;~o 10

Re,,. 1/2010

FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2009
2. Court or Organization U.S. District Uourt (D.CT) 5a. Report T:,pe (check appropriate t)pc) [] Nomination. Date [] Annual [] Final

~epor, Required by the Ethic.,

in Govermnent Act qf1978

(5 v.s.c. ~pp. ,~. lOl-ltO

3. Date of Report 5/7/2010 6. Reporting Period 01/01/2009 to 12/31/2009

I. Person Reporting (last name, first, middle initial) I1ALL, JANET C. 4. Title (Article Ill judges indicate active or senior status; magistrate judges indicate full- er part-lime) LI.S. District Judge - Active

[] inilial

5b. [] Amended Report 7. Chambers or Office Addres~ U.S. District Court 915 Lafa)ette Blvd. B~idgeport, CF 06604 8. On the basis of the informalion contained in this Report and any modifications pertaining thereto, It ig, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date

IMPOR TANT NOTES: The instructions accompanying this form must be fotlowecL Complete all part., checking the NONE box far each pa~t where you have no reportable inJbrmation. Sign on last page.

I. POSITIONS. (Reporting individual only; sre pp. 9-13 of filing instructions.)

NONE (No reportable positions.)

POS1T!ON
I. 2. 3. 4. 5.

NAME OF OR~;ANIZATION/ENTtTY

11. AGREEMENTS. (Reporting individual only; see pp. 14-16 of filing instructionsO
~ NONE (No r, Tortalde agreements.) PARTIES AND TE~S
1. 2.

-..
["

Hall, Janet C.

FINANCIAL DISCLOSURE REPORT Page 2 of 1 ]

Name o/ Persoa Reporting HALL. JANET C.

DatofR*purt

5/7/2010

I11. NON-INVESTMENT INCOME. (Re~,rtingindhiduolanaspo,se;~eepp. 17-24,filingh,structions.)

A. Filers Non-Investment Income NONE (No reportable non-investment income.) DATE
1. 2. 3. 4.

SOURCE AND TYPE

IN.ME
(3,ours, not spouses}

B. Spouses Non-lnveslmenl Income - tl).ou wer~ married during any port~n of the reportlng year, complete this sectiott (Dollar amount not requ~ed except for honoraria.)

~
I. 2009 2. 3. 4.

N ONE (No reportable non-investment income.) DATE

Self-employed lawyer

SOURCE AND TYPE

IV. REIMBURSEMENTS - transportation, Iodglng, food, entertal ....

(Includes those to sln~t~e and d,l~endnt children; see pp. _5-27of filing inst~ctio~.)

~
1. 2. 3. 4. 5.

N ONE (No r~7~ortable reimbur~emcnts.) SOUR(~

Federal liar Council 4/30

DATES

LOCATION
New York, New York

PURPOSE
FBC Law Day Event

ITEMS PAID OR PROVIDED

Dinner

FINANCIAL DISCLOSURE REPORT [ Page 3 of 1 1 IIALL, JANET C.

5/712010

NONE (No reportable g~s.) SOURCE DESCRIPTION VALUE

1. 2. 3. 4. 5.

VI. LIAB H, ITIES. tl,,t~d~ ~o~ of ,vo~ ~ g~.d~., children; se pp. 32-33 of filing iastructiong) [~] NONE (No reportable liabilities.) CREDITOR
1. 2. 3. 4. 5. U.S. Dcpt. Education Citizens Bank Citizens Bank Sallie Mac Student Loan Line of Credit Student Loan Student Loan

DESCRIPTIQN

VALUE CODE
L M L K

FINANCIAL DISCLOSURE REPORT Page 4 of 1 1 VII. INVESTMENTS and TRUSTS - i,,. ...... ,~
l)escaption of Assets (including ttusl assc~) c~etupt from prior disclosure

~ .... f|e .... Reporting

Date of Rcporl [

hALL, JANET C. ] ~,,,, .......

S/7/20~O

dons (Include, ~vae vf ~p ....... d dependent children; ~epp. 34-60 of filing instructions.)

NONE (No reportable income, c~sets, or transactions.)

~.
Income during re~ing ~riod C~ I [ div., rent. (A H) or inl.)

c.
Gross value at end of tc~rting period .....

-6~ .....
Tran~cdo~ during ~c~ing Identity buycdscllcr (if private

/
C~c 2 (J-P) Mclh~ C~e 3 buy,~ll. redemption)

[mnz~d~yy ~ Code ~ Code ~ ~ ~J-P)" (A-H), ~

1. 2. 3. 4. 5. 6. 7. 8. 9. I 0. il. 12. 13. 14. 15. 16. 17.

State of lsracl Bond - Exp. 1/01/13 Templcton Dragon Fund

B A

Interest Dividend Dividend Dividcud None J

K K T M J J J M

T T I

Templeton Global Small Cos Growth Fd CI A Mutual Fund Mutual Quest Fund (Note) Chardinks. L.P. Strips-tprp Proton 10.625 2015 T/Bond-8/l 5/2015 Strips Tint-US Treasury Mat. 11/15/20 Vanguard Windsor I1 Iund A A B C

T W T T T Buy Buy (addl) 06/t2/09 I 1/6109 J K

Intcresl Interest Dividend

Mutual Discovcry Fund CL2 --IPC" (Note) partnership Interest in Whimey-Ilumphrey Assc. (Note) U.S. Savings I:~onds Metloifc Ins. Co. of cr (universal life)(Notel AXA Equitable Life Ins. Co. {life policy) (Note) Columbia Value Rcst. Fund Royce Total Return Fund

Dividend None

K M L J K L J

T W W T T T T Sold (parl) Sold 03/3/09 03/3/09 L K

A A B C A

Dist[ibution Interest Interest lntcrcst Dividend None

FINANCIAL DISCLOSURE REPORT

Page 5 of 11

! Name of P .....[ IIALL, JANET C." I

Reporting

|]

Date olRep,,rt 5/7/2010

VI I. INVESTMENTS and TRUSTS - i ......... t.e. t ..... tions (Includes those of sp ..... d d,pendent hlldr,n; seepp. _?4-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust a,~scL~) Placc"(X)" all.or each asst cx,,:mpt from pdor disi.-losurc Income during reporting period | Typ~ (e.g., / div., rcr, L (A-|I) or int.) Gross value at cr~d of reporting period | Value Method Code 3 : __ _ (~) Typ~ (e.g., buy, soil, rcdcmptlon) _. DateI "Ca uo Gain mm/dd.~yy Code 2 i Code l (J-P) " (A-I{) Idontily of buyer/seller (ifpriva,e Transactions during reporting poriod

! Value i Code 2 (J-P)

[ ,

1~.

Schwab US Trcaz Money Fund

Interest

Sold

09/30/09

part) Buy Buy Buy 09/11/09 06/12/09 6/22/09 5/12/09 5,12/09 6/22/09 9/11/09 .5/I 1/09 5/I 1/09
5/12/09 5/20/09 5/22/09

19. 20. 21. 22. 23. 24. 25. 26. 27.

28. 29. 30.

Sound Shore Fund Thornburg Value Fund CL.A

A A

Dividend Dividend

M M

T T

J J .I K

Westport Selcc! Cap.CLR

Dividend

"1

Buy Bu~, Buy Buy

.I K L
M L M

Schwab Value Advantage Money Fund

Dividend

Sold (part) Buy

Sold

(part)
Sold

(part}
Sold

(part) 31.
32.

Buy
Sold (part)

06/02,~09
6/4/09

L
K

33.
34.

Sold (part)
Sold

08/26/09
11/06/09

L
K [

(part)

FINANCIAL DISCLOSURE REPORT

Page 6 of 11
V I !. I NVESTMENTS an d TRUSTS - i ........
--A. - .... Description of Assell {i~cludiag ~st assc~) Place "(~" after each a~et exempt from pfor disclos~

.... [~ rP ..... ,~eportin~

I |iALL, JANET C.

5/7/2010

[ Date or a~o~
d dependent children; seefp, 34-60 offiI~ng
D. T~nsactions during ~rting pcriM T)~ (e.g., buy. sell, redemption~ Date Value l Gain C@ I (A-H) Identity of buyer/seller tif privale ~an~ction)

~, t .....

liOnS (Includex those ofxI .......

c. Gross value at end of reining pcriod Value C@e 2 (J-P) Value Method Code 3 (Q-W)

NONE (No reportable income, azsets, or transactions.) B. ........ Income (luring reporting ~ri~ Amount C~e I (A-It) ~ 35. 36. 37. 38. 39. 40. 4 I. 42. 43.
44.

T~ (e.g., div., rent, or int.)

[ ~d~yy : C~ 2 , |J-P)

Oakmark Select Fund Wells Fargo Adv SiC Value Z Citizens Bank Muhhrnkamp Fund AMR Corp. Artisan Intl Small Cap Calamos Growth Fund - A B A A

None None Interest Dividend None Dividend None L L J M M T T T T "1-

Sold Sold

3~/09 03/03/09

J K

Sold (part) Buy

3i3i09 l 1/06/09

K K

Third Ave. Real Est. Valoe Fund

Third Ave. International Value Fund

A
A

Dividend
Dividend

J
K

T
T

45. 46. 47. 4S. 49. 50. 51.

Buffalo Sm. Cap Fund "L Rowe Price MidCap Growth T. l~.mve Price Cap.App.Fund Marsico (;rw,,,th Fund iShare MSCI Canada Index Fund [Note) t-idelily Cash Acct. Bank of America

A A C A A A A

Dividend Dividend Dividend Di,,ridcnd Dividend Interest Interest

J J M M K 1. J

T T T T T T T

Sold (part)

3/3/09

Sold (part)

03/03/09

FINANCIAL DISCLOSURE REPORT Page 7 of ll VI 1. IN VESTMENTS and TRUSTS - i ....

~ A. Dc~fiption of Assets (including trust assets) Place"(X)" after each asset

N .... rrersoo rt~p,,.i.g m~LL,~A~Ea" C.

~, value, t ...... ctions ancludes ~hose qsI .......

~n,~0~0

d dependent children; seepp. 34-60 of filing ~structlo~s.)

NONE (No reportable income, assets, or transactions.) B. Income during re~rting ~iod IAmount Type (.g.. : Code I [ div..rent, {A-H) [ or int.) C. Gro~ value at end ~ of repomng period . [ Value / C~e2 ~/ (J-P) Value [ MeNod 1:C~e3 Date buy, sell, [edcmption)I[ D.

Value (J-P}

Gain (A-HI ~ lifprivate

52, 53. 54.

Vanguard lntl. Growfi~ Fund Schwab Bank Davis NT Venture Fd - A A A B

None Interest Dividend Dividend J M M T T T

Sold

03t031091 K

Buy Buy
Buy

9/1 I109 06/01/09

6/12/09

J K
K

55. Artisan Mid-Cap Value FD

56.

57. 58. 59. 60. 61. 62. 63.

Dodge & Cox Intl. Stock Vanguard Strategic Equily Wells Fargo Adv. Small/Mid-Cap Value Fund Storage Inn Ltd. Arcadia Wind Farms Energies Ltd Limited Partner, Cummings Drive Family L.P. Mariso Inten~ational

A A A

Dividend Divider~d l)ividend None None

M J M L L L

T T T W W T Sold 3/3/09 6/3;09 K K

Dividend None

64. Mari.sco Intcr~]ational 65. iSha|cs INC MSCI EMU Index I:und 66. 67. 68. Ph|g Power h:c. T. Rowe Price Group A Buffalo Mid-Cap

Dividend None None

L l J J J

1 T T T T

Buy

Dividend None

FINANCIAL DISCLOSURE REPORT Page 8 of 11 VI I. l NVESTM ENTS a n d TRUSTS

N .... fP ..... Reporting

Date ofl!.epotl

~,,L~, a,~E~" C. I

5/~/2o~o

- i .........lue, t ..... tlons (Includes those qsf, .......

a depend .... hildren; see PI. 34-60 of filing instruction.)

NONE (No reportable income, ~ssets, or oansactions.) I Description of Assets {including t~st assets} Place "(X)" after each asset exempt fiom pdor disclosure Income during r~ing pcri~ [A .... t ~ Code 1 ~ (A H) Ty~ (e.g., div., rent. or int.) Gros~ ~aluc at end of rcpo~ting period / Value C~c ~ (J-P) ]Value [ T)~e (e.g., Mc~od [ buy, sell, ] C~e 3 [ redemption) ~can~ctions during rc~rting period Idcntlty of buycr/zcller (ifprlva~e

[ Date ~ Value ]m~dd/yy Code 2 O-P) ~

Gain C~e 1 (A-I!~

69 70. 71. 72. 73. 74. 75. ! 76. 77. 78. 79. 80. 81. 82. 83. 84. 85.

Pax World Balance Fnnd BlackRock Global Morgan Stanley Bank CD Marisco Focus Fund Fairholrne Fund Intrepid Small Cap Fund

Dividend None

T Sold Redeemed 03/03/09 i 05/28,09 6/3/09 06.05/09 I 5;8,09 060 /09 ! 8/26/09 5/8/09 I I/6/09 I 1/6/09 I I/I 0/09 5/20/09 07/21/09 8/25/09 1 I/5/09 5/11/09 K I_ K J K K K L K K K J L L K K D

B A A D

Interest Dividend Dividend Dividend L J L "1T T

Buy Buy Buy 13uy (addl)

Matthews Asia Pacific Seb\vab S&P 500 Index Fund Schwab EFIS Intl Equity ETF Schwab ETFS - US Large Cap ETF Pctrobank Energy & P, es LTDF iShaIes lt,I, lt.ussel13000

A B A A

Dividend Dividend Dividend Dividend None

L L K K K M

"I" "1" T T T T

Buy Buy Buy Buy Buy Buy Buy Buy Sold (part)

Dividend

Schwab Tn~al Market

Dividend

Buy

Name of Persan Reporling

Date of

PageFINANCIAL9 of l 1 DISCLOSU~ ~PORT

.ALL, JANET c.

NONE (No reportable income, assets, or transactions.) Description of Assc~ (including t~st ~sc~) Income during reposing pcri~ Gross va~ue al end of rpo~ing perio~ Tran~ctio~ d~ng rc~ing ~riod

~ [

~xempI from privr di~losute

~ Ct~c I [ (A-I[) [

div,,~ent, or inl.)

C~c 2 (J-Pl

Me~ [ Code 3

buy, sell, ~cdemption)

m~d~tYY I C~e 2 C~e I 0-P) ~ IA-III

buycr/scllcr {ifprivalc

87. 88. 89.

Greenspring Fund Nicholas 11 Fund Nicholas Ltd Edition Fund

B A A A

Dividend Dividend Dividend Dividend

K K K J

T T T "f

Buy Buy Buy Buy Sold (pan)

5./I 1/09 5II2/09 5/12109 1/20/09 5/11/09

K K K L K

90, Schwab Investor Money Fund 91. 92. Schwab Advantage Cash (Note)

Dividend

FINANCIAL DISCLOSURE REPORT Page l 0 of 1 1

Name of Pe~on Report|ng

Date of Report

~ALL, JAr~E~ C.

~/7:-010

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. an~ic~,ep~r,o~,o~O

Iarl VII: Lines 4: Name Change: Mutual Qualifi~-d Fund renamed Mutual Quest Fund Liue 11 : Passive income from sub-chapter S corporation. Line 12: The appraisal date is 412008. Line 14: At some point, this policy was assigned by Travelers 1o MetLife. Line 15; la April, 2009, 1 transferred the cash value of the Crown I,ife Policy ~o a new policy with Axa. Line 49: In the 2008 Reporl, this investment was reported sold. However, the sale was only a partial sale. Line 92: This is one of many Schwab Money Market Funds held. It was opened before 111109~ but overlooked last year. Line 48:(2008 Report): The partial sale on I 1/24/08 disposed of all of this fund

FINANCIAl., DISCLOSURE REPORT Page 11 of 11 ix. CERTIFICATION.

r~ .....t~e,.so, a,~po,li,,,~
IIALL, JANETC.

t~,,orawoa ~.,7/z0,0

1 certify that all information given above (including in[ormation pertaining to my spouse and minor or dependcnl children, if any) is accurate, true, and complete to the best of my knowledge and belief, aud that any informalion not reporled was *vithheld because it met applicable slalutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported arc in compliance with the provisions ors U.S.C. app. 501 ct. seq., 5 U.S.C. 7353, and Judicial Confcrrncc regulations.

NOTE: ANY INDIVIDUAl, WltO KNOWINGLY AND WIL AND CRIMINAL SANCTIONS (5 U.S.C, app. 104)

IL

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Coxnmittcc on Financial Disclosure Admiuislrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544