
Server Technology
Ricoh Business Sys...
Silicon City
Exxon
Sunoco
AT&T
RCN
Verizon
Verizon Wireless
T-Mobile
Sprint
Bator Bintor
D.Ferrand
Oxford Health Plans
Con Ed
NISTWIREIN
CASi 1331-65
NISTWIREIN
CASi 1331-65
NISTWIRE IN
CASi 1331-65
CASi 1331-65

Class

Debit

Credit

Balance

189.90
16,500.00
651.14
282.26
318.33
1,125.97
1,695.15
16,000.00
1.00
260.80
509.97
146.00
292.00
149.33
471.83
1,772.00
10,000.00
2,149.80
500.00
1,629.00
37.19
48.52
6.27
304.85
200.30
41.00
36.97
231.51
2,449.34
100.00
813.25
1,109.59

futa

NISTWIRE IN
CASi 1331-65
Coffee Distributing
Thorn
Homefront Hardware
Corner Drug Store
lOT
Robert Benedict
Hamish Carr

16,500.00
16,500.00
16,500.00
5,000.00
20,000.00
15,000.00
10,000.00
15,000.00
0.01
3,000.00
83.36
606.00
518.28
58.52
13.64
581.91
94.37

-13,193.71
3,306.29
2,655.15
2,372.89
2,054.56
928.59
-766.56
15,233.44
15,232.44
14,971.64
14,461.67
14,315.67
14,023.67
13,874.34
13,402.51
11,630.51
1,630.51
-519.29
-1,019.29
-2,648.29
-2,685.48
-2,734.00
-2,740.27
-3,045.12
-3,245.42
-3,286.42
-3,323.39
-3,554.90
-6,004.24
-6,104.24
-6,917.49
-8,027.08
8,472.92
-8,027.08
8,472.92
3,472.92
23,472.92
8,472.92
-1,527.08
13,472.92
13,472.93
10,472.93
10,389.57
9,783.57
9,265.29
9,206.77
9,193.13
8,611.22
8,516.85
Page 16

KA-2534

KA-2534

KA-2534

Filed 08/23/10 Page 37 of 48

()

Check
Deposit
Check
Check
Check
Check
Check
Deposit
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Ctleck
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
DePOSit
Check
Deposit
Check
Deposit
Check
Check
Deposit
Deposit
Check
Check
Check
Check
Cl'oec
Checo<:

~ It

Date

05/16/2012

Case 1:08-cv-10223-NRB Document 32-10

Type

Page: 135

KA-2534

CASI ENTITIES

3:04AM
07/11/10

Document: 94

KA-2535Prl C3:04AM

l-Z

07/11/10
Accrual Basis

~
{'

-tv

\It.

5121/2003
5/2112003
512112003
512112003
5121/2003
5/2212003
512212003
512212003
512812003
5128/2003
61212003
61212003
61712003
611012003
6110/2003
611012003
611012003
611012003
611012003
6110!2OC3
611C:2OC~
6i 1 C!2X;

6r:,::-:
5,': ..::: .
';' ~.

:~.

f>" b ~;~ .
6110;"2003
6118/2003
611812003
611812003
611812003
6/18/200:;
6/23/2003
6/23/2003
6124/2003
6124/2003
6130/2003

613012003
613012003
6130/2003
6/30/2003
6130/2003
7/4/2003
7/11/2003
7/1412003
7/1512003
7125/2003
12131/2003

611061

321

KA-2535

Transactions by Account
As Of December 31,2003
Num

---NCO 1826
NCO 1827
NCO 1828
NCO 1829
NCO 1830
10955
10960
10976
TFR
052803
NCO 1909
10977
NCO 1901
NCO 1902
NCO 1903
NCO 1904
NCO 1905
NCO 1906
NCO 1907
~CO 1908
JEj1003
NCO 1910
NCD 1911
NCO 1912
NCO 1913
"ICO 1914
NCO 1915
NCO 1916
10984
10988
NCO 2001
10989
062403
NCO 2002
10978
10979
10982
10983
10985
10991
Tfr

'23103

05/16/2012

Memo

Name
Matthew Rothman
Office Depot
Thom
Transit Check
lOT
Amex
Ken Jackson
Ken Jackson
CASi 1331-65
NISTWIRE IN
Paypal
Oxford Health Plans
Ken Jackson
CASi 1331-65
General Computer ...
Silicon City
Exxon
Sunoco
RCN
Sprint
Bator Bintor
D. Ferrand
NISTWIRE IN
Thorn
Corner Drug Store
Deluxe Business Fo...
Homefront Hardware
Columbia Home
Office Depot
Fedex
Exxon
Homefront Hardware
Amex
Ken Jackson
NISTWIREIN
CASi 1331-65
Ken Jackson
Con Ed
Skytel
Con Ed
Verizon
Oxford Health Plans
CASi 1331-65
Bank Charges
CASi 1331-65
Bank Charges
Unknown
Bank Charges

Class

Debit

Balance

Credit
259.00
99.!J7
189.90
448.80
54.86
2,142.01
790.00
1,030.00
12,000.00

20,000.00
295.80
813.25
1,830.00
15,000.00
1,497.00
962.95
85.71
47.72
199.22
116.26
3,593.75
600.00
19,999.99
687.50
29.38
174.71
412.72
698.89
292.32
88.46
52.30
837.94
2,347.08
2,530.00
20,000.00
15,000.00
2,160.00
647.88
50.48
281.57
38.89
813.25
162.91
30.00
800.00
30.00
45.64
TO PLUG TO...

0.01

8,257.85
8,157.88
7,967.98
7,519.18
7,464.32
5,322.31
4,532.31
3,502.31
-8,497.69
11,502.31
11,206.51
10,393.26
8,563.26
-6,436.74
-7,933.74
-8,896.69
-8,982.40
-9,030.12
-9,229.34
-9,345.60
-12,939.35
-13,539.35
6,460.64
5,773.14
5,743.76
5,569.05
5,156.33
4,457.44
4,165.12
4,076.66
4,024.36
3,186.42
839.34
-1,690.66
18,309.34
3,309.34
1,149.34
501.46
450.98
169.41
130.52
-682.73
-845.64
-875.64
-75.64
-45.64
0.00
-0.01
Page 17

KA-2535

KA-2535

KA-2535

Filed 08/23/10 Page 38 of 48

()

Check
Check
Check
Check
Check
Check
Check
Check
Check
Deposit
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Deposit
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Deposit
Check
Check
Check
Check
Check
Check
Check
Check
Check
Deposit
Deposit
Deposit
Check

Page: 136

KA-2535
l

CASI ENTITIES

~ 19
Date

Document: 94

Case 1:08-cv-10223-NRB Document 32-10

Type

Case: 11-1924
/O (0

KA-2536

Case: 11-1924

Document: 94

.,

Page: 137

KA-2536

05/16/2012

611061

321

KA-2536

CASI ENTITIES

3:04AM

Transactions by Account

07/11/10

As of December 31, 2003

Accrual Basis

Date

Num

Name

Memo

Class

Debit

Credit

Balance

1,281,3n.99

1,281,378.00

0.01

1,281.377.99

1.281,378.00

-0.01

Tota1101C' NIST ATP 8735-65

TOTAL

Case 1:08-cv-10223-NRB Document 32-10

Type

Filed 08/23/10 Page 39 of 48


Page 18

KA-2536

KA-2536

KA-2536

KA-2537
3:11 AM

l'J

--1

611061

321

KA-2537

Transactions by Account
As of December 31 t 2003
Num
DBK 5341

PROPAY
PROPAY
PROPAY
PROPAY
PROPAY
PROPAY

Memo

Name
FROM DBK TO LLC
Bank Charges
FROM NIST 873~5
Bank Charges
Bank Charges
from 1331-66
TAXES
PAYROLL
TAXES
PAYROLL
Bank Charges
PAYROLL
FROM NIST 8735-65
TAXES
TAXES
PAYROLL
FROM NIST 8735-65
FROM NIST 873~5

Class

1,000.00
21.80
1.00
42.00
60.00
LND601

16,500.00
6,020.82
9,082.95
1,172.04
2,094.08
60.00
2,094.08
5,000.00
236.62
6,120.07
9,167.30
15,000.00
10,000.00
15,000.00

NIST873~5

PROPAY

PROPAY
LCD 601
LCD 602
LCD 603
LCD 604

PROPAY
DBK 1228

PROPAY
DBK 1230

Balance

Credit

Debit

TAXES
FROM NIST 8735-65
FROM 2996-65
FROM NIST 8735-65
TAXES
PAYROLL
Bank Charges
FROM NIST 8735-65
TAXES
PAYROLL
Con Ed
Skytel
lOT
Verizon
FROM NIST 8735-65
from 1331-66
TAXES
PAYROLL
from 1331-66
FROM DBK TO LLC
Bank Charges
from 1331-66
TAXES
NIST 1331-66
PAYROLL
FROM DBK TO LLC
NIST 1331-66
from 1331-66
NIST 1331-66

935.42
3,000.00
521.53
12,000.00
5,937.75
8,944.92
23.26
15,000.00
5,875.41
8,854.56
568.50
48.69
54.94
87.93
LND701

15,000.00
500.00
7,161.82
10,558.70

LND702
LND 703

300.00
20,000.00
30.00
1,700.00
542.34
20,000.00
1,160.02
25,000.00
25,000.00
1,000.00
1,000.00

0.00
1,000.00
978.20
979.20
937.20
8n.20
17,3n.20
11,356.38
2,273.43
1,101.39
3,195.47
3,255.47
1,161.39
6,161.39
6,398.01
2n.94
-8,889.36
6,110.64
16,110.64
1,110.64
2,046.06
5,046.06
5,567.59
17,567.59
11,629.84
2,684.92
2,661.66
17,661.66
11,786.25
2,931.69
2,363.19
2,314.50
2,259.56
2,171.63
17,171.63
17,671.63
10,509.81
-48.89
251.11
20,251.11
20,281.11
21,981.11
21,438.77
1,438.77
278.75
25,278.75
278.75
1,278.75
278.75
Page 1

KA-2537

KA-2537

KA-2537

Filed 08/23/10 Page 40 of 48

>('

1020 CASI LLC 1331-85


Deposit
3/2512003
Check
4/112003
Deposit
412512003
Check
5/112003
Check
51212003
Deposit
51512003
Check
51612003
Check
5nl2003
Check
5n12003
Deposit
5n12003
Deposit
5n12oo3
Check
5n12003
Deposit
5/812003
Deposit
5/1412003
Check
5/1512003
Check
5/1612003
Deposit
5/1612003
Deposit
5/16/2003
Check
5/1612003
Deposit
5/1912003
Deposit
5/2112003
Deposit
512112003
Deposit
512812003
Check
512912003
513012003
Check
Check
61212003
Deposit
6/1012003
Check
6/1212003
Check
6/1312003
Check
612012003
Check
612012003
Check
612012003
Check
6120/2003
Deposit
612412003
Deposit
612512003
Check
6/27/2003
Check
6/27/2003
Deposit
7/1/2003
7/9/2003
Deposit
Deposit
7/912003
Deposit
7/1112003
Check
7/1112003
Check
7/1112003
Check
7/14/2003
Deposit
7/15/2003
Check
7/15/2003
Deposit
7/1612003
Check
7/16/2003

05/16/2012

CASI ENTITIES

~tf
Date

Page: 138

KA-2537
l

Case 1:08-cv-10223-NRB Document 32-10

Type

Document: 94

Ir\c.\

07/11/10
Accrual Basis

\)

Case: 11-1924
\0'2. 0

Case: 11-1924

KA-2538 Irlt:- \02-0


3:11 AM

'J,..

07/11/10
Accrual Basis

-N

7/2212003
7/2212003
7/23/2003
712412003
7/2512003
81112003
8/1212003
8/14/2003
8/15/2003
811612003
811812003
812112003
812112003
8121/2003
812112003
8121/2003
8121/2003
812112003
8121/2003
812112003
8/21/2003
9/3/2003
9/9/2003
9/1612003
911812003
9/1812003
9118/2003
911812003
9118/2003
911812003
911812003
911812003
911812003
9118/2003
9126/2003
912612003
912612003
9130/2003
101612003
10/8/2003
1011612003
10/17/2003
10/1712003
10/1712003
1011712003
10/2212003
1012212003
10/2212003
10/2212003

611061

321

KA-2538

Transactions by Account
As of December 31,2003
Num
LCD 701
LCD 702
PROPAY
DBK 1243
3519
PROPAY
LCD 801
LCD 802
LCD 803
LCD 804
LCD 805
LCD 806
LCD 807
LCD 808
LCD 809
LCD 810
PROPAY
3546
LCD 901
LCD 902
LCD 903
LCD 904
LCD 905
LCD 906
LCD 907
LCD 908
LCD 909
3564
3562
3565
led 1012
3566
PROPAY
LCD 1001
LCD 1002
3576
LCD 1003
LCD 1004
LCD 1005
LCD 1006

Memo

Name
Bank Charges
Payroll Processing
from 1331-66
TAXES
PAYROLL
TAXES
from 1331-66
FROM DBK TO LLC
Amex
Oxford Health Plans
PAYROLL
Comer Drug Store
Payroll Processing
Skytel
Verizon
Cable
IDT
Sunoco
Verizon Wireless
ConEd
Thorn
PAYROLL
FROM DBK TO LLC
Oxford Health Plans
TAXES
Payroll Processing
Cable
AT&T
Sprint
T-Mobile
Office Depot
Exxon
Joan Hayes CPA
One Beacon Insurance
Spitz & Greenstien
Matthew Rothman
DB Karron
Amex
from 1331-66
Oxford Health Plans
TAXES
PAYROLL
Comer Drug Store
Texaco
Joseph Cornwall
Skytel
Verizon
Sunoco
Con Ed

Class

Debit

Credit
73.00
175.65

LND 801

1,500.00
369.44
921.16
111.41

LND 802

1,600.00
25,000.00
580.19
813.25
921.16
213.28
20.35
101.59
309.62
113.65
54.96
14.21
81.74
684.45
75.00
921.16
494.00
813.26
738.88
18.00
71.71
22.23
113.53
1.33
114.85
96.59
59.00
167.00
2,000.00
514.00
2,968.00
318.44

LND 1001

514.00
813.25
369.44
921.16
203.84
20.00
1,200.00
57.03
177.49
26.75
1,307.77

Balance
205.75
30.10
1,530.10
1,160.66
239.50
128.09
1,728.09
26,728.09
26,147.90
25,334.65
24,413.49
24,200.21
24,179.86
24,078.27
23,768.65
23,655.00
23,600.04
23,585.83
23,504.09
22,819.64
22,744.64
21,823.48
22,317.48
21,504.22
20,765.34
20,747.34
20,675.63
20,653.40
20,539.87.
20,538.54
20,423.69
20,327.10
20,268.10
20,101.10
18,101.10
17,587.10
14,619.10
14,300.66
14,814.66
14,001.41
13,631.97
12,710.81
12,506.97
12,486.97
11,286.97
11,229.94
11,052.45
11,025.70
9,717.93
Page 2

KA-2538

KA-2538

KA-2538

Filed 08/23/10 Page 41 of 48

.n
(t

Check
Check
Deposit
Check
Check
Check
Depo$it
Deposit
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Deposit
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Deposit
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check

05/16/2012

CASI ENTITIES

~Lt
Date

Page: 139

KA-2538

Case 1:08-cv-10223-NRB Document 32-10

Type

Document: 94

KA-2539
3:11 AM

t-S\
v

IDJ;J.O

10/2212003
1012212003
10/22/2003
1012212003
10122/2003
1012212003
10122/2003
111312003
11/1112003
11/19/2003
11119/2003
1112412003
11/2412003
11/24/2003
11/2412003
1112412003
1112412003
11/24/2003
1112412003
1112412003
1112412003
11/24/2003
1112412003
11/24/2003
1112412003
11/24/2003
11/2412003
11124/2003
1112412003
11/24/2003
121312003
1219/2003
12/19/2003
12/19/2003
12119/2003
12/19/2003
12/1912003
12/19/2003
12/19/2003
12/19/2003
12/19/2003
12/27/2003
12/2912003
1212912003
12/29/2003
12129/2003
12/29/2003
1212912003
12/3112003

05/16/2012

611061

321

KA-2539
\

CASI ENTITIES

~~
Date

Page: 140

KA-2539

Transactions by Account
As of December 31, 2003
Num

LCD 1007
LCD 1008
LCD 1009
LCD 1010
LCD 1011
led 1013
led 1014
LCD 1108
3581
LCD 1101
LCD 1102
LCD 1103
LCD 1104
LCD 1105
LCD 1106
LCD 1107
LCD 1109
LCD1110
LCD 1111
LCD 1112
LCD 1113
LCD 1114
LCD 1115
LCD 1116
LCD 1117
LCD 1118
LCD 1119
LCD 1120
LCD 1201
LCD 1202
LCD 1203
LCD 1204
LCD 1205
LCD 1206
LCD 1207
LCD 1208
LCD 1209
3600
3615
3605
3606
3610
3612
3613
LCD 1210

Memo

Name
Con Ed
Columbia Home
Gulf Oil
Hornefront Hardware
D. Ferrand
Verizon Wireless
Payroll Processing
Amex
DB Karron
from 1331-66
Bank Charges
Oxford Health Plans
Matthew Rothman
Bank Charges
Bank Charges
Payroll Processing
Thom
Texaco
Verizon
Cable
Sunoco
AT&T
Sprint
Verizon Wireless
Exxon
Con Ed
Fedex
One Stop Business Mach...
Homefront Hardware
General Computer and S...
from 1331-66
FROM oBK TO LLC
Corner Drug Store
Bank Charges
Amex
Skytel
Verizon
Cable
lOT
Sunoco
AT&T
Matthew Rothman
Matthew Rothman
Thorn
Thorn
Oxford Health Plans
Thorn
U.S. Treasury
Oxford Health Plans

Class

Debit

Credit
612.03
91.02
15.20
282.80
200.00
40.87
18.00
595.28
4,006.37

LNo 1101

2,000.00
75.00
924.69
1,000.00
75.00
17.25
63.60
75.00
17.35
172.04
241.55
1.99
13.21
45.00
47.43
95.58
712.42
28.89
107.00
262.35
595.00

LND 1201

500.00
4,000.00

61.90
27.57
874.15
98.76
154.14
124.91
23.13
57.34
5.05
175.46
2,804.64
75.00
75.00
924.69
75.00
1,195.92
924.68

Balance
9,105.90
9,008.88
8,993.68
8,710.88
8,510.88
8,470.01
8,452.01
7,856.73
3,850.36
5,850.36
5,925.36
5,000.67
4,000.67
3,925.67
3,908.42
3,844.82
3,769.82
3,752.47
3,580.43
3,338.88
3,336.89
3,323.68
3,278.68
3,231.25
3,135.67
2,423.25
2,394.36
2,287.36
2,025.01
1,430.01
1,930.01
5,930.01
5,868.11
5,840.54
4,966.39
4,867.63
4,713.49
4,588.58
4,565.45
4,508.11
4,503.06
4,327.60
1,522.96
1,447.96
1,372.96
448.27
373.27
-822.65
-1,747.33
Page 3

KA-2539

KA-2539

KA-2539

Filed 08/23/10 Page 42 of 48

()

Check
Check
Check
Check
Check
Check
Check
Check
Check
Deposit
Deposit
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Deposit
Deposit
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check

Document: 94

Case 1:08-cv-10223-NRB Document 32-10

Type

:>

frl L
~

07/11/10
Accrual Basis

(l

Case: 11-1924

KA-2540

Case: 11-1924

Document: 94

Page: 141

KA-2540

05/16/2012

3:11 AM

CASI ENTITIES

07111110

Transactions by Account

611061

321

KA-2540

As of December 31,2003

Accrual Basis

Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check

Date
1213112003
1213112003
1213112003
1213112003
1213112003
1213112003
1213112003
1213112003
1213112003
1213112003
12131/2003
1213112003
1213112003
1213112003

Num
LCD 1211
LCD 1212
LCD 1213
LCD 1214
LCD 1215
LCD 1216
LCD 1217
LCD 1218
LCD 1219
LCD 1220
LCD 1221
LCD 1222
LCD 1223
123103

Name

Memo

Class

Debit

Corner Drug Store


Thorn
Amex
Verizon
Sunoco
AT&T
Office Depot
Exxon
Con Ed
i1TAC.
American Media Systems...
Bank Charges
Fedex
Bank Charges

Total 1020 . CASI LLC -1331-65


TOTAL

Credit

Balance

215.03
75.00
200.00
150.86
26.41
2.77
133.16
177.58
100.00
900.00
65.00
123.60
15.85
0.01

-1,962.36
-2,037.36
-2,237.36
-2,388.22
-2,414.63
-2,417.40
-2,550.56
-2,728.14
-2,828.14
-3,728.14
-3,793.14
-3,916.74
-3,932.59
-3,932.60

180,561.65

184,494.25

-3,932.60

180,561.65

184,494.25

-3,932.60

/'

Case 1:08-cv-10223-NRB Document 32-10

Type

Filed 08/23/10 Page 43 of 48

KA-2540

KA-2540

Page 4

KA-2540

KA-2541
1:57 PM

Date

05/16/2012

611061

321

KA-2541

CASI ENTITIES

Transactions by Account

Z.

As of December 31, 2003


Num

LND 601
LND 701
LND 702
11017A
11017B
11018
00010
LND 703
LND 704
LND 705
LND 706
LND 707
LND 708
LND 709
LND 710
LND 711
LND 712
LND 713
LND 801
LND 803
LND 804
LND802
LND 801
LND 802
LND805
LND806
LND807
LND 901
LND902
LND903
LND904
LND 905
LND906
LND 1001
LND 1001
LND 1002
LND 1003
3578
LND 1101
LND 1201
3580

Memo

Name
Unknown
CASi 1331-65
FROM NIST 873~5
Unknown
CASi 1331-65
CASi 1331-65
BOB BENEDICT
BOB BENEDICT
BOB BENEDICT
DB Karron
CASi 1331-65
FROM 1331-65
NIST 8735-65
FROM 1331-65
Hertz Corporation
General Computer ...
Sprint
Thom
D. Ferrand
Sunoco
Homefront Hardware
First Rehab
Ken Jackson
CASi 1331-65
Amex
Amex
FROM NIST 873~5
CASi 1331-65
Thorn
Exxon
Office Depot
Con Ed
Ken Jackson
General Computer ...
Cable
Verizon
Verizon Wireless
Bator Bintor
Homefront Hardware
CASi 1331-65
DB Karron
Silicon City
Praveen Thiagarajan
Office Depot
CASi 1331-65
CASi 1331-65
Bank Charges

Clas.

Debit

Credit

100.00
16,500.00
16,500.00
1,000.00
500.00
300.00
699.88
803.05
2,296.50
4,107.11
1,700.00

INV 170
20,000.00

800.00
25,000.00
1,000.00
212.10
140.00
134.22
75.00
100.00
14.00
957.69
457.85
1,790.00
1,500.00
1,000.00
300.00
162.91

sib casi not n...

1,600.00
75.00
65.72
233.17
369.45
1,130.00
1,549.00
161.61
39.86
81.62
2,600.00
400.58
514.00
11,349.68
6,000.00
579.50
75.00
2,000.00
500.00
13.00

Balance
0.00
100.00
-16,400.00
100.00
1,100.00
600.00
300.00
-399.88
-1,202.93
-3,499.43
-7,606.54
-9,306.54
10,693.46
9,893.46
34,893.46
35,893.46
35,681.36
35,541.36
35,407.14
35,332.14
35,232.14
35,218.14
34,260.45
33,802.60
32,012.60
30,512.60
29,512.60
29,212.60
29,375.51
27,n5.51
27,700.51
27,634.79
27,401.62
27,032.17
25,902.17
24,353.17
24,191.56
24,151.70
24,070.08
21,470.08
21,069.50
20,555.50
9,205.82
3,205.82
2,626.32
2,551.32
551.32
51.32
38.32
Page 1

KA-2541

KA-2541

KA-2541

Filed 08/23/10 Page 44 of 48

1030' LLC NIST 1331~6


Deposit
3125/2003
Check
5/512003
Deposit
5/512003
Deposit
6/2412003
Check
612512003
Check
7/112003
Chec:k
7n12003
Check
7n12003
Check
7n12003
Chec:k
7n12003
Chec:k
7/1112003
Deposit
7/1112003
Check
711412003
Deposit
7/1512003
Deposit
7/1612003
Check
712212003
Check
712212003
Check
712212003
Check
712212003
Check
712212003
Check
712212003
Check
7/2212003
Check
712212003
Check
7/2212003
Check
712312003
Check
713012003
Check
713112003
Deposit
8/412003
Check
8/1212003
Check
812112003
Check
812112003
Check
8/2112003
Check
8/2112003
Check
812112003
Check
912212003
Check
912212003
Check
912212003
Check
9/2212003
Check
912212003
Check
912212003
Check
101612003
Check
1012212003
Check
1012212003
Check
1012212003
Check
11/512003
Check
11/1912003
Check
121312003
Check
1213112003

Page: 142

KA-2541

Case 1:08-cv-10223-NRB Document 32-10

Type

Document: 94

Ale fQ ~o
I

07/11/10
Accrual Bas's

~
-

Case: 11-1924

KA-2542
1:57 PM

Case: 11-1924

Ale... IO~o
Date

05/16/2012

611061

321

KA-2542

Transactions by Account
As of December 31,2003
Num

Name

Memo

Total 1030 . LLC NIST 1331-66


TOTAL

Class

Debit

Credit

Balance

63,762.91

63,724.59

38.32

63,762.91

63,724.69

38.32

Filed 08/23/10 Page 45 of 48

_.
Page 2

KA-2542

Case 1:08-cv-10223-NRB Document 32-10

Type

Page: 143

KA-2542
CASI ENTITIES

2~2.

07/11/10

Accrual Basis

Document: 94

KA-2542

KA-2542

KA-2543
1:58 PM

Case: 11-1924

A-/cI

07/11/10
Accrual Bas's

Date

()

~
-

KA-2543

~
Num

Name

Memo

MCOBK

MCOBK

MCOBK

MCOBK
MCOBK
MCOBK
MCOBK
MCOBK
MCOBK
MCOBK
MCOBK
MCOBK
MCOBK
MCOBK
MCOBK
MCOBK

KA-2543

As of December 31, 2003

MCOBK

MCOBK

321

Transactions by Account

MCOBK

MCOBK

611061

CASI ENTITIES

MCOBK

MCOBK
MCOBK

05/16/2012

MCOBK
MCJAN 2003
MC 01131103
MC 02128103
MC FEB 200...
MC 03/31/03
MC MAR 20...
MC 04129/03
MC APRIL 2...
MCCMAPR...
MC 05129/03
MC MAY 20...
MC 6128103
MCJUNE2...
MC 07129/03
MC JULY 20...
MC 08/29/03
MCAUGUS...
MC 09/29/03
MCSEP20...
MC 10129/03
MCOCTOB...
MCCMOCT...
MCCMTO ...
MC 11128103
MCNOVEM...
MC 12130103
MCOECEM...
MC CM 2003

Class

OBK

OBK

OBK

OBK
LLC
LLC
LLC
LLC
OBK
LLC
LLC
LLC
LLC
LLC
LLl.
OBK
LLC
LLC
LLC
LLC

KA-2543

Clr

Split
2914 MC 52...
2914 MC 52...
2914 MC 52...
6013, Gas
2914, MC 52...
2914 MC 52...
2914 MC 52...
2914, MC 52...
2914 MC 52...
6011 . Auto R...
2914, MC 52...
2914' Me 52...
2914 MC 52...
6019 Books
2914, MC 52...
2914, MC 52...
2914 MC 52...
2914, MC 52...
6019 Books
6019 Books
2914' MC 52...
2914, MC 52...
6130 Office
2914 MC 52...
6130 . Office
2914 MC 52...
2914 MC 52...
2914, MC 52...
2914 MC 52...
6019 Books
2914' MC 52...
6130 . Office
2914, MC 52...
6130 . Office
2914' MC 52...
6130 Office
2914 MC 52...
6130 . Office
2914 MC 52...
2914 MC 52...
2914' MC 52...
2914 MC 52...
2914 MC 52...
6130 Office
2914 MC 52...
2914 MC 52...
2914 Me 52...

Balance

Credit

Debit
7,566.66
1,975.41
3,222.62

12,764.69
3,507.53
1,785.22
3,303.95
3,962.10
1,311.07
13,815.80
5,231.64
3,722.58
6,669.95
15,624.17
5,702.08
3,857.79
1,197.80
1,379.09
12,136.76
7,404.04
7,404.04
3,305.96
3,305.96
4,350.88
4,350.88
1,772.66
1,n2.66

3.57
1,674.47
1,674.47
1,159.23
1,159.23
1,373.79
1,373.79
6,763.55
6,763.55
1,568.38
1,568.38
2,456.81
2,456.81
8.99
8.99
1,536.98
1,536.98
2,352.25
2,352.25
54.07

0.00
7,566.66
9,542.07
12,764.69
0.00
3,507.53
5,292.75
8,596.70
12,558.80
13,869.87
54.07
5,285.71
9,008.29
15,678.24
54.07
5,756.15
9,613.94
10,811.74
12,190.83
54.07
-7,349.97
54.07
3,360.03
54.07
4,404.95
54.07
1,826.73
54.07
57.64
1,732.11
57.64
1,216.87
57.64
1,431.43
57.64
6,821.19
57.64
1,626.02
57.64
2,514.45
57.64
66.63
57.64
1,594.62
57.64
2,409.89
57.64
3.57
Page 1

KA-2543

Filed 08/23/10 Page 46 of 48

1080 Mastercard 1872


Transfer
1013012001
Transfer
11122/2001
Transfer
12131/2001
General Journal
1213112001
Transfer
112912002
Transfer
2128/2002
Transfer
312812002
Transfer
4/2612002
Transfer
5129/2002
Generr.: J:)urnal
5131/2002
Transfer
612812002
Transfer
713012002
Transfer
812912002
General Journal
8/31/2002
Transfer
913012002
Transfer
1012912002
Transfer
1112912002
Transfer
1213012002
General Journal
1213112002
General Journal
1129/2003
Transfer
1/31/2003
Transfer
212812003
General Journal
212812003
Transfer
3/3112003
General Journal
3/31/2003
Transfer
412912003
General Journal
413012003
General Journal
413012003
Transfer
5/2912003
General Journal
513012003
Transfer
612812003
General Journal
613012003
Transfer
7129/2003
General Journal
713012003
Transfer
812812003
General Journal
813012003
Transfer
9/29/2003
General Journal
913012003
10f?912oo3
..Transfer
General Journal
1013012003
General Journal
10/3012003
General Journal
1013012003
Transfer
1112812003
General Journal
11/3012003
Transfer
12130/2003
General Journal
1213012003
General Journal
12/3012003

IO~O

Page: 144

KA-2543

Case 1:08-cv-10223-NRB Document 32-10

Type

Document: 94

Case: 11-1924

KA-2544

Document: 94

Page: 145

KA-2544

05/16/2012

611061

321

KA-2544

CASI ENTITIES

1:58 PM

Transactions by Account

07/11/10
Accrual Basis
Date

Num

Name

Memo

Class

Total 1080 . Mastercard 1872

TOTAL

Clr

Split

Debit

Credit

Balance

90,127.05

90,123.48

3.57

90,127.05

90,123.48

3.57

Case 1:08-cv-10223-NRB Document 32-10

Type

As of December 31, 2003

Filed 08/23/10 Page 47 of 48

KA-2544

KA-2544

KA-2544

Page 2

Case: 11-1924

KA-2545

A{e-

1:59 PM

,z.oo

, o-f:J

07/11/10
Accrual Basis

Date

Page: 146

KA-2545

05/16/2012

611061

321

KA-2545

CASt ENTITIES

Transactions by Account

As of December 31, 2003


Num

Name

Memo

Class

Debit

Credit

Case 1:08-cv-10223-NRB Document 32-10

Type

Document: 94

Balance

1200 Accounts Receivable

3,427.00

Total 1200 . Accounts Receivable

3,427.00

TOTAL

Filed 08/23/10 Page 48 of 48

\ )J

lI\

KA-2545

KA-2545

KA-2545

Page 1

KA-2546
1:59 PM

Case: 11-1924

A-/V
I

07111110
Accrual Basis

1:;99' Tax Impound


General Journal
Check
Check
Deposit
Check
General Journal
Deposit
Check
General Journal
Check
General Journal
Check
General Journal
Check
General Journal
Check
General Journal
Check
Check
General Journal
Check
General Journal

Date
51212003
5/612003
51712003
5/1412003
5/1512003
5/16/2003
5/1912003
5129/2003
5/3012003
6/1212003
6/1312003
6127/2003
612712003
7/1112003
7/1412003
712412003
712512003
81112003
911812003
9/1812003
10/1612003
10/1612003

l.sq~

RROPAY
interpay

611061

321

KA-2546

Transactions by Account
As of December 31, 2003
Memo

Name
41

TAXES
TAXES
TAXES
TAXES
43

TAXES
TAXES
interpay

44

TAXES
interpay

45

TAXES
interpay

46

TAXES
interpay

47

TAXES
interpay

tax impound
TAXES
TAXES

interpay
TAXES
interpay

05/16/2012

CASI ENTITIES

Hum
interpay
PROPAY
PROF-AY

Page: 147

KA-2546

51 51

Total 1399 . Tax Impound

NIST ATP
LLC
LLC
LLC
LLC
NISTATP
LLC
LLC
NISTATP
LLC
NISTATP
LLC
NISTATP
LLC
NISTATP
LLC
LLC
LLC
LLC
LLC
LLC
LLC

Debit

Credit
s.o20.82

6,020.82
1,172.04
236.62
6,120.07
6,120.07
935.42
5,937.75
5,937.75
5,875.41
5,875.41
7,161.82
7,161.82
542.34
542.34
369.44
369.44
111.41
738.88
738.88
369.44
369.44

Balance
0.00
-6,020.82
0.00
1,172.04
935.42
7,055.49
935.42
0.00
5,937.75
0.00
5,875.41
0.00
7,161.82
0.00
542.34
0.00
369.44
0.00
111.41
850.29
111.41
480.85
111.41

34,419.42

34,308.01

111.41

34,419.42

34,308.01

111.41

KA-2546

KA-2546

..

Page 1

KA-2546

Filed 08/23/10 Page 1 of 47

TOTAL

Class

Case 1:08-cv-10223-NRB Document 32-11

Type

Document: 94

KA-2547
2:00 PM
07/11/10

Accrual Basis

fr[c- )tfoo
I rJ1J I
Date

1400 . Furniture & Fixtures


1450 Accumulated Depreciation
General Journal
5/3112002
General Journal
8/3112002
General Journal
12131/2002
General Journal
1213112003

Num

depr053102
depr083102
depr123102
depr123103

Document: 94

Page: 148

KA-2547

05/16/2012

611061

321

KA-2547

CASI ENTITIES

Transactions by Account
As of December 31, 2003
Name

Memo

12 months
3 months
4 months
12 months

Class

Debit

Credit

INC
INC
LLC
LLC
0.00

Total 1450 . Accumulated Depreciation

Balance

8,391.00
2,098.00
2,797.00
8,391.00

39,097.00
-34,410.00
-42,801.00
-44,899.00
-47.696.00
-56,087.00

21,677.00

-56.087.00

1400 Furniture & Fixtures Other

73,507.00

Total 1400 . Furniture & Fixtures Other

73.507.00

Total 1400 . Furniture & Fixtures


TOTAL

0.00

21,677.00

17,420.00

0.00

21,677.00

17,420.00

Case 1:08-cv-10223-NRB Document 32-11

Type

Case: 11-1924

-r"

Filed 08/23/10 Page 2 of 47

KA-2547

KA-2547

Page 1

KA-2547

KA-2548
2:01 PM

07/11110
Accrual Basis

Case: 11-1924

~/ CI

/(POO

0-6 I

Date

1600 Loan and Exchange


Check
8118/2002
General Journal
811812002
General Journal
913012002
General Journal
1212712002
General Journal
12/27/2002
Check
11/2412003
Check
12/2912003
General Journal
12/2912003

Page: 149

KA-2548

05/16/2012

611061

321

KA-2548

CASI ENTITIES

Transactions by Account
As of December 31, 2003
Num

10407
pr 081802
fica adj
pr122702
pr122702
LCD 1102
3615
payroll

Name
Dr. 0.6. Karron

Memo

Class

Scott Albin
19
new entity moo.
32
reversed 2/1 ...

NISTATP
NISTATP
AJE
NISTATP
NISTATP

5252

LLC
LLC
LlC

Matthew Rothman
Matthew Rothman

Total 1600 . Loan and Exchange

TOTAL

Debit

Credit

Balance

3,684.64

0.00
750.00
0.00
295.53
-204.47
295.53
1,295.53
4,100.17
415.53

5,350.17

4,934.64

415.53

5,350.17

4,934.84

415.53

750.00
750.00
295.53
500.00
500.00
1,000.00
2,804.64

Case 1:08-cv-10223-NRB Document 32-11

Type

Document: 94

Filed 08/23/10 Page 3 of 47


Page 1

KA-2548

KA-2548

KA-2548

KA-2549

Case: 11-1924

Document: 94

Page: 150

KA-2549

05/16/2012

611061

321

KA-2549

CASI ENTITIES

2:14 PM

Transactions by Account

07/11/10
Accrual Basis

As of September 30, 2002


Date

Num
STOCK FR...
STOCK JOEL

Name

Memo

Solomon & Bernstein

Frederica Miller
Joel Bernstein

Total 1660 . Stock Subscription Receivable

TOTAL

Class

Debit

Credit

Balance

10,000.00
10,000.00

100,000.00
90,000.00
80,000.00

0.00

20,000.00

80,000.00

0.00

20,000.00

80,000.00

AJE
AJE

Case 1:08-cv-10223-NRB Document 32-11

Type

1860 Stock Subscription Receivable


General Journal
9/112002
9/112002
Genere' Journal

Filed 08/23/10 Page 4 of 47

().
~.

C'
KA-2549

KA-2549

KA-2549 Page 1

KA-2550

Case: 11-1924

Document: 94

Page: 151

KA-2550

05/16/2012

611061

321

KA-2550

CASI ENTITIES

2:15 PM

Transactions by Account

07111110
Accrual Basis

As of December 31, 2003


Date

Num

Name

Memo

Class

Debit

Credit

Balance

4,000.00

Total 1700 . Rent Security

4,000.00

TOTAL

Case 1:08-cv-10223-NRB Document 32-11

Type
1700 Rent Security

4,000.00

Filed 08/23/10 Page 5 of 47

~
-+.
Q

.
KA-2550

KA-2550

Page 1

KA-2550

Case: 11-1924

KA-2551

Document: 94

Page: 152

KA-2551

05/16/2012

2:52AM

CASI ENTITIES

07125110

Transactions by Account

611061

Type

1012612001
1012612001
1012612001
1012612001
10/26/2001
1012612001
1012612001
1012612001

1012612001
111812001
111812001
1213112001
1213112001
31112002
12/3112002

2977
2978
2979
2980
2981
2982
2983
2984
2985
3040
3084
INC OEC2001
INC OEC2001
3142
LLCOEC2002

Memo

Name

Num

Date

Dr.
Dr.
Dr.
Dr.
Dr.
Dr.
Dr.
Dr.
Dr.
Dr.
Dr.

D.B. Karren
D.B. Karron
D.B. Karron
D.B. Karron
o.B. Karron
D.B. Karron
D.B. Karron
0.8. Karron
D.B. Karron
D.B. Karron
0.8. Karron

Dr. 0.8. Karron

Jan 2000 1901


Feb 2000 1901
March 2000 1901
April 2000 1901
May 2000 1901
June 2000 1901
July 2000 1901
August 2000 1901
sept 2000 1901
OCt 2000 1901
Nov 2000 1901
inc 6/0112101 rent per 1040 Tlr
DBK 2001 Rem Rec'd Per Hayes Yr 2000
Dec2000 1901
AddIRentRec'din2002

Class

INC
INC
INC
INC
INC
INC
INC
INC
INC
INC
INC
RENT
RENT
INC
RENT

2953
2961
2962
3103
INC OEC2001
PR 080202
dbkpr
dbk pr

Dr.
Dr.
Dr.
Dr.

0.8.
D.B.
0.8.
0.8.

Karron
Karren
Karron
Karron

Draw 2001 1902


Draw 2001 1902
Draw 2001 1902
Draw 2001 1902
#2907 in Hayes Rent per 1040 T/R
VIA PR ENTRY AUG 2002 1902
AC 1902
AC 1902

INC
INC
INC
INC
RENT
NISTATP
NISTATP
NfSTATP

3093
3094
3100
3107
3108
INC DEC2001
3115
3116
3117
3129
3131
INCAUG2002
LLCDEC2002

Dr.
Dr.
Dr.
Dr.

D.B.
0.8.
D.B.
D.B.
Dr. 0.8.

Karron
Karron
Karron
Karren
Karron

Dr.
Dr.
Dr.
Dr.
Dr.

Karron
Karron
Karron
Karron
Karron

0.8.
0.8.
0.8.
0.8.
0.8.

March 2001 1903


Apri12001 1903
Dec 2001 1903
May 2001 1903
June 2001 1903
Addl Rent Paid in 2001 need to amend
July 2001 1903
Aug 2001 1903
sep 2001 1903
Oct 2001 1903
Nov 2001 1903
inc 6/02-8/02 rent
LLC 9/0212102 RENT

INC
INC
INC
INC
INC
RENT
INC
INC
INC
INC
INC
RENT
RENT

--

2/412002
11/1512002

3132
10614

Dr. 0.8. Karron


Dr. D.B. Karron

question AC 1904
AC 1904

INC
NISTATP

24,000.00

0.00

1,000.00
30,000.00
22,406.08
14,928.11

1,000.00
1.300.00
1,600.00
76,600.00
77,100.00
76,100.00
46,100.00
23,693.92
8,765.81

68,334.19

8,765.81

10,000.00

6,000.00
4,000.00

0.00
2,000.00
4,000.00
6,000.00
8,000.00
10,000.00
0.00
2,000.00
4,000.00
6,000.00
8,000.00
10,000.00
4,000.00
0.00

20,000.00

0.00

300.00
300.00
75,000.00
500.00

2,000.00
2,000.00
2,000.00
2,000.00
2,000.00
2,000.00
2,000.00
2,000.00
2,000.00
2,000.00

0.00
2,000.00
6,530.38

2,000.00
4,530.38
6,530.38

Total 1904 . 08K 2002


1905 OBK 2002 Draw
Check
Check
Check
Check

2,000.00

20,000.00

Total 1903 . 08K 2001 Rent


1904 OBK 2002
Check
Check

2,000.00

1,000.00
0,00
2,000.00
4,000.00
6,000.00
8,000.00
10,000.00
12,000.00
14,000.00
16,000.00
18,000.00
20,000.00
22,000.00
8,000.00
0.00
2,000.00
0.00

6,530.38

0.00

0.00

311/2002
311/2002
31512002
3/1212002

3144
3145
3151
3153

Dr.
Dr.
Dr.
Dr.

O.B. Karron
0.8. Karron
D.B. Karron
D. B. Karron

Draw 2002
Draw 2002
Draw 2002
Draw 2002

1905
1905
1905
1905

INC
INC
INC
INC

1,000.00
5,000.00
5,000.00
4,000.00

1,000.00
6,000.00
11,000.00
15,000.00
Page 1

KA-2551

KA-2551

KA-2551

Filed 08/23/10 Page 6 of 47

1903 OBK 2001 Rent


121812001
Check
121812001
Check
12119/2001
Check
1212812001
Check
1212612001
Check
1213112001
General Journal
119/2002
Check
119/2002
Check
11912002
Check
21412002
Check
21412002
Check
813112002
General Journal
General Journal
12131/2002

14,000.00
8,000.00

76,100.00

Total 1902 . OBK 2001 Draw

Balance

Credit

2,000.00
2,000.00
2,000.00
2,000.00
2,000.00
2,000.00
2,000.00
2,000.00
2,000.00
2,000.00
2,000.00

24,000.00

Total 1901 . D8K 2000 Rent

1902 OBK 2001 Draw


10/1412001
Check
10/2612001
Check
1012612001
Check
1212112001
Check
1213112001
General Journal
81212002
General Journal
913012002
General Journal
9130/2002
General Journal

Debit

Case 1:08-cv-10223-NRB Document 32-11

1900 Due from OBK


1901 DBK 2000 Rent
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
General Journal
General Journal
Check
General Journal

KA-2551

As of December 31, 2003

Accrual Balli

321

Case: 11-1924

KA-2552

Document: 94

Page: 153

05/16/2012

2:52AM

KA-2552
CASI ENTITIES

07125110

Transactions by Account

Accrual Basis

611061

Type

Dale

Num
3155
3160
3184
3193
10451
10473

Name
Dr. 0.8. Karron
Dr. 0.8. Karron
Dr. 0.8. Karron
Dr. 0.8. Karron
Dr. 0.8. Karron
Dr. 0.8. Karron

Memo
Draw 2002 1905
Draw 2002 1905
Draw 2002 1905
1905
1905
1905

Cllaa
INC
INC
INC
INC
NISTATP
NIST ATP

111012002
3/112002
3/2912002
51112002
5/3112002
6/212002
9/1212002
911212002
12131/2002
1213112002

3122
3143
3164
3175
INCMAY2002
3185
3199
3200
RENT 2002
lLCDEC2002

Dr.
Dr.
Dr.
Dr.

0.8. Karron
0.8. Karron
0.8. Karron
0.8. Karron

Dr. 0.8. Karron


Dr. 0.8. Karron
Dr. 0.8. Karron

Jan 2002 1906


March 2002 1906
April 2002 1906
May 2002 1906
inc 01102-5102 rent
1906
1906
1906
RENT FOR 2002
AddlRentRec~in2002

INC
INC
INC
INC
RENT
INC
INC
INC
RENT
RENT

Dr. 0.8. Karron


Dr. 0.8. Karron
Dr. 0.8. Karron
Dr. 0.8. Karron
DB Karron
DB Karron
08 Karron
08 Karron

AC 1907
AE PJ'S SURFRIDER
AC 1907
AC 1907
LLC 01103-03103 RENT
AC 1907
LLC 04103-04103 RENT
INV 170 1907
AC 1907
AC 1907
AC 1907
LLC 05103-11103 RENT
LLC DEC 2003 RENT

NISTATP
NISTATP
NISTATP
NISTATP
RENT
NISTATP
RENT
N LlC N
llC
N LLC N
llC
RENT
RENT

Total 1907 . DBK 2003


190B Hayti Errora
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal

prt adj

to fix hayes error

prt adj
prt adj
fica adj
941 SEP 02
lowerdbk
ficaadj
lowerdbk
lowerdbk
PR011003
PR011003
adj 033103

to fix hayes error


to fix hayes error
new entity max fica dbk
rcls dbk to charge difference to Hayes
rels dbk
fica new entity adj
frm 1908 to 2110
941 Refund
no fica wh 1110/03 pr dbk
adjust 1110/03
rels dbk

Total 1908 . Hayes Errors

T"",,,,,,..,.,....08'
TOTAL

AJE
AJE
AJE
AJE
AJE
AJE
AJE
AJE
AJE
AJE
AJE
AJE

0.00

53,000.00

10,000.00

2,000.00
2,000.00

0.00
2,000.00
4,000.00
6,000.00
8,000.00
-2,000.00
0.00
2,000.00
4,000.00
2,000.00
0.00

14,000.00

0.00

2,000.00
2,000.00
2,000.00

14,000.00
2.000.00

0.00
2,325.41
2,349.09
3,107.68
6,134.92
134.92
4,775.02
2,775.02
6,882.13
9,850.13
21,199.81
25,206.18
11,206.18
9,206.18

24,000.00

9,206.18

2,325.41
23.68
758.59
3,027.24
6,000.00
4,640.10
2,000.00
4,107.11
2,988.00
11,349.88
4,006.37

33,206.18
71612002
71612002
81312002
9/2812002
9129/2002
1212912002
1213112002
1213112002
1213112002
1110/2003
111012003
3131/2003

17,000.00
30,000.00
32,000.00
33,000.00
48,000.00
53,000.00

2,000.00
2,000.00
2,000.00
2,000.00

14,000.00
10770
AE 020703
10792
10845
LLCMAR2003
10887
lLCAPR2003
00010
3565
LND 1001
3581
LLCNOV2003
LLCNOV2003

Balance

398.80

0.00
4,790.02
-5,555.26
-5,893.92
-1,855.00
-8,175.74
-12,140.80
-10,742.92
-9,581.66
-13,540.76
-13,279.97
-13,279.96
-13,678.58

6,658.86

20,337.42

-13,678.58

233,495.42

170,671.61

63,823.81

233,495.42

170,671.61

63,823.81

4,790.02
765.24
138.66
3,838.92
6,320.74
3,965.06
1,397.88
1,181.28
3,959.10
280.79
0.01

Page 2

KA-2552

KA-2552

KA-2552

Filed 08/23/10 Page 7 of 47

112812003
21712003
211212003
31912003
313112003
4116/2003
413012003
71712003
912612003
1012212003
11111/2003
1113012003
1113012003

Credit

2,000.00
13,000.00
2,000.00
1,000.00
15,000.00
5,000.00
53,000.00

Total 1906 . DBK 2002 Rent


1907 . OBK 2003
Check
General Journal
Check
Check
General Journal
Check
General Journal
Check
Check
Check
Check
General Journal
General Journal

Debit

Case 1:08-cv-10223-NRB Document 32-11

312212002
3129/2002
512412002
612512002
9/1212002
9125/2002

Total 1905 . DBK 2002 Draw


1906, DBK 2002 Rent
Check
Check
Check
Check
General Journal
Check
Check
Check
General Journal
General Journal

--*.

KA-2552

As of December 31, 2003

Check
Check
Check
Check
Check
Check

321

KA-2553

Case: 11-1924

Document: 94

Page: 154

KA-2553

05/16/2012

611061

321

KA-2553

Case 1:08-cv-10223-NRB Document 32-11


Filed 08/23/10 Page 8 of 47

KA-2553

KA-2553

KA-2553

KA-2554

Case: 11-1924

fT/G,

2:20 PM

07/11/10

Accrual Basis

~
('

-..t:.

-4=-

2000 Accounts Payable


Bill
10/1012001
1213112001
General Journal
Bill
11912002
Check
1/1012002
Check
311212002
411012002
Check
Check
511012002
513112002
Bill
Bill
5/3112002
Bill
513112002
Bill
513112002
Bill
513112002
Bill
5/3112002
Bill
5/31/2002
Bill
513112002
Bill
513112002
Bill
513112002
61312002
Check
Check
61312002
Check
61312002
61312002
Check
6/312002
Check
61312002
Check
61312002
Check
61312002
Check
61312002
Check
6/312002
Check
1213112002
Bill
1213112002
Bill
1213112002
Bill
12131/2002
Bill
12/3112002
Bill
1213112002
Bill
Bill
1213112002
Bill
12/3112002
12/31/2002
Bill
12131/2002
Bill
1213112002
Bill
12131/2002
Bill
12/3112002
Bill
.Bill
12/31/2002
1213112002
Bill
12131/2002
Bill
1/312003
Check
1/3/2003
Check
11312003
Check
11312003
Check
1/312003
Check

KA-2554

05/16/2012

611061

321

KA-2554

CASI ENTITIES

~3
Date

Page: 155

KA-2554

Transactions by Account
As of December 31, 2003
Memo

Num

Name

USED LOANERS
ADVTECHAP
3010300
cd 110
00305
00405
cd 505
10220
10221
10222
10223
10224
10225
10226
10227
10228
per se air
10220
10221
10222
10223
10224
10225
10226
10227
10228
3190
per se air
AP10702-04
AP10706
AP 10708
AP 10736
AP N 1402
AP N 1403
AP N 1404
AP N 1405
AP N 1406
AP N 1407
AP N 1408
AP N 1409
AP N 1411
AP N 1412
AP N 10717
10702
10703
10704
10706
10708

Silicon Graphics
Advanced Technolo...
Silicon Graphics
Advanced Technolo...
Advanced Technolo...
Advanced Technolo...
Advanced Technolo...
Silicon City
American Media Sy...
American Media Sy...
American Media Sy...
General Computer ...
Fedex
Silicon City
Cable
Verizon
Silicon City
Silicon City
American Media Sy...
American Media Sy...
American Media Sy...
General Computer ...
Fedex
Silicon City
Cable
Verizon
Advanced Teehnolo...
Silicon City
D. Ferrand
Thorn
General Computer ...
Homefront Hardware
General Computer ...
Silicon City
Exxon
Texaco
Sunoco
Verizon
T-Mobile
Skytel
Con Ed
Fedex
Ken Jackson
D. Ferrand
D. Ferrand
D. Ferrand
Thom
General Computer ...

KA-2554

Class

Debit

10,000.00
66,000.00
30,726.15

INC
INC
INC
INC
INC

Credit

1,000.00
2,000.00
1,000.00
1,000.00
2,583.05
244.15
431.62
417.58
2,000.00
69.87
5,000.00
107.12
37.33
16,532.55

NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
INC

2,583.05
244.15
431.62
417.58
2,000.00
69.87
5,000.00
107.12
37.33
1,000.00
715.50
300.00
493.95
724.00
441.10
3,159.00
6,297.41
90.29
18.01
33.54
301.51
40.34
49.96
698.53
97.74
1,010.00

NISTATP
NIST ATP
NISTATP
NIST ATP
NISTATP

100.00
100.00
100.00
493.95
724.00

Balance
0.00
10,000.00
76,000.00
106,726.15
105,726.15
103,726.15
102,726.15
101,726.15
104,309.20
104,553.35
104,984.97
105,402.55
107,402.55
107,472.42
112,472.42
112,579.54
112,616.67
129,149.42
126,566.37
126,322.22
125,890.60
125,473.02
123,473.02
123,403.15
118,403.15
118,296.03
118,258.70
117,258.70
117,974.20
118,274.20
118,768.15
119,492.15
119,933.25
123,092.25
129,389.66
129,479.95
129,497.96
129,531.50
129,833.01
129,873.35
129,923.31
130,621.84
130,719.58
131,729.58
131,629.58
131,529.58
131,429.58
130,935.63
130,211.63

KA-2554

Page 1

Filed 08/23/10 Page 9 of 47

Document: 94

Case 1:08-cv-10223-NRB Document 32-11

Type

ZOO()

KA-2555
2:20 PM

'....e
vt

111012003
1/1812003
1/1812003
1/1812003
111812003
1/1812003
111812003
111812003
111812003
111812003
111812003
111812003
1213112003
1213112003
1213112003
1213112003
1213112003
1213112003
1213112003
1213112003
1213112003
1213112003
1213112003
1213112003
1213112003
1213112003
1213112003
1213112003
1213112003
1213112003
1213112003
1213112003
1213112003
12131/2003
1213112003
1213112003
1213112003
1213112003
1213112003
1213112003
1213112003
1213112003
1213112003
1213112003
1213112003
1213112003
1213112003

Page: 156

KA-2555

05/16/2012

611061

321

KA-2555

CASI ENTITIES

Transactions by Account
As of December 31,2003
Num

10736
NCD 1402
NCO 1403
NCO 1404
NCO 1405
NCO 1406
NCO 1407
NCO 1408
NCD 1409
NCO 1411
NCO 1412
10717
AP L 3641
AP L3642
AP L 3643
APL3644
AP L 3645
AP L 3646
AP L 3647
AP L3634
AP L 3625
AP L 3627
AP L 3628
AP L 3629
AP L 3630
AP L 3631
AP L 3632
APG3633
AP L 3635
AP L 3636
AP L 3637
AP L 3638
AP L 3616
AP L 3617
AP L 3618
AP L 3619
AP L 3620
AP L 3621
AP L 3622
AP L 3623
AP L 3624
AP L 3626
AP L 3648
AP L 3650
AP L 3651
AP L 3652
AP L 3649

Memo

Name
Homefront Hardware
General Computer ...
Silicon City
Exxon'
Texaco
Sunoco
Verizon
T-Mobile
Skytel
ConEd
Fedex
Ken Jackson
Exxon
Cable
Thorn
Verizon
Joseph Comwall
Verizon
lOT
Verizon
Homefront Hardware
Homefront Hardware
Homefront Hardware
Homefront Hardware
General Computer ...
Comer Drug Store
General Computer ...
Homefront Hardware
ConEd
Fedex
Oxford Health Plans
Cable
Homefront Hardware
Homefront Hardware
General Computer ...
General Computer ...
General Computer ...
General Computer ...
General Computer ...
Homefront Hardware
Columbia Home
Homefront Hardware
General Computer ...
Silicon City
Silicon City
Spitz & Greenstien
Silicon City

Class
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP

Debit

Balance

29.00
122.59
75.00
116.80
1,745.10
39.68
33.03
116.21
18.93
50.41
9.26
6.25
59.00
39.62
168.00
176.44
412.49
99.79
600.24
108.39
9.48
309.41
90.00
217.00
360.00
178.00
115.00
8.97
436.89
22.04
3,354.00
1,905.95
1,895.00
3,000.00
2,645.67

129,770.53
126,611.53
120,314.12
120,223.83
120,205.82
120,172.28
119,870.77
119,830.43
119,780.47
119,081.94
118,984.20
117,974.20
118,003.20
118,125.79
118,200.79
118,317.59
120,062.69
120,102.37
120,135.40
120,251.61
120,270.54
120,320.95
120,330.21
120,336.46
120,395.46
120,435.08
120,603.08
120,779.52
121,192.01
121,291.80
121,892.04
122,000.43
122,009.91
122,319.32
122,409.32
122,626.32
122,986.32
123,164.32
123,279.32
123,288.29
123,725.18
123,747.22
127,101.22
129,007.17
130,902.17
133,902.17
136,547.84

167,193.94

136,547.84

441.10
3,159.00
6,297.41
90.29
18.01
33.54
301.51
40.34
49.96
698.53
97.74
1,010.00

30,646.10

Total 2000 . Accounts Payable

Credit

Page 2

KA-2555

KA-2555

KA-2555

Filed 08/23/10 Page 10 of 47

\\

Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Bill
Bill
Bill
Bill
Bill
Bill
Bill
Bill
Bill
Bill
Bill
Bill
Bill
Bill
Bill
Bill
Bill
Bill
Bill
Bill
Bill
Bill
Bill
Bill
Bill
Bill
Bill
Bill
Bill
Bill
Bill
Bill
Bill
Bill
Bill

Date

Document: 94

Case 1:08-cv-10223-NRB Document 32-11

Type

.~

200

~c1J3

07/11/10
Accrual Basis

()

Case: 11-1924

,A.fG

KA-2556

Case: 11-1924

Document: 94

Page: 157

KA-2556

05/16/2012

2:20 PM

CASI ENTITIES

07111110

Transactions by Account

611061

321

KA-2556

As of December 31,2003

Accrual Basis
Date

Num

Name

Memo

TOTAL

Class

Debit

30,646.10

Credit

Balance

167,193.94

136,547.114

Filed 08/23/10 Page 11 of 47

().

-+
~

Case 1:08-cv-10223-NRB Document 32-11

Type

Page 3

KA-2556

KA-2556

KA-2556

KA-2557

11-1924
PrIGCase:
2010

2:21 PM

Date

05/16/2012

611061

321

KA-2557

Transactions by Account
As of December 31, 2003
Num

Name

Memo

Class

Debit

Balance

Credit

2010 Chase SBSF


2040 ' Credit Card

1,318.30
3.00

Total 2040 . Credit Card

3.00

2060 ' Rounding

5.03

Total 2060 . Rounding


2010 Chase SBSF Other
General Journal
1011312001
Check
1012112001
General Journal
1111312001
Check
11/1812001

5.03
chase sbsf
CD 1001
chase sbsf
CD 1135

Chase SBSF
Chase SBSF
Chase SBSF
Chase SBSF

INC
INC
INC
INC

Total 2010 . Chase SBSF - Other


Total 2010 . Chase SBSF

TOTAl

6.78
755.29
1.97
561.76

1,310.27
1,317.05
561.76
563.73
1.97

1,317.05

8.75

1.97

1,317.05

8.75

10.00

1,317.05

8.75

Case 1:08-cv-10223-NRB Document 32-11

Type

Page: 158

KA-2557
CASI ENTITIES

~/

07111110
Accrual Basis

Document: 94

Filed 08/23/10 Page 12 of 47

KA-2557

KA-2557

KA-2557

Page 1

KA-2558

2:25 PM

07/11/10

Accrual Basis

Date

2100 Payroll Liabilities


2110 . Federal Withholding
Check
10/3112001
General Journal
10/3112001
Check
111712001
Check
11/3012001
General Journal
11/30/2001
General Journal
1213112001
General Journal
1/312002
General Journal
1/312002
Check
1/1512002
Check
1/1612002
General Journal
1/2512002
General Journal
112512002
General Journal
1/3112002
Check
21112002
General Journal
21112002
Check
31112002
Check
31112002
General Journal
3/112002
General Journal
41112002
Check
41212002
Check
413012002
General Journal
511/2002
5/3/2002
Check
General Journal
511112002
General Journal
61312002
General Journal
61312002
General Journal
61312002
Check
6/4/2002
General Journal
613012002
General Journal
7/512002
Check
7/1212002
General Journal
7/3112002
General Journal
81212002
Check
819/2002
General Journal
811812002
General Journal
9/6/2002
Check
9/11/2002
General Journal
9/1312002
Check
9/19/2002
General Journal
9/2012002
Check
913012002
Check
9/3012002
General Journal
913012002
General Journal
9/3012002
General Journal
913012002
General Journal
9/3012002
General Journal
9130/2002

Page: 159

KA-2558

05/16/2012

611061

321

KA-2558

CASI ENTITIES

,~

Transactions by Account
As of December 31, 2003

3006
PR 103101
3027
3086
PR 11130101
pr123101
pr010302
pr010302
10041
10043
pr012502
pr012502
pr 013102
10053
pr020102
10087
10089
pr030102
pr040102
10132
10150
pr050102
10185
pr 051102
PR 060302
PR060302
PR060302
10232
PR063002
PR 070502
10320
PR 073102
PR 080202
10402
pr081802
pr090602
10448
pr 091302
10466
pr092002
10488
10490
pr093OO2
dbk pr
941 SEP 02
941 SEP 02
941 SEP 02

Memo

Name

Num

Chase Bank
fwt
Internal Revenue Service
Internal Revenue Service

fwt
fwt
03
04
04

Internal Revenue Service


Internal Revenue Service
05
06
07
Internal Revenue Service
08
Chase Bank
Internal Revenue Service

09
10
Internal Revenue Service
Internal Revenue Service
11
Internal Revenue Service
Elisha Gulfein
DB Karron
Charles Da Salla
Internal Revenue Service
DB Karron
Chase Bank
Elisha Gurtein

12
13
13
14
15
16
17
18

Chase Bank
19
20
Chase Bank
21
Chase Bank
22
Chase Bank
Chase Bank
23
rels dbk
rels dbk
rels dbk

Clas.

INC
NISTATP
INC
INC
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NIST ATP
NISTATP
NISTATP
NIST ATP
NISTATP
NIST ATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NIST ATP
NISTATP
NISTATP
NIST ATP
NISTATP
NISTATP
NIST AlP
NISTATP
NISTATP
NIST ATP
NISTATP
NIST ATP
NIST ATP
NISTATP
NISTATP
AJE
AJE
AJE

Debit

Credit

Balance

1,605.00
1,772.00
167.00
418.00
418.00
146.00
1,536.00
996.00
146.00
2,532.00
253.00
285.00
1,536.00
4,321.00
1,536.00
285.00
1,536.00
193.00
188.00
381.00
193.00
145.00
145.00
1,909.00
4,608.00
1,909.00
165.00
8,398.00
752.00
10,665.00
9,582.62
1,536.00
19,219.00
20,755.00
359.00
479.00
838.00
1,648.00
1,177.00
63.00
5,762.00
17,104.00
5,587.00
17,104.00
338.62
6,320.74
6,320.74

0.00
0.00
-1,605.00
167.00
0.00
-418.00
0.00
146.00
1,682.00
2,678.00
2,532.00
0.00
253.00
538.00
2,074.00
-2,247.00
-711.00
-996.00
-2,532.00
-2,339.00
-2,151.00
-2,532.00
-2,725.00
-2,580.00
-2,725.00
-816.00
3,792.00
5,701.00
5,866.00
-2,532.00
-1,780.00
8,885.00
-697.62
838.38
20,057.38
-697.62
-338.62
140.38
-697.62
950.38
-226.62
-163.62
-5,925.62
-23,029.62
-17,442.62
-338.62
0.00
6,320.74
0.00
Page 1

KA-2558

KA-2558

KA-2558

Filed 08/23/10 Page 13 of 47

Document: 94

Case 1:08-cv-10223-NRB Document 32-11

Type

()

Ale

Case: 11-1924
~Ioo

KA-2559

A-1o

Case: 11-1924

2:25 PM

07/11/10

;L.Jo6

Document: 94

~
--S\

321

KA-2559

.~ Jg

Transactions by Account
As of December 31, 2003

prl01802
PR110102
10588
10608
pr 111502
pr 112302
10650
pr 112902
pr 121302
pr 121602

24
25
Chase Bank
Chase Bank
26
27
Chase Bank

U.S. Treasury
pr122702
pr122702
pr122702
10698
lowerdbk
lowerdbk
peter ross
lowerdbk
lowerdbk
PR 011003
PR 011003
PR 011803
PR 011803
PR 012403
PR 012403
10774
10778
10782
PR 021203
PR 021203
10810
pr022003
pr022003
10833
pr030703
pr030703
10850
pr031903
pr 031903
10862
10913
PR 041803
interpay
interpay
interpay
interpay

Memo

Name

Num

28
29
30
Qtr 9130102
31
32
reversed 211...

Chase Bank
rels dbk
rcIs pymts
peter ross

Chase Bank
Chase Bank
Chase Bank

941 Refund
33
33
34
34
35
35
12131 FED
36
36

Chase Bank
37
37
Chase Bank
38
38
Chase Bank
39
39
rcls dbk
rels fed o/p to...
Chase Bank
Chase Bank
40
41
41
43
43

Class

Debit

7,038.00
7,095.00

NISTATP
NI~TATP

NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
AJE
AJE
NISTATP
AJE
AJE
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NIST ATP
NISTATP
NISTATP
AJE
AJE
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP

Balance

Credit

14,133.00
6,827.00
6,827.00
90.00
6,422.00
6,332.00
678.00
1,076.00
3,959.10
1,840.00
220.00
220.00
3,594.00
3,965.06
3,406.06
559.00
1,161.26
3,959.10
833.00
683.00
668.00
796.00
120.00
595.00
1,161.26
3,649.00
1,635.00
1,235.00
400.00
1,515.00
1,115.00
400.00
1,469.00
1,069.00
400.00
1,830.00
1,430.00
400.00
398.60
352.60
1,803.00
2,338.00
4,141.00
2,706.12
2,706.12
2,758.74
2,758.74

7,038.00
14,133.00
0.00
-6,827.00
0.00
90.00
-6,332.00
0.00
678.00
1,754.00
5,713.10
7,553.10
7,773.10
7,553.10
3,959.10
-5.96
3,400.10
3,959.10
5,120.36
1,161.26
1,994.26
2,677.26
3,345.26
4,141.26
4,261.26
4,856.26
3,695.00
46.00
-1,589.00
-354.00
46.00
-1,469.00
-354.00
46.00
-1,423.00
-354.00
46.00
-1,784.00
-354.00
46.00
-352.60
0.00
-1,803.00
-4,141.00
0.00
2,706.12
0.00
2,758.74
0.00
Page 2

KA-2559

KA-2559

KA-2559

Filed 08/23/10 Page 14 of 47

10/1812002
11/112002
11n12oo2
1111512002
11/1512002
1112312002
1112912002
11/29/2002
1211312002
1211612002
1211712002
1212712002
1212712002
1212712002
1212812002
1212912002
1212912002
1213112002
1213112002
1213112002
1/10/2003
111012003
1/1812003
1/18/2003
1124/2003
112412003
113112003
21112003
211212003
211212003
2/12/2003
2120/2003
2120/2003
212012003
3n12003
3n12oo3
3n12003
3/19/2003
3/19/2003
3/1912003
3131/2003
3/31/2003
41612003
411812003
4/1812003
51212003
5/212003
5/16/2003
5/16/2003

611061

Case 1:08-cv-10223-NRB Document 32-11

to

General Journal
General Journal
Check
Check
General Journal
General Journal
Check
General Journal
General Journal
General Journal
Deposit
General Journal
General Journal
General Journal
Check
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
Check
Check
Check
General Journal
General Journal
Check
General journal
General Journal
Check
General Journal
General Journal
Check
General Journal
General Journal
General Journal
General Journal
Check
Check
General Journal
General Journal
General Journal
General Journal
General Journal

Date

05/16/2012

CASI ENTITIES

Accrual Basis
Type

Page: 160

KA-2559

KA-2560
2:25 PM

AIt:

Case: 11-1924

07/11/10

Accrual Basis

General Journal
General Joumal
General Joumal
General Joumal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
Check
General Journal

Date

5/30/2003
513012003
611312003
6/1312003
6/27/2003
612712003
711412003
7/1412003
712512003
712512003
8/1812003
9/312003
911812003
10/1612003
10116/2003
12129/2003
1212912003

Document: 94

Page: 161

KA-2560

05/16/2012

(t

\1\.
()

KA-2560

KA-2560

Transactions by Account
As of December 31, 2003

interpay
interpay
interpay
interpay
interpay
interpay
interpay
interpay
interpay
interpay
interpay
interpay
interpay
interpay
interpay
3613
payroll

Memo

Name

Num

44
44
45
45
46
46
47
47
fadeal
federal
federal
federal
5151
51 51
U.S. Treasury
5252

Class
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
LLC
LLC
LLC
LLC
LLC
LLC
LLC
LLC
LLC

Debit

Chase Bank
Chase Bank

fica
fica
Internal Revenue
Internal Revenue
Internal Revenue
Internal Revenue

Service
Service
Service
Service

fica
fica
fica
fica
03
03
04
04
04
04

Chase Bank
Chase Bank
Internal Revenue SfIrvice
Internpl Revenue Service
Internal Revenue Service
Internal Revenue Service
05
05
06
06
07
07
Internal Revenue Service

KA-2560

INC
INC
NISTATP
NISTATP
INC
INC
INC
INC
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP

Balance

2,675.75

461.52

2,675.75
0.00
2,670.06
0.00
3,254.22
0.00
188.70
0.00
115.38
0.00
115.38
230.76
0.00
115.38
0.00
-461.52
0.00

151,762.01

0.00

2,6'15.75

2,670.06
2,670.06
3,254.22
3,254.22
188.70
188.70
115.38
115.38
115.38
115.38
230.76
115.38
115.38
461.52
151,762.01

3007
3007
PR 103101
PR 103101
3027
3027
3086
3086
PR 11/30101
PR 11/30/01
pr 123101
pr 123101
pr 010302
pr 010302
pr 010302
pr010302
10710
10710
10041
10041
10043
10043
pr012502
pr012502
pr012502
pr 012502
pr 013102
pr 013102
10053

Credit

516.67
516.67
572.01
572.01
55.34
55,34
234.73
234.73
234.73
234.73
73.93
73.93
516.67
516.67
392.66
392.66
37.20
37.20
73.93
73.93
909.33
909.33
128.34
128.34
218.24
218.24
516.67
516.67
1,554.34

0.00
-516.67
-1,033.34
-461.33
110.68
55.34
0.00
-234.73
-469.46
-234.73
0.00
73.93
147.86
664.53
1,181.20
1,573.86
1,966.52
1,929.32
1,892.12
1,818.19
1,744.26
834.93
-74.40
53.94
182.28
400.52
618.76
1,135.43
1,652.10
97.76
Page 3

KA-2560

Filed 08/23/10 Page 15 of 47

f)

321

CASI ENTITIES

Ig

Total 2110 . Federal Withholding


2111 FICA Withholding
Check
10/31/2001
1013112001
Check
10131/2001
General Journal
General Journal
1013112001
Check
11nf2001
11n12oo1
Check
Check
1113012001
Check
11/30/2001
11/3012001
General Journal
General Journal
1113012001
General Journal
1213112001
12/3112001
General Journal
11312002
General Journal
11312002
General Journal
113/2002
General Journal
1/3/2002
General Journal
Check
111012002
1/1012002
Check
111512002
Check
1/1512002
Check
Check
111612002
1/1612002
Check
1/2512002
General Journal
112512002
General Journal
General Journal
112512002
General Journal
112512002
General Journal
113112002
General Journal
1131/2002
Check
211/2002

611061

Case 1:08-cv-10223-NRB Document 32-11

Type

~JOO

KA-2561
2:25 PM

Document: 94

Check
General Journal
General Journal
Check
Check
Check
Check
General Journal
General Journal
General Journal
General Journal
Check
Check
Check
Check
General Journal
General Journal
Check
Check
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
Check
Check
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
Check
Check
General Journal
, General Journal
General Journal
General Journal
General Journal
General Journal
Check
Check
General Journal
General Journal
General Journal
General Journal

Date
2/1/2002
211/2002
21112002
31112002
31112002
31112002
31112002
31112002
31112002
41112002
41112002
41212002
41212002
413012002
413012002
51112002
51112002
5/312002
51312002
511112002
511112002
61312002
61312002
61312002
61312002
61312002
61312002
61412002
61412002
613012002
613012002
71512002
71512002
71612002
71612002
711212002
7/1212002
7131/2002
7131/2002
81212002
81212002
81312002
81312002
81912002
81912002
811812002
811812002
91612002
91612002

05/16/2012

611061

321

KA-2561

CASI ENTITIES

Transactions by Account
As of December 31, 2003
Memo

Name

Num
10053
pr 020102
pr020102
10087
10087
10089
10089
pr 030102
pr030102
pr040102
pr040102
10132
10132
10150
10150
pr050102
pr050102
10185
10185
pr 051102
pr 051102
PR 060302
PR060302
PR 060302
PR060302
PR 060302
PR 060302
10233
10233
PR063002
PR 063002
PR070502
PR070502
prt adj
prt adj
10320
10320
PR 073102
PR 073102
PR080202
PR080202
prt adj
prt adj
10402
10402
pr 081802
pr 081802
pr090602
pr090602

Page: 162

KA-2561

Internal Revenue Service


08
08
Chase Bank
Chase Bank
Internal Revenue service
Internal Revenue service
09
09
10
10
Internal Revenue service
Internal Revenue service
Internal Revenue Service
Internal Revenue Service
11
11
Internal Revenue Service
Internal Revenue service
Elisha Gurfein
Elisha Gurfein
DB Karren
DB Karron
Charles Da Salla
Charles Da Salla
Chase Bank
Chase Bank
DB Karron
DB Karron
Chase Bank
Chase Bank
Elisha Gurfein
Elisha Gurfein

12
12
13
13
13
13
14
14
15
15
16
16
to fix hayes eoo.
to fix hayes eoo.
17
17
18
18
to fix hates er...
to fix hayes e...

Chase Bank
Chase Bank
19
19
20
20

Class

NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NIST ATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
AJE
AJE
NISTATP
NISTATP
NIST ATP
NISTATP
NISTATP
NISTATP
AJE
AJE
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP

Debit

Balance

Credit

1,554.34
516.67
516.67
218.24
218.24
516.67
516.67
103.70
103.70
101.37
101.37
205.07
205.07
103.70
103.70
83.70
83.70
83.70
83.70

516.67
516.67
1,550.00
1,550.00
516.66
516.66
92.07
92.07
2,571.70
2,571.70
398.04
398.04
7,502.52
7,502.52
4,790.02
4,790.02
2,509.88
2,509.88
516.66
516.66
2,910.54
2,910.54
573.66
573.66
3,427.21
3,427.21
163.68
163.68
261.09
261.09

-1,456.58
-939.91
-423.24
-641.48
-859.72
-1,376.39
-1,893.06
-1,789.36
-1,685.66
-1,584.29
-1,482.92
-1,687.99
-1,893.06
-1,996.76
-2,100.46
-2,016.76
-1,933.06
-2,016.76
-2,100.46
-1,583.79
-1,067.12
482.88
2,032.88
2,549.54
3,066.20
3,158.27
3,250.34
678.64
-1,893.06
-1,495.02
-1,096.98
6,405.54
13,908.06
9,118.04
4,328.02
1,818.14
-691.74
-175.08
341.58
3,252.12
6,162.66
5,589.00
5,015.34
1,588.13
-1,839.08
1,675.40
1,511.72
-1,250.63
-989.54
Page 4

KA-2561

KA-2561

KA-2561

Filed 08/23/10 Page 16 of 47

-V\

;L\06

Case 1:08-cv-10223-NRB Document 32-11

Type

t-

Case: 11-1924

tt ~ 18'

07/11/10
Accrual Basis

()

Ale.

KA-2562
2:25 PM

tJ

KA-2562

9/1112002
911112002
9/1312002
9/1312002
9/1912002
9/19/2002
912012002
912012002
913012002
913012002
913012002
9130/2002
913012002
913012002
913012002
913012002
9130/2002
913012002
10/1812002
10/1812002
11/112002
11/112002
111712002
111712002
11/1512002
11/1512002
11/1512002
11/1512002
1112312002
11/2312002
11/2912002
1112912002
11/2912002
1112912002
. 12116/2002
12/1612002
1212712002
1212712002
12127/2002
1212712002
1212712002
1212712002
1212812002
12/2812002
1212912002
1213112002
12/31/2002
1213112002
1213112002

611061

321

KA-2562

CASI ENTITIES

Transactions by Account
As of December 31,2003

Num
10448
10448
pr091302
pr 091302
10466
10466
pr092002
pr092002
10488
10488
pr093002
pr093002
fica adj
fica adj
fica adj
fica adj
941 SEP02
941 SEP02
pr 101802
pr 101802
PR 110102
PR 110102
10588
10588
pr111502
pr 111502
10608
10608
pr 112302
pr 112302
pr112902
pr 112902
10650
10650
pr121602
pr121602
pr122702
pr 122702
pr122702
pr122702
pr 122702
pr122702
10698
10698
lowerdbk
fica adj
fica adj
peter ross
peter ross

05/16/2012

Memo

Name
Chase Bank
Chase Bank
21
21
Chase Bank
Chase Bank
22
22
Chase Bank
Chase Bank

23
23
new entity rnoo.
new entity rnoo.
new entity rnoo.
new entity rnoo.
rels dbk
rels dbk
24
24
25
25
Chase Bank
Chase Bank
26
26
Chase Bank
Chase Bank
27
27
28
28
Chase Bank
Chase Bank
30
30
31
31
32
32
reversed 211 ...
reversed 2/1 ...
Chase Bank
Chase Bank
rels pyrnts
fica new entitoo.
fica new entit...
peter ross
peter ross

KA-2562

Class
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
AJE
AJE
AJE
AJE
AJE
AJE
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NIST ATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NIST ATP
NISTATP
NISTATP
AJE
AJE
AJE
NISTATP
NISTATP

Debit

Credit

Balance

424.77
424.77
568.28
568.28
352.98
352.98
38.59
38.59
1,075.97
1,075.97
985.76
985.76
3,838.92
3,838.92
295.53
295.53
3,378.59
3,378.59
449.07
449.07
434.77
434.77
856.84
856.84
360.69
360.69
360.69
360.69
48.36
48.36
361.00
361.00
409.36
409.36
299.77
299.77
304.42
304.42
102.30
102.30
102.30
102.30
604.19
604.19
3,300.62
1,397.88
1,397.88
225.43
225.43

-1,414.31
-1,839.08
-1.270.80
-702.52
-1,055.50
-1,408.48
-1,369.89
-1,331.30
-2,407.27
-3,483.24
-2,497.48
-1,511.72
2,327.20
6,166.12
6,461.65
6,757.18
3,378.59
0.00
449.07
898.14
1,332.91
1,767.68
910.84
54.00
414.69
775.38
414.69
54.00
102.36
150.72
511.72
872.72
463.36
54.00
353.77
653.54
957.96
1,262.38
1,364.68
1,466.98
1,364.68
1,262.38
658.19
54.00
-3,246.62
-1,848.74
-450.86
-225.43
0.00
PageS

KA-2562

Filed 08/23/10 Page 17 of 47

V\

Check
Check
General Joumal
General Joumal
Check
Check
General Joumal
General Journal
Check
Check
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
Check
Check
General Journal
General Journal
Check
Check
General Journal
General Journal
General Journal
General Journal
Check
Check
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
Check
Check
General Journal
General Journal
General Journal
General Journal
General Journal

Date

Page: 163

KA-2562

Case 1:08-cv-10223-NRB Document 32-11

Type

Document: 94

S- ~ 18

07/11/10
Accrual Basis

11-1924
A(e, Case:
'2100

KA-2563

A[v

Case: 11-1924

2:25 PM

l#

07/11/10
Accrual Basis

~
V\

1/1012003
1/10/2003
1/1012003
1/10/2003
111012003
1/1012003
111812003
111812003
1/1812003
111812003
112412003
1124/2003
112412003
112412003
21112003
21112003
211212003
211212003
211212003
211212003
211212003
211212003
212012003
212012003
2120/2003
212012003
2120/2003
212012003
31712003
31712003
31712003
31712003
317/2003
317/2003
3/1912003
3119/2003
311912003
3/1912003
311912003
3/1912003
3/3112003
313112003
4/612003
4/6/2003
4/1812003
4/1812003
4/1812003
411812003
4/3012003

'i ,f(

05/16/2012

321

KA-2563

Transactions by Account
As of December 31, 2003
Memo

Name

33
33
33
33
no fica wh 1/...
no fica wh 1/...
34
34
34
34
35
35
35
35
Chase Bank
Chase Bank
36
36
36
36
Chase Bank
Chase Bank
37
37
37
37

Cia
NISTATP
NISTATP
NISTATP
NISTATP
AJE
AJE
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NtSTATP

Debit

Credit

Balance

118.57
118.57
100.75
100.75
260.79
260.79
260.80
260.80
391.71
391.71
75.34
75.34
285.21
285.21
1,195.18
1,195.18
437.59
437.59
161.20
161.20
598.79
598.79
410.14
410.14
161.20
161.20
571.34
571.34

Chase Bank
Chase Bank
38
38
38
38
Chase Bank
Chase Bank
39
'>n

39
39

NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP

Chase Bank
Chase Bank
rels fed oIp to...
rcls fica o/p l...

10862
10862
PR 041803
PR 041803
10913
10913
10929

611061

CASI ENTITIES

Num
PR 011003
PR 011003
PR 011003
PR 011003
PR 011003
PR 011003
PR 011803
PR 011803
PR 011803
PR 011803
PR012403
PR 012403
PR012403
PR012403
10778
10778
PR021203
PR021203
PR 021203
PR 021203
10782
10782
pr022oo3
pr022003
pr022oo3
pr022oo3
10810
10810
pr030703
pr030703
pr030703
pr030703
10833
10833
pr031903
,.. pr 031903
pr 031903
pr 031903
10850
10850

Page: 164

KA-2563

Chase Bank
Chase Bank
40
40
Chase Bank
Chase Bank
U.S. Treasury

QJ

AJE
AJE
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP

399.46
399.46
161.20
161.20
560.66
560.66
558.82
558.82
161.20
161.20
720.02
720.02
176.30
176.30
713.95
713.95
1,555.95
1,555.95
842.00
842.00
121.69

118.57
237.14
337.89
438.64
699.43
960.22
1,221.02
1,481.82
1,873.53
2,265.24
2,340.58
2,415.92
2,701.13
2,986.34
1,791.16
595.98
1,033.57
1,471.16
1,632.36
1,793.56
1,194.77
595.98
1,006.12
1,416.26
1,577.46
1,738.66
1,167.32
595.98
995.44
1,394.90
1,556.10
1,717.30
1,156.64
595.98
1,154.80
1,713.62
1,874.82
2,036.02
1,316.00
595.98
419.68
243.38
-470.57
-1.184.52
371.43
1.927.38
1,085.38
243.38
121.69
Page 6

KA-2563

KA-2563

KA-2563

Filed 08/23/10 Page 18 of 47

\'

General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
Check
Check
General Journal
General Journal
General Journal
General Journal
Check
Check
General Journal
General Journal
General Journal
General Journal
Check
Check
General Journal
General Journal
General Journal
General Journal
Check
Check
General Journal
General Journal
General Journal
General Journal
Check
Check
General Journal
General Journal
Check
Check
General Journal
General Journal
Check
Check
Check

Date

Document: 94

Case 1:08-cv-10223-NRB Document 32-11

Type

2. \00

Case: 11-1924

KA-2564 Ale, 7100

2:26 PM

1 ~

07111110
Accrual Blsls

Check

C'

413012003
51212003
51212003
51212003
5/212003
5/1612003
511612003
511612003
511612003
513012003
513012003
513012003
513012003
611312003
6113/2003
6113/2003
6113/2003
612712003
612712003
612712003
612712003
7/1412003
7/1412003
7/1412003
7/1412003
712512003
712512003
712512003
712512003
8/1812003
811812003
91312003
9/3/2003
9/1812003
9/1812003
10/16/2003
1011612003
10/1612003
10116/2003
12129/2003
1212912003
12129/2003
1212912003

321

As of December 31, 2003


Memo

Name

Num
U.S. Treasury

41
41
41
41
43
43
43
43
44
44
44
44
45
45
45
45
46
46
46
46
47
47
47
47
fica
fica
fica
fica
fica
fica
fica
fica
51 51
5151
5151
51 51
U.S. Treasury
U.S. Treasury
5252
5252

Class
NISTATP
NISrATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
LLC
LLC
LLC
LLC
LLC
LLC
LLC
LLC
LLC
LLC
LLC
LLC
LLC
LLC
LLC
LLC
LLC
LLC

INC

Chase Bank
Chase Bank

INC

medicare

NISTATP

Balance

Credit

Debit
121.69

866.78
866.78
866.78
866.78
877.94
877.94
877.94
877.94
854.22
854.22
854.22
854.22
848.20
848.20
848.20
848.20
1,017.44
1,017.44
1,017.44
1,017.44
98.11
98.11
98.11
98.11
74.40
74.40
74.40
74.40
74.40
74.40
74.40
74.40
148.80
148.80
74.40
74.40
74.40
74.40
297.60
297.60
297.60
297.60
76,510.42

3007
3007
PR 103101

KA-2564

Transactions by Account

Total 2111 . FICA Withholding


2112 Medicare Withholding
Check
1013112001
Check
10/3112001
General Journal
10131/2001

611061

CASI ENTITIES

Ig'

10929
interpay
Interpay
interpay
interpay
interpay
interpay
interpay
interpay
interpay
interpay
interpay
interpay
interpay
interpay
interpay
interpay
interpay
interpay
interpay
interpay
interpay
interpay
interpay
interpay
interpay
interpay
interpay
interpay
interpay
interpay
interpay
interpay
interpay
interpay
interpay
interpay
interpay
interpay
3613
3613
payroll
payroll

05/16/2012

0.00
866.78
1,733.56
866.78
0.00
877.94
1,755.88
877.94
0.00
854.22
1,708.44
854.22
0.00
848.20
1,696.40
848.20
0.00
1,017.44
2,034.88
1,017.44
0.00
98.11
196.22
98.11
0.00
74.40
148.80
74.40
0.00
74.40
148.80
223.20
297.60
148.80
0.00
74.40
148.80
74.40
0.00
-297.60
-595.20
-297.60
0.00

76,510.42

0.00

133.77

0.00
-120.83
-241.6S
-107.89

120.83
120.83

Page 7

KA-2564

KA-2564

KA-2564

Filed 08/23/10 Page 19 of 47

General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
Check
Check
General Journal
General Journal

Date

Page: 165

KA-2564

Case 1:08-cv-10223-NRB Document 32-11

Type

Document: 94

KA-2565
2:25 PM

Ale

Case: 11-1924
21 0 0

07/11/10
Accrual Bas's

t--

10/3112001
111712001
111712001
11/3012001
11/3012001
1113012001
11/3012001
1213112001
1213112001
1/312002
11312002
11312002
1/312002
1/1012002
1/10/2002
1/1512002
1/1512002
1/16/2002
1/1612002
112512002
112512002
112512002
1/2512002
113112002
1131/2002
21112002
21112002
21112002
21112002
31112002
31112002
31112002
31112002
31112002
31112002
4/112002
4/112002
4/212002
41212002
413012002
4/30/2002
5/112002
51112002
51312002
51312002
5111/2002
511112002
61312002
613/2002

611061

321

KA-2565

CASI ENTITIES

Transactions by Account
As of December 31, 2003
Na,ne

Num
PR 103101
3027
3027
3086
3086
PR 11/30/01
PR 11130/01
pr 123101
pr 123101
pr010302
pr 010302
pr010302
pr 010302
10710
10710
10041
10041
10043
10043
pr 012502
pr 012502
pr012502
pr 012502
pr013102
pr 013102
10053
10053
pr020102
pr020102
10087
10087
10089
10089
pr 030102
pr030102
pr 040102
pr 040102
10132
10132
10150
10150
pr 050102
pr050102
10185
10185
pr 051102
pr 051102
PR 060302
PR060302

05/16/2012

Memo

---medicare

Internal Revenue Service


Internal Revenue Service
Internal Revenue Service
Internal Revenue Service

medicare
medicare
medicare
medicare
03
03
04
04
04
04

Chase Bank
Chase Bank
Internal Revenue Service
Internal Revenue Service
Internal Revenue Service
Internal Revenue Service
05
05
06
06
07
07
Internal Revenue Service
Internal Revenue Service
08
08
Chase Bank
Chase Bank
Internal Revenue Service
Internal Revenue Service
09
09
10
10
Internal Revenue Service
Internal Revenue Service
Internal Revenue Service
Internal Revenue Service
11
11
Internal Revenue Service
Internal Revenue Service
Elisha Gurfein
Elisha Gurfein

12
12
13
13

Class
NISTATP
INC
INC
INC
INC
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NfSTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP

Debit

Credit

Balance

133.77
12.94
12.94
54.90
54.90
54.90
54.90
17.30
17.30
12M3
120.83
91.84
91.84
8.70
8.70
17.30

17.30
212.67
212.67
30.02
30.02
51.04
51.04
120.83
120.83
363.52
363.52
120.83
120.83
51.04
51.04
120.83
120.83
24.25
24.25
23.70
23.70
47.95
47.95
24.25
24.25
19.58
19.58
19.58
19.58
120.83
120.83
362.50
362.50

25.88
12.94
0.00
-54.90
-109.80
-54.90
0.00
17.30
34.60
155.43
276.26
368.10
459.94
451.24
442.54
425.24
407.94
195.27
-17.40
12.62
42.64
93.68
144.72
265.55
386.38
22.86
-340.66
-219.83
-99.00
-150.04
-201.08
-321.91
-442.74
-418.49
-394.24
-370.54
-346.84
-394.79
-442.74
-466.99
-491.24
-471.66
-452.08
-471.66
-491.24
-370.41
-249.58
112.92
475.42
Page B

KA-2565

KA-2565

KA-2565

Filed 08/23/10 Page 20 of 47

("\

General Journal
Check
Check
Check
Check
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
Check
Check
Check
Check
Check
Check
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
Check
Check
General Journal
General Journal
Check
Check
Check
Check
General Journal
General Journal
General Journal
General Journal
. Check
Check
Check
Check
General Journal
General Journal
Check
Check
General Journal
General Journal
General Journal
General Journal

Date

Page: 166

KA-2565

Case 1:08-cv-10223-NRB Document 32-11

Type

1 I~

Document: 94

KA-2566
2:25PM

07111110
Accrual

Ba.'.

C'

-t.A
~

KA-2566

Date
6/3/2002
61312002
61312002
61312002
614/2002
6/412002
613012002
6130/2002
7/512002
7/512002
7/612002
71612002
711212002
7/1212002
7131/2002
713112002
81212002
61212002
61312002
81312002
81912002
81912002
811812002
811812002
9/612002
9/612002
911312002
911312002
9/1912002
9/1912002
9/20/2002
912012002
913012002
913012002
913012002
913012002
913012002
913012002
913012002
913012002
9/30/2002
913012002
913012002
913012002
10/1812002
10/1812002
111112002
111112002
111712002

05/16/2012

611061

321

KA-2566

CASI ENTITIES

Transactions by Account
As of December 31,2003
Merno

Narne

Nurn
PR060302
PR060302
PR 060302
PR060302
10232
10232
PR063002
PR 063002
PR070502
PR070502
prt adj
prt ad)
10320
10320
PR 073102
PR 073102
PR 080202
PR080202
prt adj
prt adj
10402
10402
pr081802
pr081802
pr090602
pr 090602
pr091302
pr091302
10466
10466
pr092002
pr092002
10488
10488
10490
10490
pr093OO2
pr093002
dbk pr
dbk pr
dbk pr
dbk pr
941 SEP 02
941 SEP 02
pr 101802
pr 101802
PR 110102
PR 110102
10588

Page: 167

KA-2566

DB Karron
DB Karren
Charles Da Salla
Charles Da Salla
Internal Revenue Service
Internal Revenue Service
DB Karron
DB Karren
Chase Bank
Chase Bank
Elisha Gurfein
Elisha Gurfein

13
13
14
14
15
15
16
16
to fix hayes e...
to fix hayes e...
17
17
18
18
10 fix hayes e...
to fix hayes eoo.

Chase Bank
Chase Bank
19
19
20
20
21
21
Chase Bank
Chase Bank
22
22
Chase
Chase
Chase
Chase

Bank
Bank
Bank
Bank
23
23

rels dbk
rels dbk
24
24
25
25
Chase Bank

KA-2566

Clas.
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
AJE
AJE
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
AJE
AJE
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NIST ATP
NISTATP
NISTATP
NISTATP
AJE
AJE
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP

Balance

Credit

Debit

120.84
120.84
21.53
21.53
601,45
601.45
93.10
93.10
1,399.61
1,399.61
765.24
765.24
593.30
593.30
120.84
120.84
654.33
654.33
435.00
435.00
1,210.16
1,210.16
38.28
38.28
61.07
61.07
132.90
132.90
181.90
181.90
9.03
9,03
320.76
320.76
897.81
897.81
299.66
299.66
897.81
897.81
0.00
0.00
48.91
48.91
342.68
342.68
345.67
345.67
688.35

596.26
717.10
738.63
760.16
158.71
442.74
349.64
-256.54
1,143.07
2,542.68
1,n7.44
1,012.20
418.90
-174.40
-53.56
67.28
721.61
1,375.94
1,810.94
2,245.94
1,035.78
174.38
-136.10
-97.82
-36.75
24.32
157.22
290.12
108.22
-73.68
-64.65
-55.62
-376.38
-697.14
-1,594.95
-2,492.76
-2,193.10
-1,893.44
-995.63
-97.82
-97.82
-97.82
-48.91
0.00
342.68
685.36
1,031.03
1,376,70
688.35

KA-2566

Page 9

Filed 08/23/10 Page 21 of 47

()
~

General Journal
General Journal
General Journal
General Journal
Check
Check
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
Check
Check
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
Check
Check
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
Check
Check
General Journal
General Journal
Check
Check
Check
Check
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
Check

ft/c lJOO
9 ~'S

Document: 94

Case 1:08-cv-10223-NRB Document 32-11

Type

Case: 11-1924

KA-2567
2:25PM

\1\

11n12oo2
11/1512002
11/1512002
1111512002
11/1512002
1112312002
11/2312002
1112912002
1112912002
1112912002
1112912002
1211312002
1211312002
1211612002
1211612002
1212712002
1212712002
1212712002
1212712002
1212712002
1212712002
1212812002
1212812002
1212912002
1213112002
1213112002
1/1012003
1/1012003
1/1012003
1/1012003
1/1012003
1/1012003
111812003
1/1812003
111812003
111812003
112412003
1/2412003
112412003
112412003
2/112003
211/2003
211212003
2/1212003
211212003
211212003
2/1212003
211212003
2/20/2003

bJOC

05/16/2012

611061

321

KA-2567

CASI ENTITIES

tb 1$

Transactions by Account
As of December 31,2003
Merno

Narne

Nurn
10588
pr 111502
pr 111502
10608
10608
pr 112302
pr 112302
pr 112902
pr 112902
10650
10650
pr 121302
pr 121302
pr 121602
pr 121602
pr122702
pr122702
pr122702
pr122702
pr122702
pr122702
10698
10698
lowerdbk
peter ross
peter ross
PR 011003
PR 011003
PR 011003
PR 011003
PR 011003
PR 011003
PR 011803
PR 011803
PR 011803
PR 011803
PR 012403
PR 012403
PR 012403
PR 012403
10778
10778
PR 021203
PR 021203
PR 021203
PR 021203
10782
10782
pr022oo3

Page: 168

KA-2567

Chase Bank
26
26
Chase Bank
Chase Bank
27
27
28
28
Chase Bank
Chase Bank
29
29
30
30
31
31
32
32
reversed 211 ...
reversed 211 ...
Chase Bank
Chase Bank
rels pymts
peter ross
peter ross
33
33
33
33
adjust 1110103
adjust 1/10103
34
34
34
34
35
35
35
35
Chase Bank
Chase Bank

36
36
36
36
Chase Bank
Chase Bank
37

Class
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP

AJE

Debit
688.35

328.33
328.33
328.33
328.33
11.31
11.31
328.40
328.40
339.71
339.71
60.99
60.99
70.11
70.11
132.20
132.20
23.93
23.93
23.93
23.93
263.30
263.30
105.44
52.72
52.72
88.72
88.72
23.56
23.56
0.01
0.01
61.00
61.00
91.61
91.61
17.62
17.62
66.70
66.70

NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP

AJE
AJE
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP

Balance

Credit

340.51
340.51
102.33
102.33
37.70
37.70
140.03
140.03
95.92

0.00
328.33
656.66
328.33
0.00
11.31
22.62
351.02
679.42
339.71
0.00
60.99
121.98
192.09
262.20
394.40
526.60
550.53
574.46
550.53
526.60
263.30
0.00
-105.44
-52.72
0.00
88.72
177.44
201.00
224.56
224.57
224.58
285.58
346.58
438.19
529.80
547.42
565.04
631.74
698.44
357.93
17.42
119.75
222.08
259.78
297.48
157.45
17.42
113.34
Page 10

KA-2567

KA-2567

KA-2567

Filed 08/23/10 Page 22 of 47

('

Check
General Journal
General Journal
Check
Check
General Journal
General Journal
General Journal
General Journal
Check
Check
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
Check
Check
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
Check
Check
General Journal
General Journal
General Journal
General Journal
Check
Check
General Journal

Date

Document: 94

Case 1:08-cv-10223-NRB Document 32-11

Type

~.

It~

10

07/11/10
Accrual Basis

()

Case: 11-1924

KA-2568
2:25 PM

07/11/10
Accrual Basis

:>
~

-'" KA-2568
t)O

7;106

{I

t{li

Date
212012003
212012003
2120/2003
212012003
2/2012003
3n12oo3
3n12003
3n12oo3
3n12003
3n12oo3
3n12oo3
311912003
3/19/2003
3/1912003
3/19/2003
3/19/2003
3/1912003
4/6/2003
41612003
4/1812003
411812003
411812003
4/1812003
413012003
4/3012003
51212003
51212003
5/212003
51212003
5/1612003
5/1612003
5/1612003
5/1612003
513012003
5/30/2003
513012003
513012003
6/13/2003
6/1312003
6/1312003
6/1312003
6/27/2003
612712003
612712003
6127/2003
7/1412003
7/14/2003
7/14/2003
7/1412003

05/16/2012

611061

321

KA-2568

CASI ENTITIES

Transactions by Account
As of December 31,2003

Num
pr022oo3
pr022oo3
pr022003
10810
10810
pr030703
pr030703
pr030703
pr030703
10833
10833
pr031903
pr031903
pr 031903
pr 031903
10850
10850
10862
10862
PR 041803
PR 041803
10913
10913
10929
10929
interpay
interpay
interpay
interpay
interpay
interpay
interpay
interpay
interpay
interpay
interpay
interpay
interpay
interpay
interpay
interpay
interpay
interpay
interpay
interpay
interpay
interpay
interpay
interpay

Page: 169

KA-2568

Memo

Name
37
37
37

Class

Balance

Credit

Debit

95.92
37.70
37.70

NISTATP
NISTATP
NISTATP
133.62
133.62

Chase Bank
Chase Bank
38
38
38
38
Chase Bank
Chase Bank
39
39
39
39
Chase Bank
Chase Bank
Chase Bank
Chase Bank
40
40
Chase Bank
Chase Bank
U.S. Treasury
U.S. Treasury
41
41
41
41
43
43
43
43
44
44
44
44
45
45
45
45
46
46

46
46
47
47
47
47

NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NIST ATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NIST ATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NIST ATP
NISTATP
NISTATP
NfSTATP
NISTATP

93.42
93.42
37.70
37.70
131.12
131.12
130.68
130.68
37.70
37.70
168.38
168.38
166.97
166.97
363.90
363.90
196.93
196.93
8.71
8.71
202.72
202.72
202.72
202.72
205.33
205.33
205.33
205.33
199.78
199.78
199.78
199.78
198.37
198.37
198.37
198.37
237.94
237.94
237.94
237.94
22.95
22.95
22.95
22.95

209.26
246.96
284.66
151.04
17.42
110.84
204.26
241.96
279.66
148.54
17.42
148.10
278.78
316.48
354.18
185.80
17.42
-149.55
-316.52
47.38
411.28
214.35
17.42
8.71
0.00
202.72
405.44
202.72
0.00
205.33
410.66
205.33
0.00
199.78
399.56
199.78
0.00
198.37
396.74
198.37
0.00
237.94
475.88
237.94
0.00
22.95
45.90
22.95
0.00
Page 11

KA-2568

KA-2568

Filed 08/23/10 Page 23 of 47

(\

General Journal
General Joumal
General Joumal
Check
Check
General Joumal
General Joumal
General Joumal
General Joumal
Check
Check
General Joumal
General Journal
General Journal
General Journal
Check
Check
Check
Check
General Journal
General Journal
Check
Check
Check
Check
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General J.ournal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal

!1lc,

Document: 94

Case 1:08-cv-10223-NRB Document 32-11

Type

Case: 11-1924

KA-2569

Case: 11-1924

Ale...

2:25 PM

(1-

07111110
Accrual Basis

General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
Check
Check
General Journal
General Journal

Date
712512003
7/2512003
7/2512003
7/2512003
8/1812003
8/1812003
9/312003
91312003
9/1812003
911812003
10/1612003
10/1612003
1011612003
10/1612003
1212912003
1212912003
12129/2003
1212912003

1tloo

05/16/2012

As of December 31, 2003


Memo

Name

Num

medicare
medicare
medicare
medicare
medicare
medicare
rnedicare
rnedicare
5151
51 51
51 51
5151

U.S. Treasury
U.S. Treasury
5252
5252

Class
liC
LLC
LLC
LLC
LLC
LLC
LLC
liC
LLC
LLC
liC
LLC
liC
LLC
LLC
liC
LLC
LLC

~
-

10591
FUTA
10772
10776
FUTA
10933
interpay
interpay
interpay
interpay
interpay
FUTA

Chase Bank
Chase Bank
Chase Bank
Chase Bank
Chase Bank

U.S. Treasury
Chase Bank

Deposit

Chase Bank
Chase Bank
..chase Bank

futa
41
43
44
45
46

NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
INC
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
N'~TATP

NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP

2121 . New York State Withholding


General Journal
10/31/2001
PR 103101
Check
11/1612001
3054

ny state
NY State Tax Dept

NISTATP
INC

69.60
69.60

17.40
34.80
17.40
0.00
17.40
34.80
52.20
69.60
34.80
0.00
17.40
34.80
17.40
0.00
-69.60
-139.20
-69.60
0.00

19,628.06

0.00

17.40
17.40
17.40
17.40
17.40
17.40
17.40
17.40
34.80
34.80
17.40
17.40
17.40
17.40
69.60
69.60

60.46

0.00
86.96
0.00
-56.00
-72.56
-100.72
13.38
-13.08
104.02
146.98
402.97
478.07
183.07
317.77
261.77
144.70
398.20
248.87
244.65
242.61
239.37
238.17
228.45
288.91

1,140.87

288.91

44.31

0.00
44.31
0.00

86.96
86.96
56.00
16.56
28.16
114.10
26.46
117.10
42.96
255.99
75.10
295.00
134.70
56.00
117.07
253.50
149.33
4.22
2.04
3.24
1.20
9.72
851.96

Total 2115 . FUr Payable

Balance

Credit

Debit

19,628.06

FUTA
10042
10044
10052
10086
FUTA
10131
FUTA
FUTA
FUTA

KA-2569

44.31

Page 12

KA-2569

KA-2569

KA-2569

Filed 08/23/10 Page 24 of 47

('

1213012001
1/1612002
1/1612002
21112002
3/112002
313012002
41212002
6/2912002
813012002
9129/2002
10/16/2002
11nl2002
12130/2002
113112003
21112003
3130/2003
413012003
51212003
511612003
5/3012003
6113/2003
6127/2003
6129/2003

321

Transactions by Account

Total 2112 . Medicare Withholding


2115' FUI Payable
General Journal
Check
Check
Check
Check
General Journal
Check
General Journal
General Journal
General Journal
Deposit
Check
General Journal
Check
Check
General Journal
Check
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal

611061

CASI ENTITIES

1'
interpay
interpay
interpay
interpay
interpay
interpay
interpay
interpay
interpay
interpay
interpay
interpay
interpay
interpay
3613
3613
payroll
payroll

Page: 170

KA-2569

Case 1:08-cv-10223-NRB Document 32-11

Type

Document: 94

KA-2570

2:25 PM

07/11/10
Accrual Basis

~.

Date
11130/2001
111312oo1
12/3112001
1/1512002
1125/2002
112512002
2/112002
3/1/2002
31112002
41112002
4/212002
412912002
51112002
51312002
511112002
61312002
61312002
61312002
6130/2002
7/512002
7/1212002
81212002
81912002
8/1812002
91612002
911112002
9/1112002
9/13/2002
912012002
9/3012002
913012002
9/30/2002
9130/2002
10/1812002
10/30/2002
11/112002
11n12002
11/15/2002
11/1512002
1112312002
1112912002
11/2912002
1211312002
1211612002
1212712002
1212712002
1212712002
12/3112002
1213112002

~I~
Num
PR 11/30101
3087
pr123101
10039
pr 012502
pr 012502
10055
10088
pr030102
pr040102
10134
10148
pr050102
10186
pr 051102
PR060302
PR060302
10230
PR063002
PR070502
10321
PROB0202
10403
pr081802
pr090602
10449
10449
pr 091302
pr092002
10489
10491
pr093002
dbk pr
pr101802
10556
PR110102
10590
10610
pr 111502
pr 112302
10651
pr 112902
pr121302
pr121602
pr122702
pr122702
pr122702
10709
peter ross

Document: 94

Page: 171

KA-2570

05/16/2012

611061

321

KA-2570

CASI ENTITIES

Transactions by Account
As of December 31,2003
Memo

Name

etate
state
03

NY State Tax Dept


NY State Tax Dept

05
06
NY State Tax Dept
NY State Tax Dept

09
10
NY State Tax Dept
NY State Tax Dept
11
NY State Tax Dept
DB Karron
Charles Da Salla
NY State Employment Taxes
DB Karron
NY State Employment Taxes

12
13
14
2121
15
16
18

NY State Employment Taxes


NY State Employment Taxes
NY State Employment Taxes

19
20
inc
lie

21
22
NY State Employment Taxes
NY State Employment Taxes
23
24
NY State Employrnent Taxes
25
NY State Employment Taxes
NY State Employment Taxes
26
27
NY State Employment Taxes
28
29
30
31
32
reversed 211 ...
NY State Employment Taxes
peter ross

Class
NISTATP
INC
NISTATP
NISTATP
NISTATP
NIST ATP
NISTATP
NIST ATP
NIST ATP
NIST ATP
NISTATP
NISTATP
NIST ATP
NIST ATP
NISTATP
NISTATP
NISTATP
NIST ATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NIST ATP
NISTATP
NIST ATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NIST ATP
NISTATP
NIST ATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NIST ATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP

Balance

Credit

Debit

53.77
53.77
24.45
24.45
70.59
165.37
70.59
165.37
47.13
45.11
92.24
47.13
31.26
31.26
493.56
493.56
37.34
9n.33
219.83
2,963.34
2,450.49
4,534.41
4,534.41
107.94
141.00
107.94
141.00
40.20
25.82
488.36
4,351.00
530.28
4,351.00
1,512.22
107.94
1,527.54
3,039.76
1,448.81
1,450.00
22.23
1,463.43
1,463.43
255.60
205.30
494.21
79.38
79.38
966.84

211.52

53.77
0.00
24.45
0.00
70.59
235.96
165.37
0.00
47.13
92.24
0.00
-47.13
-15.87
-47.13
446.43
939.99
9n.33
0.00
219.83
3,183.17
732.68
5,267.09
732.68
840.62
981.62
873.68
732.68
772.88
798.70
310.34
-4,040.66
-3,510.38
840.62
2,352.84
2,244.90
3,772.44
732.68
-716.13
733.87
756.10
-707.33
756.10
1,011.70
1,217.00
1,711.21
1,790.59
1,711.21
744.37
955.89
Page 13

KA-2570

KA-2570

KA-2570

Filed 08/23/10 Page 25 of 47

f-

General Journal
Check
General Journal
Check
General Journal
General Journal
Check
Check
General Journal
General Journal
Check
Check
General Joumal
Check
General Journal
General Journal
General Journal
Check
General Journal
General Journal
Check
General Journal
Check
General Journal
General Journal
Check
Check
General Journal
General Journal
Check
Check
General Journal
General Journal
General Journal
Check
General Journal
Check
Check
General Journal
General Journal
Check
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
Check
General Journal

fflc
lb

'2100

Case 1:08-cv-10223-NRB Document 32-11

Type

Case: 11-1924

KA-2571
2:25 PM
07/11/10

Accrual Basis

.~'

("
~

Num

Date
1/1012003
1/1012003
1/18/2003
111812003
112412003
112412003
113112003
211212003
211212003
211212003
211212003
212012003
212012003
212012003
31712003
31712003
31712003
3/1912003
3/1912003
3/1912003
411012003
411812003
411812003
51212003
51212003
511612003
511612003
513012003
513012003
611312003
611312003
6127/2003
6/2712003
7/14/2003
7/1412003
712512003
7125/2003
811812003
91312003
9/1812003
10/1612003
10116/2003
1212912003

PR011003
PR0110u3
PR011803
PR 011803
PR 012403
PR012403
10773
10783
10785
PR 021203
PR 021203
10811
pr022003
pr022oo3
10834
pr030703
pr030703
10851
pr031903
pr031903
10874
10914
PR041803
interpay
interpay
interpay
interpay
interpay
interpay
interpay
interpay
interpay
interpay
interpay
interpay
interpay
interpay
interpay
interpay
interpay
interpay
interpay
payroll

Page: 172

KA-2571

05/16/2012

KA-2571

PR 103101
3054
3081

321

KA-2571

CASI ENTITIES

Transactions by Account
As of December 31,2003
Memo

Name
33
33
34
34
35
35
NY State Employment Taxes
NY State Employment Taxes
NY State Employment Taxes
36
36
NY State Employment Taxes
37
37
NY State Employment Taxes

38
38
NY State Employment Taxes
39
39
NY Sta1e Employment Taxes
NY State Employment Taxes
40
41
41
43
43
44
44
45
45
46
46
47
47
state
state
state
state
state
51 51
5151
5252

Class
NISTATP
NISTATP
NIST ATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NIST ATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NIST ATP
NISTATP
NISTATP
LLC
LLC
LLC
LLC
LLC
LLC
LLC
LLC

ny city
NY State Tax Dept
NY State Tax Dept

city

KA-2571

NISTATP
INC
INC

Balance

Credit

Debit

173.16

1,267.15
1,343.50
1,599.10
1,919.09
1,968.67
2,183.50
1,825.78
1,282.70
66.82
466.76
609.90
97.13
466.76
609.90
108.95
466.76
609.90
90.97
466.76
609.90
97.65
-553.49
609.90
1,250.99
609.90
1,269.40
609.90
1,239.08
609.90
1,243.72
609.90
1,345.70
609.90
679.39
609.90
653.19
609.90
653.19
696.48
609.90
653.19
609.90
783.06

29,823.63

783.06

24.87

0.00
24.87
0.00
-31.38

311.26
76.3~

255.60
319.99
49.58
214.83
357.72
543.08
1,215.88
399.94
143.14
512.77
369.63
143.14
500.95
357.81
143.14
518.93
375.79
143.14
512.25
651.14
1,163.39
641.09
641.09
659.50
659.50
629.18
629.18
633.82
633.82
735.80
735.80
69.49
69.49
43.29
43.29
43.29
43.29
86.58
43.29
43.29
29,040.57

Total 2121 . New York State Withholding


2122 New York City Withholding
General Journal
1013112001
Check
1111612001
Check
1113012001

611061

24.87
31.38

Page 14

KA-2571

Filed 08/23/10 Page 26 of 47

(\

General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
Check
Check
Check
General Journal
General Journal
Check
General Journal
General Journal
Check
General Journal
General Journal
Check
General Journal
General Journal
Check
Check
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal

Ir{:; lAe>
I~ ~ let

Document: 94

Case 1:08-cv-10223-NRB Document 32-11

Type

Case: 11-1924

KA-2572
2:25 PM

Ct!~...k

General Journal
General Journal
General Journal
General Journal
General Journal
Check
General Journal
General Journal
General Journal

KA-2572

11/3012001
12/3112001
1/15/2002
112512002
112512002
2/112002
3/112002
3/1/2002
41112002
41212002
4/29/2002
51112002
51312002
5/1112002
61312002
61312002
6/312002
613012002
7/512002
7/1212002
81212002
81912002
8/18/2002
91612002
9/1112002
9/1112002
9/1312002
9120/2002
9/3012002
913012002
913012002
9/3012002
1011812002
1013012002
111112002
111712002
11/1512002
11115/2002
iU2912002
11/2912002
12/13/2002
1211612002
1212712002
12/2712002
12/2712002
1213112002
12/3112002
1110/2003
1/18/2003

1100

IS
Num

PR 11130101
pr 123101
10039
pr012502
pr012502
10055
10088
pr 030102
pr040102
10134
10148
pr050102
10186
pr 051102
PR060302
PR060302
10234
PR063002
PR 070502
10321
PR080202
10403
pr 081802
pr090602
10449
10449
pr091302
pr092oo2
10491
10489
pr 093002
dbk pr
pr 101802
10556
PR110102
10590
pr 111502
10010
pr 112902
10651
pr121302
pr121602
pr 122702
pr122702
pr122702
10709
peter ross
PR 011003
PR 011803

Page: 173

KA-2572

05/16/2012

611061

321

KA-2572

CASI ENTITIES

Transactions by Account
As of December 31,2003
Memo

Name

29
30
31
32
reversed 211 ...

NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NIST ATP
NISTATP
NISTATP
NISTATP
NlsTATP
NISTATP
NlsT ATP
NlsTATP
NlsTATP
NlsTATP
NlsTATP
NISTATP
NlsTATP
NlsTATP
NlsTATP
NlsTATP
NlsTATP
NlsTATP
NlsTATP
NlsTATP
NlsTATP
NlsTATP
NlsTATP
NlsTATP
NlsTATP
NISTATP
NISTATP
NISTATP
NISTATP
NlsTATP
NlsTATP
NlsTATP
NlsTATP
NlsTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP

peter ross
33
34

NISTATP
NISTATP
NISTATP

city
03
NY Slate Tax Dept
05
06
NY Slate Tax Dept
NY State Tax Dept
09
10
NY State Tax Dept
NY State Tax Dept
11
NY State Tax Dept
12
13
14

DB Karron
Charles Da Salla
NY State Tax Dept
DB Karron
NY State Employment Taxes

15
16
18

NY State Employment Taxes


NY State Employment Taxes
NY State Employment Taxes

Clas.

19
20
inc
lie
21
22

NY State Employment Taxes


NY State Employment Taxes
23
24
NY State Employment Taxes
25
NY Stale Emplo~'fTlent Taxes
26
NY State Employment Taxes
28
NY State Employment Taxes

NY Stale Er"l!'!oyment Taxes

KA-2572

Balance

Credit

Debit

31.38
14.14
14.14
40.93
90.55
40.93
90.55
27.61
26.53
54.14
27.61
18.55
18.55
270.83
288.42
24.89
556.53
140.95
1,615.26
1,333.64
2,346.25
2.346.25
66.79
90.40
66.79
90.40
24.12
15.93
2,231.00
294.95
321.69
2,231.00
756.21
66.79
752.63
1,508.84
719.16
720.35
740.98
740.98
147.53
40.21
205.89
47.66
47.66
401.28
123.97
182.70
147.53

0.00
14.14
0.00
40.93
131.48
90.55
0.00
27.61
54.14
0.00
-27.61
-9.06
-27.61
243.22
531.64
556.53
0.00
140.95
1,756.21
422.57
2,768.82
422.57
489.36
579.76
512.97
422.57
446.69
462.62
-1,768.38
-2,063.33
-1,741.64
489.36
1,245.57
1,178.78
1,931.41
422.57
1,141.73
421.38
1,162.36
421.38
568.91
609.12
815.01
862.67
815.01
413.73
537.70
720.40
867.93
Page 15

KA-2572

Filed 08/23/10 Page 27 of 47

General Journal
General Journal
Check
General Journal
General Journal
Check
Check
General Journal
General Journal
Check
Check
General Journal
Check
General Journal
General Journal
General Journal
Check
General Journal
General Journal
Check
General Journal
Check
General Journal
General Journal
Check
Check
General Joumal
General Joumal
Check
Check
General Joumal
General Joumal
General Journal
Check
General Journal
Check
General Journal
Check
General Journal

Date

Document: 94

Case 1:08-cv-10223-NRB Document 32-11

Type

Ale,

IS'

07/11/10
Accrual Basis

\)

Case: 11-1924

KA-2573
2:26 PM

Case: 11-1924

A(v

~10C>

I". ~

07/11/10
Accrual Basis

111812003
112412003
112412003
113112003
2/1212003
211212003
212012003
2120/2003
31712003
3n12oo3
311912003
311912003
4110/2003
4/1812003
4/1812003
51212003
51212003
5/1612003
5/16/2003
513012003
513012003
611312003
6/1312003
6127/2003
612712003
7/14/2003
7/1412003
7/25/2003
712512003
8/1812003
91312003
9/1812003
10/1612003
10/1612003
1212912003

05/16/2012

.~
("-

\)J

KA-2573

321

KA-2573

CASI ENTITIES

Transactions by Account
As of December 31, 2003

Num
PR 011803
PR 012403
PR 012403
10775
10784
PR 021203
10812
pr022003
10835
pr030703
10852
pr031903
10875
10915
PR 041803
Interpay
interpay
interpay
interpay
interpay
interpay
interpay
interpay
interpay
interpay
interpay
interpay
interpay
interpay
lnterpay
interpay
interpay
interpay
interpay
payroll

Memo

Name
34
..i5
35
NY State Employment Taxes
NY State Employment Taxes

36
NY State Employment Taxes
37
New York Income Tax
38
New York Income Tax
39
New York Income Tax
New York Income Tax
40
41
41
43
43
44
44
45
45
46
46
47
47
city
city

city
city
city
51 51
51 51
5252

Class
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
LLC
LLC
LLC
liC
LLC
LLC
LLC
LLC

NYSUI
NYSUI
NYSUI
NYSUI
10149
10157
NYSUI
NYSUI
10349
NYSUI
NYSUI

NY State Employment Taxes


NY State Employment Taxes

2125

NY Siale Employment Taxes

KA-2573

NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP

Balance

Credit

Debit

108.68

1,041.90
1,072.59
1,117.09
545.35
316.31
545.35
333.57
545.35
340.30
545.35
330.06
545.35
333.86
51.60
545.35
821.29
545.35
832.14
545.35
814.60
545.35
816.39
545.35
876.85
545.35
587.38
545.35
572.52
545.35
572.52
599.69
545.35
572.52
545.35
654.03

14,873.54

654.03

173.97
30.69
44.50
571.74
229.04
229.04
211.78
211.78
205.05
205.05
215.29
215.29
211.49
282.26
493.75
275.94
275.94
286.79
286.79
269.25
269.25
271.04
271.04
331.50
331.50
42.03
42.03
27.17
27.17
27.17
27.17
54.34
27.17
27.17
14,219.51

Total 2122 . New York City Withholding


2125' NY SUI Payabl.
General Journal
1213012001
General Joumal
1213012001
General Journal
3130/2002
General Journal
3130/2002
Check
413012002
Check
413012002
General Journal
6129/2002
General Journal
6129/2002
Check
7131/2002
General Journal
813012002
General Journal
813012002

611061

150.93
2.90
290.50
5.45
285.07
5.45
705.50
13.23
518.80
214.80
4.03

0.00
150.93
153.83
444.33
449.78
164.71
159.26
864.76
877.99
359.19
573.99
578.02
Page 16

KA-2573

Filed 08/23/10 Page 28 of 47

General Journal
General Journal
General Journal
Check
Check
General Journal
Check
General Joumal
Check
General Journal
Check
General Joumal
Check
Check
General Journal
General Joumal
General Joumal
General Joumal
General Joumal
General Joumal
General Joumal
General Joumal
General Joumal
General Joumal
General Journal
General Joumal
General Joumal
General Joumal
General Joumal
General Joumal
General Joumal
General Joumal
General Journal
General Joumal
General Journal

Date

1<6

Page: 174

KA-2573

Case 1:08-cv-10223-NRB Document 32-11

Type

Document: 94

KA-2574
2:25PM
07/11/10
Accrual Basis

General Journal
ueneral Journal
Check
Check
General Journal
General Journal
Check
Check
General Journal
General Journal
Check
Check
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal

-A[e.. 1,1 06
t1 ~,~
Date

912912002
912912002
1013012002
10/3012002
1213012002
1213012002
1/3112003
1/3112003
313012003
313012003
413012003
413012003
51212003
511612003
513012003
6/1312003
612712003
612912003
612912003

Hum
NYSUI
NYSUI
10556
10556
NYSUI
NYSUI
10773
10773
NYSUI
NYSUI
10930
10930
Interpay
interpay
interpay
interpay
interpay
NYSUI
NYSUI

Document: 94

Page: 175

KA-2574

05/16/2012

Transactions by Account
As of December 31,2003
Memo

Hame

NY state Employment Taxes


NY State Employment Taxes
NY State Employment Taxes
NY State Employment Taxes
NY State Employment Taxes
NY State Employment Taxes

NYSUI
NYSUI
41
43
44
45
46

Class
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NIST ATP
NISTATP
NISTATP
NISTATP

~
~

nj
New Jersey Division of Taxation
jersey
New Jersey Division of Taxation
04
04
New Jersey Division of Taxation
07
New Jersey Division of Taxation
08
New Jersey Division of Taxation
Elisha Gurfein
New Jersey Division of Taxation
Elisha Gurfein

13
17
18

New Jersey Division of Taxation


21
New Jersey Division of Taxation
23

NISTATP
INC
NISTATP
INC
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP

KA-2574

3,199.21

177.59

928.46
17.74
654.64
12.27
12.27
642.37
518.97
25.95
484.47
25.50
18.45
10.46
16.61
6.15
49.82

378.33
28.35
28.35
378.33
378.33
239.08
617.41
378.33
378.33
378.33
378.33
1,134.99
1,134.99
378.33
378.33
756.66
378.33
378.33
378.33
4,429.06

pr 031903
PR 041803
10931
10932

42.98
2.15

1,122.72
1,132.93
204.47
186.73
841.37
853.64
841.37
199.00
717.97
743.92
259.45
233.95
215.50
205.04
188.43
182.28
132.46
175.44
177.59

544.70
10.21

378.33

Siale of New Jersey

Total 2130 . New Jersey Withholding


2140 North Carolina Withholding
General Journal
311912003
General Journal
4/1812003
Check
413012003
Check
4/30/2003

Balance

Credit

Debit

3,021.62
PR 103101
3080
PR 11130101
3085
pr010302
pr 010302
10040
pr013102
10054
pr020102
10090
PR 060302
10348
PR 073102
PR 080202
10366
pr 091302
10467
pr093002
10487

KA-2574

39
40
". ~~ Carolina Dept. of Revenue
!l,orth Carolina Dept. of Revenue

NISTATP
NISTATP
NISTATP
NISTATP

146.00
292.00

0.00
378.33
349.98
378.33
0.00
378.33
617.41
0.00
378.33
0.00
378.33
0.00
1,134.99
0.00
378.33
756.66
0.00
378.33
0.00
378.33
0.00

4,429.06

0.00

146.00
292.00

0.00
146.00
438.00
292.00
0.00
Page 17

KA-2574

KA-2574

Filed 08/23/10 Page 29 of 47

0'

321

CASI ENTITIES

Total 2125 . NY SUI Payable


2130 New Jersey Withholding
General Journal
10131/2001
Check
11/3012001
General Journal
1113012001
Check
1213/2001
General Journal
11312002
General Journal
11312002
1/15/2002
Check
General Journal
113112002
Check
21112002
General Journal
21112002
31112002
Check
61312002
General Journal
7/30/2002
Check
7131/2002
General Journal
General Journal
81212002
8/212002
Check
General Journal
9/1312002
Check
9/1912002
General Journal
9130/2002
Check
913012002

611061

Case 1:08-cv-10223-NRB Document 32-11

Type

Case: 11-1924

Case: 11-1924

KA-2575

Document: 94

Page: 176

KA-2575

05/16/2012

611061

321

KA-2575

CASI ENTITIES

2:25 PM

Transactions by Account

07/11/10
Accrual Basis

As of December 31, 2003

General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal

Date
51212003

5/212003
5/1612003
5/16/2003
513012003

5/3012003
611312003

6/1312003
612712003
6/2712003

Num
interpay
interpay
interpay
interpay
interpay
interpay
interpay
interpay
interpay
interpay

Name

Memo
41
41
43
43

44
44
45
45
46

46

Total 2140 . North Carolina Withholding


Total 2100 . Payroll Liabilities
TOTAL

Class
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NfSTATP
NISTATP
NISTATP
NISTATP

Debit

Credit

Balance

200.00
200.00
200.00
200.00
200.00
200.00
200.00
200.00
270.00
270.00

200.00
0.00
200.00
0.00
200.00
0.00
200.00
0.00
270.00
0.00

1,508.00

1,508.00

0.00

300,971.21

302,874.80

1,903.59

300,971.21

302,874.80

1,903.59

Case 1:08-cv-10223-NRB Document 32-11

Type

Filed 08/23/10 Page 30 of 47

KA-2575

KA-2575

Page 18

KA-2575

KA-2576~\(..,

2:34PM

01111/10

Accrual Basis

Case: 11-1924

Document: 94

Z1,.OO

~
""

("'

KA-2576

Transactions by Account
As of December 31, 2003
Num

AE 070802
NCO 714
AE 080702
NCO 912
AE 090802
NCO 913
NCO 911
FLEX100802
NCO 1008
FLEX 020703
NCO 1518
Debit 1
FLEX 030903
NCO 1712
FLEX 040803
NCO 1716
FLEX 050803
FLEX 050803
FLEX 050803
10955
LCD 1108
FLEX 100803
FLEX 120803
LCD 1203

Name

Amex
Amex
Amex
Amex
Amex

Memo

AMEXFLEX ...
071402 FLEX
AE FLEX FIN...
083002 FLEX
AMEXFLEX ...
091202 FLEX
091902 FLEX
AMEXFLEX ...
FLEX 101602
AE FLEX 020...

Amex
Amex
AE FLEX 030...
Amex
AE FLEX 4/8/...
Amex
AE FLEX 050...
AE FLEXCM...
FLEX TFR T...
Arnex
Amex
Amex

FLEX 110303
AE FLEX 100...
AE FLEX 120...
12117103 FLEX

Class

NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
LLC
LLC
LLC
LLC

AE 100801
AE110701
CD 1110
CD 1121
CD 1122
CD 1137
AE120801
AE120801
cd 1219
AE120802
AE120802
NCO 115
NCO 116
NCO 117
AE 020702
AE 020702
AE 030902
AE 030902
NCO 319
NCO 320

AE 100801
AEPAYMENT
Amex
Amex
Amex
Amex
AE 120801
AE CM 111201
Amex
AEAMEX
AE CM 010802
Arnex
Arnex
Arnex
AE 020702
AECM020702
AEAMEX
AE CM03Q902
Arnex
Arnex

INC
NISTATP
INC
INC
NISTATP
INC
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP

Balance

Credit

Debit

1,366.00
69.00
2.14
65.00
2.23
62.00
1,174.37
3,010.84
3,010.84
599.99
30.00
e69.99
519.00
519.00
513.95
26.00
568.01
108.31
108.31
1,055.96
200.62
200.62
200.00
200.00
7,091.09

Total 2205 . Flex Amex


2200 American Express. other
General Journal
101812001
11nl2oo1
General Journal
Check
11/9/2001
Check
11/1812001
Check
11/1812001
Check
11/1612001
General Journal
121812001
General Journal
121812001
Check
1212112001
1/f!,l2oo2
General Journal
1/812002
General Journal
Check
112212002
Check
1/2212002
Check
112212002
21712002
General Journal
21712002
General Journal
General Journal
3/912002
31912002
General Journal
Check
311212002
Check
311212002

321

7,091.09
165.25
1,007.16

235.82
158.40
1,007.16
1.00
3,806.21
274.00
1,007.16
2,663.85
57.82
2,524.05
1.00
2,577.53
2,155.27
27.50
3,702.46
358.00
2,155.27
2,669.66

70.57
0.00
1,366.00
1,297.00
1,299.14
1,234.14
1,236.37
1,174.37
0.00
3,010.84
0.00
599.99
569.99
0.00
519.00
0.00
513.95
487.95
1,055.96
947.65
1,055.96
0.00
-200.62
0.00
200.00
0.00

Filed 08/23/10 Page 31 of 47

2200 American Express


2205 . Flex Amex
General Journal
71812002
Check
7/1212002
General Journal
8n12002
Check
813012002
General Journal
9/812002
Check
9/1212002
Check
9/1912002
10/1/2002
General Journal
Check
1011812002
General Journal
1/1712003
Check
212012003
Check
212612003
General Journal
319/2003
Check
3125/2003
General Journal
4/812003
Check
411012003
General Journal
5/8/2003
General Journal
51812003
General Joumal
51812003
Check
512212003
Check
11/312003
General Journal
11/812003
121812003
General Journal
Check
1211912003

611061

Case 1:08-cv-10223-NRB Document 32-11

Date

05/16/2012

CASI ENTITIES

~7

Type.

Page: 177

KA-2576

0.00
70.57
235.82
1,242.98
1,007.16
848.76
-158.40
-159.40
3,646.81
3,372.81
2,365.65
5,029.50
4,971.68
2,447.63
2,446.63
-130.90
2,024.37
1,996.87
5,699.33
5,341.33
3,186.06
516.40
Page 1

KA-2576

KA-2576

KA-2576

KA-2577

11-1924
j" J. 00
Prj c..Case:

2:34 PM

.~:.~

07/11/10
Accrual Basis

"

-.....l

3/12/2002
311212002
4/2/2002
4/8/2002
51812002
5/1312002
511312002
512812002
6/5/2002
61712002
6/7/2002
6/1212002
7/112002
71312002
7/5/2002
7/812002
7/812002
7/12/2002
712812002
81712002
81712002

813012002
9/812002
9/812002
9/12/2002
9/1912002
10/812002
10/812002
10/812002
10/18/2002
11/712002
11/712002
12/112002
12/812002
12/31/2002
1/812003
111812003
217/2003
212012003
2/2012003
319/2003
319/2003
312512003
4/812003
4/1012003
4/1012003
5/812003

5/812003
5/812003

05/16/2012

611061

321

KA-2577

CASI ENTITIES

:;

Transactions by Account
As of December 31,2003
Name

Num
NCO 321
NCO 322
NCO 405
AE 040802
AE 050802
NCO 520
NCO 521
NCO 5304
NO 601
AE 060702
AE 060702
NO 602
NCO 711
NCO 712
NCO 713
AE 070802
AE 070802
NCO 714
NCO 814
AE 080702
AE 080702
NCO 912
AE 090802
AE 090802
NCO 913
NCO 911
AE 100802
AE 100802
AE 100802
NCO 1008
AE 110702
AE 110702
NCO 1209
AE 120802
NCO 1321
AE 010803
NCO 1401
AE 020703
NCO 1517
NCO 1518
AE 030903
AE 030903
NCO 1712
AE 040803
NCO 1715
NCO 1716
AE 050803
AE 050803
FLEX 050803

Memo

Arnex
Amex
Arnex
AMEX
AMEX
Amex
Amex
Amex
Amex
AMEX060702
AE CM 060702
Amex
Amex
Amex
Arnex
Arnex
Amex
Amex
Arnex
Amex

Amex

070102 REG
070302
070502
AMEX070802
AE CM 070802
071402 REG
AMEX080702
AECM 080702
083002 REG
AMEX090802
ARCM090802
091202 REG
091902 REG
AMEX 100802
AECM 100802
AMCM 100802
REG 101602
AMEX
AECMFRM ...

Amex
AMEX
Arnex
AE 010803
Arnex
AE 02/07/03
Arnex
Arnex
AE 030903
AECM 030903
Amex
AE 040803
Arnex
Arnex
AE 050803
AE eM 050803
FLEX TFR Too.

Class
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NIST ATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP

Debit

Credit

569.57
105.23
2,589.81
2,589.81
3,286.29
1,491.76
1,794.53
2,193.64
1,250.58
7,254.06
1,675.20
1.00
982.37
1,000.00
1,000.00
5,424.41
348.27
1,005.91
2,940.01
2,438.80
282.49
2,365.41
1,968.97
297.34
1,539.02
205.00
2,946.91
16.24
205.00
2,725.67
1,879.74
31.97
1,847.77
1,450.30
1,450.30
1,484.90
1,484.90
1,981.97
311.64
1,670.33
1,157.75
189.95
967.80
3,427.69
1,000.00
2,427.69
1,236.05
150.00
108.31

Balance
-53.17
-158.4U
-2,748.21
-158.40
3,127.89
1,636.13
-158.40
-2,352.04
-3,602.62
3,651.44
1,976.24
1,975.24
992.87
-7.13
-1,007.13
4,417.28
4,069.01
3,063.10
123.09
2,561.89
2,279.40
-86.01
1,882.96
1,585.62
46.60
-158.40
2,788.51
2,772.27
2,567.27
-158.40
1,721.34
1,689.37
-158.40
1,291.90
-158.40
1,326.50
-158.40
1,823.57
1.511.93
-158.40
999.35
809.40
-158.40
3,269.29
2,269.29
-158.40
1,077.65
927.65
819.34

Filed 08/23/10 Page 32 of 47

Check
Check
Check
General Journal
General Journal
Check
Check
Check
Check
General Journal
General Journal
Check
Check
Check
Check
General Joumal
General Journal
Check
Check
General Journal
General Journal
Check
General Journal
General Journal
Check
Check
General Journal
General Journal
General Journal
Check
General Journal
General Journal
Check
General Journal
Check
General Journal
Check
General Journal
Check
Check
General Journal
General Journal
Check
General Journal
Check
Check
General Journal
General Journal
General Journal

Date

Page: 178

KA-2577

Case 1:08-cv-10223-NRB Document 32-11

Type

Document: 94

Page 2

KA-2577

KA-2577

KA-2577

KA-2578
2:34PM

Case: 11-1924

/tIc:

2206

.~~;

07/11/10
Accrual Basis

Check
General Journal
Check
General Journal
Check
Check
General Journal
General Journal
Check
General Journal
Check
General Journal
Check
General Journal
General Journal
Check
Check
Check

Date
5/2212003
61812003
612312003
7/912003
7/3012003
7/3112003
81812003
8/812003
8/1512003
9/812003
9/3012003
101812003
111312003
11/812003
121812003
1211912003
1211912003
1213112003

611061

321

KA-2578

Transactions by Account
As of December 31, 2003
Name

Memo

Amex
AE 060803
Amex
AE070903
Amex
Amex
AE 010803
AE CM 080803
Amex

AE090803
led 1012
AE100803
LCD 1108
AE110703
AE120803
LCD 1203
LCD 1203
LCD 1213

05/16/2012

CASI ENTITIES

Num
10955
AE 060803
NCO 2001
AE 070903
LND803
LND 804
AE 080803
AE 080803

Page: 179

KA-2578

AE 090803
Amex
Amex
Amex
Amex
Amex

AE 100803
REG 110303
AE 110703
AE 120803
12117103 REG
12104103 REG
123103 REG

Total 2200 . American Express - Other


Total 2200 . American Express
TOTAL

. Class
NISTATP
NISTATP
NISTATP
NISTATP
N LLC N
N LLC N
LLC
LLC
LLC
LLC
LLC
LLC
LLC
LLC
LLC
LLC
LLC
LLC

Debit

Credit

1,086.05
2,455.39
2,347.08
1,507.58
1,000.00
300.00
419.66
57.00
580.19
328.39
318.44
394.66
394.66
502.17
171.98
174.15
500.00
200.00

Balance

Case 1:08-cv-10223-NRB Document 32-11

Type

Document: 94

-266.71
2,188.68
-158.40
1.349.18
349.18
49.18
468.84
411.84
-168.35
160.04
-158.40
236.26
-158.40
343.77
515.75
341.60
-158.40
-358.40

58.236.65

57,807.68

-358.40

65,327.74

64,898.77

-358.40

85,327.74

84,898.n

-358.40

Filed 08/23/10 Page 33 of 47

KA-2578

KA-2578

Page 3

KA-2578

KA-2579
2:35 PM
07/11/10
Accrual Basis

It/v

Case: 11-1924

~~

Document: 94

101812001
111912001
11/1812001
11/1812001

05/16/2012

Num
AE 100801
CD 1110
CD 1121
CD 1137

Name

Memo
AE 100801

Amex
Amex
Amex

Class
INC
INC
INC
INC

AE 010803
AE CM080803

AE 080803
AE 080803
Amex
AE090803
led 1012
AE100803
LCD 1108
LCD 1108
AE110703
FLEX 100803
AE120803
FLEX 120803
LCD 1203
LCD 1203
LCD 1203
LCD 1213

AE 090803
Amex
Amex
Amex

Amex
Amex
Amex
Amex

AE 100803
REG 110303
FLEX 110303
AE 110703
AE FLEX 100...
AE120803
AE FLEX 120...
12117103 REG
12117/03 FLEX
12104/03 REG
123103 REG

LLC
LLC
LLC
LLC
LLC
LLC
LLC
LLC
LLC
LLC
LLC
LLC
LLC
LLC
LLC
LLC

Total LLC
7/3012003
7/3112003

LND803
LND804

Amex
Amex

N LLC N
N LLC N

(l

~.
E)'

.S'

KA-2579

165.25
235.82
158.40
1.00

AE110701
CD 1122
AE120801
AE120801
ed 1219
AE120802
AE120802
NCO 115
NCO 116
NCO 117
AE 020702
AE020702
AE030902
AE 030902
NCD319
NCO 320
NCO 321

AE PAYMENT
Amex
AE 120801
AECM111201
Amex
AEAMEX
AE CM 010802
Amex
Amex
Amex
AE 020702
AECM020702
AEAMEX
AECM030902
Arnex
Amex
Amex

KA-2579

NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP

165.25
419.66

57.00
580.19
328.39
318.44
394.66
394.66
200.62
502.17
200.62
171.98
200.00
174.15
200.00
500.00
200.00
2,217.48

0.00
1,007.16

1,007.16
3,806.21
274.00
1,007.16
2,663.85
57.82
2,524.05
1.00
2,577.53
2,155.27
27.50
3,702.46
358.00
2,155.27
2,669.66
569.57

70.57
235.82
0.00
-158.40
-159.40
-159.40
0.00
419.66
362.66
-217.53
110.86
-207.58
187.08
-207.58
-408.20
93.97
294.59
466.57
666.57
492.42
292.42
-207.58
-407.58
-407.58
0.00
-1,000.00
-1,300.00

1,000.00
300.00
1,300.00

111712001
11/1812001
121812001
121812001
1212112001
1/812002
1/812002
112212002
1/2212002
1/2212002
21712002
21712002
3/9/2002
3/912002
3/1212002
3/12/2002
3/1212002

Balance

Credit

2,625.06

TotalN LLC N
NISTATP
General Joumal
Check
General Journal
General Journal
Check
General Journal
General Journal
Check
Check
Check
General Journal
General Journal
General Journal
General Journal
Check
Check
Check

Debit

Filed 08/23/10 Page 34 of 47

N LLC N
Check
Check

KA-2579

As of December 31, 2003

395.22
81812003
81812003
811512003
91812003
913012003
10/812003
11/312003
1113/2003
111812003
11/812003
121812003
121812003
1211912003
12119/2003
1211912003
12/3112003

321

Transactions by Account

Total INC
LLC
General Journal
General Journal
Check
General Journal
Check
General Journal
Check
Check
General Journal
General Journal
General Journal
General Journal
Check
Check
Check
Check

611061

CASI ENTITIES

~3
Date

Page: 180

KA-2579

Case 1:08-cv-10223-NRB Document 32-11

Type
INC
General Journal
Check
Check
Check

2-200

-1,300.00
0.00
1,007.16
0.00
3,806.21
3,532.21
2,525.05
5,188.90
5,131.08
2,607.03
2,606.03
28.50
2,183.77
2,156.27
5,858.73
5,500.73
3,345.46
675.80
106.23

KA-2579

Page 1

Case: 11-1924

KA-2580 .Prle 2200


2:35 PM
1?,e~
07111110

-.l
Q

311212002
41212002
41812002
51812002
511312002
511312002
512812002
61512002
61712002
61712002
611212002
7/112002
71312002
71512002
71812002
71812002
7/812002
7/1212002
7/1212002
712812002
81712002
81712002
81712002
813012002
8130/2002
91812002
91812002
9/812002
911212002
9/1212002
9/19/2002
911912002
10/112002
10/812002
10/812002
101812002
10/1812002
10/1812002
111712002
111712002
1211/2002
121812002
1213112002
1/812003
1/1712003
111812003
21712003
212012003
212012003

611061

321

KA-2580

Transactions by Account
As of December 31, 2003
Name

Num
NCO 322
NCO 405
AE 040802
AE 050802
NCO 520
NCO 521
NCO 5304
NO 601
AE 060702
AE 060702
NO 602
NCO 711
NCO 712
NCO 713
AE 070802
AE 070802
AE 070802
NCO 714
NCO 714
NCO 814
AE 080702
AE 080702
AE 080702
NCO 912
NCO 912
AE090802
AE 090802
AE 090802
NCO 913
NCO 913
NCO 911
NCO 911
FLEX100802
AE 100802
AE 100802
AE 100802
NCO 1008
NCO 1008
AE 110702
AE 110702
NCO 1209
AE 120802
NCO 1321
AE 010803
FLEX 020703
NCO 1401
AE 020703
NCO 1517
NCO 1518

Memo

Amex
Amex
AMEX
AMEX
Amex
Amex
Amex
Amex
AMEX060702
AECM 060702
Amex
Amex
Amex
Amex

Amex
Amex
Amex

Arnex
Arnex

Amex
Arnex
Arnex
Amex

Arnex
Arnex

070102 REG
070302
070502
AMEX070802
AMEXFLEX ...
AE CM 070802
071402 REG
071402 FLEX
AMEX080702
AECM080702
AE FLEX FIN...
083002 REG
083002 FLEX
AMEX 090802
AMEX FLEX ...
AR CM 090802
091202 REG
091202 FLEX
091902 REG
091902 FLEX
AMEXFLEX ...
AMEX 100802
AE CM 100802
AM CM 100802
FLEX 101602
REG 101602
AMEX
AECMFRM ...

Amex
AMEX
Arnex
AE 010803
AE FLEX 020...
Arnex
AE 02/07103
Amex
Amex

Cia.
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NIST ATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP

Debit

Balance

Credit

105.23
2,589.81
2,589.81
3,286.29
1,491.76
1,794.53
2,193.64
1,250.58
7,254.06
1,675.20
1.00
982.37
1,000.00
1,000.00
5,424.41
1,366.00
348.27
1,005.91
69.00
2,940.01
2,438.80
282.49
2.14
2,365.41
65.00
1,968.97
2.23
297.34
1,539.02
62.00
205.00
1,174.37
3,010.84
2,946.91
16.24
205.00
3,010.84
2,725.67
1,879.74
31.97
1,847.77
1,450.30
1,450.30
1,484.90
599.99
1,484.90
1,981.97
311.64
1,670.33

1.00
-2,588.81
1.00
3,287.29
1,795.53
1.00
-2,192.64
-3,443.22
3,810.84
2,135.64
2,134.64
1,152.27
152.27
-847.73
4,576.68
5,942.68
5,594.41
4,588.50
4,519.50
1,579.49
4,018.29
3,735.80
3,737.94
1,372.53
1,307.53
3,276.50
3,278.73
2,981.39
1,442.37
1,380.37
1,175.37
1.00
3,011.84
5,958.75
5,942.51
5,737.51
2,726.67
1.00
1,880.74
1,848.77
1.00
1,451.30
1.00
1,485.90
2,085.89
600.99
2,582.96
2,271.32
600.99

Filed 08/23/10 Page 35 of 47

.::t>

Check
Check
General Journal
General Journal
Check
Check
Check
Check
General Journal
General Journal
Check
Check
Check
Check
General Journal
General Journal
General Journal
Check
Check
Check
General Journal
General Journal
General Journal
Check
Check
General Journal
General Journal
General Journal
Check
Check
Check
Check
General Journal
General Journal
General Journal
General Journal
Check
Check
General Journal
General Journal
Check
General Journal
Check
General Journal
General Journal
Check
General Journal
Check
Check

Date

05/16/2012

Case 1:08-cv-10223-NRB Document 32-11

Type

Page: 181

KA-2580
CASI ENTITIES

2,~3

Accrual Basis

Document: 94

Page 2

KA-2580

KA-2580

KA-2580

KA-2581
2:35 PM

07/11/10
Accrual Basis

11-1924
frlc Case:
2UJO
.
l~~~

3~~
Date

2/2012003
2/2612003
319/2003
31912003
31912003
312512003
3/2512003
4/8/2003
4/8/2003
411012003
4/1012003
4/1012003
5/812003
5/812003
5/812003
51812003
5/812003
5/812003
5/2212003
5/2212003
6/812003
6/23/2003
7/912003

321

KA-2581

As of December 31, 2003


Name

Memo

Arnex
Arnex
AE 030903
AE CM 030903
AE FLEX 030...
Amex
Arnex
AE 040803
AE FLEX 4/81...
Amex
Arnex
Amex
AE 050803
AE CM 050803
AE FLEX 050 .
AE FLEXCM ..
FLEX TFR T ..
FLEX TFR T .
Amex
Amex
AE 060803
Amex
AE 070903

KA-2581

Class

NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP

Debit

Credit

Balance

1,507.58

570.99
1.00
1,158.75
968.80
1,487.80
520.00
1.00
3,428.69
3,942.64
2,942.64
514.95
488.95
1,725.00
1,575.00
2,143.01
2,034.70
2,143.01
2,034.70
948.65
-107.31
2,348.08
1.00
1,508.58

61,007.46

62,516.04

1,508.58

65,327.74

64,898.77

-358.40

30.00
569.99
1,157.75
189.95
519.00
967.80
519.00
3,427.69
513.95
1,000.00
2,427.69
26.00
1,236.05
150.00
568.01
108.31
108.31
108.31
1,086.05
1,055.96
2,455.39
2,347.08

KA-2581

Filed 08/23/10 Page 36 of 47

TOTAL

KA-2581

611061

Transactions by Account

Total NIST ATP

05/16/2012

CASI ENTITIES

Nurn
NCO 1518
Debit 1
AE 030903
AE 030903
FLEX 030903
NCO 1712
NCO 1712
AE 040803
FLEX 040803
NCO 1715
NCO 1716
NCO 1716
AE 050803
AE050803
FLEX 050803
FLEX 050803
FLEX 050803
FLEX 050803
10955
10955
AE 060803
NCO 2001
AE 070903

Page: 182

KA-2581

Case 1:08-cv-10223-NRB Document 32-11

Type
Check
Check
General Journal
General Journal
General Journal
Check
Check
General Journal
General Journal
Check
Check
Check
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
Check
Check
General Journal
Check
General Journal

Document: 94

Page 3

KA-2582

Case: 11-1924

Document: 94

Page: 183

05/16/2012

KA-2582

1:14 PM

CASI ENTITIES

07125110

Transactions by Account

611061

Date

2900 Payable to OBK


2901 . 5131101 Payable to OBK
General Journal
101112001
General Journal
101112001

Num

Memo

Name

IN KIND offset to incorne


IN KIND olfsetto r&d

IN KIND
IN KIND

C'asl

NNCOF...
NN CO F...

2910 FROM OBK TO INC AlC 1000


Deposit
1011112001
Deposit
121412001
Deposit
312112002
Deposit
811312002
Deposit
811812002
Deposit
101412002
Deposit
1111412002
Deposit
121412002
Deposit
1211012002
Deposit
1211212002
Deposit
112312003
Deposit
311812003

OBK 1006
OBK 5189
OBK 1052
OBK 5168
OBK 5165
OBK 1129
OBK 1142
OBK 1152
OBK 1153
OBK 1154

FROMOBK
FROMOBK
FROMOBK
FROMOBK
FROMOBK
FROMOBK
FROMOBK
FROMOBK
FROMOBK
FROMOBK
FROM OBK
OBK

AC 2910
AC 2910
02125102 2910
AC 2910
AC 2910
AC 2910
AC 2910
AC 2910
AC 2910
AC 2910
AC 2910
AC 2910

INC
INC
INC
INC
INC
INC
INC
INC
INC
INC
INC
INC
0.00

Total 2910 . FROM OBK TO INC AlC 1000


OBK1253
OBK5376
OBK5375
OBK 1268
OBK 1275
OBK5379
OBK5360
OBK 123103
OBK 123103
OBK 123103
OBK 123103
OBK 123103
OBK 123103

SCHWARTZ & SOLOMON


MELSPlTZ
SCIALABBA
SCIALABBA
JEROME SCHWARTZ
MEL SPITZ
MEL SPITZ
DR CHRISTINE WHEELER
DR NUBEL
ORREWHITE
KRACKOW
MONTREAL SURGERY DEPOSIT
HAROLD REED MO

LLC
LLC
LLC
LLC
LLC
LLC
LLC
LLC
LLC
LLC
LLC
LLC
LLC
0.00

Total 2911 . FROM OBK for LLC Post Grant

2913 FROM OBK VIA OOP - OUT OF POCKE


513112002
General Journal
513112002
General Journal
813112002
General Journal
8/3112002
General Journal
913012002
General Journal
913012002
General Journal
1213112002
General Journal
1213112002
General Journal
612712003
General Journal
612712003
General Journal
1213112003
General Journal

OOP 53102
00P53102
OOP83102
OOP83102
OOP93002...
OOP93002...
OOP 123102
OOP 123102
OOP62703
OOP62703
OOP 123103

OOP
2913
OOP
2913
OOP
2913
OOP
2913
OOP
2913
OOP

OBK 2913
OBK 2913
OBK 2913
OBK 2913
OBK 2913
OBK 2913

NISTATP
NN COF...
NISTATP
NN CO F...
N LLC N
N LLC N
N LLC N
N LLC N
N LLC N
N LLC N
LLC

2914 MC 52632710~281872
Transfer
1013012001
Transfer
1112212001
Transfer
1213112001
1213112001
General Journal

KA-2582

MCOBK

MC BIKE SHOP

KA-2582

OBK

89,531.00

2,000.00
5,000.00
1,000.00
20,000.00
1,000.00
5,000.00
5.000.00
2,500.00
2,500.00
2,500.00
2,000.00
2,000.00

8,000.00
10,000.00
15,000.00
16.000.00
36,000.00
37,000.00
42,000.00
47,000.00
49,500.00
52,000.00
54,500.00
56,500.00
58,500.00

50,500.00

58,SOO.OO

472.00
2,000.00
1,000.00
2,000.00
500.00
2,500.00
2,500.00
1.050.00
1,000.00
200.00
130.00
2,000.00
200.00

0.00
472.00
2,472.00
3,472.00
5,472.00
5,972.00
8,472.00
10,972.00
12.022.00
13,022.00
13,222.00
13,352.00
15,352.00
15,552.00

15,552.00

15,552.00

886.18
886.18
485.54
485.54
94.10
94.10
523.52
523.52
1,810.48
1,810.48
1,402.64
3.799.82

Total 2913 . FROM OBK VIA OOP - OUT OF POCKE

30,000.00

156.87
1,043.05
158.87
642.41
156.87
2SO.97
156.87
680.39
156.87
1,967.35
156.87
1,559.51

5,202.46

1.559.51

7,566.66
1,975.41
3,222.62

5,207.01
12,773.67
14,749.08
17,971.70
17,933.64

37.86

KA-2582

Page 1

Filed 08/23/10 Page 37 of 47

2911 FROM OBK for LLC POit Grant


1011512003
General Journal
General Joumal
121312003
121312003
General Journal
General Journal
121512003
General Journal
121812003
General Journal
1211712003
General Journal
1211712003
1213112003
General Joumal
1213112003
General Journal
1213112003
General Journal
1213112003
General Journal
1213112003
General Journal
1213112003
General Journal

30,000.00

102,894.88
89,531.00
59,531.00
89.531.00

30,000.00
30,000.00

Total 2901 . 5131101 Payable to OBK

Balance

Credit

Debit

Case 1:08-cv-10223-NRB Document 32-11

Type

-.:1

KA-2582

As of December 31, 2003

Accrual Balli

321

Case: 11-1924

KA-2583

Document: 94

Page: 184

KA-2583

05/16/2012

1:14PM

CASI ENTITIES

07125110

Transactions by Account

""

General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
Transfer
Transfer
Transfer
Transfer
Transfer
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
Transfer
Transfer
Transfer
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
Transfer
Transfer
Transfer
Transfer
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
Transfer
General Journal
Transfer
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal

KA-2583

12131/2001
1213112001
12131/2001
12131/2001
12131/2001
1213112001
12131/2001
12131/2001
112912002
212812002
312812002
412812002
512912002
5131/2002
513112002
5131/2002
5/31/2002
5131/2002
5/3112002
612812002
713012002
812912002
813112002
813112002
8131/2002
813112002
813112002
813112002
913012002
10129/2002
11129/2002
12130/2002
12131/2002
12131/2002
1213112002
1213112002
1213112002
12131/2002
12131/2002
112912003
112912003
112912003
112912003
1129/2003
1129/2003
1129/2003
1/31/2003
113112003
2128/2003
212812003
212812003
212812003
2/28/2003
212812003
2/2812003
2/2812003

Nurn

Merno

Narne

MC OBK
MCOBK
MCOBK
MCOBK
MCDBK
MCDBK
MCDBK
MCCO FUNO

MC CASH ADVANCE
MCCLOTHING
MC DONATION
MC GROCERIES
MC OUTDOOR SPORTS
MC HOUSEHOLD
MC PERSONAL

MCOBK
MCOBK
MCOBK
MCOBK
MCOBK
MC CO FUND

MCCLOTHING
MCGROC
MC HOUSEHOLD
MC PERSONAL
MCQUESTION

MCOBK
MCOBK
MCOBK
MCOBK
MCOBK
MC CO FUND

MC CLOTHING
MC GROCERIES
MC HOUSEHOLD
MC PERSONAL
MCQUESTION

MCOBK
MCDBK
MCDBK
MCOBK
MCOBK
MCOBK
MC CO FUND
MCOBK
MCOBK
MCOBK
MCOBK
MCOBK
MCOBK
MC OBK

2914

2914

2914

MCCLOTHING
MC GROCERIES
MC HOUSEHOLD
MC PERSONAL
MCPERSONAL
MC PERSONAL
2914

MC OBK CLEANERS
MC OS ADVOCATE
MC FIN CHG PERSONAL
MC GROC FOOD EMPORIUM
MC GROC GRISTEOE'S
MC GROC TODARO
MC OBK F SMITH CULLIGAN
MC 01/31/03

CII..
OBK
OBK
OBK
OBK
OBK
OBK
DBK
NNCO F...

2,000.00
217.05
12.00
1,034.49
13.89
516.03
1,751.00
7,182.37
3,507.53
1,785.22
3,303.95
3,962.10
1,311.07

OBK
OBK
OBK
OBK
OBK
NNCOF...

614.52
1,899.09
658.08
2,895.52
54.19
7,694.40
5,231.64
3,722.56
6,669.95

OBK
OBK
OBK
OBK
OBK
NNCO F...

361.85
1,024.90
374.91
2,873.33
30.00
10,859.18

OBK
OBK
OBK
OBK
OBK
OBK
NN COF...
OBK
OBK
OBK
OBK
OBK
OBK
OBK

301.84
1,707.83
410.92
4,762.51
1,239.32
154.79
3,559.55
12.00
44.00
23.09
15.38
66.19
79.95
5,304.25
1,229.00

5,702.08
3,857.79
1,197.80
1,379.09

7,404.04

MC CO FUND

2914
MC 02128103

NNCOF...

MCOBK
MCOBK
MCOBK
MCOBK
MCOBK
MCOBK
MCOBK

MC OBK CLEANERS
MC FIN CHG PERSONAL
MC GROC ACME PRINCETON
Me GROC FOOD EMPORIUM
MC GROC GRISTEOE'S
Me GROC TODARO'S
MC GROC WALOBAUM'S

OBK
OBK
OBK
OBK
OBK
OBK
OBK

KA-2583

Credit

Debit

3,305.96
12.00
66.56
19.73
145.62
54.11
20.09
66.16

Bilinee
15,933.84
15,716.79
15,704.79
14,670.30
14,656.41
14,140.36
12,389.38
5,207.01
8,714.54
10,499.76
13,803.71
17,765.81
19,076.88
18,482.36
16,563.27
15,905.19
13,009.67
12,955.48
5,261.08
10,492.72
14,215.30
20,885.25
20,523.40
19,496.50
19,123.59
16,250.26
16,220.26
5,361.08
11,063.16
14,920.95
16,118.75
17,497.84
17,196.00
15,488.17
15,077.25
10,314.74
9,075.42
8,920.63
5,361.08
5,349.08
5,305.08
5,281.99
5,266.61
5,200.42
5,120.47
183.78
7,220.26
5,991.26
9,297.22
9,285.22
9,218.66
9,198.93
9,053.31
8,999.20
8,979.11
8,910.95

KA-2583

'lge2

Filed 08/23/10 Page 38 of 47

--1

KA-2583

Case 1:08-cv-10223-NRB Document 32-11

Date

Type

('

321

As of December 31,2003

Accrual BII"

611061

Case: 11-1924

KA-2584

Document: 94

Page: 185

KA-2584

05/16/2012

1:14PM

CASI ENTITIES

07125110

Transactions by Account

KA-2584

--+ KA-2584

212812003
3/3112003
3131/2003
313112003
3131/2003
313112003
3131/2003
313112003
313112003
3131/2003
3/3112003
3/31/2003
3/31/2003
4/2912003
4/3012003
4/3012003
4/3012003
4/30/2003
4/3012003
4130/2003
4/30/2003
4/3012003
4/3012003
4/3012003
413012003
413012003
413012003
512912003
513012003
513012003
5/30/2003
5/30/2003
5/3012003
5/3012003
5/3012003
513012003
513012003
5/3012003
5/31/2003
612812003
6/30/2003
8/30/2003
6130/2003
8/3012003
6130/2003
6/30/2003
6/3012003
613012003
6/3012003
712912003
7/3012003
7/3012003
7/3012003
7/3012003
713012003
7/3012003

Num
MC CO FUND
MCDBK
MCDBK
MCOBK
MCDBK
MCDBK
MCDBK
MCOBK
MCDBK
MCDBK
MCDBK
MCCOFUNO
MCOBK
MCOBK
MCDBK
MCDBK
MCDBK
MCDBK
MCDBK
MCDBK
MCDBK
MCDBK
MCDBK
MCDBK
MC CO FUND
MCDBK
MCDBK
MCDBK
MCDBK
MCDBK
MCDBK
MCDBK
MCDBK
MCOBK
MCOBK
MCCOFUND
MCOBK
MCDBK
MCDBK
MCDBK
MCDBK
MCDBK
MCDBK
MCDBK
MC CO FUND
MCDBK
MCDBK
MCOBK
MCOBK
MCOBK
MCOBK

Name

Memo

Class

2914
MC 03131103
MC DBK CLOTHES ACCESS PLACE
MC DBL MARTY'S SHOES
MC FIN CHG PERSONAL
MC GROC FOOD EMPORIUM
MC GROC GREEN BEANS
MC GROC GRISTEOE'S
MC GROC SHOP RITE
MC GROC TODARO'S
MC OBK HILTON PHILA
MC DBK SID'S BIKE SHOP
2914
MC04/29/03
MC OBK HARRY'S AUTO
MC OBK CLEANERS
MC FIN CHG PERSONAL
MC GROC FOOD EMPORIUM
MC GROC GRISTEOE'S
MC GROC SHOP RITE
MC GROC TODARO'S
MC GROC WILD EDIBLES
MC DBK SID'S BIKE SHOP
MC DBK HAIR DESIGN
MC DBK WINDSOR WINE SHOP
MCCM
2914
MC 05129103
MCCLOTHES
MC CLOTHES K MART
MC GROC ASSOC
MC GROC FOOD EMPORIUM
MC GROC GRISTEDE'S
MC GROC SHOP RITE
MC GROC STEW LEONARD'S
MC GROC WALOBAUM'S
MC DBK FOLICA
MC HAIR PRODUCTS
2914
MC 8128103
MC DBK CLEANERS
MC CLOTHES CENTURY 21
MC GROC FOOD EMPORIUM
MC GROC GRISTEOE'S
MC GROC PATHMARK
MC GROC TODARO
MC DBK GENDERPAC PAC
MC DBK Y AND N ENTERPRISES
2914
MC 07/29103
MC OBK CLOTHES ANN TAYLOR
MCGROCA&P
MC GROC FOOD EMPORIUM
MC GROC GRISTEOE'S
Me GROC KAlUSTYANS
MC GROC NORTHVILLE MKT

NN CO F...

KA-2584

Credit

Debit

Balance

2,484.94
4,350.88

DBK
DBK
DBK
DBK
DBK
OBK
DBK
DBK
DBK
DBK
NNCOF...

18.52
61.65
9.80
121.07
10.04
89.42
99.03
51.48
425.29
372.25
2,588.06

DBK
DBK
DBK
DBK
DBK
DBK
DBK
OBK
DBK
DBK
OBK
LLC
NNCO F...

161.18
113.50
18.29
47.09
142.60
71.68
20.28
8.61
81.19
15.00
44.34
3.57
81.50

DBK
DBK
OBK
DBK
DBK
DBK
DBK
DBK
OBK
DBK
NNCOF...

17.00
370.91
27.00
25.15
184.03
37.71
179.61
26.64
99.95
45.07
261.61

OBK
OBK
DBK
DBK
DBK
DBK
DBK
DBK
NNCO F...

89.75
235.55
40.95
102.46
50.13
13.33
100.00
24.00
81.50

1,772.66

1,674.47

1,159.23

DBK
DBK
DBK
OBK
OBK
OBK

1,373.79
27.15
40.13
10.99
28.68
16.76
15.85

KA-2584

6,426.01
10,n6.89
10,758.37
10,696.72
10,688.92
10,565.85
10,555.61
10,466.39
10,367.36
10,315.88
9,890.59
9,518.34
6,930.28
8,702.94
8,541.76
6,428.26
8,409.97
8,362.88
8,220.28
8,148.60
8,128.32
8,119.71
8,038.52
8,023.52
7,979.18
7,975.61
7,894.11
9,568.58
9,551.58
9,180.67
9,153.67
9,128.52
8,944.49
8,906.78
8,727.17
8,700.53
8,600.58
8,555.51
8,293.90
9,453.13
9,363.38
9,127.83
9,066.88
8,984.42
8,934.29
8,920.96
8,820.96
8,796.96
8,715.46
10,089.25
10,062.10
10,021.97
10,010.98
9,982.30
9,965.54
9,949.69
PIge3

Filed 08/23/10 Page 39 of 47

General Journal
Transfer
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
Transfer
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
Transfer
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
Transfer
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
Transfer
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal

Date

Case 1:08-cv-10223-NRB Document 32-11

Type

...J

321

As of December 31,2003

Accrual Baals

~-

611061

KA-2585

Case: 11-1924

Document: 94

Page: 186

KA-2585

05/16/2012

1:14 PM

CASI ENTITIES

07/25110

Transactions by Account

321

KA-2585

As of December 31, 2003

Accrual BasIs

(\

KA-2585

713012003
713012003
7/30/2003
7/3012003
7/30/2003
7130/2003
8/2812003
813012003
813012003
813012003
8130/2003
813012OO3
813012003
8/3012003
8130/2003
813012003
813012003
912912003
9/3012003
9/3012003
9/30/2003
913012003
913012003
913012003
913012003
9/30/2003
913012003
1012912003
1013012003
1013012003
10/3012003
1013012003
10130I2003
10/3012003
10/3012003
10/3012003
10/3012003
10/3012003
1013012003
10/3012003
10/3012003
10/3012003
10/3012003
1013012003
11/2612003
11/3012003
11/3012003
11/3012003
1113012003
1113012003
1113012003
11/3012003
11/3012003
1213012003
1213012003
1213012003

Num
MCDBK
MeDBK
MCDBK
MCDBK
MCDBK
MCDBK
MCOBK
MCOBK
MCoBK
MCDBK
MCoBK
MCOBK
MCoBK
MCOBK
MCOBK
MCOBK
MCOBK
MCOBK
MeOBK
MCOBK
MCOBK
MCOBK
MCoBK
MCOBK
MCOBK
MeOBK
MCOBK
MCOBK
MCOBK
MCOBK
MCOBK
MCOBK
MCOBK
MCOBK
MCOBK
MCOBK
MCOBK
MCOBK
MCOBK
MCOBK
MeoBK
MeOBK
MCOBK
MCOBK
MCOBK
MCOBK
MCOBK
MCOBK
MCOBK
MCOBK
MCOBK

Name

Memo
Me GROC SHOP RITE
Me GROC STEW LEONARD'S
Me GROC STOP AND SHOP
Me GROC WALDBAUM'S
MC DBK MUSEUM NATL HISTORY
MC OBK M2M MART
MC 08/29/03
MCCLEANERS
MC FIN CHG PERSONAL
MC GROC ASSOCIATED
Me GROC FOOD EMPORIUM
Me GROC GRISTEDE'S
MC GROC TODARO'S
MC MEDICAL MEALS MONTREAL
MeOBKAVEOA
MC OBk STEWARTS BALLSTON S...
MC oBK LOWE'S
MC 09129103
Me GROC BANK ST NATUR
MC GROC BIG Y FOOD
MC GROC GRISTEOE'S
Me GROC STEW LEONARD'S
MC GROC STOP AND SHOP
MC OBK STEWARTS BALLSTON S...
Me oBK WALMART
MC OBK HOME DEPOT
MC FIN CHG PERSONAL
MC 10129/03
MC oBK AUTO PARTS
MC CLOTHES CAPE TIP SPORTS...
Me GROC BIG Y FOOD
MC GROC FOOD EMPORIUM
MC GROC GRISTEOE'S
Me GROC KALUSTYANS
MC GROC STOP AND SGOP
MC GROC TODARO
MC OBK PTOWN BIKES
MC OBK ROOMERS
Me OBK TIFFANY NAILS
Me OBK HOME DEPOT
Me CM TO Me OBK UT LIAB
MC FIN CHG PERSONAL
me question
Me OBK CLEANERS
Me 11/26103
MC GROC FOOD EMPORIUM
MC GROC GRISTEOE'S
MC GROC PENNINGTON MARKET
MC GROC STOP AND SHOP
MC GROC TODARO
MC OBK STEWARTS BALLSTON S...
MC OBK WALMART
MC OBK OLD COUNTRY
MC 12/30/03
MC OBK ADVANCE AUTO PARTS
Me OBK HARRY'S AUTO

Class

Balance

Credit

Debit

oBK
oBK
oBK
DBK
oBK
oBK

73.89
92.14
80.40
28.22
44.00
12.74

oBK
oBK
oBK
oBK
oBK
oBK
OBK
OBK
OBK
OBK

23.00
16.00
38.75
10.17
99.13
19.62
129.55
79.89
11.99
233.35

OBK
OBK
OBK
OBK
OBK
OBK
OBK
OBK
oBK

31.29
54.95
67.09
44.88
289.99
14.99
97.62
251.23
16.94

oBK
oBK
oBK
DBK
OBK
OBK
OBK
OBK
OBK
OBK
OBK
OBK
LLC
OBK
OBK
OBK

5.82
58.42
80.87
74.69
60.95
35.78
77.81
23.74
61.80
770.00
15.00
249.20
8.99
5.64
109.10
41.50

OBK
OBK
OBK
OBK
OBK
OBK
OBK
OBK

31.24
98.88
21.93
42.53
44.74
14.84
109.70
9.55

OBK
OBK

85.76
478.96

6,763.55

1,588.38

2,456.81

1,536.98

2,352.25

9,875.80
9,783.66
9,703.26
9,675.04
9,631.04
9,618.30
16,381.85
16,358.85
16,342.85
16,304.10
16,293.93
16,194.80
16,175.18
16,045.63
15,965.74
15,953.75
15,720.40
17,288.78
17,257.49
17,202.54
17,135.45
17,090.57
16,800.58
16,785.59
16,687.97
16,436.74
16,419.80
18,876.61
18,870.79
18,812.37
18,731.50
18,658.81
18,595.86
18,580.08
18,482.27
18,458.53
18,396.73
17,626.73
17,611.73
17,362.53
17,353.54
17,347.90
17,236.60
17,197.30
16,734.28
18,703.04
18,604.18
18,582.25
18,539.72
18,494.98
18,480.14
18,370.44
18,360.89
20,713.14
20,641.38
20,168.42
Page 4

KA-2585

KA-2585

Filed 08/23/10 Page 40 of 47

General Journal
General Joumal
General Joumal
General Joumal
General Joumal
General Joumal
Transfer
General Journal
General Joumal
General Joumal
General Joumal
General Journal
General Joumal
General Joumal
General Joumal
General Joumal
General Joumal
Transfer
General Joumal
General Joumal
General Joumal
General Joumal
General Journal
General Journal
General Joumal
General Joumal
General Joumal
Transfer
General Journal
General Journal
General Joumal
General Joumal
General Joumal
General Joumal
General Journal
General Joumal
General Joumal
General Journal
General Joumal
General Journal
General Joumal
General Joumal
General Joumal
General Joumal
Transfer
General Joumal
General Joumal
General Journal
General Joumal
General Journal
General Joumal
General Joumal
General Joumal
_
Transfer
~ General Joumal
General Journal

Date

Case 1:08-cv-10223-NRB Document 32-11

Type

V\

611061

Case: 11-1924

KA-2586

Document: 94

07125110

05/16/2012

611061

321

CASI ENTITIES

1:14 PM

Accru.1

Page: 187

KA-2586

KA-2586

Transactions by Account

Ba.,.

As of December 31, 2003


Date

1213012003
12130/2003
1213012003
1213012003
12130/2003
12130/2003
1213012003
12130/2003
12130/2003
12130/2003

Nurn
MCDBK
MCDBK
MCDBK
MCDBK
MCDBK
MCDBK
MCDBK
MCDBK
MCDBK
MCDBK

Narne

Memo
MC DBK CLEANERS
MC GROC FOOD EMPORIUM
MC GROC GRISTEDE'S
MC GROC PATHMARK
NY GROC TODARO
MC OBK TIM LIFE INSUR
Me OBK EMPIRE MOUNTAIN SPO...
Me OBK HOME DEPOT
MC FIN CHG PERSONAL
MC CM 2003

Total 2914 . MC 5263271009281872


Total2llOO . Payable to DBK
TOTAL

Cla.s
OBK
OBK
DBK
OBK
OBK
OBK
OBK
OBK
OBK
OBK

Credit

Debit

Balance
20,116.17
19,957.56
19,817.19
19,735.90
19,678.29
19,527.28
19,240.07
19,178.83
19,172.06
19,117.99

52.25
158.61
140.37
81.29
59.61
149.01
287.21
61.24
6.77
54.07

----

78,203.51

90,114.49

19,117.99

110,003.33

191,368.95

164,260.50

110,003.33

191,368.95

164,260.50

Case 1:08-cv-10223-NRB Document 32-11

Type
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal

Filed 08/23/10 Page 41 of 47

KA-2586

KA-2586

KA-2586

Page 5

KA-2587

Case: 11-1924

Document: 94

Page: 188

KA-2587

05/16/2012

611061

321

KA-2587

Case 1:08-cv-10223-NRB Document 32-11


Filed 08/23/10 Page 42 of 47

KA-2587

KA-2587

KA-2587

Case: 11-1924

KA-2588

Document: 94

Page: 189

KA-2588

05/16/2012

1:20 PM

CASI ENTITIES

07125110

Transactions by Account

Accrual Basis

KA-2588

As of December 31, 2003


Date

Num

3300 . Partners Capital


3302 . Capital. Joel Bernstein
12/31/2003
General Journal

YE 12131/03

Name

Memo

Class

3302 Bernst...

Clr

Split

3100 Retain...

Total 3302 . Capital Joel Bernstein


YE 12131/03

3303 Cox

3100 . Retain ...

Total 3303 . Capital- James Cox


YE 12131/03

3307 Goldb...

3100 Retain...

Total 3307 . Capital Lee Goldberg


YE 12131/03

3308 Gulfein

3100 . Retain...

Total 3308 . Capital Elisha Gurfein


YE 12131103

3310 Abe K. ..

3100 . Retain...

Total 3310 . Capital Abe Karron

3311 . Capital- Marlon Karron


General Journal
12/3112003

YE 12131103

3311 Marion...

3100 Retain ...

Total 3311 . Capital Marion Karron


YE 12/31/03

3313 Frederi...

3100 . Retain ...

3318 . Cspltsl Matthew Rothman


12131/2003
YE 12131/03
General Journal

3318 Rothm...

3100 . Retain...

Total 3318 . Cspitsl- Matthew Rothman

3330 . Capital - 0.8. Karron


General Journal
12/31/2003

YE 12/31/03

3330 DB Ka...

Total 3300 . Partners Capital


TOTAL

KA-2588

3100 Retain ...

10,000.00
30,000.00
30,000.00

0.00

30,000.00
10,000.00
10,000.00

0.00

10,000.00
10,000.00
10,000.00

0.00

10,000.00
10,000.00
10,000.00

0.00
0.00

10,000.00
10,000.00
10,000.00

0.00
0.00

Total 3330 . Capital- D.B. Karron

0.00

0.00

0.00

Total 3313 . Capital- Frederica Miller

10,000.00
10,000.00

0.00

0.00

10,000.00

0.00

10,000.00
-86,079.00
-86,079.00

0.00
0.00

0.00

-86,079.00

0.00

0.00

13,921.00

0.00

0.00

13,921.00

KA-2588

Page 1

Filed 08/23/10 Page 43 of 47

3313 Capital- Frederica Miller


General Journal
12/3112003

0.00

0.00

0.00

10,000.00
10,000.00
10,000.00

0.00

0.00

3310 . Capital. Abe Karron


General Journal
1213112003

0.00

0.00

0.00

3308 . Capital - Elisha Gurfein


General Journal
12/31/2003

13,921.00
10,000.00
10,000.00

0.00

0.00

3307 . Capital. Lee Goldberg


General Journal
12131/2003

Balance

Credit

Debit

0.00

3303 . Capital James Cox


General Journal
12131/2003

KA-2588

321

Case 1:08-cv-10223-NRB Document 32-11

Type

611061

Case:
Case 11-1924
1:08-cv-10223-NRB
Document:Document
94 Page:
32-11
190

KA-2589

KA-2589

Filed
05/16/2012
08/23/10 Page
611061
44 of 321
47

KA-2589

G
GIL Income & Expenses

CAC 191 to CAC 321

KA-2589

KA-2589

KA-2589

Case:
Case 11-1924
1:08-cv-10223-NRB
Document:Document
94 Page:
32-11
191

KA-2590

KA-2590

Filed
05/16/2012
08/23/10 Page
611061
45 of 321
47

KA-2590

CASI ENTITIES
General Ledger
10/01/01 through 12/31/03
Income & Expense Accounts

CAC 191 to CAC 321

PROFIT AND LOSS INDEX.xls


Sheet4

KA-2590

7/25/20109:18 PM

KA-2590

KA-2590

Case:
Case 11-1924
1:08-cv-10223-NRB
Document:Document
94 Page:
32-11
192

KA-2591

7:.J5PM

CASI ENTITIES
KA-2591
Prof"Jt & Loss

07125110
Accrual Basi.

Filed
05/16/2012
08/23/10 Page
611061
46 of 321
47

KA-2591

October 2001 through December 2003

Oct '01 Dec 03

190
1

Proftt .. Lou. Indax

CAg__ 199

191

,Q.AC

.Ord!l~~~.~

Income

4DOO . Income

10

_."!O"0,,---f!:ei~~_nselncome

4013--"--~~undi_~~~~ofPoc:k~

;_~"014 . Co-Funcling via Ma.....~~.

_ ~15_ln-.KI~.Equi~__~ibution
___ ~"--~A~I~_
.708 .!~~~!~~-r: LLC AIC 1030
...711 . _'!t~~ OBK!O _~_AIC ~~_

0t712 FROM DBKTO NIST Ale 10'0


4812 D9K For NlST AW

lTac.I.eooG . lnc:arne

738.37.
3,799.82.
36,0.2.2.11 .
30,000.00
J,345.S00.oo
1,100.00

. .. I

.76.4~4,OO

3,000:00
27,610.00
1.524.264.30
1,524,2~.30.

4000

16

. . ..J""c~~......... ,",=",,",&~
20

Exp;onM
~ . AE-AcC<M'"ting

21

22

5001 AE.,JIII Feldman CPA

23
24

1,000.00
1.0.00.00

Airlme.
.5003
- AE..A.meric:an
- ---

26

.5004 . AE-AmeriQR West


.'.
--

27

.~AE~ ...

28

5Oll& AE..ldlIuo

29

_,!:~_~'~~e

.~AE-'.UlO.

31

._._ ~ . AE-Airport ~'!!~~

32

AE...c.ntrai P.ldng
----r-500t.
. --_.---

33
_~11'~~

.!OO7 AE-Auto. Oli..

36

CAC

_lCAC..,: ?02

I 2.93 ,
;

CAC

218

CAC

219

._.

'CAC

219

'CAe

220

1<10. 00 .

220
---CAC:
-.-~

31.00:.
1,4()1,98
586.501
2.407. 48.
5007.1,1

30

35

1'1

5002

.~.AE~~~

25

34

5000

.~~C, .2001

T<*I 5007 ~-Auto

3.00
50.00
68.00
221.59
4.00

~.59.

5124 A.Amazon
5125 AE~rnea& Nobfe
.51~~~s_~S

5128 AE-<EE IlooIts


2.""5123' .AE_ _
43

5137 . AE-Domaln Name


~------_

... - -----

44

.513a AE-oueo _

45

.. ~!-~__~~~Char~ _

46

~i_

5140 . AE-Hardwilfe

.5,., .~.-3D.FXCool .

47
48

5143' AE.AOOBE.COII'I

49

5145 AE-BttISox

~51~_:.~..c~OT.~~~~a

50

5155 AE~umbia Home

51

PROFIT AND LOSS INDEX.xIs

Sheel1

KA-2591

7/25120109:20 PM

KA-2591

Page 1 of7

KA-2591

Case:
Case 11-1924
1:08-cv-10223-NRB
Document:Document
94 Page:
32-11
193
CASI ENTITIES

KA-2592

7:35PM
07125110

KA-2592
Profit & Loss

Aa.rUII S-la

Filed
05/16/2012
08/23/10 Page
611061
47 of 321
47

KA-2592

OCtober 2001 through Deellfllber 2003

A B C D

Oct '01 - Dec 03

190

2
52

10,587.49
180.82
309.55
1.686.35
350.17
335.00
84.45
1,525.24
243.53
46.98
9.90
199.00_
1,366.00:
89.35
171.29.
29.00
346.77

5157 . AE.oatavision

i"'

53

5151 AE.oigHal~

54

51!8 . AE-Dymo Corp.

55

_~~~1

. AE..Elee1rial s~

.,..,nationaI

56

5163 . AE-GMmln

57

5!!5' AE-Gl VJdM

58

~161 . AE-Grainger
.51_1S A.f8M Dkec:l

51"' AE.J&R Sound


_5170 AE-Kipo

&or"'cloltaIe

5171'AE-L_
.-.~

~173' AE-ProjodDr ~_

517. AE-IlKId1 Todlncllogy


517& AE-5uD Zero Tec~noIogy

5na AE..wae:om TeehnolC!.Gr


511O'AE_
51~'

AE-HardW Other

2cq1 5140 Af~cIwa'.

21,252.93
2.961.41

518QAE.-.
$110 AE~"""on

$1e2 . AE-Hornerront Hardware

5183 AE........ TOOls


'51QQ . AE-I",ulladon Other

-. TotIII 5180 AE....talalkH1


52OOAE_

57.00
356.24
0.00
413.24
5.069.72

5201 . AE-Amtrak
533 . AE-Ea~

,5200AE._-OChe<
_._

Total 520D . AE~

82

5210- AE-Meala

83

5220AE-otIice

804

_~1' AE-Btuoe8etIM ~

.5222' AE-<:_ Di$lr_no


5223 AE-Edl;.,d
5224 . AE-l.abet Uniwr. .

.5225, ~-Ma'rio!Gtft_~
522e . AE.oIfioo Dopac
5227 AE..()ffi~ MAx

5228 . Af-PNrl P.nt


.~. ~-Radlo~

5230 AE~I'-Aid

5231'AE_ _

5Dll . AE.()lfQ - Otrwr

Total 5220 . AE..()ftiee

!_'-:5Z!Cl.AE~

-!

129.75
524.55
15.19
35.40
6.00
4,426.26
28.20
47.93
596.22
6.26
1,029.35
1,108.04
7,953.15
20.44,

.--.-~.' AE-Phone

52&1 AE-IOT

5213 AE-Siena

PROFIT AND lOSS INDEX.xis


Sheetl

KA-2592

CAC 229
CAC 230

CAC 229
CAC 230

5200

CAC 231

CAC 231

5210

1
2

CAC 232
CAC 233

CAC 232
CAC 234

235,

CAC 235
CAC 236

5189

5190

~220

85

-.

30.72
3.165.07
1,161.01.
576.21
4,933.01

'lll1'AE_~

I,

5250 1
5260

1
1

1,

--. C~C!

CAC 236

128.20.
104.74

7125120109:20 PM

KA-2592

Ore ,43

P.2of7

KA-2592

Case:
Case11-1924
1:08-cv-10223-NRB
Document: Document
94 Page:
32-12
194
CASI ENTITIES

KA-2593

7:35 PM
0712$'10
Accrual Bals

B C D

Filed
05/16/2012
08/23/10 611061
Page 1 of 44
321

Profit & Loss


KA-2593

KA-2593

October 2001 through December 2003

Oct '01 - Dec 03


,5Ze4 . Al'cSk~
5285 AE-Sprint
5286~.~!"8

5210 . AE-Phone ~ Other


Total 52eO AE-Phone

50.18
39.81
315.52
127.00
765.45

. ._

5270

~AE.p

5275 . AE-USPS
Total 5270 ~_..pos~_
5280 . AE.:Repairs

110

1,251.13
1,251.13
46.16

5280
5290

5ZIO . AE..semil1llr

111

5282 AE-slAM Math Society

112

Total 52SKI . AE.seminar

113

5298 . AE~oftwar.

114

5300 . ~~UY Up'r'i!M

115

~,5301 . AE-Coda CcH!'_~ny

5302 . AE-Digiatl ~~ Soft


5303 . AE<ac::c:eleration
530S AE~tlrd'o.Com
5307 AE"'ris Inc:.
5301 . AE..Jasc Software
530SI . ~-KennHy Software

5310AE...Mc:Af..
5311 AE-MYNAI.Com
5312 ~ AE.Quic:kbooks

5313 AE-Rognow
53'4 AE-RogoofI. .
5315 . AE.:Rhlno
531& . AE-Roxio
5317 AE-Runtlme
5318 AE..sortwarefor SCience
531Q ~Teh.alc"my
5320 . AEVisioneer
J5321 AE-WNT.R~~"""
5322 . AE~YNM.Rn.Com
'5323 AE.zippy.U~.
5M . AE-sonw.re - Other
TotiIl

sm AE..sonware

5352 Microsoft
Total 5350

AE~TKh

5299'
799.49
177.45
207.93
36.00
55.58
427.91
19.00
5.95
72.69
71.38
1,563.44.:73.8697.89
82.91
195.85
159.00
258.00
56.90
514.90
57.90
39.74
426.00
586.79
5,986.56

5382 AE-Tec:r. Tools


Total 53eO . AE.TooIa

5372 . AE..Metrocard
5373 ATaxi and LimOU&ine

KA-2593

.~~C

CAC 238
239

CAC' 240'

CAC 242

CAC 243

CAC 243

5360.

CAC 244

CAC 244

139.95.
247.30
387.25
I

5369:

14.00
120.00
385.89

PROFIT AND LOSS INDEX.Xls

Sheet1

CAe 238
CAC ~39

5350

53ea . AE-Travel

5371 ~-:L.u~_C?rta

CAC 237

104.55
245.00
349.55

53eo . AE-Toois
5301 . AE-Mlcro Mark

1
1

CAC 237

500.00
500.00

5350 AE-Tech
53$1 . AE~Tlme Motion ToOls

190

7/25120109:20 PM

KA-2593

.CAC j 245[_

~ACI 245

..

C~ Iq~

P-oe3017

KA-2593

Case:
Case11-1924
1:08-cv-10223-NRB
Document: Document
94 Page:32-12
195

KA-2594

Filed
05/16/2012
08/23/10 611061
Page 2 of 44
321

KA-2594
Profit & Loss

1;35 PM
07125/10

KA-2594

CASI ENTITIES

~8aia

Oc:t_r 200' lhrougll December 2OO~

B C D

Oct '01 Dec 03

190

2
5374 - AE-Tr.

5389 AE-Travel- Other


1011I15388- AE_lrawt

1,67~.55

86.59
2,285.03

~ - Acc:ountl~

eoD1 ' J~ Cornwall

2,945.10

6003, Jill F...... CPA

5,50900
15,215.00 .

__ .-n._CPA
eoos ' Ken .JiK:bon
100& - Spitz. & G....Mttin
Total 1000 - Ac~ou"ting

2,891P6

1012' Exxon

1,006.92,

-_

1014 - Mobil..

2,434.37

101. - Sl.rtoco

364.17
1,459.05

To1al15010' Auto

IO"'-Ch!'~
1018-8ooka

0022 Coble

1024-IOT
1025- Mel

_.-

_RCN_ ..
---

1034, VoicMlrum Wi,...


t

--

1038-~.

ToIM 1020 - e~unica~

. Figlla l Sons

_-

238.60 .
5,347.29
350.81

25,654.71
6040
1,995.00
170.27

20,164.33

1050 . conr...~~

4,310.60
21,677.00

KA-2594

1,822.76

TcMllCMO - e~ In.tMIa~on

PROFIT AND LOSS INDEX.x1s


Sheet,

CAC 260
lG~1 261

725.97
4,600.00

2.040.00
5,400.00

10$3 DuN .,.. $ubKr'

CAC 260
I
CAC 261
,CAe ~2.
CAC 263

1,599.27

eo.- - ".ero SoW

1052 - Domain Name

CAC 259

234,56
710.60

...... .... ......

0051 ' l l o p < _

CAC 259

1
1
1

2,~.02

8,736.30

CAC 252
CAC 2~3
CAC .~~

6020

toM - HorMfront HardMwe

1047 Mi... . - Etectric:

CAC 251
CAC 253
CAC 254

250

370.27

0040 - Compulllf In.'''aon


1041 - ColumbiA

2
1

601.
601~_

91437
5.787.48

1035 Vl. Wlr".

.G/~C

576.35

1028- Spti~

1031 - nMobile

CAC 248

1,36.2.23

344.00
1,565.47

.1032
_.. - V...lzon
.._-

8,764.31

1027 - Rei!!,~Md l~ ___

1030 Thorn

_~01.O_

~.~

1021 -An

CAC 247

537'.13
63.91

_~15-PartLing_

6017 Tolla

CAC 246

61,950.10

1011 - Auto bntlil

,.

25,290.00
13,000.00

1010' Auto

1013-Gu

~00Q...

70.00
452.46

6050,
60516052
6053

1
1

1
1

1
1

1
1

7125120109:20 PM

KA-2594

_. ...

-C~~. 262

CAC 263

CJr~

'I~~

P.-4 of 7

KA-2594

Case:
Case11-1924
1:08-cv-10223-NRB
Document: Document
94 Page:32-12
196

KA-2595

Filed
05/16/2012
08/23/10 611061
Page 3 of 44
321

KA-2595
Profit & Loss

7:'-5 PM
07125/10
Accrual e-;.

KA-2595

CASI ENTITIES

Oct_ 2001l1vough Dece_ 2003

B C D

190

Oct '01 - Dec 03


2
~:Em

__

,
1011 . Atiata
._~ ~ Childca'e ~ . Routte Me
~_'_~UQs

..1004 . Gym Memblrs.hlp .

.-

... _.. ~'Horizon


._ .;~. MedIcal RMn~_

1017 Oxford Hulet


T_IIOllO'~

__

~. Equipmltnt R ~

.60!1 . Fk\IInee ChIlrge

1082 . Honorarium

eo83 . lnauranell
.~.~

',02
Frederica MMter
---- ESQ

..

.,03
.,01 .

LlBl.
PMn6e & Edmonds

.,07 5chwarCz: & $alomon


.
-

1108
. . Scialabbll .nd- Associa'"
1101 . Solomon & II.-nstein

.T_ ..... 1..ogol


..!!20'~~

_.

..!.!..~NGEhIdl

.,30ornc.
., !SO Outs_ Setvic.

1151 . Abe K.rron


"'52_T~.Group
1153'Axi~S~

...0....-11'_54. Bator Btnlo!


1155 D.

F.ff~

"57' George ~g PhO__

_11~'

Jam.. COl. oIs

_ . "' 511 .lone. Lawto<

r:

1110 . PeW Ron

.I'et . R.dIo.Logk: .
"'12 . ScOll AI....

"'13 ,v.~ ... "'! ~ <:....uIting


.T~ "'SO Oulsldo ~
._~1!O P~pal P~nta

..

!"1T5Poo_&IleII""'!

."m . 110I... ExponMs_


.~~.!!~~r.

..

111Oo.n..aI

.,78R"rs.oa.t
.!.oIal11!8R. . ..,.
~"aa

Rent

. _ ;1,.,' R.nUor 200"-

_ _ 0"82' Rent _'!If 2G02


1183 R.... foI" 2003

PROFIT AND LOSS INDEX.x1s


Sheel1

KA-2595

CAC

264

_CAC

271

1
1
1
1
1

1
1
1
2'
1

CAC
CAC
CAC
'CAC

272
273
274
275:
277

_CAC
CAC

272
273
274
276
277

1
1
l'
1

1
1
2
3 ..

~AC_

1
1
1
1

1 ..

.gAC

1\
1
1

_CAG. 286,
. !
CAC 287

~O

3,104.35:
2,735.00
5,754.76
3,356.22
888.54
62,018.00
27,153.26
105,010.13
477.84
300.79
1,136.42,
2,370.17'

6~

6091
6Q~2.

6093
6100

16,000..00
352.60
10,075.28
1,972.00
3,000.00
11,950.00
43,349.88
498.65 6120
0.00 6122
2..092.73: . 6130'
6150,
1,000.00
71,000.00
400.00
1?,759.75 ,
. :
8,519.00
40,898.99
33,930.00
161.00
1.,172.64
100.00
2,000.00
1,000.00
172,941.38 ..
1,234.25 6FO
1,570.94 6U5
96.15 6177
6178
319.04
275.00
594.04
6189
33,000.00
28,000.00
24,000.00

7125120109:20 PM

KA-2595

.~AC

.~AC
.-

GAC~

CAC

278 -- .gAC - 278


CAC_ 279
_C~C .. - 279
!CAC: 280 i
J~AC~ 281
CAC 284
,CAG. 282,

285

CAC . 285
,CAC
286
I
.

.(;AC. 288

CAC
.CAC

287
288

:CAC' 289

CAC

289

CA-G

Iq"

Page5047

KA-2595

Case:
Case11-1924
1:08-cv-10223-NRB
Document: Document
94 Page:32-12
197

KA-2596

Filed
05/16/2012
08/23/10 611061
Page 4 of 44
321

KA-2596
Profit & Loss

KA-2596

CASIENTlnES

1:35PM
0112511D
AecnalBaN.

OCtober 2001 thn>ugh December 2003

ABC

190

Oct '01 - Dec 03


5,OOO.oo

, :T~!1~:..~.~

__5J)5.Q.Q9.__
_ ~2L82~.Q7,_ _
OJCM Jamn L. COJC emp
--

-.-

-.-

I~'_~G~~

.. 1QO...oqo.!!5.__

__

~,0Q4.12,

_23.. ~5.QO.:..
5,047.50

.~!.: ~~ ~~~
~~M.Per_

4~417_~_

_ ~~~'~R~

~_

U11 . Robert G. Wine


-- --

-- .. -

3,5?0..90~

--

......._....;,1,;;:5,:.;;;2;;;,21,;.;,.2:;;,;5;.,:

+- .. ~~__N~c_~~~_ . . ~

.,...

295.60,

. ~1".P"1r~~_.

_6~j5__

6330

6330 R....-ch and Development

r--- -- -, '.. ----

.-

19-,0~8~9~

lT~~:~r~Ea:~1

r - 'I

... 1.- __

j1....3~.QO,

.. ~:..~R~ .

;.

_53L6~5.QO _

___ ~~..:D.~Kar...!.-on

---

--

:..C~C_ ~_94

J;~C..:...?94

:CAC: ~95.

Ig~c

1,2~5.Q9:

111A~3J4~

,--

. -- -

!31.~1.39.

6342 Silicon City

T-- - - - - --_.-l.

-I --

~643.2~.

~'~~"'~-0Ill0r

-_.

I"
-r--

_ ... .j....

210.:..00_
30.000-,-0'1.
2,768.47

-r!-~"nK'ndC~r!qu'~'"

__

.!. _ _

_ l.

7~,0_93._54

~~~...!!!.~C!r~phi~

__
.t

..L _.

!!.019 .57.: _
_ ~.~5.?5.
295.:..OQ.. _

. _

13lI1 SOl Dewllopers

.....-

1.4.~9:...oo~.

L ,~~'~.:r~~~~. __
I

~.

8338 PKlIIc Dola Sb_

+-.-l---o-_~':"""".

845....83~

.~-:- __ :~7..:~_ne~a.I'C~~ .. _

- -. _ ..

_ 2~_5:90~
2,850.00'
- -

...

_4-.1~_fr~_

:;

298

___ 2100

.--~--~~:~~!~-

T -r- - - - - .. - -

293

780.00~

.~_.~~'!:....~~-.
1--

.CI\g~

6300

1300 : "'Tol' ExpoMft

+- - +_.

.!~83.30..:.~<.!!.-!_~

,__

'Sla~

r -

---

----

___~-~~.!.Tal!ea
_

.~1351

.. I -

5-t

FICA

_. Cl'Q: 2~~ __
CAG.' ~OO

'CAC' 299

'CAC'304
0,_"'T--

'0352, fIIttocIC*.

-T---

--

6353'FUTA

..

T~--

_~l

.1I3"'~

__
1357'

o-

r-

~356' ~Di.saIlUIty

----I

~.UI_

..I

.03!58!"C~1

_
_

-+- .L
~

:!otaIl35O Payroll Tun

..

~~, ....,,: ~-

T~

BOO. 00 ,

1311 . NY Corpogtion Tax

_ .. _-

T~~.!axa

8370 . Travel

r"1

----~=~

_ ~O.OO:_

5370,

PROFIT AND LOSS INDEX.xl.

Sheet1

KA-2596

7125120109:20 PM

KA-2596

Pogo eon

KA-2596

Case:
Case11-1924
1:08-cv-10223-NRB
Document: Document
94 Page:32-12
198

KA-2597

Filed
05/16/2012
08/23/10 611061
Page 5 of 44
321

CASI ENTITIES
KA-2597
Profit & Loss

7:35PM

07125110

_Boola

KA-2597

OCtober 2001 tlu'oug/I December 2003

ABC D
... ----t-

,.

~~7~ '_Al~~re

.l.~

3,489.51 .
8,922.46:
224.93._
2,27.1 .67 1 _
189.90

.~.,,",,!!-. __'!!!.4 Mi&c Travel

.1~5' Taxi__

190

.. - I

--t- -

J .7~Q...50,._.

~~_HoIaI

_~7~'",:~~i"

1 .....

--L

6370 . T,.,.. .. a.-

.6319, Tuition Refmburwmenc


., --;--r"
- . - - - - . ---.
1310 . UttUties

---

.-

.... -

1--

. - ! - .--

. ---I

J8,703.89: _
3,238.20, 6379
21,604.06
6380

___ ~.T~_~_~:t:~ ..

J_

. J,4~52 .
431.40

. ~e~_Tr~.~~

Oct '01 - Dec 03

_ ... -----r-'
1

.._.~I_ _.-

CAC

lCAC j

309
3'10 1 '-

CAC 309
CAC 1 311

.---- r

_..:.:1,~72:;5:::.:,9:.::5:::0.;.:,'
7~9i

t-j

-201,686.49

. .~ OtdillMl' Income

._!~~~

1- .

0-1_

-,- -

.Ll13!'~~~~ Bank ~

.....

1--:

..

-R

-53.54I17.

.,T~~_ -:'~'oU ,?"'I~.Aec:ount...__

.7ODO.~Tr~

!.

~.547.17

.?000l . eASt ~.~~ndI"1 ~ P~~

:~_7'f!lo.!....ATPT~~IN

. __ ._7008F-.~~~l,I,Coo!!".

~1.~.91

!_~

'7.35 TO INC_OUT

:7000 . F~~_INC TO 8735 IN

~.009001

7010 FROM INC TO 8735 OUT


r--.-.- - -....- ._-

.J?O.OOO.OO.

_70"

.!....-R<?" INC 1!' LLC IN

.. ''71012 'F~MINeTO.y'C OUT


_. _70~3' ~'!'. ~~~8735 ~

_~.

.70'.FROMLLCToe73sour

___ ._ ,.,2!!~_5 . F~~LL.E.,TO NIST LLC IN


I

.;7018 :.FROII UC.TO NIST ~CllUT


~_7 F~-'~ LLC~~ LLC ~_.

. . _~~~. F~~ UC ~~ LLC ~


101. FROII NlST UC IN

- - I i .. -'---'-"
__

_.__

,..,~?-O20 . FROM

NIST LLC OUT

.~.oc.I7OOD' B.M1k

Transf..

.!-.?-~

r-j

4_. __ IC~C. ~181

1-.

C~G .. 3?1
-

. _-95,576.00
,95.576.00
-91,66_3.91 L

.. ~ i..J~~_F~om'7~IOI~c;
. .I~, __ .

.l

,__.70Q14
:-80.300.00~ __

T4--

_~,300.oo:_

. ,_'_ . ~~_~.C:o-!:~~.to,!~T~TP

~~

CAC 317
;_.,_
..

CAC .. _~13

164,9..1~.34:"'_
-318.461.51

_~_. From

,
.---

.. ~. CAS' eo.tu.ndi"!l-..~ NlST .

"

~65QL

- =- ;.T~.:-~""Y':;~--

ICAC: 312

!~e.8500 . Payroll C.....ing ~unt

~_

6391

45.64 .

. _.~...~!nco~

4:.:;5,;,;:.64;.:.,

-521.53
521.53

1_-.

.,

-15.~QO.00

15,8oo.oo j
_...--:-1.QOO oOO_
1,00.9.00
-16,500.00 .
16,500'OO~ .
. ...:-8,614.00,_._
8,614.00 1
53,547.17
1
0.00
45.64
-201,640.85

-,-

,--

343

PROFIT AND LOSS INDEX.leIs

Sheel1

KA-2597

7125120109:20 PM

KA-2597

Pago7ol7

KA-2597

Case:
Case11-1924
1:08-cv-10223-NRB
Document: Document
94 Page:32-12
199

KA-2598

### ###
#
#
#
#
#####
#
# #
#
####
#
#
#
#
#
#
# #
#
###
#####

KA-2598

####
#
#
######
#
#
#####

Filed
05/16/2012
08/23/10 611061
Page 6 of 44
321

KA-2598

## ###
##
#
#
#
#####

Job : 31

Date: 7/25/2010
Time: 8:46:50 PM

KA-2598

KA-2598

KA-2598

Pile

KA-2599
8:46PM

07/25110
Accrual Basis

't>6

..3
Num

Date

4000 . Income
4010 Reimbursed Expense Income
NCR
Deposit
6/4/2002
Deposit
10/22/2002
Deposit
1211212002
3/2512003
Deposit

05/16/2012

October 2001 through December 2003


Memo

Name

REIMB EXP INCO...


REIMB EXP INCO...
REIMB EXP INCO...

AC
AC
AC
AC

4010
4010
4010
4010

Class

0.00
4013
4013
4013
4013
4013

NN CO FUNDI. ..
NN CO FUNDI...
N LLC N
N LLC N
N LLC N
0.00
NN CO FUNDI...
NNCO FUNDI...
NN CO FUNDI. ..
NNCO FUNDI. ..
NNCOFUNDI. ..
NNCO FUNDI. ..
NN CO FUNDI...
NN CO FUNDI ...
NN CO FUNDI ...
NNCOFUNDI...
0.00

Total 4014 . Co-Funding via Mastercard


4015' In-Kind Equipment Contribution
IN KIND
General Journal
10/112001

IN KIND

NN CO FUNDI...
0.00

Total 4015 . In-Kind Equipment Contribution


NISTWIRE IN
NISTWIREIN
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NIST ATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP

AC 4020
AC 4020
ATP
ATP
ATP
ATP
ATP
ATP
ATP
ATP
ATP
ATP
ATP
ATP
ATP

NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NIST ATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP

207.51
433.14
77.68
20.04

207.51
640.65
718.33
738.37

738.37

738.37

886.18
485.54
94.10
523.52
1,810.48

886.18
1.371.72
1,465.82
1,989.34
3,799.82

3,799.82

3,799.82

7,182.37
7,694.40
10,859.18
3,559.55
1,229.00
2,484.94
2,588.06
81.50
261.61
81.50

7,182.37
14,876.77
25,735.95
29,295.50
30,524.50
33,009.44
35,597.50
35,679.00
35,940.61
36,022.11

36,022.11

36,022.11

30,000.00

30,000.00

30,000.00

30,000.00

150,000.00
60,000.00
60,000.00
60,000.00
60,000.00
60,000.00
70,000.00
70,000.00
70,000.00
70,000.00
0.11
69,999.89
70,000.00
30,000.00
30,000.00

150,000.00
210,000.00
270,000.00
330,000.00
390,000.00
450,000.00
520,000.00
590,000.00
660,000.00
730,000.00
730,000.11

SOO,ooO.OO
870,000.00
900,000.00
930,000.00
Page 1

KA-2599

KA-2599

KA-2599

Filed 08/23/10 Page 7 of 44

4014
4014
4014
4014
4014
4014
4014
4014
4014
4014

MC CO FUND
MCCOFUND
MCCO FUND
MC CO FUND
MCCO FUND
MC CO FUND
MC CO FUND
MCCO FUND
MC CO FUND
MC CO FUND

Balance

Credit

Debit

NISTATP
INC
INC
INC

Total 4013 . Co-Funding via Out of Pocket

112001
120501
010902
012302
022002
032202
043002
052102
070202
072902
090502
090602
100402
102202
110602

KA-2599

Transaction Detail By Account

4013 . Co-Funding via Out of Pocket


OOP 53102
General Journal
5/31/2002
OOP 83102
8/31/2002
General Journal
OOP93002GU
9/30/2002
General Journal
OOP 123102
12/3112002
General Journal
OOP62703
6/27/2003
General Journal

4020 NIST ATP Income


11/20/2001
Deposit
12/5/2001
Deposit
1/9/2002
Deposit
112312002
Deposit
2/2012002
Deposit
3/2212002
Deposit
4/3012002
Deposit
5/2112002
Deposit
71212002
Deposit
7/29/2002
Deposit
9/512002
Deposit
9/612002
Deposit
10/4/2002
Deposit
10122/2002
Deposit
111612002
Deposit

321

CASI ENTITIES

Total 4010 . Reimbursed Expense Income

4014' Co-Funding via Mastercard


12131/2001
General Journal
5/31/2002
General Journal
8/31/2002
General Journal
General Journal
12/3112002
1131/2003
General Journal
212812003
General Journal
3/3112003
General Journal
4/30/2003
General Journal
General Journal
5/31/2003
General Journal
6/3012003

611061

Case 1:08-cv-10223-NRB Document 32-12

Type

Case: 11-1924 Document: 94 Page: 200


4000
KA-2599

Case: 11-1924

Document: 94

Jrfc .4coo

KA-2600
8:46PM

07/25/10
Accrual Basis

LofJ~

Deposit
Deposit
Deposit
Deposit
Deposit
Deposit
Deposit
Deposit
Deposit
Deposit
Deposit
Deposit
Deposit
Deposit
Deposit
Deposit
Deposit
Deposit
Deposit
Deposit
Deposit
Deposit
Deposit
Deposit
Deposit

1111312002
11120/2002
11/26/2002
12/212002
12113/2002
1213112002
111012003
112212003

2/6/2003
2/2012003

3/312003
3/1212003
3/1912003
3/2812003
4/1/2003
4/912003
4/1812003
412312003

5/112003
5/6/2003
5/1612003

5/2012003
5/2812003
6/1012003
6/24/2003

111302
112002
112602
120202
121302
123102
011003
012203
020603
022003
030303
031203
031903
032803
040103
040903
041803
042303
050103
050603
051603
052003
052803
061003
062403

Name

Memo
ATP
ATP
ATP
ATP
ATP
ATP
ATP
ATP
ATP
ATP
ATP
ATP
ATP
ATP
ATP
ATP
ATP
ATP
ATP
ATP
ATP
ATP
ATP
ATP
ATP

NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP

Class

Credit

Debit

NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP

N LLC N
N LLC N
0.00

FROM OBK TO
FROM OBK TO
FROM OBK TO
FROM OBK TO
FROM OBK TO
OBK
OBK

LLC
LLC
LLC
LLC
LLC

AlC 4711
AC 4711
AC 4711
AC 4711
AC 4711
AC 4711
AC 4711

N LLC
N LLC
N LLC
N LLC
N LLC
LLC
LlC

N
N
N
N
N

0.00

Total 4711 . FROM OBK TO LlC AlC 1020


4712 FROM DBKTO NIST AlC 1010
OBK 5173
9/4/2002
Deposit

Dr. O.B. Karron

AC 4712

NISTATP
0.00

Total 4712 . FROM OBKlO NIST AlC 1010


DBK 1023
OBK 1017

KRACKOW
PATRICIA DALIA

KA-2600

NN CO FUNDI ...
NNCOFUNDI ...

Balance

12,000.00
30,000.00
10,000.00
20,000.00
30,000.00
20,000.00
20,000.00
28,000.00
20,000.00
10,000.00
20,000.00
6,000.00
10,000.00
6,000.00
10,000.00
18,000.00
16,500.00
16,000.00
16,500.00
16,500.00
20,000.00
0.01
20,000.00
19,999.99
20,000.00

942,000.00
972,000.00
982,000.00
1,002,000.00
1,032,000.00
1,052,000.00
1,072,000.00
1,100,000.00
1,120,000.00
1,130,000.00
1,150,000.00
1,156,000.00
1,166,000.00
1,172,000.00
1,182,000.00
1,200,000.00
1,216,500.00
1,232,500.00
1,249,000.00
1,265,500.00
1,285,500.00
1,285,500.01
1,305,500.01
1,325,500.00
1,345,500.00

1,345,500.00

1,345,500.00

100.00
1,000.00

100.00
1,100.00

1,100.00

1,100.00

1,000.00
20,000.00
25,000.00
1,000.00
25,000.00
494.00
4,000.00

1,000.00
21,000.00
46,000.00
47,000.00
72,000.00
72,494.00
76,494.00

76,494.00

76,494.00

3,000.00

3,000.00

3,000.00

3,000.00

577.00
1,065.00

577.00
1,642.00

KA-2600
ChG 20J

Page 2

Filed 08/23/10 Page 8 of 44

AC 4709
AC 4709

OBK
OBK

Total 4709 . FROM OBK TO NIST LLC AlC 1030


4711 FROM OBK TO LLC AlC 1020
OBK 5341
Deposit
3/2512003
OBK 1228
7/912003
Deposit
OBK 1230
7/1512003
Deposit
OBK5355
7/16/2003
Deposit
DBK 1243
Deposit
8/1412003
9/9/2003
Deposit
OBK 1269
121912003
Deposit

KA-2600

Transaction Detail By Account

0.00

4709 FROM OBK TO NIST LLC AlC 1030


3/2512003
Deposit
6/2412003
Deposit

KA-2600

321

CASI ENTITIES

Total 4020 . NIST ATP Income

4912 OBK For NIST ATP


General Journal
10/31/2001
1111/2001
General Journal

611061

October 2001 through December 2003

Num

Date

05/16/2012

Case 1:08-cv-10223-NRB Document 32-12

Type

Page: 201

KA-2600

Case: 11-1924

KA-2601

Document: 94

Page: 202

KA-2601

05/16/2012

611061

321

KA-2601

CASI ENTITIES

8:46PM

Transaction Detail By Account

07/25/10
Accrual Basis

1118/2001
12/1112001
12/1412001
1/10/2002
1/18/2002
3/412002
3/15/2002
3/29/2002
4/1/2002
5131/2002
5/31/2002
6n/2002
6/17/2002
8/24/2002
8/31/2002
9/112002
10/9/2002
10/1212002
12/3112002
12/3112002
12/3112002
211312003
6/2312003
612312003
612312003
6/2312003
6/23/2003
8/12/2003
8/12/2003

Hum
OBK 1029
OBK 1038
OBK 1039
OBK 5191
OBK 5194
OBK 5202
OBK 5205
OBK5206
OBK 1069
OBK053102
OBK 053102
OBK5225
OBK 5228
OBK083102
OBK 083102
OBK 1125
OBK 5307
OBK5309
OBK 123102
OBK 123102
OBK 123102
OBK 1175
OBK062303
OBK062303
DBK062303
OBK062303
OBK062303
OBK5363
DBK5362

Name

Memo

Class

KRACKOW
KRACKOW
JILL FELDMAN
DR CHRISTINE WHE ...
REWHITEMD
JOEL MITTLRMAN
DR TODD BERMAN
PATRICIA DALIA
ORAL PATHOLOGY
OR CHRISTINE WHE...
KRACKOW
REWHITEMD
JOEL MITTLEMAN
KRACKOW
DR CHRISTINE WHE...
KRACKOW
JOEL MITTLEMAN
REWHITEMD
DR CHRISTINE WHE...
DR CHRISTINE WHE...
KRACKOW
CIOE ENTERPRISES
DR CHRISTINE WHE...
OR NUBEL
JOEL MITTLEMAN DC
KRACKOW
MONTREAL SURGER. ..
JEROME SCHWARTZ
MEL SPITZ

NNCOFUNOI...
NN CO FUNDI. ..
NNCO FUNDI...
NNCO FUNDI...
NN CO FUNDI ...
NN CO FUNDI...
NNCOFUNDI...
NN CO FUNDI. ..
NNCO FUNDI ...
NNCOFUNDI...
NN CO FUNDI...
NNCO FUNDI. ..
NN CO FUNDI...
NN CO FUNDI. ..
NN CO FUNDI...
NN CO FUNDI...
NNCOFUNOL..
NN CO FUNDI...
NN CO FUNDI...
NN CO FUNDI...
NN CO FUNDI...
NN CO FUNDI ...
NN CO FUNOI...
NN CO FUNDI...
NN CO FUNDI...
NN CO FUNDI...
NNCO FUNOI...
LLC
LLC

Total 4912 . OBK For NIST ATP


Total 4000 . Incorne
TOTAL

KA-2601

KA-2601

Balance

Credit

Debit

1,590.00
560.00
SOO.OO
350.00
600.00
35.00
360.00
20.00
118.00
2,550.00
5,170.00
600.00
35.00
1,580.00
1,500.00
585.00
35.00
600.00
900.00
300.00
435.00
250.00
750.00
165.00
120.00
260.00
4,000.00
1,000.00
1,000.00

3,232.00
3,792.00
4,292.00
4,642.00
5,242.00
5,277.00
5,637.00
5,657.00
5,775.00
8,325.00
13,495.00
14,095.00
14,130.00
15,710.00
17,210.00
17,795.00
17,830.00
18,430.00
19,330.00
19,630.00
20,065.00
20,315.00
21,065.00
21,230.00
21,350.00
21,610.00
25,610.00
26,610.00
27,610.00

0.00

27.610.00

27,610.00

0.00

1,524,264.30

1,524,264.30

0.00

1,524,264.30

1,524,264.30

KA-2601

Filed 08/23/10 Page 9 of 44

General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal

Date

Case 1:08-cv-10223-NRB Document 32-12

Type

October 2001 through December 2003

KA-2602f3lf

8:52 PM

07/25110
Accrual Basis

Case: 11-1924

C:ltfJW

IO-O/~

Document: 94

Page: 203

611061

CASI ENTITIES

321

KA-2602

Profit & Loss by Class


October 2001 through December 2003
INC

0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00

Total 4000 . Income


Total Income

N LLC N

LLC

530.86
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00

0.00
0.00
0.00
0.00
0.00
0.00
4,494.00
0.00
2,000.00

Case 1:08-cv-10223-NRB Document 32-12

AJE
Ordinary Income/Expense
Income
4000 . Income
4010' Reimbursed Expense Income
4013 Co-Funding via Out of Pocket
4014 . Co-Funding via Mastercard
4015 'In-Klnd Equipment Contribution
4020 NIST ATP Income
4709 FROM OBK TO NIST LLC AlC 1030
4711 . FROM OBK TO LLC AlC 1020
4712 FROM OBKTO NIST AlC 1010
4912' OBK For NIST ATP

05/16/2012

KA-2602

0.00
2,428.10
0.00
0.00
0.00
1,100.00
72,000.00
0.00
0.00

0.00

530.86

6,494.00

75,528.10

0.00

530.86

6,494.00

75,528.10

Expense

5000 . AE-Accountlng
5001 . AE..JIII Feldman CPA

0.00

Total 5000 . AEAccounting

0.00
0.00
0.00
0.00
0.00

Total 5002 . AE-Alrfare

5007 . AEAuto
5008 . AE-Airport Parking
5009 . AE-eentral Parking
5010' AE-Edison Parking
5011 . AE-Gas
5007 . AE-Auto - Other
5123 . AEBooks
5124 AEAmazon
5125' AEBames & Noble
5126 . AE-Borders Books
5128 . AE-IEEE Books

0.00
0.00
0.00
0.00
0.00

0.00
0.00
0.00
0.00

0.00
0.00
0.00
0.00
0.00

0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00

0.00
0.00

0.00

0.00

Total 5007 . AE-Auto

0.00

0.00
0.00
0.00
0.00
0.00

0.00
0.00
0.00
0.00
0.00
0.00

0.00
0.00
0.00
0.00
0.00

0.00

0.00
0.00
0.00
0.00
0.00
0.00

0.00
0.00
0.00
0.00

0.00
0.00
0.00
0.00
0.00

Total 5123 . AE-Books

0.00

0.00

0.00

0.00

5137 . AE-Domain Name


5138 . AE-Oues and Subscriptions
5139' AE-Flnance Charge
5140 . AE-Hardware

0.00
0.00
0.00

0.00
0.00
0.00

0.00
49.75
0.00

0.00
0.00
0.00

KA-2602

KA-2602

Filed 08/23/10 Page 10 of 44

5002 . AE-Alrfare
5003 . AE-American Airlines
5004 . AE-American West
5005 . AE-Expedia
5006 . AE..Jetblue

0.00

cAe 1,0'

Page 1

KA-2602

KA-2603

Case: 11-1924

Document: 94

Page: 204

KA-2603

05/16/2012

611061

321

CASI ENTITIES

8:52 PM

KA-2603

Profit & Loss by Class

07/25110
Accrual Basis

October 2001 through December 2003

0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00

0.00
0.00
0.00
539.15
0.00
179.97
0.00
0.00
0.00
0.00
0.00
84.45
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00

0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00

0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00

0.00

803.57

0.00

5189 . AEHotel
5190' AE-Installatlon
5191 . AE-Home Depot
5192 AEHomefront Hardware
5193 AE.Jensen Tools
5190 AE-Installatlon Other

0.00

0.00

0.00

0.00

5200 . AE-Internet
5201 . AE-Amtrak
5203 . AEExpedla
5200 . AE-Internet - Other

0.00
0.00
0.00

57.00
0.00
0.00

0.00
0.00
0.00

0.00
0.00
0.00

0.00

0.00

0.00

0.00

Total 5190 . AElnstallaUon

0.00
0.00
0.00
0.00

0.00
0.00
0.00
0.00

0.00
0.00
0.00
0.00

Total 5200' AElnternet

0.00

0.00

57.00

0.00

5210 AE-Meals
5220 . AE-Offlce
5221 . AE-Bruce Better Living
5222 . AE-Coffee Distributing
5223 . AE-Eckerd
5224 . AE-Label Universe
5225 . AE-Marrlott Gift Shop
5226 . AE.QffIce Depot
5227 . AE-Cfflce Max

0.00

0.00

163.18

0.00

KA-2603

0.00
0.00
0.00
0.00
0.00
0.00
0.00

0.00
0.00
0.00
0.00
0.00
0.00
0.00

KA-2603

0.00
0.00
0.00
0.00
0.00
75.97
0.00

Filed 08/23/10 Page 11 of 44

Total 5140 . AE-Hardware

0.00
0.00
0.00
0.00

Case 1:08-cv-10223-NRB Document 32-12

5141 . AE-3D.FX Cool


5143 AEADOBE.Com
5145 AE-BlkBox
5148 . AE-CFDT.Electronlcs
5155 AE-Columbla Home
5157 AE-Datavlslon
5158' AE-Digital River
5159 AEDymo Corp.
5161 . AE-Electrical Supply
5163 AE-Garrnln International
5165' AE-GL Video
5166' AE-Grainger
5168' AEIBM Direct
5169 AE.J&R Sound
5170 AE-Klps Bay Hardware
5171 . AE-Lumberland
5173 AE-Projector People
5174' AE-Racklt Technology
5176 AE-5ub Zero Technology
5178 . AE-Wacom Technology
5180 AEWinzip
5140 . AEHardware - Other

N LLC N

LLC

INC

AJE

0.00
0.00
0.00
0.00
0.00
0.00

0002.04-

C-Ac. KA-2603

Page 2

KA-2604

Case: 11-1924

Document: 94

Page: 205

05/16/2012

KA-2604

611061

321

KA-2604

CASI ENTITIES

8:52PM

Profit & Loss by Class

07/25/10
Accrual Basis

October 2001 through December 2003

0.00
0.00
0.00
0.00
0.00

0.00
0.00
0.00
0.00
0.00

0.00
0.00
0.00
0.00
165.25

0.00
0.00
0.00
0.00
0.00

Total 5220 . AE-OffJce

0.00

165.25

75.97

0.00

5250 AE-Paypal
5260 AE-Phone
5261 AEIDT
5263 . AE-5lerra Wyreless
5264 . AE-5kylel
5265 . AE-Sprlnt
5266 . AE-Telephone
5260 . AE-Phone - Other

0.00

0.00

0.00

0.00

5270 AE-Postage
5275 AE-USPS

0.00

400.08

0.00

0.00

0.00

529.19

0.00

0.00

Total 5260 AE-Phone

0.00
0.00
0.00
0.00
0.00
0.00

128.20
0.00
50.18
349.81
1.00
0.00

0.00
0.00
0.00
0.00
0.00
0.00

0.00
0.00
0.00
0.00
0.00
0.00

Total 5270 . AE-Postage

0.00

0.00

400.08

0.00

5280 AE-Repalrs
5290 AE-5emlnar
5292 AE-5IAM Math Society

0.00

0.00

0.00

0.00

0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00

0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00

0.00
0.00

0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00

Filed 08/23/10 Page 12 of 44

5299 AE-5oftware
5300 . AE-Buy Up Time
5301 AECoda Company
5302 . AEDlgiatl River Soft
5303 AE-Eacceleration
5306 . AE-Getlnfo.Com
5307 . AE-Irls Inc.
5308 AE-Jasc Software
5309 AEKennedy Software
5310 AE-McAfee
5311 . AEMYNAI.Com
5312' AE-Qulckbooks
5313' AE-Regnow
5314' AE-Regsoft
5315' AE-Rhlno
5316 AE-Roxlo
5317 AE-Runtlme
5318 . AE-5oftware for Science
5319 . AE-Tehalchemy
5320 AE-Visloneer
5321 . AE-WNT.Reg.Net

0.00

0.00

0.00

0.00

Total 5290 AE-5eminar

0.00

0.00

0.00

0.00

Case 1:08-cv-10223-NRB Document 32-12

5228 . AE-Pearl Paint


5229 . AE-Radlo Shack
5230 AE-RlteAld
5231 AE-5taples
5220 . AE-OffJce Other

N LLC N

LLC

INC

AJE

0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00

'C ~~
.
KA-2604

age 3

KA-2604

KA-2604

KA-2605
8:52PM

07/25110

Case: 11-1924

Be-,

Accrual Basis

Document: 94

~.

oj; II-

Page: 206

0.00

0.00
0.00

0.00
0.00
0.00
0.00
0.00
0.00

0.00

42.00
0.00
0.00
0.00
2,920.00
0.00

15,945.10

2.920.00
657.11
65.72
321.72
0.00
620.00
14.00
670.74

0.00
440.25
88.96
0.00
700.87
126.70
277.66

Total 6010 . Auto

0.00

459.48

1,634.44

2,349.29

6018' Bank Charges


6019 Books
6020' Communications
6021 'ATT
6022 Cable
6024 . lOT

0.00
0.00

214.85
0.00

298.49
393.40

13.00
0.00

KA-2605

0.00
0.00
0.00

139.61
87.60
0.00

KA-2605

43.26
782.80
166.06

Filed 08/23/10 Page 13 of 44

295.57
0.00
0.00
63.91
100.00
0.00
0.00

0.00
0.00
0.00
0.00
0.00
0.00
0.00

0.00
0.00
0.00
0.00
0.00

2,945.10
0.00
0.00
0.00
13,000.00

2,000.00

0.00

0.00

0.00

0.00

0.00
0.00

0.00
0.00
0.00
42.00
0.00

0.00
2,000.00
0.00
0.00
0.00

0.00

0.00

0.00

0.00
0.00
0.00
0.00
0.00

0.00
0.00
0.00

0.00
0.00

0.00
0.00
0.00

0.00
0.00
0.00
39.74

0.00

0.00
0.00

Case 1:08-cv-10223-NRB Document 32-12

39.74
0.00
0.00

0.00
0.00

0.00
0.00
0.00
0.00
0.00

N LLC N

0.00

0.00
0.00

Total 6000 Accounting


6010 Auto
6011 . Auto Rental
6012 Exxon
6013 Gas
6014 Mobil
6015 Parking
6016 Sunoco
6017' Tolls

0.00
0.00
0.00
0.00

Total 5369 AE-Travel


6000 . Accounting
6001 . Joseph Cornwall
6003 Jill Feldman CPA
6004 . Joan Hayes CPA
6005 Ken Jackson
6006 . Spitz & Greenstein

LLC

INC

0.00
0.00
0.00

Total 5360 . AE-Tools


5369' AE-Travel
5371 AE-Luggage Carts
5372 AE-Metrocard
5373 AE-Taxi and Limousine
5374 AE-Train
5369 AE-Travel - Other

KA-2605

Profit & Loss by Class

Total 5350 AE-Tech


5360' AETools
5361 . AE-Micro Mark
5362 AETecra Tools

321

October 2001 through December 2003

Total 5299 AE-Software


5350' AETech
5351 . AETime Motion Tools
5352 . Microsoft

611061

CASI ENTITIES

AJE
5322 . AE-WWW.RTT.Com
5323 . AE-lippy.USA
5299 . AE-5oftware - Other

05/16/2012

KA-2605

0.00
161.61

CAeioe.
KA-2605

Page 4

KA-2606
8:52PM
07/25110
Accrual Basis

Case: 11-1924

Document: 94

1>~ C/Il. S~

6025 MCI
6026' RCN
6027 . Reimbursed Telephone
6028 . Skytel
6029 . Sprint
6030 Thorn
6031 . TTMobile
6032 . Verlzon
6034 . Volcestream Wireless
6035 . Vz Wireless
6036 . Webworqs

611061

321

KA-2606

CASI ENTITIES

Profit & Loss by Class


October 2001 through December 2003
AJE

INC

0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00

Total 6020 . Communications


6040 . Computer Installation
6041 . Columbia
6043 . Flglia & Sons
6044 . Homefront Hardware
6045 . Kips Bay Hardware
6046 . Metro Solar
6047 . Mistretta Electric

05/16/2012

135.99
0.00
0.00
515.04
0.00
522.22
0.00
1,536.69
0.00
0.00
0.00

0.00
0.00
0.00
0.00
0.00
0.00

0.00
0.00
0.00
0.00
134.22
150.00
0.00
39.86
0.00
81.62
0.00

0.00
0.00
0.00
306.07
158.53
525.00
1.33
1,324.77
81.74
88.30
0.00

2,937.15

0.00

N LLC N

LLC

0.00
0.00
0.00
0.00
0.00
0.00

567.31

3,477.86
0.00
0.00
1,358.27
100.00
0.00
0.00

533.91
0.00
1,181.34
0.00
0.00
0.00

0.00

0.00

1,715.25

1,458.27

6050 . Conference
6051 . Depreciation
6052 . Domain Name
6053 . Dues and Subscriptions
6060 . Employee Benefits
6061 . Arista
6062 . Childcare Services Rosalie Me
6063 Drugs
6064' Gym Membership
6065 . Horizon
6066 . Medical Reimbursed
6067 . Oxford Health

0.00
0.00
0.00
0.00

970.00
10,489.00
70.00
50.00

1,525.60
11,188.00
0.00
201.45

175.00
0.00
0.00
0.00

0.00
0.00
477.92
0.00
0.00
774.00
1,996.96

0.00
0.00
0.00
0.00
0.00
0.00
0.00

0.00
0.00
895.13
1,180.26
0.00
9,782.79
5,814.06

Total 6060 . Employee Benefits

0.00

3,248.88

17,672.24

0.00

6090 . Equipment Repairs


6091 . Finance Charge
6092 . Honorarium
6093 . Insurance
6100' Legal
6102 Frederica Miller ESQ
6103' LLBL
6106' Pennie & Edmonds
6107 Schwartz & Salomon
6108 . Scialabba and Associates
6109 . Solomon & Bernstein

0.00
0.00
0.00
0.00

212.17
8.75
472.25
0.00

158.50
292.04
0.00
157.40

0.00
0.00
0.00
457.85

KA-2606

10,000.00
0.00
0.00
0.00
0.00
10,000.00

0.00
0.00
9,404.13
0.00
0.00
1,800.00

KA-2606

0.00
0.00
0.00
1,972.00
3,000.00
0.00

Filed 08/23/10 Page 14 of 44

Total 6040 . Computer Installation

0.00
0.00
0.00
0.00
0.00
0.00
0.00

Case 1:08-cv-10223-NRB Document 32-12

5"1J"

Page: 207

KA-2606

0.00
0.00
0.00
0.00
0.00
0.00

ck.:Z07
KA-2606

PageS

KA-2607

Case: 11-1924

Document: 94

20,000.00

11,204.13

4,972.00

0.00

0.00
0.00
0.00

20.28
0.00
0.00

331.26
0.00
1,404.89

0.00
0.00
0.00

0.00

71,319.00

200.00

2,700.00

0.00
0.00
0.00

0.00
189.35
0.00

0.00
203.53
0.00

0.00
0.00
0.00

0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00

0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00

KA-2607

0.00

0.00

0.00

0.00

0.00
0.00
0.00

0.00
0.00
0.00

0.00
0.00
0.00

0.00
0.00
0.00

100.00

198.99

0.00

0.00

0.00
100.00

98.99
100.00

0.00
0.00

0.00
0.00

0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
9,600.00
0.00
0.00

Filed 08/23/10 Page 15 of 44

KA-2607

0.00
0.00
0.00
2,600.00
100.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00

0.00
0.00
0.00
0.00
200.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00

0.00
68,000.00
0.00
0.00
3,319.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00

0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00

Total 6189 . Rent


6300 . Payroll Expenses
6301 . Scott Albin emp
6302' Robert Benedict
6303 . S.W. Bothwick
6304 . James L. Cox emp
6305 . Elisha Gurfeln
6306 D.B. Karron
6307 Charles La Salla
6308 . Regner M. Peralta
6309 Peter Ross
6310 . Matthew Rothman
6311 Robert G. Wine
6314 . Nicholee A. Wynter

N LLC N

LLC

INC

Total 6178 . Repairs


6189' Rent
6191 . Rent for 2001
6192 . Rent for 2002
6193 Rent for 2003

KA-2607

Profit & Loss by Class

Total 6150 . Outside Service


6170 . Paypal Payments
6175 . Postage & Delivery
6177 . Relm . Expenses
6178 Repairs
6180' General
6178 . Repairs - Other

321

Case 1:08-cv-10223-NRB Document 32-12

6120' Miscellaneous
6122 . NG Check
6130 Office
6150' Outside Service
6151 . Abe Karron
6152 Advanced Technology Group
6153 Axiom Systems
6154' Bator Blntor
6155' D. Ferrand
6157' George Wolberg PhD
6158 James Cox ols
6159' Jane Laylor
6160 . Peter Ross
6161 . Radio Logic
6162' Scott Albin
6163 Valley of the Mage Consulting

611061

October 2001 through December 2003


AJE

Total 6100 . Legal

05/16/2012

CASI ENTITIES

8:52 PM

07125/10
Accrual Basis

Page: 208

KA-2607

0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00

CAC,toS
KA-2607

Page 6

Case: 11-1924

KA-2608
07/25110

Filed 08/23/10 Page 16 of 44

Accrual Basis

Case 1:08-cv-10223-NRB Document 32-12

"Bj

8:52 PM

Document: 94

Page: 209

05/16/2012

KA-2608

611061

321

KA-2608

CASI ENTITIES

Profit & Loss by Class


October 2001 through December 2003

d-iJ

IfLJ

AJE

INC

LLC

N LLC N

Total 6300 . Payroll Expenses

0.00

0.00

9,600.00

0.00

6316 . Payroll Processing


8330 . Research and Development
6331 . American Advanced Power
8332 . American Media Systems
6333 . Denver Air Support
8334' EMAG
6335 . frozencpu.com
6337 . General Computar
6338 . Pacific Data Storage
6339 Ricoh
6340 . server Technology
8341 . SGI Developers
6342 . Silicon City
6343 . Silicon Graphics
6344 . Vision Shape
6345 . YC Cable
6346 'In Kind Computer Equipment
6330 . Research and Development Other

0.00

0.00

0.00

0.00

0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00

0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
1,000.00
0.00
0.00
0.00
0.00
0.00

0.00
65.00
0.00
0.00
0.00
5,136.00
0.00
0.00
0.00
0.00
6,446.62
0.00
0.00
0.00
0.00
128.99

0.00
0.00
0.00
0.00
0.00
1,689.00
0.00
0.00
0.00
0.00
6,000.00
0.00
0.00
0.00
0.00
0.00

Total 6330 . Research and Development

0.00

1,000.00

11,776.61

7,689.00

6349 . Stationery
6350 . Payroll Taxes
6351 FICA
6352 . Medicare
6353' FUTA
6354' NYSUI
6366 . NJ Disability
6367 NJ UI
6358' NC SUI
6359 . Penalties and Late Fees

0.00

320.47

347.38

233.17

429.44
-330.23
0.00
0.00
0.00
0.00
0.00
0.00
99.21

Total 6350 . Payroll Taxes

6360 Taxes
8381 . NY Corporation Tax

0.00

KA-2608

0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00

595.20
139.20
0.00
0.00
0.00
0.00
0.00
0.00
0.00

800.00
0.00

Total 6360 . Taxes

6370 . Travel
6371 . Airfare
6372' Hotel
6373' Meals
6374' Misc Travel
6375 Taxi
6376 Train
6377 . Transit Check
6370 . Travel Other

0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00

734.40
0.00

800.00
0.00
0.00
0.00
0.00
100.00
0.00
0.00
0.00

KA-2608

0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00

0.00
72.70
4,099.62
0.00
401.00
47.75
0.00
0.00

0.00
510.50
2,126.50
1,133.14
0.00
604.42
0.00
0.00
0.00

CAe-Z0C7
....
KA-2608

KA-2609

Case: 11-1924

Document: 94

05/16/2012

611061

321

CASI ENTITIES

8:52 PM
07/25110
Accrual Basis

Page: 210

KA-2609

KA-2609

Profit & Loss by Class


October 2001 through December 2003
LLC

N LLC N

Total 6370 . Travel

0.00

100.00

4,621.07

4,374.56

6379 . Tuition Reimbursement


6380 . Utilities

0.00
0.00

0.00
10,373.55

0.00
4,397.66

0.00
369.45

Total Expense

20,099.21

116,624.56

95,608.04

23,406.90

Net Ordinary Income

-20,099.21

-116,093.70

-89,114.04

52,121.20

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

Other Income/Expense
Other Income
6391 . Deposits to Bank 111
Total Other Income
Other Expense
6500 . Payroll Clearing Account
6504 . Debits Net Payroll Clearing Ace
6516 . Credits Net Payroll Clearing Ac

0.00

Total 6500 . Payroll Clearing Account

7000 . Bank Transfer


7001 . CASI Co-funding Rec'd by NIST
7002 CASI Co-Funding to NIST ATP

Total 7000 . Bank Transfer


Total Other Expense
Net Other Income
Net Income

KA-2609

0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00

0.00
-53,547.17

9,259.62
0.00
35,300.00
0.00
-95,576.00
0.00
0.00
0.00
0.00
60,000.00
0.00
521.53
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00

0.00
0.00

-53,547.17
0.00
45,000.00
53,547.17
0.00
0.00
-91,501.00
0.00
0.00
0.00
-521.53
0.00
0.00
15,000.00
0.00
1,000.00
0.00
0.00
-8,614.00
0.00

0.00
-45,000.00
0.00
0.00
0.00
0.00
-162.91
0.00
0.00
0.00
0.00
0.00
0.00
800.00
-1,000.00
0.00
-16,500.00
16,500.00
0.00
8,614.00

0.00

245.53

13,910.64

-36,748.91

0.00

9,505.15

-39,636.53

-36,748.91

0.00

-9,505.15

39,636.53

36,748.91

-20,099.21

-125,598.85

-49,477.51

88,870.11

KA-2609

CAe. 210
KA-2609

Filed 08/23/10 Page 17 of 44

7004 . CASI Co-Funding via Propay


7005 . From 8735 to INC IN
7006 . From 8735 TO INC OUT
7007 FROM ATP TO LLC IN
7008 ' FROM ATP TO LLC OUT
7009 . FROM INC TO 8735 IN
7010 . FROM INC TO 8735 OUT
7011 . FROM INC TO LLC IN
7012' FROM INC TO LLC OUT
7013 . FROM LLC TO 8735 IN
7014' FROM LLC TO 8735 OUT
7015 ' FROM LLC TO NIST LLC IN
7016 FROM LLC TO NIST LLC OUT
7017 FROM N LLC N TO LLC IN
7018' FROM N LLC N TO LLC OUT
7019' FROM NIST LLC IN
7020 FROM NIST LLC OUT

9,259.62
0.00

0.00
0.00

Case 1:08-cv-10223-NRB Document 32-12

INC

AJE

Page 8

KA-2610

Case: 11-1924

Document: 94

Page: 211

Total 4000 . Income


Total Income

Expense
5000 . AE-Accountlng
5001 . AE-JIII Feldman CPA
Total 6000 . AE-Accounting

Total 5002 . AE-Airfare


5007 . AE-Auto
5008 . AE-Alrport Parking
5009 . AE-Central Parking
5010 . AEEdison Parking
5011' AE-Gas
5007 . AE-Auto - Other

Profit & Loss by Class


October 2001 through December 2003
NISTATP

NN CO FUNDING

207.51
0.00
0.00
0.00
1,345,500.00
0.00
0.00
3,000.00
0.00

0.00
1,371.72
36,022.11
30,000.00
0.00
0.00
0.00
0.00
25,610.00

Total 5123 . AE-Books


5137' AE-Domain Name
5138 AE-Dues and Subscriptions
5139' AE-Flnance Charge
5140 . AE-Hardware

KA-2610

RENT

TOTAL

0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00

738.37
3,799.82
36,022.11
30,000.00
1,345,500.00
1,100.00
76,494.00
3,000.00
27,610.00

1,34.8,707.51

93,003.83

0.00

1,524,264.30

1,348,707.51

93,003.83

0.00

1,524,264.30

1,000.00

0.00

1,000.00
100.00
316.00
1,404.98
586.50

3.00
50.00
68.00
221.59
4.00

0.00
0.00
0.00
0.00

1,000.00
0.00

0.00
0.00
0.00
0.00

0.00
0.00
0.00
0.00
0.00

0.00
0.00
0.00
0.00
0.00
0.00

0.00
0.00
0.00
0.00

1,000.00

--'0.00

0.00

346.59
34.89
18.40
48.66
533.51

0.00
0.00

2,407.48

Total 5007 . AE-Auto


5123 AE-Books
5124' AE-Amazon
5125 . AE-Bames & Noble
5126 . AE-Borders Books
5128 AE-IEEE Books

KA-2610

100.00
316.00
1,404.98
586.50
2,407.48
3.00
50.00
68.00
221.59
4.00

0.00
0.00
0.00
0.00
0.00

346.59
34.89
18.40
48.66
533.51

635.46

0.00

0.00

635.46

95.00
1,965.98
12.40

0.00
0.00
0.00

0.00
0.00
0.00

95.00
2,015.73
12.40

KA-2610

Filed 08/23/10 Page 18 of 44

5002 . AE-Airfare
5003 . AE-Amerlcan Airlines
5004 . AE-Amerlcan West
5005 . AE-Expedla
5006 . AE-Jetblue

321

Case 1:08-cv-10223-NRB Document 32-12

Ordinary Income/Expense
Income
4000 . Income
4010 Reimbursed Expense Income
4013 . Co-Funding via Out of Pocket
4014 . Co-Funding via Mastercard
4015' In-Klnd Equipment Contribution
4020 . NIST ATP Income
4709' FROM DBK TO NIST LLC AlC 1030
4711 FROM DBK TO LLC AlC 1020
4712' FROM DBKTO NIST AlC 1010
4912 DBK For NIST ATP

611061

CASI ENTITIES

8:52PM
07/25110
Accrual Basis

05/16/2012

KA-2610

c:ACZI'
KA-2610

Page 9

KA-2611

Case: 11-1924

Document: 94

Total 5190 . AE-Installatlon


5200 . AE-Intemet
5201 AE-Amtrak
5203 . AE-Expedia
5200 . AE-Intemet - Other
Total 5200 . AElnternet
5210 AE-Meals
5220 AE'()ff1ce
5221 . AE-Bruce Better living
5222 . AE-Coffee Distributing
5223 . AE-Eckerd
5224 . AE-Label Universe
5225 . AE-Marrlott Gift Shop
5226 . AE-Qffice Depot
5227 . AEOfflce Max

KA-2611

KA-2611

Profit & Loss by Class

86.30
935.52
1,014.43
831.01
285.63
10,407.52
180.82
309.55
1,686.35
350.17
335.00
0.00
1,525.24
243.53
46.98
9.90
199.00
1,366.00
89.35
171.29
29.00
346.77

TOTAL

RENT

NN CO FUNDING

86.30
935.52
1,014.43
1,370.16
285.63
10,587.49
180.82
309.55
1,686.35
350.17
335.00
84.45
1,525.24
243.53
46.98
9.90
199.00
1,366.00
89.35
171.29
29.00
346.77

0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00

0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00

20,449.36

0.00

0.00

21,252.93

2,961.41

0.00

0.00

2,961.41

4,933.01
57.00
356.24
0.00

0.00
0.00
0.00

0.00
0.00
0.00

0.00
356.24
0.00

0.00

0.00

4,933.01

30.72
3,165.07
1,161.01
576.21

0.00
0.00
0.00
0.00

0.00
0.00
0.00
0.00

30.72
3,165.07
1,161.01
576.21

356.24

0.00

0.00

413.24

4,906.54

0.00

0.00

5,069.72

129.75
524.55
15.19
35.40
6.00
4,350.29
28.20

0.00
0.00
0.00
0.00
0.00
0.00
0.00

KA-2611

0.00
0.00
0.00
0.00
0.00
0.00
0.00

129.75
524.55
15.19
35.40
6.00
4,426.26
28.20

CA-C~Ia:age10

KA-2611

Filed 08/23/10 Page 19 of 44

5189 AE-Hotel
5190 AE-Installation
5191' AE-Home Depot
5192 AE-Homefront Hardware
5193 . AE-Jensen Tools
5190 AE-Installatlon - Other

321

Case 1:08-cv-10223-NRB Document 32-12

Total 5140 . AE-Hardware

611061

October 2001 through December 2003


NISTATP

5141 . AE-3D.FX Cool


5143 . AE-ADOBE.Com
5145 . AE-BlkBox
5148 AE-CFDT.Electronlcs
5155' AE-Columbia Home
5157' AE-Datavlslon
5158' AE-Dlgltal River
5159 AE-Dymo Corp.
5161 . AE-Electrlcal Supply
5163 AE-Garmln International
5165' AE-GL Video
5166' AE-Grainger
5168 . AE-IBM Direct
5169' AE-J&R Sound
5170 AE-Klps Bay Hardware
5171 . AELumbertand
5173 AE-ProJector People
5174' AE-Racklt Technology
5176 . AE-5ub Zero Technology
5178 AE-Wacom Technology
5180' AE-Wlnzlp
5140 . AE-Hardware - Other

05/16/2012

CASI ENTITIES

8:52 PM

07/25/10
Accrual Basis

Page: 212

KA-2611

KA-2612

Case: 11-1924

Document: 94

Page: 213

KA-2612

05/16/2012

611061

321

KA-2612

CASI ENTITIES

8:52 PM

Profit & Loss by Class

07125110

October 2001 through December 2003

Accrual Basis

. AE-Pearl Paint
. AE-Radio Shack
. AE-RiteAid
. AE-Stapl"
AE-Qffice - Other

Total 5220' AE.()ffjce


5250 AEPaypal
5260 . AEPhone
5261 . AEIDT
5263 . AE-Sierra Wyreless
5264 . AE-Skytel
5265 . AE-Sprint
5266, AE-Telephone
5260 . AE-Phone Other

7,711.93
20.44

5280 . AERepairs
5290 . AE-5eminar
5292 AE-SIAM Math Society

5299 . AE-Software
5300 . AEBuy Up Time
5301, AE-Coda Company
5302 . AE-Digiatl River Soft
5303 . AE-Eacceleration
5306 . AE-Getlnfo.Com
5307 AE-Irls Inc.
5308 . AE"'asc Software
5309 . AE-Kennedy Software
5310, AE-McAfee
5311 AE-MYNAI.Com
5312' AE-Qulckbooks
5313' AERegnow
5314 . AERegsoft
5315' AERhino
5316 . AE-Roxio
5317' AE-Runtlme
5318 AE-Software for Science
5319 . AETehalchemy
5320 . AEVlsloneer
5321 . AEWNT.Reg.Net

KA-2612

0.00

20.44

851.05
46.16

799.49
177.45
207.93
36.00
55.58
427.91
19.00
5.95
72.69
71.38
1,563.44
73.86
97.89
82.91
195.85
159.00
258.00
56.90
514.90
57.90

0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00

KA-2612

1,251.13

0.00

0.00

1,251.13

0.00

0.00

46.16
500.00

0.00

500.00

0.00

0.00

500.00

765.45

0.00
0.00

0.00

500.00

128.20
104.74
50.18
39.81
315.52
127.00

0.00
0.00
0.00
0.00
0.00
0.00

0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00

Filed 08/23/10 Page 20 of 44

Total 5290' AE-Seminar

7.953.15

0.00

0.00

851.05

Total 5270 . AE-Poltage

0.00

0.00

236.26

Total 5260 . AEPhone


5270 AE-Poltage
5275 AE-USPS

0.00

0.00
0.00
0.00
0.00
0.00
0.00

0.00
104.74
0.00
-310.00
314.52
127.00

47.93
596.22
6.26
1,029.35
1,108.04

0.00
0.00
0.00
0.00
0.00

0.00
0.00
0.00
0.00
0.00

47.93
596.22
6.26
1,029.35
942.79

Case 1:08-cv-10223-NRB Document 32-12

5228
5229
5230
5231
5220

TOTAL

RENT

NN CO FUNDING

NISTATP

799.49
177.45
207.93
36.00
55.58
427.91
19.00
5.95
72.69
71.38
1,563.44
73.86
97.89
82.91
195.85
159.00
258.00
56.90
514.90
57.90

CJ,c,2J3
KA-2612

Page 11

KA-2613
8:52 PM
07125110

Case: 11-1924

Document: 94

13'cJ~

Accrual Basis

/2 o--fJ /(..

5350 AETech
5351' AETlme Motion Tools
5352 Microsoft

Total 5369 . AETravel

Total 6000 . Accounting


6010 Auto
6011 . Auto Rental
6012' Exxon
6013' Gas
6014' Mobil
6015' Parking
6016' Sunoco
6017' Tolls
Total 6010 . Auto
6018 Bank Charges
6019 Books
6020 Communications
6021 ATT
6022 Cable
6024 . lOT

RENT

NN CO FUNDING

0.00
426.00
586.79

0.00
0.00
0.00

5,946.82
104.55
245.00

387.25

0.00

2,243.03
0.00
3,000.00
15,215.00
22,370.00
0.00

1,946.08
500.95
126.45
0.00
1,013.50
223.47
510.65

139.95
247.30

0.00

0.00

500.00

2,285.03
2,945.10
5,500.00
15,215.00
25,290.00
13,000.00

0.00
0.00
0.00
0.00
0.00

61,950.10
2,898.76
1,006.92
537.13
63.91
2,434.37
364.17
1,459.05

0.00
0.00
0.00
0.00
0.00
0.00
0.00

0.00
0.00
0.00
0.00
0.00
0.00
0.00

387.25
14.00
120.00
385.89
1,678.55
86.59

0.00
0.00
0.00
0.00
0.00

0.00
500.00
0.00
0.00
0.00

349.55

0.00

0.00

40,585.00

104.55
245.00

0.00
0.00

0.00
0.00
0.00
0.00
0.00

5,986.56

0.00

0.00
0.00
0.00

14.00
120.00
385.89
1,636.55
86.59

0.00
0.00
0.00

0.00
0.00

139.95
247.30

39.74
426.00
586.79

0.00
0.00
0.00
0.00

349.55

TOTAL

4,321.10

0.00

0.00

8,764.31

50.01
968.83

0.00
0.00

0.00
0.00

576.35
1,362.23

187.40
1,834.01
68.50

0.00
0.00
0.00

0.00
0.00
0.00

Filed 08/23/10 Page 21 of 44

6000 . Accounting
6001 . Joseph Comwall
6003 . Jill Feldman CPA
6004 . Joan Hayes CPA
6005 . Ken Jackson
6006 . Spitz & Greenstein

KA-2613

Profit & Loss by Class

Total 5360 . AETools


5369 AETravel
5371 . AELuggage Carts
5372 . AE-Metrocard
5373' AETaxi and LImousine
5374' AE-Train
5369 AETravel Other

321

October 2001 through December 2003

Total 5350 . AETech


5360 . AETools
5361 . AE-Mlcro Mark
5362, AETecra Tools

611061

Case 1:08-cv-10223-NRB Document 32-12

Total 5299 . AESoftware

05/16/2012

CASI ENTITIES

NISTATP
5322 . AE-WWW.RTT.Com
5323 . AE.zlppy.USA
5299 . AE-Software Other

Page: 214

KA-2613

370.27
2,866.02
234.56

CAc21i
KA-2613

Page 12

KA-2613

KA-2613

KA-2614

Case: 11-1924

Document: 94

6040 . Computer Installation


6041 . Columbia
6043 . Flglla & Sons
6044 Homefront Hardware
6045 Kips Bay Hardware
6046 . Metro Solar
6047 . Mistretta Electric
Total 6040 . Computer Installation

Total 6060 . Employee Benefits


6090 . Equipment Repairs
6091 . Finance Charge
6092 Honorarium
6093 Insurance
6100' Legal
6102 . Frederica Miller ESQ
6103 LLBL
6106 . Pennie & Edmonds
6107 . Schwartz & Salomon
6108 Scialabba and Associates
6109 Solomon & Bernstein

KA-2614

Profit & Loss by Class

574.61
1,599.27
344.00
744.36
621.62
4,590.26
237.27
2,445.97
269.07
556.05
4,600.00

1,288.85
1,995.00
6,196.69
70.27
2,040.00
5,400.00

710.60
1,599.27
344.00
1,565.47
914.37
5.787.48
238.60
5,347.29
350.81
725.97
4,600.00

0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00

0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00

0.00

0.00

18,672.39

TOTAL

RENT

NN CO FUNDING

1,822.76
1,995.00
8,736.30
170.27
2,040.00
5,400.00

0.00
0.00
0.00
0.00
0.00
0.00

0.00
0.00
0.00
0.00
0.00
0.00

25,654.71

16,990.81

0.00

0.00

20,164.33

1,390.00
0.00
0.00
201.01

250.00
0.00
0.00
0.00

0.00
0.00
0.00
0.00

4,310.60
21,677.00
70.00
452.46

3,104.35
2,735.00
4,381.71
2,175.96
888.54
26,601.21
19,342.24

3,104.35
2,735.00
5,754.76
3,356.22
888.54
62,018.00
27,153.26

0.00
0.00
0.00
0.00
0.00
0.00
0.00

0.00
0.00
0.00
0.00
0.00
24,860.00
0.00

59,229.01

24,860.00

0.00

105,010.13

107.17
0.00
664.17
1,754.92

0.00
0.00
0.00
0.00

0.00
0.00
0.00
0.00

477.84
300.79
1,136.42
2,370.17

6,000.00
352.60
671.15
0.00
0.00
150.00

0.00
0.00
0.00
0.00
0.00
0.00

0.00
0.00
0.00
0.00
0.00
0.00

Filed 08/23/10 Page 22 of 44

6050 . Conference
6051 . Depreciation
6052 Domain Name
6053 . Dues and Subscriptions
6060 Employee Benefits
6061 . Arlsta
6062 Chlldcare Services - Rosalie Me
6063 Drugs
6064 . Gym Membership
6065 Horizon
6066 . Medical Reimbursed
6067 . Oxford Health

321

Case 1:08-cv-10223-NRB Document 32-12

Total 6020 . Communications

611061

October 2001 through December 2003


NISTATP

6025' MCI
6026' RCN
6027 Reimbursed Telephone
6028 Skytel
6029 . Sprint
6030 Thorn
6031 . TTMobile
6032 . Verlzon
6034 . Voicestream Wireless
6035 . Vz Wireless
6036 . Webworqs

05/16/2012

CASI ENTITIES

8:52 PM

07/25/10
Accrual Basis

Page: 215

KA-2614

16,000.00
352.60
10,075.28
1,972.00
3,000.00
11,950.00

CAG"J,I~
KA-2614

Page 13

KA-2614

KA-2614

KA-2615

13~

8:52 PM

07/25110
Accrual Basis

Case: 11-1924

Document: 94

/Lf

6120 . Miscellaneous
6122 NG Check
6130 . Office
6150, Outside Service
8151 . Abe Karron
8152 ' Advanced Technology Group
8153' Axiom Systems
6154 . Bator Blntor
6155' D. Ferrand
6157' George Wolberg PhD
6158 ' James Cox ols
6159 . Jane Laylor
6160' Peter Ross
8161' Radio Logic
6162 . Scott Albin
6163' Valley of the Mage Consulting
Total 6150 . Outside Service

Total 6189 . Rent

6300 . Payroll Expenses


6301 . Scott Albin emp
6302 . Robert Benedict
6303 S.W. Bothwick
6304 . James L. Cox emp
6305 . Elisha Gurfeln
6306 . 0.8. Karron
6307 . Charles La Salla
6308 . Regner M. Peralta
6309 . Peter Ross
6310' Matthew Rothman
6311 . Robert G. Wine
6314 . Nichol" A. Wynter

321

KA-2615

CASI ENTITIES

Profit & Loss by Class


October 2001 through December 2003
NISTATP

NN CO FUNDING

TOTAL

RENT

7,173.75

0.00

0.00

43,349.88

147.11
0.00
687.84

0.00
0.00
0.00

0.00
0.00
0.00

498.65
0.00
2,092.73

1,000.00
3,000.00
400.00
10,159.75
4,900.00
40,898.99
33,930.00
161.00
1,172.64
100.00
2,000.00
1,000.00

0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00

1,000.00
71,000.00
400.00
12,759.75
8,519.00
40,898.99
33,930.00
161.00
1,172.64
100.00
2,000.00
1,000.00

0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00

98,722.38

0.00

0.00

172,941.38

1,234.25
1,178.06
96.15

0.00
0.00
0.00

0.00
0.00
0.00

1,234.25
1,570.94
96.15

220.05
75.00

Total 6178 . Repairs

8189' Rent
6191 . Rent for 2001
6192 . Rent for 2002
6193' Rent for 2003

611061

295.05
0.00
2,000.00
0.00

0.00
0.00
0.00
0.00

2,000.00
5,550.00
22,823.07
780.00
53,625.00
100,000.95
334,004.12
23,685.00
5,047.50
11,354.00
33,817.50
3,520.00
15,221.25

594.04

0.00
33,000.00
26,000.00
24,000.00

0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00

319.04
275.00

0.00
0.00

0.00
0.00

83,000.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00

Filed 08/23/10 Page 23 of 44

6170 Paypal Payments


6175 Postage & Delivery
6177 Reim . Expenses
6178 . Repairs
6180' General
6178 . Repairs Other

05/16/2012

Case 1:08-cv-10223-NRB Document 32-12

Total 6100 . Legal

Jfo

Page: 216

KA-2615

33,000.00
28,000.00
24,000.00
85,000.00
5,550.00
22,823.07
780.00
53,625.00
100,000.95
334,004.12
23,685.00
5,047.50
11,354.00
43,417.50
3,520.00
15,221.25
Page 14

KA-2615

KA-2615

CAC.2Jc.
KA-2615

KA-2616

Case: 11-1924

Document: 94

Page: 217

KA-2616

05/16/2012

611061

321

KA-2616

CASI ENTITIES

8:52 PM

Profit & Loss by Class

07125110

October 2001 through December 2003

Accrual Basis

Total 6300 ' Payroll Expenses

6315 . Payroll Processing


6330 . Research and Development
6331 . American Advanced Power
6332 ' American Media Systems
6333 . Denver Air Support
6334 EMAG
6335 . frozencpu.com
6337 General Computer
6338 ' Pacific Data Storage
6339, Rlcoh
6340 . Server Technology
6341 SGI Developers
6342 . Silicon City
6343 . Silicon Graphics
6344 ' Vision Shape
6345 . YC Cable
6346 . In Kind Computer Equipment
6330 . Research and Development Other

6360, Taxes
6361 . NY Corporation Tax

---

0.00

0.00

619,028.39

295.60

0.00

0.00

295.60

KA-2616

0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
30,000.00
0.00

0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00

215.00
1,245.09
295.00
2,850.00
845.83
114,433.14
1,429.00
9,019.57
6,895.55
295.00
134,061.39
78,093.54
6,643.25
210.00
30,000.00
2,768.47

338,834.22

30,000.00

0.00

389,299.83

1,976.92

0.00

0.00

2,877.94

31,773.62
9,157.95
1,065.77
3,199.21
404.70
1,024.80
107.72
192.35

0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00

---_.

46,926.12
0.00

Total 6360 . Taxes


6370 . Travel
6371 . Airfare
6372 Hotel
6373 Meals
6374 . Mise Travel
6375' Taxi
6376 Train
6377 . Transit Check
6370 . Travel Other

TOTAL

1,210.00
1,290.31
3,689.70
224.93
1,166.25
142.15
1,453.52
431.40

0.00

0.00
0.00

0.00

0.00
0.00

0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00

KA-2616

32,798.26
8,966.92
1,065.77
3,199.21
404.70
1,024.80
107.72
- _ . _ -192.35
_.

0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00

47,759.73
800.00

0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00

Filed 08/23/10 Page 24 of 44

Total 6350 . Payroll Taxes

RENT

609,428.39

215.00
1,180.09
295.00
2,850.00
845.83
107,608.14
1,429.00
9,019.57
6,895.55
295.00
120,614.77
78,093.54
6,643.25
210.00
0.00
2,639.48

Total 6330 . Research and Development

6349 . Stationery
6350 . Payroll Taxes
6351 FICA
6352 . Medicare
6353 FUTA
6354 NYSUI
6356 . NJ Disability
6357 NJ UI
6358, NC SUI
6359 . Penalties and Late Fees

NN CO FUNDING

Case 1:08-cv-10223-NRB Document 32-12

NISTATP

800.00
1,720.50
3,489.51
8,922.46
224.93
2,271.67
189.90
1,453.52
431.40

eleGl.,

Page 15

KA-2616

KA-2617

~d

8:52 PM

07/25110
Accrual Basis

Case: 11-1924

lfa

Page: 218

05/16/2012

KA-2617

611061

321

KA-2617

CASI ENTITIES

Profit & Loss by Class


October 2001 through December 2003
NISTATP

NN CO FUNDING

RENT

TOTAL

Total 6370 . Travel

9,608.26

0.00

0.00

18,703.89

6379 . Tuition Reimbursement


6380 . Utilities

3,238.20
6,463.40

0.00
0.00

0.00
0.00

3,238.20
21,604.06

1,331,602.08

55,610.00

83,000.00

1,725,950.79

17,105.43

37,393.83

-83,000.00

-201,686.49

45.64

0.00

0.00

45.64

0.00

45.64

Total Expense
Net Ordinary Income
Other Income/Expense
Other Income
6391 . Deposits to Bank 111

45.64

Total Other Income


Other Expense
6500 . Payroll Clearing Account
6504 . Debits Net Payroll Clearing Ace
6516 . Credits Net Payroll Clearing Ac
Total 6500 . Payroll Clearing Account

Total 7000 . Bank Transfer


Total Other Expense
Net Other Income
Net Income

KA-2617

-9,259.62
-35,300.00
0.00
0.00
0.00
95,576.00
0.00
91,663.91
-60,000.00
0.00
0.00
0.00
-15,800.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00

0.00
0.00

0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00

264,914.34
-318,461.51
0.00

0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00

-53,547.17
-80,300.00
80,300.00
53,547.17
-95,576.00
95,576.00
-91,663.91
91,663.91
-60,000.00
60,000.00
-521.53
521.53
-15,800.00
15,800.00
-1,000.00
1,000.00
-16,500.00
16,500.00
-8,614.00
8,614.00

76,139.91

0.00

0.00

53,547.17

66,880.29

0.00

0.00

0.00

-66,834.65

0.00

0.00

45.64

-49,729.22

37,393.83

-83,000.00

-201,640.85

KA-2617

Filed 08/23/10 Page 25 of 44

7000 . Bank Transfer


7001 . CASI Co-funding Rec'd by NIST
7002 . CASI Co-Funding to NIST ATP
7004 CASI Co-Funding via Propay
7005 . From 8735 to INC IN
7006 . From 8735 TO INC OUT
7007' FROM ATP TO LLC IN
7008 FROM ATP TO LLC OUT
7009 . FROM INC TO 8735 IN
7010 . FROM INC TO 8735 OUT
7011' FROM INC TO LLC IN
7012 FROM INC TO LLC OUT
7013 . FROM LLC TO 8735 IN
7014 . FROM LLC TO 8735 OUT
7015' FROM LLC TO NIST LLC IN
7016 FROM LLC TO NIST LLC OUT
7017 FROM N LLC N TO LLC IN
7018' FROM N LLC N TO LLC OUT
7019 . FROM NIST LLC IN
7020 . FROM NIST LLC OUT

255,654.72
-264,914.34

0.00

Case 1:08-cv-10223-NRB Document 32-12

," i

Document: 94

CAcZlt'
KA-2617

Page 16

KA-2618

Case: 11-1924

Document: 94

5:18 PM

Page: 219

05/16/2012

CASI ENTITIES
KA-2618

611061

321

KA-2618

Transaction Detail By Account

07/18/10
Accrual Basis

October 2001 through December 2003


Type

Oate

AE03...

Name

Memo

Class

AEACCT JIL...

NIST ATP

Total 5001 . AEJiII Feldman CPA


Total 5000 . AE-Accounting

TOTAL

Debit

Balance

Credit

Case 1:08-cv-10223-NRB Document 32-12

5000 AEAccountlng
5001' AE"I/I Feldman CPA
General Journal
31912002

Num

1,000.00

1,000.00
1,000.00

0.00

1,000.00

1,000.00

0.00

1,000.00

1,000.00

0.00

1,000.00

Filed 08/23/10 Page 26 of 44

KA-2618

KA-2618

C AC." ~,"

KA-2618

Page 1

Case: 11-1924

KA-2619

Ale..

5:19 PM

07/18110
Accrual Basis

Document: 94

st>oz,

6002 . AEAlrfare
6003 . AEAmerican Airlines
General Journal
21712003

1/812002
418r.l003

Nurn

AE 020703

Name

Memo

Class

AEAIRFARE...

NISTATP

21712002
61812003

Debit

AE020702

AEAIRFARE

NISTATP

AE EXPEOIA
AEAIRFARE...

NISTATP
NISTATP

AEAIRFARE
AEA/RFARE...

Total 5006 . AE.Jetblue


Total 5002 . AE-Airfare
TOTAL

NISTATP
NISTATP

100.00
0.00

100.00
316.00

0.00

316.00
956.50
1,404.98

956.50
448.48
1,404.98

AE 020702
AE060803

Balance

316.00
316.00

AE120802
AE 040803

Credit

100.00
100.00

Total 5005 . AE-Expedia

5006 . AE.Jetblue
General Journal
General Journal

KA-2619

October 2001 through December 2003

Total 5004 . AE-Arnerican West


6005 AE-Expedla
General Journal
General Journal

321

CASI ENTITIES

Total 5003 . AE-Arnerican Airlines


5004 . AEl\rnerican West
General Journal
21712002

611061

0.00

280.00
306.50

1,404.98
280.00
586.50

586.50

0.00

586.50

2,407.48

0.00

2,407.48

2,407.48

0.00

2,407.48

Case 1:08-cv-10223-NRB Document 32-12

Date

05/16/2012

Transaction Detail By Account

I t-6J
Type

Page: 220

KA-2619

Filed 08/23/10 Page 27 of 44

KA-2619

KA-2619

Page 1

Cit(;,
z.2.0
KA-2619

KA-2620
5:20 PM
07/18/10
Accrual Basis

Case: 11-1924

Ale s001
lo-b,
Date

5007 . AEAuto
5008 . AEAlrport Parking
General Journal
4/812003

Page: 221

KA-2620

05/16/2012

October 2001 through December 2003


Num

AE 040803

Name

Memo

Class

AEAIRPORT...

NISTATP

21712002
31912002
61712002
71812002
81712002
9/812002
61812003
7/912003

AE 090802
AE 100802

AEAUTOPA...
AECENTRA...

NISTATP
NISTATP

Credit

AE 070802

AEEDISON ...

NISTATP

AEAUTOGAS
AE AUTO GA
AEAUTOGAS
AEAUTOGAS
AEAUTOGAS
AEAUTOGAS
AEAUTOGAS
AEAUTOGAS

NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP

AE PARKING

Total 5007 . AE-Auto


TOTAL

NISTATP

0.00

50.00

0.00

68.00

68.00

9.60
12.19
88.99
25.22
22.79
23.70
17.75
21.35

9.60
21.79
110.78
136.00
158.79
182.49
200.24
221.59
0.00

4.00

221.59

Filed 08/23/10 Page 28 of 44

AE 120802

3.00
25.00
50.00

68.00

221.59

Total 5007 . AE-Auto - Other

3.00
0.00

25.00
25.00

68.00
AE 020702
AE030902
AE 060702
AE 070802
AE 080702
AE 090802
AE 060803
AE 070903

Balance

3.00

50.00

Total 5011 . AE-Gas


5007 AEAuto Other
General Journal
121812002

Debit

3.00

Total 5010 . AE-Edison Parking


5011 . AE-Gas
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal

KA-2620

Transaction Detail By Account

Total 5009 . AE-Central Parking


5010' AEEdlson Parking
General Journal
7/8/2002

321

CASI ENTITIES

Total 5008 . AE-Airport Parking


5009 . AEaCentral Parking
General Journal
9/8/2002
General Journal
10/8/2002

611061

4.00

4.00

0.00

4.00

346.59

0.00

346.59

346.59

0.00

346.59

Page 1

KA-2620

KA-2620

Case 1:08-cv-10223-NRB Document 32-12

Type

Document: 94

CAe
22.-1
KA-2620

KA-2621
5:22 PM

Case: 11-1924

Document: 94

Page: 222

KA-2621

05/16/2012

611061

321

KA-2621

CASI ENTITIES

Transaction Detail By Account

07/18/10
Accrual Basis

October 2001 through December 2003

5123 . AEBooks
5124 AEAmazon
General Journal

Date

Num

6/812003

AE 060803

Name

Memo

AE BOOKS ...

Class

NISTATP

Total 5124 . AE-Amazon


5125 AE-Bames & Nobl.
General Joumal
71812002

AE 070802

AE BOOKS

NISTATP

5128' AEIEEE Books


General Joumal
61712002
General Joumal
7/812002
General Journal
21712003

34.89

AE120801

AE BORDER...

NISTATP

AEBOOKSI ...
AE CM IEEE ...
AE BOOKS I...

Total 5128 . AE-IEEE Books


Total 5123 . AE-Books
TOTAL

NISTATP
NISTATP
NISTATP

0.00

34.89
18.40

0.00

18.40

0.00

48.66

36.00

229.48
193.48
533.51

569.51

36.00

533.51

671.46

36.00

635.46

671.46

35.00

635.46

48.66

48.66
48.66

AE 060702
AE 070802
AE 020703

34.89

18.40
18.40

Total 5126 . AE-Borders Books

Balance

Credit

34.89

Total 5125 . AEBames & Noble


5126 AE-Borders Books
General Joumal
121812001

Debit

229.48
340.03

Case 1:08-cv-10223-NRB Document 32-12

Type

Filed 08/23/10 Page 29 of 44


Page 1

KA-2621

KA-2621

KA-2621
2.2.2-

KA-2622
5:23 PM

Case: 11-1924

"61

Document: 94

Page: 223

KA-2622
CASI ENTITIES

05/16/2012

611061

321

KA-2622

Transaction Detail By Account

07118110
Accrual Basis

October 2001 through December 2003


Date

Num

Name

Memo

Class

AE DOMAIN ...

NISTATP

Debit

Balance

Credit

Case 1:08-cv-10223-NRB Document 32-12

Type
5137 . AE-Domain Name

General Joumal

6/8/2003

AE06...

Tola15137 AE-Domain Name


TOTAL

95.00

95.00
95.00

0.00

95.00

95.00

0.00

96.00

Filed 08/23/10 Page 30 of 44


Page 1

KA-2622

KA-2622

KA-2622
C}rGU3

11'

itf

c. sl~iCase: 11-1924
KA-2623

3:46 PM

Document: 94

Page: 224

KA-2623

05/16/2012

611061

321

KA-2623

CASI ENTITIES

Transaction Detail By Account

06126110

October 2001 through December 2003

Accrual Basis
Date

5138 . AE-Dues and Subscriptions


General Journal
2n12002
General Journal
217/2002
General Journal
6n12002
General Journal
7/8/2002
General Journal
81712002
General Journal
9/8/2002
General Journal
9/8/2002
General Journal
10/8/2002
General Journal
11n12002
General Journal
1218/2002
General Journal
1/8/2003
General Journal
217/2003
General Journal
3/9/2003
General Journal
319/2003
General Journal
4/8/2003
General Journal
5/8/2003
General Journal
6/8/2003
7/9/2003
General Journal
7/9/2003
General Journal
General Journal
7/9/2003
General Journal
818/2003
General Journal
9/812003
General Journal
10/8/2003
General Journal
11/8/2003
General Journal
12/8/2003

Num
AE 020702
AE 020702
AE 060702
AE 070802
AE 080702
AE 090802
AE 090802
AE 100802
AE 110702
AE 120802
AE 010803
AE 020703
AE 030903
AE 030903
AE 040803
AE 050803
AE 060803
AE 070903
AE 070903
AE 070903
AE 080803
AE090803
AE100803
AE110703
AE120803

Name

Memo

Class

AE DUES AND SUB


AECMDS
AE DUES AND SUB
AE DUES AND SUB
AE DUES AND SUB
AE DUES AND SUB
AE DUES AND SUB
AE DUES AND SUB
AE DUES AND SUB
AE DUES AND SUB
AE DUES AND SUB
AE DUES AND SUB
AE DUES AND SUB ...
AE DUES AND SUB
AE DUES AND SUB
AE DUES AND SUB
AE DUES AND SUB
AE DUES AND SUB
AE DUES AND SUB ...
AE DUES AND SUB ...
AE DUES AND SUB
AE DUES AND SUB
AE DUES AND SUB
AE DUES AND SUB
AE DUES AND SUB

NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NIST ATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
LLC
LlC
llC
llC
LlC

TOTAL

KA-2623

KA-2623

S
5
5
5
5
5
5
5
5
5
5
5
5
5
5
5
5
5
5
5
5
5
5
5
5
5

Balance

Credit

Debit
37.50

27.50
245.68
84.95
489.90
186.00
9.95
9.95
21.95
9.95
9.95
9.95
555.00
9.95
9.95
9.95
9.95
9.95
75.00
198.00
9.95
9.95
9.95
9.95
9.95

37.50
10.00
255.68
340.63
830.53
1,016.53
1,026.48
1,036.43
1,058.38
1,068.33
1,078.28
1,088.23
1,643.23
1,653.18
1,663.13
1,673.08
1,683.03
1,692.98
1,767.98
1,965.98
1,975.93
1,985.88
1,995.83
2,005.78
2,015.73

2,043.23

27.50

2,015.73

2,043.23

27.50

2,015.73

KA-2623

Filed 08/23/10 Page 31 of 44

Total 5138 . AE-Dues and Subscriptions

Clr

Case 1:08-cv-10223-NRB Document 32-12

Type

KA-2624

3:49 PM

\ 1'

Case: 11-1924

Document: 94

Page: 225

KA-2624

05/16/2012

611061

321

KA-2624

CASI ENTITIES

Transaction Detail By Account

06125110
Accrual Basis

October 2001 through December 2003


Date

5139 AE-Flnance Charge


General Journal
8n/2002
General Journal
91812002
General Journal
51812003

Num
AE 080702
AE 090802
FLEX 050803

Name

Memo

Class

AE FINCHG ...
AE FLEX 090...
AE FKEX FI...

NISTATP
NIST ATP
NISTATP

Total 5139 . AE-Finance Charge


TOTAL

Clr

Balance

Credit

Debit

Case 1:08-cv-10223-NRB Document 32-12

Type

2.14
4.37
12.40

2.14
2.23
8.03
12.40

0.00

12.40

12.40

0.00

12.40

Filed 08/23/10 Page 32 of 44


Page 1

KA-2624

KA-2624

KA-2624
c.Ae U~

3'53~fvl5flfo
KA-2625

11

Case: 11-1924

Document: 94

Page: 226

KA-2625

05/16/2012

611061

321

KA-2625

CASI ENTITIES

Transaction Detail By Account

06/25110

October 2001 through December 2003

Accrual Basis
Date

5140 AE-Hardware
5141 . AE-3D.FX Cool
General Journal
61712002

Num

AE 060702

Name

Memo

AE 3D FXCOOL

Class

NISTATP

5143 . AE-ADOBE.Com
General Journal
4/812002
General Journal
7/912003

AE 040802
AE 070903

AE ADOBE.COM
AE HDWR ADOBE.COM

NISTATP
NIST ATP

5145 AE-BlkBox
General Journal

61712002

AE060702

AE BLACK BOX

NISTATP

5148 AE-CFDT.Electronics
General Journal
21712003
4/812003
General Journal
5/812003
General Journal
61812003
General Journal
General Journal
71912003
General Journal
8/812003
9/812003
General Journal
10/812003
General Journal
11/812003
General Journal
12/812003
General Journal

AE 020703
AE 040803
AE 050803
AE 060803
AE 070903
AE 080803
AE090803
AE1oo803
AE110703
AE120803

AE HDWR CFDT ELECTRONI...


AE HDWR CFDT ELECTRONI...
AE HDWR CFDT ELECTRONI...
AE HDWR CFDT ELECTRONI...
AE HDWR CFDT ELECTRON!. ..
AE HDWR CFDR ELECTRONI ...
AE HDWR CFDT ELECTRON!. ..
AE HDWR CFDT ELECTRONI...
AE HDWR CFDT ELECTRONI...
AE HDWR CFDT ELECTRONI...

NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
LLC
LLC
LLC
LLC
LLC

AE 040803
AE 050803

AE INSTALL COLUMBIA HOME


AE HDWR COLUMBIA HOME

NISTATP
NISTATP

5157 AE-Datavision
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal

KA-2625

111712001
1218/2001
1/812002
1/812002
319/2002
5/812002
61712002
7/8/2002
10/1/2002
10/1/2002
10/8/2002
111712002
111712002
1/812003
1/1712003
3/9/2003

AE110701
AE120801
AE120802
AE120802
AE 030902
AE 050802
AE 060702
AE 070802
FLEX100802
FLEX100802
AE 100802
AE 110702
AE 110702
AE 010803
FLEX 0207...
AE 030903

AE
AE
AE
AE
AE
AE
AE
AE
AE
AE
AE
AE
AE
AE
AE
AE

DATAVISION
DATAVISION
DATAVISION
CM DATAVISION
DATAVISION
DATAVISION
DATAVISION
DATAVISION
DATAVISION
DATAVISION
DATAVISION
DATAVISION
DATAVISION
DATAVISION
FLEX HARD DATAVISION
HDWR DATAVISION

NISTATP
NISTATP
NIST ATP
NISTATP
NiSTATP
NISTATP
NIST ATP
NIST ATP
NISTATP
NIST ATP
NIST ATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP

1,014.43
0.00

0.00

1,370.16
144.90
285.63

0.00

527.98
1,418.00
297.71
3.71
129.99
344.00
1,377.87
225.00
1,519.95
903.25
407.67
31.97
31.97
422.97
599.99
169.00

1,014.43
117.86
507.52
615.35
723.18
831.01
938.84
1,046.67
1,154.50
1,262.33
1.370.16

144.90
140.73
285.63

Total 5155 . AE-Colurnbia Horne

935.52

Filed 08/23/10 Page 33 of 44

5155' AE-Columbia Home


4/8/2003
General Journal
5/812003
General Journal

0.00

117.86
389.66
107.83
107.83
107.83
107.83
107.83
107.83
107.83
107.83
1,370.16

Total 5148 . AE-CFDT.Electronics

86.30
767.39
935.52

1,014.43
1,014.43

Total 5145 . AE-BlkBox

0.00

767.39
168.13
935.52

Total 5143 AE-ADOBE.Com

86.30

86.30
86.30

Total 5141 . AE-3D.FX Cool

Balance

Credit

Debit

Case 1:08-cv-10223-NRB Document 32-12

Type

285.63
527.98
1,945.98
2,243.69
2,239.98
2,369.97
2,713.97
4,091.84
4,316.84
5,836.79
6,740.04
7,147.71
7,179.68
7,147.71
7,570.68
8,170.67
8,339.67
Page 1

KA-2625

eN:, 2.~f.
KA-2625

Pr!t" Sltfo
KA-2626

3:53PM

Case: 11-1924

Document: 94

1-1J3

Page: 227

KA-2626

05/16/2012

611061

321

KA-2626

CASI ENTITIES

Transaction Detail By Account

06/25110

Accrual Basis

October 2001 through December 2003

General Journal
General Journal
General Journal
General Journal
General Journal
General Journal

Date
3/912003
41812003
5/812003
5/812003
6/812003
11/8/2003

Num
FLEX 0309...
AE 040803
AE 050803
FLEX 0508...
AE 060803
AE110703

Name

Memo

AE FLEX HDWR DATAVISION


AE HDWR DATAVISION
AE HDWR DATAVISION
AE FLEX DATAVISION
AE HDWR DATAVISION
AE HDWR DATAVISION

Class
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
LLC

Total 5157 . AE-Datavision


5158 AEDlgltal River
General Journal
12/812001
General Journal
4/812002

AE120801
AE 040802

AE DIGITAL RIVER
AE DIGITAL RIVER

NISTATP
NISTATP

AE DYMO SOFTWARE
AEDYMOCORP
AE HOWE DYMO CORP

NISTATP
NISTATP
NISTATP

Total 5159 . AE-Dymo Corp.


5161 AE-Electrlcal
General Journal
General Journal
General Journal

Supply
9/812002
1018/2002
111712002

AE ELECTRICAL SUPPLY
AE ELECTRICAL SUPPLY
AE ELECTRICAL SUPPLY

NISTATP
NISTATP
NISTATP

Total 5161 . AE-Electrical Supply


AE 020703
AE 030903

AE HDWR GARMIN INTL


AE HDWR GARMIN INTL

NISTATP
NISTATP

Total 5163 . AE-Garmin International


5165 AE-GL Video
General Journal
5/812002

AE 050802

AEGLVIDEO

NISTATP

5166 AE-Grainger
General Journal

9/812003

AE090803

AE WWW. GRAINGER

LLC

5168 AEIBM Direct


General Journal
4/812002
General Journal
5/8/2003

AE 040802
AE 050803

AE IBM DIRECT
AE HOWR IBM DIRECT

NISTATP
NISTATP

Total 5168 AEIBM Direct


5169 . AE..J&R Sound
General Journal
121812001

AE120801

AEJ & RSOUND

NISTATP

0.00

1,686.35
227.52
350.17

0.00

350.17
335.00

0.00

335.00
84.45

0.00

84.45
1,111.73
1,525.24

0.00

1,525.24
243.53

243.53
243.53

309.55
571.70
1,222.05
1,686.35

1,111.73
413.51
1,525.24

Tolal 5169 . AE-J&R Sound

0.00

84.45
84.45

180.82
82.40
159.55
309.55

335.00
335.00

Total 5166 . AE-Grainger

0.00

227.52
122.65
350.17

Total 5165 . AE-GL Video

107.90
180.82

571.70
650.35
464.30
1,686.35

10,587.49

Filed 08/23/10 Page 34 of 44

5163 . AE-Garmin International


General Journal
21712003
General Journal
3/9/2003

35.68

82.40
77.15
150.00
309.55

AE 090802
AE 100802
AE 110702

8,858.67
9,517.60
9,647.57
10,207.55
10,407.52
10,587.49

107.90
72.92
180.82

AE 110702
AE 120802
AE 030903

Balance

519.00
658.93
129.97
559.98
199.97
179.97
10,623.17

Total 5158 . AE-Digital River


5159 AE-Dymo Corp.
General Journal
1117/2002
General Journal
121812002
General Journal
31912003

Credit

Debit

Case 1:08-cv-10223-NRB Document 32-12

Type

0.00

243.53

5170 AEKips Bay Hardware

KA-2626

KA-2626

Page 2

eN:, 2.~'

KA-2626

AjrAi'M
KA-2627

3:53 PM

313

Case: 11-1924

Document: 94

Page: 228

KA-2627

05/16/2012

611061

321

KA-2627

CASI ENTITIES

Transaction Detail By Account

06/25/10

October 2001 through December 2003

Accrual Basis
Date

General Journal
General Journal

10/812002
111712002

Num
AE 100802
AE 110702

Name

Memo

AE KIPS BAY
AE KIPS BAY

Class
NISTATP
NISTATP

Total 5170 . AE-Kips Bay Hardware


5171 AE-Lumberland
General Journal
9/812002

AE 090802

AE LUMBERLANO

NISTATP

AE060702

AE PROJECTOR PEOPLE

NISTATP

5174 AERacklt Technology


General Journal
7/8/2002

AE070802

NISTATP

AE RACKIT

5176 AE-5ub Zero Technology


General Journal
61712002

AE 060702

AE SUB ZERO TECH

NISTATP

5178 AE-Wacom Technology


General Journal
4/812002

AE 040802

AE WACOM TECH

NISTATP

Total 5178 . AE-Wacom Technology


5180 . AEWlnzlp
General Journal

1218/2001

NISTATP

AEWINZIP

5140 AE-Hardware Other


General Journal
12/8/2001
General Journal
3/912002
General Journal
5/812003

AE120801
AE 030902
AE 050803

AEANTEC
AESGI
AE HOWE MICRO MACK

Total 5140 . AE-Hardware - Other


Total 5140 . AE-Hardware
TOTAL

NISTATP
NIST ATP
NIST ATP

1,366.00
0.00

1,366.00

0.00

89.35

89.35

171.29

171.29
0.00

171.29
29.00

29.00
29.00

199.00

0.00

Filed 08/23/10 Page 35 of 44

Total 5180 . AE-Winzip

9.90
199.00

0.00

89.35

171.29
AE120801

0.00

1,366.00

89.35

46.98
9.90

199.00

1,366.00

Total 5176 . AE-Sub Zero Technology

0.00

9.90

199.00

Total 5174 . AE-Rackit Technology

34.38
46.98

34.38
12.60

9.90

Total 5173 . AE-Projector People

Balance

Credit

46.98

Total 5171 . AE-Lumberland


5173 AEProJector People
General Journal
61712002

Debit

Case 1:08-cv-10223-NRB Document 32-12

Type

29.00
299.74
310.57
346.77

299.74
10.83
36.20
346.77

0.00

346.77

21,288.61

35.68

21,252.93

21,288.61

35.68

21,252.93

Page 3

KA-2627

KA-2627

KA-2627
CAG

z,28

Case: 11-1924

3"4P~ 571 '1 '11


KA-2628

Page: 229

KA-2628

05/16/2012

611061

321

KA-2628

CASI ENTITIES

Transaction Detail By Account

06125/10

October 2001 through December 2003

Accrual Basis
Date

Hum

Name

Memo

Class

Clr

Debit

Credit

Balance

5189 . AE-Hotel

General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal

21712002
3/9/2002
31912002
7/812002
81712002
9/812002
101812002
11812003
4/812003

AE 020702
AE 030902
AE 030902
AE 070802
AE 080702
AE 090802
AE 100802
AE 010803
FLEX 040803

AEHOTEL
AE HOTEL BOSTON
AE HOTEL SAN JOSE
AE HOTEL VA
AE HOTEL VA
AE HOTEL
AEHOTEL
AE HOTEL LANHAM MD
AE FLEX RAMADA INN

Total 5189 AE-Hotel

TOTAL

NISTATP
NISTATP
NIST ATP
NISTATP
NIST ATP
NISTATP
NISTATP
NIST ATP
NISTATP

585.76
64.12
659.84
522.42
435.05
15.61
77.76
86.90
513.95

585.76
649.88
1,309.72
1,832.14
2,267.19
2,282.80
2,360.56
2,447.46
2,961.41

2,961.41

0.00

2,961.41

2,961.41

0.00

2,981.41

Case 1:08-cv-10223-NRB Document 32-12

Type

Document: 94

Filed 08/23/10 Page 36 of 44


Page 1

KA-2628

KA-2628

KA-2628
c./'rC ~Z"

KA-2629
hie, 51'10

Case: 11-1924

lofJ I

3:56 PM

Document: 94

Page: 230

KA-2629

05/16/2012

611061

321

KA-2629

CASI ENTITIES

Transaction Detail By Account

06/25/10
Accrual Basis

October 2001 through December 2003


Date

5190 AE-Installation
5191 AE-Home Depot
General Journal
1/812003

Num

AE 010803

Name

Memo

AE HOME DEPOT

Class

NISTATP

Total 5191 . AEHome Depot


5192 AEHomefront Hardware
General Journal
1/8/2002
General Journal
1/8/2002
General Journal
21712002
General Journal
3/9/2002
General Journal
4/812002
General Journal
518/2002
General Journal
7/812002
General Journal
7/8/2002
General Journal
81712002
General Journal
9/812002
General Journal
10/812002
General Journal
111712002
General Journal
1/812003

AE120802
AE120802
AE 020702
AE 030902
AE 040802
AE 050802
AE 070802
AE 070802
AE 080702
AE 090802
AE 100802
AE 110702
AE 010803

AE HOMEFRONT
AE HOMEFRONT
AE HOMEFRONT
AE HOMEFRONT
AE HOME FRONT
AE HOMEFRONT
AE HOMEFRONT
AE CM HOMEFRONT
AE HOMEFRONT
AE HOMEFRONT
AE HOMEFRONT
AE HOMEFRONT
AE TRUE VALUE

NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NIST ATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP

Credit

AE 070802
AE 070802
AE 080702
AE 090802

AE JENSEN
AE CMJRNSEN
AEJENSEN
AE CMJENSEN

NISTATP
NISTATP
NISTATP
NISTATP

86.78
239.95
497.29
272.88
203.46
16.70

Total 5190 . AE-Installation - Other


Total 5190 . AE-Installation
TOTAL

NISTATP
NIST ATP
NISTATP
NISTATP
NISTATP
NISTATP

86.78

1,264.94

30.72
123.71
134.51
428.45
565.90
591.86
876.04
2,021.57
1,934.79
2,174.74
2,672.03
2,944.91
3,148.37
3,165.07
3,165.07

72.39

1,264.94
1,230.40
1,233.40
1,161.01

106.93

1,161.01

34.54
3.00

79.33
32.54
49.34
90.95
255.72
68.33

79.33
111.87
161.21
252.16
507.88
576.21

576.21

0.00

576.21

5,126.72

193.71

4,933.01

5,126.72

193.71

4,933.01

Page 1

KA-2629

KA-2629

Filed 08/23/10 Page 37 of 44

AE TRUE VALUE
AEANTEC
AE TRUE VALUE
AE TRUE VALUE
AE INSTAll CABLES AM...
AE INSTAll WEST MARl...

30.72
0.00

123.71
10.80
293.94
137.45
25.96
284.18
1,145.53

1,267.94
AE120801
AE 070802
AE 110702
AE 120802
AE 060803
AE 060803

Balance

30.72

3,251.85

Total 5193 . AE-Jensen Tools


5190 . AE-Installatlon Other
General Journal
121812001
General Journal
7/812002
General Journal
111712002
General Journal
121812002
General Journal
6/8/2003
General Journal
6/8/2003

Debit

30.72

Total 5192 . AE-Homefront Hardware


5193 AE"'ensen Tools
General Journal
71812002
General Journal
7/812002
General Journal
81712002
General Journal
91812002

Clr

Case 1:08-cv-10223-NRB Document 32-12

Type

KA-2629
CAe- 2~6

Case: 11-1924

KA-2630
8:35PM

Document: 94

Page: 231

KA-2630

05/16/2012

611061

321

CASI ENTITIES

KA-2630

Transaction Detail By Account

08/25/10

Accrual Basis

October 2001 through December 2003


Type

Date

81812003

Num

AE08...

Name

Memo

AE INTERNET AMTRAK

Clas.

LLC

Clr

Split

5148 AE-CFD...

Total 5201 . AE-Amlrak

Debit

Balance

Credit

57.00
57.00

57.00

0.00

57.00

5203.. AE-Expedla
General Journal
General Joumal

81712002
41812003

AE08...
AE04...

AE MEALS AND ENT


AE INTERNET EXPEDIA

NISTATP
NISTATP

5011 . AEGas
5008 . AEAirpo...

Total 5203 . AE-Expedia


5200 . AE-Intemet Other
General Journal
81712002
General Joumal
7/8/2002

356.24
AE06...
AE07...

AE INTERNET,COM
AE CM INTERNET

NISTATP
NISTATP

Total 5200 . AElntemet Other


Total 5200 . AElntemet
TOTAL

5011 . AEGas
5011 . AEGas

331.25
356.24

331.25
24.99
0.00

356.24

29.95

29.95
0.00

29.95

29.95

0.00

443.19

29.95

413.24

443.19

29.95

413.24

29.95

Case 1:08-cv-10223-NRB Document 32-12

5200 AE-Intemet
5201 . AEAmtrlk
General Journal

Filed 08/23/10 Page 38 of 44

KA-2630

KA-2630

KA-2630

Page 1

Case: 11-1924

KA-2631
Ft{e-51.1O

3:59PM

06/25110
Accrual Basis

'i

Document: 94

Page: 232

KA-2631

05/16/2012

611061

321

KA-2631

CASI ENTITIES

Transaction Detail By Account


October 2001 through December 2003

111712001
1218/2001
121812001
121812001
1/812002
21712002
319/2002
5/812002
61712002
7/812002
81712002
9/812002
9/812002
101812002
10/812002
111712002
121812002
1/812003
21712003
319/2003
4/8/2003
5/812003
6/812003
7/912003
10/812003
11/812003

Num
AE110701
AE120801
AE120801
AE120801
AE120802
AE 020702
AE030902
AE050802
AE 060702
AE 070802
AE 080702
AE 090802
AE 090802
AE 100802
AE 100802
AE 110702
AE 120802
AE 010803
AE 020703
AE 030903
AE 040803
AE 050803
AE 060803
AE 070903
AE1oo803
AE110703

Name

Memo
AE MEALS
AEMEALSOOT
AEMEALS
AE MEALS
AEMEALS
AEMEALS
AE MEALS
AEMEALS
AE MEALS
AEMEALS
AEMEALSVA
AE MEALS OOT
AEMEALS
AE MEALS OOT
AEMEALS
AEMEALS
AEMEALS
AE MLS AND ENT
AE MLS AND ENT
AE MKS AND ENT
AE MLS AND ENT
AE MLS AND ENT
AE MLS AND ENT
AE MLS AND ENT
AE MLS AND ENT
AE MLS AND ENT

Total 5210 . AEMeals


TOTAL

Class
NISTATP
NISTATp
NIST ATP
NIST ATP
NIST ATP
NISTATP
NIST ATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NfSTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
LLC
LLC

Clr

Debit

Credit

Balance

77.79
18.08
14.95
130.01
35.20
76.05
162.55
43.35
167.84
589.17
5.12
29.62
83.50
11.61
160.35
341.52
569.35
224.40
289.39
102.10
646.85
108.78
554.20
464.76
148.68
14.50

77.79
95.87
110.82
240.83
276.03
352.08
514.63
557.98
725.82
1,314.99
1,320.11
1,349.73
1,433.23
1,444.84
1,605.19
1,946.71
2,516.06
2,740.46
3,029.85
3,131.95
3,778.80
3,887.58
4,441.78
4,906.54
5,055.22
5,069.72

5,069.72

0.00

5,069.72

5,069.72

0.00

5,069.72

Filed 08/23/10 Page 39 of 44

5210' AEMeals
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal
General Journal

Date

Case 1:08-cv-10223-NRB Document 32-12

Type

Page 1

KA-2631

KA-2631

KA-2631
CAe Z~2

A-/c, S:J.~O
KA-2632

lotl-

Case: 11-1924

4:00 PM

Document: 94

Page: 233

KA-2632

05/16/2012

321

KA-2632

CASI ENTITIES

Transaction Detail By Account

08/25/10
Accrual Basis

October 2001 through December 2003


Date

5220 . AE.()fflce
5221 . AE-Bruce Better Living
General Journal
21712003

Num

AE 020703

Name

Memo

AE BRUCE BETTER LIVING

Class

NISTATP

Total 5221 . AE-Bruce Better Living


5222 AE-Coffee Distributing
General Journal
51812002
General Journal
61712002
General Journal
111712002

AE 050802
AE060702
AE 110702

AE COFFEE DISTRIBUTING
AE COFFEE DISTRIBUTING
AE COFFEE DISTRIBUTING

NISTATP
NISTATP
NISTATP

AE 040803

AE OFC ECKERD

NISTATP

AE 030903

AE OFC LABEL UNIVERSE

NISTATP

AE MARRIOTT GIFT SHOP

NISTATP

AE110701
AE120801
AE120802
AE120802
AE020702
AE 020702
AE 030902
AE 040802
AE 060702
AE 070802
AE 080702
AE 090802
FLEX100802
AE 100802
AE 100802
AE 110702
FLEX 050803
AE 070903
AE090803

AE OFFICE DEPOT
AE OFFICE DEPOT
AE OFFICE DEPOT
AE CM OFC DEPOT
AE OFFICE DEPOT
AE OFFICE DEPOT
AE OFFICE DEPOT
AE OFFICE DEPOT
AE OFFICE DEPOT
AE OFFICE DEPOT
AE OFFICE DEPOT
AE OFFICE DEPOT
AE OFFICE DEPOT
AE OFFICE DEPOT
AE CM OFC DEPOT
AE OFFICE DEPOT
AE FLEX OFC OFFICE DEPOT
AE OFC OFC DEPOT
AE OFC OFFICE DEPOT

NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NIST ATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
LLC

5227 AE.Qffice Max


3/912002
General Journal

AE 030902

AE OFFICE MAX

NISTATP

15.19
35.40

0.00

6.00

35.40
6.00

0.00

168.57
764.61
119.45
54.11
57.37
214.88
183.98
190.52
142.89
349.97
376.59
424.34
587.64
642.58
16.24
197.25
108.31
108.31
75.97

28.20

524.55
15.19

0.00

35.40

4,604.92

Tola15226 AE-Office Depot

0.00

178.66

6.00
168.57
933.18
1,052.63
998.52
1,055.89
1,270.77
1,454.75
1,645.27
1,788.16
2,138.13
2,514.72
2,939.06
3,526.70
4,169.28
4,153.04
4,350.29
4,241.98
4,350.29
4,426.26
4,426.26

Filed 08/23/10 Page 40 of 44

5226 AE.()fflce Depot


111712001
General Journal
General Journal
121812001
General Journal
11812002
General Journal
11812002
General Journal
21712002
General Journal
21712002
General Journal
31912002
41812002
General Journal
General Journal
61712002
General Journal
71812002
General Journal
81712002
General Journal
91812002
101112002
General Journal
General Journal
101812002
General Journal
101812002
General Journal
111712002
General Journal
51812003
71912003
General Journal
General Journal
91812003

129.75
323.67
407.93
524.55

15.19

6.00

Total 5225 . AE-Marriott Gift Shop

129.75
0.00

323.67
84.26
116.62

35.40
AE 020703

Balance

129.75

15.19

Total 5224 . AE-Label Universe


5225 AEMarriott Gift Shop
General Journal
21712003

Credit

524.55

Total 5223 . AE-Eckerd


5224 . AE-Label Universe
General Journal
31912003

Debit

129.75

Total 5222 . AECoffee Distributing


41812003

Clr

Case 1:08-cv-10223-NRB Document 32-12

Type

5223 . AEEckerd
General Journal

611061

28.20

Page 1

KA-2632

KA-2632

KA-2632
c../JrC, Z.~3

!rIc sz].()
KA-2633

Case: 11-1924

4:00 PM

"1J:Y

Document: 94

Page: 234

KA-2633

05/16/2012

KA-2633

CASI ENTITIES

October 2001 through December 2003


Date

Num

Name

Memo

Class

Total 5227 . AE-Offjce Max


5228 AE-Pearl Paint
General Journal
2nl2003

AE 020703

AE PEARL PAINT

NISTATP

AE110701
AE 050802
AE 070802
AE 080702
AE 100802
AE 010803
AE 040803
AE 060803

AE RADIO SHACK
AE RADIO SHACK
AE RADIO SHACK
AE RADIO SHACK
AE RADIO SHACK
AE RADIO SHACK
AE OFC RADIO SHACK
AE OFC RADIO SHACK

NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP

AE 070903

AE OFC RITE AID

NISTATP

AE STAPLES
AESTAPLES
AE PAYPAL

NISTATP
NISTATP
NISTATP

5220 AE-Office - Other


General Journal
10/812001
General Journal
10/812001
General Journal
11m2001
General Journal
11m2001
General Journal
81712002
General Journal
11m2oo2
General Journal
12/812002
General Journal
121812002

AE FLEX 091701
AE FLEX 091701
AE FLEX 101601
AE FLEX 101601
AE REBILLING
AEPHOTOS
AE PERFORMANC FILTERS
AEOFFICE

Total 5220 . AE-Office - Other


Total 5220 . AE-Office
TOTAL

INC
INC
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP
NISTATP

47.93
0.00

47.93
67.57
134.37
168.30
185.60

344.50
362.12
389.62
596.22
0.00

596.22

6.26

6.26
0.00

865.99
20.45
142.91
1,029.35

AE 100801
AE 100801
AE110701
AE110701
AE 080702
AE 110