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Introducing Greg Ruppert and the National Cause and Financial Crimes Detection Programs

Introducing Greg Ruppert and the National Cause and Financial Crimes Detection Programs

FromFINRA Unscripted


Introducing Greg Ruppert and the National Cause and Financial Crimes Detection Programs

FromFINRA Unscripted

ratings:
Length:
24 minutes
Released:
May 26, 2020
Format:
Podcast episode

Description

Between the level of interconnectedness on the web and the sheer about of data available, we’re living in an era ripe for the perpetration of financial fraud. That makes it more important than ever for FINRA to have a holistic view of emerging trends and risks—and the ability to coordinate closely with other regulators and law enforcement. FINRA’s new National Cause and Financial Crimes Detection Programs (NCFC) aims to be the nerve center to do just that. On this episode, we meet Greg Ruppert, the new Executive Vice President of the NCFC, to hear about his background and his vision for the new team.Resources mentioned in this episode:Episode 57: Securities Helpline for Seniors: Celebrating 5 Years of Senior Investor ProtectionEpisode 33: Beyond Hollywood: Money Laundering in the Securities IndustryEpisode 31: FINRA’s Point Guard: The Central Review GroupEpisode 23: Insider Trading: Finding the Needle in the Haystack
Released:
May 26, 2020
Format:
Podcast episode

Titles in the series (100)

FINRA Unscripted is the voice of the nation’s largest non-government securities regulator. We bring together FINRA leaders to discuss existing and emerging regulatory topics that impact the broker-dealer industry. We share best practices for compliance officers, insights into the operations of a 3,500 person self-regulated organization and educational tools and information for investors. Every investor in America relies on one thing: fair financial markets. That is what FINRA works every day to ensure.