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USHASRI.K, PHARMACEUTICS
22/12/2010 2
Prior to the development of dosage form with a
new drug candidate, it is essential that certain
fundamental, physical, chemical and other derived
properties have to be determined. A thorough
understanding of these properties may ultimately
provide a rationale for formulation design, or
support the need for molecular modification.
USHASRI.K, PHARMACEUTICS
22/12/2010 3
The preformulation investigations confirm that
there are no significant barriers to the compounds
development.
Quantitation of physical & chemical properties
that will assist in developing:
Stable, safe, effective formulation with maximum
bioavailability.
USHASRI.K, PHARMACEUTICS
22/12/2010 4
To establish the identity & physicochemical
parameters.
To establish its kinetic rate profile.
Providing a scientific data to support the dosage
form design & evaluation of the product efficacy,
stability & bioavailability.
To establish its compatibility with common
excipients.
To establish its physical characteristics.
USHASRI.K, PHARMACEUTICS
22/12/2010 5
A newly synthesized drug shows sufficient
pharmacologic promise in animal models to
warrant evaluation in man.
Preformulation activities are usually performed
during the preclinical stage although those may
extend to phase1 and 2.
When formulation and dosage form changes are
required.
USHASRI.K, PHARMACEUTICS
22/12/2010 6
Study of physico chemical properties of the
drug, along with excipients in order to
develop a stable, safe, efficacious dosage
form.
USHASRI.K, PHARMACEUTICS
22/12/2010 7
MAJOR AREAS OF PREFORMULATION RESEARCH:
1. Bulk characterization
a. Crystallinity & polymorphism
b. Hygroscopy
c. Fine particle characterization
d. Powder flow properties
2. Solubility analysis
a. Ionization constant pka
b. PH solubility profile
c. Common ion effect Ksp
d. Thermal effects
e. Solubilization
f. Partition coefficient
g. Dissolution
3. Stability analysis
a. Stability in toxicology formulation
b. Solution stability – PH stability profile
c. Solid state stability –USHASRI.K,
Bulk stability compatibility
PHARMACEUTICS
22/12/2010 8
Gives direction for development of formulation
in choice of drug from excipients, composition,
physical structure.
Helps in adjustment of pharmacokinetic and
biopharmaceutical properties.
Support for process development of drug
substance.
Support for process analytical technology.
Produce necessary and useful data for
development of analytical methods.
USHASRI.K, PHARMACEUTICS
22/12/2010 9
According to U.S.P, a particle is defined as
the smallest discrete unit, & collections of
particles can be described by their degree of
association such as aggregates,
agglomerates etc.
A particle is any unit of matter having
defined physical dimensions.
USHASRI.K, PHARMACEUTICS
22/12/2010 10
PARTICLE SIZE :
USHASRI.K, PHARMACEUTICS
22/12/2010 11
Is to obtain quantitative data on the size,
distribution, & shapes of drug & other components
to be used in pharmaceutical formulations.
Particle size shows effect on various physical &
chemical properties like drug dissolution rate,
absorption, bioavailability, content uniformity, flow
properties, compressibility, stability, sedimentation
rate, taste, texture, color.
The particle size characterstics should be evaluated
to ensure the development of formulations with
acceptable or reproducible bioavailability, stability,
& ease of manufacture.
USHASRI.K, PHARMACEUTICS
22/12/2010 12
Particle size of drugs may affect formulation &
product efficacy.
Most drug dosage forms are solids, solids are not
static systems, the physical state of particles can be
altered by physical manipulation & particle
characterstics can alter therapeutic effectiveness.
In some instances, particle size show effect on
biopharmaceutical behavior of dosage form.
Eg: Bioavailability of griseofulvin & phenacetin is
directly related to the particle size distributions of
these drugs.
USHASRI.K, PHARMACEUTICS
22/12/2010 13
ON DRUG DISSOLUTION RATE
MODIFIED NOYES WHITNEY EQUATION:
dc/dt= DAKW/O(CS-Cb)/Vh
D = Diffusion coefficient of the drug
A = Surface area of the dissolving solid
Kw/o = Water/oil partition coefficient of the drug
considering the fact that dissolution body fluids are
aqueous
= Intrinsic dissolution rate constant
V = Volume of dissolution medium
h = Thickness of stagnant layer
(Cs -Cb) = Concentration gradient for diffusion of drug
USHASRI.K, PHARMACEUTICS
22/12/2010 14
ON BIOAVAILABILITY:
ON FLOW PROPERTIES:
ON CONTENT UNIFORMITY
USHASRI.K, PHARMACEUTICS
22/12/2010 15
Particle size measurements provide the
evaluation of possible particle aggregation
or crystal growth & particle size distribution
data are often employed as fundamental
quality control standards for
pharmaceutical disperse systems.
USHASRI.K, PHARMACEUTICS
22/12/2010 16
The various techniques involved in
determination of particle size include:
Optical microscopy
Sieving
Sedimentation rate method
Coulter counter and electrical sensing devices
Light scattering
Hydrodynamic chromatography
Laser particle size analysis
USHASRI.K, PHARMACEUTICS
22/12/2010 17
ADVANTAGES:
Useful to obtain information about the
particle shape & presence of particle
aggregations.
Eg. Degree & character of aggregations.
DISADVANTAGES:
The diameter is obtained only from the
two dimensions of the particle.
Slow & tedious process, 300 -500
particles has to be counted.
USHASRI.K, PHARMACEUTICS
22/12/2010 18
It is based on either vibratory or suction
principle. Uses a series of standard sieves
caliberated by the NATIONAL BUREAU OF
STANDARDS.
USHASRI.K, PHARMACEUTICS
22/12/2010 19
davg = ∑(%retained)×average size/100
ADVANTAGES:
Simplicity both in equipment & technique.
DISADVANTAGES:
Sieving errors can arise from number of
variables, including sieve loading & duration &
intensity of agitation.
It can also causes attrition & thus, size
reduction of granular pharmaceutical matter.
Binding or clogging of screens, can occur.
Large sample requirement.
USHASRI.K, PHARMACEUTICS
22/12/2010 20
Several methods are there based on sedimentation rate
USHASRI.K, PHARMACEUTICS
22/12/2010 21
DISADVANTAGES:
Tedious method.
Proper dispersion, consistent sampling, temperature control.
Must be carefully controlled to obtain consistent & reliable results.
USHASRI.K, PHARMACEUTICS
22/12/2010 22
It determine the number of particles in a known volume of an
electrolyte solution.
The device employs the electrolyte displacement method &
measures the equivalent spherical volume diameter, dv.
This type of equipment is used primarily to obtain the particle size
distribution of the sample.
It measures the change in an electrical sensing zone that occurs
when a particle passes through an orifice positioned between two
electrodes.
Electronic pulse counters are also useful in studying particle
growth, dissolution & particulate contamination.
USHASRI.K, PHARMACEUTICS
22/12/2010 23
USHASRI.K, PHARMACEUTICS
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ADVANTAGES:
Both units electronically size, count & tabulate the individual
particles that pass through sensing zone data in a short time with
reasonable accuracy.
Thousands of particles can be counted in seconds & used to
determine the size distribution curve.
They are powerful tools & can be used for evaluation of
parameters as crystal growth in suspension formulation.
USHASRI.K, PHARMACEUTICS
22/12/2010 25
The quasi elastic light scattering technique (QUELS) also
USHASRI.K, PHARMACEUTICS
22/12/2010 26
ADVANTAGES:
When the particle is asymmetrical, the intensity of scattered light
varies with the angle of observation, permitting an estimation of the
shape & size of particle’
light scattering has been used to study proteins, synthetic polymers,
association colloids & lyophobic sols.
this method is applicable for measuring the particle size ranging
from 5nm to approx 3µm.
DISADVANTAGES:
PCs however cannot characterize systems having broadly
distributed particles. this problem has been overcome by combining
sedimentation field flow fractionation & QELS, which presents a
detailed record of the particle size at each size interval.
USHASRI.K, PHARMACEUTICS
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This method is used particularly for colloids. A colloidal
USHASRI.K, PHARMACEUTICS
22/12/2010 28
Laser Particle Size Analysis consists in
measuring the size of particles (powders,
suspensions and emulsions) using the
diffraction and diffusion of a laser beam.
During the laser diffraction measurement,
particles are passed through a focused laser
Malvern particle size
beam. These particles scatter light at analyzer
USHASRI.K, PHARMACEUTICS
22/12/2010 29
These particles scatter light at an
angle that is inversely proportional to
their size. The angular intensity of the
scattered light is then measured by a
series of photosensitive detectors.
The map of scattering intensity
versus angle is the primary source of
information used to calculate the
particle size.
USHASRI.K, PHARMACEUTICS
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USHASRI.K, PHARMACEUTICS
22/12/2010 31
Leon Lachman, Herbert A. Libermann, The Theory And
Practice of Industrial Pharmacy, Varghese publishing
house, Bombay, Third edition, 1991, page no. 171-176.
Mark Gibson, Pharmaceutical Preformulations and
Formulations, page no. 41-49
Gilbert S. Banker, Christopher T. Rhodes, Modern
Pharmaceutics, Marcell Dekker, fourth edition, revised &
expanded, 2005, page no. 273-275.
MARTIN’S Physical Pharmacy and Pharmaceutical
sciences, Lippincott William & Wilkins publications, USA,
fifth edition, 2006, page no. 533-546.
Larry L. Augusburger, Stephen W. Hoag, Pharmaceutical
Dosage Forms : Tablets, Informa health care, volume 1,
2008.
USHASRI.K, PHARMACEUTICS
22/12/2010 32
Loyd V. Allen, Jr. Nicholas G. Popovich, Howard C. Ansel;
Ansel’s pharmaceutical dosage forms and drug delivery
systems, Lippincott William & Wilkins publications,
eighth edition, 2008, page no. 187-190.
M.E.Aulton; Pharmaceutics: The Science of Dosage form
and Design, Churchill Livingstone, second edition, page
no. 152-174.
D.M. Brahmankar, Sunil B Jaiswal, Biopharmaceutics And
Pharmacokinetics A Treatise, Vallabh prakashan, New
Delhi.
http://tetra.simtech.a-star.edu.sg/afbsUpload/FactSheet
/ICES/Malvern%20Particle%20Size%20Analyzer%20M
S2000.pdf
, 19.12.2010
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