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AOIO Rev.

1/2011

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010


2. Court or Organization EASTERN DISTRICT OF MICHIGAN
5a. Report Type (check appropriate type) ] Nomination, [] Initial Date [] Annual [] Final

Report Required by the Ethics in Government Act of 1978 (5 U.S.C app..~.~ 101-111)

I. Person Reporting (last name, first, middle initial) FRIEDMAN, BERNARD A. 4. Title (Article ill judges indicate active or senior status; magistrate judges indicate full- or part-time)

3. Date of Report 05/06/201 I 6. Reporting Period 01/01/2010 to 12/31/2010

SENIOR U. S. DISTRICT JUDGE

5b. [] Amended Report 7. Chambers or Office Address 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date

100 UNITED STATES COURTHOUSE 231 WEST LAFAYEI-IE BOULEVARD DETROIT, MICHIGAN 48226

IMPORTANT NOTES: The instructions accompanying this form must be followed Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. m,~,o,lng individual only; seepp. 9-13 of filing instructions.)


~

NONE (No reportable positions.)


POSITION NAME OF ORGANIZATION/ENTITY

2. 3. 4. 5.

II. AGREEMENTS. ~Repo~i.g individual only; see pp. 14-16 of filing instructions.)
~ NONE (No reportable agreements.)
DATE
1. 1982-pre 2. 3.

PARTIES AND TERMS


State of Michigan 48th District Court Pension Fund

Friedman, Bernard A.

FINANCIAL DISCLOSURE REPORT Page 2 of 15

Name of Person Reporting FRIEDMAN, BERNARD A.

Dale of Report 05/06/2011

III. NON-INVESTMENT INCOME. tnepo,~i.g~.,ti,id.ala.,tspouse:seepp. I7-24offillnginstructions.)


A. Filers Non-Investment Income ~ NONE (No reportable non-investment income.) DATE SOURCE AND TYPE INCOME
(yours, not spouses)

2. 3. 4.

B. Spouses Non-Investment Income - If you were marrled during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)

~3

NONE (No reportable non-investment income.) DATE SOURCE AND TYPE Self-Employed Psychological Practice

1.2010 2. 3. 4.

IV. REIMBURSEMENTS - t.a.spor,.,io., lodgi.g, /oo~, entertainment


(Includes those to spouse and dependent children," see pp. 25-27 offifing instructions.)

NONE (No reportable reimbursements.) SOURCE DATES LOCATION

PURPOSE

ITEMS PAID OR PROVIDED

2. 3. 4. 5.

FINANCIAL DISCLOSURE REPORT Page 3 of 15

Name of Person Reporting FRIEDMAN, BERNARD A.

Date of Report 05/06/2011

V. GIFTS. (Includes those to xpouse and dependent children; see pp. 28-31of filing instructions.)
NONE (No reportable girls.)
SOURCE 1. 2. 3. 4. 5. DESCRIPTION

VALUE

VI. LIABILITIES. a.cl.des those oy~po.~e a.d depe.de., children; see pp. 32-33 of filing instructiong)
NONE (No reportable liabilities.)
CREDITOR I. 2. 3. 4. 5. DESCRIPTION

VALUECODE

FINANCIAL DISCLOSURE REPORT Page 4 of 15

Name of Person Reporting FRIEDMAN, BERNARD A.

Date of Report 05/06/201 I

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includesthose of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period

O)
Amount Code I (A-H)

(2)
Type (e.g., div., rent, or int.)

Gross value at end of reporting period O) (2)


Value Code 2 (J-P) Value Method Code 3

Transactions during reporting period

(i)
Type (e.g., buy, sell, redemption)

(2) (3) (4) Dale Value Gain mm/dd/yy Code 2 Code I (J-P) (A-H)

O)
Identity of buyer/seller (if private nansaction)

I. 2. 3. 4. 5. 6. 7. 8.

IRA AND PENSION ACCOUNT: 48TH DISTRICT COURT Large Cap Blend/Victor Fund AIM Fund Investco Dynamic Templeton Foreign Fund STATE OF MICHIGAN 401 K Dodge & Cox Stock Fund Am Fund Euro-Pacific Rainier Lg. Cap. (formerly Legg Mason) A A A
C B

None A A A A Dividend Dividend Dividend Dividend None Dividend Dividend Dividend


Div. Distribution

(Heading) M J J K T T T T (Heading) K J J
N K

01110/10

Changed - Investco Dynamic

T T T
T W

10.

Fidelily Fund Manager Program Portfolio Advisory (IRA)


Lloyds Mobile Home Ltd. Pship Int.

Archwood Apt. Assoc. Ltd, Partnership Interest Lighthouse Pte. Apt. Project Limited Partners
14.

A Distribution None None None None A Distribution

K K K K K K

W W W W W W

Weathervane Apt. Assoc., a Ltd. Partnership Bellridge Apartment Assoc., Limited Partnership
Kingsborough Ltd. P/S in Mobile Home Park

17.

High Country, Ltd.

I. Income Gain Codes: (See Columns BI and D4) 2. Value Code~ (See Columns CI and D3) 3. Value Method Codes [Sce Column C2)

A =$1,000 or le~s F =$50.001 - $100.000 J =$15.000 or less N =$250.001 - $500,000 P3 =$25,000.001 - $50.090,000 Q =Apprai~l U =Book Value

B =$1,001 - $2,500 G =$100,001 - $1,000.000 K =$15.001 - $50,1)00 O =$500.001 - $1,000,000 R =Cost (Real Estate Only) V -O~her

C =$2,501 - $5,000 HI =$1,000,001 - $5,000,000 L =$50.001 - $ I00,000 PI =$1.000,001 - $5.000,000 P4 =More than $50,000,000 S =Assessment W =Estimated

D =$5,001 - $15,000 H2 =More than $5.000.000 M =$100.001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market

E =$15,001 -

FINANCIAL DISCLOSURE REPORT Page 5 of 15

Name of Person Reporting FRIEDMAN, BERNARD A.

Date of Report 05/06/201 I

VII. INVESTMENTS and TRUSTS -inc~me~va~ue~tranSacti~ns(~nc~udesth~$e~fsp~useanddependentchi~dren;seepp.34-60~f~inginstructi~ns~)


NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust asse~s) Place "(X)" after each asset exempt from prior disclosure Income during reporting period Gross value at end of reporting period (1) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) Transactions during repotaing period

(i)
Amount Code I (A-H)

(2)
Typ~ (e.g., div., rent, or int.)

(I) Type (e.g., buy, sell, redemption)

(2) (3) (4) Value Date mm/dd/yy Code 2 (J-P)

Gain Code I (A-H)

(5) Identity of buyer/seller (if private transaction)

18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28.

OLTC, Ltd. JPMorgan Chase Certificates of Deposit/Regular Savings - JP Morgan Chase Nationwise Ins. Co. U.S. Savings Bonds (CAPTION) COMMON STOCKS Pepsico Disney Kellogg Lockheed Martin CMS Energy C A A A A A B A A B

None Dividend Interest Interest Interest None Dividend Dividend Dividend Dividend Dividend Dividend None A A A A Dividend Dividend Dividend Dividend

K J M K K

W T T T T (Heading) Name Changed - Bank One

N J K J J J
J J J

T T T T T T T T T T T

29. NCR 30. 3 I. 32. 33. Teradata Corporation Target WaI-Mart Glimcher Realty Trust

J J

34. U.S. Bancorp

I. Income Gain Codes: (See Columns BI and D-l) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes {See Column C2)

A =$1,000 or less F =$50.001 - $100,000 J =$15.0(~ or less N =$250,001 - $500.000 P3 =$25.000.001 - $50.000.000 Q =Appraisal U =Book Value

B =$1.001 - $2,500 G =$100,001 - $1,000,000 K =$15,001 - $50.000 O =$500,001 - $1,000.000 g =Cost (Real Estate Only) V Other

C =$2,501 - $5,000 H I =$1,000.001 - $5,000.000 L =$50.001 - $10~.00~ PI =$1.000,001 - $5,000.000 P4 =More than $50,000,000 S :Assessment W =Estimalcd

D =$5,0~1 - $15,000 H2 =More than S5.000,000 M =$10~.0~1 - $250,000 P2 =$5,000.001 - $25,000.000 T :Cash Markc!

E =$15.0~1 - $50.0~0

FINANCIAL DISCLOSURE REPORT Page 6 of 15

Name of Person Reporting FRIEDMAN, BERNARD A.

Date of Report 05/06/201 I

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
D NONE

OVo reportable
A.

income, assets, or transactions.)


IL Income during reporting period (I) (2) Type (e.g., Amount Code I div., rent, (A-H) or int.) C. Gross value at end of reporting period (I) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W)

Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure

Transactions during reporting pedod (1)


Type (e.g., buy, sell, redemption)

(2)
Date mm/ddJyy

(3) (4) Value :, Gain Code2 I Code l


(J-P) i (A-H)

(5) Identi~y of buyer/seller (if private transaction)

35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49. 50. 51.

Magellan Fund- Fidelity (CAPTION) MUNICIPAL BONDS MI Mun Bd. Auth Rev Milan MI Schools University of Cincinnati Ohio WhiteCIoud Michigan Public Schools AII" Am. Bal. Fund Waste Mgt. CD Banco Puerto Rico CD Discovery Bank MI St. Hosp. Authority *X Taylor County FL Sales Tax *X DC Ren*X WhiteCloud Pub Sch *X Baltimore County M/T*X Jasper Wtr Wks/Wts *X

Interest None

T (Heading) Redeemed Redeemed 10/01/10 05/03/10 05/24/10 K L K A A Merrill Lynch Merrill Lynch Menill Lynch

A A A A A A A A A A A A A A A

Interest Interest Interest Interest Dividend Dividend Dividend Interest Interest Interest Interest Interest Interest Interest Interest M K K K T T T T K K K K J L L T T T T T T T

Buy

Redeemed (part)

01/19/10

Merrill Lynch

Redeemed Redeemed

09/02/10 10/01/10

J K

Menill Lynch Menill Lynch

I. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (Sc Columns CI and D3) 3. Value Method Codes (S~e Column C2)

A =$ 1.000 or less F =$50,001 - $100.000 J =$15.000 or less N =$250,001 - $500.000 P3 =$25.000.001 - $50.0~0.000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$100.001 - $1,000,000 K =$15.001 - $50.000 O =$500,001 - $1.000,000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5,000 HI =$1,0O0.~OI - $5.000.000 L =$50.001 - $100.000 PI =$1.000.001 - $5.000.000 P4 =More than $50.000.000 S =Assessment W =Estimated

D =$5,001 - $15,000 H2 =More than $5.000.000 M =$100,0~1 - $250.000 P2 =$5.000,001 . $25.000.000 T =Cash Markct

E =$15.001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 7 of 15

Name of Person Reporting FRIEDMAN, BERNARD A.

Date of Report 05/06/2011

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) B. Income during reporting period 0) (2) C. Gross value at end of reporting period (I) (2)
Transactions during reporting period

Place "(X)" after each asset exempt from prior disclosure

Amount Code I (A-H)

Type (e.g., div., rent, or int.)

Value Code 2 (J-P)

Value Method Code 3


(Q-W)

Type(e.g., buy, sell,


redemption)

(2) (3) (4) Date Value ! Gain mm/dd/yy Code 2 ] Code I (J-P) I (A-H)

Identity of

buyer/seller (if private


transaction)

52. 53. 54. 55. 56. 57. 58. 59. 60. 61. 62. 63. 64. 65. 66. 67. 68.

Metro Pea IL Ded Tax St *X Rich LD - Dean Bissm In *X Grand Rapids- Kent County *X ND St Mun Bd *X Utah Trans Aut Sales Tx *X Galveston Tx *X Pennyslvania State U Morgan Stanley Washington State Motor Ohio State Higher Ed. Raleigh NC Pub Ill Financial Aut Rev Tortoise Energy Merrill Lynch Managed Account (CAPTION) IRAs and SEPs (CAPTION) FIDELITY CORP. IRA Diversified International

A A A A A A A A A A A A A A

Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest None None

K K K K J K K K K K K K J N

T T T T T T T T T T T T T T (Heading) (Heading) Buy Buy Buy Buy Buy Buy 09/03/10 09/03/10 09/22/10 09/10/10 10/09/10 11/03/10 K K K K K K Merrill Lynch Memll Lynch Merrill Lynch Merrill Lynch Merrill Lynch Merrill Lynch

Dividend

I. Income Gain Codes: (See Columns BI and I)4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (see Colunm C2)

A =$1,000 or less F =$50.001 - $10~.000 J =$15,000 or less N $250.0OI - $500.000 P3 -$25.0~0.001 - 550.000.000 Q =Appraisal U ~Book Value

8 =51.001 - 52,500 G =$10~.001 - $1,0~O,0~9 K =$15.0~1 - $50.0~O O 550~.001 - $1.000.(~O R =Cost (Real Estale Only) V Other

C =$2,501 - $5,000 HI =$1,0~,001 - $5,0~0,00~ L =$50.001 - $100.000 PI =51.00~.0~1 - 55,000,000 P4 =More than $50,0~1,000 S -As~ssmcnt W =Estimated

D =$5,001 - $15,000 H2 =More than $5.000.0~O M =$100,0OI - $250,0~O P2 =$5,09~,0OI - $25,0OO.0~0 T =Cash Market

E =515.0~1 - 550.0OO

FINANCIAL DISCLOSURE REPORT Page 8 of 15

Name of Person Reporting FRIEDMAN, BERNARD A.

Date of Report 05/06/201 I

VII. INVESTMENTS and TRUSTS - i.com., ,,at.e, transactions (Includes those of spouse and dependent children; set pp. 34-60 of f!ling instraction~.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period O) Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) Gross value at end of reporting period (1) (2) Value Value Code 2 Method Code 3 (J-P) (Q-W) J T Transactions during reporling period
(2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code I (J-P) (A-H)

(5)
Identity of

Type (e.g., buy, sell,

redemption)

buyer/seller (if private transaction)

69.

Appreciation Fund

A A A

Dividend Dividend Dividend None

70. Stock Selector Fund 71. 72. 73. 74. 75. 76. 77. 78. 79. 80. 81. 82. 83. 84. 85. Magellan (CAPTION) FIDELITY SEP/IRA Fidelity Canada Contrafund Fidelity Bal Fidelity Growth & Income Alpine Realty Income Fidelity International Disc. Newberger Brennan P/S Janus Fund American Century IRA/S & F (CAPTION) T. ROWE PRICE SEP/IRA Capital Appreciation (CAPTION) COMMON STOCK HELD BY WELLS FARGO Air Products & Chem.

T (Heading) J K J K J J J J T T
T T T T T T

A A A A A A A A A

Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend None

T (Heading) T (Heading) T WFargo bought Wachovia

Dividend None

Dividend

I. Income Gain Codes: (See Columns BI and 134) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes Isee Column C2)

A =$1.000 or Icss F =$50.001 - $100,000 J = $15,000 or less N =$250.001 - $500.000 P3 =$25,000.001 - $50.000.000 Q =Apprai~l U =Book Value

B =$1,001 - $2,500 G =$100,001 - $1,000,000 K =$15,001 - $50,000 O =$500.001 - $1,000,000 R =Cost (Real Estate Only) V =Other

C ~$2,501 - $5,000 HI =$1,0~0.001 - $5,000,000 L =$50.0~ I - $ 100,000 PI =$1,000,001 - $5,000.000 P4 =More than $50,000.000 S =Assessment W =Estimaled

D =$5,001 - $15,000 H2 -More than $5,000,000 M =$100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 9 of 15

Name of Person Reporting FRIEDMAN, BERNARD A.

Date of Report 05/06/201 I

VII. INVESTMENTS and TRUSTS -i.eomo, va~u~transac~i~nsanc~udesth~Se~fsp~useanddependen~chi~dren;s~epp~34~6~f~inginstructi~ns~)


NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period Gross value at end of reporting period Transactions during reporting period

(1)
Amount Code I (A-H)

(2)
Type (e.g., div., rent, or int.)

(I)
Value Code 2 (J-P)

(2)
Value Method Code 3 (Q-W) Type (e.g., buy, sell, redemption)

(2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code 1 (J-p) (A-H)

Identity of buyer/seller (if private transaction)

86.
87.

Alcatel- Lucent
American International Group

A
A

Dividend
Dividend

J
J

T
T

88.

Archer Daniels Midland

A A A A A A A A A A A A A A A

Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend

J J K J K K J K J J J K K

T T T T T T T T T T T T T Donated

89. Arkema 90. AT&T 91. 92. 93. 94. 95. 96. 97. 98. 99. Autoliv, Inc. Bristol Myers Squibb CISCO Systems Citadel Broadcasting Coca-Cola Covidien, Ltd. Fifth Third Bank Gartner Group- B General Electric

100. General Mills


I01. Halliburton

102. Home Depot

I. Income Gain Codes: (See Columns B I and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes [see Column C2)

A =$1,000 or less F =$50.001 J =$15.000 or less N =$250.0OI - $500,000 P3 -$25,000,001 - $50,000.000 Q =Appraisal U ~Book Value

B -$1,001 - $2.500 G =$100.001 - $1,0~0,0~0 K $15,001 - $50.0~) O =$500,001 - $1,090.000 R Cost (Real Estate Only) V =Other

C =$2.501 - $5,000 H I =$ 1,000,001 - $5.000.000 L =$50,001 - $100.000 P 1 =$ 1,000,001 - $ 5,000,000 P4 =More than $50,000.000 S =Assessment W =Estimated

=$ 5,001 - $15,000 H2 =More than M =$100,001 - $250,000 P2 =$5,090,001 - $25,0~0,00~ =Cash Market

E =$15.001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 10 of 15

Name of Person Reporting FRIEDMAN, BERNARD A.

Date of Report 0.5/06/201 I

VII. INVESTMENTS and TRUSTS - income, value, transactions a.ct.des those qspo.se ~nd dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trus~ assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period Gross value at end of reporting period Transactions during reporting period

(i)
Amount Code I (A-H)

(2)
Type (e.g., div., r~nt, or int.)

(1)
Value Code 2 (J-P)

(2)
Value Method Code 3 (Q-W)

0)
Type (e.g., buy, sell, r~demption)

(2)
Date mm/dd/yy

O)
Value Code 2 (J-P)

(4)
Gain Code I (A-H)

(5)
Identity of buyer/seller (if private transaction)

103. Hospira Inc. 104. Intel Corp. 105. Janus Cap Group, lnc. 106. Johnson&Johnson 107. J.P. Morgan Chase 108. Kimberly Clark 109. Limited II0. LSI Corp. 11 I. Masco Corp. 112. McDonalds Corp. 113. Medco Health Solutions 114. Merck & Co.
115. Motorola

A A A A A A A A A A A B A A A A A

Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend L J J K J K T T J M J K
J

Donated

T T T T T T T T Donated

J J L

116. Pitney Bowes 117. Proassurance 118. Prudential Financial 119. Royal Dutch Petroleum

Missed last year

I. Income Gain Codes: (See Columns B I and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)

A =$1,000 or less F $50,0OI - $10~,00~ J $15.000 or less N =$250.0OI - $500,000 P3 =$25,0~0,0OI - $50.000.000 Q =Appraisal U ~Book Value

B =$1,001 - $2,500 G =$I00.0~I - $1,000.000 K =$15.001 - $50,000 0 =$500,001 - $1.00~.000 R =Cost (Real Estate Only) V Other

C =$2.501 - $5,000 H 1 =$ 1,00O.001 - $ 5,000.000 L =$50.001 - $100.000 PI =$1,000.001 - $5,000,000 P4 =More than $50,000,CO0 S =Assessmcnt W =Estimated

D =$5.001 - $15,000 H2 =More Ihan M =$100,001 - $250,000 P2 ~$5,000,001 - $25.000.000 T =Cash Market

E =$15,0OI- $50,000

FINANCIAL DISCLOSURE REPORT Page ! ! of 15

Name of Person Reporting FRIEDMAN, BERNARD A.

Date of Report 05/06/2011

VI I. IN VESTMENTS a nd TRU STS - income, value, transactions rlncludes those of spouse and dependent children; see pp. 34-60 of filing instructio.~.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (I) Amount Code I (A-H) (2) Type (e.g., div.,rent, orint.) C. Gross value at end of reporting period (I) (2) Value Value Code2 Method (J-P) Code 3 (Q-W) D. Transactions during reporting period (I) Type (e.g., buy, sell, redemption) (2) (3) i (4) Value : Gain Date mm/dd/yy Code2 i Code I (J-P) ! (A-H) i (5) Identity of buyer/seller (if private transaction)

120. Sysco Corp. 12 I. TE Connectivity 122. Tyco International 123. Wells Fargo 124. Walgreen 125. Walt Disney 126. Whole Foods 127. Zimmer Holdings 128. COLUMBIA SPECIAL FUND 129. JANUS OVERSEAS FUND 130. American Inv FDS European Growth 131. Federated Kaufman 132. R S Value Fund 133. Janus Contrarian *X 134. Neuberger & Berman Equity FD *X 135. Select Am Shares *X 136. Wells Fargo Bank CD

A A A A A A A A A A A A A A A A A

Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend

L J K L J J J

T T T T T T T Donated T Donated Part of Tyco Spinoff 3/10

K J J J J J 0

T T

T T T T Buy 12/12/10 M Wells Fargo

I. Income Gain Codes: (See Columns BI and IM) 2. V aluc Codes (See Columns CI and D3) 3. Value Method Codes (see Column C2)

A =$1,000 or less F =$50,0QI - 510O,0O0 J = 515,000 or less N =$250,001 - $500,000 P3 -525,000,COI - 550,000,000 Q =Appraisal U =Book Value

B =$1,001 - 52,500 G =$10O.001 - $1,0~O,CO) K =515,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other

C =52,501 - $5,1)00 H I =5|,000,001 - 55,000,000 L =550,001 - 5100,000 PI =$1,000,001 - 55,000,000 P4 =More than $50,000,000 S =Asscssmcnl W =Estimated

D =55,0OI - $15,00~ H2 =More than $5.0~O.0~0 M = $ 100.001 - $ 250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 12 of 15

Name of Person Reporling FRIEDMAN, BERNARD A.

Date of Report 05/06/201 I

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
----] NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period O) Amount Code I (A-H) (2) Type (e.g., div., rent, or int.) Gross value at end of reporting period O) (2) Value Value Method Code 2
(J-P) Code 3

Transactions during reporting period


(2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code I (J-P) (A-H)

Type (e.g., buy, sell, redemption)

(Q-W) 137. (CAPTION) J. P. MORGAN 138. J.P. Morgan Mid-Cap Value Fund 139. J.P. Morgan Intrep. Mid-Cap 140. J.P. Morgan Small Cap Value Fund 141. J.P. Morgan International Fund 142. (CAPTION) VANGUARD 143. Growth Index Fund 144. FIDELITY PORTFOLIO FND. MGR ACCT. (NO CTRL/ASSET SELEC. 1) 145. FIDELITY PORTFOLIO FND. MGR ACCT. (NO CTRL/ASSET SELEC. 2) 146. Manulife Financial *X 147. DFCU CD 148. WELLS FARGO IRA (heading) 149. Janus Contrarian *X 150. Rowe T Price *X 151. Select Am. Shares *X 152. Vanguard Equity Income *X 153. Vanguard Prime Cap *X A A
A A

(s) Identity of buyer/seller (if private transaction)

None A A A A Dividend Dividend Dividend Dividend None A


C A A

(Heading) K K K J T T T T (Heading) T O N K M T T T T Heading

Dividend Dividend Dividend Dividend Interest

Interest Interest Interest Interest Interest

J J K J

T T T T

I. Income Gain Codes: (See Colurrms B I and D-I) 2. Value Codes (See Colurrms CI and D3) 3. Value Method Codes (See Column C2)

A =$1.000 or less F =$50.001 - $100.000 J =$15.000 or less N =$250.001 - $500,0~0 P3 =$25.000.001 - $50.000.090 Q =Appraisal U =Book Value

B =$1,001 - $2.500 G =$100.001 - $1.000.000 K :$15.001 O =$500,001 - $1,000.000 R =Cosl (Real Eslale Only) V Olher

C =$2,501 - $5,000 HI =$1,000.001 - $5.000,000 L -$50,001 - $100,000 PI =$1.000.001 - $5,000,000 P4 -More than $50.000.000 S =As:~ssmcnl W =Estimalcd

D=$5.001 - $15,000 H2 =More than $5.000.000 M $100,001 - $250.000 P2 =$5,000,001 - $25,000.000 T =Cash Markcl

E =$15,001- $50,000

FINANCIAL DISCLOSURE REPORT Page 13 of 15

Name of Person Reporling FRIEDMAN, BERNARD A.

Dale of Report 05/06/201 I

VII. INVESTMENTS and TRU STS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (I) Amount Code I (A-H) (2) Type (e.g., div., rent, orint.) C. Gross value at end of reporting period (I) (2) Value Value Code 2 Method Code 3 (J-P) (Q-W) D. Transactions during reporting period (I) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value Gain mrn!dd/yy Code 2 i Code 1 O-P) i (A-H) [ (5) Identity of buyer/seller (if private transaction)

154. Vanguard Wellington *X 155. Vanguard Windsor *X

A
A

Interest
Interest

K
J

156.
157. 158. 159.

160.

I. Income Gain Codes: (See Columns B I and D-I) 2. Value Codes (See Columns CI and D3) 3. Value Melhod Codes (See Column C2)

A =$1,000 or less F =$50.001 - $ I00.000 J -$15,0OO or less N =$250.001 - $500.0~0 P3 =$25.00~.0~1 - $50.000.000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$100.001 - $1.000,000 K =$15,001 - $50.000 O =$500,001 - $1.0~0,00~ R :Co~l (Real Estate Only) V Other

C =$2,501 - $5,000 HI =$1.000,001 - $5,0~0,000 L -$50.001 - $100,000 PI =$1,0~0,001 - $5,000,000 P4 =More than $50,000,00~ S -Assessment W =Eslimated

D =$5,001 - $15,000 H2 =More 1ban $5,000,000 M =$100,001 - $250,0~) P2 =$5,000,001 - $25.00~.000 T =Cash Market

E =$15.001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 14 of 15

Name of Person Reporting FRIEDMAN, BERNARD A.

Date of Report 05/06/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.


All errors appearing on the Audit Report are heading lines (not investments).

FINANCIAL DISCLOSURE REPORT Page 15 of 15


IX. CERTIFICATION.

Name of Person Reporting FRIEDMAN, BERNARD A.

Date of Report 05/06/2011

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowiedge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature: S/BERNARD A. FRIEDMAN

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

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