Professional Documents
Culture Documents
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Table of contents
1 Topic: Introduction ...................................................................................... 1
1.1 Session nr 1: Introduction to life cycle thinking.............................................. 1 1.1.1 Background to life cycle perspective.................................................................. 1 1.1.2 LCA, concepts and definitions............................................................................ 2 1.1.3 Work procedure for LCA.................................................................................... 3 1.1.4 Applications for LCA.......................................................................................... 4 1.1.5 Exercise .............................................................................................................. 4 1.2 Session nr 2: Overview of LCA and the ISO 14040 series of standards....... 5 1.2.1 ISO 14040 Principles and framework ISO 14040.............................................. 5 1.2.2 Goal and scope definition .................................................................................. 6 1.2.3 Inventory analysis .............................................................................................. 7
1.2.3.1 1.2.3.2 Inventory components:.............................................................................................. 7 Data collection and documentation........................................................................... 7
Life cycle impact assessment.............................................................................. 8 Life cycle interpretation ..................................................................................... 9 Reporting ............................................................................................................ 9 Data documentation format ............................................................................... 9 Critical review.................................................................................................. 10 Exercise ............................................................................................................ 10
2.1.3
Exercise ............................................................................................................ 14
3.2.5 3.2.6
4.1.2 Exercise ............................................................................................................ 27 4.2 Session nr 7: Optional elements of the impact assessment........................ 29 4.2.1 Optional elements............................................................................................. 29
4.2.1.1 4.2.1.2 4.2.1.3 4.2.1.4 4.2.1.5 Normalisation.......................................................................................................... 30 Grouping ................................................................................................................. 30 Weighting................................................................................................................ 31 Comparison of weighting methods ......................................................................... 31 Limitations of LCIA ............................................................................................... 32
4.2.2
Exercise ............................................................................................................ 33
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Topic: Introduction
This topic will give an introduction to the life cycle perspective and the central terms and concepts of the LCA. It will also give a short overview of how LCA is performed according to the ISO 14040 standards. Some especially important terms in the LCA nomenclature will be printed in italic style to notify the reader. Terms and definitions are explained in chapter 8.
2 Production process
Emissions
Emissions
4 Recycling
Emissions
5 Landfill
3 Use of product
Transport
Process/product system
Suppliers
Gate to gate
Resource extraction
Environmental impact
The environmental impact is expressed by impact categories. The impact categories can be defined at different levels; mid-point effects (acidification, eutrophication, global warming, ozone depletion etc) or end-point effects (lessen biodiversity or shorter length of life of humans). The effect on the environment in each impact category is quantified through category indicators e.g. proton release (H+aq) in the case of acidification or infrared radiative forcing (W/m2) in the case of global warming. The life cycle assessment is performed by 1. defining goal and scope for the LCA; 2. compiling an inventory of relevant inputs and outputs of a product system; 3. evaluating the potential environmental impacts; 4. interpreting the results2
LCA can also be used to study the life cycle impact of a service. Here the word product is used to represent both physical products and services. 2 ISO 14040:1997 Environmental management Life cycle assessment Principles and framework
1.1.5 Exercise
1) Try to find examples of products where the largest or most detrimental environmental impacts presumably derive from the: - raw material acquisition - production - consumption - disposal
3 The European Commission presented in 2001 a so called Integrated Product Policy. It is an approach which seeks to reduce the life cycle environmental impacts of products from the mining of raw materials to production, distribution, use, and waste management. IPP focuses on those decision points which strongly influence the life cycle environmental impacts of products. The objectives are: Tools for creating the right economic and legal framework. Adapt the market to environmentally friendly products by extended producer responsibility and environmental labelling. Promoting the application of life-cycle thinking. Give support to organisations with life-cycle information and Design for Environment-tools and develop standards for the environmental work. Giving consumers the information to decide. Provide consumers with understandable and reliable product information. It is an attempt by the European Commission to create conditions in which environment-friendly products, or those with a reduced impact on the environment, will gain widespread acceptance among the European Union's consumers.
1.2
The description of how to perform an LCA in this training package is based on the ISO 14040 series of standards. This series of standards specify which elements that shall be included in the procedure of performing an LCA study.
ISO 14040 also describes reporting and critical review of the results, see 2.1.2. ISO/TS 14048:20024 describes the data documentation format, see 3.2.3.
TS stand for Technical Specification. The TS is a normative document that has been approved by a majority of the ISO members and is valid for 3 years. After the 3 years it is either turned into an official standard or withdrawn.
Elementary flows are energy or material flows that are not refined by any technical process but enter or leave the system directly from/to the nature, e.g. crude oil, air, heat, non-refined minerals but also emissions and effluents that are released into the environment. Non-elementary flows are energy or material flows that are refined through technical processes, e.g. petroleum, electricity and other artificially manufactured components.
1.2.3.2 Data collection and documentation The data collection is usually the most resource consuming part of the LCA. Documentation of the data collection will assure the quality of the results and might also give reusability to the collected data. The result is the life cycle inventory (LCI) 5, a list of all relevant inputs and outputs from the studied system. Below is a procedure for the inventory analysis derived from ISO 14041.
Goal and scope definition Revised data collection sheet Preparing for data collection Data collection Validation of data Relating data to unit process Relating data to functional unit Data aggregation Additional data or unit processes required Refining the system boundaries Allocation and recycling
Interpretation phase 1. Identification of significent issues 2. Evaluation by - completeness check - sensitivity check - consistency check - other checks
Inventory analysis
Impact assessments
Direct applications - product development and improvement - strategic planning - public policy making - marketing - other
1.2.6 Reporting
Reporting is an important part of an LCA study: Results of the LCA are reported to the intended audience. Type and format of the report is defined in the scope. Results, data, methods, assumptions and limitations shall be transparent and presented in sufficient detail. Allow use of results and interpretation consistent with the goal and scope. When results are to be communicated to any third party, a third-party report shall be prepared as a reference document.
1.2.9 Exercise
1. Which ISO standards describe life cycle assessment? 2. What are the different phases of an LCA called and what is included in each phase? 3. What is a product system?
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This chapter describes the first phase of the life cycle assessment, i.e. how to define the goal and scope in accordance with ISO 14041. The goal and scope is defined together with the commissioner of the study and shall be clearly defined and consistent with the intended application. LCA is an iterative process and this allow for modifications of this part later in the process if needed. The usefulness of the study for other purposes than the original can be described as a separate item in the goal and scope definition. The goal and scope should be studied carefully before reusing the results of the study in a new context.
2.1
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2.1.2.1 Function, functional unit and reference flow The function delivered by the product system is expressed by a functional unit. The functional unit is thus a measure of the functional performance of the outputs of the product system. It is used to compare the function produced by the product with the environmental effects from the products life cycle. A product system may have several functions. The functional unit that best describes the system in line with the goal and scope of the study is chosen. When an LCA is performed to compare two products it is important to make sure that the functions delivered by the two products are comparable. An example is when single use items are compared to reusable items (cutlery, cups, clothes etc). Then the functional unit cannot be based on the product item but has to be based on the function (1000 meals, 1000 times of use etc) to make a fair comparison. Length of life of products and services is also important to have in mind when deciding the functional unit. The functional unit is usually expressed with a reference flow. For example, the reference flow for the functional unit 1 m2 painted wall can be the amount of paint needed to paint the wall based on defined characteristics for e.g. coverage of paint etc. An appropriate reference flow for each unit process shall also be determined in order to facilitate the calculations (e.g. 1 kg of material or 1 MJ of energy). The quantitative input and output data of the unit process shall be calculated in relation to this reference flow. 2.1.2.2 Initial system boundaries The system boundaries define which unit processes to be included in the studied product system and which can be excluded. The product system is a collection of unit processes which performs one or more functions. These unit processes are connected by flows of intermediate products. Ideally, the inputs and outputs that cross the boundaries of the product system should be elementary flows, i.e. all flows are followed back to the cradle. Mostly there will not be time or resources enough for such a comprehensive study. Resources need not be expended on the inputs and outputs that will not significantly influence the study. The system boundaries can be expanded or reduced later on in the study, if e.g. a sensitivity analysis shows that it is suitable.
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2.1.2.3 Data quality requirements Data quality requirements specify the characteristics of the data needed to enable the goal and scope of the LCA study. During the goal and scope the following should be considered and described: Intention regarding site-specific and general process data, in terms of e.g. completeness and representative qualities. Data sufficiency in terms of e.g. precision, consistency and reproducibility. 2.1.2.4 Reporting There are two major issues to observe during the reporting; 1. That the report is structured after the intended purpose. The reporting shall allow use of results and interpretation in a manner consistent with the goal and scope. The type and format of the report are defined in the scope and will be different depending on the intended audience. The results shall be fairly, completely and accurately reported in a way that is adapted to the intended audience. 2. That the information is presented with sufficient transparency and accuracy. Results, data, methods, assumptions and limitations shall be transparently reported and presented in sufficient detail. When results are to be communicated to any third party, a third-party report shall be prepared as a reference document that contains information of the commissioner, the practitioner, the critical reviewer and other information that is needed to make the report fully comprehensible. 2.1.2.5 Critical review The critical review assures the quality of the study. It can be performed by e.g. an expert or by an interested party independent of the study, the so called third party. There are three types of critical review processes: Internal expert review External expert review Review by interested parties Critical reviews are performed to ensure that: 1. The methods used to carry out the LCA are consistent with the standards and scientifically and technically valid 2. The data used are appropriate and reasonable in relation to the goal of the study 3. The interpretations reflect the goal of the study 4. The limitations of the study are identified 5. The report is transparent and consistent and the type and format is addressed to the intended audience The scope describes the type of critical review desired for the study, but also the scope of the critical review, i.e. the purpose, the level of detail, the parts that needs to be involved in the process etc. Where the study is used to support a comparative assertion that is disclosed to the public, a critical review is required to decrease the likelihood of misunderstandings or negative effects on external interested parties. The critical review shall however not be seen as a confirmation of the interpretations in the comparative assertion.
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2.1.3 Exercise
1) Multiple choice tests find the incorrect answer/answers: a) The goal definition a) is the starting point for the LCA b) should describe the data categories c) should be defined together with the commissioner d) should describe the intended application of the study b) Inputs and outputs a) from a product system are data categories b) are included or excluded in the scope c) to the studied system are always elementary flows d) can be both material flows and energy flows c) The scope a) may be changed later on in the LCA b) defines the type and format of the report c) defines the scope and type of the critical review d) describe the data quality requirements 2) Functional unit. In the examples below only the outputs of products are displayed for the sake of simplicity. Functional units can be based on inputs as well as outputs. Choose suitable functional units for inventorying the CO2 emissions from the following systems (CO2 emissions/functional unit), several answers are possible:
Production of steel Output: 1 kg steel bar Hot rolling of steel strips Output: 0.2 kg steel strip Production of plywood Output: 1.5 kg plywood sheet Zinc coating of steel strips Output: 0.2 kg coated steel strip Production of nails Output: 0.025 kg steel nails
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Oil refining Output: 1 m3oil Production of lubricant Output: 1 l lubricant Use of lubricant Output: 1 kg waste oil/hour
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3.1
The procedure consists of the following steps: 1) Preparing for data collection 2) Data collection 3) Calculation 4) Allocation Each step is described in detail below.
TS stand for Technical Specification. The TS is a normative document that has been approved by a majority of the ISO members and is valid for 3 years. After the 3 years it is either turned into an official standard or withdrawn.
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3.1.4 Calculation
The validation of data is made continuously to see that the data collected is representative and valid for the process system it is supposed to describe. The methods to do this can be to use mass/energy balances, compare with similar data and find a way to handle missing data and data gaps. The data should be related to a unit process, this is done by determining a reference flow for each unit process and normalising the data to this flow. The data should also be related to the functional unit, this is done by normalising the data from each unit process to the functional unit. The aggregation is made to obtain the results from the inventory. Flows that are of the same data category (e.g. air emissions) and same substance (e.g. CH4) of different unit processes are aggregated to produce a total value for the whole system. Be careful to avoid doublecounting and aggregate only if it is the same substance and the same data category! 17
Finally the system boundaries might need to be refined. A sensitivity analysis will show if there is need of improving some data or the scope of the study.
3.1.5 Allocation
An allocation is the assignment or division of a common flow to different part processes. Few industrial processes yield only a single output and therefore the study shall identify the processes shared with other product systems. The materials and energy flows as well as associated environmental releases shall be allocated to the different product outputs. The priority for choice of allocation procedure is as follows: 1. Avoid allocation. This can be done by dividing the process and using more detailed data or expanding the system so that co-products etc are included. 2. Use physical relationships between inputs and outputs within the process. They reflect the way in which the inputs and outputs are changed by products or functions delivered by the system and are not necessarily in proportion to simple measurement such as the mass or molar flows of co-products. 3. Use other relationships, e.g. price or mass. Further issues arise if reuse or recycling of the product occurs. The inputs and outputs will have to be shared by other product systems and care must be taken to if the physical properties of recycled materials are changed. The product system can be of closed loop or open loop type. Systems where the recovered materials are used in the same application as they were used in originally are called closed loop systems. An example is the aluminium can recycling system. When the recovered materials are used for other applications than the original it is an open loop system, as in e.g. paper or plastics recycling systems. The allocation procedure for a life cycle inventory is a little more complicated. The closed loop allocation procedure also applies to an open loop recycling system where the materials physical properties do not change in the process and the recycled material is used to substitute virgin material in another product system. This can be illustrated as:
Technical description of a product system Material from a product system is recycled in the same product system Material from one product system is recycled in another product system Closed loop Open loop Open loop Closed loop
Allocation procedures for recycling Material is recycled without change in the inherent properties
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3.1.6 Exercise
1) Normalise the unit processes to the functional unit in the example. 2) Allocate the CO2 emissions from the steel production to the steel strips and steel nails for the plywood box. 3) Construct a data collection form for an inventory of CO2 emissions for plywood box production. 4) Why does the data need to be validated? Example: CO2 emissions from production of plywood boxes The plywood box in this example is manufactured from 12 kg of plywood, 1.6 kg of steel strips and 0.4 kg steel nails. The functional unit in this example is CO2 emissions/plywood box. The steel producer provides both the strip manufacturer and nail manufacturer with steel. No recycled material is used. Transports are excluded. The weight of the output (product) from each unit process is documented in the flow chart below: Production of steel Weight of steel bar: 1 kg
Hot rolling of steel strips Weight of strip: 0.2 kg Production of plywood Weight of sheet: 1.5 kg Zinc coating of steel strips Weight of coated strip: 0.2 kg Production of nails Weight of ten nails: 0.025 kg
Production of plywood box Total weight: 14 kg CO2 emissions from each unit process (all values are fictional): Process Production of steel Hot rolling of steel strips Zinc coating of steel strips Production of nails Production of plywood Production of plywood box CO2 emissions 1210 100 15 120 128 178 Unit g/kg steel g/kg strip g/kg coated strip g/ kg nails g/kg plywood g/plywood box
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3.2
Session nr 5: Documentation
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The data documentation format for description of a process consists thus of three parts: - Process, which contains the Process description, a description of properties of the modelled process with regard to technology, time-related and geographical coverage etc. The Process part also includes Inputs and outputs to the modelled process and a description of the properties of those, documentation about the data collection etc. - Modelling and validation, which contains the description of prerequisites for the modelling and the validation of the process e.g. modelling choices describing which processes and flows that have been excluded. - Administrative information, which contains general and administrative information related to the administration of the documentation of the process e.g. data commissioner, date completed, copyright etc.
7 TS stand for Technical Specification. The TS is a normative document that has been approved by a majority of the ISO members and is valid for 3 years. After the 3 years it is either turned into an official standard or withdrawn.
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Structural components of the format: Each unit process is documented in a separate document. A product system is documented in the same way as a unit process, but also refers to documents that describe each included unit process, and their interrelationships (inputand output-connections). Documentation is divided into distinct data fields with a specified data type as date, number, short text etc to facilitate documentation and interpretation. Data fields describing inputs and outputs supports calculations of LCA. For a full description of the documentation please see ISO/TS 140488 and Flemstrm & Plsson9. Examples of documented processes can be found in Carlson&Plsson10.
3.2.4.1 Reliability To be able to draw conclusions from the result when using the data, the data should be reliable. The reliability of data depends on the precision of data and the credibility of the origin of the data. The precision of data concerns the numerical accuracy and the uncertainty of data. This quality aspect, though important, is not sufficient if all other aspects of data quality are explicitly not known. The credibility of the origin of the data concerns how
ISO/TS 14048:2002 Environmental management Life cycle assessment Data documentation format Flemstrm K., Plsson A-C. "Introduction and guide to LCA data documentation using the CPM documentation criteria and the ISO/TS 14048 data documentation format" CPM report 2003:3, Chalmers University of Technology, Sweden. The report may be downloaded from www.cpm.chalmers.se 10 Carlson R., Plsson A-C.; First examples of practical application of ISO/TS 14048 Data Documentation Format. CPM-report 2001:8, Chalmers University of Technology, Sweden. The report may be downloaded from www.cpm.chalmers.se
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credible the data is determined to be. For example, any statement regarding precision is useless, unless the data origin may be considered credible. Credibility may be achieved through transparency and competence. If the data cannot be transparently reviewed it is impossible to assess its credibility. Also, the credibility of data depends on if the data has been acquired by someone with competence regarding the technology and the system that is described by the data. For instance, a data set describing a specific plant would generally be considered more credible if the data is acquired by someone working within the plant and well familiar with the process, than if the data is acquired by someone who is not situated at the plant and is not familiar with the process. 3.2.4.2 Accessibility Accessibility of data has generally not been considered as a quality aspect, but more as a general problem in LCA. However, if the data is not accessible for the data users no other quality aspects can be considered. The accessibility of data concerns data communication, openness after data acquisition and semantic. Data communication is an important aspect of accessibility. In order for data to be useful, it needs to be mobile, i.e. it needs to be efficiently communicated between the data suppliers and the data users. This may be done in many different ways such as via mail, questionnaires, specific formats etc. Data communication may however only be done depending on the openness after data acquisition. If aspects regarding openness, e.g. secrecy, is not solved or handled adequately, the accessibility of data will be obstructed. The semantic aspect of data is also a vital component of the accessibility of data. Data are generally acquired within a specific context, for example within a company. When the data are communicated within this specific context, terminology and other aspects regarding e.g. the technology are implicit and do not generally need explanation. However, if the data is to be communicated to someone who operates in a different context, the terminology and other implicit aspects must be explicitly explained, for the data to be understood and accessible. 3.2.4.3 Relevance Regardless of all other aspects of data quality, if the data is not relevant for the context in which it will be used it is not useful. For any specific data set relevance can be divided into two groups; general (suited for LCA) and specific (suited for a specific application). The general issue regards that the data must describe environmentally relevant in- and outflows in a system, which fulfils a function, expressed by a functional unit or a functional flow. The specific issue, i.e. that the data is suited for the specific application, regards whether or not the data is relevant for the application in which it is used.
11 Flemstrm K., Plsson A-C. "Introduction and guide to LCA data documentation using the CPM documentation criteria and the ISO/TS 14048 data documentation format" CPM report 2003:3
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According to ISO 14041, the following data quality requirements should be considered when performing an LCA: time related coverage geographical coverage technology coverage Also, further descriptors to define the nature of the data should be given, and the following parameters should be considered at an appropriate level of detail: precision completeness representativeness consistency reproducibility A dataset documented in the ISO/TS 14048 format is sufficiently documented to make a review of these quality requirements possible. The ISO 14041 requirements may be used as a guideline when assessing the quality of a dataset documented in another format.
3.2.6 Exercise
1) Which parts is the documentation of processes divided into? 2) How can data quality be assessed?
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4.1
1) The first step is the selection of impact categories, category indicators and characterisation models. It is important to document the subjective choices that are made in the selection. In practice this selection is implied by choice of impact assessment method, e.g. EPS, EDIP and Eco-Indicator 99, where the selection of impact categories, etc. has already been made. 2) Step number two is the assignment of the LCI results to impact categories (classification). This assignment is in practice also implied by choice of impact assessment method. 3) The third step is the calculation of category indicator results (characterization). In practice this calculation is performed by multiplying the LCI-results with characterization factors. The calculation results in the contribution to the impact on each category indicator. These factors are equivalence factors based on scientific conclusions of how large the impact on the category indicator is from a certain substance. The characterisation factors are also provided by the impact assessment method. The result when these three steps have been performed is an life cycle impact assessment (LCIA) profile, i.e. measures of how large the environmental impact from the process system is on each impact category or category indicator results. This is the mandatory part of the impact assessment.
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4.1.1.1 Selection of impact categories Impact categories can describe environmental impacts on different levels. One alternative is to use the effect on nature like acidification, eutrophication, global warming, ozone depletion etc (mid-point effects). Another alternative is to use the consequences these effects will have, like lessen biodiversity or shorter length of life of humans (end-point effects). Category indicators are quantified measures that are representative for an impact category. The characterisation model describes how strong the effect on the environment is from a certain substance compared to other substances in the same impact category. The characterisation converts the assigned LCI results to the common unit of the category indicator. The characterisation model is included in the impact assessment methods. In the Eco Indicator 99 method there are three impact categories: Impact category Ecosystem Quality Human Health Resources Category indicator Potentially disappeared fraction DALY (Disability Adjusted Life Years) Resource damage Unit PDF*m2*yr person*year MJ/kg
Other impact assessment methods have other impact categories, the number of which varies. 4.1.1.2 Classification In the classification step, the substances on the list from the inventory are assigned to the impact category that they affect. Some substances will contribute to one exclusive impact category while others might contribute to two or more. The flows of the substances must in the latter case be allocated between the different impact categories, unless there is a serial mechanism. As an example, NOx emissions may contribute to both acidification and ground-level ozone formation in turn and the total flow will be assigned to both of these two categories. SOx emissions on the other hand, will contribute to both impairment of human health and acidification, but these impact categories are parallel mechanisms, and the flow will be allocated between the two impact categories. 4.1.1.3 Characterisation The characterisation model describes how strong the effect on the environment is from a certain input or output from the inventory. The severity of the impact varies for equal amounts of two substances. The work with associating the use of a resource or the outlet of an emission to environmental problems like extinction of species is thorough and requires scientific knowledge, time and resources. It is however possible to refine the classification step of the chosen impact assessment method after own knowledge of local conditions. The refinement of the method must however be thoroughly documented to keep the reliability. As an example, CH4 is a worse green house gas than CO2. The impact category global warming has usually kg of CO2 as common unit. The characterisation factor for CO2 is hence 1, while e.g. CH4 has 4. This means that 1 kg of CH4 has the same impact as 4 kg of CO2. In the example below the LCI results are normalised to the functional unit of the whole study, e.g. kg SO2 / litre of lubricant produced. Acidification is chosen for impact category and the SO2 emissions are assigned to this category. The next step is the characterisation, where the contribution to proton release of 1 kg of SO2 is compared to the contribution from 1 kg of HCl, 1 kg of H2SO4 etc with help from characterisation factors. The LCI-results are in practice multiplied with the characterisation factors to become LCIA results. 26
4.1.2 Exercise
1) Manual characterisation A company wants to compare their old Product A with a new Product B that they have developed as a more environmentally friendly alternative. The results from a life cycle inventory, cradle-to-grave, of the two products are presented below. All values are normalised to the functional unit.
Product A Resources Name Crude oil (resource) Hard coal (resource) Lead ore Nickel ore Zinc in ore Emissions to air Methylene chloride Methane Copper Lead Cadmium Benzene Hexachlorobenzene Ni Formaldehyde CO2 Chloroform Amount 5.655 0.5348 0.0586 0.896 0.262 0.67 0.007862 0.00186 0.0001786 0.0000982 0.0687 0.009717 0.000197 0.001937 1.869 0.0000727 Unit kg MJ kg kg kg kg kg kg kg kg kg kg kg kg kg kg
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Product B Resources
Name Natural gas (resource) Hard coal (resource) Nickel ore Zinc in ore
Amount 1.85 0.5348 0.786 0.282 0.348 0.00572 0.00164 0.006214 0.000128 0.000837 2.551 0.5698 0.00789
Unit kg MJ kg kg kg kg kg kg kg kg kg kg kg
Emissions to air
Methylene chloride Methane Copper Hexachlorobenzene Ni Formaldehyde CO2 Nitrous oxide Pentachlorophenol
Use the table below to associate the substances with the impact categories ecosystem quality (Potentially disappeared fraction [PDF*m2*yr]), human health (Disability Adjusted Life Years [person*year]), and/or resources (Resource damage [MJ/kg]). Multiply the LCI-results with the characterisation factor for the impact category, and make a statement if the new product really is more environmentally friendly! Impact assessment information:
Source Air emissions Air emissions Air emissions Air emissions Air emissions Air emissions Air emissions Air emissions Air emissions Air emissions Air emissions Air emissions Air emissions Air emissions Fossil fuel extraction Fossil fuel extraction Fossil fuel extraction Mineral extraction Mineral extraction Mineral extraction Name Hexachlorobenzene Ni Formaldehyde Cadmium CO2 Chloroform Methylene chloride Nitrous oxide Methane Copper Lead Cadmium Benzene Pentachlorophenol Crude oil (resource) Hard coal (resource) Natural gas (resource) Lead ore Nickel ore Zinc in ore Characterization factor 5.36E-00 1.53E+00 6.44E-05 8.77E-00 1.36E-05 5.39E-05 1.23E-04 4.48E-03 2.86E-04 2.85E-01 4.95E-01 1.88 5.36E-07 2.59E-03 7.02E-04 1.02E-06 1.78E-05 4.38E-05 2.91E-05 2.24E-04 Unit DALY/kg DALY/kg DALY/kg DALY/kg DALY/kg DALY/kg DALY/kg DALY/kg DALY/kg PDF m2 yr/kg PDF m2 yr/kg PDF m2 yr/kg PDF m2 yr/kg PDF m2 yr/kg MJ/kg MJ/MJ MJ/MJ MJ/kg MJ/kg MJ/kg
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4.2
This information might be difficult to interpret and make use of due to lack of time, knowledge etc. The optional elements of the impact assessment can make the information more accessible. Category indicator results (LCIA profile) Optional elements
Calculation of the magnitude of category indicator results to reference information (normalisation) Grouping Weighting Data quality analysis ISO 2000. From ISO 14042:2000
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4.2.1.1 Normalisation The normalisation is a calculation of the relative magnitude of the LCIA results from a comparison with reference information. This will help understand the relative significance of each indicator result in the study. It can also be a first check of consistency. A sensitivity analysis may provide additional information about the choice of reference value or baseline. In practice all LCIA results are divided with a reference value that can be e.g.: the total use of resource or emissions for a given area, which may be global, regional, national or local the total use of resource or emissions for a given area on a per capita-basis or similar measurement a baseline scenario, such as a given alternative product system The normalised results will provide information that is displayed the way the information was asked for. E.g. how much of the environmental deterioration in an area that is caused by the investigated product system, or give an answer to if the new product system is more environmentally friendly than the old one. 4.2.1.2 Grouping Grouping is the assignment of impact categories into different groups, e.g. use of resource and emissions or global regional and local spatial scales. This element contains also the ranking of impact categories in a given hierarchy, e.g. high, medium and low priority. For the impact assessment method Eco Indicator 99, there are only three impact categories; Ecosystem Quality, Human Health and Resources, therefore grouping or ranking may be unnecessary. The EPS impact assessment method on the other hand has many different impact categories that are grouped together in five groups to make the method easier to grasp. Some examples of the content of the five groups:
Group Abiotic stock resource Impact categories Depletion of element reserves Depletion of fossil reserves Depletion of mineral reserves Human health impact Production capacity of ecosystem Life expectancy Nuisance Crop production capacity Production capacity of water Base cat-ion capacity Bio-diversity impact Cultural and recreation value Extinction of species Defined when needed Category indicators Cu reserves [kg Cu] Natural gas reserves [kg] Bauxite reserves [kg] Years of lost life [person*year] Nuisance [person*year] Crop production capacity [kg] Production capacity of irrigation water [kg] Base cat-ion capacity [H+ mole equivalent] Normalised extinction of species [dimensionless] Defined when needed
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4.2.1.3 Weighting Weighting is the converting of the results of each impact category to a comparable unit with value-based numerical factors or, simply, weighting factors. A subjective and quantitative priority is given of the relative severity of different impact categories, e.g. if resource depletion is worse than extinct species. The available impact assessment methods usually have some kind of weighting model. EPS is a Swedish method where the weighting model is based on surveys and interviews with people in the OECD countries of their willingness to pay (WTP) to avoid certain environmental impacts. EDIP is a Danish method where the weighting model is based on the distance to political targets. The weighting factors of Eco Indicator 99 are based on decisions from an expert panel. Instead of displaying the results as 3.5 MJ depleted resources 20 PDF*m2*yr potentially disappeared fraction species 15 person*years of disability for human beings these impact categories are weighted compared to each other. The Eco Indicator 99 has the following priority: Impact Category Human Health Ecosystem Quality Resources Weighting factor 400 400 200 Unit ECO 99 unit/DALY ECO 99 unit/PDF m2 yr ECO 99 unit/MJ
Using these weighting factors: Resource depletion stands for 3.5 x 200 = 700 ECO 99 units Extinct species 20 x 400 = 8 000 ECO 99 units Disability adjusted life years 15 x 400 = 6 000 ECO 99 units This means in this case that resource depletion is viewed as a minor problem, contributing with less than 5% of the total environmental impact. It is important to remember that the trade-offs between environmental impacts are always subjective. All weighting methods and operations used shall be documented to provide transparency. 4.2.1.4 Comparison of weighting methods The subjectivity of the weighting methods can be shown by a comparative example. Noh and Lee of the Environmental Engineering Department of Ajou University in Korea has studied five different environmental impact assessment methods. They were the IEF, EcoIndicator99, Korean, EPS and EDIP methods, from Finland, the Netherlands, Korea, Sweden and Denmark respectively. In a case study on LCA of printed circuit boards, impact assessments were performed with each of the different methods. The conclusions were that IEF/EcoIndicator99/Korean and EPS/EDIP were similar but the two groups results differed to a large extent12. The judgments of the severity of the impact from the different components are seen in the figure below:
12
The results were presented at the International Conference & Exhibition on Life Cycle Assessment of April 25 27 2000, Arlington, Virginia 31
There is thus a difference in how environmental problems are ranked in expert panels, in the setting of political targets and how they are ranked by the public when it comes to pay extra money for an environmental sound product. 4.2.1.5 Limitations of LCIA Some limitations of the impact assessment which are important to be aware of: 1) the LCIA is not a complete assessment of all the environmental issues of the product system, but assess the issues that are identified in the goal and scope 2) value-choices are used in the selection of impact categories, category indicators and characterization models as well as in normalization, grouping and weighting 3) LCIA combines emissions or activities over space and/or time and this may diminish the environmental relevance of the indicator result 4) the characterization model contains simplifying assumptions of the corresponding environmental mechanism 5) LCIA results do not predict impacts on category endpoints, exceeding of thresholds, safety margins or risks 6) The relevance of the impact assessment is also limited by lacks of scientific knowledge and data gaps
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4.2.2 Exercise
1) Interpreted results Consider what type of information that is disclosed and that is hidden in the presentations of the results from an LCA study of fridges below. Grouped results The category indicator results are divided into the groups; Human health, Ecosystem damage and Resource depletion. Human health
50 40 DALY 30 20 10 0
s R es p. or ga ni cs R es p. in or ga ni cs C li m at e ch an ge ar ci no ge n ad ia tio n ep le ti o n
Fridge 1 Fridge 2
R O
Ecosystem damage
10000000 8000000 PDF*m2yr 6000000 4000000 2000000 0
Ecotoxicity Acidification/ Eutrophication Land use
zo ne
la ye rd
Fridge 1 Fridge 2
Resource depletion
25000000 20000000 MJ surplus 15000000 10000000 5000000 0 Minerals Fossil fuels
Fridge 1 Fridge 2
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Normalised results The product (Fridge nr 2) is compared with the old product (Fridge nr 1) according to the formula (New fridge Old fridge) / Old fridge * 100 = % change.
200 150 100
% change
50 0 -50
et io n Ec ca ot tio ox n/ ici Eu ty t ro ph ic at io n La nd us e M in er al s Fo ss il fu el s ns s ic s e an ic no ge rg an an g at io n de pl or g ad i ch
New fridge
ar ci
in o
es p.
at e
R O zo n e la y
es p.
Weighted results The results are weighted with the EcoIndicator 99 method: 1 DALY 1 PDF*m2yr 1 MJ Weighted impact:
5,00E+09 4,00E+09 ECO 99 3,00E+09 2,00E+09 1,00E+09 0,00E+00
ns .o rg es an p. ic s in or ga C ni lim cs at e ch an ge O zo R ad ne ia la t io ye n rd Ac ep id le ifi tio ca n Ec tio ot n/ ox Eu ici t ro ty ph ic at io n La nd us e M in er al Fo s ss il fu el s og e
Ac id ifi
-100
lim
er
Fridge 1 Fridge 2
ar c C
in
es p
The impact categories are sorted after their impact and the scale is adjusted to show the categories with minor impact:
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ECO 99 20 30 40
ECO 99
ECO 99
O zo ne la y R er ad i
10
0,00E+00
5,00E+03
1,00E+04
1,50E+04
2,00E+04
0,00E+00
5,00E+07
1,00E+08
1,50E+08
2,00E+08
O zo R ne la y er de pl et io n n es p .o rg an ic s an g e ch at io ad i
Radiation
R C lim at e C R es p .i no rg an ic s ns ar ci no ge
Resp. organics
Fridge 2
Fridge 1
35
5.1
36
Interpretation phase 1. Identification of significent issues 2. Evaluation by - completeness check - sensitivity check - consistency check - other checks
Inventory analysis
Impact assessments
Direct applications - product development and improvement - strategic planning - public policy making - marketing - other
The identification of significant issues is depending on the chosen impact assessment method but also subjective decisions, as where to draw the line between significant and nonsignificant for example. These decisions and choices must therefore be documented properly to give transparency to the identification process.
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5.1.3 Evaluation
The purpose with the evaluation is to enhance the reliability of the study by analysing the result with the following measures: Completeness check Sensitivity check Consistency check Uncertainty analysis Assessment of data quality In the completeness check, any missing or incomplete information will be analysed to see if the information is necessary to satisfy the goal and scope of the study. The preceding phases might need to be revisited to fill the gap, or alternatively the goal and scope can be adjusted. If the decision is made that the information is not necessary, the reasons for this should be recorded. In the sensitivity check, it is investigated how the results are affected by uncertainties in the data, assumptions, allocation methods, calculation procedures etc. This element is especially important when different alternatives are compared so that significant differences, or the lack of them, can be understood and reliable. The consistency of the used methods and the goal and scope of the study is checked. Some relevant issues to check can be; data quality, system boundaries, regional and temporal differences, allocation rules and impact assessment. The uncertainty analysis and the quality assessment of the data will give a picture of the reliability of the information that is used in the study. The evaluation should be done interactively with the other phases in the LCA.
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Product improvement Strategic planning Strategic planning Public policy making Public policy making Focus on elements that are different in alternatives Focus on description of product system scenarios
When results from an LCA study are used in another context than the original is it important to identify the original goal and scope and consider what implications it may have on the results.
5.1.6 Exercise
1) Choice of significant aspects: Investigate the two LCIA profiles below. What are the consequences of if the line between significant and non-significant issues has been drawn at: A) 0.05 Eco-points, 0.1 Eco-points, 0.5 Eco-points. B) 0.1 ELU, 0.5 ELU, 1 ELU.
A Inflows Crude oil (resource) Hard coal (resource) Lead ore Nickel ore Zinc in ore Outflows Methylene chloride Methane Hexachlorobenzene Ni Formaldehyde CO2 Chloroform Cadmium Copper Lead Benzene 0,08241 2,24853E-03 0,5208312 0,30141 1,24743E-04 2,54184E-02 3,91853E-06 0,092308 0,5301 0,088407 3,68232E-05
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B Life cycle phases Raw material extraction Energy production Production process Transports Air emissions Sewage treatment Solid waste treatment
2) Explain why the data needs differ depending on if the LCA has been made for product development, marketing or strategic planning.
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6.1.1 Introduction
The different support sources have been divided after which problem they will help to solve: Information support sources for the data collection Competence support support with the performance of the study Supportive tools structure and guidelines for the work Impact assessment methods ready-made methods for the impact assessment LCA software structure and management of the information LCI databases general data collected for other LCA studies
Production management
Purchasing department
Marketing department
Industry associations
In addition to information specific for the study, other information sources may have to be used such as previous relevant LCA studies, LCI databases and IA databases. These information sources can provide: Methodological experiences General data Specific data Comparisons/Benchmarking data
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Establishment of a competence-network
Expert consultants
Questionnaires and other data administration tools Analysis tools and software
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Eco-indicator 99
The Netherlands
1999
Denmark
1996
Sweden
2000
Impact 2002+
Switzerland
2002
1994 1997
43
SimaPro TEAM
1990
WWLCAW
44
IVAM
1350
SPINE@CPM
~500
The Swiss Centre for Life Cycle Inventories under the leadership of EMPA, have combined and extended different Swiss LCI databases in the Ecoinvent 2000 project. The sets of LCI data include the areas of energy, transportation, waste disposal, construction, chemicals, detergents, papers and agriculture, which is valid for Swiss and Western European conditions. http://www.ecoinvent.ch/ IVAM LCA Data 4 consists of about 1350 processes, leading to more than 350 materials. The database is maintained by IVAM which is the environmental research, training and consultancy firm of the Universiteit van Amsterdam, in environmental aspects of materials. http://www.ivam.nl/ SPINE@CPM the Swedish national LCI database, which is quality reviewed. The database is maintained by IMI at Chalmers University of Technology for the Centre for Environmental Assessment of Product and Material Systems (CPM). The database includes information about energy, transportation, materials, etc and is both available in SPINE and ISO/TS 14048 formats. http://www.globalspine.com/
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7 Answers to exercises
Topic 1, Session nr 1
Page 4 1) Raw material acquisition: Products made from fossil resources, rare metals etc. Production: Single use items, energy intense products etc. Consumption: Engines, motor vehicles etc. Disposal: Non-biodegradable single use items, bulky non-biodegradable materials, products containing heavy metals etc.
Topic 1, Session nr 2
Page 10 1) 14040, 14041, 14042, 14043, 14048 2) Goal and scope definition analysis of the task and the application of the results, setup of system boundaries Inventory compilation of an inventory of relevant inputs and outputs of included processes Impact assessment evaluation of the potential environmental impact of the studied system Interpretation conclusions from and evaluation of the study 3) A product system is a collection of unit processes connected by flows of intermediate products which performs one or more defined functions. The essential property of a product system is characterised by its functions, and cannot be defined solely in terms of the final products.
Topic 2, Session nr 3
Page 14 1) a) b is wrong, the scope describes the data categories. b) c is wrong, inputs can be refined flows and outputs can leave to another technical system. c) all answers are correct!
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2) Possible functional units depending on the goal and scope of the study: A. g CO2 emission/plywood box kg CO2 emission/plywood box kg CO2 emission/year g CO2 emission/kg plywood box g CO2 emission/kg plywood g CO2 emission/plywood sheet g CO2 emission/kg steel etc B. kg CO2 emission/m3 extracted oil g CO2 emission/m3 refined oil g CO2 emission/l lubricant mg CO2 emission/l lubricant g CO2 emission/kg lubricant g CO2 emission/hour of use g CO2 emission/kg combusted waste oil etc C. g CO2 emission/kg extracted coal g CO2 emission/kg of combusted coal g CO2 emission/MJ combustion heat kg CO2 emission/hour g CO2 emission/MJ generated heat g CO2 emission/MJ generated electricity g CO2 emission/MJ total generated energy
Topic 3, Session nr 4
Page 19 1) Normalised CO2 emissions: Process Production of steel Hot rolling of steel strips Zinc coating of steel strips Production of nails Production of plywood Production of plywood box CO2 emissions 2420 (2 kg steel/plywood box x 1210 g/ kg steel) 160 (1.6 kg strips/plywood box x 100 g/kg strip) 24 (1.6 kg strips/plywood box x 15 g/kg strip) 48 (0.4 kg nails/plywood box x 120 g/ kg nails) 1536 (12 kg plywood/box x 128 g/ kg plywood) 178 (1 box x 178 g/ plywood box) Unit g/plywood box g/plywood box g/plywood box g/plywood box g/plywood box g/plywood box
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2) There are 1.6 kg of steel strips and 0.4 kg of steel nails in a plywood box. A total of 2 kg of steel need to be produced, which will lead to emissions of 2420 g of carbon dioxide. The allocation is done on weight basis: CO2 emissions allocated to steel strips: 1.6 kg steel strips x 2420 g CO2 = 1936 g CO2 2 kg manufactured steel CO2 emissions allocated to steel nails: 0.4 kg steel nails x 2420 g CO2 2 kg manufactured steel 3) 4) = 484 g CO2
The information that is important to collect will be: type of flow (raw material, product etc, in this case it is an emission) short description of the process ( prod. of steel, prod. of plywood etc) the collection date the collection method (on-site measurement, derived from publications etc) reference to the data source the measured value the unit The data must be validated to ensure that the collected data is representative for the studied system, valid for the time and geographical boundaries, and that the units have been understood correctly.
Topic 3, Session nr 5
Page 24 1) Process, Modelling and validation and Administrative information. 2) The characteristics of the data have to be sufficiently documented if an assessment of the quality is going to be made. Data quality does therefore in many respects correspond to documentation quality. The dimensions of data quality can be divided into reliability (e.g. competent data collection), accessibility (e.g. structure for data management) and relevance (e.g. suitability for other application than the original).
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Topic 4, Session nr 6
Page 27 1) The inputs and outputs from the life cycle of Product A are assigned to their respective impact category that can be deduced from the table with impact assessment information. The cadmium emission is the only flow that contributes to two impact categories. In lack of more detailed knowledge, half the amount is assigned to DALY and half to PDF. The amount of each flow is multiplied with their respective characterisation factor, and the LCIA results of each impact category are added separately. This gives values for the resource damage, disability adjusted life years and potential disappeared fraction that derives from the production of Product A.
Name Crude oil (resource) Hard coal (resource) Natural gas (resource) Lead ore Nickel ore Zinc in ore Amount (LCI-result) 5,655 0,5348 0 0,0586 0,896 0,262 Characterisation factor LCIA result 7,02E-04 1,02E-06 1,78E-05 4,38E-05 2,91E-05 2,24E-04 Resource damage 1,23E-04 2,86E-04 8,77E+00 5,36E+00 1,53E+00 6,44E-05 1,36E-05 5,39E-05 4,48E-03 DALY Pentachlorophenol Cadmium (1/2) Copper Lead Benzene 0 0,0000491 0,00186 0,0001786 0,0687 0 PDF 2,59E-03 1,88 2,85E-01 4,95E-01 5,36E-07 0,0039698 0,0000005 0,0000000 0,0000026 0,0000261 0,0000587 0,0040577 0,0000824 0,0000022 0,0004306 0,0520831 0,0003014 0,0000001 0,0000254 0,0000000 0,0000000 0,0529253 0,0000000 0,0000923 0,0005301 0,0000884 0,0000000 0,0007109
Methylene chloride Methane Cadmium (1/2) Hexachlorobenzene Ni Formaldehyde CO2 Chloroform Nitrous oxide
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The same procedure is repeated for the inputs and outputs from the life cycle of Product B.
Name Crude oil (resource) Hard coal (resource) Natural gas (resource) Lead ore Nickel ore Zinc in ore Amount (LCI-result) 0 0,5348 1,85 0 0,786 0,282 Characterisation factor LCIA result 7,02E-04 1,02E-06 1,78E-05 4,38E-05 2,91E-05 2,24E-04 Resource damage 1,23E-04 2,86E-04 8,77E+00 5,36E+00 1,53E+00 6,44E-05 1,36E-05 5,39E-05 4,48E-03 DALY Pentachlorophenol Cadmium (1/2) Copper Lead Benzene 0,00789 0 0,00164 0 0 PDF 2,59E-03 1,88 2,85E-01 4,95E-01 5,36E-07 0,0000000 0,0000005 0,0000329 0,0000000 0,0000229 0,0000632 0,0001195 0,0000428 0,0000016 0,0000000 0,0333070 0,0001958 0,0000001 0,0000347 0,0000000 0,0025527 0,0361348 0,0000204 0,0000000 0,0004674 0,0000000 0,0000000 0,0004878
Methylene chloride Methane Cadmium (1/2) Hexachlorobenzene Ni Formaldehyde CO2 Chloroform Nitrous oxide
The results show that Product B has less impact than Product A in all three categories: Product A Resource damage DALY PDF 0,0040577 0,0529253 0,0007109 Product B 0,0001195 0,0361348 0,0004878
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Topic 4, Session nr 7
Page 33 1) Interpreted results Grouped results The division after impact categories gives the opportunity of seeing what the impacts from the fridges derive from, and a screening of what the biggest threat is. The actual results are showed this way, which is useful in case there are targets set on a certain impact category. Normalised results Normalisation gives a clear view of which qualities with the new fridge that have been improved and which have been impaired. It does not say anything of the performance of the different category indicator results. The ozone layer depletion has one of the minor impacts but as the new product has such a large increase, the column gets very high and this can be misleading. It can however be useful if the company has a very strong policy for an impact category. Say that there is a public interest in the companys acidifying emissions because of the production units location in a very sensitive environment. Then a hundred percent increase, no matter how small the actual numbers are might need to be avoided. Weighted results The weighting needs to be done in order to put all category indicator results on the same scale. It is first when the ranking have been made on the severity of different impacts that the identification of significant aspects at a company can be made. The use of toxic materials and the energy consumption are the outstanding aspects that this company should work on. Correcting other aspects would clearly be a sub-optimisation. The weighting is however done with one method, created by a body that might not have the same set of values as the company. It is recommended that different weighting methods be used, in order to see how the categories are ranked with different sets of values.
Topic 5, Session nr 8
Page 38 1) A) If the significant issues are those with more than 0.5 Eco-points, only emissions of hexachlorobenzene and copper are significant (together 49% of total impact). If the line is drawn at 0.1 Eco-points, then consumption of crude oil and emissions of nickel are added (all four together 82% of total impact). If the line is drawn at 0.05 Eco-points, then half of the 16 issues will be regarded as significant. The non-significant aspects contribute only with 2.7% to the total impact. The right choice depends on the purpose with the LCA.
0,6 0,5
Eco-points
Series1
51
B) If the significant issues are those with more than 1 ELU, only the raw material extraction is an important issue, which stands for 70% of the total impact. If the line is drawn at 0.5 ELU, then energy production, transports and sewage treatment are added (all four together 96% of total impact). If the line is drawn at 0.1 ELU, air emissions will also be regarded as a significant issue (all five together 99% of total impact).
1,6 1,4 1,2 1 ELU 0,8 0,6 0,4 0,2 0 Series1
2) Generally, an LCA made for product development has the purpose of giving an overall view of the environmental effects of different product alternatives. The environmental advantages and disadvantages are compared with efficiency and economics. Generally, an LCA made for marketing has the purpose of differencing two or more otherwise quite similar products. Much effort is put on the details that differ and therefore this information might not be detailed enough for someone that wants data about aspects that the products have in common. LCAs made for strategic planning might include simulations of the effects of a prospective investment that is totally irrelevant for the first two categories if the investment is not realised.
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Environmental impact
Inventory LCI-data
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