Investing in Securities Market

NSE Today
‡ Largest stock exchange in India ‡ Ranked 4th in the world in terms of number of transactions ‡ Ranked 3rd in the world Single Stock Futures, Index Options and Index Futures ‡ Ranked 2nd in Asia in Financial derivatives

NSE Today ± Facts & Figures
‡ Market capitalization: around Rs. 60 lakh crores ‡ 1100+ brokers ‡ 200,000+ trading terminals ‡ Presence in 1500+ cities ‡ Average Daily Turnover around 1 Lakh Crores ‡ Average no. of trades : exceeds 80 lakhs ‡ A well established BCP Infrastructure

Products ‡ ‡ ‡ ‡ ‡ ‡ Equity Equity Derivatives Currency Derivatives Interest Rate Futures Mutual Funds through MFSS Exchange Traded Funds .

Steps in Investing ‡ ‡ ‡ ‡ ‡ ‡ ‡ Identifying your Surplus funds Identifying products Choosing intermediary Completing registration formalities Deciding on what. when and how much Monitoring the market movements Decision on Stop Loss or Book Profit .

Pay-out.Investing in Equities ‡ 1461 listed securities.Subscribing to Rights ‡ Participation in Secondary market Normal Settlement . Trading.Settlement between Broker and Investor ‡ Trade for Trade Segment .Pre-Trading.Subscribing to IPOs . Pay-in. 31 permitted securities ‡ Participation through primary market . Post-Trading . Auction .Margins.

CM .Trading Screen .

Trading Screen .CM .

CM .Trading Screen .

CM .Trading Screen .

Trading Screen .CM .

Trading Screen .CM .

Trading Screen .CM .

Futures & Options ‡ ‡ ‡ ‡ ‡ ‡ ‡ ‡ ‡ Futures ± Index Futures. Stock options Around 190 stocks and five indices Expiry on Last Thursday of every month 3 monthly expiries. Stock Futures Options ±Index Options. 3 quarterly expiries. real time. five half yearly expiries Upfront. SPAN based margin mechanism Mark To Market Settlement on T+1 Margin payments by clients mandatory Final Settlement on Expiry day + 1 day .

Market Watch .Futures .

Order book ± Futures .

Market Watch ± Options .

Order book ± Options .

Market Movement .

00 pm FIIs not permitted to participate . GBP. JPY 12 near months contract Market Timings 9. 2008 Futures on USD.Currency Derivatives ‡ ‡ ‡ ‡ ‡ ‡ ‡ ‡ ‡ Commenced Trading on August 29. Euro.00 am to 5.00 pm Settlement at RBI Reference Rate Settlement on Last business day of the Month Last Trading day : Two days prior to settlement day On Last Trading day available up to 12.

M to 3 P.M. ‡ Real time confirmation slip ‡ NAV of transaction day is considered ‡ Settlement on T + 1 basis .MFSS at NSE ‡ Online NEAT±MFSS system for entering orders ‡ Subscription and redemption facility ‡ Option of Physical and depository settlement ‡ Market timings 9 A.

Benefits of MFSS at NSE ‡ ‡ ‡ ‡ ‡ More accessibility to investors Online order collection Online payment of funds Reduction in transaction completion time Single view of portfolio across asset class .

AMCs available on MFSS ‡ ‡ ‡ ‡ ‡ ‡ ‡ ‡ ‡ ‡ ‡ ‡ ‡ ‡ ‡ Franklin Templeton Asset Management India Pvt Ltd Benchmark Asset Management Company Pvt. Kotak Mahindra Asset Management Company Ltd UTI Asset Management Company Ltd Birla Sun Life Asset Management Company Ltd Reliance Capital Asset Management Ltd HDFC Asset Management Company Ltd ICICI Prudential Asset Management Company SBI Funds Management Pvt Ltd Tata Asset Management Ltd Religare Asset Management Company Ltd IDFC Asset Management Company Ltd Quantam Asset Management Company Pvt Ltd FIL Fund Management Pvt Ltd DSP Blackrock Investment Managers Pvt Ltd . Ltd.

Money Market Instrument. Gold .Exchange Traded Funds ‡ Mutual Fund Scheme or Index Funds Listed and traded on Exchange ‡ Minimum trading lot of one unit ‡ Delivery in demat account ‡ Can trade through broker just like a share ‡ Exposure to Equity.

Hang Seng BeES TM ‡ Equity Nifty BeES Junior Nifty BeES Bank BeES PSUBNKBEES SHARIABEES S&P CNX Nifty UTI Notional Depository Receipts Scheme (SUNDER) KOTAKPSUBK RELBANK QNIFTY GOLDBEES GOLDSHARE KOTAKGOLD RELGOLD QUANTUMGOLD SBIGETS RELIGARE ‡ Gold .ETFS listed on NSE ‡ World Indices .

KYC.Investor Safety Measures ‡ ‡ ‡ ‡ ‡ Unique Client Code. Quarterly Statement Stringent Compliance on members in respect of dealings with investors ‡ Trade Verification ‡ Direct information to investors on random basis . PAN Client code at the time of order entry Price Time Priority Contract Notes.

Members.Investor. Information. Complaints on Exchange website ‡ Programs on products. Awareness ‡ Information dissemination through multiple channels ‡ Key information on Corporate entities . safety aspects ‡ Investor related alerts ‡ Rumor verification .

Securities in timely manner ‡ To keep track of transactions and documents .Responsibilities of Investor ‡ To provide documents for KYC ‡ Not to leave the decision of buy and sell on third parties ‡ To understand the conditions that have been agreed with the Member ‡ To keep in touch with latest events that could impact the investments ‡ To provide margins.

Pro-active steps for Protecting your assets ‡ Deal only with SEBI registered Broker/Sub-Broker ‡ All funds and Securities movement only to and from Broker ‡ Make sure that your transactions are executed only in your account ‡ Do not get carried away by promises of high return ‡ Decide on Speculation Vs investing ‡ Be Clear on the risk that you are capable of taking and have clear stop loss goals ‡ Opt for internet option only if you are computer literate .

Pro-active steps for Protecting your assets ‡ Do not share password and user id details with third parties ‡ Do not leave your surplus funds/securities with anybody ‡ Lending securities and funds to entities for return carries risk .

Rights and Obligation Right To ‡ ‡ ‡ ‡ ‡ ‡ ‡ ‡ ‡ ‡ Get Unique Client Code (UCC) allotted Get a copy of KYC and other documents executed Get trades executed in only his/her UCC Place order on meeting the norms agreed to with the Member Get best price Contract note for trades executed Details of charges levied Receive funds and securities on time Receive statement of accounts from trading member Ask for settlement of accounts .

Rights and Obligation Under Obligation To ‡ Execute Know Your Client (KYC) documents and provide supporting documents ‡ Understand the voluntary conditions being agreed with the member ‡ Understand the rights given to he Members ‡ Read Risk Disclosure Document ‡ Understand the product and operational framework and deadlines ‡ Pay margins ‡ Pay funds and securities for settlement on time ‡ Verify details of trades ‡ Verify bank account and DP account for funds and securities movement ‡ Review contract notes and statement of account .

Investors¶ Alert .

Investors¶ Alert .

Investors¶ Alert .

Investors¶ Alert .

Investors¶ Alert .

Investors¶ Alert .

Thank You .

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