....

Preska, Loretta A.

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010

2. Court or Organization United States District Court, Southern District of New York 5a. Report Type (check appropriate type) Nomination, ] [] Initial Date [] Annual [] Final

Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. 101-111)

1. Person Reporting (last name, first, middle initial)

3. Date of Report 03/31/2011 6. Reporting Period 01/01/2010 to 12/31/2010

4. Title (Article HI judges indicate active or senior status; magistrate judges indicate full- or part-time)

United States District Judge - Active

5b. [] Amended Report

7. Chambers or Office Address 500 Pearl Street, Room 2220 New York, NY 10007

8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date_

IMPORTANT NOTES: The instructions accompanying this form must be followetL Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. (Reporting individual only; see pp. 9-13 of filing instructions.)

~-~ NONE (No reportable positions.) POSITION
1. 2. 3. 4. 5. Vice President Co-Trustee/Trustee Advisory Board Trustee

NAME OF ORGANIZATION/ENTITY
Fordham Law Alumni Association

Trusts #7 and # 11 Federalist Society, New York Chapter Fordham University

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 of filing instructions.)

NONE(No reportable agreements.) DATE PARTIES AND TERMS

Preka, Loretta A.

FINANCIAL DISCLOSURE REPORT Page 2 of 14

Name of Person Reporting Preska, Loretta A.

Date of Report 03/31/2011

HI. N ON-INVES TMENT IN C OME. ~Reporang individual and spouse; see pp. 17-24 of filing instructions.)
A. Filers Non-Investment Income

NONE (No reportable non-investment income.)

DATE

SOURCE AND TYPE

INCOME
(yours, not spouses)

2. 3. 4.

B. Spouses Non-Investment Income - If you were married during any portion of the reporting year, complete this sectiot~
(Dollar amount not required except for honoraria..)

D
1.2010 2. 3. 4.

NONE (No reportable non-investment income.)

DATE Self Employed Lawyer

SOURCE AND TYPE

IV. REIMBURSEMENTS -transpon~ao~ lodging, food, entertainment.

(Includes those to spouse and dependent children; see pp. 25-27 o filling instructions.)

[~

NONE (No reportable reimbursements.) SOURCE DATES

February 21-28, 2010

LOCATION
Kona, HI

PURPOSE Bench/Bar Mtg., CLE

ITEMS PAID OR PROVIDED

Lodging, Travel, Food

1. 2. 3. 4. 5.

Federal Bar Council

FINANCIAL DISCLOSURE REPORT Page 3 of 14

Name of Person Reporting Preska, Loretta A.

Date of Report 03/31/2011

V. GIFTS. ancludes ~osc ~ spouse a~d dependent children; see pp. 28-31 of fiIing instructions.)
[] NONE (No reportable gifts.) SOURCE
1. 2. 3. 4. 5.

DESCRIPTION

VALUE

VI. LIABILITIES. ancludes those olspouse and d~pendent children; see pp. 32-33 of f!ling instructions.) NONE (No reportable liabilities.) CREDITOR
1. 2. 3. 4. 5.

DESCRIPTION

VALUE CODE

FINANCIAL DISCLOSURE REPORT Page 4 of 14

Name of Person Reporting Preska, Loretta A.

Date of Report 03/31/2011

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instruction~)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (1) Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period (1) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W)
Transactions during reporting period (1) (2) (3) (4)

(5)
Gain Code 1 (A-H)
Identity of buyer/seller (if private transaction)

Type (e.g., buy, sell, redemption)

Date mm/dd/yy

Value Code 2 (J-P)

1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17.

JP Morgan Chase Bank A/C Trust #1 -FIDO NY Municipal MMF -Promissory Notes -S&P Mideap Deposit Receipts -FIDO Contrafund -American Growth Fund -Black Rock Global Fund Allocation -Ivy Asset Strategy Fund Trust #2 -FIDO NY Municipal MMF -Promissory Notes -S&P Midcap Depository Receipts -American Growth Fund -Baron Growth Fund -Black Rock Global Allocation Fund -Ivy Asset Strategy Fund

A
D

Interest
Int./Div. N

Sold Buy Buy D Int./Div.

03/31/10 02/22/10 02/22/10

J J J

Sold

03/31/10

Buy Buy

02/22/10 02/22/10

J J

1. income Gain Codes: (See Columns BI a~d D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Cohtma C2)

A =$1,000 or less F =$50,001 - $100,@0 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$100,001 - $1,000,000 K =$I 5,00I - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate O~ly) V =Other

C =$2,501 - $5,000 [-Ii =$t,000,00l - $5,000,000 L =$50,001 - $100,000 P1 =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated

D =$5,001 - $15,000 1-12 =More than $5,000,000 M =$100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T -~2ash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 5 of 14

Name of Person Reporting Preska, Loretta A.

Date of Report 03/31/2011

VII. INVES TMENTS and TRU S TS - income, value, tra,sac~ions (Includes those of spollse and dependent children; see pp. 34-60 of J-ding instructions.~

NONE(No reportable income, assets, or transactions.)

A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (1) (2) Amount Type (e.g., Code 1 div., rent~ (A-H) or int.) C. Gross value at end of reporting period (1) (2) Value Value Method Code 2 (J-P) Code 3 Transactions during reporting period

(1) Type (e.g., buy, sell, redemption)

(2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code 1 (J-P) (A-H)

(Q-W)
18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34. Trust #3 -S&P Midcap Deposit Receipts -FIDO NY Municipal MMF -FIDO Contrafund -Eaton Vance LG Cap Fund -Royce Total Return Fund -Tweedy Browne Global Fund -Black Rock Global Allocation Fund -Ivy Asset Strategy Fund Trust #4 -S&P Midcap Deposit Receipts -FIDO NY Municipal MMF -Baron Growth Fund -American Growth Fund -Eaton Vance LG Cap Fund -Royce Total Return Fund -Tweedy Browne Global Fund Sold Sold 02/22/10 02/22/10 J J Sold 02/22/10 J D Dividend O T Buy Buy 02/22/10 02/22/10 K K C Dividend N T

(5) Identity of buyer/seller (if private transaction)

1. lncome Gain Codes: (See Columns B1 and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)

A =$1,000 or less F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 ---$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$100,001 - $1,000,000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5,000 H1 =$1,000,001 - $5,000,000 L =$50,00l - $100,000 P1 =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated

D =$5,001 - $15,000 H2 =More than $5,000,000 M =$100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market

E =$15,00l - $50,000

FINANCIAL DISCLOSURE REPORT Page 6 of 14

Name of Person Reporting Preska, Loretta A.

Date of Report 03/31/2011

VII. INVES TMENTS and TRUS TS - income, value, transactions ancludes those olspo~se ~nd dependent children; see pp. 34-60 of fding instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period Gross value at end of reporting period Transactions during reporting period

(1)
Amount Code I (A-H)

(2)
Type (e.g., div, rent, or int.)

(1)
Value Code 2 (J-P)

(2)
Value Method Code 3

(1) Type (e.g., buy, sell, redemption)

(2) (3) (4) Date Value Gain mm]dd/yy Code 2 Code 1 (A-H) (J-P)

(Q-W)
35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49. 50. 51. -Black Rock Global Allocation Fund -Ivy Asset Strategy Fund Trust #6 -NWML Whole Life Trust #7 -Evlico Adjustable Life -NEML Annuity -NWML Whole Life -NWML Whole Life Trust #8 -Sun Life Universal Life -NYL Universal Life Trust #9 -Sun Life Universal Life IRAs #I-6 (see IRAs #9 and 10) Law Firm Retirement A/C -Fidelity Contrafund D Dividend P1 T None P1 T None N T E Dividend N T B Dividend L T Buy Buy

(5) Identity of buyer/seller (if private transaction)

02/22/10 02/22/10

K K

L Income Gain Codes: (See Columns B l and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Columu C2)

A =$1,000 or less F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,00~ - $50,000,000 Q =Appraisal U =Book Value

B =$I,001 - $2,500 G =$100,001 - $1,000,000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5,000 H1 =$1,000,001 - $5,000,000 L =$50,001 - $100,000 P1 =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated

D =$5,001 - $15,000 H2 =More than $5,000,000 M =$100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 7 of 14

Name of Person Reporting Preska, Lorctta A.

Date of Report 03/31/20l 1

VII. INVESTMENTS and TRUSTS - i ........ rue, transactions (tnclu~s those o~" spo .....d dependent children; see pp. 34-60 of J~ding instructions.)

NONE

reportable income, assets, or transactions.)

B. Income during reporting period (1) Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period. (1) (2) Value Value Method Code 2 Code 3 (J-P) (Q-W) D. Transactions during reporting period (1) Type (e.g., buy, sell, redemption) (2) (3) (4) Value Gain Date mm!dd/yy Code 2 Code 1 (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)

A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure

52. 53. 54. 55. 56. 57. 58. 59. 60. 61. 62. 63. 64. 65. 66. 67. 68.

-Baron Growth Fund -Fidelity Cash Reserves -Royce Total Return Fund -Vanguard Midcap Index Fund Law Firm Capital A~C and Int. in A/R Forrest City Investment Partners NYS Municipal Bonds NYC Municipal Bonds Citibank Accounts FL Municipal Bonds M&T Bank Accounts LA Municipal Bonds TX Municipal Bonds SC Municipal Bonds WA Municipal Bonds MN Municipal Bonds PA Municipal Bonds A D D D E A C E B E B D None : Distribution Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest PI J M M P1 O M L O K N K M W W T T T T T T T T T T T Redeemed 12/11/10 K Redeemed (part) 08/02/10 K Buy 04/19/10 K

(part)

1. Income Gain C~es: (See Colan~s B 1 and D4) 2. Value Co~les (See Columns C1 and D3) 3. Value Method Codes (See Column C2)

A =$1,000 or less F =$50,001 - $100,000 ] =$15,00~ or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

B ---$1,001 - $2,500 O =$100,001 - $1,000,000 K --$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate O~ly) V =Other

C =$2,501 - $5,000 H1 =$1,000,001 - $5,000,000 L =$50,001 - $100~000 P1 =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated

D =$5,001 - $15,000 H2 =More than $5,009,~)0 M =$100,001 - $250,000 P2 ---$5,000,001 - $25,000,000 T =Cash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 8 of 14

Name of Person Reporting Preska, Loretta A.

Date of Report 03/31/2011

VII. INVESTMENTS and TRU S TS -inco~, v.t., ~.ns~ctio.s a.ctnd~ tho~e oS seo.~e ~na dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets
(including trust assets)

B. Income during
reporting period

C. Gross value at end

of reporting period

Transactions during reporting period (1)

Type (e.g., buy, sell, redemption)

(1)
Place "(X)" after each asset exempt fiom prior disclosure Amount Code 1

(2)
Type (e.g., div., rent,

(1)
Value Code 2

(2)
Value Method

(2)

(3)

(4)
Gain Code 1 (A-H)

(A-H)

or int.)

(J-P)

Code 3 (Q-W) T T T T T T T T T T T T T T

Date Value mm/ddlyy Code 2 (J-P)

(5) Identity of buyer/seller (if private transaction)

69. 70. 71. 72. 73. 74. 75. 76. 77. 78. 79. 80. 81. 82. 83. 84. 85.

IL Municipal Bonds MA Municipal Bonds AL Municipal Bonds KY Municipal Bonds HI Municipal Bonds IN Municipal Bonds WI Municipal Bonds AK Municipal Bonds MI Municipal Bonds SD Municipal Bonds Integro Common Stock DE Municipal Bonds NV Municipal Bonds Trust #10 -S&P Midcap 400 SPDRS -FIDO Muncipal MMF -Eaton Vance LG Cap

E D D C C D D C D C

Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest None

O M M L L N M L M L N L L P1

Redeemed 12/06/10 (part)

C B F

Interest Interest Dividend

1. Income Gain Codes: (See Columns B1 and D4) 2. Value Codes (See Colunms CI and D3) 3. Value Method Codes (See Columa C2)

A =$1,000 or less F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 --$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$100,001 - $1,000,000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5,000 HI =$1,000,001 - $5,000,000 L =$50,001 - $100,000 P1 =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S ~Assessment W =Estimated

D =$5,001 - $15,000 I-J2 =More than $5,000,000 M =$100,00l - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 9 of 14

Name of Person Reporting Preska, Loretta A.

Date of Report 03/31/201 !

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of fdlng instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" a~er each asset exempt from prior disclosure B. Income during reporting period (1) Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period (1) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W) D. Transactions during reporting period (1) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value Gain mrrddd/yy Code 2 Code 1 (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)

86. 87. 88. 89. 90. 91. 92. 93. 94. 95. 96. 97. 98. 99.

-Vanguard Intermediate Tax Exempt Bond Fund

Sold Sold

01/25/10 07/04/10 01/22/10 07/04/10 01/22/10 07/21/10 07127/10 1 I123/I0 11/24/10 08116/10

N M O M O L O N M L

E D

-Vanguard Limited Term Bond Fund

Sold Sold

D C

-Pimco Total Return Institutional Fund

Buy Sold

-MS Global Long Short Fund -Templeton Global Fund

Buy Buy Buy

DC Municipal Bonds OH Municipal Bonds Ironshore Common Stock Trust #11 -S&P Midcap 400 SPDRS

D E

Interest Interest None

L N M M

T T T T

Matured

Dividend

100. -Fidelity MMF 101. -Eaton Vance LG Cap Fund 102. -Templeton Global Fund Buy 11/24/10 K

1. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns C1 and D3) 3. Value Method Codes (See Column C2)

A =$1,000 or less F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G -~100,001 - $1,000,000 K -~;15,00I - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5,000 H1 =$1,000,001 - $5,000,000 L =$50,001 - $100,000 P1 =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated

D =$5,001 - $15,000 H2 =More than $5,000,000 M =$100,001 - $250,000 P2 =$5,000~001 - $25,000,000 T =Cash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 10 of 14

Name of Person Reporting Preska, Loretta A.

Date of Report 03/31/2011

VII. INVESTMENTS and TRUSTS - income, v.l~, ~.ns.caons ([ncludes those of spouse and dependent children; seepp. 34-60 of fding instrucllons.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period C. Gross value at end of reporting period Transactions during reporting period

(1)
Amount Code 1 (A-H)

(2)
Type (e.g., div., ren~ or int.)

(1)
Value Code 2 (J-P)

(2)
Value Method Code 3

(1)
Type (e.g., buy, sell, redemption)

(2)

O) (4)
Gain Code 1 (A-H)

(s)
Identity of buyer/seller (if private transaction

Date Value mm/dd/yy Code 2 (J-P)

(Q-W)
103. Western Asset Government MMF 104. Trust #12 105. -Fidelity MMF 106. -SPDR S&P Midcap ETF 107. 108. -Templeton Global Bond Fund 109. -Black Rock Global Allocation Fund 110. -Ivy Asset Strategy Fund 111. NE Municipal Bonds 112. IRA #7 113. -Pimco Total Return Fund 114. -Tweedy Browne Global Value Fund 115. -S&P Midcap 500 SPDRS 116. -S&P Midcap 400 ETF 117. -Government MMF 118. IRA#8 119. -S&P Midcap 500 ETF A Dividend J T B A Interest Dividend L K T T Buy Buy 09/07/10 09/07/10 J J Buy Sold Buy Buy Buy ! 04/19/10 11/30/10 11/23/10 11/23/10 11/23/10 M J L M M A C Dividend Dividend M N T T

I. Income Gain Codes: (See Columas B1 and IM) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)

A =$1,000 or less F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Beok Value

B =$1,001 - $2,500 O =$100,001 - $1,000,000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate OMy) V -~)ther

C =$2,501 - $5,000 H1 =$1,000,001 - $5,000,000 L =$50,001 - $100,000 P1 =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W ~Estimated

D =$5,001 - $15,000 H2 =More than $5,000,000 M =$100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T --Cash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 11 of 14

Name of Person Reporting Preska, Loretta A.

Date of Report 03/31/2011

VII. INVESTMENTS and TRU S TS - inco~, value, ~rans~ctions anetudes those oispouse and dependent children; see pp. 34-60 of fding instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" aider each asset exempt from prior disclosure B. Income during reporting period (1) (2) Amount Type (e.g., Code 1 div., rent, (A-H) or int.) C. Gross value at end of reporting period (2) 0) Value Value Method Code 2 (J-P) Code 3 (Q-W) D. Transactions during reporting period 0) Type (e.g., buy, sell, redemption) (2) (3) Date Value mm/dd!yy Code 2 (J-P) (4) Gain Code I (A-H) (5) Identity of buyer/seller (if private transaction)

120. -S&P Midcap 400 ETF 121. -MMF 122. CO Municipal Bonds 123. GA Municipal Bonds 124. ND Municipal Bonds 125. IRA #9 126. -Fidelity Contrafimd 127. -Fidelity US Government Reserves 128. -Baron Growth Fund 129. -Black Rock Global Allocation Fund 130. 131. -Pimco Total Return Fund 132. 133. 134. -Vanguard Midcap Fund 135. -SPDR Midcap 400 ETF 136. -Eaton Vance LG Cap Fund D B B E Interest Interest Interest Dividend L L L P1 T T T T Buy Sold Buy Buy Buy Buy Buy Buy Buy Buy Buy 06/10/10 07/21/10 ~ 06/10/10 01/22/10 02/07/10 01/22/10 06/10/10 07/21/10 04/19/10 06/10/10 06/10/10 K J K P1 N M L L L K K Buy Buy Buy 01/12/10
L L L

1. Income Gain Codes: (See Columns B1 and D4) 2. Value Codes (See Colunms C1 and D3) 3. Value Method Codes (See Coluam C2)

A -~$1,000 or less F =$50,001 - $100,000 J =$15,009 or less N =$250,00l - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$100,001 - $1,000,000 K =$15,00I - $50,000 O =$500,00I - $1,000,000 R =Cost (Real Estalz Ordy) V =Other

C -----------$2,501 - $5,000 H1 =$1,000,001 - $5,000,000 L =$50,001 - $100,000 P1 =$1,000,001 - $5,000,000 P4 =Mo~e ~a~ $50,000,000 S =Assessmeot W =Estimated

D =$5,001 - $15,000 1-12 =More than $5,000,000 M =$100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market

E =$15,00t- $50,000

FINANCIAL DISCLOSURE REPORT Page 12 of 14 VII. INVESTMENTS and TRUSTS -income, value, t .....

Name of Person Reporting Preska, Loretta A.

Date of Report I 03/31/2011

I
D. Transactions during reporting period (1) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value Gain mm]dd/yy Code 2 Code 1 (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)

tlons (Includes those of sp ......d dependent children; see pp. 34-60 of fdlng instruc~ion~)

NONE (No reportable income, assets, or transactions.)

A. Description of Assets (including trust assets) Place "(X)" aider each asset exempt from prior disclosure B. Income during reporting period (1) Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period (1) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W)

137. -American Growth Fund of America 138. -Ivy Asset Strategy Fund 139. 140. -Royce Total Return Fund 141. -Tweedy Browne Global Value Fund 142. IRA #10 143. -SPDR Midcap 400 144. -FIDO US Government Reserves 145. -Baron Growth 146. -American Growth Fund of America 147. -Tweedy Browne Global Value Fund 148. -Vanguard Midcap Index Fund 149. -Ivy Asset Strategy Fund 150. BlOC LLC Distribution K D Dividend O T

Buy Buy Buy Buy Buy

06/10/10 01/25/10 02/17/10 06/10/10 06/10/10

K N N K K

Buy Sold

04/19/10 06/10/10

M J

Buy Buy Buy

04/19/10 06/10/10 11/16/10

K K K

1. Income Gain Codes: (See Columns 131 and D4) 2. Value Codes (See Columns C1 and D3) 3. Value Method Codes (See Coltunn C2)

A =$1,000 or less F =$50,001 - $100,000 J =$15,000 o~" less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$100,001 - $1,000,000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate O~y) V =Other

C =$2,501 - $5,000 H1 =$1,000,001 - $5,000,000 L =$50,001 - $100,000 P1 =$1,000,001 - $5,000,000 P4 =More thma $50,000,000 S =Assessment W =Estimated

D =$5,001 - $15,000 H2 =More than $5,000,000 M =$100,00I - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 13 of 14

Name of Person Reporting Preska, Loretta A.

Date of Report 03/31/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (][ndicate part of report)

On or about 5/26/10, the entire contents of IRAs # 1, 2, 3 and 5 were converted to IRA #9. On or about 5/26/10, the entire contents of IRAs #4 and 6 were converted to IRA #I0. On or about 6/2/10, part of the law fmn retirement account (line 50) was converted to ]RA #9. Fideltiiy UST MMF (line 124 from 2009 FDR) was apparently re-nominated and/or merged with Western Asset Government MMF. Lines 122 and !24 -- dates are 12/10/09 and 12/24/09, respectively.

FINANCIAL DISCLOSURE REPORT Page 14 of 14 IX. CERTIFICATION.

Name of Person Reporting Preska, Loretta A.

Date of Report 03/31/2011

I certify that ali information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compfiance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature: $/Loretta A. Preska

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544