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THEORY OF BASIC STRUCTURE
Ifa man is blind, he can survive. Even if a man is deaf. he can survive. Dumbness
does not make survival impossible. Absence of all five sense organs is not a
hindrance for survival. But however. a man cannot survive without his head or heart.
Basic structure is the heart of the Indian Constitution. It is the head or rather the brain
of the Indian Constitution. Basic structure is also the backbone without which the
Constitution cannot stand straight
AMENABILITY OF THE BASIC STRUCTURE AND THE LANDMARK CASES
Basic structure is often termed as the back bone of a constitution becatise. it ts
impossible for the constitution to stand straight without a backbone. Hence.
amenability of the basic structure is beyond the stretch of imagination and if tints the
Constitution with the paint of rigidity. Constitutional provisions are indeed amenable
subject to the condition that the basic structure remains untouched. Any amendment
that whittles down the basic structure is void and is liable to be struck down. The
sanctity of the basic structure is preserved with utmost passion and respect by the
framers of the constitution and the protectors of the law of the land
Constitution 24th Amendment
Sa
eR sehas said about it that “a
'Y Continuous ag it embodies the
liched at present by the past influence and it makes the
ndment of Constitution Onstitution under Article 368 deals
Exploring the contours of the term ‘Basic Structure’ it is evincible that the entire
Concept has taken its shape through various decisions of the Indian Supreme Cowt
As Fuller rightly pointed out in lus reply to Prof. H.L, A. Hatt (1958) law ean only
exclude what it is not and it is more ike building a wall around a Village wherein the
goal is to protect the village without knowing what it may invade. As on date,
Constitution has undergone one hundred amendments. Every time an
been challenged, the
Judiciary has unraveled the cha
figure out the concept of basic structure, The ba
our
amendment has
lenges by making an attempt to
structure doctrine is an Indian
judicial Principle, most notably propounded by justice Hans Raj Khanna, that
the constitution of India has certain basic features that cannot be al lor
destroyed through amendments by the parliament. Key among these "basic
features", as expounded by justice Khanna, are the fundamental rights guaranteed to
Ss the basis of a power of the
al amendments and acts
defined by the judiciary, and the claim of any particu
be a "basic" feature is determined by the court in each
it gives extra power to court to review and strike dow
amendments and act enacted by the parliament.
h case that comes before it. Thus
mM any constitutional
AMBLE - THE KEY TO THE FRAMERS’ MIND
ae study on the basic structure of the Indian Constitution should commence from
the Berubari case. In the aforesaid this case, the Court held that the Preamble is the
key to open the mind of the framers of the Constitution. However the Court decli
to ae preamble as the basic structure and held that Preamble is not a
Constitution.
ined
part of the
v y SUPREMACY
N) "RASAD AND PARLIAMENTARY S! E ;
Tia Teme to the India Constitution ie The Constitution of India
nee Act 1951. was challenged in Sri Sankari Prasad Singh Deo vUnion of India and Another4. Though the Court on account its’ reasoning and
justifications upheld the validity of the First Amendment, all through the judgment,
the term preamble can be seen nowhere. In a nutshell, the outcome of this case was
upholding of parliamentary supremacy.
SAJJAN SINGH AND PREAMBLE
Shankari Prasad’s case was trailed by Sajjan Singh v. State of Rajastan.5 The
decision in this case lies in the same track of its fore runner. This verdict was also on
the same line. The Apex Court observed in the case that the preamble plays an
equally vital role with regard to our body politic. It was also emphasised in the case
that Preamble is the epitome of the basic features of the Constitution. The entire
Constitution is the amplification and concretisation of what is there is set out in the
preamble. Indirectly the Court ruled that preamble is within the purview of basic
structure of the Constitution.
M. K. NAMBIAR’S BASIC STRUCTURE ARGUMENT
Shankari Prasad’s case and Sajjan Singh’s case were overruled in the succeeding case
of I. C. Golak Nath and Others v. State of Punjab and Another. Though the case is
known and is popular for prospective overruling and for holding amendment as a law.
the interesting aspect and attractive element in this case is that, it was in this ease
wherein the phrase ‘basic structure’ was introduced for the first tune. It was in thetanen Shaetn epentece? po ea oe Em OAS penmtoners the
term ‘basic structure’ came to the forefront for the very first time.
Apart from this, the Golak Nath case also stated that the Preamble of Indian
Constitution sets out the main objectives that the legislatars intended. While
delivering the Majority Opinion which forms the ‘Judgentent”. Chief Justice K.
Subha Rao wrote that anything can be amended and there is no such thing as essential
features or non-essential features.
Legislature v/s Judiciary
>
Round 1
Shankari Prasad vs. Union of India (1952) 1SCR 89
Legislative Power and Constituent Power - Different
Sajjan Singh vs State of Rajasthan AIR 1965 SC 845
Hidayutallah and Mudholkar — Dissent Seeds of basic structure?
>>
Struggle for supremacy Round 2
* Golaknath ys State of Punjab AIR 1967 SC 1643
Majority of 6:5
No distinction between
Legislative and Constituent power
Struggle for supremacy
continues
Round 3 Parliament hits back
* 24th amendment Act, 1971
* Article 13 (4)
+ Article 368 (2 ) and (3)
Evolution of Basic Structure Theory:
Parliament's power to amend the fundamental rights was challenged in year
1951.After independence several laws regarding Land Agrarian reforms were passed
in several states with the aim of reforming land ownership and tenancy. Land owners
which were adversely affected by such laws challenged the same and the courts
declared these laws as unconstitutional. Parliament by reacting to the decisions of the
courts placed these laws in the ninth schedule of constitution and thus making them
immune from judicial review through first and fourth constitutional amendment
The question whether fundamental rights can be amended under article 368 came for
consideration in the Supreme Court in Sankari Prasad Deo vs. Union of India(1952) S.C.R in this case the validity of the Constitution (first Amendment) Act
1951, which curtailed the right to property guaranteed by Article 31 was challenged
The argument against the validity of the First Amendment was that Article 13
prohibits enactment of a law infringing or abrogating the Fundamental Rights, that
the word ‘law’ in Article 13 would include any law, ever_a Jaw amending the
Constitution and, therefore, the validity of such a law could'be judged and scrutinised
with reference to the Fundamental Rights which it could not infvi Adopting the
literal interpretation of the Constitution, the Supreme Court upheld the validity of the
First Amendment. The Court rejected the contention and limited the scope of article
13 by ruling that the word ‘law in article 13 would not include a constitutional
amendment passed under Article 368. The Court observed “we are of the opinion that
in the context of article 13 law must be taken to mean rules and regulations made in
the exercise of ordinary legislative power and not amendment made in the exercise of
constituent power under article 368 of the constitution,
Patanjali Shastri J., speaking for the Bench, brought out the distinction between
legislative power and constituent power and held that “Jaw” in Article 13 did not
include an amendment of the Constitution made in the exercise of constituent power
and fundamental rights were not outside the scope of amending power
The Court insisted that there is a clear demarcation between ordinary law. which is
made in exercise of legislative powers, and constitutional law, which is made in
exercise of constituent power. The Court thus held that Parliament could by following
the ‘procedure’ laid down in Art.368 amend any provision of constitution including
fundamental rights, in absence of any clear and express limitation to the contrary the
plenary power of parliament cannot be restricted.
Sajjan Singh v. State of Rajasthan AIR 1965 SC 845, wherein the validity of the
constitution (Seventeenth Amendment) Act, 1964, was called in question. The
impugned amendment again adversely affected the right to property
The Supreme Court again rejected the argument by a majority of 3 to 2. The majority
ruled that the ‘pith and substance’ of the Amendment was only to amend the
Fundamental Right so as to help the State Legislatures in effectuating the policy of
the agrarian reform. If it affected Art.226 in an insignificant manner, tat was only
incidental; it was an indirect effect of the Seventeenth Amendment The court held
that the constituent power conferred by article 368 on the parliament included even
the power to take away fundamental rights under part III of the constitution:
Summary of the Golaknath Case (1967)
Is it possible for the Indian Parliament to limit or amend the Constitution's
fundamental rights? Is it possible to consider an amendment to any portion of the
Constitution to be a law?(1952) S.C.R in this case the validity of the Constitution (first Amendment) Act
1951, which curtailed the right to property guaranteed by Article 31 was challenged
The argument against the validity of the First Amendment was that Article 13
prohibits enactment of a law infringing or abrogating the Fundamental Rights. that
the word ‘law’ in Article 13 would inclide any law. even a law amending the
Constitution and, therefore, the validity of such a law could be judged and scrutinised
with reference to the Fundamental Rights which it could not infringe. Adopting the
literal interpretation of the Constitution, the Supreme Cowt upheld the validity of the
First Amendment. The Court rejected the contention and limited the scope of article
13 by ruling that the word ‘law in article 13 would not include a constitutional
amendment passed under Article 368. The Court observed “we are of the opinion that
in the context of article 13 law must be taken to mean rules and regulations made in
the exercise of ordinary legislative power and not amendment made in the exercise of
constituent power under article 368 of the constitution.
Patanjali Shastri J., speaking for the Bench, brought out the distinction between
legislative power and constituent power and held that “law” in Article 13 did not
include an amendment of the Constitution made in the exercise of constituent power
and fundamental rights were not outside the scope of amending power.
The Court insisted that there is a clear demarcation between ordinary Jaw. which is
made in exercise of legislative powers, and constitutional law. which is made in
exercise of constituent power. The Court thus held that Parliament could by following
the ‘procedure’ laid down in Art.368 amend any provision of constitution including
fundamental rights, in absence of any clear and express limitation to the contrary the
plenary power of parliament cannot be restricted.
Sajjan Singh y. State of Rajasthan AIR 1965 SC 845, wherein the validity of the
constitution (Seventeenth Amendment) Act, 1964, was called in question. The
impugned amendment again adversely affected the right to property.
The Supreme Court again rejected the argument by a majority of 3 to 2. The majority
ruled that the ‘pith and substance’ of the Amendment was only to amend the
Fundamental Right so as to help the State Legislatures in effectuating the policy of
the agrarian reform. If it affected Art.226 in an insignificant manner, that was only
incidental; it was an indirect effect of the Seventeenth Amendment The court held
that the constituent power conferred by article 368 on the parliament included even
the power to take away fundamental rights under part III of the constitution.
Summary of the Golaknath Case (1967)
Is it possible for the Indian Parliament to limit or amend the Constitution’s
fundamental rights? Is it possible to consider an amendment to any portion of the
Constitution to be a law?The Case:
Acertain family in Punjab — Henry and William Golaknath owned 500 acres of
farmland. However, in 1953, the Punjab government came up with the Punjab
Security and Land Tenures Act. As per the Act, a person can own only 30 Standard
acres (or 60 ordinary acres) of land. Hence the Golaknath family was ordered to forgo
the excess land and was allowed to keep only 30 acres of the said land (a few acres
apart from the 30 acres of land would go to the tenants).
The Golaknath family went to court, challenging the validity of the 1953 Act. The
family’s main argument was-
+ The 1953 law obstructed their right to own property as enshrined in Article
19(1)(f).
+ The law further prevented them from going ahead with a profession of their
choice.
+ The law threatened their right to get equal protection, as stated in Article 14 of
the Indian Constitution.
On top of that, the family also urged the court to declare the 17th Amendment
(through which the 1953 law came into being) as unlawful
The Judgement:
Justice Subba Rao came to the conclusion that the 17th Amendment violated the
fundamental rights of acquiring any land and indulging in any lawful profession
granted to the Indian citizens by the Constitution. However, since he used the
Doctrine of Prospective Overruling, the Supreme Coutt’s ruling did not affect the
validity of the 17th Amendment and hence the 1953 law. However, Justice Subba Rao
added that from then on, the Parliament would have no power to make any
amendment to Part III of the Constitution that deals with the fundamental rights of
the citizens. The majority said that the parliament has no right to amend the
fundamental rights. These are fundamental rights are kept beyond the reach of
parliamentary legislation. Therefore, to save the democracy from the autocratic
actions of the parliament the majority held that parliament cannot amend the
fundamental rights enshrined under Part III of the Constitution of India The majority
said that fundamental rights are the same as natural rights. These rights are important
for the growth and development of a human being.
The Doctrine of Prospective Overruling
Although the Supreme Court declared constitutional amendments that violated the
tules laid down by Article 13 as void, in this particular case, the old rule was
followed. The Punjab Security and Land Tenures Act remained valid.
‘The doctrine of prospective overruling states that the court is duty-bound to announce
a “new and better” rule in place of an old, unscientific or condemned rule. However,the doctrine also states that the new rule would not affect any past court judgments
This is exactly the reason why despite the judgment. the 1953 Act remained valid.
It is to be noted that the Doctrine of Prospective Ovenuling and the overall judgment
were accepted with a thin majority of 6:5. Many dissenting judges were against this
doctrine.
Keshavananda Bharti Case:
Keshvananda Bharati is a landmark case and the decision taken by the Supreme Court
outlined the basic structure doctrine of the Constitution. The decision which was
given by the bench in Keshavananda Bharati’s case was very unique and thoughtful.
The judgment was of 700 pages which included a solution for both Parliament's right
to amend laws and citizen’s right to protect their Fundamental Rights.
The Bench came up with Doctrine of Basic Structure in order to protect the interests
of both citizens of India and the Parliament. The Bench through this solution solved
the questions which were left unanswered in Golaknath’s case. This case overruled
the decision given in the case of Golaknath v State of Punjab case by putting a
restriction on the Parliament’s right to amend the Constitution. The Doctrine of Basic
Structure was introduced to ensure that the amendments do not take away the rights
of the citizens which were guaranteed to them by the Fundamental Rights.
Identification of Parties
Petitioner: Kesavananda Bharati & Others
Respondent: State of Kerala
Bench: S.M. Sikri, K.S. Hegde, A.K. Mukherjea, .M. Shelat, AN. Grover. P.
Jaganmohan Reddy, H.R. Khanna, A.N. Ray, K.K, Mathew, M.-H. Beg. S.N. Dwivedi,
& Y.V. Chandrachud,
Summary of Facts
Keshvananda Bharati was the chief of Edneer Mutt which is a religious sect in
Kasaragod district of Kerala. Keshvananda Bharti had certain pieces of land in the
sect which were owned by him in his name. The state government of Kerala
introduced the Land Reforms Amendment Act, 1969. According to the act. the
government was entitled to acquire some of the sect’s land of which Keshvananda
Bharti was the chief.
On 21st March 1970, Keshvananda Bharti moved to Supreme Court under Article 32
of the Indian Constitution for enforcement of his rights which guaranteed underArticle 25 (Right to practice and propagate religion), Article 26 (Right to manage
religious affairs), Article 14 (Right to equality), Article 19(1)(P (freedom to acquive
property), Article 31 (Compulsory Acquisition of Property). When the petition was
still under consideration by the court, the Kerala Government another act ie. Kerala
Land Reforms (Amendment) Act, 1971
24th Amendment
+ In the case of Golaknath, it was laid down in the judgment that every
Amendment which is made under Article 368, will be taken as an exception
under Article 13. Therefore, in order to neutralize this effect. the Parliament
through an Amendment in Article 13 of the Constitution annexed clause 4 so
that no Amendment can have an effect under Article 13
The Parliament in order to remove any kind of ambiguity added clause 3 to
Article 368 which reads as follows, “Nothing in article 13 shall apply to any
amendment made under this article.”
In the case of Golaknath, the majority decided that Article 368 earlier contained
the provision in which the procedure of Amendment was given and not the
Power so, in order to include the word power in the Article, Article 368 was
amended and the word power was added in the Marginal Note
+ The Parliament tried to draw a distinction between the procedure in an
amendment and an ordinary law through an amendment in Article 368(2).
Earlier the President could exercise his power to refuse or withhold a bill for
the amendment. After the 24th Amendment, the President did not have a choice
to refuse or withhold a bill. This was done b:
vy the Parliament in order to protect
the amendment from the exception that is mentioned under Article 13 of the
Indian Constitution.
25th Amendment
+ Through this Amendment, the Parli
not bound to adequately compens:
taken by the State Government ane
lament wanted to make it clear that they are
ate the landlords in case th
d in order to do so the
heir property is
any
ve, the court was
The 29th Amendment was i
i Passed in the year 1979, It ins i
Reforms Act into the 9th Schedule. It meant th; fee etere
and Reforms Act will be outside the sei
amendments which were made by the Cent
la Land
at the matters related to the Kerala
Ope of the judiciary to try. All the
ral Government in some or other wayprotected the amendments made by State Government from being tried in the court of
law. Provisions of the Kerala Land Reforms Act along with 24th 25th and 29th
Amendments were challenged in the court of law.
Issues before the Court
+ Whether the 24th Constitutional (Amendment), Act 1971 is Constitutionally
valid or not?
+ Whether the 25th Constitutional (Amendment), Act 1972 is Constitutionally
valid or not?
+ The extent to which the Parliament can exercise its power to amend the
Constitution.
Kesavananda Bharati:
He challenged the Kerala land reforms legislation in 1970, which imposed
restrictions on the management of religious property.
The case was challenged under Article 26, concerning the right to manage religiously
owned property without government interference.
A 13-judge Bench was set up by the Supreme Coutt, the biggest so far, to hear the
case.
Question underlying the case also included: Was the power of Parliament to amend
the Constitution unlimited? In other words, could Parliament alter, amend, abrogate
any part of the Constitution even to the extent of taking away all fundamental rights?
Background:
The Supreme Court conceded absolute power to Parliament in amending the
Constitution, as was seen in the verdicts in Shankari Prasad case (1951) and Sajjan
Singh case (1965).
In both the cases the court had ruled that the term “law” in Article 13 must be taken
to mean rules or regulations made in exercise of ordinary legislative power and not
amendments to the Constitution made in exercise of constituent power under Article
368.
This means Parliament had the power to amend any part of the Constitution including
Fundamental rights.
But Article 13(2) reads - "The State shall not make any law which takes away or
abridges the right conferred by this Part (i.e. Part-II) and any law made in
contravention of this clause shall, to the extent of contravention, be void."However, in the Golaknath case (1967), the Supreme Cck
could not amend Fundamental Rights, and power to amend th
only with a Constituent Assembly.
eld that Parliament
he Constitution would be
The Court held that an amendment under Article 368 is "law"
Article 13 of the Constitution and therefore, if an amendment
abridges" a Fundamental Right conferred by Part IIL it is void
within the meaning of
"takes away ot
To dis-effect the judgments of the Supreme Court in the Golaknath case (1967), RC
Cooper case (1970), and Madhavrao Scindia case (1970), the then government
enacted major amendments to the Constitution. Most notably
24th Constitutional (Amendment) Act, 1971- Parliament had also given itself the
power to amend any part of the Constitution
25th Constitutional (Amendment) Act, 1972- The right to property had been removed
as a fundamental right.
Verdict in the Kesavananda Bharati Case:
The landmark judgement was delivered on 24th April 1973 by a thin majority of 7:6
wherein the majority held that any provision of the Indian Constitution can be
amended by the Parliament in order to fulfil its socio-economic obligations that were
guaranteed to the citizens as given in the Preamble, provided that such amendment
did not change the Constitution’s basic structure.
The minority, however, in their dissenting opinion, were wary of giving the
Parliament unlimited amending power.
The court held that the 24th Constitutional Amendment was entirely valid. But it
found the second part of the 25th Constitutional Amendment to be ultra vires.
The Supreme Court declared the Article 31C as unconstitutional and invalid on the
ground that judicial review is basic structure and hence cannot be taken away
Despite the ruling that Parliament cannot breach fundamental rights, the court upheld
the amendment that removed the fundamental right to property.
The court ruled that in spirit, the amendment would not violate the “basic
structure” of the Constitution.
Doctrine of the Basic Structure:
The origins of the basic structure doctrine are found in the German Constitution
which, after the Nazi regime, was amended to protect some basic laws.
Learning from that experience, the new German Constitution introduced substantive
limits on Parliament’s powers to amend certain parts of the Constitution which it
considered ‘basic law’In India, the basic structure doctrine has formed the bedrock #£41dicial review of all
laws passed by Parliament.
No law can impinge on the basic structure. What the basic structure is, however. has
been a continuing deliberation.
Parliamentary democracy, fundamental rights, judicial review. secularism- are all held
by courts as basic structure, the list is not exhaustive. It is the Judiciary that is
responsible to decide what constitutes the basic structure.
Implications of the Judgement:
Politically, as a result of the verdict, the judiciary faced its biggest litmus test against
the executive. The government ignored the opinion and superseded three judges
Within less than two years of the restoration of Parliament's amending powers to near
absolute terms, the Forty-second amendment was challenged before the Supreme
Court by the owners of Minerva Mills (Bangalore) a sick industrial firm which was
nationalised by the government in 1974. Basic structure doctrine was reaffirmed in
the Minerva Mills and later in the Waman Rao case, 1981
RATIO DECIDENDI
+ (The majority view in Kesavananda Bharati Case) Chief Justice SM Sikri and
Justice, JM Shelat, Justice KS Hegde, Justice AN Grover, Justice Jaganmohan
Reddy, Justice Hans Raj Khanna, Justice BK Mukherjea: The power to amend
does not include the power to change the basic structure of the Constitution to
the point of altering its identity. This proposition will be used to determine the
legitimacy of a constitutional amendment.
+ (The majority view) Justice YV Chandrachud, Justice AN Ray. Justice DG
Palekar, Justice KK Mathew, Justice MH Beg, Justice SN Dwivedi: the powet
of amendment under Article 368 is plenary, with no implicit or inherent limits.
and includes the ability to introduce, change, or repeal various articles of the
Constitution, except those relating to fundamental rights
+ Although agreeing with this viewpoint, Justice Khanna had noted that the power
does not apply to changing the basic structure or framework of the Constitution
+ Justice Ray and Justice Mathew agreed with the view of plenary rights. but they
believe that there cannot be a complete repeal of the Constitution, resulting in a
constitutional void. According to them, any reform should leave a government
mechanism in place for the development, interpretation, and enforcement of
laws.
f DECISION
@ The thirteen-judge bench of the Supreme Court in Keshwanand Bharti Case 1973
by a majority of 7:6 held that the Parliament has the authority to amend any clause ofie Basic Structure of the
the constitution as long as the amendment does not violal=
Constitution.
4% Despite writing different opinions, the minority bench did not concede that there
are certain provisions that are fundamental. They were also hesitant to
grant Parliament complete and unfettered authority to amend the Constitution.
The apex court upheld the entire 24th Constitutional Amendment Act 197] but
considered the first part of the 25th Constitutional Amendment Act 1972 to be intra
vires and the second part to be ultra vires.
@ The cout, using social engineering and balancing the interests of both litigants,
determined that neither the Parliament nor the Supreme Court has the authority to
corrode the Basic Structure of the Constitution, nor can it withdraw the mandate to
create a welfare state and a fair society. The Basic Structure Doctrine was thus
formulated in the Kesavananda case which implied that. although the Parliament has
the authority to amend the entire Constitution, they must do so in a way that does not
contradict the features so fundamental to the Constitution that it would be spiritless
without them.
f CONCLUSION
& Esteemed jurist and illustrious advocate Nani Palkhivala and the seven judges on
the majority bench in Keshavantha Bharathi Case believed that by issuing this
decision, they had protected Indian democracy, for which our revered ancestors
had fought so valiantly.
The most significant result of the freedom struggle was democracy. which gave
ordinary citizens who were most oppressed the power and rights. If the bench had
ruled differently, the rights and authority for which our esteemed freedom fighters
battled so valiantly would have withered away.
Thus, this momentous judgement upheld the constitutional values, strengthened the
foundation of the Constitution and restored the confidence of the common people in
the judiciary and in a democracy.
% The Kesavanand Bharti decision forms the most powerful and binding precedent
in the history of the Indian Constitution. The basic structure doctrine is used to
determine the constitutional validity of any amendment or act of the Parliament® According to former Chief Justice of India Sarv Mittra Sikri, the
following elements constitute the basic structure of the Constitution or fundamental
features of the Constitution, or what was laid down as the Basic Structure Doctrine
Supremacy of the Constitution
Republican and democratic form of government
Secular character of the Constitution
Separation of powers between the legislature, executive. and judiciary
Federal character of the Constitution.
SFPONS
4 Insimple words, the Basic Structure Doctrine is a rule that states that certain
provisions of the Constitution that are so fundamental to the values, objectives and
sole of the Constitution cannot be amended under any circumstances.© Supremacy of the Constitution:
o Republican and Democratic forms of Government
© Secular character of the Constitution;
°
Separation of powers between the Legislature, the executive and the
judiciary;
\o Federal character of the Constitution.
'o Rule of law
© Judicial review
o Parliamentary system
o Rule of equality
‘o Harmony and balance between the Fundamental Rights and DPSP
° Free and fair elections
\o Limited power of the parliament to amend the Constitution
jo Power of the Indian Supreme Court under Articles 32, 136, 142 and
i 147
ie
o Power of the High Court under Articles 226 and 227
+ Any law or amendment that violates these principles can be
struck down by the SC on the grounds that they distort the basic
structure of the Constitution.
* Way ahead: Proponents of the basic structure doctrine consider it to
be a safety valve against majoritarian authoritarianism. Without it,
|___. itis plausible that Indira Gandhi’s 1975 Emergency could have
Basic Features of the Constitution according to
the Kesavanada verdictEach judge laid out separately, what he thought were the basic or essential
features of the Constitution. There was no unanimity of opinion within the
majority view either.
Sikri, C.J. explained that the concept of basic structure included:
* supremacy of the Constitution
* republican and democratic form of government
+ secular character of the Constitution
* separation of powers between the legislature, executive and the judiciary
+ federal character of the Constitution
Shelat, J. and Grover, J. added two more basic features to this list:
+ the mandate to build a welfare state contained in the Directive Principles of
State Policy
+ unity and integrity of the nation
Hegde, J. and Mukherjea, J. identified a separate and shorter list of basic
features:
+ sovereignty of India
+ democratic character of the polity
+ unity of the country
+ essential features of the individual freedoms secured to the citizens
+ mandate to build a welfare state
Jaganmohan Reddy, J. stated that elements of the basic features were to be
found in the Preamble of the Constitution and the provisions into which they
translated such as:
+ sovereign democratic republic
+ parliamentary democracy+ three organs of the State
He said that the Constitution would not be itself without the fundamental
freedoms and the directive principles.[
Only six judges on the bench (therefore a minority view) agreed that the
fundamental rights o fthe citizen belonged to the basic structure and
Parliament could not amend it.
The minority view
The minority view delivered by Justice A.N. Ray (whose appointment to the
position of Chief Justice over and above the heads of three senior judges,
soon after the pronunciation of the Kesavanand verdict, was widely
considered to be politically motivated), Justice M.H. Beg, Justice K.K. Mathew
and Justice S.N. Dwivedi also agreed that Golaknath had been decided
wrongly. They upheld the validity of all three amendments challenged before
the court. Ray, J. held that all parts of the Constitution were essential and no
distinction could be made between its essential and non-essential parts. All of
them agreed that Parliament could make fundamental changes in the
Constitution by exercising its power under Article 368.
In summary the majority verdict in Kesavananda Bharati recognised the
power of Parliament to amend any or all provisions of the Constitution
provided such an act did not destroy its basic structure. But there was no
unanimity of opinion about what appoints to that basic structure. Though the
Supreme Court very nearly returned to the position of Sankari Prasad (1952)
by restoring the supremacy of Parliament's amending power, in effect it
strengthened the power of judicial review much more.[18]
Basic Structure concept reaffirmed- the Indira
Gandhi Election case
In 1975, The Supreme Court again had the opportunity to pronounce on the
basic structure of the Constitution. A challenge to Prime Minister Indira
Gandhi's election victory was upheld by the Allahabad High Court on grounds
of electoral malpractice in 1975. Pending appeal, the vacation judge- Justice
Krishna lyer, granted a stay that allowed Smt. Indira Gandhi to function as
Prime Minister on the condition that she should not draw a salary and speak
or vote in Parliament until the case was decided. Meanwhile, Parliament
passed the Thirty-ninth amendment to the Constitution which removed the
authority of the Supreme Court to adjudicate petitions regarding elections ofthe President, Vice President, Prime Minister and Speaker of the Lok Sabha.
Instead, a body constituted by Parliament would be vested with the power to
resolve such election disputes. Section 4 of the Amendment Bill effectively
thwarted any attempt to challenge the election of an incumbent, occupying
any of the above offices in a court of law. This was clearly a pre-emptive
action designed to benefit Smt. Indira Gandhi whose election was the object
of the ongoing dispute.
Amendments were also made to the Representation of Peoples Acts of 1951
and 1974 and placed in the Ninth Schedule along with the Election Laws
Amendment Act, 1975 in order to save the Prime Minister from
embarrassment if the apex court delivered an unfavourable verdict. The mala
fide intention of the government was proved by the haste in which the Thirty-
ninth amendment was passed. The bill was introduced on August 7, 1975 and
passed by the Lok Sabha the same day. The Rajya Sabha (Upper House or
House of Elders) passed it the next day and the President gave his assent
two days later. The amendment was ratified by the state legislatures in
special Saturday sessions. It was gazetted on August 10. When the Supreme
Court opened the case for hearing the next day, the Attorney General asked
the Court to throw out the case in the light of the new amendment.
Counsel for Raj Narain who was the political opponent challenging Mrs.
Gandhi's election argued that the amendment was against the basic structure
of the Constitution as it affected the conduct of free and fair elections and the
power of judicial review. Counsel also argued that Parliament was not
competent to use its constituent power for validating an election that was
declared void by the High Court.
Four out of five judges on the bench upheld the Thirty-ninth amendment, but
only after striking down that part which sought to curb the power of the
judiciary to adjudicate in the current election dispute.[19] One judge, Beg, J
upheld the amendment in its entirety. Mrs. Gandhi's election was declared
valid on the basis of the amended election laws. The judges grudgingly
accepted Parliament's power to pass laws that have a retrospective effect.
Basic Features of the Constitution according to
the Election case verdict
Again, each judge expressed views about what amounts to the basic
structure of the Constitution:According to Justice H.R. Khanna, democracy is a basic feature of the
Constitution and includes free and fair elections.
Justice K.K. Thomas held that the power of judicial review is an essential
feature.
Justice Y.V. Chandrachud listed four basic features which he considered
unamendable:
* sovereign democratic republic status
+ equality of status and opportunity of an individual
* secularism and freedom of conscience and religion
+ ‘government of laws and not of men'i.e. the rule of law
According to Chief Justice A.N. Ray, the constituent power of Parliament was
above the Constitution itself and therefore not bound by the principle of
separation of powers. Parliament could therefore exclude laws relating
election disputes from judicial review. He opined, strangely, that democracy
was a basic feature but not free and fair elections. Ray, C.J. held that ordinary
legislation was not within the scope of basic features.
Justice K.K. Mathew agreed with Ray, C.J. that ordinary laws did not fall
within the purview of basic structure. But he held that democracy was an
essential feature and that election disputes must be decided on the basis of
law and facts by the judiciary.
Justice M.H. Beg disagreed with Ray, C.J. on the grounds that it would be
unnecessary to have a Constitution if Parliament's constituent power were
said to be above it.[20] Judicial powers were vested in the Supreme Court
and the High Courts and Parliament could not perform them. He contended
that supremacy of the Constitution and separation of powers were basic
features as understood by the majority in the Kesavananda Bharati case
Beg, J. emphasised that the doctrine of basic structure included within its
scope ordinary legislation also.
Despite the disagreement between the judges on what constituted the basic
structure of the Constitution, the idea that the Constitution had a core content
which was sacrosanct was upheld by the majority view.The Kesavananda Review Bench
Within three days of the decision on the Election case Ray, C.J. convened a
thirteen judge bench to review the Kesavanada verdict on the pretext of
hearing a number of petitions relating to land ceiling laws which had been
languishing in high courts. The petitions contended that the application of
land ceiling laws violated the basic structure of the Constitution. In effect the
Review bench was to decide whether or not the basic structure doctrine
restricted Parliament's power to amend the Constitution. The decision in the
Bank Nationalisation case was also up for review,
Meanwhile Prime Minister Indira Gandhi, in a speech in Parliament, refused
to accept the dogma of basic structure. [21]
It must be remembered that no specific petition seeking a review of the
Kesavananda verdict filed before the apex court- a fact noted with much
chagrin by several members of the bench. N.N.Palkhivala appearing for on
behalf of a coal mining company eloquently argued against the move to-
review the Kesavananda decision. Ultimately, Ray, C.J. dissolved the bench
after two days of-hearings. Many people have suspected the government's
indirect involvement in this episode seeking to undo an unfavourable judicial
precedent set by the Kesavananda decision. However no concerted efforts
were made to pursue the case.
The declaration of a National Emergency in June 1975 and the consequent
suspension of fundamental freedoms, including the right to move courts
against preventive detention, diverted the attention of the country from this
issue.
Sardar Swaran Singh Committee and the
Forty-second amendment
Soon after the declaration of National Emergency, the Congress party
constituted a committee under the Chairmanship of Sardar Swaran Singh to
study the question of amending the Constitution in the light of past
experiences. Based on its recommendations, the government incorporated
several changes to the Constitution including the Preamble, through the
Forty-second amendment (passed in 1976 and came into effect on January 3,
1977). Among other things the amendment:
a) gave the Directive Principles of State Policy precedence over the
Fundamental Rights contained in Article 14 (right to equality before the lawand equal protection of the laws), Article 19 (various freedoms like freedom of
speech and expression, right to assemble peacefully, right to form
associations and unions, right to move about and reside freely in any part of
the country and the right to pursue any trade or profession) and Article 21
(right to life and personal liberty). Article 31C was amended to prohibit any
challenge to laws made under any of the Directive Principles of State Policy.
[22]
b) laid down that amendments to the Constitution made in the past or those
likely to be made in future could not be questioned in any court on any
ground;
c) removed all amendments to fundamental rights from the scope of judicial
review and
d) removed all limits on Parliament's power to amend the Constitution under
Article 368.
Basic structure doctrine reaffirmed- the
Minerva Mills and Waman Rao cases
Within less than two years of the restoration of Parliament's amending
powers to near absolute terms the Forty-second amendment was challenged
before the Supreme Court by the owners of MinervaMills (Bangalore) a sick
industrial firm which was nationalised by the government in 1974.[23]
Mr. N.A. Palkhivala, renowned constitutional lawyer and counsel for the
petitioners, chose not to challenge the government's action merely in terms of
an infringement of the fundamental right to properly. Instead, he framed the
challenge in terms of Parliament's power to amend the Constitution
Mr. Palkhivala argued that Section 55 of the amendment([24] had placed
unlimited amending power in the hands of Parliament. The attempt to
immunise constitutional amendments against judicial review violated the
doctrine of basic structure which had been recognised by the Supreme Court
in the Keshavananda Bharati and Indira Gandhi Election Cases. He further
contended that the amended Article 31C was constitutionally bad as it
violated the Preamble of the Constitution and the fundamental rights of
citizens. It also took away the power of judicial review.Chief Justice Y.V. Chandrachud, delivering the majority judgement (4:1),
upheld both contentions. The majority view upheld the power of judicial review
of constitutional amendments. They maintained that clauses (4) and (5) of
Article 368 conferred unlimited power on Parliament to amend the
Constitution. They said that this deprived courts of the ability to question the
amendment even if it damaged or destroyed the Constitution's basic
structure.
The judges, who concurred with Chandrachud, C.J. ruled that a limited
amending power itself is a basic feature of the Constitution.
Bhagwati, J. the dissenting judge also agreed with this view stating that no
authority howsoever lofty, could claim to be the sole judge of its power and
actions under the Constitution[25].
The majority held the amendment to Article 31C unconstitutional as it
destroyed the harmony and balance between fundamental rights and
directive principles which is an essential or basic feature of the Constitution
[26] The amendment to Article 31C remains a dead letter as it has notbeen
repealed or deleted by Parliament. Nevertheless cases under it are decided
as it existed prior to the Forty-second amendment.
In another case relating to a similar dispute involving agricultural property the
apex court, held that all constitutional amendments made after the date of the
Kesavananda Bharati judgement were open to judicial review.[27] All laws
placed in the Ninth Schedule after the date of the Kesavananda Bharati
judgement were also open to review in the courts. They can be challenged on
the ground that they are beyond Parliament's constituent power or that they
have damaged the basic structure of theConstitution. In essence, the
Supreme Court struck a balance between its authority to interpret the
Constitution and Parliament's power to amend it.
Summary
It may be said that the final word on the issue of the basic structure of the
Constitution has not been pronounced by the Supreme Court- a scenario that
is unlikely to change in the near future. While the idea that there is such a
thing as a basic structure to the Constitution is well established its contents
cannot be completely determined with any measure of finality until a
judgement of the Supreme Court spells it out. Nevertheless the sovereign,
democratic and secular character of the polity, rule of law, independence of
the judiciary, fundamental rights of citizens etc. are some of the essentialfeatures of the Constitution that have appeared time and again in the apex
court's pronouncements. One certainty that emerged out of this tussle
between Parliament and the judiciary is that all laws and constitutional
amendments are now subject to judicial review and laws that transgress the
basic structure are likely to be struck down by the Supreme Court. In
essenceParliament’s power to amend the Constitution is not absolute and the
Supreme Court is the final arbiter over and interpreter of all constitutional
amendments.