Professional Documents
Culture Documents
RITU BHATNAGAR*
Abstract: One of the defining aspects of the late Justice Martha Sosmans
jurisprudence is her striking pragmatism and moderation, which are
embedded in her approaches to the most complex of legal quandaries.
During her seven years on the bench of the Massachusetts Supreme Judicial
Court (SJC), she crafted numerous precise and careful opinions, all imbued
with the vigilance of a straightforward jurist offering lower courts well-
reasoned guidance and practical tests, rather than bright-line rules that are
susceptible to differing interpretations. This Article offers a glimpse of
Justice Sosmans trademark moderate jurisprudence through an analysis of
her concurrence in Commonwealth v. Gonsalves. Demonstrating the
qualities that defined Justice Sosman as a pragmatic, and truly distinguished,
jurist, her Gonsalves concurrence offers a skillful dissection of the terms
testimonial and interrogation in the context of the admissibility of out-
of-court, accusatory statements.
Gonsalves strove to interpret and apply the new standards for testimonial
statements created by the Supreme Court in Crawford v. Washington, which
found that out-of-court, accusatory statements made by an unavailable
witness violate the Confrontation Clause of the Sixth Amendment.
However, the SJC did more than apply Crawfords standards: Gonsalves
extended the Supreme Courts holding, finding that all out-of-court
statements induced through police interrogation are per se testimonial, and
* Associate, Latham & Watkins LLP; Judicial Law Clerk to the late Justice Martha
Sosman of the Supreme Judicial Court of Massachusetts (2005-2006); J.D., University of
California, Berkeley, Boalt Hall; M.A. and B.A., Stanford University.
485
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INTRODUCTION
The legacy of Justice Martha Sosmans jurisprudence lies in her
striking pragmatism and evident moderation, which are embedded in her
approaches to the most complex and controversial of legal quandaries.
Highly regarded by her peers on the Massachusetts Supreme Judicial Court
(SJC), Justice Sosman issued judicial opinions that garnered the
admiration of fellow jurists. SJC Chief Justice Margaret Marshall aptly
described her colleagues incisive, and simultaneously measured, analytical
prowess, saying, [S]he had an almost unparalleled capacity to identify the
critical legal issue in any case and to resolve . . . [it] in clear, coherent
prose, so that both the judgment . . . and reasoning of the court [were]
readily understandable.1 In Justice Sosmans seven years at
1. David Abel, Justice Sosman of the SJC Dies at 56, BOSTON GLOBE, Mar. 12, 2007,
at B1, available at http://boston.com/news/local/articles/2007/03/12/justice_sosman_
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I. BACKGROUND
In all criminal prosecutions, the accused shall enjoy the right . . . to
be confronted with the witnesses against him . . . .
United States Constitution, Sixth Amendment
[E]very subject shall have the right to produce all proofs, that may
of_the_sjc_dies_at_56/?page=full.
2. 833 N.E.2d 549, 562-75 (Mass. 2005) (Sosman, J., concurring in part).
3. 126 S. Ct. 2266 (2006) (decided together with Hammon v. Indiana, 126 S. Ct. 552
(2006)).
4. This Article does not discuss the excited utterances exception and Gonsalves
application of the exception to the Confrontation Clause, due to the Articles focus on
testimonial statements and the boundaries of police interrogations.
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In recent years, the United States Supreme Court has revisited the
Confrontation Clause of the Sixth Amendment, endeavoring to unravel
strands of the ever-tangled terminology implicated in relation to out-of-
court, accusatory statements made by an unavailable witness. In the
landmark decision of Crawford v. Washington,5 the Supreme Court
established that the use of testimonial out-of-court statements, which have
either not been subject to cross-examination, or have arisen from a formally
unavailable witness, are in violation of the Sixth Amendments
Confrontation Clause. Although the Supreme Court declined to define the
term testimonial, it did state that testimonial material included:
[1] ex parte in-court testimony or its functional equivalent
that is, materials such as affidavits, custodial examinations, prior
testimony that the defendant was unable to cross-examine, or
similar pretrial statements that declarants would reasonably
expect to be used prosecutorially[;] [2] extrajudicial
statements . . . contained in formalized testimonial materials[;]
[and] [3] statements that were made under circumstances which
would lead an objective witness reasonably to believe that the
statement would be available for use at a later trial[.]6
In the aftermath of Crawford, state and lower federal courts briskly
set about applying the Crawford framework to cases within their
jurisdictions. However, the Crawford decision, mired in faulty analysis and
beleaguered by the Courts attempts to create bright-line rules for situations
marked by ineffability, offered lower courts less uniform guidance and
more of an opportunity for analytically disparate decisions to surface across
the country.
The SJC entered the veritable fray in 2005, as it strove to interpret and
apply the newly created standards for testimonial statements in Crawford.
5. 541 U.S. 36 (2004). Crawford effectively uprooted Ohio v. Roberts, 448 U.S. 56
(1980), which had been governing Confrontation Clause jurisprudence for over two
decades. Roberts held that the Confrontation Clause excluded only unreliable hearsay and
proposed that firmly rooted hearsay exceptions could determine reliability. Roberts, 448
U.S. at 66. As a result, the [Confrontation] Clause still had only a very limited effect. . . .
[Crawford] changed the landscape dramatically. In Crawford, the Supreme Court held that
the Confrontation Clause does not constitutionalize . . . hearsay. . . . A prosecution witness
must give testimony in the presence of the accused, subject to cross-examination. Richard
D. Friedman, Crawford, Davis and Way Beyond, 15 J.L. & POLY 553, 554-55 (2007).
6. Crawford, 541 U.S. at 51-52 (internal citations omitted) (alteration in original).
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The SJC set out into the unraveling landscape of post-Crawford ambiguity
with its decision in Gonsalves.7 Writing for the majority of the court,
Justice Francis Spina in Gonsalves applied the analysis outlined in
Crawford liberally, broadening it to find that all out-of-court statements
induced through police interrogation are per se testimonial, and are thus
subject to the Confrontation Clause.8 A statement that is not per se
testimonial may still be testimonial in fact, depending on an analysis of
whether a reasonable person in the declarants position would anticipate
his statements being used against the accused in investigating and
prosecuting a crime.9 With this majority opinion in Gonsalves, the SJC
adopted and effectively extended the Crawford holding. It is this over-
expansive reading of Crawford that formed the basis for Justice Sosmans
vehement objections to the Gonsalves opinion.10 In her concurrence, which
is emblematic of her prescient and sharp jurisprudence and captures her
characteristic ability to pinpoint analytical deficiencies,11 Justice Sosman
rebuked the SJC for over-extending the term testimonial as outlined in
Crawford.12
In certain ways, some of Justice Sosmans philosophical tribulations
concerning this line of Confrontation Clause jurisprudence, as outlined in
her Gonsalves concurrence, are mirrored in the Supreme Courts later
Confrontation Clause decision in Davis.13 The echoes of Justice Sosmans
concerns, however, are not doctrinally reflected in Davis. Rather, in large
part, the Davis Court arrived at conclusions similar to the findings of the
7. See 833 N.E.2d 549 (Mass. 2005); Commonwealth v. Rodriguez, 833 N.E.2d 134,
135 (Mass. 2005). Decided on the same day as Gonsalves, Rodriguez held that any
statements arising from police questioning are per se testimonial if the scene is secured,
there are no obvious injuries to the victim, and the victim declines medical assistance.
8. Gonsalves, 833 N.E.2d at 552.
9. Id.
10. Justice Sosman authored a partial concurrence in Gonsalves, agreeing with the
majority that the case should be remanded for a more complete record addressing the
requirements of Crawford. Justice Sosman did not, however, concur with the majoritys
articulation of those requirements. Id. at 563, 574 (Sosman, J., concurring in part).
11. See Neil Swidey, The Dissenter, BOSTON GLOBE, Oct. 3, 2004, (Magazine) at 24,
available at http://www.boston.com/news/globe/magazine/articles/2004/10/03/
the_dissenter/?page=full ([I]n terms of influence . . . Sosman is a towering force. . . . In her
fluid written opinions and her penetrating questioning of lawyers, Sosman projects an easy
confidence. Since 1986, when then-U.S. Attorney William Weld tapped her to head his civil
division, people have predicted great things for Sosman. And she has always proved them
right.).
12. See Gonsalves, 833 N.E.2d at 562-63 (Sosman, J., concurring in part).
13. 126 S. Ct. 2266, 2273-78 (2006) (discussing how to classify statements to 911
operators as testimonial or nontestimonial for the purposes of the Confrontation
Clause).
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14. Justice Sosman stated that the SJCs approach in Gonsalves was not the middle
course, but an overly expansive reading of Crawford, eschew[ing] moderation.
Gonsalves, 833 N.E.2d at 574-75 (Sosman, J., concurring in part).
15. Morgan M. Long, Comment, Commonwealth v. Gonsalves: Erroneously Expanding
the Concept of Police Interrogation Set Forth in Crawford v. Washington to Include
Investigatory Police Interrogations, 33 NEW ENG. J. ON CRIM. & CIV. CONFINEMENT 171,
196, 208 (2006).
16. See Gonsalves, 833 N.E.2d at 552.
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30. Id.
31. Id. at 558-59.
32. Id. at 569 (Sosman, J., concurring in part).
33. Justice Sosman stated in her concurrence to Gonsalves: Pending further
clarification from the Supreme Court, we must attempt to steer the precise middle course . . .
. Todays opinion does not strike me as that middle course[.] Id. at 574.
34. See Gonsalves, 833 N.E.2d at 562-75.
35. See Abel, supra note 1, at B1 (explaining how Justice Sosman was able to resolve
legal issues in a clear and understandable manner).
36. Gonsalves, 833 N.E.2d at 562.
37. Id.
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A. Interrogation Redefined
Justice Sosman strongly contests the over-encompassing nature of the
SJCs definition of police interrogation, particularly the inclusion of
immediate, on-scene questioning as a form of police interrogation. Justice
Sosman argues that preliminary questions stemming from an attempt to
discover what is occurring cannot correctly be termed as police
interrogations:
Such preliminary questions on arrival at the scene (What is
happening? What did he do? Where is he now?[39]) are not
intended to produce testimony but to assess the situation and
inform the officers decision as to what immediate steps they
must take. I see no unique potential for prosecutorial abuse, in
such preliminary inquiries.40
Justice Sosman distinguishes such preliminary questioning from that
which constitutes police interrogation by alluding to the SJCs own,
referenced dictionary definition of interrogation as questioning with
formality, command, and thoroughness for full information and
circumstantial detail.41 The type of structure and detail traditionally
1182 (1993)).
42. Id. at 564-65 (Sosman, J., concurring); see, e.g., Mungo v. Duncan, 393 F.3d 327,
335 (2d Cir. 2004), cert. denied sub nom. Mungo v. Greene, 544 U.S. 1002 (2005); State v.
Hembertt, 696 N.W.2d 473, 482-83 (Neb. 2005); People v. Corella, 18 Cal. Rptr. 3d 770,
776 (Cal. Ct. App. 2004); United States v. Webb, No. DV-339-04, 2004 WL 2726100 at *2-
4 (D.C. Super. Ct. Nov. 9, 2004);
43. Gonsalves, 833 N.E.2d at 564, 568.
44. Id. at 556 (majority opinion).
45. Id. at 565-66 (Sosman, J., concurring).
46. Id. at 566.
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with a witness.47 Indeed, she points out that it may take very few questions
before informal inquiry becomes true police interrogation. Once the
conversation turns in this direction, she contends that such questions fall
within the purview of interrogation. Fundamentally, however, Justice
Sosman states that a line must be drawn somewhere, and . . . other courts
distinguishing between preliminary on-scene questioning and
interrogation are focusing on the appropriate distinction.48
and also by lower court decisions.52 While the majority relies on Cromer
for its articulation of testimonial material, Justice Sosman notes that such a
definition is at odds with Crawford, which does not pinpoint any statement
made to a law enforcement officer as testimonial, but instead focuses on
circumstances which may lead a witness to believe his or her statements
could be used later at trial.53 Cromers articulation of testimonial
statements, Justice Sosman states, is erroneous because it confuses the
distinction between [a]ny . . . accusation or statement concerning criminal
activity for any accusation or statement made with an eye toward trial.54
Justice Sosman argues that the Cromer approach casts a variety of informal
statements as testimonial that are in fact not made for the purposes of
trial.55
Justice Sosmans analytical dissection of the majority in Gonsalves
not only specifically addressed the holes in methodology and reasoning in
the Gonsalves opinion, but also proved to be prescient. Just two years
following the Supreme Courts decision in Crawford, the Court re-
evaluated and re-defined terminology such as testimonial and
interrogation through its opinion in Davis. Davis reviews many of the
same issues and concerns surfacing in Justice Sosmans Gonsalves
concurrence, though it arrives at differing conclusions.
Crawford ruling that certain courts adopted, including the SJC, were
effectively restrained by the Davis holding. However, in other ways, the
Supreme Court produced an opinion that bears philosophical similarity to
the SJCs findings in Gonsalves, while continuing along the path the Court
began in Crawford, much to the consternation of lower courts awaiting a
more lucid and explicit explanation of the definitions proposed in
Crawford. In short, perhaps due to the desire to achieve a broad majority
coalition, the Court adopted a standard for assessing what sort of police
interrogations produce testimonial statements that is so amorphous that it
is likely to lead to the same kind of unpredictability for which the Crawford
Court condemned Roberts.58
62. Tom Lininger, Reconceptualizing Confrontation After Davis, 85 TEX. L. REV. 271,
279 (2006).
63. Commonwealth v. Gonsalves, 833 N.E.2d 549, 568 (Mass. 2005) (Sosman, J.,
concurring in part).
64. Fine, supra note 56, at 12.
65. Gonsalves, 833 N.E.2d at 566.
66. Crawford v. Washington, 541 U.S. 36, 51-52 (2004). Of note, however, is that other
language in Davis, conversely and confusingly, demands that courts examine the
declarants statements, not the interrogators questions. See Davis, 126 S. Ct. at 2274 n.1.
67. Lininger, supra note 62, at 280.
68. United States v. Cromer, 389 F.3d 662, 675 (2004).
69. See Davis, 126 S. Ct. at 2276 (The question . . . is whether, objectively considered,
the interrogation that took place in the course of the 911 call produced testimonial
statements.).
70. See Gonsalves, 833 N.E.2d at 571-72.
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perpetrators had not yet been arrested); Vinson v. State, 221 S.W.3d 256, 264-67 (Tex. App.
2006) (determining that domestic disturbance where defendant was still present while victim
was being questioned objectively represented an ongoing emergency and holding that
statements were non-testimonial); Andrew Dylan, Note, Working Through the
Confrontation Clause After Davis v. Washington, 76 FORDHAM L. REV. 1905, 1918-29
(2007) (identifying several divergent state cases);
75. Lisa Kern Griffin, Circling Around the Confrontation Clause: Redefined Reach but
not a Robust Right, 105 MICH. L. REV. FIRST IMPRESSIONS 16, 18 (2006),
http://www.michiganlawreview.org/firstimpressions/vol105/griffin.pdf.
76. Kirst, supra note 57, at 643.
77. See generally Dylan, supra note 74, at 1918-31 (describing courts various possible
interpretations of what can be deemed as testimonial or an interrogation).
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84. Gonsalves, 833 N.E.2d at 564 (quoting WEBSTERS THIRD NEW INTL DICTIONARY
1182 (1993)).
85. Davis, 126 S. Ct. at 2282 (Thomas, J., concurring in part and dissenting in part).
86. Crawford, 541 U.S. at 71 (Rehnquist, C.J. with OConnor, J., concurring).
87. Davis, 126 S. Ct. at 2280-81.
88. Id.
89. Crawford, 541 U.S. at 74, 75 (quoting Tennessee v. Street, 471 U.S. 409, 415
(1985)).
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90. Commonwealth v. Gonsalves, 833 N.E.2d 549, 564 (2005) (Sosman, J., concurring
in part).
91. See Davis, 126 S. Ct. at 2282-83.
92. Id. at 2283.
93. Id. at 2276 (majority opinion).
94. Gonsalves, 833 N.E.2d at 552 (majority opinion).
95. Fine, supra note 56, at 12.
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96. Gonsalves, 833 N.E.2d at 568 (Sosman, J., concurring in part) (emphasis added).
97. Id. at 566.
98. Davis, 126 S. Ct. at 2283 (Thomas, J., concurring in judgment, dissenting in part);
Gonsalves, 833 N.E.2d at 565 ([Police] are performing both [caretaking and investigatory]
functions at the same time, and customarily using the same questions.).
99. Gonsalves, 833 N.E.2d at 567-68.
100. Id. at 568.
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CONCLUSION
There is a spectrum of opinion as to what Crawford means . . . . I am
not prepared to endorse the extreme end . . . . 101
irreplaceable. However, it is not just her written words, but mostly her
conspicuous absence on the bench, that leaves a void in all the chambers of
Massachusetts highest court, a point SJC Justice Robert Cordy noted at her
passing: Her best thinking was never written, because it persuaded
colleagues. She kept all of us honest.107