AO 10

FINANCIAL DISCLOSURE REPORT
FOR CALENDAR YEAR 20] 1

Report Required by the Ethics in Government Act of 1978 (5 u.s.c. app. §§ 101-111)

I. Person Reporting

(last name, first, middle initial)

2. Court or Organization

3. nate of Report

THOMAS, CLARENCE

UNITED STATES SUPREME COURT

05/15/2012

4. Title (Article III judges indicate active or senior status; magistrate judges indicate full- or part-time)

Sa. Report Type (check appropriate

type)

6. Reporting

Period

ASSOCIATE JUSTICE

D D
Sb.

Nomination Initial

Date

0110112011

[{]

Annual

D

Final

to

D

1213112011

Amended Report

7. Chambers

or Office Address

U.S. SUPREME COURT I FIRST STREET, N.E. WASHINGTON, D. C. 20543

IMPORTANT NOTES:

The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Insert signature on last page_

I. POSITIONS.

(Reporting individual only; see pp. 9-13 of filing instructions.)

D
I.

NONE (No reportable positions.) POSITION
Board of Directors

NAME OF ORGANIZA nON/ENTITY
Horatio Alger Association

2.

3. 4. 5.

II. AGREEMENTS.

(Reporting individual only; see pp. 14-16 of filing instructions.)

[Z]
I.

NONE (No reportable agreements.) PARTIES AND TERMS

2. 3.

FINANCIAL DISCLOSURE REPORT
Page 2 of 10

Name of Person Reporting

Date of Report

THOMAS, CLARENCE

05/15/2012

Ill. NON-INVESTMENT INCOME.

(Reporting individual and spouse; seepp. 17-24 offiling

instructions.]

D

A. Filer's Non-Investment

Income

NONE (No reportable non-investment income.) SOURCE AND TYPE INCOME
(yours, not spouse's)

l. 217111 2.8/30111 3.9/21/11 4. 1119/11

Creighton University School of Law - teaching George Washington University School of Law - teaching University of Georgia School of Law - teaching Grove City College - charitable donation in lieu of honorarium

SI5,000.00 $10,000.00 $1,955.00 $2,000.00

B. Spouse's Non-Investment

Income - If you

were married during any portion of the reporting year, complete this section.

(Dollar amount not required except for honoraria.}

D
1. 2011 2.2011
3.

NONE (No reportable non-investment income.) SOURCE AND TYPE
The Daily Caller - salary Liberty Consulting, Inc. - salary and benefits

4.

IV. REIMBURSEMENTS

-s

transportation,

lodging.food,

entertainment.

(Includes those to spouse and dependent children; see pp. 25-27 offiling instructions.)

D
1.

NONE (No reportable reimbursements.) SOURCE
Legatus and Ava Maria University Creighton University College of Law University of Nebraska College of Law New York University School of Law University of Nebraska

DATES
2/3-2/5/11

LOCATION
Naples. FL

PURPOSE
Speech, Q&A

ITEMS PAID OR PROVIDED
Transportation/meals accommodations Transportation/meals accommodations and

2.

217-2111/11

Omaha, NE

Teaching

and

3.

517111

Lincoln. NE

Commencement

Speech

Transportation/meals accommodations Transportation/meals accommodations Transportation/meals

and

4.

7/12-7/15/11

Buenos Aires, Argentina

Conference

and

5.

9/14-9/16111

Lincoln, NE and Omaha,

Teaching

and

------------------~-----~----.-.-

... ....

FINA~CIAL DISCLOSURE REPORT Page 3 of 10
6. University of Georgia School of Law Grove City College
9/21-9/23/11

Name of Person Reporting

Date of Report

THOMAS,

CLARENCE

05/15/2012

Athens, GA

Teaching

Transportation/meals accommodations Transportation/meals accommodations Transportation/meals accommodations

and

7.

11115-11/16/11

Grove City, PA

Speech

and

8.

New Haven Legal Assistance Association and Yale Law School

12/14/11

New Haven, CT

Meetings, teaching

and

FINANCIAL

DISCLOSURE

REPORT

Name of Person Reporting

Dale of Report

Page 4 of 10

THOMAS, CLARENCE

05115/2012

V. GIFTS.

(Includes those to spouse and dependent children; see pp. 28·31 offiling instructions.)

[2]

NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE

I.
2.

3.
4.

5.

VI. LIABILITIES.

(Includes those of spouse and dependent children; see pp. 32·33 offiling instructions.)

[2]

NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE

I. 2. 3.
4.

5.

FINANCIAL"DISCLOSURE REPORT Page 5 of 10 VII. INVESTMENTS and TRUSTS - income,

Name of Person Reporting

Date of Report

THOMAS, CLARENCE

0511 5/20 12

value, transactions

(Includes those of spouse and dependent

children; see pp. 34-60offiling

instructlons.)

D

NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (I)
Amount

C. Gross value at end of reporting period (I) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) (I) Type (e.g., buy, sell, redemption) (2) Date mmlddlyy (3) Value Transactions

D. during reporting period (4) Gain Code I (A-H)

(2) Type (e.g., div., rent, or int.)

(5) Identity of buyer/seller (if private transaction)

Code I (A-H)

Code 2
(J-P)

II.
: 2. 3.
I

MaNY Annuity 1/3 int, in rental property, Liberty Cty, GA (Y) TO Arneri'Trade, Omaha, NE (formerly First Trust Corporation) AIG Sun America - Jersey City, NJ Ginger, LTD., Partnership Fidelity 403(b) Geller & Company LLC NY, NY (403(b) & 401(k) (Y) Liberty Consulting, Inc. Wisdomtree Trust Emerging Markets L ETrS Gold Trust B B

None Rent None None E Rent None None None Dividend None A A A Dividend Dividend Dividend

J J J J N K N J K
i

T W T T W T T T T T T T T Buy Buy Buy Buy Buy Sold (part) 02111/11 02111/11 02111111 03/02/11 01/1911 1 03/02/11 02/11111 02111/11 03/04/11 K K K K K J K K J A See explanation in VIII See explanation in VIII

, 4.

5. 6. 7.

8.

,
9
1

.

K J K J

'~O~
-_.

. II. 12. 13. 14. 15. 16. 17.

Europacific Growth Fund AMCAP Fund Class F2 Pioneer Series Trust III Cullen Value F Pioneer Series Trust III Cullen Value F Capital World Growth & Income Fund Class A Delaware Emerging Markets Class A Dodge & Cox IntI Stock mutual fund

,

1

A A A

Dividend Dividend Dividend

K

T T
!

Buy Buy Buy

I I

J J

T

I

I

1, Income Gain Codes: (See Columns H I and D4) 2. Value Codes (See Columns CI and U3)

A~SJ.OOO

or

less

B =$1,001 - $2,500 G =5100,001 0=$500,001 - 51.000,000 - SI.OOO.OOO K =515.001 - S50.ooo - S50.ooo.ooo

C =$2,501 - $5,000 HI =$1,000.001 PI =$1,000,001 - $5,000.000 - 55,000.000 L 'S50,00 I - SI 00,000 P4 =More than S50.000,OOO

D =$5,001 - $15,000 H2 =More than $5,000,000 M =SI 00.001 - S250,OOO P2 =S5.000.001 - $25.000,000

E =$15.001 - $50,000

F =$50,001 - 5100.000 J =$15,000 or less N =$250.001 - $500.000 P3 =S25.000.001

FINANCIAL'DISCLOSURE
Page 6 of 10

REPORT

N arne of Penon

Reporting

Date of Report

THOMAS,

CLARENCE

05/15/2012

VII. INVES TM ENT San d TR USTS - income,

value, transactions

(Includes those of spouse and dependent

children; see pp. 34-60 of filing instructions.)

D

NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (I) Amount Code I (A-H) (2) Type (e.g .• div., rent, or int.) C. Gross value at end of reporting period (I) Value Code 2 (J-P) (2) Value Method Code 3 (Q'W) (I) Type (e.g., buy, sell, redemption) (2) Date mm/ddlyy (3) Value Code 2 (J-P) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) Transactions D. during reporting period

18. 19. 20. 21. 22. 23. 24.
----

Franklin Gold & Precious Metals Franklin Gold & Precious Metals FMI Funds Inc Large Cap Fund Eagle Mid Cap Stocfk Class A
..--.~

B

Dividend

K

T

Buy Buy

10/26/11 12112/11 03/04/11 01/19/11 03/02111 10/26/11 01119/11 101/19/11 03/02/1 I 03/04/11 02/ll/11 01/19/11 03/02111 0211111I 02/11111 02/11/11 12112/11

K K

I
A Dividend None K J T T Buy Buy Buy None None A Dividend J J J T T T Buy Buy Buy Sold (part) A A A Dividend Dividend Dividend J J J T T T Buy Buy Buy Sold (part) T T T Buy Buy Buy Buy K J J J J J
J

I

Eagle Mid Cap Stock Class A Ivy Energy Class A Keeley Small Cap Value Class A T Rowe Price Emerging Markets Stock T Rowe Price Emerging Markets Stock Royce Value Fund Investment Class Templeton China World Class A
.--_-_ -_-- ..--.
..

25. 26.

r------.
27. 28. 29. 30. 31. 32. 33. 34.

J K
J

Thornburg Investment Inti Value Class A Thornburg Investment IntI Value Class A Wisdomtree Trust Emerging Markets E SPDR Gold Trust Gold Shares Isharcs Silver Trust Ishares Silver Trust

I
I
A Dividend None None
J

J K K K

A

K K

I
J

i

I. Income Gain Codes: (Sec Columns B I and D4) 2. Value Codes (See Columns Cl and DJ)

A =$1,000 or less F ~$50,001 N ~S250,001 - SIOO,ooo - 5500.000 J =-SI5,OOOor less P3 ~$25,000.OO I ' $50.000,000

B ~51.00l K ~SI5.00J

. $2.500 - 550,000

C ~$2,501 - $5.000 HI ~$J,ooo,OOI L ~S50.001PI 41,000,001 - 55,000.0(10 . S5,OOO,000 siooooo

D~$5,OOJ,

$15.000

E ~$15,OO 1 - 550,000

G ~'SIOO,ool ' SJ.ooo,OOO o ~S5()(].00J - $1,000,000

112 =More tban S5,000,000 M ~$IOO,OOI - $250,000 P2 ~$5,000,OOJ - $25.000,000

P4 =Mcre than $50.000,000

FINANCIAL DISCLOSURE REPORT Page 7 of 10

Name of Person Reporting

Dale of Report

THOMAS,

CLARENCE

05/15/2012

D

vn. INVEST~IENTS
A. Description of Assets (including trust assets)

and TRUSTS --income,

value. transactions (Includes those of spouse and dependent children; see pp. 34-60 o/filing instructions.)

NONE (No reportable income. assets. or transactions.)
B. Income during reporting period (I) Place "(X)" after each asset exempt from prior disclosure
Amount

C. Gross value at end of reponing period (I) Value CodeZ (J-P) (2) Value Method Code 3 (Q-W) (I) Type (e.g., buy, sell, redemption) (2) Date mm/ddlyy (3) Value Transactions

D. during reporting period (5) Identity of buyerlseller (if private transaction)

(2) Type (e.g .. div., rent, or int.)

(4)

Gain Code 1 (A-H)

Code 1 (A-tO

Code 2 (J-P)

3S.

Vanguard Short Term Corporate Bond ETF Short Term Bond Fund of America Class A Delaware Diversified Income Class A Franklin Templeton Global Tr Hard Currency Franklin Templeton Global Tr Hard Currency Franklin Templeton Global Tr Hard Currency Franklin Templeton Global Tr Hard Currency Advisors Inner Circle Perimeter Small Cap Advisors Inner Circle Perimeter Small Cap jp Morgan Mid Cap Value A jp Morgan Mid Cap Value A Ivy Funds Capital Appreciation Fund Class I Ivy Funds Capital Appreciation Fund Class I Global X Funds Silver Miners Global X Funds Silver Miners SPDR Index Shares Fund Global Natural Resources ETF SPDR Index Shares Fund Global Natural Resources ETF
--

A A B
i

Dividend Dividend Dividend Dividend

J K K L

T T T T

Buy Buy Buy Buy Buy Buy Buy

10/14/11 01119111 01/19/11 02/11111 10/14/11 12/12111 12/19111 01/19/11 03/02/11 01119/11 03/02/11 01119111 03/02111 02/11/11 OSI17/11 i 02111111 OS/17/11

J K K L J J J j

r---36.

37. 38. 39. 40. 41. 42. 43.

I

C

None

Buy Sold

A J A K A
K

i
44.
4S. None Buy Sold None Buy Sold None Buy Sold None Buy Sold

,

-46.

~
47. 48.

,-.
,

49. SO. SI.

K

, I

1. Income Gain Codes: (See Columns H1 and 2. Value Codes (See Columns Cl and D3)
(4)

A =$1.000 or less F$50.001
J

B oSI.001 - $2,500 G ~SI00.001 • SI.ooo,ooo K ~515.001 - $50.000

C ~$2,501 - $5,000 Hl ~$1 ,000,00 I - $5,000.000 L -$50.001 - 5100,000

D-$5.001-$15,000 112=More than 55.000,000 M ~$lOO.oo1 - S250,000 P2 =$5.000,001 • $25,000.000

E ~$15,llOt ·550,000

- $100,000

=$15.000 or less

N ~$250,001 - $500.000 P3 ~$25.000_(101 - $50.000.000

o ~$500.001

- SI,OOO.ooo

r [ oS[,OOO,OO - '5,0110.000 1
P4 =More than S50.000.000

FINANCIAL-DISCLOSURE REPORT Page 8 of 10 VII. INVESTMENTS and TRUSTS - income,

Name of Person Reporting

Date of Report 05/15/2012

THOMAS,

CLARENCE

value, transactions (Includes those of spouse and dependent children; see pp. 34-60 offiling lnstructions.}

D

NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (I)
Amount

C. Gross value at end of reporting period (I) Value Code 2 (l-P) (2) Vahle Method Code 3 (Q-W) (1) Type (e.g., buy, sell, redemption) (2) Date mm/ddlyy
(3)

D. Transactions during reporting period (4) Gain Code I (A-II)

(2) Type (e.g., div., rent. or int.)

(5)

Value Code 2 (l-P)

Identity of buyer/seller (if private transaction)

Code 1 (A-II)

52.

SPDR Series Trust S&P Oil & Gas Exp & Prod SPDR Series Trust S&P Oil & Gas Exp & Prod Market Vectors ETF Tr Gold Miners Fund Market Vectors ETF Tr Gold Miners Fund (GDX)

A

Dividend

Buy Sold

02/11/11

K

53.

05117/11

54.

None

Buy Sold

02111/11

K

55.

10114111

1. Income Gain Codes: (See Columns Bl and 2. Value Codes (See Columns CI and D3)
(4)

A =$1,000 or less F ~$50,001 N =5250,001 - $100.000 - $500.000 - $50,000.000 J =$15,000 or less Pl ~525,000,001

II ~$I,ool K ~$15.ool

- $2,500 $1,000,000 . $50,000

C '-52,501·55,000 III ~51,000,001· L 55.000,000 550.001·5100.000

D ~$5.001 . $15,000 H2 =More than $5,000,000 M --$100,001 ·5250,000 P2 ·55,000,001 - $25,000.000

E ~$15.001 - 550,000

G ~$100,001-

o ~$500,OOI - $1,000,000

PI ~SI.OOO.OOI . 55.000,000 P4 =More than 550,000,000

FINANCIACDISCLOSLJRE Page 10 of 10

'.

REPORT

Name of Person Reporting

Date of Report 05115/2012

THOMAS, CLARENCE

IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 V.S.c. app. § 501 et, seq., 5 U.S.c. § 7353, and Judicial Conference regulations.

Signature

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY AND CRIMINAL SANCTIONS (5 V.S.c. app. § 104)

FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

Sign up to vote on this title
UsefulNot useful