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Dear Delegates,

It is with great excitement that I welcome you to Harvard National Model United Nations 2011! My name is Ricky Hanzich,
and I am humbled by the opportunity to serve as your Secretary-General for the 57th Session of HNMUN. I am currently
a senior at Harvard University, concentrating in Government with a secondary field in Global Health and Health Policy and
a language citation in Spanish. Last year, I had the privilege of serving as the Under-Secretary-General for the Specialized
Agencies. And during HNMUN 2009, I directed the United Nations Security Council. From being a page for an MUN
conference in Southern California, to Chairing the Security Council at WorldMUN 2010 in Taipei, I have committed myself
to exploring international relations and diplomacy through experiential education for over eight years. HNMUN 2011 will be
my thirtieth MUN conference, and I am honored to share this incredible experience with all of you.

This document will provide you with Welcome Letters from your Under-Secretary-General and your Director, the Study
Guide for your committee, and the Rules of Parliamentary Procedure. The entire Secretariat and Senior Staff have committed
countless hours to ensure that the substance and presentation of this document are of the highest quality, and that you are
provided with the most useful tools to succeed at conference. Each Director has worked over the past eight months to provide
you with the foundation necessary to continue your own exploration of the topic areas. We look forward to working with you
to continue HNMUN’s tradition of substantive excellence.

Apart from this document, you will also be able to access a number of additional documents that will aid in your preparations
for conference. Our Guide to Delegate Preparation reviews the substantive side of HNMUN, highlights differences between
our session and other MUN conferences, and explains our policies on substantive matters, such as the award selection process
and position papers. It also includes our updated Rules of Parliamentary Procedure, which are also found at the end of this
document. Our Guide to First Time Delegations provides information regarding substantive and logistical issues for those
new to HNMUN, and includes a timeline for delegate preparation. And the Guide to Starting an MUN Team outlines the
steps necessary to establish and expand a university’s MUN organization. Finally, Update Papers to committee Study Guides
will be posted in mid-November to provide further exploration and/or recent news developments concerning the topic areas.

If you have any questions about this document, the other Guides, or your committee in general, please do not hesitate to contact
your Director or your Under-Secretary-General. They are truly excited to meet you all and are eager to address any concerns
you may have before, during, or after the conference. I hope you enjoy reading the following Study Guide, and I cannot wait
to see your solutions come February!


Sincerely,

Ricky J. Hanzich
Secretary-General
Harvard National Model United Nations 2011

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General Assembly

Dear Delegates,

Welcome to the General Assembly at Harvard National Model United Nations 2011! My name is Dominik Nieszporowski
and I have the honour to serve as your Under-Secretary-General in the largest and most exciting organ at the conference. To
briefly introduce myself, I am a junior at Harvard concentrating in Applied Mathematics and Economics. Originally from
Warsaw, Poland, I have participated in MUN for more than 7 years now, having attended several conferences in Europe, North
America and Asia. Even though my primary areas of interest are focused on business and finance, I have always thoroughly
enjoyed the opportunity to discuss major world issues with people from other countries that MUN offers. My other passions
include international development and public service – I have been particularly involved with programs creating educational
opportunities for children in Africa. Sports also play an important role in my life – having been brought up as a big Chelsea
London supporter, and having tried almost all major disciplines from rowing to fencing, I settled on regularly practicing tennis
and swimming.

Besides me, the General Assembly is formed by an incredibly motivated and knowledgeable team of Directors and Assistant
Directors, who have worked with tremendous dedication to design the seven largest committees at HNMUN 2011. In addition
to the four standing committees of the General Assembly – the Disarmament and International Security Committee, the
Special Political and Decolonization Committee, the Social, Humanitarian and Cultural Committee and the Legal Committee,
the conference will also feature three more specialized bodies: the World Health Organization, the World Trade Organization
and the Historical General Assembly of 1991. I hope that the broad range of topics offered will provide you with a chance to
engage with issues that fall within your areas of genuine interest.

The delegate experience in the General Assembly is truly unmatched – it is precisely here that you can find the true spirit of
MUN. Delegates in the GA really get into the issues and actively interact with each other, and the resolutions inevitably reflect
both their preparation and their commitment to the principles of international cooperation. MUN is about creating a real
simulation of the world, encouraging ourselves to struggle unabashedly with problems beyond our local scope, and working
together with compromise, cooperation, and consensus for the betterment of all. I am confident that you will be able to find
this in your experience in the GA, and I promise to work tirelessly to fulfill your expectations. In that respect, please do not
hesitate to contact me with any questions, concerns or suggestions regarding any committee of the General Assembly; I will
make sure to assist you to the best of my ability.

Let me finish with some wise words by one of the most inspiring statesmen of all times, Sir Winston Churchill: Attitude is a
little thing that makes a big difference. In the General Assembly, we do have the right attitude and we will make a difference.

I am looking forward to seeing you in Boston in February.

Sincerely,

Dominik P. H. Nieszporowski
234 Kirkland House Mail Center
Cambridge, MA 02138
dnieszp@fas.harvard.edu

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World Health Organization

World Health
Organization

Topic Area A: Fighting Disease Following Natural Disasters


Topic Area B: Ethics in Drug Research and Development

Dear Delegates,

My name is Billy Gorman, your committee’s director, and I’m thrilled to welcome you to what will most definitely become the
most exciting committee of HNMUN 2011, the World Health Organization!

I am currently a sophomore at Harvard, residing in the fabulous Kirkland House, and I can surely say my short time here has
been a whirlwind. Growing up in the ever-so-distant Whitman, MA, I am forced to travel an eternal 35 minutes whenever
I make the trek back home. Despite essentially attending school in my backyard, I can honestly say that I have learned more
about myself and the world during my brief stay here than I ever have before. I’ll likely be concentrating in government and
earning a citation in Spanish, which I can hopefully use to pursue a career that focuses on international development. College
has been my first experience with Model UN, though I’ve definitely made up for lost time, staffing both HNMUN and our high
school conference, HMUN, as well as traveling with our own team, ICMUN. Outside Model UN, my hobbies include running,
following the greatest team on Earth, the Red Sox, and studying marine biology.

I’m thrilled to be directing the World Health Organization, as it truly presents an amazing opportunity for me, as well as you.
As a lover of history and social science, I really want to evolve the discussion of this committee to more than simply talks of
medicine and disease control. As much as we can drill into society’s ears the dangers of H1N1, bird flu, or terrorism, we must
accept that our globe is a fast paced, chaotic mess that we can’t entirely control. Accepting our subordinate position, it is our
duty to prepare ourselves for the worst. What if natural disaster strikes? How do we cope? And as we try to keep pace with
the speed of our planet, how do we best ensure the rights and liberties of all Earth’s people, without sacrificing our abilities to
maintain our development pace? Despite the efforts of great men and women in the past, these questions remain unanswered.
I look forward to discovering if we can outdo our predecessors and really make some headway on these topics.

If you have any questions leading up to conference, please don’t hesitate to ask. I’m already counting down the days and weeks
until conference, and I hope you will become as excited as me for what will certainly turn out to be the best committee of the
weekend.


Sincerely,

William Gorman
William Gorman
298 Kirkland House Mail Center
Cambridge, MA 02138
wgorman@college.harvard.edu

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World Health Organization

Founded on 24 October 1945, the United Nations


INTRODUCTION was established as the premier international relations body,
inheriting many of the responsibilities, goals, and ambitions of
The World Health Organization is one of the most the League of Nations. In particular, the United Nations agreed
important international bodies in existence, with its history to combat the issues of world health. Thus, on 7 April 1948,
stemming back to the League of Nations - formed following the charter to the World Health Organization was officially
World War I. Working alongside the United Nations, the established. In June of that year, 53 of the original 55 member
WHO is responsible for addressing all the pertinent issues states met for the first time, discussing many issues that still
regarding health and medicine in today’s global affairs. With surface today, including, “malaria, women and children’s health,
193 member-states, the WHO is a vital organization to every tuberculosis, venereal disease, nutrition, and environmental
country in the world, and its actions affect all corners of the sanitation”2. According to its original constitution, the
globe. WHO’s focus is to work alongside the UN to combat disease,
At HNMUN 2011, the World Health Organization will as well as providing active assistance when called upon. More
discuss two topics that are steadily gaining coverage and broadly, however, it also works to make recommendations
significance in global affairs. The first is something seen on on health procedures, encourage international cooperation
the news unfortunately far too often. When natural disasters between states, to establish international standards and labels
strike, they understandably leave widespread devastation in all for diseases, pharmaceuticals, food, and biological products.3
facets of a community. Though safety is certainly a concern The Health Assembly, consisting of all 193-member states,
during the immediate disaster, perhaps equally important meets annually to discuss pertinent health issues of the day.
is the health and well being of the survivors of a disaster. The Health Assembly of the WHO is an incredibly
When the human body is stressed, as it may be during a influential body in the UN. In addition to meeting annually,
crisis, it is most susceptible to the dangers of disease. How it holds the power to convene whenever necessary to discuss
exactly can illness, both infectious and chronic, be mediated topics pertinent to the organization’s scope. Requiring two-
in times of chaos? It is not purely a domestic issue, and all thirds majority for any agreement, anything passed directly
nations need to come to a consensus on how to minimize affects all states. Any regulations established are requirements
the pain that has already begun following such tragedies. for all member nations.4 The WHO exists under Article 57 of
Additionally, though studied and critiqued for years, issues the United Nations Charter as a specialized agency of the UN,5
regarding human research ethics remain major concerns for making it work closely with the other General Assemblies, as
many. Ethics regarding both research design and the rights both have the ability to make recomamendations and present
and responsibilities of researchers and participants have significant information to one another. The United Nations
come into question, and it is time that the globe sits down also possesses the ability to request periodic reports from
once again to address them. When researchers cross borders, the WHO, and like all specialized agencies, the WHO has an
must they provide the best care they possibly can? If not, will established agreement outlining their specific relationship, as
restrictions prevent researchers from fully performing their outlined in Article 63 of the UN Charter.6 With such a broad
duties, forcing them to act as health care providers instead of scope and strength, the WHO has not only the respect of its
what they really are – scientists? member nations but also the responsibility for ensuring the
As delegates, it is your duty to engage in these topics health and safety of all the citizens it works to protect.
and work with one another to discover an amicable solution. Since its creation, the WHO has been instrumental in
Solving either issue is not easy, but with diligence, cooperation, many of the medical breakthroughs witnessed in the past half-
and will, resolutions can be attained. century. Accomplishing one of its early objectives, in 1948
HISTORY OF THE COMMITTEE the International Classification of Diseases was completed,
establishing international standards across the globe. In 1979,
The World Health Organization’s roots stretch back to the WHO was instrumental in the eradication of smallpox.
the early twentieth century. In 1922, the League of Nations, Other diseases such as polio are well on their way to similarly
predecessor to the United Nations, created the League of being tamed, much to the organization’s credit.7 In more
Nations Health Committee and Health Section, in hopes of recent years, the WHO has worked in controlling epidemics
accomplishing the League’s goal of controlling and preventing such as SARS and H1N1 and has been a leader in HIV/AIDS,
disease.1 During its existence, the Health Committee worked tuberculosis and malaria research and development. Today,
to battle diseases such as malaria, typhus, leprosy, and yellow The WHO celebrates the anniversary of its founding, 7 April,
fever. Ultimately, however, the League of Nations, along with as World Health Day and continues to lead in research and
its Health Organization, had fully disbanded and folded by advancement in issues of global health.
1946, following the end of World War II.

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World Health Organization

TOPIC A: FIGHTING DISEASE The events themselves can cause great harm due to injury or
FOLLOWING NATURAL DISASTERS. trauma, but disease is also a concern for disaster management.
The US Center for Disease Control and Prevention lists
insects, carbon monoxide, environmental concerns, food and
History and Discussion of the Problem water, hygiene, wounds, mental health, and infectious disease
as risks to illness after a disaster.11
What Constitutes a Natural Disaster
Natural disasters differ primarily from man-made disasters The Beginning of an Epidemic
in that they are not directly caused by mankind’s actions. Disease and disaster have naturally been frustrating
Some of the most common natural disasters are avalanches, mankind for years, but only in the modern era of civilization
earthquakes, floods, hurricanes, lightning, tornados, tsunamis, has disaster brought forth the epidemics we fear today. Germs
volcanic eruptions, and wildfires.8 Manmade disasters, and bacteria have always infected humans, with or without
whether they are plane crashes, oil spills, or wars, share many disaster, but it was not until humans established large, densely
of the same problems and concerns as natural disasters, and populated settlements that disease became able to spread
preparing for one can simultaneously prepare for the other. rapidly. Cholera, for example, has been known to exist since
Many of these disasters are expected well in advance. With the days of Hippocrates, but the first epidemics were not
today’s technology, for example, forecasters can make accurate recorded until much more recently, in the 19th century.12
predictions regarding a hurricane’s landfall 24 hours before One early epidemic is the bubonic plague, more
it hits land.9 Others are more complicated. Earthquakes, for commonly known as the Black Plague or Black Death.
instance, can provide some clues when scientists analyze Though outbreaks occurred throughout Europe as early as
seismic activity, but it technology is still too primitive for 588 AD, it was not until the 15th and 16th centuries that the
geologists to accurately predict their locations or severities.10 plague became pandemic.13 Transmitted by rats, the plague

Two young girls attempt to protect themselves from SARS with face masks. An outbreak in China killed nearly 1000 people, proving that despite
today’s increased heathcare capabilities, infectious disease is still a significant threat to modern, highly urbanized areas of the world..

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World Health Organization

The Black Death rapidly spread across Europe in the fourteenth century, revealing the strength and spreading potential of infectious diseases.

affected developed countries like England, where people lived during outbreaks, taking lessons learned from leprosy cases,
in close proximity to one another. Not surprisingly, England and though certainly not stopping the disease, governments
was also dealing with severe famine, poverty, and the hardship did significantly slow it down. 15
of war, and these added hardships may have been, for many
people, additional risk factors for increased susceptibility When People Begin to Move
to disease.14 Unfortunately, as medicine was nowhere near Upon the discovery of the New World, Europeans began
advanced enough to deal with the plague at the time, there to interact with North American natives for the first time,
was little to be done as far as tackling the disease. Nations did, and this meeting brought new diseases to both populations.
however, begin to quarantine and segregate their populations Following one of Christopher Columbus’s early trips to the
New World in the late fifteenth century, a new disease, the

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World Health Organization

French Pox- later to be known as syphilis- surfaced in Italy spread. It was not until 14 March, one month after the initial
and quickly spread throughout Europe.16 Though this case did reports in China, that the WHO released a travel advisory
not result from a disaster of any kind, it did reveal the dangers and categorized the disease as SARS.25 The travel warning
that surface when populations move to places that they have proved ineffective, however, and it was then recommended
not been in contact with before. Known as the “Virgin Soil that travelers coming from infected regions be screened at
Epidemic”, these cases can be devastating, because the native airports, though ultimately a travel ban was finally enacted.26
population has built no immunity to the disease, making them Many believe that the world was lucky to have weathered
much more susceptible to transmission.17 This has occurred the SARS outbreak, because it was spread through droplets
more recently as well. In the 1940s and 1950s, there were and not through the air like influenza, and the disease never
several cases of workers in malaria-infested areas that traveled reached the least developed countries- where its impact could
to malaria-free zones and brought the disease to the sitting not be measured.27 SARS revealed glaring weaknesses in our
communities.18 In today’s society, the chance of a Virgin Soil detection capabilities and early quarantine policies.
Epidemic is certainly diminished. Despite a 6% decrease in
Disasters that Foster Disease
yearly rates, the World Trade Organization (WTO) estimated
Apart from a disaster itself, many of the most difficult
that there were approximately 880 million tourist arrivals
tasks with dealing with a natural disaster are managing the many
in 2009.19 That being said, with more people visiting more
health risks that a disaster can cause. Perhaps the most direct
places, the chances that individuals encounter diseases that
link between a disaster and disease is drought. As it stands
their bodies have not built immunity for has increased.
today, there are already many problems with providing clean
The Spread of Disease water to populations, as over 1.2 billion people live without
In everyday life, the threat of death from infectious disease safe water.28 Naturally, this increases the risk for malnutrition,
has certainly decreased since the times of the plague but that a precursor to many other diseases. For instance, in the
has not necessarily eliminated the dangers of them. In less Western United States, a 1930s drought caused malnutrition
industrialized nations, infectious disease is still responsible to develop in many children, typhoid fever quickly surfaced,
for as much as 70% of ill health, whereas the average rate among several other diseases.29 Also devastating is the damage
is only 10% in industrialized nations.20 Even in industrialized that can be done to crops. Though the problem was not
countries, however, there is still a major threat of disease water but bacteria in this case, the Ireland Potato Famine in
due to its ability to spread. In today’s global world, people the 1840s was responsible for over 1 million deaths and 2
move between nations at a much greater rate than ever before, million emigrants that left their home country. In countries
increasing the risk of disease passing from one population that rely heavily on their own crops, a drought can cut off
to another. In the 1990s, the World Tourism Organization their nutritional supply and allow the entire population’s heath
estimated that over 500 million fly over international borders to deteriorate.
each year, while 70 million work in a country that is not their Earthquakes are similarly notorious for their ability to sap
own.21 Thus, when outbreaks do occur, the ability to identify resources and foster disease. Like droughts, earthquakes are
and quarantine the ill becomes imperative. capable of cutting off water and food supply. Additionally,
Currently, the internationally quarantinable diseases are earthquakes bring immediate destruction that can send a
cholera, yellow fever, the plague, and smallpox22 (though the community into chaos. In a 1995 earthquake in Kobe, Japan,
world has been declared free of the disease). Many nations heavy damage was inflicted upon the city, and it took months
do quarantine for other diseases, however. In the United for the population to even begin to recover. Over 800,000
States, for instance, following a global outbreak of Severe homes lost gas for two and one half months, and water and
Acute Respiratory Syndrome (SARS), President George W. sanitation systems were inoperable in 1.27 million homes for
Bush added the disease to the nation’s list of Quarantinable up to four months.30 Even worse, an earthquake can easily
Communicable Diseases.23 The WHO and other nations hamper relief efforts. If an earthquake destroys local hospitals
followed similar actions, and though over 8000 were infected and health care facilities, it may be impossible to quarantine
and over 800 died from the disease, SARS was contained and and cure those who succumb to disease. In a densely
a prolonged epidemic was averted.24 populated area, the chance for an epidemic rises greatly. With
One of the lessons learned from the SARS case was that the unsafe water and unpredictability of heath care access,
the world needs to better manage disease control to prevent disease management is vital in the case of an earthquake.
an epidemic from the very beginning, because it can spread Hurricanes introduce added health risks due to the
rapidly within the first few cases. SARS was originally reported combination of destruction due to strong winds and floods
in two provinces in China as severe influenza cases, with that remain after the storm. One concern with hurricanes is
over 100 cases of an “atypical pneumonia” that withstood the flaring of mosquito-spread diseases such as West Nile
antibiotics. Despite initial efforts, the disease was allowed to virus, malaria, and eastern equine encephalitis (EEE). The

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particular diseases that one can catch vary depending on the Tetanus is another disease that, though uncommon in the
actual location of the disaster, but since mosquitoes flourish developed world, can be extremely dangerous if not cared
in standing water, they can easily cause problems in a disaster for. It can be largely controlled by getting the tetanus vaccine,
zone.31 Additionally, the floods cause the water supplies to which involves a series of shots as a child, followed by booster
become contaminated, increasing risks of diarrhea and E. shots every 10 years or so.39 This disease does still pose a danger,
Coli infections.32 Like earthquakes, communities can suddenly however, especially in underdeveloped countries where many
lose their functionality, and without proper recovery plans, have not been vaccinated. The best way to prevent tetanus
disease can cripple a population in any number of manners. is to vaccinate, however, and the United States Center for
Similarly to hurricanes, tsunamis cause major flash flooding, Disease Control recommends that in cases of disaster a series
and coupled with the widespread devastation from the force of vaccination shots be administered to all at risk.40 If left
of the wave, these waves can be devastating to the health of untreated, tetanus results in lockjaw, the paralyzing of the jaw
a community. The floods are perhaps the most damaging to a muscles, which can make it difficult or even impossible to
community’s health, because they can spoil the food and water breathe. The disease is very dangerous, with an 11% fatality
supply. Due to this, experts warn to be wary of diseases such rate, a total that includes those who have been vaccinated.41
as cholera, hepatitis, diarrhea, and leptospirosis.33 Additionally, If infected or thought to be infected, a person should have
as it is the case with hurricanes, floodwaters leave perfect all of their wounds thoroughly cleaned and administered
conditions for mosquito breeding, and thus West Nile Virus a tetanus immune globulin (TIG) shot, which removes the
and malaria become immediate risks as well.34 tetanus. Though it is not communicable, tetanus does thrive in
unhygienic communities, so care must still be taken in densely
Particular Diseases Posing Risks
populated areas.42 Tetanus is dangerous, but it can easily be
Cholera is one of the most threatening diseases following
controlled if it is looked for. If proper vaccinations are given
a natural disaster due to how it infects humans. Generally,
out and health services are sufficient, then it should not
someone develops cholera by drinking infected water or by
become a recurrent problem in recovery efforts.
living in filthy, unhygienic conditions, and it tends to thrive in
Malaria can quickly infiltrate a population that lives in
developing countries.35 If left untreated, cholera can be fatal at
a mosquito-inhabited area. 36% of the world’s population
nearly a 50% rate, though when treated the rate is under 1%.36
lives in areas with potential malaria risk, and 7% of those
The disease is even preventable, as a vaccine does exist.37 In
have never had any sort of malaria control.43 It is especially
crowded areas, as a city may be, the period following a disaster
dangerous after a disaster because disasters tend to increase
that forces people from homes becomes dangerous, because
the risk of getting the disease. Malaria infects most often
cholera is communicable from person to person.38 Although
in areas with poor or no housing and overcrowding, and
not a significant concern for more developed countries,
disasters generally induce both. Additionally, a disaster could
cholera can cause major problems in poorer nations.
very likely force populations to move quickly and as a mass,
possibly to areas with higher risk of malaria than before, such
as areas near water.44 It is also most common in tropical and
sub-tropical regions, areas that are typically more at risk to
certain disasters like floods and hurricanes.45 Malaria can be
fought with antibiotics, but there are also many instances of
antibiotic-resistant strains of the disease, making it even more
complicated to control.46 For instance, in 1999 refugee camps in
Tanzania, patients with malaria were treated with chloroquine,
the drug used under Tanzania’s national guidelines. It turned
out that the malaria that had infected the refugees was resistant
to chloroquine, and a drug called sulfadoxine/pyrimethamine
was instituted for the refugees, though the national population
could still use chloroquine.47 Such an unpredictable disease is
worrisome, and efforts should always be made to minimize its
impact following a disaster.
Heath Dangers of Refugee Camps
Refugee camps vary widely in size, location, and
standards, but all require great attention to prevent the spread
Mosquitoes spread several infectious diseases, including West Nile of infectious disease. In many instances, these camps have
Virus, EEE, and malaria. When disaster strikes and mosquito man-
agement halts, such diseases suddenly become major concerns. very low living conditions. In a camp on the Thai-Cambodian

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World Health Organization

Refugee camps such as this one are often mired by filth and inadequate resources. These poor conditions greatly increase the risk of infectious
disease, and the high population density of the camps allows for rapid transmission of diseases and threatens dangerous epidemics..
border, for example, 70,000 refugees are crowded into a camp fared even worse, as 72 of the 420 malnourished children in
that offers merely 33 meters of space per person, including the camp died within a 15-day period of February 1985.50
outside, public space, while water rations are only 20 liters per In fact, malnourishment was at a level so high in these
person per day, one fifth of what the WHO recommends.48 camps that it was simply appalling. The Sudanese camps began
This water not only contributes to the undernourishment of with a malnutrition rate (categorized as having less than 80%
the camp, but also to the filth in it, as less water is available of one’s original bodyweight) of 32%. As dangerous as that is,
for bathing. The camp also suffers from malnutrition, over the course of a five-week period, the rate in the camps
because much of the food provided by the United Nations actually rose to over 50%.51 This lead to much disease and
World Food Program is bartered away due to the high level death in the camps, where the morbidity rate was a staggering
of unemployment.49 With these levels of undernourishment, 8.9 deaths per day per 10,000 people, with the rate of death
poor sanitation, and livable space, disease can spread much for malnourished children at 115 per 10,000, compared
more easily than in a stable community. to 0.5 in normal years.52 This rate is capable of control, as
When poor conditions in refugee camps exist, sickness camps in Thailand lowered the rate from 9.1 to 0.7 over a
and mortality rates can rise rapidly. In a 1985 refugee camp one-month period. The Sudanese camps, however, remained
in Sudan, for example, it was infectious disease that resulted at a rate between 6 and 10 deaths per day for six months. 53
in thousands of deaths at the camp. Over the course of one Though these refugees may have survived a disaster or crisis,
month at the Wad Kowli camp, an average of 7.3 deaths per day they are certainly not out of the danger. These camps can be
(per 10,000 people) resulted from malaria, measles, diarrhea/ incredibly hazardous, and work must be done not simply to
dysentery, or chest infections. Those who were malnourished

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protect those in cities, but also those who have fled to refugee
camps.
What Poses the Greatest Risks
Different disasters naturally pose different risks, and some
disasters are more likely to lead to infectious disease outbreak
than others. According to Paul Shears, deaths in rapid onset
disasters like tornados and earthquakes are much more likely
to be immediate, due to injuries sustained. Conversely, while
slower to onset disasters like droughts do not cause immediate
fatalities, often result in malnutrition, disease, and fatalities
later in the recovery.54 If the disaster forces a population
into refugee camps though, the chance for disease could
very easily rise, as described earlier. An interesting aspect is
the added risk that disasters involving water hold. Though
somewhat rare, tornados and floods can result in not just the
immediate deaths due to injury, but also severe illness, with When Hurricane Katrina struck the Gulf Coast of the United States,
it proved that health concerns must also be addressed in developed
similar timetables to those in droughts. According to some nations. In New Orleans, in particular, hospitals were poorly man-
studies, there have been rises in diarrhea following both, aged, resulting in health dangers for the chronically ill.
which is likely attributed to polluted water.55 Some of the most vulnerable patients that must be
Why do droughts and famines pose such great risks? It accounted for after a disaster are those already in hospitals.
seems to be a combination of both the deterioration that the Whether in for acute or chronic conditions, patients in
malnutrition causes and the effects of living in camps. Famine hospitals are at an elevated danger during a disaster, if simply
leads to both the deterioration of the body and the disruption because their bodies are often weaker than those of healthy
of society. The body deterioration also leads to higher severity people. During Hurricane Katrina, over 7,000 people were
of communicable diseases, and when societies are crowded in in New Orleans hospitals, with 1,749 recorded as patients.60
undernourished, unsanitary communities, these already weak Though in most instances, stable and psychiatric patients were
victims transmit diseases more easily. Over time, a disease can transferred before the storm hit, many others, including those
engulf a society, resulting in an endemic.56 in intensive care and newborns, could not leave the hospital.61
For those left in the hospitals, it was truly horrifying. Hospital
Hurricane Katrina and the Importance of Fighting Existing
rooms’ temperatures sweltered to over 100 degrees, broken
Disease
elevators forced patients to be carried down stairs, and patients
Much attention has been given to preventing infectious
eventually resorted to brushing their teeth with IV fluid, as
diseases resulting from natural disasters, but it is also incredibly
tap water was unusable.62 In one hospital, where generators
important to continue providing care for those with chronic,
broke after being flooded, it still took almost a week for the
existing conditions that need regular attention from health
several hundred patients to be evacuated.63 All of the workers
services. Following Hurricane Katrina, which struck the Gulf
inside may have been doing all that they could to provide care
Coast of the United States on 29 August 2005, efforts from
for the patients, but hospitals hold some of the most fragile
the emergency health providers focused on offering care to
victims of a disaster, and they must receive attention from
the furthest regions of Louisiana and Mississippi. However,
rescuers if they hope to avoid further disaster.
patients with conditions such as diabetes, hypertension, and
For those who were evacuated, the patients that were
asthma were left without care. Many victims needed regular
cared for had many similar issues. In a refugee clinic in
medicines or clinical visits, but without transportation, phone
Tarrant County, Texas, family physicians were put in charge
lines, or electricity, these became difficult to access. Besides,
of caring for the 3,700 refugees sent to the nearby shelter.
much of the existing medicine supplies in hospitals and
These physicians have said that while they were able to
pharmacies were lost or destroyed by the storm.57 In mobile
adequately care for all the different patients’ needs, they heard
clinics that were set up across Mississippi following the
of instances in other camps where doctors- who were non-
hurricane, 12.6% of patients that came requested medication
family physicians- struggled to care for patients outside their
or refills on medication.58 It is more likely that patients would
areas of expertise.64 When cared for properly, the physicians
exist in developed countries such as the United States, where
also noted that most of the patients did not actually need
the highest cause of morbidity is not infections, but chronic
to be hospitalized, and the extent of their care was treating
disease.59
for chronic conditions and refilling prescriptions.65 Hurricane
Katrina did occur in the United States, which, despite the large

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number that remained, was able to evacuate a large portion related diseases, however, can largely be avoided with care for
of the Louisiana population. Had this been in a nation with sanitation and are rarely cause for genuine fear. Additionally,
less transportation capabilities or had the disaster been more in burial, there is potential for the body to come in contact
sudden, the health care priorities could conceivably differ. with water if it is not buried properly. Many recommend that
there be a sand and clay-mixed soil to minimize pathogen
Evacuations and Caring for the Chronic Ill and Special
transmission and a 2.5 meter separation between body
Needs Patients
and water.74 As of now, however, no universal standard for
Disaster relief teams must be able to support all victims,
burial practices exists, and these recommendations can vary
and this requires them to accommodate a variety of people. For
depending on other conditions.75 According to most experts,
the chronically ill, medications are vital, but when populations
however, these fears are mostly based on myth, and as long as
are evacuated, many leave their pills, needles, or inhalers in
adequate precautions are taken, corpses should not become
their homes, placing themselves in potentially worse situations.
major health risks, regardless of the death total.
Thus, in refugee camps it becomes vital that medicines for
anticipated chronic conditions such as diabetes, asthma, or any Mental Health
ailment requiring regular medication be adequately stocked.66 Though oftentimes overlooked, caring for mental
Additionally, it is important to ensure that all evacuees are health is just as significant as fighting infectious diseases.
equally cared for. When evacuations are ordered, governments Following a natural disaster, there is an increased risk for
are responsible with ensuring that as many people that can victims to develop post-traumatic stress disorder (PTSD) and
leave the evacuation area do so. To ensure this, evacuation depression. That risk is elevated for women, especially those
notices should be distributed as soon as possible and through who are pregnant, as they already have an elevated risk of
all available media. Additionally, these notices should come in developing these disorders.76 During a study of postpartum
multiple languages, so that minority groups are not placed at women immediately after Hurricane Katrina, women who
a disadvantage if they do not speak the dominant language.67 had severe hurricane experiences were statistically more likely
When New Orleans and the surrounding communities were to be suffering from symptoms of depression or PTSD.77 In
ordered to evacuate as Hurricane Katrina approached, many other studies, gender has not proven to be a predictor as with
groups of people were stranded. Among the left behind were United States studies. After a 2006 Vietnam typhoon, the
those without transportation, who were oftentimes in the percentage of at-risk persons increased from 20.7% to 27.1%.
lowest economic brackets.68 Lacking resources, these are the Although health, fear of disaster, and disaster-related injury
people who actually need the most help. More coordinated all correlated with mental health risks, gender did not.78 This
and efficient evacuations will need to be designed in the future does not suggest that gender is meaningless, but it does reveal
and they cannot neglect the poorest communities, which often that when discussing the mental health of a community, the
have the poorest health of all. community must uniquely be evaluated, as there are different
risk factors for all involved. In Vietnam, for instance, one
Infections from Dead Bodies
variable that made a person less likely to suffer depression
As stated previously, the likelihood of a communicable
or PTSD following the typhoon was religion.79 In both US
epidemic breaking out following a disaster varies greatly
and Vietnamese studies, however, fear during the disaster
depending on the particular type of disaster and its location.
and injuries caused by it were both among the strongest
If a disaster leads to a large number of deaths from injury
predictors.80 Thus, those who experience the worst of a
or trauma, common belief is that the corpses will lead to
disaster and those who need treatment from health services
diseases spreading. Studies have shown, however, that this is
should be watched closely in the months following a disaster,
not the case.69 In fact, the only time that it is recommended to
for they are at a much higher risk to develop post-disaster
disinfect a dead body is if the person has died from cholera,
health issues.
shigellosis, or hemorrhagic fever.70 To minimize the chances
In providing mental health care, there also exists a wide
though, experts do recommend that bodies be taken care of
range of problems. One is calculating just how much extra
in a specific manner. For example, they suggest that bodies be
time and effort can be extended to supporting mental health
buried and not cremated, that mass graves be avoided if at all
patients. It is difficult to gauge how long this is needed, for
possible, and that corpse handlers take sanitation precautions
some forms of depression set in over time, whereas others set
such as wearing disposable gloves, using body bags, and
in more quickly.81 Making these estimates can be difficult as
avoiding bodily fluids.71
well, due to the wide variety of services in mental healthcare.
Some do have higher level of concerns regarding bodies,
Following a disaster, researchers believe that increases are
however. If corpses contaminate a water supply, the disease
expected in: “assessments, crisis counseling, psycho education,
gastroenteritis does become a potential risk.72 There are
psychotherapy, and pharmacotherapy.”82 The availability of
some concerns for those directly handling corpses.73 The
mental health services differs widely from country to country,

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and it is important that in developing nations populations drinking water and administer vaccinations to children, which
are not neglected due to the lack of institutionalized mental were given to almost 100,000 Haitians.86 The spread of disease
healthcare service. was somewhat controlled, as the major outbreak of infectious
disease was prevented. Still, there were many cases of disease,
Current Situation especially infections to wounds, which caused fevers, rashes,
and in some cases required amputations.87 Though these
Haiti: The World’s Latest Test diseases were in many cases treated, many of the infections
Natural disasters have and will continue to occur on this would not have occurred had proper care been administered
planet, and even in the past few years the globe has been earlier. Despite the horrors of the Haiti quake, the UN and
tested on its ability to cope with disease spread after them. the world’s efforts to control the spread of disease prevented
Today, we have more advanced medicine, communication many more tragedies from occurring. More work can and
abilities, and technology than imaginable a half-century ago. should be done, however, and the relief efforts were by no
Still, when disaster strikes, disease remains a pertinent issue means a total success in Haiti.
that instills fear in many.
In January 2010, a 7.0 magnitude earthquake struck the Disease Surveillance
heart of Haiti, a poverty stricken nation in the Caribbean Sea. In order to prevent disease from spiraling out of control,
Immediately after the quake, one of the biggest concerns was one of the major techniques is to engage in disease surveillance.
the flaring of disease in the population.83 The earthquake was The World Health Organization actively takes part in this, as
declared a “perfect storm” for disease. It cut off electricity, it operates the Global Alert and Response (GAR) program.
utilities, and clean drinking water from a poor, homeless The program’s role is straightforward: to act as, “an integrated
population crowded in a warm, tropical country. Even global alert and response system for epidemics and other
before the storm, Haiti was well known for its medical care public health emergencies based on strong national public
problems, as the hospitals often provided inadequate care for health systems and capacity and an effective international
their patients.84 In response, the UN sent 12,500 troops for system for coordinated response.”88 Beginning in 2007, the
relief efforts, along with several other nations that sent their WHO has mandated that nations report all public health risks
own relief workers. 15 food distribution points were set up, that are of great concern, even if the cause of the threat
built to feed roughly 97,000 victims.85 In efforts to minimize is unknown.89 These new mandates require that countries
disease, efforts were made in Haiti to focus on providing clean specifically report any threatening outbreaks of smallpox,
polio, a new strand of influenza, or SARS. Additionally, many

Disease was among many concerns in Haiti following the 2010 earthquake in the Caribbean nation. In Haiti and other countries today, combined
efforts of local, national, and international forces are necessary to limit damage following natural disasters of any type and scale.

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countries have decided to start surveillance for diarrhea and where long periods of drought alternate with short bursts of
dengue fever.90 In cases of a disaster, recognizing an outbreak torrential rain, leading to unmanageable crop seasons, floods,
is vital, because a disease can spread much more quickly in a and famine, all of which contribute to the diseases health
population with depleted energy and resources. experts tend to fear.98 The other problem that climate change
In today’s world, there is highly advanced technology that brings is raising seawaters. In the South Pacific Ocean, there
nations can now use to survey for disease. For instance, in are many smaller, low lying countries or provinces on small
Jakarta, the US Naval Medical Research Unit along with the islands, many of which lie all or mostly below one meter above
Indonesian Ministry of Health operate the Early Warning sea level.99 If seas continue to rise as predicted, this could
Outbreak Recognition System, or EWORS. If a patient is greatly increase the number of environmental refugees for
feared of having an acute infection, hospitals require that neighboring countries. Further debilitating in these countries,
he or she fill out a questionnaire providing demographic however, is the risk of earthquake. Many countries such as
information, which is uploaded to a computer to interpret India that would take some of these refugees live in earthquake
and look for trends.91 The advantage of this advanced system prone regions.100 The danger of this is already clear from the
is that it can discover potential outbreaks much more quickly 2004 earthquake in the Indian Ocean. On 26 December 2004,
than pure human analysis could. Unfortunately, there are a 9.0-scaled earthquake struck in the Indian Ocean, 150 km
still significant problems, as it is difficult to coordinate and off the coast of Aceh, an Indonesian province. The tsunami
standardize different hospitals’ procedures, and it is also a triggered by the earthquake killed over 130,000 in Indonesia
complex ordeal to manage secondary investigations with local and left another half million homeless.101 In this instance,
health bureaus.92 other than tetanus, all other major diseases were controlled,
In less developed nations, more simplified syndromic and no major diseases became epidemic.102 However, moving
surveillance is often used to predict epidemics, and its level of forward, researchers have suggested focusing more on mental
success is somewhat surprising. Oftentimes, these countries health and non-communicable disease after disasters, for they
will simply compare the disease rates to the average, setting were not sufficiently accomplished in Indonesia after the
a threshold that rates cannot go above. In Uganda, this tsunami.103 Though healthcare after the tsunami was managed
method successfully predicted two malaria outbreaks in better than many expected, the likelihood of another disaster
2005 and 2006 two full weeks before the disease rates rose in this region is certainly elevated and it remains a primary
to their highest levels.93 This has proved more difficult with concern for regions needing the most development.
other diseases, however. Dengue fever, for example, is not
generally confirmed until death, and syndromic surveillance Past International Actions
is feared to be too slow to catch this type of disease.94 In 1987 the UN declared the 1990s as the International
Another factor hindering surveillance is how information is Decade for Natural Disaster Reduction (IDNDR). In doing
distributed. With increases in technology, however, there are so, they emphasized the need to raise awareness about
still more efforts to speed surveillance at all levels to greater disasters and disaster prevention and promised to make
speeds. In 2006, one study showed that the use of cell phones efforts to combat the various aspects of natural disasters,
to transfer patient data significantly sped up surveillance. including healthcare.104 Though its goals were admirable, the
In a 2005 Iranian cholera outbreak, cell phone surveillance IDNDR certainly struggled. Four years into the decade, many
(CPS) recorded the peak of the outbreak earlier, and cases believed that despite the IDNDR title on various conferences
were received by the Center for Disease Control one to ten and brochures, “effective actions taken to materialize its
days faster than by Iran’s traditional methods.95 Considering goals [were] few.”105 Thus, the following year, a world
that even since 2005 cell phone and Internet technology has conference on disaster reduction was held in Yokohama,
greatly expanded through the introduction of smart phones Japan. The conference produced the Yokohama Strategy,
and 3G software,96 these methods could come to great use which emphasized disaster prevention and preparation.106
in the coming years. Technology will most certainly improve In the future, leaders at the Yokohama conference agreed
disease surveillance, but the struggle will be to determine just to promote disaster education and awareness and to take
how it is most efficiently used in all countries. active roles in developing community programs for disaster
Climate Change and Risk reduction.107 Developments were made over the final years
In today’s world, one of the largest environmental of the decade in early warning systems, but not much effort
concerns is global warming. Studies have suggested that as appears to have been directly aimed at improving healthcare
the world’s temperature increases, so does the likelihood of following a disaster.108
tropical activity, meaning more hurricanes, typhoons, and In 2004, the world was tested when an Indian Ocean
other hydro-meteorological disasters.97 Many researchers tsunami struck Indonesia, Sri Lanka, and several other
now fear that this change will bring a new pattern of rainfall, surrounding nations. Early reports out of the nation were

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grim, as some experts predicted death tolls from disease More recently, the WHO began a 5-year program in 2009
reaching the tens of thousands. To raise concerns, there to strengthen their humanitarian health assistance. In part,
were also serious cases of poor hygiene and unsanitary it evaluated an earlier 3-year program for crisis relief that
conditions, as doctors and rescue workers appeared to focused on developing regional offices in more countries and
disregard caution due to the overwhelming body count.109 increasing emergency staff in these offices.119 When evaluating
Due to the impressive international response, however, major the current status, the WHO admitted that they needed
diseases were essentially controlled and rebuilding efforts to obtain more reliable, solidly backed data on morbidity,
began quickly after the rescue phase ended.110 Following the mortality, and other statistics used to determine health risks.120
tsunami, the WHO released a Health Action in Crises report Additionally, it expressed the need to improve its humanitarian
that outlined important lessons learned from the tsunami. efforts, which have been criticized as being nonoperational.121
The Organization established that better assessments of at In the long term, the WHO has dedicated itself to further
risk populations needed to be taken, the Red Cross, WHO, developing its Global Health Cluster (GHC), a program that
and other involved NGOs had to establish unilateral health focuses on providing and developing acute crisis assessment
care benchmarks in recovery efforts, donor response and the and relief.122 The Organization truly wants this program to
aid of NGOs was invaluable and essential for a population to grow, as it hopes to implement it in all nations it determines
fully recover.111 In the World Health Assembly that followed, are “priorities.”123 In 2010, The World Health Organization
members affirmed these efforts and stressed the need to put performed an assessment of the GHC, determining that
forth efforts in aiding nations in crisis and developing better though its efforts were well intentioned, more effort had
methods of delivering this support.112 After the disaster in the to be put in implementing the system with governments. It
Indian Ocean, the WHO felt much stronger about how to stressed the need for educating others about the new system,
prepare for natural disasters and what exactly needed to be as they still believe that it could and would save many lives
improved. when the next crisis emerges.124 The GHC has certainly made
In 2005, the WHO decided to amend their International great changes in the way nations view disaster relief, but it will
Health Regulations (IHR), which had been last updated in certainly be tested when the next major crisis strikes.
1969. Previously dealing with the prevention and quarantine
procedures for cholera, yellow fever, and the plague, the Timeline of Significant Events
new IHR would work, “to prevent, protect against, control 1348: Black Plague emerges in Europe. With no
and provide a public health response to the international knowledge of the disease, it spreads across almost all
spread of disease in ways that are commensurate with and of Europe, with mortality rates well over 90% in many
restricted to public health risks, and which avoid unnecessary cases.125
interference with international traffic and trade.”113 To combat 1494: French pox (syphilis) emerges in Europe. Though
the many new diseases that have surfaced in recent years, the unknown at the time, the disease was sexually
new IHR do not focus on particular diseases, but instead transmitted and crossed the Atlantic with sailors
outline regulations for all health risks. This was done so that exploring the New World126
as the world continued to change, the IHR would still be 1840s: bacterial infection causes the infamous Irish
applicable and sufficient to minimize any disease outbreak.114 Potato Famine, killing over 1 million and forcing 2
The Regulations mandate the implementation of disease million to leave the country
surveillance and stipulate that any health risk must be reported 1930s: drought causes malnutrition and typhoid fever
to the WHO within 24 hours of its discovery.115 Though it breakouts across Western United States
does state that the WHO will help build these surveillance 1969: First International Health Regulations are written,
systems, the IHR are vague when describing the systems, as which outline the procedure for controlling six of the
they never specify which types of surveillance are preferred.116 world’s most infectious diseases
Many have, however, declared that surveillance requirements 1979: At a refugee camp on the Thai/Cambodian border,
have been strengthened by the 2005 IHR.117 Fears have been malnourishment and illness plague the refugees, as
expressed regarding the Regulations though. One major over 70,000 refugees are held together while receiving
concern is that the IHR may interfere with country or region inadequate space, food, or water.
specific diseases. If a region is susceptible to a disease that is 1980: The World Health Assembly, ending a 13-
an internal problem, the WHO could simply be getting in the year battle to end the disease, announces Smallpox
way if it mandates specific procedures, allowing the disease eradication.127
to grow.118 Overall, the 2005 International Health Regulations
do strengthen the world’s ability to track and prevent diseases
that could become global epidemics, but they do not fully
quell most fears.

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1985: Refugee camps in Sudan struggle to control 2001: Early Warning Outbreak Recognition System
infectious disease. Malaria, measles, diarrhea/dysentery, (EWORS) begins development in Southeast Asia,
and chest infections cause death rates to soar from .05 designed to increase the speed and accuracy of disease
per 10,000 people per day to over 7. surveillance.128
1987: United Nations Declares the 1990s as the 2003: SARS outbreak in China, Taiwan, and Canada.
International Decade for National Disaster Reduction Over 8,000 people are infected and over 800 die before
1990: The International Decade for National Disaster the disease is fully controlled.
Reduction begins. 2004: An earthquake in Indian Ocean triggers a tsunami
1994: The Yokohama Strategy is developed to improve that ravages surrounding countries, especially Indonesia
natural disaster reduction efforts. and Sri Lanka. Other than a minor tetanus outbreak
1995: An earthquake in Kobe, Japan leaves 800,000 infectious diseases were not an issue, but mental health
homeless and destroys sanitation systems for up to 4 care was criticized afterwards.
months in 1.27 million homes. 2004-2005: World Health Organization amends
1999: A drug resistant strain of malaria emerges in International Health Regulations to stop the spread of
Tanzanian refugee camps. Although the national infectious disease, particularly across borders.
Tanzanian population had never dealt with this problem 2005: An Iranian cholera outbreak provides opportunity
before, international refugees brought along the disease to test the use of cell phone surveillance, which was
from their homes. accurately able to report cholera cases 1 to 10 days
ahead of traditional methods.

Many NGOs such as the Red Cross are heavily involved with disaster relief, and it is essential that they work with local and international bodies
to establish the most efficient and successful aid systems of providing the necessary assistance in communities harmed by natural disasters.

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2005: Hurricane Katrina strikes the Gulf Coast of the efforts on cholera surveillance, but officials later determined
United States. Despite the broad devastation, health that although surveillance lowered death tolls from the disease,
services are able to prevent infectious disease from it did not diminish the number of cases.130 The number of
becoming endemic. In this instance, chronic disease is actual cases is even up for debate. In 1999, when there were
actually the biggest concern for local health officials. 9,200 confirmed cases of cholera fatalities, one WHO expert
2005-2006: Low-tech, simplified surveillance systems are estimated that up to 120,000 deaths could have actually been
tested in Uganda. During two separate outbreaks of caused by the disease.131 Though disease surveillance is a
malaria, the low-tech systems predicted the peaks of necessary tool that should be developed and perfected as our
the disease rates before the advanced systems. technology improves, it must be done so intelligently and
2006: Typhoon strikes the coast of Vietnam. One of the without wasting energies.
major concerns following the storm is mental health,
Improving Disaster Preparations and Strategies
as rates of depression and PTSD rise from 20.7% to
There are many who believe that the largest cause of
27.1% in the following months.
disease and death in disasters results from poor planning
2007: IHR take effect, requiring that member nations
and management. One of their ideas includes developing
report all major health threats to the WHO, even if the
evacuation strategies. During Hurricane Katrina, this was
particular cause of the ailments are unknown.
one of the most common complaints critics had of the
2009: WHO implements a 5-year strategy to improve
disaster plan. As one writer noted, “The movement of traffic
crisis relief and dedicates itself to the Global Health
out of the city can be pictured as sand moving through an
Cluster’s long-term success.
hourglass.”132 For regions that are particularly vulnerable to
January 2010: A 7.0 magnitude earthquake hits in Haiti.
predictable disasters such as hurricanes and typhoons, it could
Infectious disease is controlled, but health officials do
be beneficial to develop new evacuation plans for such cities.
deal with many skin conditions and infections from
If these are thoughtfully created and the public is educated
wounds, highlighting the health risks that the disaster
about the disaster plan for their home, then it could remove
can directly cause.
thousands of humans from a disaster area before it the event
Proposed Solutions occurs. Thus, communities would significantly lower the risk
of disease transmission within their areas, as they will be less
There are countless causes to disease outbreak, making populated once a storm has hit. Simultaneously, however,
it impossible to fully assure a population’s safety by simply improvements can also be made for rescue plans for many
addressing one aspect. Thus, it is essential that a solution cities. There are still many cases where poor disaster planning
addresses both long and short-term goals, aid in both disaster results in additional loss of life. For instance, the 2009 Typhoon
prevention and reaction, and pertains to both industrialized Morakot was one of the worst storms in decades, killing over
and developing countries. To accomplish these goals, experts a dozen people in neighboring countries. In Taiwan though,
have suggested creating a more comprehensive disease the situation was much worse due to poor rescue planning
surveillance network, improving evacuation strategies to and execution. There were cases of victims waiting outside
minimize those in direct paths of foreseen disasters, better in the rain for over three days before rescuers made it to
equipping refugee centers with medicine, doctors, and other their villages, and those who were evacuated were housed in
necessities, pursuing further research, and providing more crowded public spaces like soccer fields.133 The Taiwanese
funds to developing nations to improve local disaster response. government faced much criticism following the storm, as
Disease Surveillance it surfaced that they originally refused international aid.134
Though many systems are already in place, some have Moving forward, nations should develop more comprehensive
called to create a carefully planned world disease surveillance plans for disaster relief ahead of time, avoiding the struggles
system. When discussing the International Health Regulations that countless governments have made when time becomes
in 2001, officials from the United States General Accounting crucial. Over 500 people died during Typhoon Morakot, but
Office noted that, “The officials should be grateful that their hesitancy and lack of
Regulations do not provide an international framework coordination did not result in many more.135
for addressing threatening epidemics at their source—within Improving Refugee Camp Standards
countries.”129 In response, many have called for a more active Refugee camps are notorious for their oftentimes-cramped
role at provincial and local levels, giving departments more quarters, lack of resources, and poor health and sanitation
funds and freedom to actively survey and battle diseases. practices. Though the minimum recommended shelter space
Some argue that disease surveillance with certain diseases is in camps is 3.5 square meters in warm climates and 5.5 square
wasteful, because it does not accomplish the ultimate goal meters in cold climates, emergencies often force officials to
of disease eradication. In the past, the WHO has focused its

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cram refugees into areas.136 Experts have also established experts note that this becomes impossible following a disaster,
that refugees need at least 2,100 calories per day, as well as as those held in shelters are often lacking vital medicines.139
an adequate water supply.137 These values are oftentimes When this occurs, it can not only lead to complications with
overlooked though, and it could be beneficial to develop their conditions, but it can add to their levels of stress and
an enforceable set of standards that camps are expected to anxiety, leaving them susceptible to other dangers.140 One
provide. The UNHCR and NGOs such as the Sphere Project possible solution is for countries to keep more detailed records
have already done great work in promoting similar ideas, of the common chronic diseases that their populations suffer,
but many still call for stronger action.138 To directly control from which would allow for them to prepare disaster camps
disease and illness, others have called for strengthening better by equipping them with the necessary medicines and
of medical care in camps. These camps worry about the prescriptions that patients may need. They may not be able to
potential breakout of infectious disease, but they must also cure these diseases, but if they can be managed properly many
care for chronic illness. In less equipped communities, this camps would run much more smoothly.
healthcare can be lacking, so it becomes, in part, the WHO’s
responsibility to step in and provide assistance. If regional Bloc Positions
stations can be stocked with medicines, for both acute and
chronic conditions, then conditions could drastically improve United States
in many refugee camps. The United States Center for Disease Control (US CDC)
already has many of the surveillance capabilities and disaster
Chronic Disease prevention methods that other nations lack, and it would be
There are still many who believe that not infectious, at the forefront of promoting many of these technologies,
but chronic disease is the biggest threat following a disaster. especially if it meant that they would be benefiting financially
Though such diseases are often self managed, many health care

In countries such as the United States, monitoring elderly patients with conditions such as diabetes is crucial during and following disasters.

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from aiding other countries’ developments. Following scares strong outside support for countries in need. They still hope
from diseases such as SARS, the United States would also to keep their information close to them, but China cannot
support more openness regarding potential disease outbreaks. afford to allow another disease break out under their watch,
SARS was particularly damaging to the United States because and they will do all that they can to assure this.
it hurt them financially.141 When diseases escalate to the point
Indonesia
where they interfere with travel and trade, the United States
In recent years, Indonesia has become very significant in
is hurt significantly, and it hopes to do all it can to prevent
the healthcare debate. Though there are significant investments
infections from spreading to that level whenever possible.
in the Indonesian hospital system from neighboring countries
When concerning preparing for disasters, the United States
such as Singapore and Malaysia, the hospitals are concentrated
again has much experience, as it deals with hurricanes in the
in cities, so much that there are only 25.6 beds available per
Gulf of Mexico and the Atlantic Ocean yearly. Following
100,000 citizens in the province of Lampung, compared to
Hurricane Katrina, public pressure has risen for the US to
161.2 beds per 100,000 in Jakarta.149 During disaster, Indonesia
step up these measures at home, as the relentless criticism
will certainly need outside assistance, as the 2004 tsunami
forced FEMA head Michael Brown to resign following the
produced many concerns for the government. Despite the
disaster.142Thus, it would not be surprising to see them push
influx of both governmental and NGO help, there was great
forward efforts to improve preparation on international levels
disorder in the country, partly due to a lack of coordination.150
as well.
Indonesia does not fear a lack of response in time of need,
European Union but it desires coordination between NGOs and governments.
In a 2008 council on disaster strategy, the European Union It would support stronger efforts for disaster planning and
stressed a balanced approach to disaster preparation, vowing would stretch that planning to not just countries looking for
to cover all aspects. It stresses the need for solidarity between themselves, but for countries reaching to nations that would
its member states and the need for cohesion.143 Provided that be ready to support it. The nation is still struggling with many
other nations are willing to comply, the EU would support diseases communicable in disasters like cholera and diarrhea.151
information sharing and providing assistance to countries in Providing necessary care to refugee camps will be extremely
need. The EU has historically been strict on its policies with important during the next disaster that strikes Indonesia, and
asylum and refugee seekers, however, so it is unsure if how considering how disaster prone the South Pacific and Indian
willing they would be to opening themselves up too much Oceans can be, Indonesia must make sure that it is better
when it comes to providing assistance to other nations with prepared when the time comes.
camps.144 With surveillance, the EU is historically open when
Africa
discussing disease rates and infectious disease, as they make
Many of the developing nations in Africa need the
most of their findings open to the public.145 Considering
most support in developing disaster and disease prevention
their already strong position, they would most likely support
structures, but much must change before most nations will
strengthening international agreements on these matters as
be capable of making progress. The WHO has estimated that
well.
there is a shortage of up to 800,000 health workers on the
People’s Republic of China continent, and in some areas there is an average of only 1
The People’s Republic of China tends to keep much more doctor per 100,000 people.152 African nations certainly agree
of its information internal than Western countries. When that their infrastructures in disease surveillance and disaster
the SARS endemic struck in 2003, reports reasoned that the should be updated, but they simply do not have the resources
disease originated in China. Critics claimed that the disease now. To make matters worse, many African nations are
was allowed to spiral out of control because the government struggling to control current epidemics such as AIDS, further
originally suppressed much of the data and was uncooperative debilitating their health infrastructure.153 If assistance is
in providing the WHO with reports.146 China does care about provided, these countries will support legislation to toughen
the health of its people, however, and is willing to enact strong procedures, but without this assurance they can promise little
measures to ensure their safety. Following the H1N1 influenza change. Some of these nations are more at risk than any other
outbreak in 2009, China was noted for being extraordinarily should a disaster ever strike though, so they certainly will
tough on Mexican and Canadian tourists and imports, where work to better themselves.
the disease was most prevalent at the time.147 The government
does not ignore the health of other nations either, as they Relevant Partners
sent Mexico US$1 million and supplies soon after the H1N1 The most relevant NGOs are those that will work
outbreak.148 Based on its actions, China can be expected to alongside the UN and governments providing disaster relief.
support preventive measures during disease threats and for Organizations such as the Red Cross often set up relief

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centers in the same communities as governments, and it is Suggestions for Further Research
essential that these groups work on the same goals. One of the
largest of these organizations is Direct Relief International. Considering that many of the relevant events for this topic
According to their platform, they work to provide, “Medical have occurred in recent years, looking at news websites such
assistance to improve the quality of life for people victimized as the New York Times, CNN, and MSNBC can be extremely
by poverty, disaster, and civil unrest at home and throughout useful. Also, be sure to visit the WHO’s website, as it has
the world.”154 The actual number of these organizations updates from many of the relevant events discussed in here,
is staggering, however. Over 80 NGOs registered with the as well as many of the important documents discussed. Take
WHO to provide aid in Sumatra following the tsunami, and the time to read the 2005 International Health Regulations,
there were countless other organizations that went without available from the WHO website. The WHO has drastically
officially informing anyone.155 The WHO must work to changed the way that the international health system works
make these NGOs help in disaster situations, but remain since the IHR’s inception, and as many articles you come
coordinated and in control. across may be had been written before they became effective
In the field of disease surveillance, there are many in 2007, it will be important to know what has changed. The
organizations whose expertise could be beneficial. The US Center for Disease Control and Prevention also has some
International Society for Disease Surveillance (ISDS), for useful descriptions of diseases relevant to our topic, as well as
instance, works to promote and advance this field across a section on disaster and disease prevention.
the globe, involving both health care providers working One of the most useful databases you can use is PubMed
in communities and statisticians that may develop more Central. This website has a plethora of articles relating to
advanced systems that governments can use. Additionally, the medical field that you can search, many of which deal
there are countless organizations that research infectious directly with disaster relief. In many of these articles, the
diseases, especially in developing countries. These could bibliographies contain links to other articles in their database,
provide invaluable information when determining the level making the volume of useful information at your grasp simply
of concern for certain diseases in particular places and can astounding.
be looked into.
TOPIC B: INTERNATIONAL DRUG
Questions a Resolution Must Answer RESEARCH ETHICS
What efforts can the WHO make to improve disease
surveillance in its member states, and how is this History and Discussion of the Problem
information best applied, both in countries where
research is done and in the international community? The Reality
Though ethical standards have evolved over time, they
What can the WHO do to improve preparations for often come at the price of research subjects. Many of the
disasters, in terms of evacuation plans, emergency most important moments in the history of ethics were not
transportation, health care preparations, etc.? monumental pieces of legislation passed, but infamous lapses
What can be done to improve health and sanitation in in ethical judgment and procedure. Though many of these
refugee camps and shelters, and how is the spread of events have spawned growth and positive change, the tragedies
disease best minimized in them? cannot be overlooked. So, in discussing the development of
research ethics over the course of history, detailing these
How can countries better manage chronic ailments regrettable events is absolutely necessary. They provide
during natural disasters, and how can these nations important lessons that teach both researchers and subjects
best accommodate those with specialized needs such as today and are instrumental tools to modern policymakers and
prescriptions, syringes, and inhalers? legislators.
How can the WHO better coordinate the efforts of NGOs Nazi Experiments and the Nuremberg Code
during a disaster to maximize their aid and minimize In 1933, President Paul von Hindenburg appointed Adolf
wasteful time and spending? Hitler as Chancellor of Germany.156 With this, the Nazi party,
which had steadily increased its representation in government
What can be done to help developing nations better
over previous elections, suddenly held great power over the
their healthcare systems to minimize the outbreak of
European nation. Hitler morphed Germany into a police state,
infectious disease, both in times of natural disaster and
forcing enemies such as communists and labor leaders into
everyday life?
concentration camps.157 One particular group singled out by
the Nazi party was the Jewish population. Hitler encouraged

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Nazi researchers victimized prisoners of various ethnic and religious groups during World War II. Experiments included sterilization and euthana-
sia studies, and when the concentration camps were uncovered, several of the leading researchers were brought to trial in Nuremburg.
the boycott of Jewish goods and stores, and the government doctors wished to use the process to end cases of conditions
classified Jews as a separate race in 1935.158 Though many such as schizophrenia, epilepsy, severe mental defect, and
understood what was occurring, the Nazis had total control alcoholism.161 This applied to different ethnic groups as well,
over the nation by 1933, when Hitler urged Hindenburg to as Nazi doctors sterilized 385 mixed-race children in 1937. In
sign the Decree for the Protection of People and State, which all, it has been estimated that the Nazis forcibly sterilized up
gave the government the authority to have essentially absolute to 340,000 people in Austria and Germany.162 Nazi programs
power in times of emergency.159 With this power, the Nazi were not limited to sterilization studies. Investigators found
regime could ignore all ethical codes in place, because there that the Nazis also conducted racial-based immune studies,
was no one in the country capable of checking their power. euthanasia and brain research, and military wound research
During the mid-twentieth century in Europe, Nazi on civilians and captured military, almost all without proper
researchers held countless medical experiments, many of consent.163 These programs continued until the very end of
which shocked the world when they were revealed. Upon World War II, and it was not long after that they were revealed
taking control of Germany in 1935, the Nazi party initiated to the world.
a series of steps meant to “Nazify” the German medical From 1945-1946, the International Military Tribunal
system. First, the German government passed laws banning conducted the Nuremberg Medical Trial, placing the most
“Aryan” doctors from wedding “non-Aryans”, and the Nazis important Nazi medical officials under global scrutiny. The
quickly intensified their restrictions. By 1938 the government tribunal convicted 16 of the 25 defendants for their war crimes,
had rescinded all Jewish doctor licenses in the nation.160 with 7 being sentenced to death and hanged.164 Following the
Soon after, a push for sterilization studies emerged, as Nazi trial, the Nuremburg Code was established. Among other

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things, the Code mandated that researchers fully inform their quelled these fears, the level of secrecy caused unnecessary
subjects of potential health risks and the rationale behind any anxiety in Britain, and after the MCR study researchers surely
study and stipulated that research participants have the right have learned how damaging it can be.
to halt any experiment they choose to leave.165 Many of these
Randomly Controlled Trials
particular cases remain relevant today. For instance, many
Since its first breakthrough in the streptomycin studies,
German research facilities have been criticized for holding
randomization of trials has quickly become a vital part of an
onto information of Holocaust and euthanasia victims in
ethical trial. It is essential to assure an unbiased test, as it literally
concentration camps, as critics argue they have not made full
places each subject randomly into control and experimental
efforts to identify these victims.166 Despite these problems,
groups. This ensures that one group is not purposely made
the Nuremburg Code is remembered as an instrumental step
of a certain demographic to skew test results.176 Today, it is
forward in bioethics, and the course of the history of the
common for tests to also be double blinded, meaning that
subject was very much directed by the document.
both researchers and subjects are unaware of which group
Streptomycin Research and Ethical Developments they are placed in.177 This often means that a placebo, a pill
Though rates of tuberculosis had steadily decreased identical in looks but not containing the actual treatment,
in the late nineteenth century, the disease was still a major will be given to the control group, fooling both doctors and
concern for the globe. Treatments in the early twentieth patients.178 An alternative to placebo-controlled trials called
century included using the gold compound sanocrysin, bed active-controlled trials exists. For control groups in these
rest, and even a procedure that involved collapsing a lung so studies, patients are given an already existing drug instead
it could not function, giving it time to heal without working.167 of an ineffective placebo, and results are compared to what
In the 1940s, however, the drug streptomycin emerged in the has already been created and tested rather than to the lack of
United States as a potential answer to the disease. After studies treatment.179 The advantage of using active trials is that all
involving guinea pigs and small-scale tests in the United States, subjects will still receive treatment, but the style’s shortcoming
the British government obtained a small sample of the drug for is that it cannot measure how beneficial a treatment is to
testing.168 When the trial was designed, doctors created a new doing nothing, but merely how close the treatment measures
strategy of randomly assigning patients to experimental and to existing treatment.180 Though one would assume that doing
control groups.169 In doing so, the randomization prevented nothing would have an effect of zero change, it is actually
doctors from giving the actual drug to healthier patients in not the general case. Many studies have shown that placebos
order to get their drug accepted.170 Some criticized the trial appear to have a mental effect on patients, possibly due to
for withholding the drug from the patients in the control optimism and attitude changes that study participants have.181
group, as 26% of the control patients did die.171 According to In a fully controlled experiment, all factors must be isolated,
the researchers though, this manner was necessary due to the so that the only influences being measured are the drugs and
limited supply of the drug, thus meeting ethical standards.172 treatments. Though correlated with receiving treatment, these
Though some questions still remain regarding the ethics attitude changes are clearly distinct, and it is important for
of this study, it was instrumental in developing a drug that researchers to take them into consideration. Generally, when
brought many results. In 1952, Selman Waksman won the planning studies, researchers must decide the danger of using
Nobel Prize for discovering streptomycin, though its effect a placebo and undergoing a particular treatment. If a placebo
on the world must also be attributed to the British researchers poses little health risk or if there are still risks associated with
who studied the drug in its early years of existence.173 an existing drug, the using a placebo-controlled trial may be
More significant than the actual drug, however, were preferable. Conversely, there are instances where a patient’s
the effects the Medical Research Committee’s (MCR) study health is quite fragile, and if a placebo will place patients in
had on research design. Researchers gave lectures following positions of unnecessary risk, then groups generally use an
its publication, focusing not on the test results, but the new active-controlled trial.182
methods implemented in their study. These radical ideas In randomized tests there are several common ethical
included blinding the physicians caring for the patients, issues that surface. Most critics’ primary concern is that
meaning they concealed the patients’ medicine histories in these types of experiments prevent doctors from performing
efforts of hiding the group that each patient belonged to.174 their primary service to patients - healthcare. Similarly, many
There were still many critics of the design, however. In the believe that researchers systematically place subjects in groups
time following the British Medical Journal’s publication of the known to provide substandard treatment, according to earlier
study, many worried that the results were still faulty, because research that is usually the basis for most randomized-
the researchers kept many details of the study secret, causing controlled tests.183 In response, others argue that such trials are
many in Britain to fear that streptomycin caused major brain necessary, because one cannot fully determine which course
damage.175 Though research in the United States had already of action is preferable until a side by test is completed.184 This

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state of unknowing is based on the idea of equipoise, and it benefit the participants. One of the most famous cases of
is the basis for modern ethics in randomization trials. Though these is the Tuskegee Syphilis Experiment in Macon County,
previous trials or personal preference may cause researchers Alabama. Beginning in 1932, the Tuskegee Study was one
to believe one treatment is more likely, there is usually of the most infamous instances of ethical failure in the
reasonable doubt that there is sufficient rationale behind these twentieth century. The test subjects were primarily African
preferences.185 When no reasonable, rational preference exists American southerners, among the very poorest of Americans
for either option, it is said to be in equipoise. There are four in the 1930s.187 In a racist, poor society still reeling from the
different types of equipoise. In the medical field, there is the Great Depression, most of these African Americans never
individual researcher’s opinion, individual equipoise, and the received adequate medical care in their lives. In Macon County,
overall medical community’s opinion, clinical equipoise. In the Alabama, home of the Tuskegee Institute and where syphilis
general population, individual patients hold patient equipoise rates for blacks swelled to 36% in 1932, the U.S. Public Health
while the larger population of subjects possesses community Service (PHS) began a study on untreated syphilis cases.188
equipoise.186 Different researchers and experts believe that Intentionally denying the patients treatment, the researchers
each level of equipoise is necessary for randomization, from PHS sought to document just how deadly the disease
though the matter remains up for debate. In scientific terms, was and hopefully draw support for fighting the disease in the
randomization makes the most rational plan for achieving South.189 In order to assure that treatment was not sought out,
a reliable and valid result, but when combined with human researchers told the test subjects that they had “bad blood”,
ethics, it becomes much more difficult to determine exactly but did not inform them that they had syphilis of any kind,
when it should be used on human subjects. thus failing to obtain informed consent from the patients.
Even though several different forms of treatment did exist,
Harmful Treatment and the Tuskegee Syphilis Study
the researchers insisted that the patients not be cured of the
One of the biggest ethical issues today is the decision
disease.190 The steps taken to assure this were quite drastic.
for researchers to withhold potentially beneficial drugs
When several of the men were drafted into the United States
from sick patients or to cause pain or suffering that fails to

The Tuskegee Syphilis Study denied African American patients proper syphilis treatment for roughly 40 years, as researchers gave all patients
placebo treatments despite adequate drugs already existing, thus raising significant questions about contemporary ethics of drugs research.

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military for World War II, physical examinations revealed the Though it is generally a document declaring the patient’s
disease and military officials demanded that the men receive agreement to participate in the study, it is certainly more
treatment. Once this was revealed, research leaders fought significant than this. Informed consent must fully outline the
to obtain draft deferments, keeping the men out of the war purpose, expectations, and plans for the study.200 Important
and in the syphilis study.191 Though only intended to last six aspects of the study, including study length, the inclusion of
months to a year, the leaders in the PHS division conducting placebo drugs, and unique aspects must also be fully detailed.201
the study repeatedly extended the deadline, and it was not Also important, a consent form must be written in language
until 40 years later that the study finally ended.192 The average the subject is fluent in, and it must be written in diction simple
life span for the men in the study declined 20%, and families enough for the patient to fully understand.202 Often difficult
were paid a meager US$1 for every year they were in the in resource-poor nations where education often lacks, those
study.193 Many more developments over the following years obtaining consent must make sure that scientific and medical
threatened to end the study, but at nearly every point changes details are not simply explained, but understood.203 Notably,
were made to assure its continuation, officials from the PHS however, consent forms are not among the pieces of legislation
had every intention on simply continuing the study until the required by the WHO for available documents in a study.204
last patient died.194 Actually understanding the research process is vital, and
Upon the ending of the Tuskegee Syphilis Study and the at times it is overlooked and seriously hurts the subjects.
following scrutiny, great changed were made in biomedical Though individuals may be able to comprehend the matter
research design and regulations. By the 1960s and 1970s, being studied, many individuals do not actually understand the
officials in the study began to fear the day that the study rights they have as test subjects or concepts such as placebos.
became publicized, and they began treating their study as a There have been instances of studies where patients wanted to
ticking bomb. Though reports were annually published earlier leave, but due to the fact that they believed the hospital forced
in the study, they suddenly halted in the 1960s, and when them to complete the study, many individuals remained.205
the PHS was pressured to update its regulations on human Cultural differences can make attaining this especially difficult
experimentation, it was understood that the Tuskegee Study in international studies, and researchers must be keen to
had little time. After internal protests to the study, PHS began notice the subtleties and work around them. In some cultures,
a review of the study in 1969 with leading officials from the for example, community leaders and officials make major
PHS and associated agencies.195 Though not examining any decisions, and this mindset would translate to their medical
of the remaining participants, the committee decided to carry choices. In contrast, the common Western notion is that the
on with the study, and it was still continuing when AP writer individual has the freedom to make whatever decision best
Jean Heller published an article depicting the study’s horrors suits them personally.206 For Western researchers, it then
in 1975.196 The fallout was naturally abrupt and harsh. In the becomes difficult to work around such barriers to assure that
years following, as the story spread, it affected many African patients do not feel coerced into a study. To the international
Americans’ approach to dealing with the government. In community, language, culture, or education are inadequate
several studies, many African Americans have reported that excuses for failing to provide fully informed consent, so it is a
they distrust medical institutions because of the Tuskegee researcher investigator’s responsibility to assure its completion.
Study, though their knowledge of the actual facts of the trial
Early AIDS Research and Placebo Studies
was somewhat lacking.197 Unfortunately, this proved incredibly
In 1994, the AIDS Clinical Trial Group (ACTG)
frustrating in the decades following, especially since HIV
completed testing on the first successful drug to reduce AIDS
surfaced in the United States. It has become increasingly
transmission in childbirth, AZT. “Plan 076”, as the drug
difficult to get African Americans’ consent in medical studies,
regimen came to be known, was highly expensive, even for
and this lack of willing patients forced federal officials to
those United States, initially costing US$1,000.207 Because the
suspend a federal HIV study in Washington, DC in 1988.198
brunt of the AIDS crisis resides in Africa, where economic
Despite efforts to apologize for the incident and regain
levels are even lower – at a meager $10 of medical spending
African Americans’ trust, the US government still suffers
per year per person on average - a cheaper solution proved
from the effects that their study caused, and it appears that it
necessary.208 In 16 following studies, most funded by the
will be years before the public gives it.
United States Centers for Disease control (CDC) or National
Informed Consent Institutes of Health (NIH), alternative methods were tested,
Receiving informed consent is an absolutely necessary including lower doses of AZT at less frequent intervals.209
requirement for all studies today, and it must be received Though spurring from a World Health Organization summit,
honestly and ethically. Its purpose is to fully detail the planned these studies drew in much controversy, primarily because all
experiment to potential subjects, accurately describing the but one of them included placebo groups.210 The intentions
potential risks and benefits of participating in the study.199 of these studies thus came in to question. Journalists in the

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placebos are absolutely necessary for the integrity of a study.


As long as, “no permanent adverse consequences” occur, if
there is a risk of “only temporary discomforts” and “they [the
subjects] will not be harmed.”214, then many conclude that
placebos should be included in all cases. Though opponents
of the placebo fear the pain and discomfort control groups
using them may suffer, advocates argue that medical research
is inherently different from care, meaning responsibilities are
shifted.215 To these scientists, their primary objective is to
provide legitimate, unbiased, and scientific research. Though
patient safety and health is certainly cared for deeply, mild
and temporary pain that does not leave permanent damage
is favorable to an illegitimate experiment that lacks a true
control group. Other cases involving placebo have occurred
throughout the years, and it remains a pertinent issue today.
International Research and Ethical Concerns
One of the more relevant topics in recent years has become
the issue of ethics overseas. In international studies, many
raise concerns as to how ethically researchers act. One of the
more common complaints is that studies done internationally
rarely benefit the host communities where the trials are held.216
Associated with the problem of “reasonable availability”,
critics of such studies argue that when communities are
too poor to afford drugs being tested or otherwise will not
benefit from the study being performed, then it is unethical
AZT, an expensive but successful AIDS medication, has existed since to host a trial there.217 The International Ethical Guidelines for
the early 1990s. Despite this, several studies have used placebo
groups instead of control groups as receipients of AZT. Ethicists Biomedical Research Involving Human Subjects (1993) states that
today struggle to determine the ethical aspects of such cases. agencies conducting research in foreign communities must
New England Journal of Medicine criticized that since the sole make treatments tested “reasonably available to inhabitants
purpose of the studies was to discover the most cost-effective of the host community at the completion of testing.”218 Due
drug therapy, placebos were unnecessary. Opting for groups to this declaration, many have argued against trials that do not
to be compared to those on the 076 Regimen instead of explicitly state a plan to assure affordable treatment should
placebos, doctors Peter Lurie and Sidney Wolfe argue, “Such testing prove drugs successful. In the early AZT studies, for
equivalency studies of alternative antiretroviral regimens will instance, critics note that no plan was made to develop an
provide even more useful results than placebo-controlled economical infrastructure in Africa should the drugs prove
trials, without the deaths of hundreds of newborns that are successful.219 Additionally, the AZT manufacturers were
inevitable if placebo groups are used.”211 Certainly, those never required to produce the drugs at affordable costs to
placed under placebo drugs in these trials transmitted HIV to the host communities, and no plans were ever developed
newborns at significantly higher rates, and these 1990s studies to build the nations’ internal capacities in the healthcare
opened up much debate on the ethics of placebo drugs in fields, which would be necessary for the manufacturers to
research. fully distribute the drugs across the continent.220 In today’s
Defining the ethics of placebo use became a primary politically conscious world, a study cannot even appear to
concern for many doctors and researchers in the 1990s due to infringe upon any rights of test subjects, especially if they are
the HIV/AIDS crisis, and strong opinions surfaced on both from a developing nation.
ends of the debate. Arguing against placebo use in the HIV One such international study that drew controversy was
case, Lurie and Sidney worry that placebos were used under The Havrix Trial in Thailand. Havrix, a hepatitis A vaccine,
the condition that neglect is the “standard of care” in many gave successful results in small sample trials, so researchers
African countries.212 In response, these authors contend that developed a double blind test involving 40,000 Thai children,
this is a false notion, because the standard in Africa is caused with the control group receiving an existing hepatitis B
not by the current state of the world, but by the continent’s vaccine.221 There were several elements heavily scrutinized
plethora of poor nations and incapacitated governments in the trial. Firstly, no agreement was formally reached to
that cannot provide adequate care.213 Others maintain that distribute Havrix across the country for free or at a reduced

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cost, as researchers only agreed to get the drug registered in this, launching the International Clinical Trials Registry
the country.222 Despite the community’s participation in the Platform (ICTRP) in 2006.232 Meant to give the ill a database
study, it was quite likely that they would never receive the to find potential trials with their disease, the ICTRP is a
long-term benefits of the study, because the drugs would conglomeration of cooperating databases from different
be too expensive. Even before the trial began, researchers countries and organizations. The WHO does not directly
apparently knew that the drug would serve the developed control the databases where these trials are recorded, as
world more than the developing world due to its expected it has decided to instead set standards for other registries,
costs.223 There were several benefits the community did providing guidelines and a system to coordinate rather than
receive from the study, including free hepatitis B vaccinations, assume total control.233 In the ICTRP, all registries have
better healthcare centers to store medicine, and close medical specific data they must publish, and the WHO provides them
care during the study.224 Unfortunately, these gains were not with 20 specific facts that trials must publish.234 Many agree
enough to satisfy most, as many reminded researchers that that this is an important step in improving transparency in
Hepatitis A was not as pertinent a concern in Thailand as clinical trials, but others still want more change. David Korn
in other populations, such as the United States Army.225 and Susan Ehringhaus, for example, strongly urged for
Critics pointed to the lack of Thai recognition in the study’s stringent regulations enforcing timely, honest, and unbiased
publication and as blatant disrespect and chastised researchers reports and their publications.235 As one author notes, it is the
for their failure to teach the Thai research assistants the testing responsibility of a research team “to maintain trust” with the
methods used to maintain hepatitis care once the program public, and this requires them to provide honest results, even
ended.226 This type of exploitation is typically what ethicists if they are not nearly as glorifying as many had hoped.236 The
fear most in international research, and the public makes its more that researchers abuse this trust, the more likely it is that
best attempts to single out any institutions taking advantage further international action will become necessary, and it only
of underprivileged populations. takes one major breach of this faith that spurs it.
Jesse Gelsinger and Gene Research Research in the Developing World
In 1999, research participant Jesse Gelsinger died in a As multinational research becomes more and more
University of Pennsylvania gene transfer study, and his case common, the related ethics have suddenly become a priority
significantly affected research in that area. Diagnosed with for ethicists. The global community seems to be placing a
OTC deficiency, Jesse was the youngest in the Penn’s study larger burden on researchers to focus their efforts on studies
at age 18 and eager to take part in the research.227 Sadly, that will benefit the most needy communities. Diseases
complications from the transfer caused Jesse to die less than such as malaria, diarrhea, malnutrition, and infant mortality
100 hours after surgery.228 Reviews of the study revealed that constitute a third of the “global disease burden”, but they
Gelsinger should not have been allowed in the study due to an are concentrated in the poorest countries of the world, as the
unhealthy liver, and the University was criticized for conflicts wealthiest nations remain essentially unaffected by them.237 In
of interest and for devoting and entire department to human response, recent publications have attempted to resolve this
gene therapy, which ceased its human research in 2000.229 The issue, but at times they only raise more questions. In 2002 the
case increased scrutiny toward independent review boards, Council for International Organizations of Medical Sciences
which monitor research studies, and though many initially (CIOMS) produced the International Ethical Guidelines for
called for drastic changes in the review system following Biomedical Research Involving Human Subjects, but the phrasing of
Gelsinger’s death, no major changes were made in the United several of its articles has caused some confusion. Guideline
States’ official policies.230 Safety measures in studies have been 3 requires that governments review research plans and make
made in the decade following his death, but many admit that sure that each study “is responsive to the health needs and
tragedy is a part of this field. As Robert Steinbrook notes, priorities of the host country and meets the requisite ethical
“Adverse events are inevitable. Some will continue to be standards.”238 To one expert, “health needs” constitute
unexpected, and tragic.”231 He may be correct, but if changes conditions and ailments that shorten life expectancy or
were made before such tragedies occurred instead of after, disrupt daily life, but this proves contradictory because not all
maybe a few could have been avoided. needs kill as many people as others, causing “health priorities”
to differ.239 Thus, which conditions a research facility is
Current Situation responsible for treating first becomes confusing. Outside
these discrepancies, however, there are more pertinent issues
Transparency and Public Records with how to best enforce these regulations. To highlight one,
One of the international community’s more recent goals in 2001, the drug Surfaxin was tested in a Latin American trial.
has been to develop a comprehensive registry of clinical Surfaxin, a new drug for premature births, was tested against
trials. The World Health Organization has already begun a placebo, even though existing drugs provided sufficient care.

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Many believed that this was unethical, because Surfaxin could Determining whether or not a trial is exploitative, however,
become to be too expensive for the underdeveloped nations can be difficult. When cases occur that appear exploitive, one
in Latin America, so it did not meet the health needs of the must determine first whether the trial was consensual, and
countries, which was a lower costing drug.240 secondly, whether or not the trial was harmful to subjects.245
The largest concern for bioethicists in multinational Even then, non-harmful studies can be considered exploitive
studies, however, is exploitation. To many, even when there depending on the particular situation, implying that each case
is a measureable benefit from participating in a trial and has to be studied closely to accurately assess its fairness. The
participation is voluntary, abuse can still occur. These types current system allows for these instances to occur more often
of cases result when in agreements between parties the than wanted, and something must surely be changed if these
benefits for each side are uneven.241 In research, this can cases of exploitation are ever to be controlled.
often result when patients hesitate to agree to hurtful or
Genetic Studies and Technology
unwanted procedures, but their current conditions leave
With the development of genetic engineering, gene
them so low that out of desperation and vulnerability they
therapy, and other DNA based medicines, questions on ethics
accept the researcher’s terms of agreement.242 Though a
have quickly risen. In gene therapy studies, one of the more
contract can be agreed to, ethicists argue that if a research
immediate issues surrounds its potential limitations. In the
team benefits from a study, they become obligated to provide
1990s both the United States and the United Kingdom agreed
fair compensation.243 In one recent case, desperate Indian
to require additional approval for any studies involving gene
women were coerced into participating in a fertility drug
therapy, though still needing a research ethic committee’s
trial, receiving no compensation but the chance for a child.244

The discovery of the DNA molecule has opened countless doors in medical research, but it has also created quite the dilemma regarding its ethical
aspects. Though both national and international bodies have offered guidance on the issue, the debate continues on its place in society.

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approval, as any study on humans does.246 Eventually many its requirements, because they believed the Nazi’s actions were
of these restrictions were lifted or lightened, but there are so out of the ordinary that, “The Nuremburg Code itself is a
still issues involving gene therapy today. One limit that many good code for barbarians, but not for civilized physicians.”258
have called for is a restriction on gene therapy for purely Other critics have suggested the Code’s insistence on informed
the sake of biological enhancement. Fears of this seem consent is actually too stringent, and other cite its failure to
to stem from eugenics movements in the mid-twentieth directly address research involving children, women, or the
century.247 Eugenics sought to improve the basic human and mentally impaired.259 Today, it is respected as a major step in
its capabilities, creating “socially desirable people.”248 With research ethics, though most understand it is not far-reaching
these fears, the 1988 European Medical Research Council, the enough to be sufficient. Markman and Markman suggest that
1996 Council of Europe’s convention on Human Rights, and the Code should be updated and broadened today, because
the 1993 Health Sciences Council of Japan all spurned gene after 60 years, its shortcomings have become clear enough
therapy for genetic enhancement.249 Though seemingly clear, to single out and strengthen.260 Though not perfect, the
this issue becomes much more muddled when considering Nuremburg Code has an enduring legacy that will continue to
the line between genetic enhancement and suffering. Brody shape research ethics for years to come.
notes that there is a murky line between the two, asking
Declaration of Helsinki
whether antisocial behavior would be ethical to treat should
Originally published in 1964 and updated several times
technology permit it.250 In 2005, the Legal Assembly of the
after, the World Medical Association’s Declaration of Helsinki
United Nations passed a non-binding Declaration on Human
has become the most important document in research ethics
Cloning, in which it declared, “Member States are called
today. The declaration shifts from the Nuremburg Code in
upon to prohibit all forms of human cloning inasmuch as
that it focuses on balancing the importance of clinical research
they are incompatible with human dignity and the protection
and the health and well being of participating patients.261
of human life.”251 Despite the declaration’s passing, however,
One important feature is that the Declaration introduces
much debate remains on the issue. The Declaration has
“proportionality.” According to the Declaration, research
been criticized on some fronts, saying it is “misguided and
should only be done when there the benefits and importance
unnecessarily restricts scientific exploration.”252 George Annas
of the research are proportional to the risks and dangers put
worries that because this declaration is non-binding, many
on research participants.262 Additionally, Helsinki places more
corporations will simply take their research to the nations
emphasis on the responsibilities of physicians and researchers,
with the lowest restrictions and resources, and the only thing
whereas the Nuremburg Code focuses much more on the
that will truly change is the quality of the research.253 The
rights of individual subjects.263 The Declaration of Helsinki
debate clearly has not been finished on this issue yet, and as
also differs from the Nuremburg Code on its approach to
technology advances further, it will only create more pressure
consent. Though the Code declares, “The voluntary consent
for the international community to make a decision.
of the human subject is absolutely essential”, the Declaration
Past International Actions of Helsinki allows for others to give consent.264 The
Declaration allows, unlike the Nuremburg Code, for “legal
Nuremburg Code guardians” to give consent in case of “legal” or “physical
The Nuremburg Code was among the first declarations incapacity.”265 The specific language of this section has
on human research ethics in the modern world, and its sparked much debate, as some consider the Declaration
repercussions are still felt today. Written following the Nazi a “weakening” of the Nuremburg Code, whereas others
medical trials after World War II, the Code was outlined in believe it is more of a “humanization of legalistic code.266”
August 1947 in a simple 10-point statement.254 Based off The specifics of the Declaration are at times contradictory.
universal human rights principles, the Nuremburg Code In Section III, for instance, one point requires that patients
outlines in detail informed consent as a requirement for must have full mental functions and abilities to participate
legal and ethical experimentation.255 Additionally, the Code in a study, but the point directly preceding it allows for legal
allows for patients to withdraw from experiments at any time guardians to give consent if a subject is not fully functional
and ensures that all experiments will exist for the benefit of mentally.267 In response to changing times and criticism, the
mankind.256 The majority of the provisions relate to researcher Declaration has been revised on several occasions. The 1975
responsibility towards subjects, requiring that all efforts be version added details to issues regarding privacy, consent,
made to protect their long term well being and safety.257 There and risk management, as well as removed doctor discretion
have been some critics of the Nuremburg Code, however. The on whether to include informed consent or not, requiring
most significant one was not with the document itself, but with doctors to obtain approval from an independent body. Other
how it was originally used. Because the Code originated from smaller updates occurred throughout the years, adding details
the Nazi Trials, many doctors and researchers largely ignored much like the 1975 version.268

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The 1947 Nuremburg War Trials resulted in the Nuremburg Codes, a 10-point document outlying the ethics of informed consent in medical
research, among some other requirements. It was the first of many influential documents on the issue and is still largely relevant today.
The Belmont Report though others even contend that the system of principles
Published in 1978 by the United States’ National gives the research community less responsibility in its actions
Commission, the Belmont Report established many principles than it deserves.272 The Report even admits one of its own
that are still respected today. The Belmont Principles, as they faults, stating that its principles “cannot always be applied so
came to be known, created a connection between many of as to resolve beyond dispute particular ethical problems. The
the abstract ethical views already established and concrete objective is to provide an analytical framework that will guide the
areas where they apply.269 Regarding informed consent, many resolution of ethical problems arising from research involving
credit the Belmont Report for establishing that consent human subjects.”273 Over time, however, it is still credited for
should be documented in not purely the facts, but also that its success at affecting nearly all aspects of bioethics, and its
it is comprehended by the individual and that independent moral principles drew many commendations.274 Though many
investigators should be held responsible for assuring that such of these morals must be reevaluated again today, its effect at
requirements are met.270 One of the principles stipulates that the time of its writing is unquestioned.
research should be done on those in positions to benefit from
2000 Declaration of Helsinki Revisions
the research and to sufficiently withstand the inconveniences
By the end of the twentieth century, calls for further
and troubles the research may cause. In effect, this required
strengthening the Declaration of Helsinki had surfaced.
that researchers perform more research on healthy adults
Many demanded the banning of placebo usage in cases
and less on children and the mentally retarded.271 Like other
where treatment exists and called the entire document too
actions, the Belmont Report has received pointed criticism.
weak.275 After much pressure, the Declaration was strongly
Overall, many believe that the Report overly protects subjects,

28 General Assembly
World Health Organization

revised in 2000. Internally, the WMA struggled to decide 1964: The first Declaration of Helsinki is released. The
how much authority it possessed to regulate world matters, Declaration attempts to balance both scientific curiosity
considering many of the doctors working on the Declaration and human rights, and places more responsibility on
were not actively participating in clinical research.276 When the the researcher than in the Nuremburg Codes. Some,
document was finally complete, there were many significant however, call the Declaration weak because of its
changes. First, the rules of ethics were extended to included informed consent rules.
research on human tissue that could be identified as a specific 1972: The Tuskegee Syphilis Experiment ends soon after
person.277 When it explains the rights of subjects, the new reporter Jean Heller publicizes the study. Its lasting
Declaration adds that hardships brought on by research can affect is unquestioned, as many argue that current
be both economic and medical, and that populations as a African American reluctances to participate in clinical
whole must be accounted for.278 One controversial addition is trials stems from this case.
that research must in some way benefit the population where 1978: The Belmont Report is released in the United
the trial is being conducted. Critics claim that this places States. The “Belmont Principles”, respect for persons,
pressure on researchers and sponsors to provide medical benefice, and justice were very influential in the years
care to communities instead of governments, which is unfair following its publication.
to these groups that often lack the capacity to do so.279 1988: Researchers in Washington DC are required
Overall, however, most accept the Declaration of Helsinki to suspend an HIV study. Though the disease was
as the most respected guideline in clinical trial ethics, and spreading quickly among the African American
its revisions have addressed the modern changes in research, population, difficulties in finding enough willing
such as the emergence of multinational and corporation participants forced the study’s postponement.
research.280 Regardless of the controversy, the Declaration of 1990: Havrix Drug Trial is conducted in Thailand.
Helsinki remains and will remain among the most important Controversy emerged following the trial because few
documents in bioethics, and any further action will be very in Thailand would either need the drug or be able to
much based off its contents. afford it and no promise was ever made to give the Thai
population reduced prices for it following the trial.
Timeline of Significant Events 1993: International Ethical Guidelines for Biomedical Research
1932: The Tuskegee Syphilis Experiment begins in Macon Involving Human Subjects (1993) is released. The guidelines
County, Alabama. The subjects, all African American, help interpret the Declaration of Helsinki and place it
are denied treatment in order to study the full effects of in perspective of international research in developing
the disease. Meant initially to only last for 5 years, the countries.282
study continues for 40. 1994: ACTG 076 Trial is completed. The trial provides
1938: The Nazi government in Germany revokes the world with AZT, which, in studies, lowered HIV
medical licenses from all Jewish physicians. During transmission between mother and child during birth
this period, eugenics movements intensify and Nazi from 25% to 7%.
experimentation on Jews begins. 1997: New England Journal of Medicine article criticizes US
1939: Euthanasia studies begin in Germany. Between this government and researchers for HIV trials in Africa.
year and the end of the war, historians estimate over a The studies, meant to test lower dosage plans of AZT,
quarter million are killed in these studies.281 used placebos as controls instead of full AZT regimens.
1946: The Nuremburg Medical Trials begin. 16 of the 23 2000: The largest revision of the Declaration of
Nazi scientists are convicted, and the panel releases the Helsinki is completed. It places more responsibility on
Nuremburg Code, containing 10 points of duties and researchers to ensure the well being of communities
responsibilities for researchers, focusing on the rights being studied, though it still contains most of the
of patients. original principles from the 1968 Declaration.
1946: The Streptomycin Clinical Trials Committee is 2002: International Ethical Guidelines for Biomedical Research
formed in Great Britain. The drug trial they perform Involving Human Subjects is updated. Confusion again
on tuberculosis patients is credited with being the first erupted due to the ambiguous wording in several
major study to utilize randomization in experimental parts, but it did take steps to further define regulations
and control groups. involving international research.
2005: The Legal Assembly of the United Nations passes
a non-binding Declaration on Human Cloning. The
Declaration explicitly prohibits gene studies that are not
necessary to protect someone’s life. Much debate still
continues about the topic, however.

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2006: The World Health Organization creates placebos, because without them legitimate studies could
international Clinical Trials Registry Platform (ICTRP). not be conducted. There could certainly be a compromise
A conglomerate of international research trials, the between the two extremes, however. If limits are placed on
ICTRP also requires that all trials provide 20 points placebo trials and they are more carefully monitored, then the
of specific information, increasing uniformity and fears of exploitation could be quelled.
reliability.
Strengthen Requirements for Informed Consent
Proposed Solutions Though previously requiring simply that a researcher
obtained the signature of someone agreeing to a study, many
Limit Placebo-Controlled Trials to prevent Exploitation now believe that consent must be documented more clearly.
Despite its scientific rigidness, many believe that placebo- Generally, consent must be documented by an IRB, but in
controlled trials are unethical and dangerous to patients and some instances the boards have the power to waive it. For
should therefore be banned. The Declaration of Helsinki example, in the United States, consent can be waived if
requires that “in any medical study, every patient- including “research involves no more than minimal risk”, and “research
those of a control group, if any- should be assured of the could not be practicably carried out without the waiver.”287
best proven diagnostic and therapeutic method.”283 Currently, This law, however, leaves the types of cases that can be waived
many researchers will go overseas to developing nations, quite broad, and boards must be extremely cautious and
because in wealthier nations patients will generally not consent careful when authorizing this.288 Additionally, in the United
to placebo-controlled trials.284 By banning these tests, some States, consent is not required in cases that use existing data,
bioethicists believe that it would ensure that patients do not drug research in the armed services, cases of possible benefit
receive substandard care. Others, however, believe that fully such as emergencies, and cases for public benefit done or
barring placebos is overly harsh. Supporters of placebo tests approved by the government.289 Strengthening international
note that there are many tests in which placebos do not pose any requirements for informed consent could minimize risks, for
serious health risks, such as studies for hair loss treatments.285 as it stands, there is only a small scope left where consent is
Many note that there are limitations to the common alternative actually required. Another current danger in obtaining consent
to placebos, active-controlled trials. Actively controlled trials is the likelihood that patients do not understand the procedure,
require proven, existing treatment to work, and they also have even when consent is acquired. It is relatively common for
the potential to minimize errors in research, for a therapy less than 75% of participants to fully grasp a study’s intended
already exists.286 To these critics, it is impractical to remove goals and procedures.290 In one instance in Uganda, 19%
of parents did not understand that the malaria study they
offered consent for actually involved children being assigned
to different treatments.291 The most common belief is that
this problem is associated with culture, but it is not limited to
just this. It has been shown that both education and age have
drastic effects on patients’ abilities to understand research
plans.292 When comparative studies looked at countries with
lower education levels, however, it revealed that other nations
do not have inherently lower understanding rates, even if
education is lower. It has been hypothesized that this was due
to increased monitoring of the informed consent process,
however, because the studies were international.293 Thus, if
regulations mandated stronger supervision during the consent
process, it is very conceivable that understanding would rise
in all countries, even in developed nations. Explaining the
process of research can be a difficult task when interacting
with those without any prior knowledge of the subject, but it
is not an excuse for laziness or exploitation. 80% is far too low
a number for subjects that understand a trial they are in, and
steps should immediately be taken to battle this issue.

The debate over the ethics of placebo trials continues, partially due
to the specific wording of several documents, including the Dec-
laration of Helsinki. The question seems to be: Should all patients
receive the best treatment available, or does this make proper
research impossible by over-restricting scientists?

30 General Assembly
World Health Organization

prisoners, for instance, the right to give their own consent, but
rather entrusts it in a review board where only one member is
Remove Research Responsibilities in Community guaranteed to be or have been a prisoner.303 The United States
Healthcare would be expected to follow similar standards should informed
Though the most publicized issues in ethics revolve consent be reexamined. Considering genetic research, the
around the rights of patients, many today note that sponsors U.S. has historically opposed unrestricted gene therapy and
and researchers have rights as well. According to the 2002 cloning. It voted for the 2006 Declaration of Human Cloning,
International Ethical Guidelines, sponsors should make any which banned cloning or genetic engineering in research and
treatment studied “reasonably available to the inhabitants practice.304 President Barack Obama has supported stem cell
of the host community” following a study.294 This conflicts research in the past, but his administration would have to pass
with other documents however, which suggest that sponsors legislation on the view before one could consider the United
and host communities consider such agreements, but do not States’ policy to have changed.305
explicitly require them.295 Furthermore, many argue that it
should not be the responsibility of the sponsor, but rather The European Union
the host country or international organizations designed to do One major difference between U.S. and European policy
so.296 And if they are required, others question exactly what is that more European nations favor gene therapy. In the final
“reasonably available” constitutes.297 Though the intentions of Declaration on Human Cloning vote, the only major Western
the requirement are understood - to minimize unfair usage European nations to vote in favor of it were Italy, Ireland,
of host communities- many contend that the rule should and Portugal, which are more Catholic than many others in
be revised. One critic argues that depending on the case, the EU.306 Meanwhile, the United Kingdom, Germany, France,
“reasonable availability” could give the community inadequate Greece, Belgium, Denmark, Finland, Sweden, and Norway
compensation to justify the trial, whereas others may involve all voted against it, and over half of all opposing nations
such minimal risk that the sponsors are required to compensate were European.307 That being said, these countries are also
excessively.298 In response, Emanuel suggests that a system of among the nations that benefit most from the current drug
“fair benefits” be established.299 Specifically, Emanuel calls for industry, as they can actually afford many of the newer and
treatments to be available to the population, training of local more expensive drugs tested overseas. On two recently passed
personnel in treatment preparation and development, and a European Community Clinical Trials Directives, the body was
long-term collaboration between the sponsor and community, criticized for narrowing their codes to products for human
including sharing any financial rewards the treatment brings use, and for generously smoothing over the research approval
the sponsor.300 Seemingly, a strategy such as this would ensure process and failing to adequately protect patients.308 This
the fair treatment of host communities and countries, but it position is not as steadfast as in the United States, however, as
would also create a more explicit and balanced relationship by critics admit that depending on case law the interpretation of
removing the ambiguity of “reasonable availability.” the Directive could change.309 Thus, it would not be surprising
to see European nations attempt to balance both sponsor and
Bloc Positions community rights, and their ultimate support could heavily
influence the outcome of many of these issues.
The United States
Africa
As one of the most developed nations in the world, the
Holding the some of the poorest countries in the world,
United States holds much of the pharmaceutical companies,
the nations in Africa must decide how best to stimulate
research corporations, and the sponsors that concern this
economic growth and healthcare development, while
topic, and it would make good business sense for the nation to
avoiding the exploitation by research companies. Though
support them. Drug companies fuel the American economy.
countries may already have regulations for research ethics in
The median profit margin for the top 10 pharmaceutical
place, a major concern is to properly enforce these laws. In
companies in 2002 was 17%, while the other 490 companies
Tanzania, for instance, they have passed several different acts
in the Fortune 500 had only 3.3%.301 When considering
to strengthen their ethics regulations, but their main concern
the recent recession and the troubles of the auto and oil
is still strengthening their systems of surveillance.310 Nations
industries in the United States, the government would hope
in predicaments such as Tanzania will most likely support
to protect one of its remaining mega-markets, and restricting
regulation protecting their communities during research,
its operations would be an economic mistake. When the U.S.
as they stand little to lose should this occur. The best-case
released the Belmont Report, three criteria- information,
scenario for these countries would involve policies that place
comprehension, and voluntariness- were required for proper
the greatest responsibilities on the research sponsors and
informed consent.302 When giving consent though, the nation
not the host governments. Unfortunately, these nations must
is reluctant to provide the same privileges to all. It does not give

Harvard National Model United Nations 2011 31


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supporters of treatment availability following trials. In the


Surfaxin Study, some argued that the trial was ethical because
the drug was not made explicitly for developing countries, and
therefore it could permissibly serve the community’s needs.313
If this were the case here, or in any trial for that matter, these
countries want assurance that they will actually receive the
treatment if successful. Whether the drug is free, discounted,
or if host researchers are involved with research so they can
provide similar treatment can be negotiated, but developing
countries such as these cannot waste time and effort only to
be used by wealthy drug companies. When discussing the
potential use of genetic information and researching gene
therapy and cloning, most Latin American countries would
oppose it. Many of these nations retain a Catholic ideology.
Falling in line with the Holy See’s views, only three of the
12 South American nations voted against the Declaration
of Human Cloning, with seven voting in favor and two
abstaining.314

Relevant Partners
Perhaps the most relevant non-state actors in this debate
will be the research facilities and drug companies that are
most involved with clinical trials. Johnson & Johnson and
Pfizer, both based in the United States, and Roche, based in
Switzerland, are among the largest pharmaceutical companies
today. The top 11 companies all took in over US$5 billion
each in 2009, making their influence on the world’s economy
clear.315 Many of these companies do work to fight the diseases
in developing nations that they are often criticized for ignoring.
Dolly the sheep, the first cloned mammal, was the product of gene
For instance, Pfizer has individual programs that work to
research. The European Union has restricted gene research on research and fight malaria, HIV, and infectious diseases.316 In
humans, but a final decision has not been unanimously reached. addition to for-profit companies, colleges and universities are
improve their internal capacities before any changes in policy also extremely involved in clinical and health research. The
can have their full effects. Africa absolutely needs research Harvard School of Public Health, for example, conducts
to continue in their nations, however. AIDS, malaria, and research in AIDS, malaria, and nutrition, among countless
malnutrition continue to plague the continent. These countries other initiatives.317 These institutions may not explicitly do
should hope to maintain the current level of research in the these studies for profit, but they do their best to make sure
nation, but instead of it serving American and European they continually produce new studies and research findings,
interests, Africa could use more research helping its ongoing and they are just as affected by ethics regulations as drug
problems. These nations understand where exactly they stand companies are. The final non-state actors in research are the
in the economic and medical landscape, and they hope to do Independent Review Boards. Committee members from these
all in their powers to improve them. organizations are tasked with judging the ethics and legality of
different studies and approving them. Understanding exactly
South America how one works could be helpful in determining just how to
Like Africa, South American nations have been home use them should changes in policy be made.
to many exploitive and unethical medical trials over the
years. The 2000 Surfaxin Study, for instance, took place in
Bolivia.311 The study, which drew criticism from several arenas,
was placebo controlled and offered no direct benefits for
the host communities.312 In response, these nations would
support measures to strengthen the rights of patients and
host countries and placing more responsibilities on research
sponsors. Furthermore, these nations would be strong

32 General Assembly
World Health Organization

Questions a Resolution Must Answer Research in 2002 and compare them to the original versions,
because it will show you firsthand some of the trends that
Considering the Declaration on Human Cloning passed have developed since their original publications in 1968 and
by the Legal Assembly of the United Nations, should 1993. After exhausting these resources, you should also utilize
any changes be made to the existing system? Should the NCBI PubMed website, http://www.ncbi.nlm.nih.gov/
regulations specify exactly what the meaning of “human pubmed. The database has thousands of free articles that you
dignity” is, or does the Declaration, though non-binding, can search, and if it does not have the article directly, it will
sufficiently cover the world’s stance on the issue? give you the citation to the publication where it appears, and
What changes, if any, should be made to the legal process many of these journals are available through your school or
of obtaining informed consent? Do review boards need city’s libraries. The New England Journal of Medicine is contains
to take stronger precautions to ensure that consent is not some especially relevant articles, many of which you can find
simply asked for and received, but also fully understood in the bibliography.
by the subjects?
POSITION PAPERS
How can host countries and research teams ensure that
Though not necessarily the highlight of preparing for a
neither side is expending more energy in their relationship
Model UN conference, position papers are vital to preparing
than the other? What rights do host countries and
oneself for debate. In your paper, you should outline your
communities have in regards to receiving treatments
country’s positions regarding committee topics, which you
and technologies following trials, and who exactly is
will ultimately be pursuing when committee commences.
responsible for providing them?
Be sure to fully address both topic areas, and take into
Do placebo-controlled-trials need to be restricted, limited, consideration everything from history and culture to modern
or monitored in any further ways? How can host economic statuses and pertinent issues. Do your best to be
communities be further assured that placebos will not in clear and concise, stating succinctly what the nation you
any way hurt their overall health? represent believes. This will not only help us, but also help
you formulate concrete positions you can take and implement
Should anything be done to promote research in the most at conference.
vital and necessary areas of global health such as HIV Be sure to address the specific issues that will be arising
and malaria? Is it companies’ responsibility to research in each topic area. For disease following natural disasters, be
particular diseases, or as private companies do they have sure to include your country’s stances on disease surveillance,
the right to study whatever they wish? beliefs on fighting both infectious and chronic disease,
Should any measures be taken to further ensure balanced changing disaster planning and preparation, and hygiene and
relationships and minimize exploitation of host resources in refugee camps. Make sure not to simply state
communities? What exactly does “reasonable availability” the country’s domestic beliefs, but also how the government
mean in practice, and what needs to be done to ensure stands on these issues in international crises. This same
its use? principle applies for research ethics. For this topic, be sure to
detail your nation’s positions regarding placebo trials, genetics
research, and informed consent. Do not forget to include your
Suggestions for Further Research country’s stand on international research, both in the rights
Perhaps the most comprehensive book on the topic is The and responsibilities of research bodies and of host nations,
Oxford Textbook of Clinical Research Ethics. It covers everything communities, and research participants. If your country has
from major case studies, important legislation, to modern taken action in the past, be sure to explain just what was done.
dilemmas that we are facing today. To truly get acquainted If your country has not taken significant action in the past, do
with the issues of international research ethics, I would also not feel like you cannot take a hard stance on issues, as long
urge you to read Exploitation and Developing Countries: The as you stay on policy.
Ethics of Clinical Research. Though mentioned in part here, it Please try to remain brief, keeping the paper to two single-
would also be beneficial to closely go through some of the spaced pages total for both topic areas, using Times New Roman
major documents passed by international and state bodies, with 12-point font. Position papers will be due February 1, 2011.
including the Nuremburg Code, Declaration of Helsinki, The
Belmont Report, and the International Ethical Guidelines for COMMUNITY CONTRIBUTIONS
Biomedical Research Involving Human Subjects. In particular, As much as we can learn in one weekend at a Model UN
you should read the revision of the Declaration of Helsinki conference, there is much more that you can do to broaden our
in 2000 and the reissue of the Ethical Guides for Biomedical knowledge and make an impact on the world, even while you

Harvard National Model United Nations 2011 33


World Health Organization

are in school. Here, you may debate the best way to manage ENDNOTES
the countless NGOs working across the globe, but at home, 1 World Health Organization. Archives of the League of Nations: Health Section Files. Site of the Library and
especially after you have researched so much on disaster relief, Archives of the United Nations Office at Geneva, September 14 2006. Online. 17 May 2010. <http://www.

you can be a part of helping some of those NGOs that travel who.int/archives/fonds_collections/bytitle/fonds_3/en/index.html>.

to disaster areas, set up camp, and care for thousands of the 2 World Health Organization. Working for Health: An Introduction to the World Health Organization. WHO Press,
ill and the needy. As stated earlier, there are countless NGOs 2007. Online. 17 May 2010. <http://www.who.int/about/brochure_en.pdf>. 2.

around the world that focus their efforts on promoting


3 World Health Organization. Constitution of the World Health Organization. October 2006. Online 17 May 2010.
healthcare across the globe. Red Cross International, CARE <http://www.who.int/governance/eb/who_constitution_en.pdf>. 2-4.
USA, Catholic Relief Services, and Partners in Health are just
some of the many organizations that focus their efforts on 4 Ibid. 7.

helping those in need. In times of need, you can certainly


5 Ibid. 16.
donate money or supplies to these organizations, and if you
want to learn more about how disaster relief operates they are 6 United Nations. Charter of the United Nations. 2010. Online. 17 May 2010, http://www.un.org/en/

certainly great resources to look into. documents/charter/index.shtml.

Oftentimes overlooked, however, is the rebuilding process. 7 Working for Heath. 4-5.
Communities hurt by natural disasters take years or even
decades to rebuild, but the world all too often moves on within 8 National Geographic, “Natural Disasters”, National Geographic Online, 12 June 2010, <http://
environment.nationalgeographic.com/environment/natural-disasters/>.
a few months. There are great organizations that specialize
in keeping the recovery process moving that can really use 9 National Geographic, “Hurricanes: Engines of Destruction”, National Geographic Online, 12 June 2010,
help. Rebuilding Together New Orleans, for example, works <http://environment.nationalgeographic.com/environment/natural-disasters/hurricane-profile>.

on the recovery of the New Orleans community following


10 Matthew d’Alessio, “When Will the Next One Hit?” Earthquake Science Explained (United States Geological
Hurricane Katrina. Donating to organizations such as this, or Survey: Reston, Virginia, 2006) 5.
even spending some of your summer volunteering for one,
can really make a huge difference in people’s lives. 11 USCDC, “Prevent Illness After a Disaster”, bt.CDC.gov, 12 June 2010, <http://www.bt.cdc.gov/disasters/
disease/>.

CLOSING REMARKS 12 Kenneth Todar, “Vibrio cholerae and Asiatic Cholera”, Todar’s Online Textbook of Bacteriology, 2009, 1 June 2010,
<http://www.textbookofbacteriology.net/cholera.html>.
Well, that’s about as much information as I can give you at
once. This is obviously only a brief overview to the topics at 13 Charles F. Mullet, The Bubonic Plague and England: an Essay in the History of Preventive Medicine (Lexington,

hand, as there is more information out there on these topics University of Kentucky Press) 12.

than I could fit in a library of books. Treat this guide as merely 14 Mullet 13.
an introduction. That being said, I strongly encourage you
to research as much as you can before conference and really 15 Mullet 17.

immerse yourself in the issues. The deeper you dive into 16 David Morens et al., “Emerging Infections: A Perpetual Challenge”, Lancet Infectious Diseases, 8 November
these matters, the more complex and intricate they become, 2008, 13 June 2010, <http://www.ncbi.nlm.nih.gov/pmc/articles/PMC2599922/pdf/nihms76094.
but that’s what makes them so fascinating! Make use of the pdf/?tool=pmcentrez>, 4.

Suggestions for Further Research, but don’t be afraid to scour


17 Morens et al. 7.
the Internet yourself or even visit the library. There is an
endless amount of information and you can use it all to truly 18 Lisbeth Hall and Pim Martens, “Malaria on the Move: Human Population

be a star in committee. Movement and Malaria Transmission”, Emerging Infectious Diseases, March-April 2000, 13 June 2010, <http://www.
ncbi.nlm.nih.gov/pmc/articles/PMC2640853/pdf/10756143.pdf>, 103.
If I could start this committee next week I probably
would, as I am thrilled for meet you in Boston. Please, don’t 19 United Nations World Tourism Organization, UNWTO World Tourism Barometer January 2010, 14 June 2010,

hesitate to ask me anything you need about conference, as I’ll <http://unwto.org/facts/eng/pdf/barometer/UNWTO_Barom10_1_en_excerpt.pdf>, 1.

be thrilled to help you all. Study hard, get excited, and come 20 Mary E. Wilson, “Infectious Disease, an Ecological Perspective”, Medicine and Global Survival Jan. 1996, 10
ready to have a great weekend in the WHO! June 2010, <http://www.ippnw.org/Resources/MGS/V3Wilson.html>.

21 Ibid.

22 Charles Joyce, “Modern Trends in Public Health Quarantine”, Hawaiian Entomological Society Vol. 18 No. 1
1962, <http://scholarspace.manoa.hawaii.edu/bitstream/10125/10844/1/18_27-34.pdf>, 29-30.

23 George W. Bush, “Revised List of Quarantinable Communicable Diseases”, Executive Order 13295 of 4
April 2003, 10 June 2010, <http://www.cdc.gov/ncidod/sars/executiveorder040403.htm>.

34 General Assembly
World Health Organization
24 World Health Organization, “SARS Outbreak Contained Worldwide”, Geneva, 5 July 2003, 13 June 2010,
<http://www.who.int/mediacentre/news/releases/2003/pr56/en/>. 50 Paul Shears et al., “Epidemiological Assessment of the Health and Nutrition of Ethiopian Refugees in
Emergency Camps in Sudan, 1985”, British Medical Journal 1 August 1985, 13 June 2010, <http://www.ncbi.
25 David Heymann, “The International response to the outbreak of SARS, 2003”, SARS: A Case Study in nlm.nih.gov/pmc/articles/PMC1247152/pdf/bmjcred00031-0034.pdf>, 315.
Emerging Infections (New York: Oxford University Press, 2005) 93.
51 Shears et al. 316.
26 Heymann 94.
52 Shears et al. 317.
27 Heymann 95.
53 Ibid.
28 World Health Organization, Should Disaster Strike: Health in the International Decade for Natural Disaster Reduction
(Geneva: World Health Organization, 1991) 5. 54 Paul Shears, Epidemiology and Infection in Famine and Disasters”, Epidemiol Infect October 1991, <http://
www.ncbi.nlm.nih.gov/pmc/articles/PMC2272069/pdf/epidinfect00029-0005.pdf>, 242.
29 Ed. Mazyc P. Ravenel, “Drought and Malnutrition”, American Journal of Public Health March 1931, 11 June
2010, <http://www.ncbi.nlm.nih.gov/pmc/articles/PMC1556193/pdf/amjphnation00607-0045.pdf>, 55 Shears 244.
279-280.
56 Shears 246.
30 “1995 Kobe Earthquake 10-Year Retrospective”, Risk Management Solutions Inc., Jan. 2005, 11 June 2010,
<http://www.rms.com/Publications/KobeRetro.pdf>. 57 David Krol et al., “A Mobile Medical Care Approach Targeting Underserved Populations in Post-Hurricane
Katrina Mississippi”, Natural Disasters and Public Health ed. Virginia Brennan (Baltimore: John Hopkins
31 American Society for Microbiology, “Hurricane Aftermath: Infectious Disease Threats From Common, University Press, 2007), 117.
Not Exotic, Diseases”, ScienceDaily 13 September 2005. 11 June 2010 <http://www.sciencedaily.com /
releases/2005/09/050913124923.htm>. 58 Krol et al. 122.

32 Ibid. 59 Krol et al. 124.

33 United States Center for Disease Control and Prevention, General Information on Tsunami-Related 60 Bradford Gray and Kathy Hebert, “Hospitals in Hurricane Katrina: Challenges Facing Custodial Institutions
Diseases and Health Concerns”, Bt.cdc.gov, 13 June 2010, <http://www.bt.cdc.gov/disasters/tsunamis/ in a Disaster, “Natural Disasters and Public Health ed. Virginia Brennan (Baltimore: John Hopkins University
healthconcerns.asp>. Press, 2007), 71.

34 Ibid. 61 Gray and Hebert 72.

35 Washington State Department of Heath, “Cholera”, Ed. James Chin, DOH.wa.gov Jan. 2008, 13 June 2010, 62 Gray and Hebert 74.
<http://www.doh.wa.gov/notify/guidelines/pdf/cholera.pdf>, 1.
63 Ibid.
36 “Cholera” 2.
64 Thomas Edwards et al., “Caring for a Surge of Hurricane Katrina Evacuees in Primary Care Clinics”, Annals
37 “Cholera” 5. of Family Medicine 5 March 2007, Online, <http://www.ncbi.nlm.nih.gov/pmc/articles/PMC1838682/
pdf/0050170.pdf/?tool=pmcentrez>, 172.
38 “Cholera” 2.
65 Edwards et al. 173.
39 Mayo Clinic Staff, “Tetanus: Prevention”, Mayo Foundation for Medical Education and Research 20 Sep.
2008, 13 June 2010, <http://www.mayoclinic.com/health/tetanus/ds00227/dsection=prevention>. 66 Janet Baggett, “Florida Disasters and Disease Conditions [Letter to the Editor]”, Preventing Chronic Disease
April 2006, 14 June 2010, <http://www.cdc.gov/pcd/issues/2006/apr/05_230.htm>.
40 United States Center for Disease Control and Prevention, “Tetanus Prevention After a Disaster”, Bt.cdc.gov,
9 Sep. 2005, 13 June 2010, <http://www.bt.cdc.gov/disasters/disease/tetanus.asp>. 67 Ibid.

41 United States Center for Disease Control, “Tetanus”, Epidemiology and Prevention of Vaccine-Preventable Diseases 68 David Wagman, “Exit Strategy: Lessons Learned Hurricanes Katrina and Rita”, Homeland-1 15 November
(Atlanta: CDC, 2009), 13 June 2010, <http://www.cdc.gov/vaccines/pubs/pinkbook/default.htm>, 275. 2005, 14 June 2010, <http://www.homeland1.com/evacuation/articles/390294-Exit-Strategy-Evacuation-
lessons-learned-from-Hurricanes-Katrina-and-Rita/>.
42 Ibid 276.
69 Maire Connolly, Michelle Gayer, and John Watson, “Epidemics after Natural Disasters”, Emergency Infectious
43 Peter Bloland and Holly Williams, Malaria Control During Mass Population Movements and Natural Disasters Diseases 13 January 2007, World Health Organization, <http://www.ncbi.nlm.nih.gov/pmc/articles/
(Washington, DC: The National Academies Press, 2003), 3. PMC2725828/>.

44 Bloland and Williams 16-17. 70 Ibid.

45 Bloland and Williams 50. 71 Ibid.

46 Bloland and Williams 48-49. 72 Oliver Morgan, “Infectious Disease Risks from Dead Bodies Following Natural Disasters”, Revista
Panamericana de Salud Pública May 2004, 13 June 2010, <http://publications.paho.org/pdf/dead_bodies.pdf>,
47 Bloland and Williams 68. 308.

48 Christopher Elias et al., “Infectious Disease Control in a Long-Term Refugee Camp: The Role of 73 Morgan 309.
Epidemiological Surveillance and Investigation”, American Journal of Public Heath July 1990, 13 June 2010,
<http://www.ncbi.nlm.nih.gov/pmc/articles/PMC1404980/pdf/amjph00220-0040.pdf>, 824. 74 Morgan 310.

49 Elias et al. 824. 75 Ibid.

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99 Kesavan and Swaminathan 2194.
76 Emily Harville et al., “Postpartum Mental Health After Hurricane Katrina: A Cohort Study”, BMC Pregnancy
and Childbirth 8 June 2009, 15 June 2010, <http://www.ncbi.nlm.nih.gov/pmc/articles/PMC2702337/ 100 Ibid.
pdf/1471%2D2393%2D9%2D21.pdf/?tool=pmcentrez>.
101 Josef Lietmann, “Cities and Calamities: Learning from Post-Disaster Response in Indonesia”, Journal of
77 Ibid. Urban Health: Bulletin of the New York Academy of Medicine May 2007, Online, <http://www.ncbi.nlm.nih.gov/
pmc/articles/PMC1891651/pdf/11524_2007_Article_9182.pdf/?tool=pmcentrez>, i144.
78 Ron Acierno et al., “A Pre-/Post-Disaster Epidemiological Study of Mental Health Functioning in Vietnam’s
Da Nang Province Following Typhoon Xangsane”, International Perspectives in Victimology March 2009, 14 June 102 Lietmann i146.
2010, <http://deepblue.lib.umich.edu/bitstream/2027.42/63012/1/Acierno_Disaster%20Vietnam_2009.
pdf>, 80. 103 Lietmann i147.

79 Ibid. 104 United Nations, “Resolution 44/ 236: International Decade for Natural Disaster Reduction”, General
Assembly: Forty-Fourth Session, United Nations: 1989, 16 June 2010, <http://daccess-dds-ny.un.org/doc/
80 Acierno et al. 84. RESOLUTION/GEN/NR0/549/95/IMG/NR054995.pdf ?OpenElement>, 162.

81 Carole Siegel et al., “Estimating Capacity Requirements or Mental Health Services After a Disaster has 105 Tsuneo Katayama, “International Decade for Natural Disaster Reduction: Working Against Time”, UN
Occurred: A Call for New Data”, American Journal of Public Health April 2004, PubMed Central, 15 June 2010, University Lectures, United Nations University: 13 October 1993, 15 June 2010, <http://www.unu.edu/
<http://www.ncbi.nlm.nih.gov/pmc/articles/PMC1448302/pdf/0940582.pdf/?tool=pmcentrez>, 582. unupress/lecture8.html>.

82 Siegel et al. 583. 106 “Yokohama Strategy and Plan of Action for a Safer World”, United Nations/International Strategy for
Natural Disaster Reduction: 27 May 1994, UN/ISNDR, 15 June 2010, <http://www.unisdr.org/eng/
83 Madison Park, “Haiti Earthquake Could Trigger Possible Medical ‘Perfect Storm,’” CNN, 13 January 2010, about_isdr/bd-yokohama-strat-eng.htm>.
13 June 2010, <http://edition.cnn.com/2010/HEALTH/01/13/haiti.earthquake.medical.risks/index.
html>. 107 Ibid.

84 Ibid. 108 UN/ISDR Secretariat, “Timeline of developments of relevance to the Early Warning Conference II”,
United Nations/International Strategy for Disaster Reduction: July 2002, 15 June 2010, <http://www.unisdr.
85 Mark Tran, “UN to Boost Haiti Quake Relief Force”, The Guardian, 19 January 2010, 13 June 2010, <http:// org/ppew/policy-arena/policy-ewcii/Policy-timeline-for-EWC-II.pdf>.
www.guardian.co.uk/world/2010/jan/19/haiti-earthquake-survivors-disease-threat>.
109 Associated Press, “Disease May Double Tsunami Toll”, Fox News, 29 December 2004, 15 June 2010,
86 Melissa Gasca, “Local Doctors Treat Haiti Quake Victims”, The Santa Clarita Valley Signal, 25 May 2010, 13 <http://www.foxnews.com/story/0,2933,142759,00.html>.
June 2010, <http://www.the-signal.com/section/36/article/29101/>.
110 Lietmann i145.
87 Ibid.
111 World Health Organization Tsunami Health Conference, “Putting it together: Stronger Public Health
88 World Health Organization, “Global Alert and Response (GAR)”, WHO.int, 14 June 2010, <http://www. Capacity Within Disaster Management Systems”, WHO 6 May 2005, 15 June 2010, <http://www.who.int/
who.int/csr/en/>. hac/events/tsunamiconf/final_presentation/en/index.html>.

89 Jean-Paul Chretien, Larissa May, and Julie Pavlin, “Beyond Traditional Surveillance: Applying Syndromic 112 World Health Assembly, WHA58.1: Health Action in Relation to Crises and Disasters, with Particular
Surveillance to Developing Settings- Opportunities and Challenges”, BMC Public Health 16 July 2009, 13 June Emphasis on the Earthquakes and Tsunamis of 26 December 2004”, WHO, 20 May 2005, 15 June 2010,
2010, <http://www.ncbi.nlm.nih.gov/pmc/articles/PMC2718884/pdf/1471%2D2458%2D9%2D242. <http://apps.who.int/gb/ebwha/pdf_files/WHA58/WHA58_1-en.pdf>.
pdf/?tool=pmcentrez>, 2.
113 World Health Organization, International Health Regulations (2005) (Geneva: WHO, 2008) 1.
90 May et al. 3.
114 Ibid 2.
91 May et al. 4.
115 Ibid 11.
92 Ibid.
116 Ibid 10-11.
93 May et al. 5.
117 Regional Office for South-East Asia, “Report of the Second Regional Consultation on the Revised
94 Ibid. International Health Regulations”, World Health Organization May 2004, 15 June 2010, <http://www.searo.
who.int/linkfiles/communicable_diseases_surveillance_and_response_cd-135.pdf>, 9.
95 Mohammad Mehdi Goya, Ronald E. LaPorte, Seyed Mohsen Mousavi, Afshin Safaie, and Mohsen
Zahraie, “Introducing a Model for Communicable Diseases Surveillance: Cell Phone Surveillance (CPS)” 118 Ibid 10.
European Journal of Epidemiology Vol. 20 Num. 8 (2006), JSTOR, 14 June 2010, <http://www.jstor.org/
stable/20445736>, 629. 119 World Health Organization, “Strengthening WHO’s Institutional Capacity for Humanitarian Health Action”,
2009, 16 June 2010, <http://www.who.int/hac/about/hac_5year_plan_2009_2013.pdf>, 8.
96 CNET, “Smart phone buying guide: CNET’s quick guide to 3G cell phone services”, CNET Asia, 15 June
2010, <http://asia.cnet.com/buyingguides/smartphones/0,39061031,61953931-5,00.htm>. 120 Ibid.

97 P.C. Kesavan and M.S. Swaminathan, “Managing Natural Disasters in Coastal Areas”, Philosophical Transactions 121 Ibid.
of Royal Society A 27 June 2006, Online, JSTOR, 15 June 2010, <http://www.jstor.org/stable/25190322>,
2192. 122 Ibid 7.

98 Kesavan and Swaminathan 2193. 123 Ibid 10.

36 General Assembly
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124 World Health Organization, “Global Health Cluster Making Gains in Responding to Health Needs in 146 Shanthi Kalathil, “Battling SARS: China’s Silence Costs Lives”, Carnegie International Herald Tribune 3 April
Disasters and Crises, but Challenges Persist”, ReliefWeb 11 June 2010, 16 June 2010, <http://www.reliefweb. 2003, 17 June 2010, <http://www.carnegieendowment.org/publications/index.cfm?fa=view&id=1227>.
int/rw/rwb.nsf/db900sid/ADGO-86BPZN?OpenDocument>.
147 Wenran Jiang “Hard Lessons of SARS Crisis Explain China’s Tough Action”, The Star 6 May 2009, 17 June
125 R. Kayne, “What is the Black Plague?” Wisegeek.com, 2003, 17 June 2010, <http://www.wisegeek.com/ 2010, <http://www.thestar.com/comment/article/629568>.
what-is-the-black-plague.htm>.
148 Ibid.
126 Morens et al. 4.
149 Dono Widiatmoko and Ascobat Gani, “International Relations within Indonesia’s Hospital Sector”, World
127 Special to the New York Times, “Eradication of Smallpox to be Announced Today”, The New York Times Health Organization, 17 June 2010, <http://www.who.int/trade/en/THpart3chap9.pdf>, 109.
8 May 1980, ProQuest Historical Newspapers: The New York Times (1851-2006), 17 June 2010, <http://
ezp1.harvard.edu/login?url=http://proquest.umi.com.ezp-prod1.hul.harvard.edu/pqdweb?did=111240784 150 Richard Zoraster, “Barriers to Disaster Coordination: Health Sector Coordination in Banda Aceh following
&sid=2&Fmt=10&clientId=11201&RQT=309&VName=HNP>. the South Asia Tsunami”, Prehospital and Disaster Medicine Jan.-Feb. 2006, 17 June 2010, <http://know.brr.
go.id/dc/unsorted/20060206_Barriers_Health_Sector_Aceh_South_Asia_Tsunami.pdf>, S14.
128 James Robert Campbell, “Early Warning Outbreak Recognition System (EWORS) for Southeast
Asia”, Lancet Infectious Diseases 22 October 2001, 17 June 2010, <http://apha.confex.com/apha/129am/ 151 Widiatmoko and Gani 108.
techprogram/paper_24448.htm>.
152 Pete Witzler, “Strengthening Africa’s Health Systems”, Physicians for Human Rights, 17 June 2010, <http://
129 United States General Accounting Office, “Challenged in Improving Infectious Disease Surveillance physiciansforhumanrights.org/students/hiv-aids/strengthening-african-health-systems.html>.
Systems”, GAO.gov August 2001, <http://www.gao.gov/new.items/d01722.pdf>, 6.
153 The Washington Post, “Death Watch: AIDS, Drugs, and Africa”, WashingtonPost.com, 17 June 2010, <http://
130 Ibid 14. www.washingtonpost.com/wp-dyn/world/issues/aidsinafrica/>.

131 Ibid 14. 154 Direct Relief International, directrelief.org, 2010,17 June 2010, <http://www.directrelief.org/Index.aspx>.

132 Brian Wolshon, “Evacuation Planning and Engineering for Hurricane Katrina”, The Bridge Vol. 6 Num. 1 March 155 Zoraster S15.
2006, The National Academies of Engineering, 16 June 2010, <http://www.nae.edu/Publications/TheBridge/
Archives/V-36-1TheAftermathofKatrina/EvacuationPlanningandEngineeringforHurricaneKatrina.aspx>. 156 “The Nazification of Germany”, A Teacher’s Guide to the Holocaust, Florida Center for Instructional
Technology, 2005, Online, 22 August 2010, <http://fcit.usf.edu/HOLOCAUST/timeline/nazifica.htm>.
133 Andrew Jacobs, “Taiwan President is Target of Anger After Typhoon”, The New York Times 12 August 2009,
17 June 2010, <http://www.nytimes.com/2009/08/13/world/asia/13taiwan.html?_r=2>. 157 Ibid.

134 Ibid. 158 Ibid.

135 Tania Branigan, “More than 500 Dead in Typhoon Morakot”, The Guardian 14 August 2009, 17 June 2010, 159 Ibid.
<http://www.guardian.co.uk/world/2009/aug/14/typhoon-morakot-taiwan-deaths>.
160 Paul Weindling, “The Nazi Medical Experiments”, The Oxford Textbook of Clinical Research Ethics (New York:
136 CBC News, “The Anatomy of a Refugee Camp”, CBC.ca 19 June 2007, 17 June 2010, <http://www.cbc.ca/ The Oxford University Press, 2008), 20.
news/background/refugeecamp/>.
161 Weindling 20.
137 Ibid.
162 Weindling 21.
138 The Sphere Project, “About Us”, Sphereproject.org, 17 June 2010, <http://www.sphereproject.org/content/
view/91/58/lang,English/>. 163 Weindling 24.

139 Maryanne  Kridner, “Chronic Disease Management During Disasters: Reaction, Planning and 164 Weindling 26.
Implementation”, American Meteorological Society, 17 June 2010, <http://www.ametsoc.org/atmospolicy/
documents/Maryanne_Kridner_HxIke_Diabetes.pdf>. 165 Weindling 26.

140 Ibid. 166 Weindling 28.

141 Richard Smith, “Responding to Global Infectious Disease Outbreaks: Lessons from SARS on the Role of 167 Alan Yoshioka, “The Randomized Controlled Trial of Streptomycin”, The Oxford Textbook of Clinical Research
Risk Perception, Communication and Management”, Social Science and Medicine 15 September 2006, 17 June Ethics (New York: The Oxford University Press, 2008), 46-7.
2010, <http://crun.crassh.cam.ac.uk/uploads/documents/Smith%20infectious%20outbreaks.pdf>, 3114.
168 Yoshioka 50.
142 Matthew Davis, “FEMA ‘Knew of New Orleans Danger,’” BBC News 11 October 2005, 17 June 2010,
<http://news.bbc.co.uk/2/hi/americas/4331330.stm>. 169 Yoshioka 51.

143 EU Council, “EU Council Conclusions on Disaster Response”, Europa-eu-un.org, 16 June 2008, 17 June 2010, 170 Yoshioka 52.
<http://www.europa-eu-un.org/articles/en/article_7949_en.htm>.
171 Medical Research Council, “Streptomycin Treatment of Pulmonary Tuberculosis”, British Medical Journal
144 European Council on Refugees and Exiles, “Refugees Ignored in EU Integration Policies”, European 30 October 1948, 10 July 2010, <http://www.ncbi.nlm.nih.gov/pmc/articles/PMC2091872/pdf/
Council on Refugees and Exiles 10 May 2007, 17 June 2010, <http://www.ecre.org/files/100507%20 brmedj03701-0007.pdf>, 782.
Refugees%20ignored%20in%20EU%20integration%20policies.pdf>.
172 Ibid.
145 Health-EU, “Other Infectious Diseases”, The Public Health Portal of the European Union, 17 June 2010,
<http://ec.europa.eu/health-eu/health_problems/other_infectious_diseases/index_en.htm>. 173 Yoshioka 56.

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174 Yoshioka 58. 203 Patricia A. Marshall, Ethical Challenges in Study Design and Informed Consent for Health Research, World Health
Organization, 2007, 12 July 2010, <http://apps.who.int/tdr/publications/tdr-research-publications/ethical-
175 Yoshioka 57. challenges-study-design/pdf/ethical_challenges.pdf>, 23.
in resource-poor settings
176 Jennifer Hawkins, “Research Ethics, Developing Countries, and Exploitation: A Primer”, Exploitation and
Developing Countries (Princeton: Princeton University Press, 2008), 29. 204 Yazici 129.

177 Ibid. 205 Marshall 24.

178 Ibid. 206 Marshall 27.

179 Hawkins 30. 207 Jennifer S. Hawkins and Ezekiel J. Emanuel, “Introduction: Why Exploitation?” Exploitation and Developing
Countries (Princeton: Princeton University Press, 2007), 1.
180 Ibid.
208 Ibid.
181 Hawkins 31.
209 Hawkins and Emanuel 2.
182 Hawkins 31-32.
210 Peter Lurie and Sidney Wolfe, “Unethical Trials of Interventions to Reduce Perinatal Transmission of
183 Steven Joffe and Robert D. Truog, “Equipoise and Randomization”, The Oxford Textbook of Clinical Research the Human Immunodeficiency Virus in Developing Countries”, New England Journal of Medicine September
Ethics (New York: The Oxford University Press, 2008), 245. 1997, Online, HOLLIS, 13 July 2010, <http://content.nejm.org.ezp-prod1.hul.harvard.edu/cgi/content/
full/337/12/853>.
184 Joffe and Truog 247.
211 Ibid.
185 Richard Lilford, “Equipoise and the Ethics of Randomization”, Journal of the Royal Society of Medicine
October 1995, Web, PubMed, 13 July 2010, <http://www.ncbi.nlm.nih.gov/pmc/articles/PMC1295354/ 212 Ibid.
pdf/jrsocmed00065-0012.pdf>, 552.
213 Ibid.
186 Joffe and Truong 247.
214 Ezekiel J. Emanuel and Franklin G. Miller, “The Ethics of Placebo-Controlled Trials- A Middle Ground”,
187 James H. Jones, “The Tuskegee Syphilis Experiment”, The Oxford Textbook of Clinical Research Ethics (New New England Journal of Medicine 20 September 2001, Online, HOLLIS, 13 July 2010, <http://content.nejm.
York: The Oxford University Press, 2008), 87. org.ezp-prod1.hul.harvard.edu/cgi/reprint/345/12/915.pdf>, 915.

188 Jones 88. 215 Emanuel and Miller 916.

189 Ibid. 216 Hawkins and Emanuel 8.

190 Jones 90. 217 Hawkins and Emanuel 9.

191 Jones 93. 218 Ibid.

192 Ibid. 219 Ibid.

193 Jones 91. 220 Hawkins and Emanuel 10.

194 Ibid. 221 “Case Studies: The Havrix Trial and the Surfaxin Trial”, Exploitation and Developing Countries, ed. Jennifer
Hawkins and Ezekiel Emanuel (Princeton: Princeton University Press, 2008), 55-6.
195 Jones 94.
222 “Case Studies” 56.
196 Jones 95.
223 Ibid.
197 Jan McCallum et al, “Awareness and Knowledge of the U.S. Public Health Service Syphilis Study at
Tuskegee: Implications for Biomedical Research”, Journal of Healthcare for the Poor and Underserved November 224 “Case Studies” 57.
2006, PubMed, 14 July 2010, <http://www.ncbi.nlm.nih.gov/pmc/articles/PMC1828138/pdf/nihms17193.
pdf>, 4. 225 “Case Studies” 58.

198 Jones 95. 226 Ibid.

199 Yusuf Yazici, “Informed Consent: Practical Considerations”, Bulletin of the NYU Hospital for Joint Disease July 227 Robert Steinbrook, “The Gelsinger Case”, The Oxford Textbook of Clinical Research Ethics (New York: The
2010, PubMed, <http://www.nyuhjdbulletin.org/Mod/Bulletin/V68N2/Docs/V68N2_10.pdf>, 127. Oxford University Press, 2008), 113.

200 Yazici 128. 228 Ibid.

201 Ibid. 229 Steinbrook 114-115

202 Yazici 127. 230 Steinbrook 117.

231 Steinbrook 118.

38 General Assembly
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258 Ibid.
232 World Health Organization, Bulletin of the World Health Organization January 2006, Online, Scielosp.org, 14 July
2010, <http://www.scielosp.org/scielo.php?script=sci_arttext&pid=S0042-96862006000100007>. 259 Annas and Grodin 139-140.

233 Ibid. 260 Jonathan Markman and Maurie Markman, “Running an Ethical Trial 60 Years After the Nuremburg Code”,
Lancet Oncology December 2007, ScienceDirect, 14 July 2010, <http://www.sciencedirect.com/science/
234 World Health Organization, “WHO Trial Registration Data Set (Version 1.2)”, WHO.int, 15 July 2010, article/B6W85-4R8H5MD-17/2/4aa434396bb9c92f7d0e2c4526dc1b9f>, 1146.
<http://www.who.int/ictrp/network/trds/en/index.html>.
261 Richard Ashcroft, “The Declaration of Helsinki”, The Oxford Textbook of Clinical Research Ethics (New York:
235 David Korn and Susan Ehringhaus, “Principles for Strengthening the Integrity of Clinical Research”, PLoS The Oxford University Press, 2008), 142.
Clinical Trials 21 April 2006, 15 July 2010, <http://clinicaltrials.ploshubs.org/article/fetchArticle.action?artic
leURI=info:doi/10.1371/journal.pctr.0010001>. 262 Ashcroft 143.

236 Drummond Rennie, “The Obligation to Publish and Disseminate Results”, The Oxford Textbook of Clinical 263 Ibid.
Research Ethics (New York: The Oxford University Press, 2008), 796.
264 Annas and Grodin 139.
237 Alex John London, “Responsiveness to Host Community Health Needs, The Oxford Textbook of Clinical
Research Ethics (New York: The Oxford University Press, 2008), 737, 265 Ashcroft 143.

238 London 738. 266 Ibid.

239 Ibid. 267 Ibid.

240 London 739. 268 Ashcroft 144.

241 Alisa L. Carse and Margaret Olivia Little, “Exploitation and the Enterprise of Medical Research”, Exploitation 269 Tom Beauchamp, “The Belmont Report”, The Oxford Textbook of Clinical Research Ethics (New York: The
and Developing Countries (Princeton: Princeton University Press, 2008), 208. Oxford University Press, 2008), 150.

242 Carse and Little 210. 270 Beauchamp 151.

243 Alan Wertheimer, “Exploitation in Clinical Research”, The Oxford Textbook of Clinical Research Ethics (New 271 Ibid.
York: The Oxford University Press, 2008), 206.
272 Beauchamp 152.
244 Vera Hassner Sharav, “Fast-Growing Business: Unethical Clinical Trials in India” Asia Times 27 July 2004,
ahrp.org, 14 July 2010, <http://www.ahrp.org/infomail/04/07/27.php>. 273 Beauchamp 153.

245 Wertheimer 202. 274 Beauchamp 154.

246 Baruch Brody, The Ethics of Biomedical Research (New York: The Oxford University Press, 1998), 83. 275 Ashcroft 145.

247 Brody 85. 276 Ibid.

248 Ibid. 277 Ibid.

249 Ibid. 278 Ibid.

250 Brody 86. 279 Ashcroft 146.

251 United Nations, “International Convention Against the Reproductive Cloning 280 Ashcroft 147.
of Human Being: Report of the Sixth Committee”, C-fam.org, 24 February 2005, 15 July 2010, <http://www.c-fam.
org/docLib/20080625_Declaration_on_Human_Cloning.pdf>. 281 Weindling 21.

252 George Annas, “Human Rights and American Bioethics: Resistance is Futile”, Cambridge Quarterly of 282 Robert Levine, “New International Ethical Guidelines for Research Involving Human Subjects”, Annals of
Healthcare Ethics January 2010, 14 July 2010, <http://journals.cambridge.org/action/displayAbstract?from Internal Medicine 15 August 1993, 16 July 2010, <http://www.annals.org/content/119/4/339.full>.
Page=online&aid=6899940&fulltextType=XX&fileId=S0963180109990338>, 137.
283 Wertheimer 87.
253 Annas 138.
284 Ibid.
254 George Annas and Michael Grodin, “The Nuremburg Code”, The Oxford Textbook of Clinical Research Ethics
(New York: The Oxford University Press, 2008), 138. 285 Robert Temple, “Placebo-Controlled Trials and Active-Control Trials in the Evaluation of New Treatments.
Part 1: Ethical and Scientific Issues”, Annals of Internal Medicine 19 September 2000, 16 July 2010, <http://
255 Ibid. www.annals.org/content/133/6/455.full>.

256 Annas and Grodin 139. 286 Ibid.

257 Ibid. 287 Alexander Capron, “Legal and Regulatory Standards of Informed Consent in Research”, The Oxford Textbook
of Clinical Research Ethics (New York: The Oxford University Press, 2008), 620.

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316 “Pfizer Investments in Health”, Pfizer.com, 17 July 2010, <http://www.pfizer.com/responsibility/global_


288 Ibid. health/global_health.jsp>.

289 Capron 629. 317 Harvard School of Public Health, “Research”, hsph.harvard.edu, 17 July 2010, <http://www.hsph.harvard.
edu/research>.
290 James Flory, David Wendler, and Ezekiel Emanuel, “Empirical Issues in Informed Consent for Research”,
Alexander Capron, Oxford Textbook of Clinical Research Ethics (New York: The Oxford University Press, 2008),
646.

291 Ibid.

292 Flory, Wendler, and Emanuel 652.

293 Ibid.

294 Ezekiel Emanuel et al, “Addressing Exploitation: Reasonable Availability versus Fair Benefits”, Oxford
Textbook of Clinical Research Ethics (New York: The Oxford University Press, 2008), 287.

295 Ibid.

296 Emanuel et al. 290

297 Ibid.

298 Emanuel et al. 295.

299 Emanuel et al. 299.

300 Emanuel et al. 300-301.

301 Marcia Angell, “Over and Above: Excess in the Pharmaceutical Industry”, Canadian Medical Association Journal
7 December 2004, 16 July 2010, <http://www.cmaj.ca/cgi/content/full/171/12/1451>.

302 UNLV, “History of Research Ethics”, research.UNLV.edu, 17 July 2010, <http://research.unlv.edu/ORI-


HSR/history-ethics.htm>.

303 United States Department of Health and Human Services, Federal Code of Regulations: Part 46: Protection of
Human Subjects, hhs.gov, 16 July 2010, <http://www.hhs.gov/ohrp/humansubjects/guidance/45cfr46.htm>.

304 “Declaration on Human Cloning”

305 “Barack Obama on Abortion”, Ontheissues.org, 17 July 2010, <http://www.ontheissues.org/senate/barack_


obama.htm>.

306 Ibid.

307 Ibid.

308 Deryck Beyleveld and Sebastian Seythe, “The European Community Directives on Data Protection and
Clinical Trials”, The Oxford Textbook of Clinical Research Ethics (New York: The Oxford University Press, 2008),
185.

309 Ibid.

310 Harvard School of Public Health, “Global Research Ethics Map: Tanzania”, hsph.harvard.edu, 17 July 2010,
<https://webapps.sph.harvard.edu/live/gremap/view.cfm>.

311 “Case Studies” 58.

312 “Case Studies” 60.

313 London 739.

314 “Declaration on Human Cloning”

315 CNN Money, “Global 500 Industries: Pharmaceuticals”, Money.cnn.com, 17 July 2010, <http://money.cnn.
com/magazines/fortune/global500/2009/industries/21/index.html>.

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World Health Organization. “Strengthening WHO’s Institutional Capacity for

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World Health Organization

Humanitarian Health Action.” WHO, 2009. Web. 16 June 2010, <http://www.who.int/hac/about/hac_5year_


plan_2009_2013.pdf>.
World Health Organization. “WHO Trial Registration Data Set (Version 1.2).” WHO.int.
Web. 15 June 2010. <http://www.who.int/ictrp/network/trds/en/index.html>.
World Health Organization. Working for Health: An Introduction to the World Health
Organization. WHO Press, 2007. Web. 17 May 2010. <http://www.who.int/about/brochure_en.pdf>.
World Health Organization Tsunami Health Conference. “Putting it together: Stronger
Public Health Capacity Within Disaster Management Systems.” WHO. 6 May 2005. Web. 15 June 2010. <http://www.
who.int/hac/events/tsunamiconf/final_presentation/en/index.html>.
Yazici, Yusaf. “Informed Consent: Practical Considerations.” Bulletin of the NYU
Hospital for Joint Disease June 2010. PubMed. Online. 12 July 2010. <http://www.nyuhjdbulletin.org/Mod/Bulletin/
V68N2/Docs/V68N2_10.pdf>.
“Yokohama Strategy and Plan of Action for a Safer World.” United
Nations/International Strategy for Natural Disaster Reduction 27 May 1994. UN/ISNDR. Web. 15 June 2010. <http://www.
unisdr.org/eng/about_isdr/bd-yokohama-strat-eng.htm>.
Yoshioka, Alan. “The Randomized Controlled Trial of Streptomycin.” The Oxford
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Guide to Delegate Preparation
and Rules of Parliamentary Procedure
Dear Delegates and Faculty Advisors,

The HNMUN 2011 Secretariat is pleased to present you with the Guide to Delegate Preparation. In this guide, you will find
an overview of substantive activities at conference, a list of differences between HNMUN and other MUN conferences in the
world, an explanation of the characteristics of our various committees, a listing of the powers of the committee staff, and the
updated Rules of Procedure. While this guide contains virtually all information regarding the substantive side of HNMUN, I
invite you to consult the following documents as well in your preparation:

Guide to Starting an MUN Team: This guide features a step-by-step guide to starting a Model United Nations Team at any
college or university.

Guide to First Time Delegations: This guide is aimed at familiarizing delegates who are new to MUN, and particularly those
new to HNMUN, with the events at conference.

Committee Study Guides: Our committees are directed by Harvard undergraduates, who dedicated their summer to researching
and writing the most well-informed and comprehensive study guides on the issues of their committee agenda. Study guides
contain not only a history and discussion of the problem at hand, but also sections detailing suggestions for further research,
questions a resolution must answer, and ways to contribute to solutions in the real world community. Updates to the study guides,
covering the latest developments and exploring nuanced aspects of the topic areas will be available online in mid-November.

All of these documents and more are available under the “Resources” tab of www.hnmun.org. Additional resources on our
website to assist you in your substantive preparations include links to the UN documents, country policies, and premier news
sources.

Please do not hesitate to contact any of the HNMUN Secretariat and staff with your questions. Best of luck with your preparation
for HNMUN 2011 and we look forward to meeting you in February!

Sincerely,


Ricky J. Hanzich
Secretary-General
Harvard National Model United Nations 2011
info@hnmun.org

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Guide to Delegate Preparation and Rules of Parliamentary Procedure
force of international opinion that its decisions represent.
INTRODUCTION The decisions must represent a single unified world voice
to be effective and must be constructed through a series
General Comments of compromises by nations with competing ends. Without
solidarity, the decisions made by the UN would lack any
Welcome to Harvard National Model United Nations credibility and, therefore, any force. For the UN, finding
(HNMUN) 2011, the world’s largest and most prestigious a consensus is no easy task. No other body involves 192
conference of its kind. We are happy to have you with us. countries debating international issues in unison. Each state
Throughout the conference weekend, you will be working wants its own voice heard and its own interests represented
with other highly motivated college students toward the as solutions are reached on any given issue. Compromise
common goals of international awareness and consensus- is therefore necessary for anything to be accomplished.
building. This document strives to explain both the Thus, the need to find a consensus is certainly a hurdle to
philosophy of HNMUN and the substantive details of the be overcome for both the real UN and for HNMUN, but
conference. Without understanding both the overall goal of it is this challenge of using international negotiation and
HNMUN and how the conference operates, delegates may compromise to solve world problems (and sometimes its
feel overwhelmed and lost. It is our hope that this document failure) that makes us believe that the UN is the best body
will guide delegates throughout the weekend. through which to advance the goals of the conference.
Philosophy: The United Nations as an Structure
International Forum For both logistical and substantive reasons, HNMUN
Our primary goal is to provide students interested in simulates only certain parts of the real UN. A given college
exploring the difficulties and complexities of international or university attending the conference represents one or
relations with the best possible simulation of diplomacy and more countries, and each country is represented by one
negotiation. Our committees are designed to enable delegates or two delegates in each committee. In this way, HNMUN
to arrive at a comprehensive and pragmatic solution to each emulates the practices of the UN. Delegates must align
of the topics while realistically simulating the dynamics of themselves with the policy of the represented country to
a true United Nations (UN) session. For solutions to be advance the country’s interests in the world community.
reached in committee, we assume both that compromise However, HNMUN extends beyond just the UN itself.
is possible and that consensus is a necessary condition for The conference incorporates simulations of regional bodies
successful negotiation. With these assumptions, we hope outside of the UN system, such as the African Union, the
that the process of formulating the solutions embodied in a European Union, and the ASEAN Regional Forum. Debate
document called a resolution will reveal to the delegates the in these non-UN bodies focuses on two issues of primary
difficulties and complexities of international relations that importance to the region, as members try to advance the
our conference hopes to help delegates better understand. interests of their own countries within the larger context
One could argue that the process of constructing a solution to of the regional body. It is important to understand that
international problems in itself does not offer much beyond the central goal of our conference is not only to provide
a simple classroom experience. HNMUN allows delegates to a simulation of the UN, but rather to help delegates
examine current global problems through a wholly different understand the complexities of international diplomacy. We
lens. The solutions that any individual proposes to a world do not believe that the UN alone is the ultimate method
problem may technically seem correct, but these solutions for learning the nuances of international diplomacy. Rather,
are biased by the individual’s own political inclinations. the UN in conjunction with other bodies offers delegates a
Representing a nation’s interest in the global community comprehensive simulation of international diplomacy and
complicates the issues and forces delegates to question negotiation.
their prior beliefs and arrive at innovative conclusions on HNMUN also gives delegates the opportunity to
problems in international relations today. It is this process further their education in global diplomacy by representing
of simulation that ultimately advances our goal of teaching non-state actors in our Non-Governmental Organizations
the power and complexity of international relations. program and our continual crisis committees. Whether
It is important to clarify why we have selected the United they are representing Amnesty International or serving as
Nations as the primary organ through which HNMUN an Indian rebel leader alongside Mughal Emperor Behadur
operates. The UN is not a world government. The principle Shah II Zafar against the British Imperial army, these
of national sovereignty has been consistently upheld, and delegates have the chance to experience the ways in which
nations do not relinquish their sovereignty in joining the UN. negotiation and compromise operate in settings that depart
Through resolutions, the UN can offer solutions to world from the standard state-centric model of the UN and other
problems, but it has limited enforcement powers beyond the international organizations.

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Purpose of this Guide do to be prepared in committee. Delegates with a solid grasp


of the topics, their country’s positions, and the committee’s
The main purpose of this guide is to prepare delegates for mandate will be leaders in the attempts to find solutions to the
Model United Nations (MUN) conferences in general and for problems being addressed and to write resolutions that carry
HNMUN 2011 in particular. Delegates who have experience out those solutions.
with MUN should look at the “Differences between HNMUN
and other Model United Nations conferences” section below. Committee Information
For those who have not, here is the general structure of the This section contains other details about HNMUN that
guide and the purpose of each part: will enable you to better understand how the conference as
a whole will run. It will first help delegates understand the
Procedural Preparation different organs at HNMUN and how debate functions in
In order to perform in committee, delegates must have each. It will then introduce the dais staff that will run each
an understanding of the basic structural elements of MUN. committee and describe the roles of each staff member. Lastly,
HNMUN emphasizes the useful application of rules to it will discuss our expectations of delegates, both substantively
promote the smooth functioning of the committee rather (the criteria used for deciding awards) and sartorially (the dress
than as the focus of delegate performance. This Guide code at HNMUN).
to Delegate Preparation contains most of this functional
information, including details on the rules of debate at Differences between HNMUN and other
HNMUN and the UN system. It is important for delegates Model United Nations conferences
to understand the rules, because they enhance the workings
of the committee and the learning experience of the delegate. For the most part, this Guide to Delegate Preparation is
To prevent misunderstandings and delays, a comprehensive written for the delegate who has not been part of a Model
understanding of the rules and their use is vital. Additionally, United Nations conference before. It provides an introduction
delegates can use an understanding of the rules to advance to MUN as well as information about HNMUN. Therefore,
their own policies in committee. For example, in large General experienced delegates need not read it all the way through.
Assembly committees, the speakers’ list can become quite long, However, these delegates should be aware that HNMUN
and a delegate may have to wait for an hour or more before is not alike in every respect to other MUN conferences in
it is his or her turn to speak. However, by using the rules which you may have participated. In particular, please note
governing yielded time, questions, and comments from the the following:
floor, a delegate can speak far more frequently. Knowledge of • Committees at HNMUN, with the exception of
the rules is an important tool to allow you to air your views the continual crisis committees, may pass only one
productively and efficiently. At conference, please do not resolution on each topic area. Because only one
hesitate to clarify issues of procedure and debate with the resolution can be passed, there is a much greater
committee staff through points of parliamentary inquiry. emphasis on compromise and cooperation at HNMUN
than at other MUN conferences.
Substantive Preparation • Many procedural rules at HNMUN may differ from
Once delegates understand the rules of committee, they those to which you are accustomed. You may want
should learn how to contribute substantively to the debate. to skim the rules, located at the back of the Guide to
Substantive preparation, the process by which delegates learn Delegate Preparation, to look for such variances so that
how their ideas can make a difference in the committee, is you are prepared for them in committee.
a three step process. First, delegates should research their • No prewritten working papers or draft resolutions
committee and its place in the UN system or in the international will be permitted at HNMUN. All written material
framework. By knowing the powers and duties of their introduced in a committee must be the product of work
committee, delegates can get a sense of what types of solution done at the conference itself.
will and will not be possible. Delegates should then master the • Resolutions at HNMUN do not have sponsors. Instead,
topics that their committee will discuss. Although the study draft resolutions require a certain number of signatories
guide provides a strong foundation of information on the to be shown to the Director and listed alphabetically at
topics, it is essential that delegates build on this foundation the top of the document before they are brought onto
with their own research. Each study guide contains a section the floor for debate. Following the Director’s approval,
detailing suggestions for further research to aid with this any delegate (whether or not that delegate is a signatory
process. Lastly, delegates should learn their country’s policy of the draft resolution) may move to introduce the
on the topics being addressed, so that they can represent draft resolution. Signing a draft resolution does not
their country strongly and accurately. This Guide to Delegate mean that you wrote it or that you support it; it means
Preparation will walk you through the research you should only that you believe it should be debated.

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• Because there are no sponsors, all amendments are or concurrent working papers. Working papers should help
considered unfriendly, requiring the majority vote of advance the committee’s work, not duplicate it. This means that
the committee to be integrated into the draft resolution once a variety of proposals and viewpoints are introduced, the
on the floor. Only non-substantive typographical committee should begin to formulate the working papers into
amendments may be made without a vote, at the comprehensive draft resolutions. Delegates should be aware
Moderator’s discretion. that working papers are not “mini-resolutions” in that they
• Amendments at HNMUN are substantive, not do not need to be in any specific format and do not need to
procedural motions. For detailed amendment cover all the issues raised in the “Questions a Resolution Must
procedures, please consult the Rules of Parliamentary Answer” portion of the study guide. For instance, a working
Procedure at the end of this guide. paper may consist of bullet points with compelling ideas that
• There are no Chairs at HNMUN. Instead, a Moderator the delegates wish for the committee to debate. Please note
and a Director jointly run each committee; the that no prewritten working papers are allowed at HNMUN.
Moderator oversees debate and is the enforcer of Additionally, ideas do not have to appear in working papers
procedure, while the Director prepares the study guide before they can become draft resolutions. That said, working
and is the substantive expert. papers do provide a very useful tool for getting the entire
• Debate at HNMUN adheres more closely to the committee’s feedback on specific ideas before presenting
study guide than it does at some other conferences. them as formal draft resolutions.
In particular, all draft resolutions must address the
Draft Resolutions
issues mentioned in the “Questions a Resolution Must
As in the real UN, the main vehicle of action at HNMUN
Answer” section of each study guide.
is the resolution, a formal document in which a committee
• Following a speech in formal debate, if no yields are
spells out the action to be taken in order to solve a particular
made, two comments are automatically in order. The
problem (please see the sample resolution included in this
possible yields are to questions, to another delegate,
guide). Each draft resolution should deal specifically with the
or to the chair. If a yield is made, no comments
topic area currently under discussion by the committee. The
are in order. Comments are never in order during a
following criteria must be met before a draft resolution can be
moderated caucus.
introduced to the committee:
THE PATH TO A RESOLUTION • It must adequately address the points set out in the
“Questions a Resolution Must Answer” section of the
Before we can discuss the specifics of the debate structure, study guide, as well as any other points that have been
it is important to note that the purpose of the debate, as raised in the course of debate.
stated in our philosophy, is to produce a comprehensive and • It must be well-written, concise, and free of grammatical
pragmatic solution to the topic embodied in a document and typographical errors.
called a resolution. If we are to understand the nuances of the • It must have the minimum number of signatories
debate, we must first grasp the path towards the resolution. as stipulated in the Rules of Procedure. HNMUN
The process for producing a resolution in a committee at documents do not have sponsors; instead, they have
HNMUN consists of two main written stages: the working signatories.
paper and the draft resolution. • It must be typed (for photocopying purposes).
Working Paper • It must receive the approval and signature of the
Working papers mainly serve as a point of reference Director. Directors have the discretion of suggesting
for discussion in committee by putting abstract ideas into a changes to a working paper or draft resolution, or
concrete, written form (please see the sample provided later in redirecting the submitters to cooperating with delegates
this guide). Working papers are usually short proposals on one with similar papers, prior to approving any documents.
or more aspects of the problem under discussion and serve as • It must be completely original work done at the
a way of breaking down an issue into manageable units. They conference; no prewritten draft resolutions will be
may contain signatories, listed alphabetically at the top of the allowed, and plagiarism will not be tolerated.
document. With the approval of the Director, working papers Because the committee can pass only one resolution on
are copied and distributed so that the committee’s delegates each topic at HNMUN, delegates should expect to be asked
can learn about the positions and interests of other delegates. to revise draft resolutions several times before they meet the
As the committee’s work progresses, new points and ideas Director’s standards. While the Director will not advocate a
should be compiled into new working papers. Amendments particular solution, it is his or her responsibility to ensure that
cannot be made to working papers. Subsequent working the committee has fulfilled its responsibilities and adequately
papers must contain ideas that do not appear on any previous addressed the entire topic before it can be introduced as a

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draft resolution. Our Directors are trained to be very selective Understanding the Mandate of the
in accepting draft resolutions, and delegates should not be Committee
surprised or offended if the dais staff sends a proposal for a
draft resolution back for revision before approving it. It is the The first place to look for information is the committee
committee’s responsibility to construct an effective resolution study guide. Each study guide includes a “History of the
to handle the situation at hand. When a draft resolution is Committee” section that gives background on the committee,
introduced, it is usually not ready for an immediate vote. its responsibilities, and some of its major achievements in the
Much debate, compromise, and revision are involved in the past. However, this section should be only the beginning of
formulation of a resolution that can be agreed upon by the one’s research.
committee. The next step should be to investigate the official mandate
of the committee. For most committees within the UN system,
Amendments this is easy: simply look at the UN Charter. The founding
The amendment process is used to improve draft document of the United Nations gives detailed descriptions
resolutions as the course of debate evolves to reflect concerns of the powers and responsibilities of the General Assembly,
that may not have been addressed in the original document. the Economic and Social Council, and the Security Council.
Amendments can greatly enhance the work of a committee. The websites of the committees of the General Assembly
A clear understanding of the rules of procedure is very and the commissions of the Economic and Social Council
important to the process of proposing, debating, and voting give more specific descriptions of the mandates assigned to
on an amendment. At HNMUN, all amendments must be them. Similarly, most non-UN international bodies have some
put to a substantive vote of the entire committee. There are sort of charter or treaty that describes how much power the
no friendly amendments, and all amendments are treated in body has.
the same way regardless of the effect they have on the draft Once delegates are aware of the committee’s mandate,
resolution in question. To introduce an amendment, delegates the next step is to understand what resources it has available
will need a number of signatories, as well as the approval of and how it will carry out decisions it makes; this will inform
the Director. If an amendment is passed by the body, it is the type of resolutions that can be written.
immediately incorporated into the text of the draft resolution One of the best ways of getting a sense of one’s
for the purposes of debate and voting. Please consult the committee is to look at some of its past actions. Looking at
Rules of Parliamentary Procedure at the end of this document some resolutions a committee has passed is indicative of the
for detailed directions on the introduction and debating of types of solutions it employs. What strategies and formats
amendments. are generally used by the committee to address international
Voting problems? Past resolutions can be accessed on the UN website
The final act in the discussion of a topic area is voting on as reference to the work that the committee has previously
the draft resolution(s) on the floor, as amended throughout done.
the course of debate. A resolution is passed when a majority
Researching the Topic Areas
of the committee votes in its favor, and only one resolution
may be passed for a topic area. By adopting a resolution, The committee study guides can serve as an excellent
the committee has agreed, by a majority, that this is the best starting point for delegate research. The study guides are
possible solution to the problem at hand. Discussion of the a result of extensive research and effort on the part of the
topic area is completed upon passage of a resolution. The Directors and are the foundation of substantive preparation
process is then repeated for the second topic area, time for each of the committees. While reading the study guide,
permitting. delegates should be conscious of the fact that they must act
as policy makers, analyzing and molding the information they
SUBSTANTIVE PREPARATION have received into solutions and resolutions. The study guide
This section addresses the preparation delegates can make updates will add supplementary information and new angles.
prior to arriving at the conference. Delegates who are new to Updates will be available on the website in early December.
MUN or HNMUN are encouraged to consult the Guide to While the study guide and updates will provide a
First Time Delegations, which provides an introduction to beginning for substantive preparation, it will be necessary
MUN and the events of the conference. The preparation tips and rewarding for delegates to do additional research.
outlined below will be most useful when combined with a Directors have included in their study guides a list of the
thorough examination of committee study guides and rules of most useful sources in learning about particular topic areas.
parliamentary procedure, as well as conduct of independent It is crucial that participants use these sources and more to
research. focus their preparation and increase the breadth and depth of

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their knowledge about the topics. Faculty advisors and head the actions and intentions of non-state actors that have been
delegates should introduce their students to any resources involved in the issue. In combination with the “Bloc Positions”
available in their academic communities to help them learn as and “Relevant Partners” sections of the study guide, this type
much as they can about the topics. of research will inform delegates of potential allies at the
Delegates are encouraged to focus particularly on what conference, with whom they could discuss solutions to the
new action they feel the committee can or should take. The problems posed by the topic areas.
section of the study guide entitled “Past UN Action” describes
some of the attempts taken by the international community Position Papers
in the past to solve the problem being discussed. Participants The position papers are the focus of the substantive
can use this and their own research as a starting point for preparation before the conference. The main purpose
possible solutions, but should remember that the reason this of the position paper is to help delegates to express their
topic is still being discussed is that the past solutions have country’s policy clearly and concisely. A strong position paper
not been entirely successful. As research proceeds, delegates will contribute to delegate performance in committee at
are encouraged to consider why solutions have not been conference.
successful and ponder ways of correcting the errors of past Each study guide has a section entitled “Position Papers”
attempts that are in line with the mandate of the committee. that provides guidelines on how to write these papers.
Coming into the committee with a solid grasp of what has and Conventionally, position papers begin with a brief history
has not worked in the past will allow the committee members of how a country has been affected by the topic. They then
to propose innovative ideas to address the problem. discuss any policies that the country has used to deal with
the topic in the past and describe the success or failure of
Researching Country Policy
those policies. Lastly, they state what the country believes the
It is crucial that delegates research their country’s policy best solution to the problem would be, within the limits of
on the two topic areas of each committee as well as the state’s what the particular committee can do. Position papers do not
political situation in a larger context. While it is understood typically exceed two double-spaced pages and should address
that some flexibility in positions is necessary to compromise both topic areas. Specific guidelines can be found in the study
and negotiate with other countries during debate, participants guide, as format and substantive content may differ depending
must maintain the assigned country’s policy as much as on the committee structure. Guidelines for submission are
possible. Directors will be enforcing this aspect of debate, emailed to Head Delegates and Faculty Advisors in January.
as it is crucial to the simulation and the overall international Position papers are due on 1 February 2011. A binder with a
education. copy of each position paper submitted will be available at the
HNMUN requires delegates to adopt the position of dais during the conference.
a specific country or character throughout the course of
the simulation. This is a key element of the “international” COMMITTEE INFORMATION
experience of MUN, as it forces delegates to examine the This section explains the differences between the various
perspectives, problems, and policies of another country at a types of committees offered at HNMUN and describes the
very fundamental level. It is also one of the most difficult staff that will be present in each committee.
aspects of MUN because delegates must confront the inherent
biases of their own national perspectives and historical Types of Committees at HNMUN 2011
understanding. While it may be difficult to find a published
account of a country’s position on a particular issue, it may be The differences between committees are not limited to
possible to contact the country’s delegation at the real UN to differences in mandates or responsibilities. A large committee,
continue research. Developing a better general understanding like a General Assembly committee, has different features than
of the country - cultural and religious beliefs, political systems, a small committee like the Security Council. Understanding the
UN voting history, and so forth - will allow committee idiosyncracies of the organ will enable delegates to contribute
members to construct a plausible position for each country more effectively to the debate in their committee.
on each of the topic areas when they are unable to find an General Assembly (GA)
explicit, published position by the country’s government. Four of the standard committees of the General Assembly
In addition to a country’s policies and cultural traits, it (the Disarmament and International Security Committee, the
is useful to research traditional allies of a country, other Social, Humanitarian and Cultural Committee, the Special
countries that affect the balance of power in the region, and Political and Decolonization Committee, and the Legal
states with which a delegate’s assigned country has been in Committee), together with the World Health Organization,
conflict in the past. Furthermore, delegates should consider the World Trade Organization, and the Historical General

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Assembly: 1992 comprise the General Assembly at HNMUN Council in the ECOSOC and the Special Political and
2011. All members of the United Nations will be represented Decolonization Committee in the GA.
in these committees, with the exception of the World Trade After other committees at the conference have chosen
Organization and the Historical General Assembly. their topic areas, NGO delegates will choose the committees
General Assembly committees range in size between 200- in which they would like to work. They are then introduced
300 delegates. The Disarmament and International Security to their committee of choice, at which time they become
Committee, the Social, Humanitarian and Cultural Committee, analogous to any other delegate in committee. They are
the Special Political and Decolonization Committee, the Legal subject to the same rules and courtesies, except for rules
Committee, and the World Health Organization will consist of governing voting power. Though NGO delegates cannot vote
double delegations, which means that two participants from on draft resolutions, they may caucus, negotiate, support draft
the same university will represent each country. The World resolutions, and write their own working papers in committees.
Trade Organization and the Historical General Assembly: In this sense, the NGO program is extraordinarily dynamic
1992 will consist of single delegations. and flexible—both in the way that delegates interact and in the
The Historical General Assembly differs from standard topics that delegates choose to undertake at the conference.
GA committees more in goals than in procedure; the study Delegates involved in the NGO program will have the unique
guide for this committee explains in detail how it will be run, opportunity to see a wide range of committees at HNMUN,
and how it will differ from a regular GA committee. and delegates in other committees should take advantage of
the resources and insights offered by the NGO delegates
Economic and Social Council (ECOSOC)
participating in their debates.
The committees of the Economic and Social Council
consist of the UN Human Rights Council, the UN Regional Bodies
Educational, Scientific, and Culture Organization, the UN The Regional Bodies are the African Union, the European
Commission on Narcotic Drugs, the UN High Commission Union, the Shanghai Cooperation Organization, and the
on Refugees, and the International Monetary Fund. These North Atlantic Treaty Organization. These committees will
committees range in size from 24 to over 50 member states, have a delegate size ranging from 25-55 member states. The
depending on their membership. The UN Human Rights European Union will consist of double delegations, while the
Council and the UN High Commission Refugees will consist remaining Regional Bodies will consist of single delegations.
of double delegations, while the UN Educational, Scientific, While most committees at HNMUN include countries
and Cultural Organization, the UN Commission on Narcotic from every region of the world, each Regional Body only
Drugs, and the International Monetary Fund will consist of includes the countries of its region, and thus focuses on issues
single delegations. important to that particular region. The Regional Bodies are
Economic and Social Council committees specialize in often not part of the United Nations system; nevertheless,
a wide range of international issues, from humanitarian to they are procedurally identical to other HNMUN committees.
economic in nature. Economic and Social Council committees They are similar to the Economic and Social Council
will call on delegates to occasionally respond to crises as they committees in the style of debate and the way in which they
emerge, in addition to resolving the topics on their respective address the topics. Like the Economic and Social Council
agendas. committees, all Regional Bodies may have crises at some point
during committee sessions.
Non-Governmental Organizations (NGO)
Program Specialized Agencies (SA)
The NGO Program at HNMUN is an innovative Besides the Continual Crisis simulations, the Specialized
arrangement, under the Economic and Social Council, Agencies comprise the Security Council, the Historical
that provides its delegates with the opportunity to debate Security Council: 1967, the Futuristic Security Council: 2030,
multiple topic areas in various committees, while greatly and the Truth and Reconciliation Commission. The present
enriching those committees’ discussions. Each delegate and historical Security Council simulations will follow a
in the NGO Program will represent an assigned NGO at modified version of the rules of procedure that gives the five
the conference, and will have the freedom to travel and permanent members (China, France, the United Kingdom,
represent their organization in one or more committees the United States, and the Russian Federation or USSR) a
whose debate directly relates to the mission of their veto in substantive voting. The Truth and Reconciliation
respective NGO. The Amnesty International delegate in Commission will follow special rules of procedure particular
the NGO Program, for example, may present or debate to their committee format.
issues in committees as diverse as the UN Human Rights The small size of these committees means that debate
will be much more informal; there will be a much greater

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emphasis on intimate negotiations between delegates to as political maneuvers. The possibilities are virtually endless;
hammer out the details of resolutions, in both moderated and continual crisis leaves the delegates free reign to steer the
unmoderated caucuses. All Security Council simulations will course of history. In these committees, the Directors play a
have a crisis break at some point during the weekend. role similar to those of the delegates, embodying the leader
of the cabinet.
Continual Crisis Committees
Unlike traditional committees, continual crises do not
The Continual Crisis committees span a wide array of
operate by the Rules of Procedure. Instead of a speakers’
forums, time periods, and topics, including: the Ad-Hoc
list, most of debate will be conducted through modified
Committee, the KGB Committee for State Security, the Taipei
caucuses, allowing for a free flow of ideas and efficient
Convention of 2025, the South African State Security Council,
progress. Voting on decisions and other actions taken by
and the Mexican-American War of 1844. The Ad-Hoc
the committee is conducted by the Director, but he or
committee’s nature will remain strictly confidential in nature
she will be granted greater discretion than in a traditional
until conference and will require delegates to improvise quickly
committee; although the Director entrusts his or her
and effectively. The Committee for State Security will discuss
cabinet with making decisions in his or her name, he or
the Soviet War in Afghanistan and the expansion of socialism
she holds ultimate veto power over all actions of the
abroad. The Taipei Convention of 2025 will examine the issue
committee. Specific rules are stated in each study guide
of Taiwanese independence. The South African State Security
and are at the discretion of the Director.
Council will discuss matters regarding apartheid and regional
Perhaps the most important divergence of continual
crises. The Junta Extraordinaria del Gabinete Mexicano will
crisis committees from their traditional counterparts is the
be run entirely in Spanish. Finally, the Mexican-American War
role of the crisis staff. In addition to voicing concerns verbally
of 1844 will pit the Mexican Cabinet (to be run entirely in
in the committee room, individual delegates can also conduct
Spanish) and the American Cabinet against each other in a
private affairs through liaisons in the crisis room, generating
struggle over Texan sovereignty.
a new and exciting dimension of the crisis. Each delegate has
Instead of debating two distinct topic areas laid out in
a great deal of agency, and each is responsible for exercising
advance in the study guide, these committees will focus on
this power through communication with the crisis staff and
a particular political, social, or military crisis, reacting to its
with the other delegates.
twists and turns throughout the committee session. Each
continual crisis committee has a crisis staff in addition to its Committees set in a different time period
dais staff, coordinating events to respond to the decisions The Historical Security Council: 1967, the Futuristic
delegates make and constantly throwing twists and turns at Security Council: 2030, the KGB Committee for State Security,
the committee. the Taipei Convention of 2025, and the Joint Cabinet Crisis:
Delegates in continual crisis committees represent Mexican-American War of 1844 (consisting of the Mexican
characters instead of countries, by taking on the personas Cabinet and the American Cabinet) are set at the time period
of historical figures, military heroes, or cabinet members. given in the study guide and on the first day of committee.
Representing an individual differs greatly from representing a Delegates will not be allowed to use or to reference any events
delegate to the United Nations; for instance, if one’s character that happened or information that was gathered after the date
is a real person, it is crucial to research his or her perspective in which the committee is set. Anachronistic references will
on the conflict as one would research a state’s policy. Our destroy the historical accuracy of the simulation and detract
continual crisis staff will provide delegates with a preliminary from the enjoyment and overall experience of all delegates.
biography outlining the character’s role in the cabinet and
Committees set in a language other than
his or her views and tendencies, but participants will greatly
English
benefit from gathering as many personal details as they can.
For the second year, HNMUN is proud to offer a
This information will not only guide delegates through their
committee set in a language other than English. The Mexican
debate but also add personality and flair to the experience. If
Cabinet of the JCC: Mexican-American War of 1844 will be
the assigned character is fictional or only loosely based on a
conducted entirely in Spanish as a continual crisis committee.
real figure, delegates have the unique and fun opportunity to
Delegates in this committee should maintain a high level of
develop their own personality within the guidelines provided
proficiency in the language.
by their biography.
Continual crisis committees do not pass resolutions;
depending on the committee, they can issue communiqués,
press releases, statements, decisions, and military commands,
to name only a few. In a militarily-oriented committee, for
example, delegates will discuss tactical and strategic as well

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Guide to Delegate Preparation and Rules of Parliamentary Procedure

THE SUBSTANTIVE COMMITTEE STAFF understanding of the rules of procedure, and it is his or her
responsibility to facilitate the committee’s work by ensuring
The staff of Harvard National Model United Nations that the sessions run smoothly. However, the Director retains
have distinct roles and responsibilities at conference. Delegates the ultimate power to rule any motions dilatory. In some
may find that the substantive staff at HNMUN takes on a smaller committees, the moderator may also field some of
more active role than what they have been accustomed to at the substantive issues that Directors typically handle. Under
other Model United Nations conferences. The primary job certain extreme situations, the Moderator is allowed to
of the staff is to work with the delegates in achieving the suspend certain rules of procedure to streamline debate. Any
goals of the committee in particular and the conference as questions about procedural issues should be raised with the
a whole. The staff of each committee includes a Director, Moderator.
a Moderator, and Assistant Directors. At HNMUN, the
Director is the substantive expert, and the Moderator is the Assistant Directors
procedural expert; together, they share the duties of running Before the conference, the Assistant Directors prepare the
the committee, rather than being coordinated by only one updates to the committee study guide. During the simulation,
committee “chair.” their job is to aid the Director by answering delegates’
questions, monitoring blocs during caucus, and by providing
Directors ‘sounding boards for delegate ideas, solutions, and concerns.
The committee Director is the substantive expert of If the committee is producing a large amount of paperwork
the committee. At HNMUN, the Directors choose their at some point in the course of debate, Directors will rely
committees’ topic areas, prepare the study guides, and do on the Assistant Directors to work directly with delegates
extensive amounts of other pre-conference substantive on preparing and suggesting revisions to draft resolutions.
preparation. The Director oversees submission of all The Assistant Directors also help keep track of the Speakers’
documents to be discussed. All draft resolutions and List, votes, and other procedural matters. Delegates should
amendments in committee must be approved and signed by feel free to approach the Assistant Directors at any time
the Director to be presented to the committee as a whole. with questions about the substance or procedure of the
Before accepting working papers and draft resolutions, the committee.
Director is allowed to suggest changes if he or she feels
that the “Questions a Resolution Must Answer” (QARMAs) AWARDS
are not sufficiently addressed or if it is similar in content
to other submissions. Please note that the Director may The ultimate goal of being a delegate at HNMUN is
not approve of all written submissions and may suggest to come away with a better understanding of the problems
appropriate changes before accepting any draft documents. facing the world today and how these problems can be solved.
Another important role of the Director is to oversee debate. Though awards are certainly not the focus of the simulation,
As the substantive leader of the committee, the Director also we do feel that certain delegates deserve to be singled out
has the discretion to rule on all points and motions brought for exceptional diplomatic work in committee. Committee
before the committee. The Director may periodically comment awards will be given at HNMUN 2011 in recognition of
on the direction of debate and suggest alternative courses of superior performances by country delegations; should two
action. Committees sometimes overlook important issues delegates jointly represent a specific country in a given
within a topic area, and Directors are encouraged to bring committee, the awards will be given to both delegates, based
these to the attention of the delegates. As for committees on an evaluation of their overall, combined performance.
with crises, the direction of crises is determined entirely Keep in mind that awards are not given based on a point
by the course of debate. Statements made by Directors are system, or based on which delegates write the resolution
not meant to steer debate along a predetermined crisis plan, that gets the most votes; rather, awards are decided by
although Directors are encouraged to guide delegates when the committee staff based on a holistic view of delegates’
debate appears to have strayed from the topic at hand. Any performance in all aspects throughout the course of the
questions about substantive issues should be raised with the weekend. The following are some of the criteria that are
Director. used in evaluating delegates:
•Attendance at all committee sessions and adherence to
Moderators the official conference and hotel policies;
The Moderator performs the procedural role for which • Quality of position papers;
the traditional “chair” at other MUN conferences would be • Active participation in the process of working paper,
responsible. While the Director is the substantive expert, the resolution, and amendment writing;
Moderator is the procedural expert who runs the committee • Contribution of innovative and pragmatic ideas to
when it is in formal session. The Moderator has a full substantive debate, both orally and in written form;

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Guide to Delegate Preparation and Rules of Parliamentary Procedure

• Exhibition of a desire to compromise, while adhering to of the members are present. To conduct substantive votes,
a country’s policies and interests; such as those on resolutions or amendments, a majority of
• Demonstration of co-operation with other delegates the members must be present.
in the process of working paper, draft resolution and Points: There are three types of points at HNMUN. A
amendment writing, merging, and substantive debate; delegate may rise to a Point of Personal Privilege. Although
• Ability to work with and get along with other delegates; they are in order at any time (a delegate may rise to this
• Exhibition of an in-depth understanding and research point even during a speech), delegates should use caution
of the intricacies of the topic area. when employing this point; it should only be used when
• Skill and effectiveness in caucusing, amendment and a delegate experiences extreme discomfort which may
resolution writing, and debate. prevent him or her from engaging in worthwhile debate
Awards will also be given to the schools whose delegates (for example, if the delegate can not hear the speech being
best exemplify the above qualities. In determining these given). A delegate may also rise to a Point of Order. Used
delegation awards, we will take into account both the sheer to call attention to an instance of improper parliamentary
number of individual awards won by a delegation as well as procedure, this point is in order only when the floor is
the ratio of awards won to the size of the delegation. open, unless it interrupts a speech that is itself out of order.
Finally, a delegate may rise to a Point of Parliamentary
RULES OF PARLIAMENTARY Inquiry. This point is used when a delegate is unclear about
PROCEDURE a specific aspect of parliamentary procedure and is usually
phrased as a question. It is not, however, used to obtain
substantive information about a topic and may only be
Introduction raised when the floor is open.
HNMUN strives to simulate the actual procedural process Procedural versus Substantive Motions: A motion is
of the United Nations and has thus adopted a series of rules procedural when it concerns the application of these Rules
with which to conduct debate. The Rules of Parliamentary of Parliamentary Procedure. No abstentions are allowed
Procedure that we use at HNMUN are a synthesis of when voting on such motions; all members of the committee
parliamentary rules from a variety of sources. Do not be must vote, including accredited observers and non-member
discouraged by their length or complexity. Learning the rules states. A motion is substantive if it concerns the passage of
is like mastering a new language – at first it is a bit confusing, the content of a draft resolution or amendment. Abstentions
but after a little practice you learn how to function in the new are allowed and only members with voting power are allowed
environment. to vote.
The rules found in the Conference Handbook supersede The Rules of Parliamentary Procedure are divided into
all previous versions, including those provided to you in the several sections, described below:
Study Guides and Guide to Delegate Preparation before “General Rules” includes rules that govern who is entitled
conference. In reading over and studying the rules, your to participate in committees, how delegates will interact with
goal should be to know the rules so well that you can focus the staff of the conference, and under what circumstances
on substantive issues and not be distracted or confused by and in what ways committee sessions may be held.
the procedural aspects of the committee sessions. Often, “Rules Governing Debate” includes rules that establish
parliamentary procedure can be employed as a means of how formal debate runs, how the agenda is set, how debate is
diplomatic maneuvering. After you become sufficiently adept closed, and how caucuses work.
at parliamentary procedure, you can use the Rules to your “Rules Governing Speeches” includes rules on the
advantage. speakers’ list, speeches, yields, comments, and rights of reply.
Some aspects of parliamentary procedure are often “Rules Governing Points” describes the points that can be
misunderstood. They include: made during committee session.
Precedece: Precedence is the hierarchy established “Rules Governing the Path to a Resolution” includes rules
between different motions. Thus, after a Moderator recognizes on working papers, resolutions, and amendments.
a motion from the floor, he or she may ask if there are any “Rules Governing Voting” describe how procedural votes
other motions on the floor. If, for example, another delegate will be taken and how voting procedure will be conducted.
makes a different motion, the Moderator will act on the If you are still unclear about the Rules of Procedure, the
motion of higher precedence first. committee staff will be able to explain any ambiguities or
Quorum: A quorum is the minimum number of delegates answer any questions.
who must be present for the committee to conduct business.
Unless challenged and shown to be absent, a director may
permit debate when he or she feels that at least one-quarter

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Guide to Delegate Preparation and Rules of Parliamentary Procedure

General Rules procedural points, and ensure and enforce the observance
of these rules. The Moderator may temporarily transfer
RULE #1 - SCOPE: These rules for the General his or her duties to another member of the committee
Assembly, the Economic and Social Council, the Regional staff. If the committee does not have an appointed
Bodies, and the Security Council simulations are self- Moderator, the Director will assume the responsibilities
sufficient, except for modifications provided by the of the Moderator. Committee staff members may also
Secretariat, and will be considered adopted in advance of advise delegates on the possible course of debate. The
session. No other rules of procedure are applicable. If the Director may interrupt committee proceedings to allow
Director provides alternate rules based on the nature of for a presentation, guest speaker, or expert witness.
the committee, those rules will always take precedence over Additionally, the Director or Moderator may allow an
these in the event of a conflict. NGO delegate to speak upon being introducted to
the committee. Ruling on all motions is subject to the
RULE #2 - LANGUAGE: English will be the official and discretion of the committee staff. In the exercise of these
working language of the conference. The only exception to functions, the committee staff will be at all times subject
this rule are explicitly designated special language committees. to these rules and responsible to the Secretary-General.
The Director’s decision on this matter will not be subject to
appeal. RULE #8 - APPEAL: Any decision of the Moderator
or Director, with the exception of those matters that are
RULE #3 - DELEGATIONS: Each member will be explicitly stated to be unappealable, may be appealed by
represented by one or two delegates and one vote on each a delegate. Appeals only refer to procedural motions, not
committee. Observer states are considered non-members (see substantive decisions. A motion to appeal must be made
Rule #5). immediately after the decision of the committee staff is
made. The delegate will be recognized for thirty seconds
RULE #4 - CREDENTIALS: The credentials of to explain his motion and there will be no further debate
all delegations have been accepted upon registration. on this matter. The Moderator or Director may speak
A credential is defined as the permission granted to a briefly in defense of the ruling. The appeal will then
delegate or delegates to represent a particular country in a be put to a vote, and the decision of the dais will stand
particular committee. Actions relating to the modification unless overruled by two-thirds of the total membership.
of rights, privileges, or credentials of any member may not A “No” vote on the appeal indicates support of the dais’
be initiated without the consent of the Secretary-General. ruling; a “Yes” vote indicates opposition to that ruling.
Any representative to whose admission a member objects The following rules may never be appealed by a delegate:
will provisionally be seated with the same rights as other a. Director’s approval of a draft resolution or amendment
representatives, pending a decision from the committee (Rule #30 and #32).
staff. b. Moderator’s decision to rule a moderated or
unmoderated caucus out of order (Rule #14 and #15).
RULE #5 - PARTICIPATION OF NON-MEMBERS: c. Moderator’s decision to end an unmoderated caucus
Representatives of Accredited Observers and of Non- early (Rule #14).
Member States will have the same rights as those of full d. Moderator’s decision to rule a motion for suspension
members, except that they may not vote on any substantive or adjournment out of order (Rule #17).
issues. Representatives of Non-Governmental Organizations e. Moderator’s decision to refuse a right of reply (Rule
will also have the same rights as those of full members, except #24).
that they may not vote on any issues, both procedural and f. Moderator’s decision to refuse Clarificatory Points on a
substantive. draft resolution (Rule #31).
g. Moderator’s decision to rule a motion for a roll call
RULE #6 - STATEMENTS BY THE SECRETARIAT: vote out of order (Rule #37).
The Secretary-General or a member of the Secretariat or
Executive staff may at any time make either written or oral RULE #9 - QUORUM: The Director may declare a
statements to the committee. committee open and permit debate to proceed when at
least one-quarter of the members of the committee are
RULE #7 - POWERS OF THE COMMITTEE present. A member of the committee is a representative
STAFF: The Moderator of the committee will declare the who is officially registered with the United Nations in
opening and closing of each meeting. The Moderator will that committee or with the given body. The presence
accord the right to speak, announce decisions, rule on of a majority of the members will be required for any

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Guide to Delegate Preparation and Rules of Parliamentary Procedure

substantive vote. A quorum will be assumed to be present • After debate is closed and voting procedures on the
unless specifically challenged and shown to be absent. A first topic area are concluded, debate will automatically
roll call is never required to determine the presence of a begin on the second topic area; no motion is necessary.
quorum. • The Secretary-General or a representative may call
upon a committee to table debate on the current topic
RULE #10 - COURTESY: Delegates will show courtesy area so that a more urgent matter may be attended
and respect to the committee staff and to other delegates. No to immediately. A delegate may then motion to table
talking is allowed in the committee room, except during an debate for a more urgent matter. After a resolution
unmoderated caucus or when recognized by the dais staff. has been passed on the new topic, the committee will
The Moderator will immediately call to order any delegate return to debate on the tabled topic. If all resolutions
who fails to comply with this rule. on the new topic fail, the committee may return to
debate on the tabled topic area only at the discretion of
RULE #11 - ELECTRONICS: No use of electronic the committee Director.
devices by delegates is allowed in the committee room
during formal debate or moderated caucusing. These RULE #13 - DEBATE: After the agenda has been
devices include, but are not limited to: laptops, tablets, determined, one continuously open Speakers’ List will be
and smartphones. Electronics may be used outside the established for the purpose of general debate. This Speakers’
committee room, while caucusing, or in the Computer List will be followed for all debate on the topic area, except
Labs. Only laptops may be used in the committee room when interrupted by procedural motions, discussion of
during unmoderated caucusing. amendments, or the introduction of a draft resolution.
Speakers may speak generally on the topic area being
Rules Governing Debate considered and may address any working paper or draft
resolution currently on the floor. Delegates may not refer
RULE #12 - AGENDA: The first order of business for to any working paper, draft resolution, or amendment that
the Committee will be the consideration of the agenda. has not yet been introduced to the committee. An open floor
• A motion should be made once the committee has come denotes that the committee is in formal debate.
to order to put a topic area first on the agenda.
• The only topic areas that may be proposed for the RULE #14 - UNMODERATED CAUCUS: A motion for
agenda are those listed in the preparation materials. an unmoderated caucus is in order at any time when the floor
The Director may modify these topic areas at his or her is open, prior to closure of debate. Unmoderated caucuses are
discretion. If a committee only has one topic area, the not allowed during setting the agenda. The delegate making
agenda is automatically set to this topic area. the motion must specify a time limit for the caucus, but is not
• A “for-against” Speakers’ List with no comments will required to specify a purpose for the caucus. A majority of
be established to debate the motion. Speakers “for” members is required for passage. The Moderator may rule the
will speak in support of the topic area suggested; motion dilatory and may end the unmoderated caucus early,
speakers “against” will speak in favor of the and these decisions are not subject to appeal.
other topic area. During this time, no motions for
moderated or unmoderated caucuses will be in order. RULE #15 - MODERATED CAUCUS: The purpose
• A motion to close debate on setting the agenda will of the moderated caucus is to facilitate substantive debate at
be in order after the committee has heard at least two critical junctures in the discussion. Moderated caucuses are not
speakers for the motion and at least two against the allowed during setting the agenda. In a moderated caucus, the
motion. In accordance with the normal procedure Moderator will temporarily depart from the Speakers’ List and
described in Rule #16, the Moderator will recognize two call on delegates to speak at his or her discretion. A motion
speakers against the motion to close debate, and a vote for a moderated caucus is in order at any time when the floor
of two-thirds is required for closure of debate on the is open, prior to closure of debate. The delegate making the
agenda. If the Speakers’ List on setting the agenda is motion must briefly explain its purpose and specify a time
exhausted, debate will automatically be closed even if a limit for the caucus as well as the time limit per speech. A
motion to close debate would not normally be in order. majority of members is required for passage. No motions are
• When debate is closed, the committee will move in order during a moderated caucus. If no delegate wishes to
to an immediate vote on the motion. A simple speak during a moderated caucus, the caucus shall immediately
majority is required for passage. If the motion fails, end. The Moderator may end a moderated caucus early at his
the other topic area will automatically be placed or her discretion. The Moderator may also rule the motion
first on the agenda. dilatory, and this decision is subject to appeal.

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Guide to Delegate Preparation and Rules of Parliamentary Procedure

needed for procedural motions and debate on amendments.


RULE #16 - CLOSURE OF DEBATE: When the A country may add its name to a Speakers’ List by submitting
floor is open, a delegate may move to close debate on the a request in writing to the dais, provided that the nation is
substantive or procedural matter under discussion. Delegates not already on the Speakers’ List, and may remove its name
may move to close debate on the general topic, debate on from the Speakers’ List by submitting a request in writing to
the agenda, or debate on an amendment. The Moderator the dais. At any time, a Moderator may call for members that
may rule such a motion dilatory. When closure of debate is wish to be added to the Speakers’ List. The names of the next
moved, the Moderator may recognize two speakers against the several countries to speak will always be posted or announced
motion. No speaker in favor of the motion will be recognized. for the convenience of the committee. A Speakers’ List for
Closure of debate requires the support of two-thirds of the second topic area will not be opened until the committee
the committee. If the committee is in favor of closure of has proceeded to that topic. A motion to close any Speakers’
debate, the Moderator will declare the closure of the debate List is never in order. If the Speakers’ List is exhausted and
and move the committee to immediate voting procedure. If there are no more points or motions, debate is automatically
a given Speakers’ List is exhausted, debate will automatically closed.
be closed.
RULE #20 - SPEECHES: No delegate may address a
RULE #17 - SUSPENSION OR ADJOURNMENT session without having previously obtained the permission of
OF THE MEETING: Whenever the floor is open, a delegate the Moderator. The dais may call a speaker to order if his or
may move for the suspension of the meeting (suspending her remarks are not relevant to the subject under discussion
all committee functions until the next meeting), or for the or are offensive to committee members or staff. Speeches
adjournment of the meeting (suspending all committee must be made in the third person and no delegate may directly
functions for the duration of the conference). The Moderator address another delegation. When a delegate exceeds the
may rule such motions out of order; these decisions will not allotted time decided for speeches as described in Rule 19, the
be subject to appeal. When in order, these motions are not Moderator may call the speaker to order.
debatable, but will be immediately put to a vote barring any
motions taking precedence and they require a majority to pass. RULE #21 - ABSENCE: Delegates who are absent from
A motion to adjourn will be out of order prior to the lapse of committee when recognized by the dais forfeit their time. The
three-quarters of the time allotted for the last meeting of the Moderator shall continue with debate.
committee.
RULE #22 - YIELDS: After being recognized from the
RULE #18 - POSTPONEMENT AND RESUMPTION Speakers’ List, a delegate may yield any or all of his or her time
OF DEBATE (TABLING): Whenever the floor is open, a in one of three ways: to another delegate, to questions, or to the
delegate may move for the postponement of debate on a draft dais. Please note that only one yield is allowed. A delegate must
resolution or amendment currently on the floor. The motion, declare any yield at the conclusion of his or her speech.
otherwise known as “tabling,” will require a two-thirds vote • Yield to another delegate: The speaker’s remaining time
to pass and will be debatable to the extent of two speakers will be offered to that delegate. If the delegate accepts the
in favor and two opposed. No debate or action, including yield, the Moderator shall recognize the delegate for the
voting, will be allowed on any draft resolution or amendment remaining time. The delegate may not make any further
on which debate has been postponed. A motion to resume yields. To turn the floor over to a co-delegate of the same
debate on a draft resolution or amendment on which debate member state is not considered a yield.
has been postponed will require a majority to pass and will • Yield to questions: Questioners will be selected by the
be debatable to the extent of two speakers in favor and two Moderator and limited to one question each, which will
opposed. Resumption of debate will cancel the effects of be limited to thirty seconds. Follow-up questions will not
postponement of debate. be allowed. The Moderator will have the right to call to
order any delegate whose question is, in the opinion of
Rules Governing Speeches the Moderator, rhetorical, leading, or not designed to elicit
information. Only the speaker’s answers to questions will
RULE #19 - SPEAKERS’ LISTS: The Committee will be deducted from the speaker’s remaining time.
have an open Speakers’ List for the topic area being discussed • Yield to the dais: Such a yield should be made if the
(see Rule #13). The Moderator will either set a speaker’s time delegate does not wish his or her speech to be subject to
or entertain motions to set a speaking time. Motions to change comments (Rule 23). The Moderator will then move to the
the speaking time will be entertained in the order in which they next speaker.
are introduced. Separate Speakers’ Lists will be established as

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RULE #23 - COMMENTS: If a speech from a Speakers’ resolution format. Working papers require the approval
List ends with no yields, the Moderator may recognize delegates, of the Director to be copied and distributed, and may
other than the initial speaker, to comment for thirty seconds contain signatories of contributors. Once distributed,
each on the specific content of the speech just completed. The delegates may begin to refer to that working paper by
Moderator may rule a comment out of order if it is irrelevant or its designated number, but otherwise, debate proceeds
does not pertain directly to the preceding speech. Commenters normally on the topic. There is no formal introduction
may not yield. No comments will be in order during debate on of working papers; they are considered introduced as
procedural motions, amendment discussion, or in moderated soon as they are distributed. There are no votes for the
caucuses. A maximum of two comments will be taken on any approval of working papers.
speech.
RULE #29 - SIGNATORIES FOR DRAFT
RULE #24 - RIGHT OF REPLY: A delegate whose RESOLUTIONS: A motion to introduce a draft
personal or national integrity has been impugned by another resolution (see rule #30) will be in order when it receives
delegate may submit a request for a Right of Reply only in writing the approval of the Director and is signed by 25 members
to the committee staff. The Moderator’s decision whether to in the General Assembly, 15 members in the Economic
grant the Right of Reply is unappealable, and a delegate granted and Social Council and the Regional Bodies committees
a Right of Reply will address the committee at the request of the with greater than 40 member states, 8 members in the
Moderator for thirty seconds. Economic and Social Council and the Regional Bodies
committees with less than or equal to 40 member states,
Rules Governing Points or 4 members in Security Council simulations. The final
number of signatories required for each committee will
RULE #25 - POINTS OF PERSONAL PRIVILEGE: be publicized at the beginning of the conference, as it is
Whenever a delegate experiences personal discomfort which contingent on the eventual size of the committee. Signing
impairs his or her ability to participate in the proceedings, he or a draft resolution need not indicate support of the draft
she may rise to a Point of Personal Privilege. A Point of Personal resolution. Signing a draft resolution only indicates a desire
Privilege may interrupt a speaker only if the speaker is inaudible for the draft resolution to be discussed in committee. The
and delegates should use this power with the utmost discretion. signatory has no further obligations. A delegate may be
a signatory on more than one resolution. There are no
RULE #26 - POINTS OF ORDER: During the discussion official sponsors or authors of draft resolutions.
of any matter, a delegate may rise to a Point of Order to indicate
an instance of improper parliamentary procedure. The Point of RULE #30 - INTRODUCTION OF DRAFT
Order will be immediately decided by the Moderator in accordance RESOLUTIONS: Once a draft resolution has the
with these rules of procedure. The Moderator may rule out of requisite number of signatories, has been approved by
order those points which are improper. A representative rising to the Director, and has been distributed, a delegate may
a Point of Order may not speak on the substance of the matter move to introduce the draft resolution. A procedural vote
under discussion. A Point of Order may not interrupt a speaker. is then taken to determine whether the resolution shall
be introduced. Should the motion receive the simple
RULE #27 - POINTS OF PARLIAMENTARY INQUIRY: majority required to pass, the draft resolution shall be
When the floor is open, a delegate may rise to a Point of considered introduced and on the floor. More than one
Parliamentary Inquiry to ask the Moderator a question regarding draft resolution may be on the floor at any one time, but
the rules of procedure. A Point of Parliamentary Inquiry may at most one draft resolution may be passed per topic area.
never interrupt a speaker. Delegates with substantive questions A draft resolution will remain on the floor until debate
should not rise to this point, but should rather approach the on that specific draft resolution is postponed or a draft
committee staff during caucus or send a note to the dais. resolution on that topic area has been passed. Debate
on draft resolutions proceeds according to the general
Rules Governing the Path to a Speakers’ List on the topic area, and delegates may then
Resolution begin to refer to that draft resolution by its designated
number. No delegate may refer to a draft resolution until
RULE #28 - WORKING PAPERS: Delegates may it is formally introduced.
propose working papers for committee consideration.
Working papers aid discussion of draft resolutions RULE #31 - CLARIFICATORY POINTS ON
through formalizing (in written form) ideas expressed RESOLUTIONS: At the Moderator’s discretion, he or
in the committee. Working papers need not be in draft she may recognize a delegate or group of delegates rising

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to answer clarificatory points on an introduced draft • When debate is closed on the amendment, the
resolution, or the Moderator may answer these points committee will move to an immediate substantive
him or herself. These points are non-substantive and vote on whether or not to adopt the amendment.
typically refer to typographical errors or mistakes in the Votes on amendments are substantive. If this
punctuation and spelling of the document in question. vote receives the simple majority required, the
The Moderator’s decision on this matter is not subject amendment will be considered part of the draft
to appeal. Any substantive points will be ruled out of resolution. After the vote, debate will resume
order during this period, and the Moderator may end this according to the general Speakers’ List on the topic.
“clarificatory question-answer period” for any reason,
including time constraints. Rules Governing Voting
RULE #32 - AMENDMENTS: Delegates may amend RULE #33 - PROCEDURAL VOTING: All voting
any draft resolution which has been introduced. Only is considered procedural with the exception of voting
one amendment may be introduced at any given time. on draft resolutions and amendments. Delegates must
The motion to introduce an amendment is considered a vote on all procedural motions, and no abstentions are
procedural motion, and the final vote on the amendment allowed. A motion that requires a simple majority needs
is a substantive vote. An amendment must have the more affirmative than negative votes to pass. A motion
approval of the Director and be signed by 12 members in that requires two-thirds to pass requires exactly or more
the General Assembly, 10 members in the Economic and than two-thirds of the votes to be affirmative. In Security
Social Council and the Regional Bodies committees with Council simulations, a procedural motion requires nine
greater than 40 member states, 6 members in the Economic votes to pass. If there is an insufficient number of speakers
and Social Council and the Regional Bodies committees for/against a motion, the motion will automatically fail/
with less than or equal to 40 member states, or 3 members pass.
in Security Council simulations. The final numbers for
required signatures will be posted at the beginning of the RULE #34 - SUBSTANTIVE VOTING: The only
conference, as they are contingent on the eventual size of substantive voting will be voting on draft resolutions and
the committee. Amendments are numbered in the order amendments. All other votes will be procedural votes.
in which they are introduced. Since there are no friendly After debate has been closed on the general topic area,
amendments, all amendments must be voted on by the the committee will move into final voting procedures
entire committee to be included in the draft resolution. and the chambers are then sealed. At that point, only the
Amendments to amendments are out of order; however, following points and motions will be entertained: Division
an amended part of a resolution may be further amended of the Question, Reordering Draft Resolutions, Motion
at a later time. Like draft resolutions, there are no official for a Roll Call Vote, Point of Personal Privilege, Point
sponsors of amendments. Preambulatory phrases may of Parliamentary Inquiry, and Point of Order. If there
also be amended. are no such motions, the committee will vote on all draft
• A motion to introduce an approved amendment may resolutions. For substantive voting, each country will have
be made when the floor is open. Amendments do one vote. Each vote may be a “Yes,” “No,” or “Abstain.”
not need to be introduced in the order in which Members who abstain from voting are considered as not
they are received. If the motion receives the simple voting. All matters will be voted upon using placards by
majority required to pass, the Moderator will read default, except if a motion for a roll call vote is accepted.
the amendment aloud, time permitting. General A simple majority requires “Yes” votes from more than
debate on the topic area will be suspended, and a half the members voting, as in more affirmative votes
Speakers’ List will be established for and against the than negative votes. Once any resolution has been passed,
amendment. the voting procedure is closed, as only one resolution may
• A motion to close debate will be in order after be passed on a topic area. In Security Council simulations,
the committee has heard at least two speakers a substantive vote requires nine votes to pass, and the
for the amendment and at least two against or if five permanent members of the United Nations have the
the Speaker’s List has been exhausted. Otherwise, power to veto any substantive vote. In the North Atlantic
following the normal procedure of Rule 15, the Treaty Organization, any member has the power to veto
Moderator will recognize at most two speakers any substantive vote.
against the motion to close debate on the
amendment, and a vote of two-thirds is required for RULE #35 - DIVISION OF THE QUESTION: After
closure. debate on any topic has been closed, a delegate may move

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that the operative parts of a draft resolution be voted • In a roll call vote, the Moderator will call countries
on separately. Preambulatory clauses and sub-operative in alphabetical order starting with a selected
clauses may not be removed by division of the question. member.
• The motion can be debated to the extent of at most • In the first sequence, delegates may vote “Yes,”
two speakers for and two against, to be followed by “No,” “Abstain,” or “Pass.” A delegate may request
an immediate procedural vote on that motion. the right to explain his/her vote only when the
• If the motion receives the simple majority required delegate is voting against the policy of his/her
to pass, the Moderator will take motions on how to country; such a vote is termed “with Rights.” The
divide the question and prioritize them from most delegate may only explain an affirmative or negative
severe to least severe. vote, not an abstention from voting.
• The committee will then vote on the motions in • A delegate who passes during the first sequence of
the order set by the Moderator. If no division the roll call must vote either “Yes” or “No” during
passes, the resolution remains intact. Once a the second sequence. The same delegate may not
division, requiring a simple majority, has been request the right to explain his/her vote. The
passed, the resolution will be divided accordingly, Moderator will then call for changes of votes.
and a separate substantive vote will be taken on • All delegates who had requested the right of
each divided part to determine whether or not it is explanation will be granted time to explain their
included in the final draft. If all of the operative votes, not to exceed thirty seconds.
parts of the substantive proposal are rejected, the • The Moderator will then announce the outcome of
draft resolution will be considered to have been the vote.
rejected as a whole.
• Parts of the draft resolution that are subsequently Precedence of Motions
passed will be recombined into a final document.
The final document will be put to a substantive vote PRECEDENCE: Motions will be considered in the following
as a whole, requiring a simple majority of those order of precedence:
voting “yes” to pass.
1. Point of Personal Privilege (Rule 25)
RULE #36 - REORDERING DRAFT 2. Point of Order (Rule 26)
RESOLUTIONS: After debate is closed, a motion to 3. Point of Parliamentary Inquiry (Rule 27)
change the order of voting on draft resolutions currently 4. Adjournment of the Meeting (Rule 17)
on the floor will be in order. This motion takes precedence 5. Suspension of the Meeting (Rule 17)
over a motion to divide the question on a resolution. The 6. Unmoderated Caucus (Rule 14)
delegate raising this motion will indicate the desired 7. Moderated Caucus (Rule 15)
ordering of draft resolutions. The default order will be 8. Motion to Change Speaking Time (Rule 19)
the order in which the draft resolutions were introduced. 9. Introduction of a Draft Resolution (Rule 30)
There will be no debate on this motion, and it will require 10. Introduction of an Amendment (Rule 32)
a simple majority to pass. Only one such motion can 11. Postponement of Debate (Rule 18)
pass in each round of voting procedures. The reordering 12. Resumption of Debate (Rule 18)
proposals will be voted on in the order that they were 13. Closure of Debate (Rule 16)
received; there is no precedence of one over the other.
Hence, the Moderator will first take all proposals for At the start of final voting procedure, only the following points
reordering, and then proceed to call for votes on each and motions are in order, in the following order of precedence:
one, until one of them passes.
1. Point of Personal Privilege (Rule 25)
RULE #37 - ROLL CALL VOTING: After debate is 2. Point of Order (Rule 26)
closed on any topic area, any delegate may request a roll 3. Point of Parliamentary Inquiry (Rule 27)
call vote on any draft resolution being considered. Such 4. Reordering Draft Resolutions (Rule 36)
a motion may be made from the floor and agreed on by 5. Division of the Question (Rule 35)
a third of the committee. A motion for a roll call vote 6. Motion for a Roll Call Vote (Rule 37)
is in order only for the final substantive vote on a draft
resolution.

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Guide to Delegate Preparation and Rules of Parliamentary Procedure

SAMPLE POSITION PAPER


Delegation: The Russian Federation
Committee: Disarmament and International Security Committee
Topic A: Separatism

The Russian Federation considers separatism to be one of the gravest dangers facing the world today. Separatist groups
threaten peace and security around the world. From developing countries like the Philippines to developed countries like Spain,
the stability of both the internal structure of states and of the international world order is under attack. The danger of separatism
has grown even greater in recent years, as separatist groups in many countries have become increasingly linked both with religious
extremism and with international terrorist networks. Though separatism once could be considered an internal affair, it now must
be seen within the context of international security. An attack on one country by a separatist group is frequently an attack on
the international system itself, as separatist groups increasingly use terrorist tactics designed to destabilize an entire region. Thus,
it is essential that the Disarmament and International Security Committee consider ways to address the destabilizing impact of
separatism. In particular, Russia believes that the committee, while reiterating the UN’s condemnation of separatism in general,
must work to provide aid to states victimized by separatist groups and must facilitate the means by which the international
connections of separatists groups can be analyzed.

As a country particularly victimized by separatist movements, Russia strongly opposes any attempt to give legitimacy to any
group that uses terrorist tactics and any move by the UN to recognize a so-called “right to secession.” The Russian Federation
has contended with separatist terrorists in Chechnya and the North Caucasus for over a decade, and it believes that its experience
in this region gives ample reasons for why the UN should never recognize separatist groups, except as agreed to by the victimized
state. As Russia has learned over the course of the conflict in Chechnya, “separatists” are frequently aided by international
terrorist networks, including those preaching religious extremism. For example, the perpetrators of the atrocity at Beslan in
2004 included two Arabs. It is believed that a great deal of the funding that goes to Chechen separatists comes from religious
extremists in the Islamic world. Furthermore, Chechnya provides numerous examples of the vile tactics used by many separatist
groups; whether by setting bombs in Moscow apartments, murdering children in Beslan, invading civilian neighborhoods in
Nalchik, or raiding homes in Chechnya itself, Chechen separatists seem to stop at nothing to further their end. These are not
“freedom fighters.” These are terrorists.

The Russian Federation accepts that UN mediation can be extremely useful in ending wars, including wars of separatism;
however, it insists that any UN presence can only come with the consent of the UN member state involved, and there should
never be an assumption that the end-point of negotiations will be secession. Russia sees the Sudanese experience as the one
that should be the framework for any future UN involvement in secessionist conflicts. UN mediation was largely responsible for
ending the Sudanese Civil War, but only because the UN’s presence at the negotiating table came as a result of a request from
the Sudanese government, because the SPLA was seen to be the legitimate voice of the South Sudanese people, and because the
SPLA was not a terrorist organization. The negotiations were successful, ended the war, and created a framework of autonomy
for South Sudan; however, if any of these factors had been absent, peace would have been impossible. Therefore, Russia believes
that while it is possible for the UN to establish a framework for dealing with separatist groups, it must also work to determine
the legitimacy of those groups, the legitimacy of their demands, and any links between those groups and international terrorism;
furthermore, it must remember that, from a political rather than military perspective, separatism is an internal issue, and must
be treated as such.

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SAMPLE WORKING PAPER


The purpose of the Working Paper is to clearly communicate the interests of one or more countries. Please note that there
is no set format for working papers; the following is just one example of a possible working paper. To facilitate the process,
working papers should include the name and topic of the committee and should list the countries which wrote the paper.
Pending the approval of the Director, working papers may be copied and distributed to the committee.

Committee: UN Conference on Trade and Development


Topic A: Generalized System of Preferences
Submitted by Bolivia, Peru, and Ecuador

Bolivia, Peru, and Ecuador believe that a GSP should be set up so that Lesser-Developed Countries (LDCs) receive preferential
treatment from Developed Countries (DCs). To that end we propose:

1. Each DC reduce their tariffs to the lowest level possible. This level will be determined by the below created
subcommittee,

2. Bilateral trade agreements should be pursued for further reductions in tariffs.

3. Trade preferences should be granted in the following areas:


Agriculture
Manufactures
Semi-manufactures
Raw materials

4. Decisions on product coverage by preference giving nations be made in consultation with the affected LDC. Annual re-
evaluation of coverage shall take place with the LDC with disputed going to the below-created subcommittee.

5. A subcommittee of UNCTAD should be created with equal membership of developed and developing countries. This
subcommittee would have the following powers:
a. To mediate disputes between preference givers and receivers
b. Make recommendations which all countries should follow
c. Serve as a forum for airing grievances relating to the GSP
d. Report regularly to the Secretary-General
Membership should be as follows:
a. Five permanent nations from the DCs
b. Five permanent nations from the LDCs and LLDCs
c. Ten members elected annually by UNCTAD

Voting rights will have to be worked out, but the UN format for subcommittees seems best. Of course, we are amenable to
change.

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Guide to Delegate Preparation and Rules of Parliamentary Procedure

RESOLUTION FORMAT GUIDE

Heading
The title should be in capital letters, above the main body of the resolution. The title consists of a number (signifying the
first or second topic area being discussed), followed by another number (identifying the individual resolution). For example, the
first draft resolution on the first topic area discussed would be titled “Draft Resolution 1.1” accordingly. The committee Director
will assign the number once the resolution has been approved.
On the left margin and two lines below the title should be:
(1) the committee name
(2) the topic addressed by the resolution, and
(3) the signatories of the resolution.
NOTE: There are no sponsors of a resolution.
Body
The resolution is written in the format of a long sentence. Just as grammatical rules make a language more uniform in its
usage, so is the resolution in its format.
The resolution begins with “The General Assembly,” for all GA committees and with “The Economic and Social Council,”
for all ECOSOC committees. The Regional Bodies and the Security Council use their own names as the introductory line. The
rest of the resolution consists of phrases and clauses with the first word of each phrase/clause underlined.
The next section, consisting of Preambulatory Phrases, describes the problem being addressed, recalls past actions taken,
explains the purpose of the resolution, and offers support for the operative clauses that follow. Each clause in the preamble
begins with an underlined word and ends with a comma.
Operative Clauses are numbered and state the action to be taken by the body. These clauses all begin with present tense
active verbs, which are generally stronger words than those used in the Preamble. Each operative clause is followed by a semi-
colon except the last, which ends with a period. Any sub-operative clauses (or sub-sub-clauses, etc,) also should end with a semi-
colon. There should be no periods in the body of the resolution.
Content
Of course, the most important characteristic of the final resolution is the content, which will be carefully scrutinized by the
Director before approval. A well-written resolution demonstrates:
• Familiarity with the problem. Relevant background information and previous United Nations actions are included.
• Recognition of the issues. Arguments on the topic are specified early. At a minimum, the resolution should address in
some form all the issues listed in the “Questions a Resolution Must Answer” section of the Study guide.
• A clear and concise style. Every clause and phrase should have a purpose.
• Good form. Each phrase and clause should follow the exact format described above.

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Guide to Delegate Preparation and Rules of Parliamentary Procedure
Preambulatory Phrases
Affirming Guided by
Alarmed by Having adopted
Approving Having considered
Aware of Having considered further
Believing Having devoted attention
Bearing in mind Having examined
Cognizant of Having heard
Confident Having received
Contemplating Having studied
Convinced Keeping in mind
Declaring Noting further
Deeply concerned Noting with regret
Deeply conscious Noting with satisfaction
Deeply convinced Noting with deep concern
Deeply disturbed Noting further
Deeply regretting Noting with approval
Desiring Observing
Emphasizing Realizing
Expecting Reaffirming
Expressing its appreciation Recalling
Expressing its satisfaction Recognizing
Fulfilling Referring
Fully aware Seeking
Fully alarmed Taking into account
Fully believing Taking note
Further deploring Viewing with appreciation
Further recalling Welcoming

Operative Clauses
Accepts Further reminds
Affirms Further recommends
Approves Further requests
Authorizes Further resolves
Calls for Has resolved
Calls upon Notes
Confirms Proclaims
Considers Reaffirms
Declares accordingly Recommends
Deplores Reminds
Draws attention Regrets
Designates Requests
Emphasizes Resolves
Encourages Solemnly affirms
Endorses Strongly condemns
Expresses its appreciation Supports
Expresses its hope Takes note of
Further invites Trusts
Further proclaims Urges

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Guide to Delegate Preparation and Rules of Parliamentary Procedure

SAMPLE RESOLUTION
DRAFT RESOLUTION 1.1

Committee: Commission on Information Regulation


Topic: International Newsflow Imbalance

The Economic and Social Council,

Recalling its Resolution A/36/89 of 16 December 1981, “The Declaration on Fundamental Principles Concerning the
Contribution of the Mass Media to Strengthening Peace and International Understanding,”
Further recalling Article 19 of the Universal Declaration of Human Rights, “Everyone has the right to...receive and impart
information and ideas through any media and regardless of frontiers,”
Recognizing that the problem of newsflow imbalance is that two-way information among countries of a region is either
nonexistent or insufficient and information exchanged between regions of the world is inadequate,
Realizing the need for all sovereign nations to maintain their integrity and still play an active role in the international system,

1. Recommends that a three-level information interchange system be established on the national, regional, and international
levels to ameliorate the current problems of newsflow imbalance, to operate as follows:
a. Each regions’ member nations will report their national information and receive the information of other nations in
their region from the regional level of this interchange system;
b. Nations will decide the character of the newsflow media best suited to the need of their sovereign territory, be this
printed, audio, or audio-visual;
c. Regional News Gathering Agencies will serve to gather information from the nations in their region, and these
boards will have no editorial discretion and will serve to forward all information to the International Board;
d. Each regional agency will be composed of representatives from every member nation of the nation of the region;
e. The primary function of the International Board will be to translate information accumulated from the regional
news gathering agencies;
f. The secondary purpose will be to transmit all information gathered back to the member nations via the regional news
gathering agencies;
g. In order to expedite the transfer of information from the international to regional level the international board will
utilize a UN frequency on a European Economic Community satellite;

2. Urges the establishment of the University of International Communications, which will be based in Geneva, Switzerland,
with the following aims:
a. The University and branches will be established with the express purpose of bringing together world views and
facilitating the transfer of technology;
b. All member nations of the United Nations will be equally represented at the University;
c. Incentives will be offered to students of journalism and communications at the University to return to their countries
to teach upon completion of instruction;
d. The instructors of the regional education centers will be comprised of a multi-partisan coalition of educators from
throughout the world;

3. Calls for the continued use of funds from the International Program for the Development of Communications, Special
Account, The United National Educational, Scientific and Cultural Organization (UNESCO), the UN Development
Programme, and other sources of funding including national governments and private donors;

4. Recommends that the distribution of funds be decided by the International Programme for the Development of
Communication (IPDC).

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