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Aru Srivastava 014 Saurabh Chandra 066


Debleena Goswani 022 Shivam Dwivedi 070
Mathangi Sampath 041 Titas Banerjee 083
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Πhen a company wants to go public, the first thing it
does is hire a broker dealer to act as the lead broker for
the offer.
ΠA company could theoretically sell its shares on its own,
but rules and regulations governing the operations of
stock markets require the services of a licensed stock
broker.

SECURITIES AND EXCHANGE


COMMISSION
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Πnderwriters can be said to be middlemen between companies
and the investing public.
ΠThe company and the lead broker will first meet to negotiate
the deal.
² Items usually discussed include the amount of money a
company will raise, the type of securities to be issued, and all
the details in the underwriting agreement.

SECURITIES AND EXCHANGE


COMMISSION
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,pî ² PREPARATION Om THE OmmER DOCMENT
(Prospectus)

ΠThe lead broker and the issuer initiate the process of preparing
the offer document.

SECURITIES AND EXCHANGE


COMMISSION
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"Balance sheets, management policies,
future plans
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 "Prefer an IPO
being underwritten by Bajaj Capital, Yes bank, etc.
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 " A very boring read but still needs to
be read!
 )        " ait till lock-up period is over to
determine if there is any potential in the stock
    "Say no to pushed stock from your broker
 2