August/Fall 2012

Masters of Business Administration Semester 4 MA0041 Merchant Banking and Financial Services 4 Credits Book ID: 1318
Assignment Set- 1 (60 Marks)

Note: Each question carries 10 Marks. Answer all the questions.

Q.1 What do you understand by insider trading. What are the SEBI rules and regulations [10]

to prevent insider trading. Q.2

What is the provision of green shoe option and how is it used by companies to [10] to

stabilize prices. Q.3

Discuss the proportionate allotment procedure followed by the lead banker [10] [10] [10]

allot shares. Q.4 Q.5 Q.6 What are the advantages of leasing to a company.

Discuss Accounting standard 19 for lease based on operating lease.

Given the various types of mutual funds, take any two schemes and discuss the [10]

performance of the schemes.

August/Fall 2012

Masters of Business Administration Semester 4 MA0041 Merchant Banking and Financial Services 4 Credits Book ID: 1318
Assignment Set- 1 (60 Marks)

Note: Each question carries 10 Marks. Answer all the questions.

Q.1 What are the provisions for prevention of fraudulent and unfair trade practices by [10]

SEBI regulations.

Q.2 Discuss the method of price discovery using the book building process. [10] Q.3 Q.4 Discuss the role of a custodian of shares. [10]

A company wishes to take machinery on lease. Study the lease options available to [10]

the company. Q.5

Give examples of various venture capital funds that are present and examples of

some business ventures that have been successful with venture capital financing. [10] Q.6 Mutual fund schemes can be identified by investment objective, List one scheme [10]

within each category.