PHA Guidelines
PHA Guidelines
Establish risk level and then evaluate need Repeat for all
Step 8 guide words & parameters
for risk control recommendation 1
Establish risk level and then evaluate need Repeat for all
Step 8 guide words & parameters
for risk control recommendation 2
Step 6 Describe consequences if all safeguards fail Note: if the deviation is not
considered credible by the
HAZOP team, the HAZOP scribe
shall document the reasons
Step 7 List safeguards & protection available
Establish risk level and then evaluate need Repeat for all
Step 8 guide words & parameters
for risk control recommendation 6
Loss of
Flow High Flow Low Flow No Flow Reverse Flow
Containment
Criogenic
Temperature High Temperature Low Temperature
(Sub Zero)
Deviation Notes
Hazard
(Guideword - Parameter) (Reason for selection)
Potential plugging or rupture of line with Low – Temperature
normally no Flow (“dead leg”) due to
freezing No - Flow
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Deviation Notes
Hazard
(Guideword - Parameter) (Reason for selection)
Pump discharge line exposed to pump shut off No - Flow
pressure due to line intercepted in error (e.g. due
to operator’s error of control valve failing
closed) High – Pressure
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Exercise
20 min 12
Parameter Guideword Practical example of HAZARD which can be identified with this deviation
Level High
Flow Reverse
Pressure No
Temperature Low
Containment As Well As
More
Composition
Part of
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Establish risk level and then evaluate need Repeat for all
Step 8 guide words & parameters
for risk control recommendation 14
• For any deviation, there are likely multiple causes. All potential causes should be discussed and recorded. It is often
recommended to start with the causes that may result in the worst possible consequence
• Causes identified for the deviation must be within the node being studied. At the start of study, impacts from
upstream plants / sections with credible impact on Node under study should be discussed.
• Each identified cause should be recorded separately in individual HAZOP worksheet row to enable subsequent
evaluation and risk assessment
• External impact can be considered as a cause if the impact is within the node under review.
• Double jeopardy events shall not be considered. If the causes for a deviation are independent, these are considered
double jeopardy. If the multiple causes are the result of common mode failure such as DCS Screen Failure it
should not be considered double jeopardy event.
• Causes must be specific. Stating “Human Error” or “Failure of valve” is not sufficient description
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• The team must not only focus on causes associated with instrument failure. Other causes such as equipment failure,
human error, process upset, utility failures and external factors (e.g. external fire) should also be considered
Illustrative
Deviation Causes
More Flow Bypass valve open Worn/removed restriction orifice plate Wrong valve open
Increased pumping capacity Cross connection of systems Wrong line-up / Misdirected flow
Operation of pumps in parallel Control valve trim changed Slug flow / surge
Reduced delivery head requirement Control faults Water hammer
Change in fluid density Line rupture / large leakage Increased feed upstream unit
Exchanger tube leakage
Less Flow Line restriction Fouling of equipment Inadvertently throttled manual valve
Filter fouled Density/viscosity change Incorrect valve sizing
Defective pump impellor Competing flows Surge
No flow Block valve closed Equipment failure Isolation in error
Wrong line-up Loss of utilities Power failure
Slip blind not removed Control loop failure Plugged line
Incorrectly installed check valve Incorrect pressure differential
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Establish risk level and then evaluate need Repeat for all
Step 8 guide words & parameters
for risk control recommendation 17
Operator is not available or is not paying attention Alarms and safety interlocks do not function
Control valves are in manual Procedures are not followed or are not understood
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Establish risk level and then evaluate need Repeat for all
Step 8 guide words & parameters
for risk control recommendation 20
When identifying, defining, or evaluating safeguards, the hierarchy of layers of protection must be considered
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Independent: Does the successful operation of the line of defense depend on the successful operation of other systems? Is the
safeguard independent to both the cause and other safeguards identified (e.g. Alarm independent to BPCS or ESD)
Dependable: Does the line of defense perform with a high degree of reliability (e.g., relief valve, dike, containment vessel, or
restricted access)? Is human action called for?
Auditable: Is the line of defense designed to facilitate regular validation or testing?
Integrity: Has the line of defense been installed and maintained in an appropriate manner? If so, is validation or testing done on
a regular basis?
Controls identified should be capable on its own of completely stopping a cause from resulting in the top event or
stopping/reducing the severity of consequences resulting from the top event. For example: PSV design confirmed sized for event,
Alarm with time to act and clear SOP actions to take
Controls considered need to be appropriate to the ‘scenario timeline’ and available time to act. For example, operator 3hr
monitoring of area, not suitable safeguard against scenario with timeline of 20mins
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Establish risk level and then evaluate need Repeat for all
Step 8 guide words & parameters
for risk control recommendation 23
AND Frequency
How often will the undesired
the magnitude of its consequences event occur?
Risk = f (F,C)
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Consequence severity 3 is assumed in case DP > 24 barg and a toxic/highly toxic or flammable/highly flammable fluid is released. Consequence severity 2 is assumed
in the other cases.
2.5 < r Significant Leakage expected (4” release or largest flanged connection lower than 4”)
4
Consequence severity 4 is assumed in case DP > 24 barg and a toxic/highly toxic or flammable/highly flammable fluid is released. Consequence severity 3 is assumed
in the other cases.
r>4 Catastrophic release expected (catastrophic equipment / piping rupture – Full Bore (FB) release, release of section hold-up in a very short period – instantaneous
release)
Consequence severity 5 is assumed in case DP > 24 barg and a toxic/highly toxic or flammable/highly flammable fluid is released. Consequence severity 4 is assumed
in the other cases.
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Loss of Containment Failures Loss of electrical power, dual feed systems 0.01/yr
Transfer hose failure (with annual inspection or replacement) 0.1/yr Operator failure to execute a non-routine procedure (or a routine procedure under stress or in a fatigued state) 0.1/opportunity
Transfer hose failure (with pressure testing prior to each use) 0.01/yr Operator failure to execute a routine procedure (assumes proper training, no unusual stress or fatigue factors) 0.01/opportunity
Gasket or packing blowout 0.01/yr Lock-Tag-Try procedure failure that causes a hazardous event 0.01/opportunity
Spurious opening of relief valve or rupture disk 0.01/yr Lock-Tag-Try procedure failure that causes a hazardous event while following a written, approved checklist 0.001/opportunity
Damage by external agency (e.g., impact by backhoe and vehicle) 0.01/yr Fire
Piping leak (equivalent to 10% of pipe cross section) 0.001/yr per 100 m of Small external fire (all causes) 0.1/yr
pipe length
Piping failure (full breach) 0.00001/yr per 100 m Large external fire (all causes) 0.01/yr
Pressure vessel rupture due to non-specific overpressure 0.000001/yr Crane Load drop 0.0001/lift
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Reference: DuPont Process Hazards Analysis Standard © 2022 DSS Sustainable Solutions Switzerland SA. All rights reserved.
HAZOP Process (Study Technique)
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Basic Process Control System action 0.1 Operator response to alarm (2)
0.1
Explosion blow-out panels — multiple (overpressure prevented only if all or most 0.1 Double dissimilar check valves 0.1
function as designed)
Scrubber 0.1
(1)
PFD for relief devices need to be increased to 10-1 for devices with long inspection frequencies or dirty / corrosive service. When a rupture disc and relief device is installed in series, the value for each need to added (i.e. for 2 devices in series with a PFD of 10-2,
the value would be 2 X 10-2).
(2)
When human response is required in 40 minutes or less, there is a high probability of making a wrong response, so in most cases the PFD value is 1.0 (No risk reduction). For a well-defined human action in less than 40 minutes (but never less than 15 minutes
(DCS), 30minutes (manual onsite)), where the response needed is obvious and there is immediate feedback that the action has been effective, and then a human action PFD of 10-1 might be appropriate.
Reference: DuPont Process Hazards Analysis Standard
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HAZOP Example
Looking at the diagram on the previous slide, fill in the blanks below.
Level High … … ….
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HAZOP Example
Looking at the diagram on the previous slide, fill in the blanks below.
Pressure High … … ….
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HAZOP Example
Looking at the diagram on the previous slide, fill in the blanks below.
Before Risk Reduction Residual Risk Rating
Guide
Deviation Cause Consequence Safeguard
Word S F R S F R
Level High Level control Increase in liquid level with V180 Level switch LSHH214
loop 213 with risk of carryover of liquid to interlocks to alarm
failure resulting compressor C130. Damage to LAHH214 and closes
in control valve compressor resulting in unit ESDV172 and shuts down
LCV going failure and potential loss of compressor C130
fully closed. containment which if ignited could downstream of V180
result in localized fire. Potential
for injury to personnel within
vicinity.
Level High LCV213 fail Filling V180 and liquid carryover LSHH214 interlock acts to
closed (loss IA) to C130. close ESDV172 and stop
C130 damage and potential casing C130 downstream
failure and LoC with
explosion/fire. Possible local
casualties.
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