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PHYSICAL THERAPY

MANAGEMENT FOR
FACIAL NERVE PARALYSIS

Prepared by:
Committee of Physical Therapy Protocols
Office of Physical Therapy Affairs
Ministry of Health – Kuwait
2007

With collaboration of:


Physical Therapy Department
Kuwait University
ACKNOWLEDGEMENT Note: This protocol is a guideline only and it may vary from
patient to patient.
Our sincere thanks and gratitude to Ministry of Health for its
continuous support and encouragement that extended to us.
Definition:
And, I extend my sincere thanks to all committee members of the It is a neurological condition that results from a lesion of the 7th cranial
physical therapy protocol for their excellent work in preparation of this nerve leading to an acute onset of weakness or total paralysis on the
scientific material and to the physical therapy department in Kuwait ipsilateral side of the face.
University for their participation in this endeavor.
Causes:
Lastly, I would like to dedicate this protocol to all colleagues with in 1) Bell’s palsy*
the profession, medical team members, and who are interested in 2) Ramsey-Hunt syndrome**
physical therapy profession, wishing that this booklet will be useful and 3) Middle ear infection
helpful toward improving physical therapy services in Kuwait. 4) Trauma
5) Tumors
With best wishes…. 6) Post acoustic neuromas surgery
7) During surgery injuries.
Director of physical therapy affairs
NABEEL Y. ALHUNAIF, P.T., B.Sc.
* Although idiopathic facial paralysis ( Bell’s Palsy), is the most
common cause of unilateral facial paralysis accounting for
proximately 50% of the causes. it’s important for clinicians to
Committee of Physical Therapy Protocols consider all causes to avoid overlooking potentially life-threatening
disease. 1,2,4
• Ali Al-Mohanna M.Sc. P.T. (Farwaniya Hospital)
• Khadijah Al-Ramezi, P.T. (Ibn Sina Hospital) ** A condition caused by herpes zoster of the geniculate ganglion
• Lobna A. Abdulkareem, P.T. (Al-Adan Hospital) of the brain or neuritis of the facial nerve and characterized by
• Noura Al-Jwear, P.T. (Farwaniya Hospital) severe facial palsy and vesicular eruption in the pharynx, external
• Maali Al-Ajmi, P.T. (Maternity Hospital) ear canal, tongue, and occipital area. Deafness, tinnitus, and vertigo
• Dr. Surreya Mohomed B.Sc.; D.Ed. (Kuwait University) may be present.3
Time of intervention: As soon as the patient reaches physiotherapy Patient should then be referred to the physician for further evaluation if
department. no progression is noticed. A period of 14 months is allowed for
recovery.4
Physical Therapy Assessment:
- Assessment should be finished within the first 3 sessions. Management:
(Appendix A for assessment sheet and guidelines). Patient Education and Reassurance: 4,5,14
- Documentation can be done by photo- and/or video recordings 1) Explain the condition to the patient; its causes, incidence, prognosis
for static and dynamic movement (eyes closed, blowing, and treatment.
smiling, etc.) can be included.
2) Re-assure the patient, but be realistic (don’t give high expectations).
Goals:
1) To educate / reassure the patient about the condition. 3) Advice the patient to take the prescribed medication from the
2) To relief pain. physician, and to avoid therapy given by non professionals. Explain
3) To establish the bases for re-education of muscle and nerve to the patient that taking medication and following the physical
conduction. therapy program are enough.
4) To re-educate sensation if involved (sensory integration: touch,
2 point discrimination, temperature) 4) If eyes are involved, the patient should do the following:
5) To facilitate / improve muscle contraction. a) Use eye drops ( as the physician prescribed)
6) To facilitate / improve facial symmetry. b) Don’t expose yourself to direct sunlight, being too close to TV
7) To prevent complications. light, or strong room lighting
c) Wear sun glasses to protect eyes
Frequency of treatment: d) Don’t exhaust eyes by reading for long time
Frequency of treatment sessions differs according to the severity and e) Avoid direct contact with air conditioners
prognosis of each patient. However, by using the House classification
system for re-evaluating the patient, it’s suggested to have; 5) Explain to the patient how the psychological state can affect the
treatment, so avoid any emotional conflict and seek family or friend
Month Session / Week support to increase self awareness and self esteem.
1st 3 sessions per week
2nd twice per week 6) Be aware of postural imbalance (especially for Ramsey-Hunt
3rd once a week syndrome).

7) Follow the given home program.


Treatment options: f) Ultrasound can be beneficial for acute conditions, but there
is lack of statistical support since research still not
The options available for physical therapy management to achieve investigating it's long effect
the mentioned goals are as follows. g) ES & EMG bio are efficient to be use with chronic
A. Electrotherapy condition.15other studies consider ES as contraindicated due
B. Neuromuscular retraining to its interruption of re-innervations4,16
C. Manual massage
D. Kabat rehabilitation. • Therapist has to use his/her clinical judgment and skills to
determine the best modality to be used according to the clinical
A) Electrotherapy: 6 (Appendix B) presentation of the condition

According to reviewed studies about the effect of • Considering the Physiological effects of electrotherapy
electrotherapy modalities used for treatment of facial nerve modalities & the stage of the disease can help in facial
paralysis it was found that neither modalities had a superior paralysis management
effect; (electrotherapy modalities can be used as an adjunct
therapy) • Lesion recovery depend on type of lesion, age, nutritional &
metabolic status of the patient
The electrotherapy modalities reviewed included: electrical
stimulation (ES), electromyography biofeedback (EMG Effect of electrotherapy in relation to classification of lesion 6, 7
bio), ultrasound, laser, and short-wave diathermy (SWD).
1. Neuropraxia: nerve conduction is block temporary with
a) Electrotherapy still lacking evidence due to inappropriate preserve axon, it's response to electrical stimuli, and usually has
research methodology, small sample size, inadequate a complete recovery
treatment parameter, inconsistent follow up • Ultrasound effective to reduce edema & provide normal
b) No evidence support electrical stimulation benefit for acute healing environment (still no appropriate parameter
facial paralysis but it's effective for chronic condition recommended)
c) Biofeedback is more effective when muscle activity presents • Studies prefer to delay use ES unless poor prognosis factors
d) No evidence supports the benefit of using continues mode of present, also galvanic current still not prove it's beneficial.
short wave diathermy, while pulse mode can facilitate healing • Pulsed SWD used to facilitate healing & reduce edema (no
process in acute condition study review found, but according to physiological affect)
e) Lazar still has no study supporting to use it with acute or
chronic condition
• Lazar increases the energy of the inflammatory area, also B) Neuromuscular retraining: 4, 7, 16
consider as anti inflammatory, recommended to use it for • Neuromuscular retraining is applied using selective motor
elderly with poor metabolic or nutrition training to facilitate symmetrical movement and control
• EMG bio is not effective due to absent of muscle undesired gross motor activity (synkinesis*).
contraction
• Patient re-education is the most important aspect of the
2. Axonotmesis: axon is interrupted but with intact nerve sheath treatment process. EMG feedback and/or specific mirror
and axon regenerated 1mm/day, potential has a complete exercises will provide a sensory feedback to promote learning.
recovery
• Research6 mention that using the ES for 3 h/day, can lead to • When each muscle group is being assessed, the patient observes
change capillary density the action of these muscles in the mirror and instructed to
• EMG bio will be effective as voluntary movement present, perform small symmetrical specific movements on the sound
help to prevent synkinesis side to identify the right response. Each patient presents with
• Ultrasound & heat have a poor efficiency, while Laser can different functional disability, so there are no general list of
be effective at this phase exercises.
(Further studies need to prove relevance of modalities on
healing process) • As patient identifies the specific area of dysfunction, patient can
begin to perform exercise to improve facial movements' guided
3. Endoneurotmesis: endoneurium & axon are destroy while by the affected side so isolated muscle response is preserved
perineurium is intact, axon regenerate with scar lead to partial and coordination improved. Repetitions & frequency of
re-innervation & synkinesis therefore incomplete recovery exercises can be modified according to improvement status
4. Perineurotmesis: only epineurium is intact while other nerve (appendix C)
tissues destroyed, lead to abnormal regeneration, synkinesis &
incomplete recovery • The movements should be initiated slowly and gradually so that
5. Neurotmesis: complete nerve rupture with little or no the patient can observe the angle, strength, and speed of each
regeneration & recovery option, can develop painful neuromas movement, because rapid movements can't help the patient in
beside the nerve controlling the abnormal movement (synkinesis).

• ES & EMG bio may maintain muscle tone • The patient can apply a manual resistance as isolated facial
• ES is significant with nerve or muscle grafting, according to movement improved in affected side to be obvious without
its physiological affect such as improving circulation synkinesis.
Synkinesis: D) Kabat Rehabilitation12
• The site of synkinesis should be identified in order to teach the
patient how to control abnormal movement pattern. • Kabat rehabilitation is type of motor control rehabilitation
technique based on proprioceptive neuromuscular facilitation
• The treatment of synkinesis depends on inhibition of the (PNF).
unwanted movements that occur during volitional &
spontaneous movements; by perform facial movement slowly • During Kabat, therapist facilitate the voluntary contraction of
without triggering the abnormal movement. Stretching is the impaired muscle by applying a global stretching then
recommended here to prevent muscles tightness. resistance to the entire muscular section and motivate action by
verbal input and manual contact. (table 1)
C) Manual Massage: 17
• When performing Kabat, 3 regional are considered: the upper
• Massage can be performed in conjunction with other treatment (forehead and eyes), intermediate (nose), and lower (mouth).
options. It can be done to improve perceptual awareness.
• Prior to Kabat, ice stimulation has to perform to a specific
• Massage manipulations on the face include: muscular group, in order to increase its contractile power.
1. Effleurage
2. Finger or thumb kneading
3. Wringing
4. Hacking
5. Tapping
6. Stroking

* An involuntary movement of one part occurring simultaneously with


reflex or voluntary movement of another part 3
Resistance
Stretch
Muscle

Orbicularis Oculi Corrugator Frontalis Mentalis


Supercelli
Resistance
Table 1: Kabat Rehabilitation
Muscle Stretch Orbicularis Oris Zygomatic Dilator Nares and Procerus
major Nasales
Levator Labii
Superioris
Prognosis: 2,4,8,11,18, 19
Appendix (A)
• The majority of patients with facial nerve paralysis (about 85%) MINISTRY OF HEALTH Patient’s Name: ___________________________
begin to recover within the first 3 weeks after onset. HOSPITAL: _______________________ File No: __________ Telephone: ____________
Physical Therapy Department Age: __________ Gender: M F
• While about 15% of patients, recovery begins after 2 to 3 Nationality: ________ Occupation:___________
Facial Paralysis Assessment Date of Referral: __________________________
months from onset. Referring Physician: _______________________
• Satisfactory recovery of facial paralysis was reported to achieve D.O. Admission: / / . OP Ward: Room: Bed:
grade 1 or 2 on the House-Brackmann Grading System. D.O. Assessment: / / . Diagnosis: __________________________________________

• Poor recovery is usually determined after 6 months of onset. PRESENT HISTORY (D.O. Onset: ___________________________)
• Poor recovery notice for patients with history of diabetes, ______________________________________________________________________________________________
______________________________________________________________________________________________

P.T.
hypertension and obesity ______________________________________________________________________________________________
______________________________________________________________________________________________

Table 2: Risk Factors that may lead to poor prognosis: Receiving Traditional Treatment: ______________________________________________________________
NET* response Significant worse recovery seen in (83%) PAST MEDICAL HISTORY (include number of years):
High Risk of patients who showed poor or no Heart Disease Prior CVA / TIA DM Type: Cancer
Hypertension Lung Disease Previous Episode Other:
Factors response to NET on the affected side. Details: ___________________________________________________________________________________
Recovery after 79% of Patients who exhibit grade 4 and

FACIAL PARALYSIS ASSESSMENT


SOCIAL HISTORY
a month of above after 1 month will have poor ______________________________________________________________________________________________
onset prognosis than patients with grade 3 or ____________________________________________________________________________________________
less. PSYCHOLOGICAL IMPACT Anxious Depressed Concerned Other:
Severity of 47% of Patients with severe paralysis __________________________________________________________________________________________

Moderate facial paralysis (grade 5 and above) had poor prognosis MEDICATION Analgesic Corticosteroids Antibiotic Antiviral
Risk than patients with incomplete paralysis _______________________________________________________________________________________________

Factors (grade 4 and below). PATIENT'S CONCERN: ____________________________________________________________________


Age 26% of patients above 50 years old had __________________________________________________________________________________________
significant poor prognosis. OBSERVATION / ASSOCIATED CONDITIONS
Cause of facial 24% of patients with VZV** cause had Facial asymmetry
Blurred vision
Synkinesis
Drooling
Otorrhea
Otalgia
Headache
Vertigo
Low Risk paralysis significant poor prognosis than other Lacrimation Taste disturbance Tinnitus Hearing impairment
Bell's phenomenon Parathesthesis Other: ________________________________________
Factors causes.
Stapedial If the stapedial muscle reflex is absent, PAIN (location, description, intensity)
_______________________________________________________________________________________________
reflex*** only 20% will have poor prognosis. __________________________________________________________________________________________

SENSATION
_______________________________________________________________________________________________
* Nerve excitability test, examined by ENT specialist __________________________________________________________________________________________
** varicella-zoster virus
FUNCTIONAL STATUS
*** examined by ENT specialist. _______________________________________________________________________________________________
__________________________________________________________________________________________
   

 
  
FACIAL MUSCLE STRENGTH
Date Database for Facial Paralysis Assessment
Muscle Grade

Frontalis  Present History: progression of disease and date of onset


Corrugator
Orbi. oculi
 Receiving Traditional Treatment: if yes, list the type of traditional treatment patient
Procerus
received
Dialator Nasalis
Risorius
Zygomaticus major
 Past Medical History: other relevant medical problems / conditions (CVA:
Orbi. oris cerebrovascular accident, TIA: transient ischemic
Levator labii superioris attacks, DM: diabetic mellitus), previous episode and
Levator anguli oris treatment
Key: F: Functional, WF: Weak Functional, NF: Non Functional, O: Absent
 Social History: marital status, living situation, occupation and hobbies
HOUSE-BRACKMANN CLASSIFICATION OF FACIAL FUNCTION  Psychological Impact: patient emotional status e.g. anxious, depressed or concerned
Date (worried) ….etc.
Grade
 Medication: list of current medications, dose and times of day
Key: 1: Normal, 2: Slight, 3: Moderate, 4: Moderately severe, 5: Severe, 6: Total paralysis
 Patient Concern: what the patient wants to achieve
PRECAUTIONS _______________________________________________________________________________
 Observation / Associated Conditions: description of observations of patient on 1st
PROBLEM LIST TREATMENT GOALS assessment and any
Pain: associated problems or
conditions e.g.:
Difficulty closing eye or dry eye
Difficulty with facial expressions o Synkinesis: abnormal regeneration of the facial nerve resulting in a cross-wiring in the
Face feels stiff muscle motor end plates. e.g.: when the patient smiles, his eyelid closes on the
Impairment of sensation affected side
Difficulty eating & drinking (items fall out of o Lacrimation: an outflow of tears, weeping
the weak corner of the month) o Otorrhea: discharge from the external auditory meatus
Other: o Otologia: pain in the ear
o Tinnitus: a buzzing, thumping or ringing sound in the ear
o Bell's phenomenon: rolling of the eyeball upward & outward when an attempt is made
to close the eye on the side of the face affected in peripheral facial paralysis
TREATMENT PLAN:  Pain: site (mastoid, facial nerve exit or cervical), type and grade of pain (use Visual
______________________________________________________________________________________________ Analogue Scale or Numerical Analogue Scale )
______________________________________________________________________________________________
______________________________________________________________________________________________  Sensation: test light touch, temperature and any abnormal sensory feelings
______________________________________________________________________________________________
______________________________________________________________________________________________
 Functional Status: picture of present lifestyle, and limitation in self care activities e.g.
feeding

 Facial Muscle Strength: muscle test as per Oxford grading (key illustrated)
P.T. Name & Signature: _____________________
Appendix (B)

 House-Brackmann Classification of Facial Function: describe the facial functional status

Grade Degree Description


Gross At rest At motion
1 Normal Normal facial Normal facial Normal facial function
function in all function in all in all nerve branches
nerve branches nerve branches
2 Slight Slight weakness Normal tone & Forehead: good to
on close symmetry moderate movement
inspection, Eye: complete closure
slight with minimum effort
asymmetry Mouth: slight
asymmetry
3 Moderate Obvious but not Normal tone & Forehead: slight to
disfiguring facial symmetry moderate movement
asymmetry. Eye: complete closure
Synkinesis is with effort
noticeable but not Mouth: slight weakness
severe. may have with maximum effort
hemi- facial spasm or
contracture
4 Moderately Asymmetry is Normal tone & Forehead: no movement
severe disfiguring &/or symmetry Eye: incomplete closure
obvious facial Mouth: asymmetrical
weakness with maximum effort
5 Severe Only slight, Asymmetrical Forehead: no movement
barely facial Eye: incomplete closure
noticeable appearance Mouth: slight movement
movement
6 Total No facial No facial No facial function
paralysis function function

 Precaution: an action done to avoid possible danger, discomfort, …etc

 Problem List: concise summary of main problems observed from assessment, which require
intervention

 Treatment Goals: specific, achievable, objective goals with time frame

 Treatment Plan: specific outline of treatment plan, essential details of treatment procedures
with specific treatment techniques
Appendix (C)
References 13. Shafshak TS. The treatment of facial palsy from the point of view of
physical and rehabilitation medicine. Eura Medicophys 2006; 42: 41-
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etiology and incidence. Ear Nose Throat J 1996; 75:355-8. 14. Sugiura M, Niina R, Ikeda M, Nakazato H, Abiko Y, Kukimoto N,
2. Brach JS, VanSwearingen JM. Not all facial paralysis is Bell's palsy: and Ohmae Y. An assessment of Psychological stress in patients with
a case report. Arch Phys Med Rehabil 1999; 80: 857-9. facial palsy. Nippon Jibiinkoka Gakkai Kaiho 2003; 106:491-8.
3. Thomas CL (1997): Taber's cyclopedic medical dictionary. F.A.Davis 15. Targan RS, Alon G, and Kay SL. Effect of long term electrical
Company. Philadelphia. stimulation on motor recovery and improvement of clinical residuals
4. Brach JS, VanSwearingen. Physical therapy for facial paralysis: a in patients with unresolved facial nerve palsy. Otolaryngol Head
tailored treatment approach. Phys Ther. 1999; 79:397-404. Neck Surg 2000; 122:246-52.
5. Carlson DS, Pfadt E. When your patient has acute facial paralysis: 16. Diels HJ. Facial paralysis: is there a role for a therapist?. Facial Plast
learn to distinguish between Bell's palsy and Ramsy Hunt syndrome. Surg 2000; 16:361-4
Nursing 2005; 35: 54-55. 17. Margaret Hollis (1992): Massage for Therapists. Blackwell Scientific
6. Quinn R, Cramp F. The efficacy of electrotherapy for Bell's palsy: a Publications. Oxford.
systematic review. Phys Ther Reviews 2003; 8: 151-164. 18. Peitersen E. Natural history of Bell's Palsy. Am J Otol 1982; 4: 107-
7. Cronin GW, Steenerson RL. The effectiveness of neuromuscular 11
facial retraining combined with electromyography in facial paralysis 19. Zgorzalewicz M, Laksa B. Physical therapy in peripheral facial
rehabilitation. Otolaryngology-Head and Neck Surgery 2003; 128: paresis. Neurol Neurochir Pol 2001; 35: 111-24
534-538.
8. Petruzzelli G, Hirsch B. Bell's palsy: a diagnosis of exclusion.
Postgrad Med 1991; 90:115-23.
9. Li J, Goldberg G, Munin MC, Wagner A, and Zafonte R. Post-
traumatic bilateral facial palsy: a case report and literature review.
Brain Injury 2004; 18: 315-320.
10. Van Gelder RS, Phillippart SMM, and Bernard BGES. Effects of
myofeedback and mime-therapy on peripheral facial paralysis.
Internat J of Psycho 1990; 25: 191-211.
11. Ikeda M, Abiko Y, Kukimoto N, Omori H, Nakazato H, and Ikeda K.
Clinical factors that influence the prognosis of facial nerve paralysis
and the magnitude of influence. Laryngoscope 2005; 115: 855-860.
12. Barbara M, Monini S, Buffoni A, Cordier A, Ronchetti F, Harguindey
A, Di Stadio A, Cerruto R, and Filipo R. Early rehabilitation of facial
nerve deficit after acoustic neuroma surgery. Acta Otolaryngol 2003;
123: 932-935.

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