Effects of Temperature and Pressure On Hot Mixed Asphalt Compaction: Field and Laboratory Study
Effects of Temperature and Pressure On Hot Mixed Asphalt Compaction: Field and Laboratory Study
Abstract: A field and laboratory study was carried out to study the effect of pressure and temperature on the compaction of asphalt
pavements. Density, temperature, number of passes, and type of roller were recorded in the field at four different paving projects in
Wisconsin, with binder and mixture samples obtained from each project. Compaction in the field occurred at temperatures that ranged
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from 125 to 60° C. Densification was achieved only for temperatures above the 70– 80° C range. Roller contact pressures were estimated
between 300 and 700 kPa during the compaction process. Laboratory compaction was performed with Superpave gyratory compactor
using the field compaction temperatures and contact pressures. The lab compaction results confirmed that below a certain temperature
limit densification decreased significantly. Binder testing was performed to determine the binder viscosities in the full range of field
compaction temperatures observed. The upper limit of viscosity for significant reduction in densification was estimated to be 50 Pa s. A
procedure for identifying the lowest temperature at which acceptable densification rate can be achieved is proposed based on testing using
the dynamic shear rheometer. The determination of the lower temperature limit for compaction is an important task that is absent in the
current specifications.
DOI: 10.1061/共ASCE兲0899-1561共2008兲20:6共440兲
CE Database subject headings: Asphalts; Concrete; Asphalt pavements; Highway construction; Soil compaction; Field tests; Labo-
ratory tests.
Background teristics 共Bahia et al. 2001兲, the real challenge has been to develop
a set of criteria for selecting the temperatures that will result in
Compaction temperatures in the lab and in the field have been the acceptable compaction without unnecessarily heating the binders
subject of research for many decades 共Roberts et al. 1996兲. Since to very high temperatures. Some progress has been made in con-
the introduction of the Superpave volumetric mixture design pro- sidering the shear rate sensitivity of modified binders 共Khatri
cedure in the early 1990s 共Cominsky et al. 1994兲, and the in- et al. 2001; Yildrim et al. 2000兲; progress has also been made in
creased use of polymer modified binders, a significant focus has identifying the effects of pressure or stress applied during com-
been placed on the best method to select mixing and compaction paction 共Kamel et al. 2004; Cho et al. 2005兲, but few studies have
temperature. DeSombre et al. 共1998兲 used the Superpave gyratory tried to connect field and laboratory measurements, and derive a
compactor 共SGC兲 to estimate the compaction temperatures for simple limit of viscosity to guide the compaction process. One
mixtures prepared with nonmodified viscosity graded binders. such study was conducted by Purdue University with the Indiana
Department of Transportation 共DOT兲 共Haddock and Tang 2003兲,
Khatri et al. 共2001兲 introduced the concept of zero shear viscosity
and it showed that considering the shear rate sensitivity, and using
共ZSV兲 for estimating the mixing and compaction temperatures of
the low shear viscosity concept, could help in developing a guide
mixtures prepared with polymer modified binders.
for field compaction.
Although it is recognized that performance graded 共PG兲 bind-
This study was conducted for the Wisconsin DOT to evaluate
ers, particularly modified binders, have different viscosity charac-
the concept of low shear viscosity and develop limits that will be
suitable for laboratory compaction and field compaction. Several
1
Research Assistant, Dept. of Civil and Environmental Engineering, projects were selected for the 2005 construction season. Tempera-
The Univ. of Wisconsin–Madison, 2210 Engineering Hall, 1415 ture and density data were collected, and samples of binders and
Engineering Dr., Madison, WI 53706; and, Academic Instructor, Dept. de mixtures were taken from the field. The binders and mixtures
Obras Civiles, Univ. Técnica Federico Santa Maria, Chile. E-mail:
were tested at temperatures and stress conditions that mimicked
[Link]@[Link]
2
Professor, Dept. of Civil and Environmental Engineering, The Univ. field conditions. The results were analyzed using various ap-
of Wisconsin–Madison, 3350 Engineering Hall, 1415 Engineering Dr., proaches to develop a criterion for field compaction temperatures
Madison, WI 53706. E-mail: bahia@[Link] that will define the effect of temperature and propose reasonable
Note. Associate Editor: Shin-Che Huang. Discussion open until limits for use in the laboratory and the field.
November 1, 2008. Separate discussions must be submitted for individual The testing included use of the SGC at various temperatures
papers. To extend the closing date by one month, a written request must and stress levels, varying between 60 and 160° C and between
be filed with the ASCE Managing Editor. The manuscript for this paper
300 and 600 kPa, respectively. The binders were tested using a
was submitted for review and possible publication on February 2, 2007;
approved on October 18, 2007. This paper is part of the Journal of rotational viscometer and a dynamic shear rheometer 共DSR兲 at a
Materials in Civil Engineering, Vol. 20, No. 6, June 1, 2008. ©ASCE, wide range of temperatures and shear rates. In the DSR, the par-
ISSN 0899-1561/2008/6-440–448/$25.00. allel plate and the cone and plate geometries were used.
Field Compaction Data 28兲 and have the lower lay down temperatures. The temperature
for the first breakdown roller pass was between 115 and 125° C
Project Information and Compaction Data for all projects, an exception being Project 7200-05-70, where it
was close to 100° C.
Field compaction information was taken from four different hot The compaction continued even for mat temperatures close to
mixed asphalt 共HMA兲 paving projects in Wisconsin. The sam- 60° C. The final roller passes, however, are not for increasing the
pling was done between Fall 2003 and Fall 2005. Mixture density, but for surface finishing with static rollers. Table 3 shows
samples were taken directly in front of the paver. Binder samples that increases in density are observed in Project 5300-04-74 with
were taken from the asphalt mixing plant. The information from the vibratory breakdown roller at mat temperatures between 115
the projects is given in Table 1. and 125° C. There was a significant delay between the vibratory
In the field, compaction data including temperature and den- roller and the next roller that allowed the mat to cool down to the
sity were taken during the paving process. Using an infrared gun, 60– 70° C range, so it can be seen that this temperature was too
the surface temperature was measured and recorded after each low, as no further increases in density were achieved. It should be
roller pass. Density data were also taken after each roller using a noticed that the project was a warranted pavement, so no density
nuclear gauge. Because of the short time between roller passes, requirements were specified by the DOT. Table 2 shows that for
15 s readings were taken as opposed to the standard 4 min test Project 1020-01-74, increases in density are still observed with
readings. For each project, the data were taken from 2 to 4 mea- the second vibratory roller at mat temperatures in the 70– 80° C
suring points, depending on the time available between roller range. However, as the final roller passes with mat temperatures
passes. Tables 2 and 3 show the compaction data obtained for in the 50– 65° C range, no further density increases are observed.
each project. For Project 9040-09-70, the compaction stopped near 80° C, and
it can be seen that increases in the density were observed until the
Field Compaction Temperatures final roller passes. Finally, for Project 7200-05-70, increases in
density were observed until temperatures in the 70– 80° C range
The temperatures shown in Tables 2 and 3 correspond to mat
with the use of the pneumatic roller. For temperatures lower than
surface temperatures and average mat temperature. The surface
this, no further densification was achieved.
temperature was directly measured with an infrared device. How-
In summary, densification was achieved in the projects until a
ever, the average temperature of the mat was not measured di-
rectly so it needed to be estimated. The average temperature of limiting temperature was reached and/or acceptable density was
the asphalt lift is generally higher than the surface temperature achieved. Below this critical temperature, more roller passes did
and it depends on several factors such as air temperature, base not result in more density. The limiting temperature appears to be
temperature, mat thickness, and wind. As an approximation, the between 70 and 80° C for the sampled projects. Fig. 1 shows the
average mat temperature after lay down can be estimated some- densification data as a function of temperature for the four
where between 10 and 15° C higher than the surface temperature projects. For each project, the displayed temperature and density
共Wise and Lorio 2004; Mansell 2001兲, but the initial temperature is the average of all the measuring locations for each roller pass.
difference diminishes as the mat cools down 共ter Huerne 2004兲. Fig. 1 might seem somewhat confusing as it shows increase in
The lift thicknesses for the four projects vary between 4.5 and density with decreasing temperature. It should be realized, how-
7.5 cm, which are relatively thick lifts. Considering the thickness, ever, that the number of passes is increasing when temperature is
the average temperature was estimated as 15° C higher than the decreasing and also air-void content is reducing significantly, re-
surface temperature at the beginning of compaction. Toward the sulting in more resistance to densification.
end of compaction, this difference was estimated to be 10° C 共ter
Huerne 2004兲. Linear interpolation was used to determine inter- Roller Contact Pressure
mediate temperatures. For all the analysis that follows, the aver-
age mat temperature was used. The contact pressure of the rollers is not a constant value, and it
It can be observed in Tables 2 and 3 that the lay down tem- varies during the compaction process. For steel rollers, the factors
perature starts in the range of 135– 145° C for Projects 9040- that affect the contact pressure are the roller weight, the drum
09-70 and 5300-04-74, and in the range of 115– 125° C for diameter, the vibration, and the penetration of the drum into the
Projects 7200-05-70 and 1020-01-74. It is interesting to notice HMA mat. For the pneumatic rollers, the contact pressure is given
that the two latter projects have the stiffer asphalt binders 共PG70- by the tire pressure, which is typically in the range of 550–
600 Pa 共Roberts et al. 1996兲. Fig. 2 shows the schematics of the h1 − h2 = 共D2 − D1兲t 共2兲
mat compaction that allow calculation of the contact pressure for
a steel roller. where h1 – h2⫽drum penetration in the mat; D1⫽% max density
The vertical force is equal to the roller weight. The contact before the roller pass; D2⫽% max density after the roller pass;
area is calculated from the drum geometry and penetration in the and t⫽lift thickness.
mat. Contact area A is given by To calculate the vertical loads, standard rollers used in the
current practice were used. The breakdown and vibratory rollers
冉 冊
were assumed to be 15 t with drum diameters of 1.5 m, and the
r + h2 − h1
A = ␣rL = a cos 共1兲 cold roller was assumed to be 10 t with a drum diameter of 1.5 m.
r Using this information, together with Eqs. 共1兲 and 共2兲 and the data
from Tables 2 and 3, the penetrations were calculated for the
where L⫽drum width and ␣, r, h1 and h2 are defined in Fig. 2. rollers during the compaction process of each project. The contact
The contact pressure is calculated by dividing the roller weight by pressures can then be obtained from the penetration values ob-
contact area A. Using this procedure, the contact pressures were tained and the roller types selected. Table 4 shows the contact
estimated for the compaction processes of the four projects in- pressure for Project 1020-01-74 共negative values are not
cluded in the study. included兲.
The drum penetration in the mat 共h1 – h2兲 was estimated from Based on the analysis of the data for all projects, it is observed
the lift thickness and the difference in density before and after that the estimated contact pressure for the breakdown roller
each roller pass. The penetration is approximated by started at approximately 300– 400 kPa and reached the range of
600– 700 kPa, after two or three passes. This is expected because
the densification is higher at the beginning of the compaction, so
the penetration and the contact area are bigger. The intermediate
and cold rollers showed contact pressures in the range of
600– 700 kPa. This is also expected because they do not add den-
sity to the mat at very high rates, so the penetrations and contact
areas are smaller. It is interesting to note that the original inten-
tion of the SGC pressure was to simulate the tire pressure of the
trucks during the service life of the pavement 共Blankenship et al.
1995兲. The field data presented indicates that the 600 kPa also
agrees well with the contact pressure the rollers apply to the as-
phalt mat during most of the compaction process. Fig. 1. Field density versus temperature, all projects
power law correlations were fitted to the test results, determining The influence of the compaction stress was analyzed by com-
the temperature–viscosity relationship for the range of interest. paring the difference in the %Gmm between samples compacted at
Fig. 3 also shows the fitted data for all binders. the same temperature. The data from Table 6 shows that the dif-
ferences in %Gmm between samples compacted at the same tem-
perature but different stress is about 4%. Fig. 4 shows the
Mixture Testing compaction curves at 120° C for Project 7200-05-70. It can be
observed that at the end of the compaction, the difference in
The Superpave gyratory compactor AFGC125X Pine Instrument, %Gmm is also about 4%. To further evaluate the influence of
Grove City, Pa.兲 was used to compare the densification properties stress, statistical analysis of variation with 95% confidence was
of the mixes at conditions similar to the field conditions in terms used. For all projects and for both temperatures considered, it was
of temperature and pressure. The compaction temperatures esti- found that in all cases, changing the stress level from 600 to
mated according to the Superpave and ZSV criteria were also 300 kPa has a significant effect on the densification of samples
included in the testing plan. As discussed before, during initial 共the statistical analysis is not included in this paper due to length
breakdown, the contact area is bigger and so the contact pressure limitations兲. The comparison between the effects of stress level
is smaller. For this reason, a lower compaction pressure of and temperature is presented in Fig. 4 for Project 7200-05-70. As
300 kPa was considered for the temperature range where break- shown, decreasing the stress from 600 to 300 kPa has a much
down was observed in the field 共120 and 105° C兲. The rest of the greater effect on densification than changing the temperature from
compaction process happens at higher compaction pressures be- 120 to 90° C.
cause of the smaller contact areas. So for the lower temperatures,
only the standard 600 kPa was used, giving a good representation
of the compaction pressures in the field as discussed earlier in this
paper. The details of the testing conditions are as follows:
• 300 kPa of pressure at 120 and 105° C and
• 600 kPa of pressure at Superpave temperature, ZSV tempera-
ture, 120, 105, 90, 75, and 60° C.
The results of the laboratory compaction were analyzed in
terms of the %Gmm 共percentage of maximum specific gravity兲
achieved at different levels of gyrations: %Gmm at Nini 共initial
number of gyrations兲, Ndes 共design number of gyrations兲, and Nmax
共maximum number of gyrations兲. Projects 5300-04-74, 1020-01-
74, and 7200-05-70 all have the same Nini 共8兲, Ndes 共100兲, and
Nmax 共160兲, according to the State of Wisconsin DOT 共WisDOT兲
Standards 共1996兲. The corresponding compaction gyrations for
Project 9040-09-70 共E-3 mixture兲 are 7 共Nini兲, 75 共Ndes兲, and 115
共Nmax兲, according to the WisDOT standards. Table 6 includes the
laboratory compaction results for Project 1020-01-74 at different Fig. 4. Compaction curves Project 7200-05-70, 120° C 共600 and
temperature and pressure combinations. 300 kPa兲 and 90° C 共600 kPa兲
shear rate viscosity. For the binders tested in the present study, it
was observed that the plateau for the low shear rate asymptote
was reached for shear rates below 0.5 1 / s. For the temperature
range below 90° C, this shear rate could be achieved with stresses
below 5 Pa for the creep test. A tentative procedure is suggested
same behavior was observed when the %Gmm at Nini and Nmax below to determine the viscosity limit:
trends were analyzed. • Perform a creep test with the DSR using parallel plate
Based on the density trends observed in Fig. 7 it appears that geometry;
the viscosity limit should be a number in the range of • Use three different temperatures: 60, 75, and 90° C;
10– 100 Pa s. The importance of the viscosity limit is that it could • Use a shear rate below 0.5 1/s, which can be normally
be translated into a temperature limit, which can be monitored achieved with a creep stress below 5 Pa;
easily in the field, and under which no more densification can be • Each creep test should last at least 45 min to reach equilibrium
achieved in the field. The lower the viscosity limit is, the higher and the average viscosity during the final 5 min of reading
the compaction temperature limit should be, so the approach be- should be recorded as the steady state viscosity;
comes more conservative. Table 7 shows the limiting tempera- • Use at least 15 min of sample temperature equilibrium be-
tures for the four projects considered in this study, using three tween creep tests;
different values of viscosity limit: 10, 50, and 100 Pa s. • After the viscosities are calculated for the three temperatures,
By comparing the different temperature limits from Table 7 obtain a power curve fitting for the viscosities using a spread-
with the field compaction data from Tables 2 and 3, some conclu- sheet; and
sions can be obtained. • Using the fitting equation, calculate the temperature at which
• The viscosity limit of 10 Pa s seems to be unreasonably con- the viscosity is equal to 50 Pa s, which will be equal to the
servative, as it specifies a lower temperature limit for compac- minimum temperature limit for compaction.
tion equal to 110° C for Project 7200-05-70 共PG70-28兲. The
field data from Table 2 indicates that the breakdown compac-
tion for Project 7200-05-70 started around 100° C, and ad- Summary of Findings
equate compaction was still achieved at this range.
• The viscosity limit of 100 Pa s gives reasonable temperatures The following summary of findings is based on the data collected
for three of the projects, but would result in a temperature and analysis of the results.
limit of 63° C for Project 9040-09-70 共PG58-34兲, which would The field compaction processes for the projects shown in this
appear to be too low. study happened at temperatures between 125 and 60° C. The ma-
jority of densification is achieved, however, at temperatures above
• An intermediate value of 50 Pa s appears to be a reasonable
the 70– 80° C range. The final roller passes, which are done at
choice. The temperature limits for the four projects obtained
lower temperatures, are generally for surface finishing only.
based on 50 Pa s are still high compared with the field data,
There appears to be no good relationship between the compac-
which makes this number a conservative choice.
tion temperatures recommended by the current specification
methods 共using 0.28 Pa s viscosity兲 and the effectiveness of the
compaction in the field. It appears that, for the same compaction
effort, a new higher level of viscosity and a lower limit for the
Table 7. Temperature Limits for Compaction based on different Low compaction temperature can be established without affecting
Shear Viscosity Limits number of roller passes required to achieve density. This conclu-
sion was based on the analysis of the efficiency of the compaction
Temperature limit for compaction 共°C兲 effort 共percent increase of field density divided by roller passes兲.
A similar conclusion can be obtained from the lab compaction
Project limit= 100 Pa s limit= 50 Pa s limit= 10 Pa s data. The %Gmm curves did not reduce dramatically when the
9040-09-70 共PG58-34兲 63 69 86
temperature was reduced to approximately 75° C for the mixes in
this study. When the temperature was decreased below this limit,
5300-04-74 共PG64-28兲 73 79 97
however, significant decreases in the %Gmm curves were ob-
1020-01-74 共PG70-28兲 81 88 106
served. The specific temperature lower limit depended on the
7200-05-70 共PG70-28兲 84 91 110
binder viscosity.
that the low temperature limit for compaction can be estimated Cho, D. W., Bahia, H. U., and Kamel, N. 共2005兲. “Critical evaluation of
using a low shear viscosity limit of 50 Pa s at a 0.5 共1/s兲 shear use of the procedure of superpave volumetric mixture design for
rate. The DSR with parallel plate geometry can be used to mea- modified binders.” Transportation Research Record. 1929, Transpor-
sure this temperature. tation Research Board, National Research Council, Washington, D.C.,
The fact that densification happens successfully at such low 114–125.
temperature ranges indicates that there is most likely a significant Cominsky, R. J., Huber, G. A., Kennedy, T. W., and Anderson, R. M.
influence of the stress sensitivity of the binders on the compaction 共1994兲. “The superpave mix design manual for new construction and
overlays.” Strategic Highway Research Program, Rep. No. SHRP-A-
process. When the temperature is dropped from 135 to 90° C, the
407, Washington, D.C.
viscosity of the binder can increase between 20 and 30 times. The DeSombre, R., Newcomb, D. E., Chadbourn, B., and Voller, V. 共1998兲.
fact that this does not have a substantial effect in the densification “Parameters to define the laboratory compaction temperature range of
suggests that the roller pressures, and SGC stresses, are high hot mix asphalt.” Asph. Paving Technol., 67, 125–145.
enough to cause shear thinning in the binders and generate den- Haddock, J., and Tang, Y. 共2003兲. “Investigation of the performance of
sification nonetheless. This effect needs further research. neat and modified asphalt binders.” Joint Transportation Research
One of the limitations of the work presented here is that it Program Project No. C-36-56L, Indianapolis.
considers only the binder viscosity, neglecting the effect of the Kamel, N., Bahia, H., and Cho, D. W. 共2004兲. “Critical laboratory evalu-
aggregate interlock on the compaction process in order to sim- ation of asphalt binders modified by refining process.” Proc., Cana-
plify the analysis and to estimate the lower temperature limit for dian Technical Asphalt Association, 49, Polyscience Publication Inc.,
compaction. Laval, Que., Canada, 57–75.
The study shows that compaction in the field is done at tem- Khatri, A., Bahia, H., and Hanson, D. 共2001兲. “Mixing and compaction
temperatures for modified binders using the superpave gyratory com-
peratures much lower than what has been commonly used in the
pactor.” Asph. Paving Technol., 70, 368–395.
laboratory. It also shows that the Gyratory compactor can be used Mansell, T. 共2001兲. “Raveling in hot-mix asphalt pavements.” Gran-
at much lower temperatures than commonly used, and that den- iterock, 具[Link] 共July 2006兲.
sity can still be achieved at relatively high viscosities for the same Roberts, F., Kandhal, P., Brown, E. R., Lee, D., and Kennedy, T. 共1996兲.
number of gyrations. The results confirm the concerns expressed Hot mix asphalt materials, mixture design and construction, 2nd Ed.,
by some practitioners that mixtures are being overheated, and that National Asphalt Pavement Association 共NAPA兲, Research and Edu-
the need for low viscosities is possibly overemphasized. The re- cational Foundation, Lanham, Md.
sults cover a relatively small set of field projects, and the recom- State of Wisconsin Department of Transportation 共DOT兲 共1996兲. “Stan-
mended procedure is proposed as a starting point to change the dard specifications for highway and structure construction.” Madison,
thinking about compaction temperatures. There is no doubt that Wis.
energy and pollutants could be reduced when lower compaction ter Huerne, H. L. 共2004兲. “Compaction of asphalt road pavements using
temperatures are used. finite elements and critical state theory.” Civil Engineering and Man-
agement Dept., Univ. of Twente, Enschede, The Netherlands.
Wise, J., and Lorio, R. 共2004兲. “A practical guide for estimating the
compaction window time for thin-layer hot mix asphalt.” Proc., 8th
Acknowledgments Conf. on Asphalt Pavements for Southern Africa (CAPSA’04).
Yildrim, Y., Solaimanian, M., and Kennedy, T. 共2000兲. “Mixing and com-
This study was sponsored by the Wisconsin Department of Trans- paction temperatures for superpave mixes.” Asph. Paving Technol.,
portation. The continuous support of WisDOT is greatly appreci- 69, 34–57.