Indole As A Versatile Building Block in Cycloaddition Reactions: Synthesis of Diverse Heterocyclic Frameworks
Indole As A Versatile Building Block in Cycloaddition Reactions: Synthesis of Diverse Heterocyclic Frameworks
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REVIEW
Received: 2 October 2023 / Accepted: 25 March 2024 / Published online: 17 May 2024
© The Author(s), under exclusive licence to Springer Nature Switzerland AG 2024
Abstract
Indole, a ubiquitous and structurally versatile aromatic compound, has emerged as
a key player in the synthesis of diverse heterocyclic frameworks via cycloaddition
reactions. These reactions are completely atom-economical and, hence, are consid-
ered as green reactions. This review article provides a comprehensive overview of
the pivotal role played by indole in the construction of complex and biologically
relevant heterocyclic compounds. Here we explore the chemistry of indole-based
cycloadditions, highlighting their synthetic utility in accessing a wide array of
heterocyclic architectures, including cyclohepta[b]indoles, tetrahydrocarbazoles,
tetrahydroindolo[3,2-c]quinoline, and indolines, among others. Additionally, we dis-
cuss the mechanistic insights that underpin these transformations, emphasizing the
strategic importance of indole as a building block. The content of this article will
certainly encourage the readers to explore more work in this area.
Graphical abstract
N
H
N N
H H
N
Cycloaddition N H
H
N
H N or
H N
N H
H
N
H
13
Vol.:(0123456789)
18 Page 2 of 48 Topics in Current Chemistry (2024) 382:18
Abbreviations
Ac Acetyl
°C Degree centigrade
Cat. Catalyst
CHD Cyclohexylidene
CPA Chiral phosphoric acid
DCM Dichloromethane
DMF Dimethylformamide
DMAP 4-(Dimethylamino)pyridine
DMSO Dimethylsulfoxide
d.r. Diastereomeric ratio
EDG Electron-donating group
EWG Electron-withdrawing group
eq. Equivalent
h Hour
i
Pr Iso Propyl
LED Light-emitting diode
MeOH Methanol
min Minutes
Me Methyl
MS Molecular sieve
r.t. Room temperature
TFE Trifluoroethanol
THF Tetrahydrofuran
t
Bu tertiary Butyl
W Watt
1 Introduction
13
Topics in Current Chemistry (2024) 382:18 Page 3 of 48 18
Me
N
O N
Me
N
N N N
Cl NH H
Me Me
ondansetron 5-HT2C receptor agonist ellipticine
(suppress nausea) (antiobesity and CNS disorder) (antitumour activity)
O H2 N CO2Et
N
SMe N Me
S N
N N
N H N
H Me
Me
cyclobrassinin evodiamine GABA modulator
(antimicrobial activity in plants) (traditional chinese medicine) (used for anxiety)
indole skeletons used for the cycloaddition reaction are depicted in Fig. 2. In this
review article, we aim to explore the cycloaddition reactions involving indoles and
discuss their mechanistic underpinnings, synthetic applications, and significance in
the synthesis of natural products and bioactive compounds. Our objective is to pro-
vide a comprehensive overview of the advancements in this area and to highlight the
transformative impact of indole cycloadditions on modern organic synthesis.
The review is organized into several sections, each focusing on specific types of
cycloaddition reactions involving indoles, including [4+3], [4+2], [3+2], [5+2], and
[2+2] cycloadditions that have been employed to access diverse heterocyclic scaf-
folds. For each cycloaddition type, we discuss the methodologies and mechanistic
insights that govern the regioselectivity and stereoselectivity of these transforma-
tions. Moreover, we highlight the impact of transition metal catalysis, organocataly-
sis, and photochemical activation in promoting these cycloaddition transformations.
Beyond synthetic methodologies, the diverse applications of some indole-based
N N N N
H H H N
H H
Diene Diene Diene Dienophile 1,3-Dipole
13
18 Page 4 of 48 Topics in Current Chemistry (2024) 382:18
Despite their practical advantages, several challenges persist, leaving room for
improvement. One of these challenges is (a) regioselectivity: Indole contains numer-
ous reactive sites, such as the nitrogen atom and the aromatic ring. Consequently,
cycloaddition reactions may not consistently exhibit the desired regioselectivity,
resulting in the formation of multiple products (e.g., Scheme 31). Attaining a high
degree of regioselectivity can prove to be quite demanding. (b) Additionally, not all
indole derivatives prove suitable as substrates for cycloaddition reactions. Substitu-
ents attached to the indole ring can significantly influence reactivity and potentially
inhibit the desired reaction (e.g., Schemes 11 and 12), thereby limiting the appli-
cability of these reactions for specific substrates. (c) Furthermore, controlling the
stereochemistry of the products in these reactions can be challenging (e.g., Fig. 4,
Schemes 6, 14), often necessitating additional steps or specific reaction conditions
to achieve high stereoselectivity. (d) Similar to many chemical reactions, cycloaddi-
tion reactions involving indole may not consistently give a high yield or exhibit high
overall efficiency (e.g., Schemes 14, 16). Therefore, optimizing reaction conditions
and workup procedures often becomes necessary to maximize product yield.
3 Future Opportunities
13
Topics in Current Chemistry (2024) 382:18 Page 5 of 48 18
R4 R5
2
R3
R R5
O GaIII cat. R2
N R3 R4 r.t. N
R1
R1
3 R3
HO R 4 R4 R5
R 2
R
R2
N
N
H2 O R1
R1
can streamline the synthesis of complex molecules. This approach can lead to the
efficient construction of diverse natural product-like structures.
4 [4+3]‑Cycloaddition
13
18 Page 6 of 48 Topics in Current Chemistry (2024) 382:18
R1
N N
R H
R = Me, Bn , H R1 = MeO. MeO2C, Cl, Br, I
O O
MeO OMe O
H H X
Me Me
R2 O n
2
R = H, MeO, CF3 X = O, S Me n = 1, 2, 3
Me
Me
Me
Me
Fig. 3 A variety of different indoles, aldehydes/ketones, and dienes used in the three-component
[4+3]-cycloaddition reaction
R3
OH OH R3
AgOTf
R1 R1 R1
R 2 5 mol% ZnCl2
NH N R2 N R2
5-exo-dig 1.1 eq.
Ts Ts
Ts
HO R2
R2 R2 R2
R1 R1 R1 R1
N N N N
PG PG PG PG
Classical precursor
OH
R1 R1 R1
N R2 N R2 N R2
Ts Ts Ts
A B C
13
Topics in Current Chemistry (2024) 382:18 Page 7 of 48 18
R
Alcohols
R = H, Me n = 1, 0
n
R
OH
O Hb
NH Ha
N O
Ts N
Ts
R = H, 88% Ts O
R = Me, 97% endo; 72%, dr > 20:1
OH
Hb
NH Ha
N N
Ts
Ts Ts
63% endo; 56%, dr- 5:1
OH
F NH F N
N O
Ts F Ts
Ts
endo; 65%, dr- 2:1
45%
OH
F
F F
NH N
N
Ts Ts
Ts
56% endo; 41%, dr- 7:1
13
18 Page 8 of 48 Topics in Current Chemistry (2024) 382:18
OR1
Ar OR1
PicAuCl2 Ar
R
N R
DCM, r.t. N
PG OR1
[4+3]-cycloaddition PG
Ar
R2 R2
N N N
OAc OAc OAc
EtO2C EtO2C Ts
The reaction produced a single diastereomer bearing four stereogenic centers due
to an additional intramolecular transannular Aldol reaction. Based on these two
pivotal transformations, the authors developed an economically advantageous
"one-pot" procedure involving a three-step cascade reaction (Scheme 4) [23].
Under the optimized conditions, a number of desired compounds were obtained
using different N-protected indoles. Substituting the N-protecting group from car-
boxylate to tosylate resulted in apparent lower yields. A plausible mechanism is
illustrated in Scheme 5. First, the PicAuCl2 catalyst initiates the Rautenstrauch
rearrangement of propargylic ester. This rearrangement yields the formation of
vinyl gold-carbene B. Subsequently, B reacts with the nucleophilic 2-vinylin-
dole via a Friedel–Crafts reaction at the C3 position, resulting in the creation
of an allylgold intermediate C that bears a conjugated iminium ion. Following
this, a ring-closure process occurs, forming the electrically neutral molecule D.
The enamide moiety within intermediate D allows it to further react with another
vinyl gold-carbenoid intermediate B. This leads to the generation of a second
type of pendant allylgold intermediate, E, which bears an iminium ion. Subse-
quently, deprotonation followed by proto-demetalation transforms intermediate E
into the final product.
Gelis et al. reported a successful application of chiral phosphoric acid catalysis in
a highly selective formal [4+3]-cycloaddition reaction between 1,3-diene-1-carba-
mates and 3-indolylmethanols. This innovative approach offers an efficient pathway
for the synthesis of 6-aminotetrahydrocyclohepta[b]indoles, yielding impressive
results with high enantioselectivity (98% ee) along with predominantly complete
diastereoselectivity. The use of mild reaction conditions, combined with excellent
yields, enantioselectivities, operational simplicity, and the ability for useful derivati-
zation, underscores the practicality and versatility of this method (Scheme 6) [24].
13
Topics in Current Chemistry (2024) 382:18 Page 9 of 48 18
1,2-OAc OAc
OAc Au O O migration O Au
O R
B
Au Au
N
A TS Boc
Au
Au Au
OAc
OAc OAc
N R
N R N R
Boc
Boc Boc
C'' C'
C
Au
OAc
OAc OAc
H
R H H R
R
Au OAc
N OAc N
N Boc
Boc Boc Au
OAc Au
D
B E
13
18 Page 10 of 48 Topics in Current Chemistry (2024) 382:18
Ar
O O
P
O OH
R5
R1 R1
OH R5 Ar R4
4 (5 mol%)
R
R2 R3
R2
N R 3 Toluene, 4 A MS
N NHCbz
H 0 oC to r.t., 18h H
NHCbz
Me F3C
Me Me Ph Me
Ph
MeO
MeO MeO
N NHCbz
N NHCbz N NHCbz H
H H
50% yield, 99% ee,
69% yield, 94% ee 67% yield, 98% ee
3:1 dr
OMe
Br
F
Me Me Me
Me
MeO MeO
13
Topics in Current Chemistry (2024) 382:18 Page 11 of 48 18
O Rh
N O Rh
O S O
R 4
R = 4-(C12H25)C6H4 R3 CO2Me
R3 CO2Me
N2 Rh2(S-DOSP)4 (1 mol%)
R2 R4 R2
n-hexane/CCl4 (4:1) N R 4 R1
N
R1 4A MS, -35 oC, 6-24 h Boc
Boc
Cl
Cl Cl
Cl O
N O Rh
O
O Rh
4 R1
CO2Me
R4 CO2Me
Rh2(S-TCPTTL)4 (1 mol%) R4
N2
R2 R3 R2 R3
N n-hexane/CCl4 (4:1) N
Boc R1 4A MS, -35 oC, 12-36 h Boc
CO2Me CO2Me
CO2Me CO2Me
N H N H
N H Ph N H
Boc Boc
Boc Boc
Ph Me NC
CO2Me
H Ph CO2Me
CO2Me CO2Me H
N H H
Boc Cl N
80%, 12h N N Boc
ee = 97% Boc Boc 79%, 36h
84%, 12h, ee = 94% 61%, 24h, ee = 91% ee = 82%
13
18 Page 12 of 48 Topics in Current Chemistry (2024) 382:18
O R5 Br
R3
Br R4
R6
or O
R2 R2
R2 O R 5 R4 O
DIPEA (1.5 eq.) H H
TFE (6 eq.) R6
or
H
Toluene (0.5 M) N N
N R1 r.t., 1h R1 R1
EtO2C EtO2C
EtO2C
R1 = Me, R2 = R3 =H, 88%
R5 = H, R4 = R6 = Me, 78%
R2 = n-Pr, R2 = R3 = H, 58%
R5 = H, R4 = R6 = Ph, 55%
R1 = Cy, R2 = R3 = H, 69%
R4 = R5 = Me, R6 = H, 37%
R1 = 4-Me-C6H4, R2 = R3 = H, 80%
R1 = 4-F-C6H4, R2 = R3 = H, 70%
R1 = 4-OMe-C6H4, R2 = R3 = H, 79%
O R3 Br
Br R4
R5
or O
R1 R1 R3
O R4 O
DIPEA (1.5 eq.)
O TFE (6 eq.) R5
R2 O or O
H
N Toluene (0.5 M) N N
r.t., 1h R2
EtO2C EtO2C EtO2C
5 [4+2]‑Cycloaddition
13
Topics in Current Chemistry (2024) 382:18 Page 13 of 48 18
O
O Concerted O
N
N
PG
PG
Stepwise [4+3]
O
O
O O
N N
PG PG
R
HN
H H
NH2 N 5 mol % I2
ArCHO + + R H
toluene, r.t.
N Ar
H
NH2
NH2 H2N
N
N N
H Et
Br
N N
N H
H H
Me
Scheme 11 Reaction of aldehyde, amine, and indole in the presence of iodine as a catalyst
Ar
NH2 I2
ArCHO + + HN
toluene NH
N
+
Ar = 4-MeO-C6H4, 92% CH3
NH2
Ar= 4-Cl-C6H4, 90%
Ar= 4-F-C6H4, 89%
Scheme 12 Reaction of N-substituted indole with aldehyde and amine in the presence of iodine
13
18 Page 14 of 48 Topics in Current Chemistry (2024) 382:18
Ar
H
NH2 Ar I N
I2 N
O N I2
I2
ArCHO
Ar H -H2O Povarov reaction
A
HN HN B
H H
H H
N Ar N Ar
H
C
The mechanism suggests that iodine acts as a gentle Lewis acid catalyst. Initially,
Schiff base A is likely generated through the reaction between the aromatic aldehyde
and the amine by the elimination of a water molecule. Subsequently, the iodine-acti-
vated Schiff base B undergoes a stereoselective Povarov reaction with the indole,
leading to the formation of intermediate C in which the larger aryl and indole moie-
ties are positioned on opposite sides of the quinoline ring. This then undergoes tau-
tomerization, producing the final product (Scheme 13). The generation of intermedi-
ate A in the mechanism was justified when a Schiff base was prepared and reacted
with indole, which gave the desired product with good yield.
Pitre et al. developed a [4+2]-cycloaddition reaction of indole promoted by vis-
ible light for the synthesis of tetrahydrocarbazoles. Their methodology involved
indole as a dienophile and 1,3-cyclohexadiene (1,3-CHD) as an electron-rich diene,
mediated by platinum nanoparticles supported on titanium dioxide semiconductor
particles (Pt(0.2%)@TiO2) (Scheme 14) [28]. The reaction proceeded with a broad
scope, giving up to 72% yield. It is worth noting that the catalyst can be easily recy-
cled and reused up to three times. In the absence of acyl chloride, the reaction gave a
low yield, as the unprotected cycloadduct is prone to oxidatively triggered fragmen-
tation. However, using N-acetyl indole, no reaction was observed, which suggests
that acetylation occurs after the [4+2] cycloaddition.
A tentative mechanism of this reaction is outlined in Scheme 15. Initially, indole
molecules adsorb onto the surface of T iO2, forming a complex with an absorb-
ance spectrum extending into the visible light range. Subsequently, this complex is
excited by an LED light source, leading to the injection of an electron into the con-
duction band (CB) of TiO2. To mitigate the occurrence of problematic back-elec-
tron transfer, the electron is initially captured by the Pt nanoparticles situated on
the TiO2 surface. Following this, it is quenched either by M eNO2 or by O 2. As the
injected electrons reach equilibrium between the Pt nanoparticles and the TiO2 CB,
the quenching action of MeNO2 or O 2 serves as a strategy to further diminish the
likelihood of back-electron transfer. Once the indole radical cation is formed, it can
engage in a [4+2] radical cyclization with 1,3-cyclohexadiene. After the cycliza-
tion step, an electron originating from the Pt(0.2%)@TiO2 catalyst can then reduce
13
Topics in Current Chemistry (2024) 382:18 Page 15 of 48 18
4mg/mL pt(0.2%)@TiO2 R
H
1 eq. R1COCl, 2 eq. NaHCO3
R +
MeNO2, air,
N N
H 5 eq. hv (10w 460 nm LED), 5-7 h H
R1
O
Br
H H CH3 H
Cl
N N N N
H H H CH3
O O O O
72% (5 h) 56% (5 h) 11% (5 h) 62% (5 h)
Endo:Exo =3.6:1 Endo:Exo =3.2:1 Endo:Exo =2.7:1 Endo:Exo =3.3:1
H H H
H
CO2Et
N N N
N CO2Et H
Fmoc H
t
H H Bu
O O
O
52% (5 h) 16% (5 h) 16% (5 h)
67% (5 h) Endo:Exo =2.9:1
Endo:Exo =2.1:1 Endo:Exo =2.7:1
Scheme 15 Proposed mechanism for the photocatalytic Diels–Alder reaction of indole with 1,3-CHD
mediated by Pt(0.2%)@TiO2
13
18 Page 16 of 48 Topics in Current Chemistry (2024) 382:18
Ph
Ph
1. OTBS
N
NC H CN
OHC NC
O CN (20 mol%) CHO
CH2(CN)2 *
R3 toluene, 0 oC * R2
TiCl4, THF *
N N 2. NaBH(OAc)3 N
1 4-methylmorpholine R2 R1
AC R AC R
1
DCM, r.t. AC
CN CN CN
NC CH2OH NC CH2OH NC CH2OH
H H H
Ph C6H4-4-Cl C6H4-4-OMe
N N N
Ph Ph Ph
AC AC AC
61%, 95% ee 72%, 96% ee 58%, 98% ee
CN CN CN
NC CH2OH NC CH2OH NC CH2OH
N N N
C6H4-3-Cl C6H4-2-OMe 2-Furyl
AC AC AC
83%, 96% ee 77%, 96% ee 75%, 93% ee
13
Topics in Current Chemistry (2024) 382:18 Page 17 of 48 18
NC Ph
CN Ph
OTBS
NC N H
N NC
AC Ph
N
O Ph AC Ph Ph
N
Ph
H OTBS
Cat. H
IEEDA
Ph A
Ph
CN CN
NC NC CN N
CH2OH CHO NC
NaBH(OAc)3 H2 O Ph
Ph Ph TBSO Ph
CH Cl , r.t.
2 2 Ph
N N
Ph N
Ph AC Ph
AC AC
C B
13
18 Page 18 of 48 Topics in Current Chemistry (2024) 382:18
O
Ph S CF3
NH HN
Ph
HN
N
Catalyst CX CF3
R2
10 mol% CX R3
R2 R 3
1
4 xylene R
R
R1 R5 R5
NO2 H2O, 50 oC N R 4
+ H
N NO2
H
Br Me
Ph Ph Me Ph
N N N
H NO2 H NO2 H NO2
NO2
Cl N CF3 N
N
H NO2 H NO2 H NO2
Yield-66%, 92% ee Yield-68%, 90% ee Yield-65%, 89% ee
Zn/HCl BzCl
a) Ph MeOH Ph Et N/DMAP Ph
3
N 70% N DCM, 63% N
H NO2 H NH2 Bz NHBz
DCM PhN=O
90%
Br Br Ph
Zn/HCl HO
b)
MeOH
N 80% N
H NO2 H NH2 Ph
N
CsCO3, N2, DMSO, Bz NHBz
CuI (10 mol%)
L-proline (20 mol%) r.t.,75% 95% ee
N
H N
H
86% ee
13
Topics in Current Chemistry (2024) 382:18 Page 19 of 48 18
R2 N
H
O N N O
R
N
O
+ R1 Bn Bn O
L R2
O
NO2 L/Zn(OTf)2
R
Toluene, 70 oC N H NO2
R1
O
O O O O
O O O O
O O O O
O O O O
Cl MeO
NO2
H
N
O
N
O N N O
D-A O
H A
Zn
O O Oxidation
N
N O
O
O
Re face
O N H NO2
Scheme 21 A possible reaction mechanism for the synthesis of [2, 3]-fused indolines
13
18 Page 20 of 48 Topics in Current Chemistry (2024) 382:18
O O
n n n
n
N -CO2 N N
O + CO2H O
N
N H
Bn O O O
n= 0,1,2 N N N
Bn Bn Bn
Azomethine imine intermediates
Scheme 22 Formation of 1,3-dipole by the decarboxylative condensation of isatin with different amino
acids
GWE EWG
O
EtOH N R3
+
R1 O + R3 O
N CO2H
o
r.t.- 50 C, 2h O
N N R1 N
H O
R2 L-proline R4 N R4
R2
Me
CO2Et CO2Et CO2Et CO2Et
OMe
N N N N
O O O O
N N N NH
O O O O
N Bn N Bn N N
Bn Bn Bn
87%, >99:1 dr 69%, >99:1 dr 99%, >99:1 dr 98%, >99:1 dr
COMe CO2Et F CN
COPh
Br
N N N N
O O O O
N N N N
O O O O
N Bn N Bn N Bn N Bn
Bn Bn Bn Bn
6 [3+2]‑Cycloaddition
13
Topics in Current Chemistry (2024) 382:18 Page 21 of 48 18
R2
Bn
O N O
O
O N
1 EtOH 1
R R NBn
+
O + r.t., 2h
N CO2H N OO
N
Bn H Bn
L-proline
R2
O O O
N N N
NBn H3 C NBn Cl NBn
OO OO OO
N N N
Bn Bn Bn
94%, >99:1 dr 75%, >99:1 dr 83%, >99:1 dr
Cl
O O
N N
NBn NBn
OO OO
N N
Bn Bn
90%, >99:1 dr 80%, >99:1 dr
Scheme 24 Substrate scope of 3-component 1,3-dipolar cycloaddition reaction involving different alk-
enes
Another set of electron-deficient alkenes were used in the reactions which pro-
ceeded smoothly to give the [3+2] annulation products in 75–94% yields along
with > 99:1 d.r. values (Scheme 24). Since these compounds gradually decom-
posed during recrystallization, their stereochemistry was not determined. The
authors also investigated other amino acids including L-pipecolic acid or sarco-
sine instead of L-proline and observed the desired bispiro product in almost quan-
titative yield with single stereoisomer (up to 99% yield and > 19:1 d.r.).
Wu and coworkers reported a diastereoselective [3+2] dearomative annulation
of 3-substituted indoles with α-haloketones to synthesize highly functionalized
cyclopenta-fused indoline compounds, which are common structures of many
natural products. The reactions were carried out in the presence of sodium car-
bonate as a base in trifluoroethanol (TFE) solvent (Scheme 25) [33].
Under optimized reaction conditions, the reaction gave good results with dif-
ferent substituents, producing higher yields and diastereoselectivities. In the case
of electron-rich indoles, the reactions were accelerated, whereas indoles having a
strong electron-withdrawing group (such as 5-CO2Me) appeared unreactive. Both
the cyclic and open-chain α-halo ketones were used successfully.
13
18 Page 22 of 48 Topics in Current Chemistry (2024) 382:18
R2 O R2
X R4 Na CO (1.5 eq.)
R3 2 3 R4
R3
N TFE N H
R1 X = Cl, Br R1
O O O O
i
Pr Me
Br
N H N H N H N H
Bn Bn Bn Me
87%, dr- 11:1 84%, dr- 18:1 83%, dr- 11:1 88%, dr- 4.5:1
20 h 23 h 22 h 20 h
Ph
Me O i O O O
Pr Me Me
MeO
Ph
N Me N H N H N H
Bn Bn Bn Bn
81%, 43 h 72%, 45 h 76%, 90 h 47%, 40 h
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Topics in Current Chemistry (2024) 382:18 Page 23 of 48 18
O kRE1 OH
Ph Ph
RDS
H
Cl Cl kRE1<kRE2
A less acidic OH
Ph
H
O OH
Ph kRE2 Ph
Cl Cl
H H N
Bn
B more acidic
Ph N
Bn H
O
HO
N H H
Bn Ph
KRE4
O O
Ph Ph
N H N H
Bn Bn
thermodynamilcally kinetically
favoured favoured
Scheme 26 A plausible mechanism for the synthesis of highly functionalized cyclopenta-fused indolines
at the C-3 position, the reaction exclusively yielded the C-2 substituted product
(Scheme 28), accompanied by a minute quantity of cycloadduct. This methodology
was further applied to the streamlined synthesis of the natural product physostig-
mine, starting from pyrroloindoline (Scheme 29).
Santhini et al. developed a multi-component reaction for the synthesis of
pentaleno(1,2-b)indoles involving indole, aldehyde, and pentafulvene in acetonitrile
at room temperature (Scheme 30) [35]. The reaction was catalyzed by a Lewis acid,
Sn(OTf)3. A variety of indoles and aldehydes were successfully used for the reac-
tion. N-Benzoyl- and N-Boc-protected indoles did not respond to this reaction. The
reaction proceeds through a [3+2]-cycloaddition of in situ-generated indolylmeth-
anol and pentafulvene. This strategy provides easy access to biologically relevant
indole derivatives.
Initially, a Lewis acid catalyzes the reaction between indole and aldehyde,
which forms either an intermediate carbocation C or a vinyliminium intermediate
13
18 Page 24 of 48 Topics in Current Chemistry (2024) 382:18
Me Me
R1 O
O R1
R2 Me OBn Na2CO3(2 eq.)
+ N R2 N
N HFIP, r.t. OBn
Me Br H N
R R
Me Me Me Me Me Me
i
Pr O i O Bn O
Pr
MeO
N N N
OBn OBn OBn
N N N
Me Me Me
50%, 3h 63%, 12h 76%, 3h
Me Me Me Me Me Me
O Me O Me O
Me
Br
N N N
OBn OBn OBn
N N N
Me Bn Et
80%, 20h 76%, 20h 79%, 16h
O O OBn
Na2CO3(2 eq.) NH
+ Me OBn
N Me
N Me Br HFIP, r.t.,3h N
H Me
Me 88%
Me
Cl O
Me O Me
O Sml2, THF NaOH, CH3I
Me
N
NH DMF, 3h, Me
N 12h, 97% N
OBn N 85%
N Me
Me
Me
Me
Me MeHN O
LAH, 80 oC
N
N Me
THF, 2h Me O N
95% N
Me
Me
13
Topics in Current Chemistry (2024) 382:18 Page 25 of 48 18
R1
O R2 R2
R2
H Sn(OTf)2 R2
R + R1 +
N MeCN
H r.t., 2h R N
H
Cl
Ph Br Ph Ph
Ph Ph Ph
N N N
H H H
(62%) (55%) (56%)
Me
Cl
Cl
Ph
Ph
Ph
Ph Me
N N
N H
H Me
(40%) (70%) (52%)
13
18 Page 26 of 48 Topics in Current Chemistry (2024) 382:18
R1 R1 R1
OH H
LA +
Aldehyde N N N
R R R
C D
A
Ph Ph
N
R
Ph Ph
Path a Path b
Concerted Stepwise
LA
Ph Ph
Ph Ph Ph
R1 H
Ph
R1
N
N R
R N E
B R
R1 Ph R1 Ph
H Ph H Ph
- H+
N N
H H
R R
F
13
Topics in Current Chemistry (2024) 382:18 Page 27 of 48 18
SiPh3
O O
P
O OH
SiPh3
EtO2C Ar Catalyst EtO2C
Ar
(1 mol%)
R 1
N + R1
CHCl3, r.t. N
N N
CO2Me H > 20:1 dr NH NH
MeO2C
Me
Me
EtO2C EtO2C EtO2C
N N N
NH NH NH NH NH NH
MeO2C MeO2C MeO2C
96%, 94% ee 99%, 90% ee 99%, 90% ee
Cl F NO2
EtO2C EtO2C
EtO2C
N N
N NH NH NH
NH
NH NH MeO2C MeO2C
MeO2C
80%, 94% ee 92%, 94% ee 91%, 95% ee
OMe OMe Me
EtO2C EtO2C EtO2C
Ph Ph Ph
Et
N N N
NH NH NH NH NH
NH
MeO2C MeO2C MeO2C
90%, 95% ee 85%, 90% ee 88%, 90% ee
substrates simultaneously within its chiral pockets. To approach the electrophilic site
in azoalkene, the vinylindole assumes the s-cis conformation. The resultant inter-
mediate A adopts a conformation that ensures a 5-exo attack [3+2] of the iminic
N onto the spatially adjacent C=C bond (path a). This leads to the formation of the
product followed by subsequent steps involving proton transfer and tautomerization.
An alternative route involves the potential for hydrazone-enamine tautomerization,
generating intermediate B. This intermediate subsequently undergoes cyclization,
giving rise to the observed [3+2] product through path b.
13
18 Page 28 of 48 Topics in Current Chemistry (2024) 382:18
EtO2C Ph EtO2C
Ph
(catalyst
N + 1 mol%)
N
N
CO2Me NH NH NH
MeO2C
a
CPA th path b [3+2]
pa
]
+2
*O
[3
*O *O
O P O O P O
H O P O
O O H
N O H
H N N
O H H
N Ph O O
N N Ph N
MeO N N Ph
CO2Et MeO MeO H
CO2Et CO2Et
(H-bonding activation mode)
A B
13
Topics in Current Chemistry (2024) 382:18 Page 29 of 48 18
13
18 Page 30 of 48 Topics in Current Chemistry (2024) 382:18
H
R CO2Et
N H
R1
[Cr*]3+ R1-Cl
R [Cr]3+
N base
H
H
R CO2Et
N H
[Cr] 2+ H
R [D] [A]
N H
H
[A] R CO2Et
N H
H Indole
-N2 H CO2Et [C]
CO2Et R N
H
N2 [B]
13
Topics in Current Chemistry (2024) 382:18 Page 31 of 48 18
Scheme 37 Base-controlled dearomative [3+2] cycloaddition reaction between 3-nitroindoles and fuma-
ric acid amide esters
The reaction uses an excess of a powerful Brønsted acid (triflic acid, 3 eq.) that
paradoxically prevents carbocationic side reactions which are vital to the reaction’s
success. The reaction tolerates many functional groups such as basic amines or free
hydroxyls. The synthetic application of this method is promising, especially for
the quick de novo synthesis of polycyclic scaffolds from easily accessible, reliable
heterocyclic building blocks and for the late-stage alteration of functional indole
substrates.
In a proposed mechanism, the indole reacts with the allylic moiety under acidic
conditions, giving indolenium ion intermediate (I). This intermediate then under-
goes cyclization to give the cyclopentannulated product A in racemic form (path
b). On the other hand, intermediate I undergoes a C3 to C2 rearrangement in the
13
18 Page 32 of 48 Topics in Current Chemistry (2024) 382:18
CO2Et
CO2Et
EtO2C
NO2 O O
path-2
N N
O OBn OBn
N HN N
N
Ts OBn A2 Ts A3 Ts
i
Pr2NH Et3N, - H+ Et3N.H+ Et3N, - H+ Et3N.H+
NH aromatization N
N N
Ts
C Ts B1
Scheme 39 Substrate scope and functional group tolerance. a2 eq. of the indole substrate was used. bThis
adduct was isolated as its N-acyl amide
13
Topics in Current Chemistry (2024) 382:18 Page 33 of 48 18
R R S R
S a path-a S
HX
S OH
N -H2O N b S N H S
H X
(I) H H (II)
path-b -H
-H
S
R S R
S
N H S
H N
H
A (rac.) B
Major Minor
Scheme 40 A tentative mechanism for the [3+2] cycloaddition reactions of indoles with dithioallyl cat-
ion
indole ring, generating intermediate II (path a), which upon deprotonation gives
the minor product B (Scheme 40).
Shang et al. developed the oxidative and hydrogenative dearomative [3+2]
cycloaddition of readily accessible 1H-indole N-tethered o-alkynylbenzalde-
hydes catalyzed by PtI4. The strategy provided an efficient process for the che-
moselective synthesis of two structurally distinct benzofused cyclohepta[b]indo-
lines demonstrating exclusive exoselectivity [40]. In the first reaction, toluene as
13
18 Page 34 of 48 Topics in Current Chemistry (2024) 382:18
13
Topics in Current Chemistry (2024) 382:18 Page 35 of 48 18
H OAc H OH H O O
Ac2O TBATB
N N N
O H O H O H
H H H
I
product H
alkynylbenzaldehyde
Pt(IV)
H
6-endo-dig N O
cyclization O [Pt]
H
A PhSMe
N O
O H O[Pt]
H
O N
product O H
O
H H
N [Pt] O G
O N O
O H -O-elimination
B O S Ph
[Pt] H
Me
E N O
O O H
H
S oxidation F [Pt]
Me Ph Path a
O
N H THF
[Pt]
O O Hydrid transfer
C N Path b
dearomative H [Pt]
O
[3+2] cycloaddition
D
O
O
Et3N
O 150 oC O
N N
Ts AcO Ts
B
A
70% 5+2
N
H
Ts
13
18 Page 36 of 48 Topics in Current Chemistry (2024) 382:18
N N N
H H H
Me Ts H
7 [5+2]‑Cycloaddition
13
Topics in Current Chemistry (2024) 382:18 Page 37 of 48 18
R3 O R3
MeOTf R2
R2 OH H
40 oC, 12h; OMe
+ O
N Me2NPh
O Me N O
R1 25oC, 7h H
R1 Me
H Cl
H OMe H
OMe O OMe
O O
N O N O N O
H H H
Me Me Bn Me Me Me
N O N O
H H
Me Me Me Me
32% 63%
CsF(4.0 eq.)
TMS
18-crown-6 (2.5 eq.)
R Ar R1 R R1
N + CH3CN,r.t, 0.5h, air
H OTf N
Ar
N N N
N
Me
76% 65% CN 70% 74%
CF3
Me
OMe
Br
Me
N N
N Ph Ph N
Ph Me Ph
52% 67% 63% 72%
13
18 Page 38 of 48 Topics in Current Chemistry (2024) 382:18
CsF(4.0 eq.) Ar
TMS
18-crown-6 (2.5 eq.)
R + Ar
CH3CN, r.t, 1h, air N R
N OTf
H
Ar
Me
Me
Me N Me
N
N Me N F
Me
Me
71% 82% 77%
74%
N Bn
Me N N
N
13
Topics in Current Chemistry (2024) 382:18 Page 39 of 48 18
TMS
CsF
OTf
Ph Ph
N N N Ph
H H I H II
H2O
H3O
H2O or H3O
N N
Ph Ph III
Me N-arylation
Me Me
N
H N N
H Ph
Me
N
II'
N Me Ph
Ph
8 [2+2]‑Cycloaddition
13
18 Page 40 of 48 Topics in Current Chemistry (2024) 382:18
O PAr2
O PAr2
O
Ar = 3,5(tBu)2-4-(OMe)C6H2
R3 O L R3
R O [Link] (5 mol%) R
R2 N
N L (2.5 mol%)
N R2 N O
C AgOTf (5 mol%)
R1 R1
DCM, 16 h, -16 oC O
MeO Me Br
N N O N N O N O
N N O N
Boc Boc Boc
O Boc O
O O
N O N O N O N N O
N N Et N
Boc Boc Boc Cbz
O O O O
13
Topics in Current Chemistry (2024) 382:18 Page 41 of 48 18
N O
O +
[Au] A
O X N
N Boc
C
product a O
b N O
[Au(I)]X a
path b
N [Au] B
Boc
[Au]
N O path a
Boc N
N N O
O C Boc
O
9 Miscellaneous
13
18 Page 42 of 48 Topics in Current Chemistry (2024) 382:18
CF3
F
t
Bu
N
N
F
Ir
F PF6
N
N
t
Bu
F
CF3 R2 1
R3 R2 R
Photosensitizer R3
X R1 N
N DMSO, r.t., X
blue LED n=1,2
O O n
n
N N N N
O O O O
84% 79% 98% 86%
CO2Me CN CO2Et
CO2Et
MeO
N N N
N N
O O
O O
43% 21% 75% 49%
3-methylindole was used in the presence of Cu(OTf)2 as the Lewis acid. Although
the desired cycloaddition reaction took place, a BCB substitution on indole nitrogen
occurred, which indicated the need for N-protected indole in the reaction. However,
N-Boc indole did not give the reaction.
The proposed mechanism shows that, initially, a nucleophilic addition of indole
with Lewis acid-activated BCB takes place to form indole iminium intermediate A.
Subsequently, an intramolecular Mannich cyclization of the tetrasubstituted enolate
and indole iminium carbon produces the desired product (Scheme 55).
Sun et al. investigated an acid-catalyzed cycloaddition reaction between
3-(indol-3-yl)maleimides with different structural varieties of (indol-2-yl)
methanols [46]. p-Toluene sulphonic acid was used as the catalyst, and chlo-
roform or acetonitrile was used as a solvent. Depending on the structures of
(indol-2-yl)methanols, the reaction gave different products via formal [4+3]
cycloaddition and formal [3+2] cycloaddition processes. It was observed that
an unusual rearrangement of the maleimide moiety occurred from the C3- to
C2-position of the indole ring in the reaction. This reaction successfully
13
Topics in Current Chemistry (2024) 382:18 Page 43 of 48 18
R2 R2 1
R3 Photosensitizer R
(1 mol%)
R3
X R1 MeOH, r.t., N
N X
blue LED n=1,2
O O n
n
N N N N
O O O O
99% 99% 99% 99%
N N N N N
O O O O
13
18 Page 44 of 48 Topics in Current Chemistry (2024) 382:18
LA
O O
R3 O
R1 1 R3 R
R 1
Mannich R3
3 N
R2 cyclization
N Lewis acid R2
R N R2
R1
R1= H, alkyl R
Scheme 55 Possible reaction pathways of formal cycloaddition reactions with indoles and BCBs
R R
N O
O N O
O
Me
Ar p-TsOH N
Ar
N N OH CHCl3, 65 oC N
H H Ar Ar
Me
A
R = Ar = Ph; 76%
R = Me, Ar = Ph; 78%
R = Bn, Ar = Ph; 78%
R = Me, Ar = 4-F-C6H4; 85%
R = Bn, Ar = 4-Me-C6H4; 72%
R1 R1
O H R1 O
N O
O
N
O N O O N O
R 3 R3
HO N N
R2 p-TsOH
O CH3CN N N
HN HN
N N 60 oC Me Me
Me R3
B C R2
R2
13
Topics in Current Chemistry (2024) 382:18 Page 45 of 48 18
R1 R1
O R1 O
N O O N
O O N O R2
O
N
OH
p-TsOH
CH3CN N N
N N O
O 60 oC Me R2 O Me
Me N O
R2
D E
1 2
R = Me, R = H ; 76% D, 18% E
R1 = Ph, R2 = H ; 78% D, 17% E
R1 = Bn, R2 = H ; 75% D, 21% E
10 Conclusions
Cycloaddition reactions are highly attractive as they are fully atom-economical, pro-
ducing zero by-products in the reaction. Therefore, organic chemists are continu-
ously trying to expand this area toward sustainable development. The cycloaddition
reactions of indoles represent a captivating domain of synthetic organic chemistry,
offering a treasure trove of diverse and valuable heterocyclic motifs. Throughout this
review, we have explored diverse cycloadditions of indoles, including [4+3], [4+2],
[3+2], [5+2], and [2+2] formal cycloadditions and their possible applications. Bio-
logically important indole derivatives such as carbazoles, pyrrolo[2,3-b]indoles,
azepine derivatives, indolizidines, and cyclohepta diindoles can efficiently be syn-
thesized via cycloaddition of indoles. The ability of indoles to engage in versatile
and regioselective cycloadditions has not only extended the synthetic toolbox but
also paved the way for the efficient construction of complex heterocyclic structures.
13
18 Page 46 of 48 Topics in Current Chemistry (2024) 382:18
R
N O
O
Ph O O
Ph OH Ph
Ph OH2 R R
N N
N O NH O NH
NH NH
H Me Ph Ph
Ph Ph
-H2O N N
Me Me
(I) (II) (III)
HN HN HN
Ph Ph Ph
Ph Ph Ph
O [O] O O
-H+
N N N N N N
R R R
Me O Me O Me O
(V) (IV)
Product A R1
N O Me
O N
H O
H R1
N N N
H
HO N N
H2 O O
H Me
O O
-H2O
N N N O
R R
(VI) R (VII)
Me Me
N N
O O
R1 R1
N N
H -H H
N N
O O
N O N O
R R
(VIII) Product B and C
This review article can serve as a valuable resource for researchers interested in
indole-based cycloadditions, inspiring further exploration and innovation in the field
of organic synthesis.
Acknowledgements The author MLD acknowledge the University of Science and Technology, Megha-
laya, for the library facility, and BB acknowledge Pandu College for the same.
Data availability The data reported in this review article is available in the original paper mentioned in
the references.
13
Topics in Current Chemistry (2024) 382:18 Page 47 of 48 18
Declarations
Conflict of interest The authors declare no conflicts of interest.
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* Biswajita Baruah
biswajitabaruah@[Link]
* Mohit L. Deb
[Link]@[Link]
1
Department of Chemistry, Pandu College, Guwahati, Assam 781012, India
2
Department of Chemistry, Madhabdev University, Lakhimpur, Assam 784164, India
3
Advanced Research Centre and Department of Chemistry, University of Science
and Technology Meghalaya, Ri‑Bhoi, Meghalaya 793101, India
13