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Annual Report for Calendar 2020
The Honorable Thomas R Carper (Carper, Thomas R.)
 Filed 05/17/2021 @ 2:55 PM
 Print ReportThe following statements were checked before filing: I certify that the statements I have made on this form are true, complete and correct to the bestof my knowledge and belief.I understand that reports cannot be edited once filed. To make corrections, I will submit an
electronic 
 amendment to this report.I 
 assets because they meet the three-part test forexemption.
Part 1. Honoraria Payments or Payments to Charity in Lieu of Honoraria
Did any individual or organization pay you or your spouse more than $200 or donate anyamount to a charity on your behalf, for an article, speech, or appearance?
No
Part 2. Earned and Non-Investment Income
Did you or your spouse have reportable earned income or non-investment income?
Yes
 
 
# Who Was Paid Type Who Paid Amount Paid1 Self Pension State of DelawareDover, Delaware$34,496.162 Spouse Pension E. I. Dupont Nemours and Co.Wilmington, Delaware> $1,000
Part 3. Assets
Did you, your spouse, or dependent child own any asset worth more than $1000, have adeposit account with a balance over $5,000, or receive income of more than $200 from anasset?
Yes
Asset Asset Type Owner Value Income Type Inco1
Morgan StanleyBank NA
(Kansas City,Missouri)
Type:
Checking,Bank Deposit Self $15,001 -$50,000Interest, Non(or lthan$2012
DUK
 
 - DukeEnergy Corporation(NYSE)
Corporate SecuritiesStockSelf $15,001 -$50,000Dividends, $201 $1,03
LNC
 
 - LincolnNationalCorporation (NYSE)
Corporate SecuritiesStockSelf $100,001 -$250,000Dividends, $5,0-$15,4
ENB-Enbridge Inc.
 Corporate SecuritiesStockSelf $15,001 -$50,000Dividends, $1,0-$2,55
SPDR S&P 500 ETFTrust
Mutual FundsExchange TradedFund/NoteSelf $50,001 -$100,000Dividends, $201 $1,06
MDY-SPDR S&PMidCap 400
Mutual FundsExchange TradedFund/NoteSelf $50,001 -$100,000Dividends, $201 $1,0
 
7
Invesco PacificGrowth Fund
Mutual FundsMutual FundSelf $15,001 -$50,000Dividends,Capital Gains,Non(or lthan$2018
DOW
 
 - Dow Inc.
Filer comment: 
DowDupont split intothree differentlypublicly tradedcompanies (DOWInc, Corteva Inc andDupont) on June 3,2019Corporate SecuritiesStockSelf $15,001 -$50,000Dividends, $1,0-$2,59
CTVA
 
 - Corteva,Inc.
Filer comment: 
DowDupont split intothree differentlypublicly tradedcompanies (DOWInc, Corteva Inc andDupont) on June 3,2019Corporate SecuritiesStockSelf $15,001 -$50,000Dividends, $201 $1,010
DD
 
 - DuPont deNemours, Inc.
Filer comment: 
DowDupont split intothree differentlypublicly tradedcompanies (DOWInc, Corteva Inc andDupont) on June 3,2019Corporate SecuritiesStockSelf $15,001 -$50,000Dividends, $201 $1,011
CC-The ChemoursCompany
Corporate SecuritiesStockSelf $1,001 -$15,000Dividends, Non(or lthan$20112
Spouse IRA 617
 Retirement Plans SpouseAsset Asset Type Owner Value Income Type Inco
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