Professional Documents
Culture Documents
and Pathophysiology
Peter Huijbregts, PT, MSc, MHSc, DPT, OCS, MTC, FAAOMPT, FCAMT
Paul Vidal, PT, MHSc, DPT, OCS, MTC
The Journal of Manual & Manipulative Therapy Dizziness in Orthopaedic Physical Therapy Practice:
Vol. 12 No. 4 (2004), 199 - 214 Classification and Pathophysiology / 199
It is usually episodic with an abrupt onset and often neuromuscular, i.e., proprioceptive, disorders but also
associated with nausea or vomiting7. This dysfunction can of cerebellar and vestibular disorders occurring with or
be located in the peripheral or central vestibular system8,10. without symptoms of vertigo9.
Peripheral vestibulopathies account for about 35-55% of Dizziness is a frequent patient complaint in the
all cases of dizziness4 . Central vestibular disorders are orthopaedic physical therapy practice and can result from
less frequent and are responsible for only about 5% of dysfunctions in multiple body systems. Certain types of
cases of dizziness4 . dizziness are amenable to physical therapy (PT) inter-
Presyncope is described as a sensation of an impending ventions; others produce contra-indications to certain
faint or loss of consciousness and is not associated with PT interventions, while still other causes of dizziness require
an illusion of movement3,7,9. It may begin with dimin- medical referral. Differential diagnosis is complex but
ished vision or a roaring sensation in the ears7. This subtype essential and requires knowledge that transcends the
of dizziness results from conditions that compromise the musculoskeletal boundaries of typical orthopaedic physical
brain’s supply of blood, oxygen, or glucose9. The frequency therapy clinical practice. Therefore, this article will ex-
reported for presyncopal dizziness varied from 2% in a tend its discussion of the pathophysiology of dizziness
dizziness clinic to 16% in an emergency room11,12 . This to include not only musculoskeletal but also vestibular,
type of dizziness may be accompanied by transient neu- cardiovascular, neurologic, metabolic, and psychiatric causes
rological signs, e.g., dysarthria, visual disturbances, and for dizziness within the framework of the classification
extremity weakness13,14 . system presented above. This article is part one of a two-
Dysequilibrium is a sense of imbalance without ver- part series. The second article discusses the history, tests,
tigo that is generally attributed to neuromuscular prob- and measures based on the classification system and
lems 3. It is also described as the feeling that a fall is pathophysiology introduced here, thus providing the
imminent7 . The unsteadiness or imbalance occurs only practical information for the orthopaedic physical therapist
when erect and disappears when lying or sitting 7. This on diagnosis and screening of patients with complaints
subtype of dizziness may result from visual impairment, of dizziness. Discussion of the anatomy and physiology
peripheral neuropathy, and musculoskeletal disturbances, of the balance control systems is not part of this series
and may include ataxia. Sloan et al3 cited a prevalence of and we refer the reader to relevant texts 18-26 . Discussion
1-15% for dysequilibrium in patients complaining of of PT interventions is also outside the scope of these articles.
dizziness.
Other dizziness is dizziness described as a vague or
floating sensation with the patient having difficulty re-
Vertigo
lating the specific feeling to the clinician3. It includes As discussed earlier, vertigo is the illusion of move-
descriptions of vague lightheadedness, heavy-headedness, ment of the body or of the environment 9 . It is often
or wooziness and cannot be classified as any of the three accompanied by other signs and symptoms 9:
previous subtypes7. Psychiatric disorders are the main • Impulsion, i.e., the sensation that the body is being
cause for this subtype and account for about 10 to 25% hurled or pulled in space 9
of dizziness cases3,5 . Anxiety, depression, and hyperven- • Oscillopsia, i.e., the visual illusion of moving back
tilation are often at the root of this dizziness3,15 . Changes and forth or up and down1,9
in vision and tilting of the environment are included in • Nystagmus, i.e., the rhythmic oscillation of the
the subtype of other dizziness, as is psychogenic or psy- eyeballs9
chosomatic dizziness due to panic disorder3,16 . • Gait ataxia, i.e., dyscoordinated gait not result-
The classification of dizziness into these four sub- ing from muscle weakness9
types attempts to differentiate complaints of dizziness • Nausea
by symptoms and pathophysiology. This classification system • Vomiting
is challenged when an individual complains about more Together, these symptoms are highly indicative of a
than one subtype of dizziness. Dizziness may result from peripheral or central vestibular dysfunction as discussed
disorders in the musculoskeletal, vestibular, cardiovas- below. Table 1 summarizes the general differential diag-
cular, neurologic, and metabolic systems as well as from nostic criteria for central and peripheral vestibular le-
psychiatric disorders4. The term “geriatric syndrome” was sions.
proposed to describe dizziness in older adults occurring
as a result of multi-system impairment 17. The problem
with this term, though, is that it suggests that dizziness
Peripheral Vestibular Disorders
is due to old age; however, recent studies have demon-
strated that dizziness is prevalent in all adult populations3,5.
Benign Paroxysmal Positional Vertigo
The system is also challenged by symptoms of ataxia, a Benign paroxysmal positional vertigo (BPPV) is con-
dyscoordination or clumsiness of movement not associ- sidered the most common peripheral vestibular disor-
ated with muscular weakness, which can be the result of der19,27,28 . Annual incidence in the general US population
has been estimated at 64 per 100,00028. BPPV accounts movement could be explained by dissolution of the clumped
for 17 to 30% of all new patients presenting to vestibular endolymphatic material. Free-floating particulate mat-
clinics 28. BPPV is generally seen in people over the age ter has been observed in SCC endolymphatic fluid dur-
of 40 and it is rare in people under 2028. Idiopathic BPPV ing surgery 28.
has a peak incidence of onset in the sixth decade of life 29. Canalithiasis and cupulolithiasis may well represent
Non-idiopathic BPPV has been associated with head trauma, two stages of the same pathological process: All etio-
insult to the labyrinth, surgical stapedectomy, chronic logical factors for BPPV may result in endolymphatic
suppurative otitis media, and degeneration of the inner densities, which may be free-floating or adhered to the
ear27,28,30 . cupula 28. Infections, e.g., acute labyrinthitis and chronic
Two pathophysiological theories have been proposed suppurative otitis media, result in white blood cells,
to explain the etiology of BPPV: cupulolithiasis and phagocytes, and endothelial fragments floating in the
canalithiasis 28. The theory of cupulolithiasis holds that endolymphatic fluid. Head trauma or stapedectomy may
sedimentous material, possibly macular otoconia, is re- result in red blood cells in the endolymphatic fluid, and
leased into the endolymphatic fluid in the semicircular age-related degeneration may release cellular debris and
canals (SCCs). This release of sedimentous material is macular otoconia 28.
hypothesized to result from trauma or degenerative The name BPPV implies that this type of vertigo is
changes (see non-idiopathic BPPV above). When the head positional in nature. However, it may be more correct
is upright, this material will settle on the SSC cupula. to call BPPV a positioning-type vertigo. In posterior SCC
Fixed deposits on the cupula increase the density of this BPPV, vertiginous symptoms occur when a patient transfers
structure making the cupula, which previously had the quickly into a supine position, especially when the head
same density as the surrounding endolymphatic fluid, is turned to the affected side, extending the head on
now sensitive to gravity and, therefore, head position28 . the neck27 . Symptom onset occurs within one to five
The theory of cupulolithiasis is based on dissection studies: seconds upon a change in position27,28 . Symptom dura-
cupular deposits appear to be relatively common, but a tion is brief: 30-60 seconds; hence, it is a positioning-
correlation with clinical symptomatology is lacking28 . type vertigo rather than positional-type vertigo as oc-
The canalithiasis theory proposes that BBPV is the curs in vertebrobasilar insufficiency. A horizontal-ro-
result of free-floating endolymphatic densities in the tary nystagmus is the hallmark of BPPV originating in
SCCs28 . Changes in head position are hypothesized to the posterior SCC 27,30 . Excitation of neurons innervat-
produce movement of these particles creating a current ing the ipsilateral superior oblique muscle and the
in the SCCs; the resultant hydrodynamic drag could then contralateral inferior rectus muscle are responsible for
displace the cupula, stimulating the SCC hair cells. The the horizontal-rotary direction 27 . Symptoms of
canalithiasis theory provides a better explanation for dysequilibrium and nausea may also occur, with a rare
the latency of vertigo observed in BPPV than does the occurrence of vomiting27,30 . Most commonly the poste-
cupulolithiasis theory: One could assume that it takes rior SCC is involved in BPPV19,27,30 . However, BPPV may
a few seconds for the endolymphatic densities to over- also involve the horizontal SCC31 . Rolling the head in
come the inertia of the endolymphatic fluid in the SCC the plane of the horizontal SCC while in a supine po-
before they are able to create sufficient hydrodynamic sition usually induces the horizontal SCC variant of BPPV.
drag to move the cupula. Fatigability or habituation of Other provocations include flexion and extension of the
the vertigo response with repeated provocative head head or shifting from supine to upright31 .
Acoustic Neuropathy
Basilar meningitis from a bacterial, syphilitic, or Wernicke’s Encephalopathy
tuberculous infection or from sarcoidosis can lead to This acute disorder is comprised of the diagnostic
compression of the vestibulo-cochlear (acoustic) nerve. triad of ataxia, ophthalmoplegia (lateral rectus palsy), and
Hypothyroidism, diabetes mellitus, and Paget’s disease confusion. It is caused by thiamine (vitamin B1) deficiency
can also affect the vestibulo-cochlear nerve. Vertigo can and is common in alcoholics but may also be caused by
occur, but hearing loss is more common. Other cranial general malnutrition. Ataxia affects the arm in 10% of
nerves may also be affected9. patients; the legs are involved in 20%. A horizontal or
combined horizontal-vertical nystagmus is classically
present9.
Perilymphatic Fistula
A perilymphatic fistula is a rare cause of vertigo. An
opening develops between the middle and inner ear (oval Inflammatory Disorders
or round window rupture)25. Head injury, barotrauma due Viral cerebellar infections can occur in patients with
to diving or flying, or a very forceful Valsalva maneuver St. Louis encephalitis, AIDS dementia complex, and
are thought to induce the fistula 7,25. With rapid loss of meningoencephalitis associated with varicella, mumps,
perilymphatic fluid, severe vertigo and hearing loss may poliomyelitis, infectious mononucleosis, and lymphocytic
develop. Low-volume leaks may only produce episodic vertigo choriomeningitis. Bacterial infection of the cerebellum
or dysequilibrium and hearing loss may be absent7. is rare: Only 10 to 20% of brain abscesses are located in
the cerebellum. The cerebellum may be infected by bacteriae
in Haemophilus Influenzae meningitis and Legionnaire’s
Autoimmune Disease of the Inner Ear disease 9 . Some diseases are hypothesized to have an
This diagnosis is associated with fluctuating deafness autoimmune origin. Acute cerebellar ataxia of childhood
and recurrent vertigo. Other autoimmune diseases, e.g., usually follows a viral infection or inoculation. Acute
rheumatoid arthritis, Crohn’s disease, or polyarteritis, disseminated encephalomyelitis and a variant of Guillain-
are often concurrently present32 . Barre syndrome also fall in this category9.
rologic system may be indicative of MS in undiagnosed tion. The cerebellar syndrome associated with hypothy-
patients 9. roidism is usually subacute or chronically progressive in
its onset. It is most common in middle-aged or elderly
women. Gait ataxia is the prominent finding; nystagmus
Alcoholic Cerebellar Degeneration and dysarthria are less common. Other neurologic dis-
Alcoholic cerebellar degeneration usually occurs in orders associated with hypothyroidism include sensorineural
patients with a history of 10 or more years of binge drinking. hearing loss, carpal tunnel syndrome, neuropathy, and
It usually has its onset between the ages of 40 and 60 myopathy; these signs and symptoms may raise suspi-
and is more common in men. The onset is insidious and cion of hypothyroidism in undiagnosed patients 9.
progression is gradual. As in Wernicke’s encephalopathy,
this syndrome affects mainly the superior cerebellar vermis.
Gait ataxia is the most common finding; nystagmus is a Paraneoplastic Cerebellar Degeneration
less frequent finding. Distal sensory deficits in the feet The pathophysiological mechanism in paraneoplastic
and absent ankle reflexes from diabetic polyneuropathy cerebellar degeneration appears to involve antibodies to
and signs of malnutrition may clue the clinician in to tumor cell antigens cross-reacting with cerebellar Purkinje
the diagnosis9. cells. Patients with lung cancer, ovarian cancer, Hodgkin’s
disease, and breast cancer are most at risk of developing
this type of global cerebellar degeneration. Onset can be
Phenytoin-Induced Cerebellar Degeneration before or after the diagnosis of cancer; progression oc-
Phenytoin is an anti-epileptic medication. Long-term curs over the course of months. Gait and limb ataxia and
treatment with phenytoin may produce a global cerebel- dysarthria occur in most cases; nystagmus is rare9 .
lar degeneration9 .
Pancerebral Hypoperfusion
Creutzfeldt-Jakob Disease Causes for presyncope due to pancerebral hypoperfusion
This disease is characterized by dementia, cerebel- can be classified into four categories9:
lar signs in 60% of patients, and gait ataxia in 10%. The • Vasovagal presyncope
ataxia is usually accompanied in 50% of patients thus • Cardiovascular presyncope
affected with nystagmus, dysarthria, and trunk and limb • Cerebrovascular presyncope: migraine,
ataxia. The disease involves progressive dementia, (ex- Takayasu’s disease, carotid sinus syncope
tra) pyramidal dysfunction, and myoclonus, with death • Miscellaneous causes of presyncope: orthostatic
within a year of onset9. hypotension, hyperventilation syncope, cough
syncope, micturition syncope, glossopharyngeal
neuralgia
Posterior Fossa Tumors Insufficient supply of glucose and subsequent com-
Cerebellar tumors frequently present with headache promised pancerebral function can also result in presyncope25.
due to increased intracranial pressure or with ataxia. Nausea,
vomiting, vertigo, and cranial nerve palsies are also common.
Most common in adults are secondary tumors metasta- Vasovagal Presyncope
sized from primary tumors in the breast or lung. Pri- With a vasovagal presyncope, parasympathetic hy-
mary tumors are more frequent in children and include peractivity causes a decrease in cardiac output with a
astrocytomas and medullablastomas. Headache and vomiting subsequent decrease in cerebral blood flow7. Precipitating
are frequently presenting symptoms; ataxia and visual factors include emotional stimulation, pain, the sight
dysfunction is also a common first symptom with of blood, fatigue, medical instrumentation, blood loss,
medullablastomas in children9. or prolonged motionless standing. Vasovagal presyncope
occurs in all age groups and affects men and women
equally. Short prodromes (10 seconds to a few minutes)
Posterior Fossa Malformations will precede syncope and include lightheadedness, nausea,
Congenital anomalies may cause vestibular or cer- pallor, salivation, blurred vision, and tachycardia 7,9.
ebellar symptoms in adulthood 9,32 . Type I Arnold-Chiari Vasovagal presyncope mainly occurs with the patient
malformation involves downward displacement of the in a sitting or standing position; it is rare with a pa-
cerebellar tonsils through the foramen magnum caus- tient in the recumbent position 9,25 .
Cardiac dysrhythmias
• Tachyarrhythmias: paroxysmal atrial tachycardia, atrial filter, atrial fibrillation, accelerated junc-
tional tachycardia, ventricular tachycardia, ventricular fibrillation
• Bradyarrhythmias: sinus bradycardia, sinus arrest, second or third degree heart block, implanted
pacemaker failure
• Mitral valve prolapse
• Prolonged Q-T interval syndromes
• Sick sinus syndrome
• Drug toxicity: digitalis, quinidine, procainamide, propranolol, phenothiazines, tricyclic antide-
pressants, potassium
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