Professional Documents
Culture Documents
Antwerpen
Onderwijseenheid 2
Exploitatie en scheepstechniek
MARITIME
ADMINISTRATION
M. Uten
cursuscode: OE2-GN320
studiejaar: 3e Bach SW/MN
datum: januari 2012
1
Introduction
6 lessons of 2 hours
Course material
Power points (on Blackboard)
Rule Finder Lloyds (in the librabry)
Relevant IMO codes and conventions
Imo website
Examination: april/march
Contents
General Introduction
Registration of a ship
Load Lines and Tonnage Certificate
SOLAS certificates
Marpol Certificates/liability
STCW
Class Societies and Surveys
3
Introduction
Regulatory Matters
Definition of a ship
UNCLOS
Sale and Purchase
Registration
Paper Work
Ships Certificates
Crew certificates
Ships equipment certificates
Manuals
Pland and documents
Publications
The International
Certificates
All ships are required to carry certificates that establish
their seaworthiness, type of ship, competency of seafarers
and so on.
These certificates are provided by the flag State of the ship
and may be inspected by port State control officers.
Certificates to be carried on board ships are listed in
FAL.2/Circ.123;
MEPC.1/Circ.769
MSC.1/Circ.1409.
subdivision of the
certificates
Certificates on board of ALL SHIPS independent of
the ships type
Certificates in function of the type of ship
A. Certificates and documents issued by a certifying
authority which could confirm that they have been issued
to a ship.
B. Documents and manuals that are necessary for the
operation of the ship. Some of these are issued by
authorities and the authority could confirm their issue.
However, they must be kept on board.
C. Documents recording various aspects of ship operation.
These must be kept on board.
List of documents
1.
2.
3.
4.
5.
6.
7.
8.
9.
10.
11.
12.
All Ships
Add for passenger ships
Add for cargo ships
Add Ships carrying Noxious Liquid Chemical substances in bulk
Add Any chemical tanker
Add Gas carrier
Add High speed craft
Add Dangerous goods
Add Dangerous goods in packed form
Add INF cargo
Add Nuclear ships
Other certificates which are not mandatory
Solas Convention
Tonnage Convention
Load Line Convention
STCW Convention
Marpol Convention
CLC Convention
STP agreement (special trade
passenger ships)
SSTP protocol (protocol on space
requirements for special trade
passenger ships)
BCH
IBC
GC
Codes
IGC
ISPS
List of certificates
IMO list of certificates can be found
on the IMO website
All ships
Special type of Ships
12
13
14
On European Level
EMSA (European Maritime Safety Agency)
On National Level
Port State (port state control based on
international/regional agreements)
Flag State
15
International
level
United
nations
IMO
IAC
S
European
level
UNCLOS
Relevant codes
and conventions
Rules and
Regulations
European
comission
EMSA
National
level
Flag state
Port state
National legislation
MO
U
Coastal state
16
17
18
UN - UNCLOS
See maritime zone of jurisdiction
19
UNCLOS-IMO
UNLCOS is an umbrella convention
With provisions of a general kind
implemented through specific operative regulations in other
international agreements
UNCLOS
UNCLOS = Jurisdictional Framework for the
implementation of safety rules and standards
IMO has a global mandate to adopt
international rules in this regard
Referring to the competent organisation = IMO
BUT!!
Enforcement of IMO regulations relies on the
exercise of Flag State Jurisdiction
SOLAS
23
SOLAS
24
IMO devellops
international
regulations/conventions
In line with
UNCLOS
Carry out
inspections and
surveys on
board their ship
Delegates
certain
inspections/surv
eys to a RO
(Class)
Issue of
certificates
Class or
Statutory
25
26
EMSA
The idea of a European Maritime Safety
Agency (EMSA) originated in the late 1990s,
along with a number of other important
European maritime safety initiatives.
EMSA was set up as the regulatory agency
that would provide a major source of
support to the Commission and the Member
States in the field of maritime safety and
prevention of pollution from ships.
The Agency was established by Regulation
(EC) 1406/2002
27
28
30
31
32
National Level
Flag State and Port State Authorities
BMI: Belgian Maritime Inspectorate
Port State Control
33
Merchant Ship
Ship is territory or not?
Ships flying a flag are a part of the
territory of the flag state
The laws of the flag state are valid
when in international waters
In territorial waters?
Unclos United Nations Convention on the
law of the sea (criminal jurisdiction, civil
jurisdiction, innocent passage)
34
Merchant Ship
35
36
37
Mare Liberum
17th century
The sea cannot be
occupied and no
monarch or state
can have exclusive
legal rights
One believed that
the natural
resources were
inexhaustible
39
UNCLOS I
International Law Comission (ILC) prepared a
text for the codification of the Law of the Sea
In 1956, the UN first Conference on the Law of
the Sea (UNCLOS I) at Geneva, Switzerland.
Resulted in four treaties concluded in 1958:
Convention on the Territorial Sea and Contiguous
Zone, entry into force: 10 September 1964
Convention on the Continental Shelf, entry into
force: 10 June 1964
Convention on the High Seas, entry into force: 30
September 1962
Convention on Fishing and Conservation of Living
Resources of the High Seas, entry into force: 20
March 1966
UNCLOS II
1960
Fiasco, flop, bummer
Also no agreement on the breadth of
the territorial sea
unilateral actions of the coastal
states
41
UNCLOS III
United Nations Convention on the Law
Of the Seas Montego Bay
Why ?
Technological reasons
New ship types, bigger ships, new fishing
techniques, offshore industry
Political reasons
Decolonisation (more states participate to
the conference) (86-137 parties)
Economical reasons
Importance of the natural resources (oil, gas
fish, mineral wealth)
42
UNCLOS III
1967: Issue of varying claims of territorial
waters (Some countries claimed 3nm, while others claimed a lot more) plus
the issue of the seabed and its resources
1973: Decision to write a new treaty
covering the oceans (New York 3th U.N.
conference on the law of the sea)
1982: UNCLOS III opened for signature
(Montego Bay)
1994: Convention entered into force
43
UNCLOS III
Most comprehensive and important multilateral
agreement so far agreed in the framework of the UN.
Comprises 17 parts, 320 articles and 9 annexes
The convention introduced a number of provisions.
The most significant issues covered were;
o Demarcation of maritime zones of jurisdiction
o Protection and preservation of the marine
environment
o Scientific Research
o Development and transfer of marine technology
o Settlement of disputes
44
Demarcation of maritime
zones
45
UNCLOS
Unclos is ratified by 166 parties
(Belgium signed in 1984 and ratified
the convention on 13/11/1998)
Entry into force 16 nov 1994
47
UNCLOS III
Also contains provisions on the establishment of
three new institutions:
International Sea Bed Authority, Jamaica
Commission on the limits of the Continental shelf, New York
International Tribunal on the Law of the Sea, Hamburg
(ITLOS)
The International Tribunal for the Law of the Sea is an
independent judicial body established by the Convention to
adjudicate disputes arising out of the interpretation and
application of the Convention.
The Tribunal is composed of 21 independent members, elected
from among persons enjoying the highest reputation for
fairness and integrity and of recognized competence in the
field of the law of the sea.
48
49
Arctic Sunrise
Icebreaker, flag netherlands, greenpeace
The Arctic Sunrise was being used by Greenpeace
International to stage a protest directed against the
offshore ice-resistant fixed platform Prirazlomnaya
in the Barents Sea. (gazprom) (within the EEZ)
19/09/2013 - Boarded by coastgaurd officials
Crew and vessel detained in Murmansk
The Netherlands claim that the arrest and detention
of the Arctic Sunrise and its crew took place in
violation of the provisions of the Convention.
ITLOS
50
51
52
53
UNCLOS III
The entry into force of the Convention, together
with extended jurisdiction, new fields of activity
and increased uses of the oceans, will continue
to confront all States with important challenges.
UNCLOS at 30
1982 2012
http://www.un.org/Depts/los/index.ht
m
video
55
Maritime zones of
jurisdiction
National waters
Inland waters
Territorial Sea
Archipelagic waters
57
Maritime zones of
jurisdiction
TERRITORIAL
SEA
INTERNAL
WATERS
BASELINE
CONTIGUOUS
ZONE
EEZ
HIGH SEAS
12
NM
24
NM
200
NM
58
59
Internal Waters
Article 8 Internal waters
waters on the landward side of the
baseline of the territorial sea form part of
the internal waters of the State
Part of the territory of the coastal state
Under the jurisdiction of the coastal state
(unlimited sovereignity of the coastal
state) (territorial sovereignity)
60
Baseline
Essential to the delimitation of the maritime zones
of jurisdiction
2 possibilities
Article5 Normal baseline
Except where otherwise provided in this
Convention, the normal baseline for measuring the
breadth of the territorial sea is the low-water line
along the coast as marked on large-scale charts
officially recognized by the coastal State.
Exceptional baseline
Reefs (Art. 6)
Straight baselines (Art. 7)
Mouths of rivers (Art. 9)
Bays (Art. 10)
Archipelagic States (Art. 46-54)
61
62
63
STRAIGHT BASELINES
BASELINE
INDENTED COASTLINE
BASELINE
FRINGING ISLANDS
64
LEGAL BAYS
BA
SE
L
IN
E
NO
BAY
NO
BAY
BAY
SEMI-CIRCLE
TEST
< or = 24NM ACROSS
AREA BAY > AREA SEMICIRCLE
65
HISTORIC BAYS
MEDITERRANEAN SEA
TRIPOLI
32 DEG 30 MIN
GULF OF SIDRA
LIBYA
BENGHAZI
100NM
66
67
68
Maritime zones of
jurisdiction
TERRITORIAL
SEA
INTERNAL
WATERS
BASELINE
CONTIGUOUS
ZONE
EEZ
HIGH SEAS
12
NM
24
NM
200
NM
69
70
Territorial Sea
Article 2 Legal status of the territorial sea,
of the air space over the territorial sea and
of its bed and subsoil
1. The sovereignty of a coastal State extends,
beyond its land territory and internal waters and
to an adjacent belt of sea, described as the
territorial sea.
2. This sovereignty extends to the air space over
the territorial sea as well as to its bed and subsoil.
3. The sovereignty over the territorial sea is
exercised subject to this Convention and to other
rules of international law.
72
73
74
Territorial Sea
75
76
Sovereignity in the
territorial sea
What does this mean?
The rights of the coastal state over the territorial
sea do not differ in nature from its rights of
sovereignity which the state exercises over the
other parts of its territory
Fishery, safety, defense, custom, fiscal, navigation,
civil and criminal jurisdiction, sovereign rights for the
exploitation of the soil and subsoil,
Innocent passage
Article19 Meaning of innocent passage
Passage is innocent so long as it is not
prejudicial to the peace, good order or security of
the coastal State
Negative examples: military activities, any act of
wilful and serious pollution, any fishing activities,
and the carrying out of research or survey
activities.
79
Merchant Ship
Ship is territory or not?
Ships flying a flag are a part of the
territory of the flag state
The laws of the flag state are valid
when in international waters
In territorial waters?
Unclos United Nations Convention on the
law of the sea (criminal jurisdiction, civil
jurisdiction, innocent passage)
81
Merchant Ship
82
83
Maritime zones of
jurisdiction
TERRITORIAL
SEA
INTERNAL
WATERS
BASELINE
CONTIGUOUS
ZONE
EEZ
HIGH SEAS
12
NM
24
NM
200
NM
84
Contiguous Zone
Article33 Contiguous zone
1. In a zone contiguous to its territorial sea,
described as the contiguous zone, the coastal
State may exercise the control necessary to:
(a) prevent infringement of its customs, fiscal,
immigration or sanitary laws and regulations
within its territory or territorial sea;
(b) punish infringement of the above laws and
regulations committed within its territory or
territorial sea.
2. The contiguous zone may not extend beyond
24nautical miles from the baselines from which
the breadth of the territorial sea is measured.
85
Contiguous Zone
The contiguous zone extends an additional
12 nautical miles beyond the 12 nautical
mile territorial sea (totalling 24 miles from
shore).
86
Archipelic States
Philippines
Indonesia
Mauritius
Fiji
Bahamas
88
Maritime zones of
jurisdiction
TERRITORIAL
SEA
INTERNAL
WATERS
BASELINE
CONTIGUOUS
ZONE
EEZ
HIGH SEAS
12
NM
24
NM
200
NM
89
91
93
94
EEZ
Article73 Enforcement of laws and regulations of the
coastal State
1. The coastal State may, in the exercise of its sovereign rights
to explore, exploit, conserve and manage the living resources in
the exclusive economic zone, take such measures, including
boarding, inspection, arrest and judicial proceedings, as may be
necessary to ensure compliance with the laws and regulations
adopted by it in conformity with this Convention.
2. Arrested vessels and their crews shall be promptly released
upon the posting of reasonable bond or other security.
3. Coastal State penalties for violations of fisheries laws and
regulations in the exclusive economic zone may not include
imprisonment, in the absence of agreements to the contrary by
the States concerned, or any other form of corporal
punishment.
95
Maritime zones of
jurisdiction
TERRITORIAL
SEA
INTERNAL
WATERS
BASELINE
CONTIGUOUS
ZONE
EEZ
HIGH SEAS
12
NM
24
NM
200
NM
96
Continental Shelf
The continental shelf is a part of the
continental margin
Continental shelf
Continental slope Continental
Continental rise margin
Sediments
l
ta
en
n e
ti lop
on s
C
Continental Shelf
Mid - oceanic
Foot of slope
ridge
Continental
Deep ocean floor
rise
6-15 Km
30 - 50 Km
Oceanic crust
Earth's mantle
MHe
13.12.99
Melted
mantle
98RL9909003/6
unclos
But in unclos the term continental shelf
is used as a juridical term
Juridical continental shelf
Article77 Rights of the coastal State
over the continental shelf
The coastal State exercises over the
continental shelf sovereign rights for
the purpose of exploring it and
exploiting its natural resources
99
Definition of Continental
Shelf
Article76 Definition of the continental shelf
1. The continental shelf of a coastal State comprises the
seabed and subsoil of the submarine areas that extend
beyond its territorial sea throughout the natural
prolongation of its land territory to the outer edge of the
continental margin, or to a distance of 200nautical miles
from the baselines from which the breadth of the
territorial sea is measured where the outer edge of the
continental margin does not extend up to that distance.
Continental margin < 200nm: to 200nm
Continental margin > 200nm: To the outer edge of the
continental margin
The seas above the continental shelf remain High seas or EEZ!!
100
Land mass
Sl
op
e
Foot of slope
Rise
Continental margin
200 nm
101
Baseline
2500 m
isobath
Maximum 2
Maximum 1
Sediments
60M
1 % of distance
to foot of slope
100
200
Oceanic crust
300
350
400
Nautical mile( M )
103
104
105
106
107
108
109
110
High Seas
The high seas shall be reserved for
peaceful purposes.
No State may validly purport to
subject any part of the high seas to
its sovereignty.
Every State, whether coastal or landlocked, has the right to sail ships
flying its flag on the high seas.
111
Conclusion
A coastal nation has
control
total
113
115