Discover Securities Act Of 1933 Books

In Re: Suprema Specialties, Inc. Securities Litigation Teachers' Retirement System of Louisiana, Special Situations Fund, Iii, L.P. Special Situations Cayman Fund, L.P., 438 F.3d 256, 3rd Cir. (2006)

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Fed. Sec. L. Rep. P 92,940 Securities and Exchange Commission v. The American Board of Trade, Inc., Arthur N. Economou, Phyllis H. Economou, and the American Board of Trade Service Corp., 798 F.2d 45, 2d Cir. (1986)

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Securities and Exchange Commission v. Thomas Edward Cavanagh, U.S. Milestone, Frank Nicolois, Karen Cavanagh, Beverly Nicolois, Cromlix, Llc, and Thomas A. Hangtes, Electro-Optical System Corp., George Chachas, Thomas R. Brooksbank, the Estate of William N. Levy, Deceased, by and Through His Marlene Levy, Optimum Fund, Agira Trading, Customer Safety, S.L., Cambiares, S.L., Construcciones Solariegas, S.L., Cosimo Tacopino, Maier S. Lehman, James E. Franklin, Donald & Co. Securities Inc., Shbl Associates Europe Ltd., Joseph Falco, Martin Hodas, Bernd Stieghorst, Erin Martin, Ana P. Lopez, Tamar Lehman, Metropolitan Trade Finance Ltd., Tim Timlin, Carmillo Monastra, Eugene Stricker, Arthur De Acutis, Jean-Pierre Neuhaus, Kenneth C. Kehoe, Antonio v. Borotto, Anthony S. Luttenberger, Shlomie Zarchy, Florida Pension Fund Inc., Inversoa Dactiler, S.L., Edward C. Kaufer, the Owners of Account No. 13601, and Baja Ltd., 445 F.3d 105, 2d Cir. (2006)

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Fed. Sec. L. Rep. P 94,013 Chester Kubik v. Morton Goldfield and Albert Teller & Co., Inc., 479 F.2d 472, 3rd Cir. (1973)

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Proposed Federal Bill Invest in America Act 2017 v.6

CrowdfundInsider

HOUSE HEARING, 110TH CONGRESS - AFTER BLACKSTONE: SHOULD SMALL INVESTORS BE EXPOSED TO RISKS OF HEDGE FUNDS?

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Genie B. Demers Jean A. Demers v. The Stuart-James Company, Incorporated, 900 F.2d 251, 4th Cir. (1990)

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Fed. Sec. L. Rep. P 94,082, Fed. Sec. L. Rep. P 94,502 Securities and Exchange Commission v. Datronics Engineers, Inc., 490 F.2d 250, 4th Cir. (1974)

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Securities & Exchange Commission v. Charles Zandford, 238 F.3d 559, 4th Cir. (2001)

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Blue Sky L. Rep. P 71,222, Fed. Sec. L. Rep. P 95,211 Dr. D. W. Newman v. Ferrell Prior, 518 F.2d 97, 4th Cir. (1975)

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Securities and Exchange Commission v. Tax Service, Inc., and John C. Bennett, Trustee for Tax Service, Inc., 357 F.2d 143, 4th Cir. (1966)

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The Johns Hopkins University v. William E. Hutton, 422 F.2d 1124, 4th Cir. (1970)

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Blue Sky L. Rep. P 71,767, Fed. Sec. L. Rep. P 98,823 Dr. W. B. Landry, Bryan Zeringue and Curtis Chauvin, Cross-Appellees v. All American Assurance Company, Republic Securities Corp., Defendants-Third-Party v. Bank of St. Charles & Trust Company, Third-Party Cross-Appellants, 688 F.2d 381, 3rd Cir. (1982)

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Ballay, Stephen J., Bandosz, Albert J., Beebee, Susan, Beebee, Peter C., Behmer, L. Nelson, Behmer, Robert L., Bell, Elizabeth W., Broccolini, Agnes M., Burke, Jr., John J., Zappitelli, Sophie Chelyk and John A., Deal, Richard A., Deal, Jr., William W., Dudugjian, Carl, as Trustee, Espinoza (Schimmel), Bobbi S., Flamm, George S., Flansburg, Frank M., Gallagher, David G. And Jacqueline, Goldman, Arthur S., Gould, Herbert E., Hoover, Robert A., Jacobs, Richard W., Merriken, Charles J. And Phylliss A., Munger, Edith L., Persons, Jr., Oren M., Resnick, Albert, Richter, Ronald and Lynn, Robinson, Edmund H., Smedley, L., as Trustee, Smith, Allen and Christine, Uhrman, Gary H., Weyforth, Philip A., Williamson, Dennis, Zappitelli, Michael J. And Anna O., Zook, Dunwoody, for Zook, Melissa D., and Zook, Ii, William H.D., and Zook, Suzanne C., Goldfine, Sanford D., Staniskis, Peter v. Legg Mason Wood Walker, Inc., in 90-1412. Ballay, Stephen J., Bandosz, Albert J., Beebee, Susan, Beebee, Peter C.

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Fed. Sec. L. Rep. P 90,277 Securities and Exchange Commission v. Thomas Edward Cavanagh, U.S. Milestone, and William N. Levy, Karen Cavanagh, Cromlix, Llc, and Tamar Lehmann, Relief-Defendant-Appellants, Electro-Optical Systems, Corp., George Chachas, Thomas R. Brooksbank, Optimum Fund, Agira Trading, Ltd., Customer Safety, S.L., Cambiarios, S.L., Construcciones, S.L., Thomas A. Hantges, Cosimo Tacopino, Donald & Co. Securities Inc., Shbl Associates Europe Ltd., Joseph Falco, Martin Hodas, Bernd Stieghorst, Erin Martin, Anthony S. Luttenberger, Ana P. Lopez, Metropolitan Trade Finance Ltd., Tim Timlin, Carmillo Monastra, Eugene Stricker, Arthur De Acutis, Jean-Pierre Neuhaus, Kenneth C. Kehoe, and Antonio v. Borotto, Relief-Defendants, 155 F.3d 129, 2d Cir. (1998)

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Brian Demaria, Individually and on Behalf of All Others Similarly Situated, Robert Brisken, Individually and on Behalf of All Others Similarly Situated, Edward Sisco, Individually and on Behalf of All Others Similarly Situated, Terry C. Whorton, Individually and on Behalf of All Others Similarly Situated v. William P. Andersen, Iii, Peter W. Minford, Bruns H. Grayson, Peter C. Morse, Randall E. Poliner, Ing Baring Furman Selz, Llc, Warburg Dillon Read, Llc, ilife.com, Inc., Kpmg, LLP, 318 F.3d 170, 2d Cir. (2003)

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Fed. Sec. L. Rep. P 92,953 Elfriede Mayer v. Oil Field Systems Corp., Integrated Energy, Inc., and John Doe Fictitious, the True Name or Names Being Presently Unknown to the Defendants, 803 F.2d 749, 2d Cir. (1986)

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Myrna Rombach, on Behalf of Herself and All Others Similarly Situated, Kevin Burdick, Jay Brosz, Eugene Bell, Dennis Bryan, Kenneth Hall, and Golfway Developments (Thunder Bay) Inc., on Behalf of Themselves and All Others Similarly Situated, Plaintiffs-Appellants-Cross-Appellees v. Dominic Chang, Krishnan P. Thampi, Jeffrey C. Key, and Prudential Securities, Inc., Jeffries & Co., Defendant-Appellee-Cross-Appellant, 355 F.3d 164, 2d Cir. (2004)

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P. Stolz Family Partnership L.P., on Behalf of Itself and Others Similarly Situated, Plaintiff-Counter-Defendant-Appellant v. Steven B. Daum, Paula B. Daum, Philip Spies, and Smart World Technologies, Llc, Defendant-Counter-Claimant-Appellee, 355 F.3d 92, 2d Cir. (2004)

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McMahan & Company Froley, Revy Investment Co., Inc. Wechsler & Krumholz, Inc. And Don Thompson, on Behalf of Himself and All Others Similarly Situated v. Wherehouse Entertainment, Inc. Louis A. Kwiker George A. Smith Michael T. O'Kane Lawrence K. Harris Donald E. Martin Joel D. Tauber Furman Selz Mager Dietz & Birney, Inc. Wei Acquisition Corp. Wei Holdings, Inc. And Adler & Shaykin, 65 F.3d 1044, 2d Cir. (1995)

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McMahan & Company, Froley, Revy Investment Co., Inc. And Wechsler & Krumholz, Inc. v. Wherehouse Entertainment, Inc., Louis A. Kwiker, George A. Smith, Michael T. O'kane, Lawrence K. Harris, Donald E. Martin, Joel D. Tauber, Furman Selz Mager Dietz & Birney, Inc., Wei Acquisition Corp., Wei Holdings, Inc., Adler & Shaykin, and Chemical Bank, 900 F.2d 576, 2d Cir. (1990)

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Fed. Sec. L. Rep. P 94,300 Securities and Exchange Commission v. Spectrum, Ltd., Stuart Schiffman, 489 F.2d 535, 2d Cir. (1973)

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Securities and Exchange Commission v. Manor Nursing Centers, Inc., 458 F.2d 1082, 2d Cir. (1972)

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Gilligan, Will & Co., a Partnership, and James Gilligan and William Will v. Securities and Exchange Commission, 267 F.2d 461, 2d Cir. (1959)

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Fed. Sec. L. Rep. P 96,327 William J. Joyce, Bernice Riley Joyce, Mary Joyce Hammond, William J. Joyce, Jr., Dorothy Ann Joyce, Catherine Joyce McManus Paul McManus Jill Joyce Kasselman and Judith Joyce Lang v. Joyce Beverages, Inc., John M. Joyce and William J. Collier, 571 F.2d 703, 2d Cir. (1978)

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Fed. Sec. L. Rep. P 93,302 Ben Diskin v. Lomasney & Co., a Partnership, and Myron A. Lomasney, 452 F.2d 871, 2d Cir. (1971)

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Securities Act Of 1933

Bestselling in Securities Act Of 1933

S.E.C. Permits Goldman to Keep Issuing Securities

SECvUsee

CELF Final Prospectus

Massachusetts and Montana Filing Against SEC & Regulation A+

Facebook Motion

Fed. Sec. L. Rep. P 92,940 Securities and Exchange Commission v. The American Board of Trade, Inc., Arthur N. Economou, Phyllis H. Economou, and the American Board of Trade Service Corp., 798 F.2d 45, 2d Cir. (1986)

Motion for Default Judgment

Compliance and Disclosure Interpretations_ Securities Act Rules

SEC's Proposed Unaccredited Investor Equity Crowdfunding Rule

In Re: Suprema Specialties, Inc. Securities Litigation Teachers' Retirement System of Louisiana, Special Situations Fund, Iii, L.P. Special Situations Cayman Fund, L.P., 438 F.3d 256, 3rd Cir. (2006)

Inversiones Alsacia disclosure statement

GENSPERA INC 8-K (Events or Changes Between Quarterly Reports) 2009-02-20

JUMPSTART OUR BUSINESS STARTUPS ACT

Final Rules of Title II of the JOBS ACt2013-16883

Galleon- September 2009 Exposure

2014 HEBH 5273 Michigan

SecondMarket Secondary Trading ACSEC 3.4.15

Report on Review of Disclosure Requirements in Regulation S-K

SEC v the Companies

Attentus CDO III - Offering Circular

S.E.C. Settlement With Eric Sieracki of Countrywide

SEC v. Kahlon - State Law Accredited Investor Exemption

Aladdin Synthetic CDO II, Offering Memorandum

Review Definition of Accredited Investor 12-18-2015

Caprin v. Simon Transportation, 10th Cir. (2004)

Ohio Intrastate Crowdfunding Bill HB 10

ERC ENERGY RECOVERY CORP 10-K (Annual Reports) 2009-02-25

Blue Chip Stamps v. Manor Drug Stores, 421 U.S. 723 (1975)

USFIA Complaint

ARADIGM CORP 8-K (Events or Changes Between Quarterly Reports) 2009-02-24

Everything About Securities Act Of 1933

Galvin.v.sec US Court of Appeals

Report on Review of Disclosure Requirements in Regulation S-K

Attentus CDO III - Offering Circular

Motion for Default Judgment

SEC's Proposed Unaccredited Investor Equity Crowdfunding Rule

Reversed - David H. Luther et al. v. Country Wide Financial Corporation et al.

In Re: Suprema Specialties, Inc. Securities Litigation Teachers' Retirement System of Louisiana, Special Situations Fund, Iii, L.P. Special Situations Cayman Fund, L.P., 438 F.3d 256, 3rd Cir. (2006)

Volans 2007-1 CDO Offering Circular

Inversiones Alsacia disclosure statement

Comments on the SEC's Proposed Rules for Regulation Crowdfunding

Final Rules of Title II of the JOBS ACt2013-16883

33-10238 SEC Rule 147 Rule 504 Update 10.26.16 Intrastate Crowdfunding

Galleon- September 2009 Exposure

BROADRIDGE FINANCIAL SOLUTIONS, INC. 8-K (Events or Changes Between Quarterly Reports) 2009-02-20

SEC v the Companies

Proposing Rule Amendments to Regulation a to Implement Section 401 of the Jumpstart Our Business Startups Act.

S.E.C. Settlement With Eric Sieracki of Countrywide

Aladdin Synthetic CDO II, Offering Memorandum

Caprin v. Simon Transportation, 10th Cir. (2004)

Compliance and Disclosure Interpretations_ Securities Act Rules

Ohio Intrastate Crowdfunding Bill HB 10

Proposed Federal Bill Invest in America Act 2017 v.6

Ohio Division of Securities Comment Letter on JOBS Act

Acsec Rule 147 Recommendation Draft

USFIA Complaint

JUMPSTART OUR BUSINESS STARTUPS ACT

Fed. Sec. L. Rep. P 94,082, Fed. Sec. L. Rep. P 94,502 Securities and Exchange Commission v. Datronics Engineers, Inc., 490 F.2d 250, 4th Cir. (1974)

Securities & Exchange Commission v. Charles Zandford, 238 F.3d 559, 4th Cir. (2001)

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In Re: Suprema Specialties, Inc. Securities Litigation Teachers' Retirement System of Louisiana, Special Situations Fund, Iii, L.P. Special Situations Cayman Fund, L.P., 438 F.3d 256, 3rd Cir. (2006)

Fed. Sec. L. Rep. P 92,940 Securities and Exchange Commission v. The American Board of Trade, Inc., Arthur N. Economou, Phyllis H. Economou, and the American Board of Trade Service Corp., 798 F.2d 45, 2d Cir. (1986)

Galleon- September 2009 Exposure

Ohio Intrastate Crowdfunding Bill HB 10

33-10238 SEC Rule 147 Rule 504 Update 10.26.16 Intrastate Crowdfunding

Kenneth J. Wilson v. Ruffa & Hanover, P.C., 844 F.2d 81, 2d Cir. (1988)

Fed. Sec. L. Rep. P 94,013 Chester Kubik v. Morton Goldfield and Albert Teller & Co., Inc., 479 F.2d 472, 3rd Cir. (1973)

Proposed Federal Bill Invest in America Act 2017 v.6

HOUSE HEARING, 110TH CONGRESS - AFTER BLACKSTONE: SHOULD SMALL INVESTORS BE EXPOSED TO RISKS OF HEDGE FUNDS?

Genie B. Demers Jean A. Demers v. The Stuart-James Company, Incorporated, 900 F.2d 251, 4th Cir. (1990)

Fed. Sec. L. Rep. P 94,082, Fed. Sec. L. Rep. P 94,502 Securities and Exchange Commission v. Datronics Engineers, Inc., 490 F.2d 250, 4th Cir. (1974)

Securities & Exchange Commission v. Charles Zandford, 238 F.3d 559, 4th Cir. (2001)

Blue Sky L. Rep. P 71,222, Fed. Sec. L. Rep. P 95,211 Dr. D. W. Newman v. Ferrell Prior, 518 F.2d 97, 4th Cir. (1975)

Securities and Exchange Commission v. Tax Service, Inc., and John C. Bennett, Trustee for Tax Service, Inc., 357 F.2d 143, 4th Cir. (1966)

The Johns Hopkins University v. William E. Hutton, 422 F.2d 1124, 4th Cir. (1970)

Fed. Sec. L. Rep. P 92,953 Elfriede Mayer v. Oil Field Systems Corp., Integrated Energy, Inc., and John Doe Fictitious, the True Name or Names Being Presently Unknown to the Defendants, 803 F.2d 749, 2d Cir. (1986)