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assessment
Introduction
The respiratory system is essential for life. Normal lung function requires a
balanced interrelationship between the respiratory, nervous, and
cardiovascular systems. The brain receives and sends out stimuli to maintain
a normal oxygen and carbon dioxide balance. The medulla and the pons are
the major brain centers that affect respiration. The body's respiratory center in
the medulla is normally stimulated by an increased concentration of carbon
dioxide, and to a lesser extent, by decreased levels of oxygen in arterial
blood. Stimulation of the respiratory center causes an increase in the rate and
depth of breathing, thus blowing off excess carbon dioxide and reducing blood
acidity. The heart pumps oxygenated blood from the left side of the heart
through the arterial circulation to all parts of the body. Oxygen is transported
primarily in red blood cells. As oxygen is used by cells, unoxygenated blood
containing carbon dioxide returns to the heart and lungs through the venous
circulation.
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The medulla is one of the major brain centers affecting respiration.
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The thoracic cavity is made up of 12 pairs of ribs that connect in the posterior
thorax to the vertebral bodies of the spinal column. The lungs lie within the
thoracic cavity on either side of the heart, extending from the diaphragm to
just above the clavicles or collarbones. Light, spongy and elastic structures,
the lungs inflate with inspiration and deflate, but do not completely collapse,
with expiration. The right lung is shorter and wider than the left lung. Each
lung is divided into lobes – the right lung has three lobes; the left lung has two
lobes. The lung's lobes are further divided into segments. The pleurae are
membranes that cover each lung and line the thoracic cavity. The visceral
pleura are serous membranes that cover the outer surface of each lung. The
parietal pleura line the inner rib cage and upper surface of the diaphragm. The
smooth opposing surfaces of the pleura, lubricated by pleural fluid, allow the
lungs to move easily within the rib cage during inspiration and expiration. The
pleural space is the potential space between the visceral and parietal pleurae.
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Which lobes of the lung are most accessible when examining the patient's back?
Respiratory Function
Gasses are able to move in and out of the lungs through muscular energy
exerted on the thorax and changes between intrathoracic and atmospheric
pressures. The pressure within the lungs and thorax must be less than
atmospheric pressure for inspiration to occur. Air then flows from an area of
higher pressure to one of lower pressure. As the diaphragm and intercostal
muscles work to increase the size of the thorax, intrathoracic pressure
decreases below atmospheric pressure and air moves into the lungs. During
exhalation, the inspiratory muscles relax, and the elastic recoil of the lung
tissues, combined with a rise in intrathoracic pressure, causes air to move out
of the lungs
The diaphragm, a dome shaped structure that separates the thoracic and
abdominal cavities, is the major muscle of respiration. The phrenic nerve
innervates the diaphragm. The external and internal intercostal muscles
elevate the ribs, increasing the anterior-posterior diameter of the thoracic
cavity. Breathing may need to be assisted by other muscles, known as
secondary or accessory muscles of respiration. These muscles may include
the parasternal, scalene, sternocleidomastoid, trapezius, and pectoralis
muscles. Accessory respiratory muscles do not function during normal
ventilation, but may be needed in some respiratory disorders.
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The diaphragm is the major muscle of respiration and is innervated by the
phrenic nerve.
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Structures in the respiratory conduction system help conduct air into the lungs
where the exchange of oxygen and carbon dioxide takes place. The
respiratory conduction system is divided into the upper and lower airways.
• The upper airway consists of the nose, pharynx, epiglottis, and larynx.
The upper airway structures protect the lower airway from foreign
materials, and warm, filter, and humidify inspired air.
• Lower airway structures include the trachea, left and right mainstem
bronchi, segmental bronchi, and terminal bronchioles. The lower airway
structures conduct air through the many branches of the respiratory tree
to the alveolar level where gas exchange takes place. Gas exchange
takes place in the alveoli, small air sacs at the end of the respiratory
bronchioles.
Carbon dioxide must be eliminated on a continuous basis to maintain the
body's acid-base balance. Acid-base balance is controlled by chemoreceptors
located near the respiratory center that are sensitive to changes in the pH of
cerobrospinal fluid. When ventilation is inadequate, the pH drops and the
carbon dioxide level rises. The rise in carbon dioxide stimulates the respiratory
center to increase the rate and depth of respirations to remove excess carbon
dioxide.
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Gas exchange takes place in the bronchioles.
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Anatomic Landmarks
It is important to review the anatomy of the chest wall and thoracic cavity, as
you will use anatomic landmarks to document the location of respiratory
assessment findings.
The thoracic cavity is made up of 12 pairs of ribs that connect in the posterior
thorax to the vertebral bodies of the spinal column. In the anterior thorax, the
first 7 pairs of ribs are attached to the sternum or breastbone by cartilage. The
lower 5 ribs do not attach to the sternum. The 8th, 9th, and 10th ribs are
attached to each other by costal cartilage. The 11th and 12th ribs, known as
“floating ribs,” are not attached in any way to the sternum; they move up and
down in the anterior chest, allowing for full chest expansion.
Please review the important landmarks of the bony thoracic anatomy.
The following diagram shows the anterior chest again, with the lobes of the
lungs included. Various reference lines and angles are commonly used to
identify respiratory findings. For example:
• The angle of Louis (also called the sternal angle) is a useful place to
start counting ribs, which helps localize a respiratory
finding horizontally. If you find the sternal notch, walk your fingers
down the manubrium a few centimeters until you feel a distinct bony
ridge. This is the sternal angle. The 2nd rib is continuous with the
sternal angle; slide your finger down to localize the 2nd intercostal
space. The angle of Louis also marks the site of bifurcation of the
trachea into the right and left main bronchi and corresponds with the
upper border of the atria of the heart.
• Reference lines help pinpoint findings vertically. For example, the
major division ("fissure") between lobes in the anterior chest crosses the
5th rib in midaxillary line and terminates at the 6th rib in the
midclavicular line.
Other terms used to document locations for chest physical assessment
include:
• Supraclavicular - above the clavicles
• Infraclavicular - below the clavicles
• Interscapular - between the scapulae
• Infrascapular - below the scapulae
• Bases of the lungs - the lowermost portions
• Upper, middle, and lower lung fields
Taking a Respiratory History
Instant Feedback:
It is helpful to ask the patient specific questions about activity level and breathing based
on daily life activities.
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Inspection
With the patient sitting, examine the patient's anterior and posterior chest.
Chest inspection allows you to see visible external signs of respiratory
function. Assess the front, back, and sides of the chest for any scars, wounds,
or lesions. Look for symmetry of chest wall movement. Observe the duration
of the inspiratory/expiratory cycle. Prolonged expiration occurs when an
individual has difficulty expelling air, as is often seen in patients with
emphysema. Note the patient's respiratory pattern and breathing rhythm. In a
healthy adult, inaudible respirations should occur between 12 and 20 times
each minute. Look to see if the patient uses accessory muscles of respiration.
Observe for intercostal retractions, nasal flaring, or pursed lip breathing, all of
which indicate airflow obstruction and poor ventilation. Intercostal retractions
are visible indentations between the ribs as the intercostal muscles aid in
breathing. Nasal flaring describes intermittent outward movements of the
nostrils with each inspiration. Pursed lip breathing refers to partial closure of
the lips to allow air to be expired slowly.
Inspect the neck for contraction of the sternocleidomastoid or
other accessory muscles of respiration during inspiration. Normally, none
of these signs are present. Look at the patient's posture. A patient with chronic
obstructive pulmonary disease (COPD) will lean forward and prop himself up
with his arms to improve breathing. Postural changes may also be seen with
thoracic deformities such as scoliosis and kyphosis. Observe the patient's
level of consciousness. Confusion or changes in mental status are important
signs of potential respiratory problems.
Instant Feedback:
Intercostal retractions, nasal flaring, and pursed lip breathing indicate airflow obstruction
and poor ventilation.
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False
Note the patient's age and it's impact on respiratory function. As people age,
their capacity for exercise decreases. The chest wall becomes stiffer and
harder to move, respiratory muscles may weaken, and the lungs lose some of
their elastic recoil. The speed of breathing out with maximal effort gradually
decreases. Skeletal changes associated with aging may accentuate the dorsal
curve of the thoracic spine, producing kyphosis and increasing the anterior-
posterior diameter of the chest.
In any health care setting, you can use some practical ways of assessing
concerns about shortness of breath in a patient who can ambulate. One
simple and useful assessment method is to walk with the patient down a
hallway or from one room to another or ask the patient to perform an activity
such as climbing stairs. By observing the patient doing these activities, you
can observe changes in the rate, effort, and sounds of the patient's respiratory
pattern. Assessing forced expiratory time is another practical means of
observing respiratory function, especially in a patient who may have COPD.
Ask the patient to take a deep breath in and then to breathe out as quickly and
completely as possible, with the mouth open. While the patient is doing a
forced expiration, listen over the trachea and time the audible expiration. A
forced expiratory time of over 6 seconds suggests obstructive pulmonary
disease.
Normal findings for chest inspection include:
• Side to side symmetric chest shape
• Distance from the front to the back of the chest (anterior-posterior
diameter) less than the size of the chest from side to side (transverse
diameter)
• Normal chest shape, with no visible deformities, such as a barrel
chest, kyphosis, or scoliosis
• No muscle retractions when breathing
• Quiet, unlabored respirations with no use of accessory, neck, shoulder,
or abdominal muscles
• A regular respiratory rhythm, with expiration taking about twice as long
as inspiration
• Skin color that matches the rest of the body's complexion
• A respiratory rate of 12-20 in an adult
Infants and children have faster respiratory rates than adults. A normal
respiratory rate for a newborn ranges from 30 to 60 breaths per minute. By
one year of age, the respiratory rate drops to between 20 and 40 per minute.
The respiratory rate continues to drop as a
child ages. By approximately age 16, a teenager has a respiratory rate similar
to that of an adult.
Rapid, shallow breathing is called tachypnea. Tachypnea is seen in patients
with restrictive lung disease such as kyphosis, and in situations where pleuritic
chest pain prohibits full expansion of the chest wall. Restrictive lung disease
refers to changes in the chest structure that prohibit full chest expansion.
Rapid deep breathing, known as hyperpnea or hyperventilation, occurs as a
result of physical exercise, anxiety, and metabolic acidosis. Kussmal breathing,
characterized by slow, deep breaths, occurs in patients with diabetic acidosis
and coma. Bradypnea, or a much slower than normal respiratory rate, is seen
in patients with drug-induced respiratory depression, and increased
intracranial pressure. Cheyne-Stokes breathing occurs when there are periods of
deep breathing alternating with periods of apnea. A Cheyne-Stokes breathing
pattern may be seen in a patient with heart failure, drug-induced respiratory
depression, uremia, or brain damage. Ataxic breathing, also known as Biot's
breathing, is characterized by unpredictable irregularity. Biot's breathing may
be seen in patients with respiratory depression and brain damage at the level
of the medulla.
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A rapid respiratory rate or tachypnea may be seen in patients with restrictive lung
disease or in patients with pleuritic chest pain.
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Palpation
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Tactile fremitus is always an abnormal assessment finding.
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Percussion
Dull or thudlike sounds are normally heard over dense areas such as the heart or
liver. Dullness replaces resonance when fluid or solid tissue replaces air-containing
lung tissues, such as occurs with pneumonia, pleural effusions, or tumors.
Hyperresonant sounds that are louder and lower pitched than resonant sounds are
normally heard when percussing the chests of children and very thin adults.
Hyperresonant sounds may also be heard when percussing lungs hyperinflated with
air, such as may occur in patients with COPD, or patients having an acute asthmatic
attack. An area of hyperresonance on one side of the chest may indicate a
pneumothorax.
Tympanic sounds are hollow, high, drumlike sounds. Tympany is normally heard
over the stomach, but is not a normal chest sound. Tympanic sounds heard over the
chest indicate excessive air in the chest, such as may occur with pneumothorax.
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The normal sound expected on percussion throughout most of the lung fields is resonance.
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Auscultation
True
False
Instant Feedback:
The adventitious sound heard in the upper apices of the lungs in this case are best
described as:
Rhonchi
Wheezes
Crackles
Stridor
If you hear adventitious sounds on auscultation, assess how these sounds change as
the patient speaks. Voice assessment can provide important clues about respiratory
abnormalities. Normal lungs are filled with air, and air does not transmit sound
readily. Normally, transmitted voice sounds are difficult to hear – spoken words are
muffled and indistinct and whispered words are usually not heard at all.
However, when substances such as fluid or solid masses replace air in the lungs,
sounds are transmitted more clearly. The sounds that can be assessed are:
• Whispered pectoriloquy: Ask the patient to whisper a
sequence of words such as “one-two-three”, and listen with a
stethoscope. Normally, only faint sounds are heard. However,
over areas of tissue abnormality, the whispered sounds will be
clear and distinct.
• Bronchophony: Ask the patient to say "99" in a normal voice.
Listen to the chest with a stethoscope. The expected finding is
that the words will be indistinct. Bronchophony is present if
sounds can be heard clearly.
• Egophony: While listening to the chest with a stethoscope,
ask the patient to say the vowel “e”. Over normal lung tissues,
the same “e” (as in "beet") will be heard. If the lung tissue is
consolidated, the “e” sound will change to a nasal “a” (as in
"say").
Assessment findings include:
Inspection • relaxed posture
• normal musculature
• rate 10 - 18 breaths per minute, regular
• no cyanosis or pallor
• anteroposterior diameter less than transverse diameter
• symmetric chest expansion
Palpation
• tactile fremitus present and equal bilaterally
Percussion • resonant
• vesicular over peripheral fields
• bronchovesicular over sternum (anterior) and between scapulae
Auscultation (posterior)
• infant and child - bronchovesicular throughout
• no adventitious sounds
Atelectasis: In this condition, an area of the lung or an entire lung collapses.
Atelectasis may be due to airway obstruction, or compression of the lung. In the
diagram above, an obstruction blocks the airway, causing the associated alveoli to
collapse and that area of the lung to shrink. Any alveolar air beyond the obstruction
becomes absorbed by the pulmonary capillaries, and the alveolar walls cave in.
Assessment findings include:
• cough
• delayed chest expansion on the affected side
Inspection • increased respiratory rate
• increased pulse
• possible cyanosis
• chest expansion decreased on the affected side
• tactile fremitus decreased or absent over the involved area
Palpation
• with a large collapse, the trachea may deviate or shift toward
the affected side.
Percussion • dull over affected area
• breath sounds decreased or absent over involved area
Auscultation • no adventitious sounds if bronchus is obstructed
• occasional fine crackles if bronchus is patent
Bronchitis: Inflammation of the bronchi with partial obstruction of the bronchi by
secretions or constriction. Bronchitis may be acute or chronic with a productive cough.
Chronic bronchitis is associated with cigarette smoking. In the diagram above,
secretions (produced by proliferation of mucous glands) are obstructing the
passageway, resulting in deflation of the alveoli beyond the obstruction.
Assessment findings include:
• hacking cough with thick sputum
Inspection • chronic bronchitis produces dyspnea, fatigue, possible
clubbing of fingers
Palpation • tactile fremitus normal
Percussion • resonant
• normal vesicular breath sounds
• voice sounds normal.
Auscultation
• Prolonged expiration may be present with chronic bronchitis
• May have wheeze, or crackles over deflated areas
Emphysema: Assessment
Pneumonia: Assessment
Pneumonia: An infection in lung tissues causes the alveoli to become swollen
and porous (as in the above diagram), so red and white blood cells move
from the bloodstream into the alveoli. The alveoli become filled, or
consolidated, with bacteria, fluid and blood cells that replace air.
Assessment findings include:
• increased respiratory rate
• increased pulse rate
Inspection • guarding and lag on expansion on affected side
• children with pneumonia may have nasal flaring and/or
intercostal and sternal retractions
• chest expansion decreased on involved side
Palpation
• tactile fremitus is increased
Percussion • dull over affected area
• breath sounds louder than normal.
Auscultation • bronchophony, egophony, whispered pectoriloquy present
• Crackles, fine to medium
Instant Feedback:
A patient with pneumonia may be expected to have louder than normal breath sounds,
and increased tactile fremitus.
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Pneumothorax: Assessment
Pneumothorax: Air in the pleural space causes partial or complete lung
collapse. Normally, the pleural space is under negative pressure; when air
enters, the negative pressure is neutralized, and the lung collapses.
Pneumothorax can be caused by trauma, causing air to enter through an
opening in the chest wall, or may be spontaneous, causing air to enter the
pleural space through a rupture in the lung wall. Tension pneumothorax
occurs when air trapped in the pleural space increases, compressing the lung
and shifting the mediastinum to the unaffected side.
Assessment findings include:
• unequal chest expansion.
Inspection • with a large pneumothorax, the patient will have increased
respiratory rate, increased heart rate, anxiety, bulging
interspaces, and possibly cyanosis
Palpation • tactile fremitus decreased or absent.
• tracheal shift to the unaffected side of the chest.
• chest expansion decreased on the affected side.
Percussion • hyperresonant
• breath sounds decreased or absent
Auscultation
• voice sounds decreased or absent
Glossary