CREW: Department of Defense: Central Intelligence Agency: Regarding NSA Reporting Requirements: Response

DQCID- 35~~~~
E I LASSIFICATI(,o.
NSA STAFF PROCESSING p.,r.;. 13595 •

DIRECTOR ~, EXREG CON 11~lmllllllmllll~11 II~:9388:00MBER
THRU f ,. ACT10H EXREG SUSPENSE
-;::;;D;;-;IDr;:I;;;-R~~_'\_' -:.,_E_XE_C_ID_IR_~_'_~~·I-"_,'_'{j_':b --l 0 APPROVAL
SUBJECT,: . KCC SUSPENSE

Quarterly Report to the Intelligence Oversight Board I!J SIGNATURE
on NSA Activities - First Quarter FYOO 0 INFORMATION ELEMENTSUSPEN::;E
DISTRIBUTION
SUMMARY
PURPOSE: To forward to the Intelligence Oversight Board (lOB) of the President's
Foreign Intelligence Advisory Board, via the Assistant to the Secretary of Defense for
Intelligence Oversight (ATSD(lO», NSA's quarterly report on its intelligence activities.
BACKGROUND: Executive Order 12333 and Executive Order 12863 require

Intelligence Community agency heads and Intelligence Community General Counsels and
Inspectors General, respectively, to report to the lOB on a quarterly basis concerning
intelligence activities that they have reason to believe may be unlawful or contrary to Executive
Order or Presidential Directive. Enclosed memorandum covers all reportable activities known
to the Inspector General and General Counsel. Per PIOB letter ofG August 1982, Agency heads
are responsible for reporting separately any additional reportable activities known to them,
unless the President has specifically instructed that the Board is not to be informed. Director's
signature signifies that no other activities which require reporting are known to him.
RECOMMENDATION: Director sign the enclosed memorandum.
DECLASSIFY UPON REMOVAL OF THE ENCLOSURE(S)
COORDINATIOHIAPPRCJVAL
OFI=ICE NAME AND DATE <>~NE OFFICE NAME AND DATE

S~i5~~
EXREG ~'A;;,-.- 32016
GC Koben uel~ III 311.5'10":" 55488 ... - - _. - .-.
.. . ...
.'
P.L. 86 36
AGC(O} -,*,"-5ftV~ 3121s
/
/ (b) (3)
IG Ethan L. Baull)4n~J! ;, ~) i ~ 35445 /

/
9!'iG. PHONE (Secure) DATE PREPARED

D11 963-3544 1 March 2000
run... nv. ~y h_~· M 123-2 SECURITY CLASSIFICATION

DATED', 24 Febroary 1998 'reI! 8eeJ:erllcOMUft/i L4opoml!x:t
NSN: 7540·FM-001·5465
DECLASSIFY ON: Xl
,
DOCID:
. - 3562084 'f ' SECRET//cOMINTifNOFOftf It
@iJ!Q~
NATIONAL SECURITY AGENCY
CENTRAL SECURITY SERVICE
FORT GEORGE G ME."OE_ MARYLANO 20755-6000
17 March 2000
MEMORANDUM FOR THE CHAIRMAN, INTELLIGENCE OVERSIGHT BOARD
THRU: Assistant to the Secretary of Defense (Intelligence Oversight)
SUBJECT: (U) Report to the Intelligence Oversight Board on NSA Activities

INFORMATION MEMORANDUM
(D) Except as previously reported to you or otherwise stated in the

enclosure, we have no reason to believe that any intelligence activities of the
National Security Agency during the quarter ending 31 December 1999 were
unlawful or contrary to Executive Order or Presidential Directive, and thus required
to be reported pursuant to Section 1.7.(d) of Executive Order 12333.
("0) The Inspector General and the General Counsel continue to exercise
oversight of Agency activities by means of inspections. surveys, training. review of
directives and guidelines, and advice and counsel. These activities and other data
requested by the Board or members of the staff of the Assistant to the Secretary of
Defense (Intelligence Oversight) are described in the enclosure.
.<::' 'J
'-C-(z7 c:- /~
ETHAN L. BAUMAN~
~f~c;neral
{~~ERT . EITZ
Gene Counsel
(U) I concur in the report of the Inspector General and the General Counsel
and hereby make it our combined report.
~Y~
MICHAEL V. HAYDEN
Lieutenant General, USAF
Director, NSA/Chief, CSS
End:
als
DERIVED FROM: \S-\/CSS.\I 123-1
This Memorandum is Unclassified DATED: 2.J FEB 9K
Upon Removal of Enclosure DECL.-\SSU·Y 01'<: \1
TOP8ECBET#CO~/~FOaNt~1
DOCID: 3562084
1. Inspector General Activities

i(I;)(3)J> L. 86-36
a. (U/1I'6UO) During this .~ lheQfliC~ ofinspector General (OIG) re

viewed various report~ he Attorney General (AG) Pro
cedures, and Department of DefjnSe and internal directives to determine if
I
b.
'------:=----:'-=----c--=-..........,.--=""~....,..",C=-O"--....,_---J
a t e atIOna ecunty en-
cy/Central Security Service (NSAlCSS) conducted a joint inspection of the Kunia
Regional Security Operations Center (KRSOC). The team found intelligence over
sight training (10) at the KRSOC to be adequate, but made several recommenda
tions for improvement. ~3j-P.l...66-36
-........,.,:.. - - --
... -... ... ...
r--J;c~. -ft~~~~~-A.nJN~S~AIC~·~S~SlJOQDIGl·1:];ea~n.J;c:QU0nducted an 10 inspection of

th " h e team found that there
was no 10 program for employed by the division, and recom
mended that one be established.
(!jji3KF':1::-8B.36._
d. (U/J'ti'OU~ An NSNCSS OIG team conduct~dan-i~~p~~tiOnoith~L...,,_~-l

The team found
....,.,.----:"""'""'"----,--....,..,--,.....,.......----.,...,.......--..,...---.-----,....------.-J
t at t e organizatIOn i not ave a orma program to ensure t at all its person

nel were familiar with the basic documents governing intelligence oversight. A
formal program is now being developed.
e. (UI/FOU~ The NSNCSS OIG has begun a Strategic Assessment of In

telligence Oversight within NSA. The overall objective of this review is to deter
mine the adequacy, consistency, and extent of 10 training and awareness
programs at the Agency. The review will consider such topics as: differences and
similarities of 10 programs within various Agency elements; use of risk manage
ment principles for determining the level orIO training and awareness needed for
various segments ofthe workforce; and the adequacy ofIO program procedures to
ensure effective training, awareness, and compliance with applicable regulations.
The memorandum to senior Agency leadership announcing the launch of the ini
tiative is attached at Tab A.
2. General Counsel Activities
a. ce]'/COMIWT) The aGe reviewed various intelligence activities of the

United States Signals Intelligence System (USSS) to determine whether they
were conducted in accordance with applicable statutes, Executive Orders, Attor
ney·General procedures, and Department of Defense and internal directives. The
OGe advised Agency elements on a number of questions. including the collection
1
TOP SECItETttCOMlNf/fNOFORN/lXl
DOCID: 3562084
and dissemination ofcommunications of, or concerning, United States persons, the re
porting of possible violations offederal criminal law contained in SIGINT product, the
testing of electronic equipment, and the applicability of the Foreign Intelligence Sur
veillance Act (FISA). With few exceptions, the issues presented were routine and in
dicated that the operating elements understand the restrictions on SIGINT
operations.
b. (TSl7COMn"f/~tF± The OGe did not file any with the TOR 1
I
the first quarter of FY-200q l
I
J [
,I 1 I
1 I
I [
f ,j I
i
f
I I /
!
~/;~:~~~~: ~.
.-. ~.
! f / / '-'-,- / "'_~" ~~~::-::::>.-

iii I ;
/:::::::::: i (3J-f.'.~8~36 ..~.
1//
I / $. (D) SIGINT Activities
a. (5-CCst I----~~--'-~----=---
11/ /
iI / /.,~
j,cj'l1"tu~
'----r'======-----------------------r -,,/-", .,/
/"1 (B77C~_fi_H_m:_)
- 5
, r=,"/}ll')(3)-P.L 86-36
111/ «p.p _ - = = = - - _ .,,/' .,/
w/
WI /'" /
L::::::::._..·_"
(b)(1)
'~~"~N-' I I1.-..---.--::::::;;;="; ~)(3).PL 88-36
(b)(3)-PL 86·36 ......-~

I -....;;;,'
-_----1 - I
- - L>s;;;;'/!/
----
1------
1- - /
/ r/ v'\)~)
.I
.-
(bj(3).souse 403
0/)(3)'P,L,86·36
,)(1)
'l(3)·P.L. 86-36 I /
/
1/ !
1/ I /
1
I
1_
l-~ '-.""-'" ! !
r
-- ~"
-.~
~
-. i I
1
~-.
(ut, "- N' 'I
-.. -.. ... -..... ...

/
" !! !
~ ...::::::::.::::::::::::::::::::::: ~. "-. iIi /
2 - "" ::.. ii// "'~
TOP SECItETl/COMfN''t'IINOPORN/lXl .
(b)(1)
(b)(3)-50 usc 403
(b)(3).18 usc 798
(b)(3).P.L. 88-36
1'O"P SECRE'fYlCOMIN'fYINOPO~/lXl
DOCID: 3562084
I '1:-:r-=::="'(b)(3}-P,l, 86-36
r-----------'f--''-''--.. -:-::::=:::::::::!--.",...
L..
.....,. . . . .-....;;;.-=-.;:...=:...-=-------1
.
----J .. -..... .. - ..
\
l~II' ;( .. ~
............, I
....... -r I - - - - - -- -- li::::
r I
/
~
/
/
/
/
/
... :::'(b}(3}-P.l 86-36
I '-T .,/
/!
i
i
(b)(3~:c-86-"3e-"t2t(U~ !
L....- ~;::::=--------_----------_.
, j(b)(l)
JILD~e.t~EHa:~I _J'ji~~n;l:~~~g~~
r j i ~b)(3)-Pl. 86-36
Ii !i
i i[
Ii ii
Ii! I
Iii
I Ii
I Ii
/ !!
I iI
...., " ,....

I
"'TI
!:;:
==- ---lJ~ . .-"'-..,-"-".-..-.. -.. -.-"-"--.' I
I /"
/''::::::::Tb)(3}-P.L 86-36
(bi(3~:C-86:31t
_ _ _ _---..:efq.f::s'f:1;T~e~Q:f!IMt:l:jns:~:l::ttj~~f~fM I
'---------------l.----------'T-·--(b)(l)
I J-l/./
!
I /'
(b)(3)-5Q usc 403
__________________________________ (b)(3)-P,L 86-36
______ Eep_s_/;_/e_O_!_dI_?_~_;_II?_R?_)_I_~I_-_-_-_ _- -_-_-_- ~·~.,".. 'M.~

I ~.- . - .-m--"/;z::;:/.. - .. _m(b)(3)-PL 86-36
---------;=::1================-----" /;/
(b)(3)-18 USC 798

(b)(3)-P.L 86-36
3
TOP 5~CKETlf(JOMfNT/INOFORN77Xl
TOPB~CRETHCOWHNT/f.NOFO~/~l
"
(b)(3)-PL. 86-36
(b)(1)
(S-(~\
I nil) (3)-P.l. 66-36
\ )
)-P, L. 86-36
\
}(3kf.':~ 66-36
..............
(b}(3)oi"L-l\6-36
-'-(2TTm!
----;::::::==::::::::.._-----_----.:~~=-~---;
...........
ts//SQ)UNT> I
4. (U) Other Activities '\b~~3)-P.L. 86-36

\:\
(D) Databases \>.\'\
(e-eOMH,~d ,I
4
~OPSHCRB~H60NHNT/~OFORNJ~1
T()fJ SECRETI}COMINT/INOFORNlIXl
DOClD: 3562084
.~b)(3).PL. 86-3
/
/
/
5
TOPSBCRE~'lCOMHn/~OFORN/~1
'_.
~OCID: 3562084
UNC r 4.SSIFIEDI110l< OFFICf:\L USE o~rz y
UNI,':D STATES GOVERNMENT
DATE:
16 December 1999
memorandum.
IG-9344-99
REPLY TO
ATTN OF: Deputy Inspector General
SUBJECT:
(D) Strategic Assessment of Intelligence Oversight (ST-OO-OOOl)
TO:
DISTRIBUTION
1. (U/!F'Ot181-This is our formal announcement that the Office of the Inspector

General (OIG) will conduct a Strategic Assessment of Intelligence Oversight (110) within
the National Security Agency. We plan to begin this assessment in January 2000.
2. (U/~ The overall objective of this review will be to determine the adequacy,
consistency, and extent of I/O training and awareness programs at the Agency. The
review will consider'such topics as:
• differences and similarities of I/O programs within various Agency elements;

• use of risk management principles for determining the level of I/O training
and awareness needed for various segments of the work force;
• the adequacy of I/O program procedures to ensure effective training,
awareness, and compliance with applicable regulations.
The results of the assessment will be provided to the NSA/CSS Oversight Board, which
comprises the Deputy Director (Chair), the General Counsel, and the Inspector GeneraL
3. (U/~e will be contacting the IG liaisons in each Key Component to make

I
arrangements for .[be assessment My point of contact for this review is Assistant
Insnector Gereral_ who can be reached on 963-3544s or at
I }n~a'i ---------'
·,~(~)-P.L. 86-36
".
'"
"" "."".I
--------=-------=----::------
Deputy Inspector General
OPTIONAL FORM NO. 10

(REV.l.80)
GSA FPMR (41 CFR) 101.11.6
I.TNCLASSIFIEDIIFOR oFFlCVtL H~i ONT..r S010.1l4\COt.AI'UTER FACSIMILE)
Lt.\ L' • ::'::'Ult.UllrOR Otl'lC1."\L U:'>L Vi'" r
DOCID: 3562084
DISTRIBUTIOX:
DDI
DDO
DDT
GC
ADS
.AJ)CM
Chief, F6
cc: DIR
DIDIR
EXECIDIR
U:-"TLA.5SIFIEDIIFOR uFFlC1AL UsE OXU'

DP-:"":'- '"l562084
X1~CltE'f'f/~oMn.T/lXl
':.~ N ONAL S CURITY AGENCY
100'1 FORT GEORGE G. MEADE. MARYLAND 20755-8000
. Serial: U/215/99
December 27. 1999
MEMORANDUM FOR JAMES BAKER. DEPUTY COUNSEL. INTELLIGENCE

OPERATIONS, OFFICE OF INTELLIGENCE POUCY AND REVIEW,
DEPARTMEJ.'IT OF JUSTICE
SUBJECT: (U/~ NSA OGe Assessment o~

INFORMATION MEMORANDUM ---------:::---
(b)(3)-P.L. ~36
,'/
/----
(b)(l) Derived From: NSA/CSSM 123·2
(b){3}-SO usc 403

(b){3)-18 usc 798 Dated: 24 February 1998
{b)(3)-P.L. 86-36
(b)(5)
Declassify On: Xl
~}i;CRETI!CO~n:NT/lXl
Xb)(1)
(1))(3)·50 USC 403
(b)(3).18 USC 798
DPCID: 3562084 SEC~'f"/COMIN'fIfXl (q)(3)·P.L. 86·36

(b)(5)
\
SECRETflCO~UNTllXl
~b)(1)
Ib)(3)-50 usc 403
DPCID: 3562084 SRCRE'fY/CO~ftN'f}lXl (\>)(3)-P.L. 86-36
(~)(3)-18 USC 798
SECRE'i'flCOMINTHXl
·
DOCID: 3562084 SECRE'fYlCOMINTnXI
\1»(1)
{\>){3)·50 USC 403
<tl)(3).18 USC 798
<b$3).P.L. 88-36
(b)(1)
(b)(3)-50 USC 403
(b)(3).P.L. 88-36
S:6CRETffCOMINT1IXI (b)(5)
(b)(3)·18 USC 798
'(1))(1)
·
DPCID: 3562084 SECRETIlCO~'II~'Iltxl
(\»(3)-50 USC 403
(I$(3)-P.L. 66-36
(b~3)-16 USC 796
(i)i(3T-P.c-68>S&- __.__,. __. ._________ J

--------1
'-tJ91=:nR""O""B""ER~TI'I""Lr-.""'D"'E-I-T-Z""""""'7r--
General Counsel
S£CImT7JCOMINTlJX1
DOCID: 3562083
.... '1i OP SECkEl//C:eH!!Pll/f181

. 1l'J:l
SECURITY CLASSIFICA110N
NSA ST¥F PROCESSING F".&?4S18 •

~ TOR EXREGCC III1IIIII i~~OOMBER
AC110N EXREG SUSPENSE
.........~:;:-l'T-_,_EXE
SUBJECT
__C_ID_IR_-=--=--= ......j 0 APPROVAL
Kec SUSPENSE
Quart rly Report to the Intelligence Oversight Board I!] SIGNATURE
on NSA Activities - Second Quarter FYoo DINFoRMAnON ELEMENTSU ENSE
DISTRIBUTION
SUMMARY
Intelligence Oversight (ATSDUO», NSNs quarterly report on its intelligence activities.

to the Inspector General and General Counsel. Per PIOB letter of 6 August 1982, Agency heads
COORDINATION/APPROVAL
OFFICE NAME AND DATE :>~~ OFFICE NAME AND DATE ::i;~~~~
EXREG ...., - 32018
GC Robert Deitz ~
/".
AGC(O) .#" J2)s ./ (b) (3) - P • L. 86-36
,/
IG Ethan L. Dauman :.L .......... ~544s / .. /
/
/.
ORG. PHONE (Sec:ure) DATE PREPAREO

v/
Dll 963-3544 31 May 2000
FORM A6796 FEB 94 DERIVED FROM: NSAlCSSM 123-2 secuRITY CLASSIRCATJOH

NSN: 754O-FM-001.5465 DATED; 24 FebN8ry 1998 ¥Up SECREi;,CUH1MliINOpeau//Xi
DECLASSIFY ON; XI
- -"
DOCID: 3562083
Office of the Inspector General

COMMERCIAL NUMBER: (301) 688-6666 (STU-III)
SECURE NUMBER: 963-3544
1'1 ZcXQ .//.

DATE:
TO:
ORG:
~
J(JJ1C
1_--- (b) (6)
OGA
DoD
FAX NUMBER: ...11= V03-275 -h5fCi

PASS TO:
PHONE: ~3-27S-b55¥
NUMBER OF PAGES TO FOLLOW: --=(:'-1-/---
RECEIPT BY:
ACCESS LEVEL CONFIRMED: YES/NO
\b) (3)-P.L. 86-36
\.
\<..
FROM: I \ I
COMMENTS: 1L...-- r---
-1J,q~/~Jlf[
=ffitlAssf#cATIO-N--
DOCID: 3562083
.
~
~'.\\~/I,~
"ORT GEORGE G. MEADE. MARYLAND 20788-8000
~ 9 June 2000

THRD: Assistant to the Secretary of Defense (Intelligence Oversight)

(ID Except as previously reported to you or otherwise stated in the

National Security Agency during the quarter ending 31 March 2000 were unlawful
or contrary to Executive Order or Presidential Directive, and thus required to be
reported pursuant to Section 1.7.(d) of Executive Order 12333.
(U) The Inspector General and the General Counsel continue to exercise
oversi,ht ofAgency activities by means ofinspections, surveys. training, review of
directives and iU!delines, and advice and counsel. These activities and other data
/
2.~}
-L .....-,~'?-"}
ETHAN L. BAUMAN
ctor General
Z~
BERT L. DEITZ
Geili!..al Counsel
(D) I concur in the report of the Inspector General and the General Counsel
and hereby make it our combined report. _
-) .
Encl:
als
DERIVED FROM: NSAlCSSM lD-l
This Memorandum i. Uncl_.fted DATED: 24 FIB.
Upon BelllOYal of Encloeure DECLASSIFY ON: XJ
Tgp RIUJRIRVIG9MIN'I'{INeP81lfir'11B
DOCID: 3562083
.. '
'. T( SECM'fffC6MfN"f//NOPPN/IX1
1. Inspector General Activities
_--.---(bx~.L. 86-36
b. ..,- . . -'. ver
sight inspection of the The
team found that althoug In aSlC comp lance WIt xecutive rder
12333 and its progeny, the organization lacked. a formal intelligence oversight
'ijiJ(1J·--- __ . t.raining program. A formal program is now being established
(b)(3).SO usc 403 ---------. _
(b)(3);18 usc 798 --------------- _
(b)(~H\.L. 86-36 .
\\
\ \
reVIew
en.

a. (OfI€OMlN'f) The aGe reviewed various intelligence activities of the
ney General procedures, and Department of Defense and internal directives. The
OGe advised Agency elements on a number of questions, including the collection
and dissemination of communications of, or concerning. United States persons,
the reporting of possible violations of federal criminal law contained in SIGINT
product, the testing of electronic equipment. and the applicability of the Foreign
Intelligence Surveillance Act (FISA). With few exceptions, the issues presented
were routine and indicated that the operating elements understand the restric
tions on SIGINT operations.
. b. (Ti!'COMfN"f'tmF) Tlle aGe did not file any reMIts with the lOB dur- _"'--:7' 1
lUg the first guarter of EY-2oool 1'-'::"""'/ (b)()
I 1
./
TOP SECRE'fi'/cOMINflINOPORN/f.Xl
-- --------
DOClD: 3562083
. :
Tl SECRE'flICOM:IN'ffINOF. .tN/lift
/' // \ \
,--, - - - -1 / \ \
/
\ \
~~:~~~: l
'- / \
'" /
\ [
"'" / I T
~
c. As a res t~f
_ _---:-
~" ~'''f-------------.,,....--- ......-----...~....,....,._..,,........,=-=,....,,...,...---.-----:=----.J
_,,,~;:::::::::::::: ..= .. =,.. see our quarterly report dated 17 Mar 2000), the Gen
(b)(1) eral Counsel and the Deputy Director for OPerations jointly issued a DO-OGe part
~~l~;l:~~ ~~g ~~~ nership statement. The statement, which has been endorsed by the Director, is
(b)(3).P.L. 86-36 intended to forge a clOser partnership between the DO and the OGC to work through
the legal and policy issues confronting the SIGINT mission of the Agency. A copy of
the endorsed partnership statement is attached at Tab A.
3. (U) INFOSEC Activities
~e Information Systems Security Organization (lS80) issued two

supplements to NSAlCSS Directive 10-30. Supplement 1 specifies additional control
procedures for the conduct of communications security (COMSEC) monitoring
operations. vulnerability surveys, hearability surveys, and automated information
system security testing by elements of the ISSO. Su lement 2 establishes licies
and res onsibilities concemin
(b)(1)
(b)(3)-PL 86-36
4. (U) SIGINT Activities
a. (O-ceo>1 c _ - +.. ( b)(3).PU6-36
~====~------=~.>-=---
(1) (U)IL..--. ~///
\,---- (~_;'_.c~.-~-~-~----=-=::....=.-------------------
."_ ... ---' .>
_???1'_'
(b)(1)
(b)(3)·P.L. 86-36
2
'lOP 5ECRETl/e6MfN'f/INOPOR:NJ/~:I
DOCID: 3562083
~b)(1)
(P)(3)-50 usc 403
(~)(3)-P.L. 86-36
i
\
II$'lCCOMUrr+l ~_
::=. .::::::::::.:";1!i)(3)OPL 86-36
... ~.. /'
-------------------------- - -'::-r(b)(1)
/ (b)(3)-PL 86-36
'----------------------------
(2) (U~ r""---- (b)(3)-P.L. 88-38
.......'-------;:===~------------,
I
\
\
\
\
\
\
i
.\
"1 (b)(1)
!; (b)(3)-50 USC 403
/ !(b)(3)-18 USC 798
f i (b)(3)-P L 88-38
/, .1
II !
II II
II Ii
II Ii
II II
1/ Ii
1/ ii
~====:f(~'f~&~/;'O~O~!~iI~n>~fJ'~.'~~~Jii!~)c=============1.1/ -iii
Ii
I ii
.------------------------"""'/!
r-------=:::ffit~MH~L-- ~!
i
.---- ~~~~~B¥!~9:L' _f'-.. " .

_._~
'''..
(b)(1)
(b)(3)-50 usc 403
(b)(3)-P.L. 86-36
(b)(3)-18 USC 798
3
YOpSEeBZTneO~FO~l
DOCID: 3562083
TC SEeltE'fIlC6MiN'f'/fNOF(
-. ~JIXI
~)(1)
(l:i)(3},.50 usc 403
(b)~..P:,86-36
\\ ..."
1 _-_-_-_-_-_-_-~-_-_-_-\_=; j
(_'P_S,_'/{)_O_A_m_iI'_,_'R_H'1_>_I-_-_-_- -_-_-_-_-_-_-_-_-_-_-_-_-_-
~::if'~.;,;- -1- ---. l'lf~mE- - - . LJ k

- ~
/:::::::b.:~~?~iiU(.))IL_ _
~~~
(b;l~~.~~~=:=··=··-···-_··-.-{l_H_U~
1 -I
_. .,_-"
.---'
...
~(~:~~~ 6
\
"'- ..
\
\
\\
86-36
4
TOP 8:BCBB'I'/I()OMJmYINOFORNII~1
DOCID: 3562083
-----
'l6>ct1- ..- ._~ _ __ I ~.,,_:::"lfl}(3)-PL 86-36

~~l~m~03-·-...···--.=-----=::::f:9:BliB~H:I!~{,Q!iImL ----------------=-----J~//
(b)(3)·18 us«:: ~" //
- - - -=----:J~~-------=_"'=------_____'ll~/
-.---..••_0.- •..0.0.. - - - - - - - - - - - . --------=---_- .-.,--l~-r-I-----------I
- - - - -••
.--------=rn(2m:~mffll~9::iI- ___J; '-..

1(b}(1)
/ (b}(3)-50 usc 403
" (b)(3)-P,L. 86-36
/
1bi6')- - -
(b)~50 USC 403
(b)(3)-HI..USC 798
(b}(3)-P.L'-&6-36
'
'
' '.
"
('fSlI€OMINTmJFJI
//1L-----~.:;::./7::..-_-_-_-_---;r==========================~
/
/ ./
,,~~~.~.:~:: L _
(b)(3)-P.L.86.36
5
'FOP SEeRB'P}l<JOMINIYINOFORNllKl
DOCID: 3562083
"-- .
.
~ .
.
~.
"> <
(~&'''OOMIH'fl IL-.. -----'~ __
5. <U) Other As;tivities .1b)(3)-P.l. 66-36

/1
(U) Databases / l
r.------------------------,/ i
~~-- 1/
6
TOP SECItEY//cOMINTIINOFOftN/lXt
DOCID: 3562083
-,
_. __ .-_._-------
DOCID: 3562083
TJNCL'xSSIFIED//FOR OFFlelAL US.__ O?JLY
UNITED STATES GOVERNMENT
DATE:
22 February 2000 memorandum
REPI..Y TO
ATTN OF:
GC and DDO
SUBJECT; (U//FOUO) Strengthening the DO-OGe Partnership

. INFORJYlATION MEMORANDUM
TO: DISTRIBUTION
1. (U~NSA confronts a difficult SrGINT challenge as it balances the
Government's need for information against the need to protect the privacy rights of U.S.
person~ in a networked world. The Operations Directorate (DO) and the Office of the
General Counsel (OGC) must forge a close partnership to work through the legal and
policy issues that arise as we develop and deploy new collection and analysis strategies
and technologies.
2. (U/"6U~The DO must partner with the OGC in' the planning, development
and implementation of new collection, analytic, reporting and dissemination initiatives.
Directorate of Operations persolIDel are responsible for explaining mission objectives and
providing the technical facts to the OGC. Once OGC personnel understand the operational
objective and the technology, they must identify the legal and policy parameters and
provide clear, concise guidance on how to accomplish mission objectives consistent with
NSA's ~':lth9rjtjes and cOnc::tjtlltjOna' stab1tgry or regJllat~rY limitations on those'
authontles.J ... ----!1/.f!1li3J-PL 86-36
I
. 3. ~T~lDQ and aGe share lb. resIlllDsjbjljlx 10 .osur.lWit d.cisions ·are fuil y
Imforrned_~ r ,\./,,x,"pC •••
4. (U/JlfO~) We have agreed to the following actions as our initial steps in
building a strong partnership to ensure comprehensive legal1:upport to the DO:
_ a. (UJ7'P\'U~EGULAR DLt\LOGUE BETWEEN_ THE GENERAL
COlJNSEL (GC) AND THE DEPUTY DIRECTOR FOR OPERATIONS (DDO) IS
ESSENTIAL.
(1) (U/;P'l~(U~The DDO, ADDO and the DO senior leadership team
and the GC, D/GC and the Associate GC for Operations will meet quarterly to discuss DO
issues, plans and initiatives.
(2) (U/iF'08~heDDO and/or the ADDO and the GC, D/GC, or
Associate GC for Operations will meet biweekly to identify and discuss current issues.
b. (U/~DO PERSONNEL MUST UNDERSTAL'\ffi NSA
AUTHORITIES. .
(U/~ DO will implement a training program for all sUj)ervisory
personnel. This training will review the laws, orders and authorities under which NSA
operates with particular emphasis on USSID 18. This program will include: .
EXCEPTION TO OPTIONAL FoRM NO. 10

APPROVEO BY GSA/IRMS 51BB
GSA FPMR (41CFR)2Dl-4S.4
TTNrT .A.'STI1T17n/l~];'hl"'\rbM'I\r1a:~e:r:or.H~:'Ti"l':C'i""'i'l'lli<~lJ""'U"U ..TtM"-.IiIlT.;.
(1) (Unr:Ot1~'\.required, annual reading of USSID 18, and
(2) (U/~nual attendance at a one-hour DO/OGe conducted
training session focused on USSID 18.
,. . (U/~is program will be included in the mandatory 80 hours of

training for DO seniors and in the training requirements for all DO managers in grades 15
and below. Successful completion ofthi$ training will be documented in the P3 process.
I IN ID~bIW~GC MlJS~ BE rnWIFJiGAGliD 'WI1:H ~Rsm::A.,,>,,~.

DO
(1) (U/!P ~t:J~DO will invite the aGe to key decision-m~I{~" \.

meetings. . - ./,., \
/" :
(2) (U/IPSuQ) DO managers w,ill coordinate Jle\~l'~ajor requirement~
or internally generated activities with the aGe and the DO s~fI. I
. // :
(3) (t1J?'PQPQ) The GC mnst 1~:W'all activities I I
(4) (U//?6UQ) DO manpgers will engage OGe on all matters raising
minimization i~sues in the collection~ processing, analysis, retention or dissemination of
signals intelligence from existing or proposed activities or capabilities. .
(5) (U/~) In providing guidance, aGe will clearly distinguish
between legal and policy concerns. .
(6) (UIi?SUQJ The DO will maintain and support a strong, internal
DO oversight organization.
UNCLASSIFIEDI7F OR OF FleI2\L us~ om v

. DOCID: 3562083
.'. UN CLASSIFIEDIJIl'UR OF FICI1\:L US!!!'9NbY
DISTRIBUTION:
ADD0
ADD0 (MS)
DO CIS
ChiefM
ChiefW
ChiefG
ChiefP06
AGC (Ops)
UNCLASSIFIED/lliUK OF Il ICbltL USE O~lJs¥ .
· DOC;:~D: 3562083
'-'
NATJ:ONAL SECURJ:TY AGENCY
I:NFORMATJ:ON SYSTEMS SECURI:TY ORGANI:ZATI:ON
ISSO SUPPLEMENT NO. 1* TO 11 August 1999

NSA/CSS DIRECTIVE NO. 10-30
dated 20 September 1990
CO} PROCEDURES GOVERNING ACTIVITIES

OF NSA!CSS Ta~~ AFFECT U.S. PERSONS
SECTION I - Py~POSE ~~ APPLIC;~ILITY
1. (U) This Supplement impl~ments the provisions of the

basic Directive and P~~ex E thereto and specifies acditional
control procedures for the conduct of communications secu~ity
(CQMSEC) mor-itoring operatic~s, vulne~ability surveys,
hear~ility surveys, and au~omated information sys~em securi~y
~',
tes~ing by elements of the I~formation Systems Security
Organization (ISSO) . This Supplement does not mcci=y a~y
provisions of S Regulation Nc. 90-34, Protec~ec Ne~work Services
Testing Procedures, dated 10 June 1991.
SZCTION II - DEFIN!TIONS
2. (U) Definitions of terms used in this supplement are

con~ainec ~n ~~exes E, C, ~~d E to Directive No. 10-30, excepc
automated informacion syst~ security testing whic~ is cefined in
NSA!CSS M~~ual 130-1, NSA/CSS Ope~ational Computer Security
Manual.
SECT7QN IIT - RESPONSIBILITIES
3. (U) ISSO Group and Office Chiefs shall:
** a. ~ Upon detection, immediately report to the
Inspector General (IG), ,Assistant General Counsel for
* This Supplema~t supersedes S Suppla~ent No.1, dated 2 May 1991,
to NSA/CSS Directive No. 10-30, dated 20 september 1990.
** Source: IG Ma~orandum, Se~ial: I-170-92, Subject: Procedures
for Reporting Activities Affecting U.S. Pe~sons (U), date~ 26 May
1992.
OPI: I411 (Juanita Holloway, 96B-7834s/410-854-6818b)
DRV FM: RSA/CSSM 123-2

Dated:24 Pebruary 1998
DBCL OR: xi.,D,XS', l:6,X7, XB
DOC~D: 3-562083
ISSO SUPPLEMENT NO. 1* TO

NSA/CSS .DIRECTIVE NO. 10-30
Information Systems Security (AGe[1]), and the Office of Policy

and Corporate Support (14) any activity that is contrary to law,
Executive Order, Presidential Directive, or DoD or NSA/CSS
implementing regulations. This requirement is not intended to
limit or deny individual ~mployees the right and obligation to
report such activity directly to the IG or to the General CO~isel.
h. ~ Report quarte:::ly (nc' later than 1 January.

1 April, 1 July, and 1 October of each year) to 14 on activities
and practices that occurred during the quarter, including a recap
of any report submitted during the quarter. No ex~e~sions are
permitted, negative reports are required, and each o~ the
following subparagraphs must be commented upon or cited as not
applicable:
(1) (U) ~ny collec~ion initiated that required

intentional collection of.co~~unica~icns to, f=om, or about U.S.
nersons. This requirement covers both consensual and nbn
conse~sual collection and both SIGINT and COMSEC mon~tcri~g.
(2) (0) ~ny intentional exposure ~o information

to, from, or about U.S. perscns as a result of comp~ter security
testing actiVities.
(3) (U) ~ny statistics on the n~~er of insta~ces

in which the identity of a non-consenting U.S. person was
disclosed in SIGINT product and the exception applicable
(USSID 18, Section 8.1) to each ·such dissa~ination. Describe
corrective actions when such disseminations were made in error.
(4) (U) Any inadvertent collection of

communications solely between U.S. persons in-those instances
wha~ material is not destroyed upon recognition.
Directive
2
j/
/
(b)(I)
(b)(3}-50 usc 403
(b)(3}-PL. 86-36
DOCID: 3562083 CONPltlEN'fi*b
.-
USC 403
L 86-36
(6) (C) The existence of any SIGINT or INFOSEC fi:e

that can be retrieved by the name or identity of a V.S. person.
(7) (U) Written verification by the group or office

.chief that procedures exist that make all newly assigned
pe~so~Jlel aware of the restrictions impose¢ upon them by the ba5~c
Directive. and that all assigned per50~~el are periodically
reminded of these restrictions and the frequency of this
reminder.
(8) (v) pny NSA/CSS Directive No. 10-30 related

working aid or procedure issued by the staff, group, or
independ~nt office, and any t~aining cou~se or educational
programs initiated to establish/maintain persor~el awareness of
legal and policy restrictions on NSA activities.·
(9) (Ul pny NSA/CSS Directive No. 10-30 related

guidance sought or received and the circumstances that prompted
same and ot~e~ than routine oversight practiced within the staf=.
group, or independent office.
(10) (D) pny illegal, improper, or other~ise

questionable activity not covered by the previous categories.
c. (U) Appoint a person to be responsible for that

organization's quarte~ly report and to serve as the Point of
Contact (POC) for questions concerning NSA/CS? Directive No.
10-30. Notify 14 of the appointee's name and phone number. The
person appointed should be a branch chief or highe=.
d. (U) Conduc~ a periodic review of the activities a~d

practices conducted in or under their cognizance to ensure
compliance with the provisions of NSA/CSS Directive No. 10-30 and
its annexes; identify to subordinates the activities and
practices of their organization that are most directly affected
by these laws and· authorities;
3
.
OOClO: 3562083
e. (U) Ensure that employees within that organization

review, at least semi-annually, NSA/CSS Directive No. 10-30 and
its related annexes.
f. (U) Receive, prior to execution, approval from the

DDI to conduct COMSEC monitoring operations, vulnerability
surveys, or hearability surveys.
"4. (U) The Chief of Policy and Corporate Support (14\

shall:
a. (U) Solicit quarterly reports from 1880 Grou?s and

Offices for submission prior to 1 JanUary, 1 April, 1 July, a~c
1 October each year.
"b. (U) P=epare, for the DDI's signat~re, the Key

Component report to the IG, based upon ~n~ut from 18S0 elements.
c. (U) Provide each 1SS0 POC with a complete copy qf

the basic Direc~ive, its ~~eXES, and related materials to be used
for the semi-annual review and reference material.**
r\
\~<2
iMICHAEL J.
j Deputy Dir
~f'"'- for
Information Systems Security
" I DISTRIBUTION IV
Plus: AGC ( I )
IG
N5
F92 (VRD)
1411 (15 stock copies)
4
\~)(3}-P.L. £6-36- ._-=.:==:~~.
PO~~D: 3562083 \
UNCLASSIFIED//POft OPPIC~AD eBB o~~
ONCLASSIFIEDllPOft OPP!C%~ ~SE O~
¥b)(3)-P.L. 86-36
, . _... _- "_-_'\~--_"_"""-
DOCID: 3562083
UNCLASSIFIED//POft OPPZ€i~ BBB O!&¥ \
\
2
UNCLASSIFIED/;POR ePPICIAL VSE g~y
~b)(3}-P.L. 86-36
..... _._..
..\..""----...
\
DOCID:
.... ,. 35620~CLASSIFIEDIIPOR OPPI€i~ USE O~y \
\
UNCLASSIFIEDIIPOR OPPle~ USB O~y
.-
SECURITY CLASSIFICATION
==========i~i=X=i=E=S::;=:S:::::;;IN:;::G~r-"..•75567 •
DIRECTO EXREGC' III1IIIII ~ .KCC CONTROL NUMBER
.i
IG:~7-00 .
ACTION EXREG SUSPENse
---;:;;=-:;~---~-----------------l
SUBJECT
0 APPROVAL KCC SUSPENse
Quarterly Report to e n lligence Oversight Board I!l SIGNATURE
on NSA Activities - Third Quarter FYOO 0 INFORMA1l0N ELEMENT SUSPENSE
DISTRIBUTION
SUMMARY

pproved for Release by NSA 0

DECLASSIFY UPON REMOVAL OF THE ENCLOSURE(S) 6-01-2009 FOIA Case # 491 a
COORDINATIQfUAPPROVAL
OFFICE I DDATE ~~~E OFFICE NAME AND DATE s,:~~~
EXREG I i#trf1-"-'-" '"
32015
GC ,.LI~lL~ Df
~l(.~~- 5"548'8 ... ... ... ...
.-' ...--
U 'J- ~ '111JiIJ'
... _.
AGC(O)
IG Ethan L. Bauma :7.- ~.
3T2Ts
~.s44s--
.. - /
/
(b) (::I) P.L. ~b"::Ib
..'
DIIG I-M···
- j
35448 /
o~.
2~10
PHONE (SeQJre) PARED
!Dn 963-3544 OAgrvtJ~st 2
29
.(lui)
......... ,~
DATED: 24 February 1998

.... M 123-2 SECURITY CLASSIFICATION
NSN: 7540-FM-G01·5465 'lDQp 8ll8NI'I';,;,eMllIft'iYK//lIOiOiUG,; Xl

DECLASSIFY ON: Xl
· 3 - ~
DOCID: 562G1l1' SEGRr 'lGOMlN'l'fft\:HJN'I' KE¥HOLI TOFORNIIKI
FORT GEORGE G. MEADE. MARYLAND 20755-6000
11 September 2000

(U) Except as previously reported to you or otherwise stated in the

National Security Agency during the quarter ending 30 June 2000 were unlawful or
contrary to Executive Order or Presidential Directive, and thus required to be
(D) The Inspector General and the General Counsel continue to exercise
oversight of Agency activities by means of inspections, surveys, training, review of
?71-tJf(~
MICHAEL V. HAYDEN
Director, NSNChief, CSS
End:
als
DERIVED FROM: NSAlCSSM 123-2
This Memorandum is Unclassified DATED: 24 FEB 98
Upon Removal of Enclosure DECL\SSIFY ON: Xl
OOCIO: 3~~ECRErp.l'€OMIN'FffALJ3NT
Iffi¥IICiE/INOFORN/lXl
./It>~(3)-P.L. 86-36
1. Inspector General Activities / \
/ \
uarter the Office ofInspector General (OIG) re
viewed various reports /' he Attorney General (AG) Pro
cedures, and Department of Defe se and internal directives to determine if
I I'
. .b. ~9~ An ~s Q~ ~m
sIght InSpectIOn of th
CODduj an intelli~':'.~.,,"v~=-----."'J~' ~
The-teamlound tnat the
division has a rigorous oversIg program In pace. .
lfdUcted an inspection 0
. ~ team found that thJ-"=sIT;:t-e"""-a-=s:-'
----'-'·t:-:-t-en-p-o..i:-Cl. ,.e-s--;in-p.......--a-ce.......,....to-g-o-v-e-m--::i:-n-:-te
wn
L..-. .· e oversiglrt;-and...~hat the si~ has de
........i;-g-en-c---J
veloped web-based annual ~telligence oversight refresher tralliin:g;.- ..J
(b)(1)
(b)(3)-50 usc 403
2. General Counsel Activities (b)(3)-PL. 88-36
a. TCWeOM~ The OGC reviewed various intelligence activities of the
were conducted in accordance with applicable statutes,.Executive Orders, Attor
aGe advised Agency elements on a number of questions, including the collection
and dissemination of communications of, or concerning, United States persons,
the reporting of possible violations of federal criminal' law contained in SIGINT
product, the testing of electronic equipment, and the applicability of the Foreign
s with the lOB dur-

r-'l""'·n'"""-""""~~""--".......~~..........o.......:!!:.""=';!O'""'-":.a.L.- --c:::-:::o-=_~==--='-- -,J ::~;)irb)(3)-PL86-36
~-----,-----:::::--==-=-~=--==----------r---------------l ./ /I!
//1
- - -- - -':~b)(1)
.. ! (b)(3)-P.L. 86-36
~----r-------=-:=-=:-=-=-~~~~-=-=---------------/--y;/ /
--------~/
/
1
TOP SECKETf1COMI:NTJTALENT ImYBOLEtINOFOftN/lXl
a. {Sh'eOM~ml
(1) (U)I l....-----r.-.---.·..---·-·.~-(b....,,)i;-=')-P-.L.-86--38----
~~~1~~~;-1<·;·:==··=:-··==-'~,'b
_Mfi'lTX1 - ::::::::::~lgl-p.L
- - - - - - - -p-
\\\'\""'-
". -- - -- -- : - - -_::::~---=----
~=- - - 86-38
\~'".,~~~-.tr-~~~~~~~~~~~~~~~-~--~--~-~-~~~-_=_-I~:=_=I=_~
I ~ '"
r;:USC403
(b)(3)-P.L. 86-38
(2) (Ui _
I \
I1 // ("SJ.'.~'eO~I-·- ~\\
~
.f .1.. / f - - - - - - - - · · - - - - - - - - - - - - - - - , - - - - - - - - - - - - - (b)(3)-P.L. 86-36
....--.,
1 .. l....-~-----.,...--------------l....------------
1/ // / ..r.::/ I
i,i 1/ ,.....L/~. ---..;.;;:.·/::::··~~~~~fE'71·L ___J
II 1/
i/,I/ /
11(///
W:-<_
ji;>_' L-. --..J
(b)(1)
(b)(3)-SO usc 403
(b)(3)-18 usc 798
(b)(3)-P.L. 86-38
2
'TOP SECRE'fIICOMfN'ffl'ALHN'f' Im¥IIOLWINOFORN/lXl
- (b)(1)
~---~~=~=~=._~\_~-~-~----------------~~~~~~:I_-~--:_-~~~~~==~~~.
(b)(3)-50 USC 403
(b)(3)-P.L.86-36
~~~.~~5- -----~ ·,r-------------·----·-------~===_==-~=;i ~il~lm.50USC403

v.... (b)(3)-18 usc 798
\ 1 /
/ (b)(3).P_L.88-38
\
\
\r----------,I----=----~--_ -T---=-=--r--I-------.....J
-s77eoftHl'C£>.II---7-r----'i~-_---------~
I
/ '-----/::.//·--_-
.. -7." . . - - - - - - - - - - - - - - - - - - - - - - - - - - - . h \ ( b ) ( 1 )
//g:.-HJ/~I
b
f )(3l -PL 86-36
J...",:;:.;;,-::..---- !
W:Cil6=3e----'--'-"-iH<Y)-!
(b)i3 \i
- I I L -:::~}(3).PL. 88-36
/ ..
v· .' /
/' /
/'
/'
!
/' /
/' /
/'
/'
/'
/'
l(b)(1}
/'
/'
i(b)(3)-P.L. 88-36
/'
/'
/' !
/'
i
/' i
j
/' I
/'
/'
!
/' i
/'
/'
i
/'
i
/'
3
TOP SECItE'ftICOMlN'fttfMJBNT IG:YIIOL&ltl\WFORN/lXl
'DOciD: 35l908~:BeREr;m(/eOMINTfI'AU3NT
KEYHC:s 4E7'INOPORN/IX1
~.L.86-36
...............
">
(Il}(3kP... -......
L. 86-36
.
(2) (U)I ........

.........
I~/II :1
~=====::::::..-_----_--=.:::~
-....
I
.. ...
/
-
--- ~ ,
-'
(b)(3).P.L. 86-36
(b)(1)
(b)(3)-50 USC 403
4. (U) Other Activities (b)(3)-18 USC 798
(U) Databases
-- _. .11------------------------.l
/ /.
//
//
/
(b)(3).P.L. 86-36
4
'FOP SECRErwfCOMfN'tY'f2\LEN'f KEYHOLEfINOFORNl/Xl
NSA STAFF PROCESSING p ..",",.u76849 •

TI)IRECTO~ I EXREG CON IIIIUIIIIII IIG-CS60<J--OOMBER
THRU ~ ACTION EXREG SUSPENSE
---::-;D=-ID=IR_----=..ilI!L:....-.,_D_S_E_C_RE_T_AR_IA_T_.)_\{.,..t\.-)_If\-&--------l 0 APPROV~L
SUBJECT KCC SUSPENSE
Quarterly Report to the Intelligence Oversight Board I!] SIGNATURE
on NSA Activities - Fourth Quarter FYOO D INFORMATlON ELEMENT SUSPENSE
DISTRIBUTION
SUMMARY
Intelligence Oversight (ATSD(lO)), NSA's quarterly report on its intelligence activities.

Inspectors General, respectively, to report to the' lOB on a quarterly basis concerning
to the Inspector General and General Counsel. Per PIOB letter of6 August 1982, Agency heads
DECLASSIFY UPON REMOVAL OF THE ENCLOSURE(S) pproved for Release by NSA or

6-01-2009 FOIA Case#4910f
COORDINATIONfAPPROVAL
OFFICE NAME AN90ArE OFFICE NAMEANDOATE
32018
GC Robert Deitz Jl'/I()j.eJ_ 5548s
IG Ethan L. BaumaH" ~
3i21s....
3544s---··
'-- ...
7(b) (3) P.L. 86 36
D/I G 115r17'"c('. 3544s /
/ ORG. PHONE (secure) OATE PREPARED
l/ Dll 963-3544 14 December 2000
I-- ~_~ ____J NStVCSSM 123·2
NSN: 7540-FM-oOl-5465 DATED: 24 r"bMJ:lry 1998 ref sm~r;;eOHrnr)'RK.13C/IHOfCMf/;~
DECLASSIFY ON: Xl
c::; />
\\'" CJ
, .
DOCID: 3562081 TOP ~
""'- .-....
·ItET11COMlNTiVKK·2~OhNOF ".NflXl
FORT GEORGE G. MEADE. MARYLAND 20755-eOOO
23 January 2001
SUBJECT: Report to the Intelligence Oversight Board on NSA Activities
Except as previously reported to you or otherwise stated in the e~closure, we

have no reason to believe that any intelligence activities of the National Security
Agency during the quarter ending 30 September 2000 were unlawful or contrary to
Executive Order or Presidential Directive, and thus required to be reported
pursuant to Section 1.7.(d) of Executive Order 12333.
The Inspector General and the General Counsel continue to exercise
~.~
Inspe or ral
~R EITZ
General Counsel
I concur in the report of the Inspector General and the General Counsel and
hereby make it our combined report.
CHAEL V. HAYDEN
End:
als
'fOP SI!3CRE'fII€OMHfl!P/RKc2591INOPORN/IX1
DOCIO: 35620 f!lfJi' tS~· ··~·i'Hl)UM:I:N'iYIf'tttka~56fIN~)UttNHXl
1. Inspector General Activities /~)(3)-P.L 86-36

./ \.
a. (U/~ During this quarter/the Office ofInspector General (OIG) re
viewed various reports I //

Ithe Attorney General (AG) Pro
cedures, and Department of DefeI,lSe and internal directives to determine if
I r
b. {S/IC6ftlETXJ, A Joint Inspection Team consisting ofins ectors from the
r ~alt;ir'!H"1l.!.nUJ
1~~:WLf.~!IlkyfJ.&lJLtriM..J~~iJ· tY..~rn·~..u:l~AJ~~i!J---=--=-~=-=~-=--'=-J:::;:::::::;::::"(b)(3)-P-L
/,., 86-36
_ corrdiicted an inspection of the. ........,.._-=-::-:-.. . .

Th.e._team found that all Service-specific intelli
'-g:-e--n-ce-o-v-er-s~l-gr-t'---p-ro-gr-a-m-s-a""'t"""t,..-Jesite havebee~e.!.~edinto one "sujerblY man
aged" program that "exceeds requirements." ---- /
(b)(3)-P.L 86-36
(b)(1)
2. General Counsel Activities (b)(3).50 usc 403
a. ('C//eOMf~~) The OGC reviewed various intelligence activities of the
OGC advised Agency elements on a number of questions, including the collection
- and dissemination of communications of, or concerning, United States persons,

were routine and indicated that the- operating elements understand the restric
. T::i/l
" e , 1 no e anyrePOlrtSWl· th the lOB dur
ing-the fourth Quarter ofFY-200ol ! - -- - - - ::::::::::="''';::::~b)(3).P,L,86-36
/---./,.-.
_____ --- /II
-- - - -- -- F ./ ./
///
'-.'.'
1- I r' ///
- - - - - - - --q--'=/"/(b)(1)
- - - - - - - - - -- - - I / / (b)(3)-P_L 86-36
~ - - - - - r ,1'
/ /
./
./
1/
1
rpOP SECRE'fYI€OMINI'FfflK-!361INOFOItNIfX1
DOCID: 35620 SlOP ~"~E'f'flCOMIN'f)'VRK·256ffl~;"~FOftN/1X1
a. CS11Cen,fRfTi IL.- ----:::".....--_---JI

...
(1) (Wi I-·-·:::::::>~_~i~.- . _
___ (SJ~7~-~~-~~--~-~-~/ \\:~::~~::: : ~ ~ __ ~,,>.)(')

.",r--.J---===--~rr
(b)(3)-50 usc 4 0 3 - · · · _..._ ..._.
~: :J:~
~~L~6
_____Jr~~i2if2~·C~Q2'f£d8R~¥£~)I ~
(2) (U!L.. I·/·/(b)(3).P,L.86-36
(b)(3)-P.L. 86-36
I
~
\
\
)(b)(1)
(b)(3)-SO usc 403
/ (b)(3)-18 usc 798
(b)(3)-P.L 86-36
---
/1(b)(1)
._ ... ',' (b)(3)-50 usc 403
/ , (b)(3)-P L 86-36
--
/
'~-',I
---- 1/ /j
i
;l J--t
---
_---J- f
/ .-1
- - I - (b)(3).P.L 86-36
//
-1- -
(b)(1)
,,/
I
----
// /
~(~~:~. - ..
r
.. - - - ~ I
(b)(3)·P,L. 86-36
I
·:_::·, { I ·"(b)(3)-P.L 86-36
I
r------------"....~-...".....----==~-~---;;....;;;;~~-------------I l Ii
L... --'F-··-~·:::.. ~ ,I !
" ii
(S"flCOMH'lT) I
L..-.--------------------'---------.-,=-......_:::':.::::~J
I ~"" #>
(b)(1)
(b)(3)·SO usc 403
(b)(3)-18 usc 798 .
(b)(3)·P.L. 86-36
2
'rop SECRE111COMINTl rnK-250tJNOFOltNhXl
DOCID: 35620 H)P SE"?:l.Er:FH€OMlNfP/RK-256hNe-i9ORN//X1
----..:fB2ffiEHIm~~,' 1 - " ' .--:::?7(b)(1)

~I::::::::",- / / (b)(3)-50 usc 403
r . (b)(3)-18 USC 798
./ / (b)(3)-P.L. 86-36
./ . / /
./
./ /
./ /
./
./
I
./
./
./
./
./
./
./
./
r----------------------r-il-==--~==-::::.....::.....::...::.....=-=--=--=-~-I:::::::-:::=·,,-·"(b)(3)-P,L
86-36
/_.
'-----------------------'
-, 1 r ~
,.-'--;7 (b)(1)
/
.' (b)(3)-50 USC 403
L.
(b)(3)-P, 86-38
(b)(3)-18 USC 798
/
/
• y l.ll- '~n;[VT
r
I -
.....,~ .
·::;::,,"'1(b)(1)
Ie (b)(3)-50 USC 403
-- -- --
(b)(3)-P. L 86-36
/ (b)(3)-18 USC 798
-- -- -- I
-- -- -- -- --
.. ' - -- --
r------l-~---!tt·ef--:;}·M-~ffif!iI:H~~6f2~eJ~~~',..;:B.1;·Ir----~~~_:~~~~~~~~~~~~~~~~~~~~=_=_=_~JI.<
l r - - - - - - - - - - - - - - - - - - : " . . . - - - ' : : : . . . . - - - - - - - - - - . L1- - - - - - - - - - - - - - - l l - j · ( b ) ( 1 )
/ (b)(3k50 USC 403
(b)(3)-PJ•. 86-36
(b)(3)-18 tI$C 798
.- - '"-'.;;.
L-----I1 -----.J
r·-···-··-·,'-··-·-·· .- - - (b)(3)-P L 86-36
r ...rn'f!lrn:2l1?nrrt~L't/~yn.~l...Ifn~-~mf:f1.~!f:~~!t..[
1=======::==[I===~+1,:,,-: . ·_. ·~:::::::::1b)(3)-P.L.
./'
86-36
Ly-- "-----I ---------------------..I;~.

~\
"'\b)(1)
,
I (b)(3)-50 USC 403
(b)(3)-P.l. 86-38
/ (b)(3)-18 USC 798
3
TOP SH61m'f/,fCOl\f}Nq?/,lRKu2561'/NOPORNlIX1
lV7C6MQ~1
,~ --- .1
1
H. - I
./
""I )(3).PL 88-36
./
./ i
./
./
!
./
i
./
./
./
./
./
./
./
./
./
./
./ \
.86·36
4
':FOP SEOM":/(JOl\fIfft'lVRK*1581INOPOItNHn
DOCID:
. .
3562u#PP spa~Tf}COl\tfl'ft'FiItK·256f~FOltNtlXl
1bl(~.L. Bll-36
"" ..
(2) (U) 1 _
~ ... ~ .. ·1i!)(3)-PL. 86-36

Iii /
---?I (b)(3)-P.L. B6-36
--- --- --- !

--- --- --- I
---
I - - -::¥7(b) (1)
I
.L J I
- - - - - (b) (3)-50 USC 403

/
(b)(3)-P. L. Bll-36
V
f- -
... . /\(b)(3)-P.L. Bll-36

?8)(~.L. 86-36
(b)(3!'5Q'1:JSc...403~"",-:::::-.....,....-
(b)(1) '" ..--- ... _ _~~~~@~'ttM~~~~L=-r-~--=-"':=""-=-"":=---==-=--=--=-~=- ---U
'"
'lfi)(3l:,P.L. 86-36
4.' (U) Other Activities ."'.----.. ---

''. ..----.----.
""'.. ' .---
(U) Databases ''' '",
" .. ,
"""~
1~lIl., - I
5
'fOP SECRE't'HCOMfNIY'/RK·2591f.NOFORNHKl
NSA STAFF PROCESSING FORM

TO fOOl • 77869 • I KCC CONTROL NUMBER
DIRECTOR
THRU ~
L 111111111,.I1...--__.....-:-==I:-'-G_-9_67_0-0---,.1-=:-:=::-==::::-:::;::-_ _ ACTION EXREG SUSPENSE
~D;;;-ID=IR,..---lo.
~'--_"D_S_E_C_RE_T_'A_RIA:
__T_~ --1 0 APPROVAL
SUBJECT Kec SUSPENSE
Quarterly Report to the Intelligence Oversight Board !!J SIGNATURE
on NSA Activities - First Quarter FYOI . 0 INFORMATION ELEMENT SUSPENSE
DISTRIBUTION
SUMMARY
Intelligence Oversight (ATSD{lO», NSA's qu~rterly report on its intelligence activities.

to the Inspector General and General Counsel. Per PIOB letter of 6 August 1982,. Agency heads
DECLASSIFY UPON REMOVAL OF THE ENCLOSURE(S) pproved for Release by SA a

6-01-2009 FOIA Case # 4910 I
:>t:l;UHt:
OFFICE NAME AND DATE s~~~ OFFICE NAME AND DATE PHONE
~--> f- LJdc; ~t;).. 0 J

GC Robert Deity o-.~ ~548s-_ ... -----.
AGC(O) 215 ... :::::::::::;:::::::;::~.:: (b) (3) P.L. 86 36
1 ... -:: 1-... /
IG Ethan L. Ba~~u> ... --_.,
~4S. /
D/IG ~~ 35445
v
/ PHONE (Secure) DATE PREPARED
ORG.
6~~h 2001
/
/ 963-3544
Dll
1_ ,., 1'l {} I
SAlCSSM 123-2 SECURITY CLASSIFICATION
NSN: 7540·FM.{J01-5465 DATED: 2-1. Fcbru81)- 1998 wep 1iI.8M.1 /881F.B!19IIIt8P8NII /lEi
DECLASSIFY ON: Xl
DOCJ:D: 3562080 .
I\.._ SECltETi/COMlN'f/INOPOftflt•. :d
FORT GEORGE G. MEADE. MARYLAND 20755-8000
9 April 2001

INFORMATION MEMORANDUM .

unlawful or contrary to Executive Order or·Presidential Directive, and thus required
·to be reported pursuant to Section 1.7.(d) of Executive Order 12333.
(U). The Inspector General and the General Counsel continue to e.~rcise
oversight of Agency activities by means of inspections. surveys, training, review of
directives and guidelines, and advice and counsel. These activities and other data .
~2.~
ETHAN L. BAUMAN
. Inspector General
??;~.~,v~~
MICHAEL V. HAYD
Lieutenant General, OSAF
Director, NSAIChief, CSS
Encl:
als
DERIVED FROM: NSAlCSSM 123·2
This Memorandum is Unclassified DATED: :w FEB 98
Upon Removal of Enclosure DECLASSIFY ON: Xl
TOPSEeftE~fCO~:~OPOHNJ§l
DOCJ:D: 3562080 TOe-e,ECBET//cOMlNTlINOFO;\J/JXl
1. Inspector General Activities !(b)(3l:.P.L. 00-36

!'--""--...
. arter the-Qffice ofInspector General (OIG) re-
I he Attorney General (AG) Pro
m ernal directives to determine if
//'It!)(3).PL. 86-36
/' /.. \,.
b. (U/~ An OIG team condueted an inspecti~:0'fn~o:...ft~h~_ _---= _ _....J
I fTh~ team found tha ersonnel were
umformly aware of the baSIC mtelhgence oversight compliance cilocuments, and
that they received yearly refresher training in intelligence oversi~ht.
c. (U/IPOU~ The OIG reissued guidance to the chiefs of ~ey components
and field activities reminding them of their reporting responsibilities under
E.O. 12333, and restating the procedures under which they are required to report.
Copies of the reissued guidance are attached as Enclosures 1 and 12.
I
!
i
2. General Counsel Activities i
a. fCJIC~fvHP~ The OGC reviewed various intelligence activities of the
United States Signals Intelligence System (USSS) to determin. whether they
ney General procedures, and Department of Defense and internal ~irectives. The
OGe advised Agency elements on a number of questions, includiqg the collection
and dissemination of communications of, or concerning, United ~tates persons,
the reporting of possible violations of federal criminal law cont~lned in SIGINT
Intelligence Surveillance Act (FISA). With few exceptions, the i~sues presented
were routine and indicated that the operating elements underst:1lnd the restric
tions on SIGINT operations. [
!
b . TI'I::)/I CO:r'U~R!/tN~)
~ ,; The OGC dOd I no t tile anv renor t s WI'th the lOB dur
- - - - -- -- - / / / i j
:;;;;; ;;:;;;"~·::~b)(3)-P.L.88-38
ing- the first Quarter of FY-200!",1
-
- - - - - -
-
---- r-
v·
/'
//4
1- -
-- - / /1
- - - - / /!i
- - - - - II!
f- - - - i!!
/ II
Ii
iI
II
i
!
I
i
v· .'
(b)(3)·P.L. 86-36
(b)(1)
1
TOP SECItETllCOMl:N'fflNOFORNHXI
· POCID: 3562080 'fO-'3ECIm'f/lCOMlNffINOFC--~/JXl
1/ /.,.,-" ~
'-----------------------------
3. (U) 8IGINT Activities
a. (S-HCOMIN'f) 1 ..- _
, ____
(1) (U)I_ _'-"-'/(b)(l)
I (b)(3)-P.L. 86-36
~~~~§~~~~--.-=-:-------~---;-------------~~-~---~~--
I - =- =: Li=
\t
":'. --- '. ...- > - ~ --- j)(3)-P L 86-36
~teQ~"-------------l
II - - .I
= -- ===.3=====.. -...=.=.-... -...
-lSI ,I 1
(b)(l)
(b)(3)-P.L. 86-36
--- --- )(1)

--- --- )(3)-50 USC 403
)(3)-18 usc 798
)(3)-P.L. 86-36
-·--~-------~-------------..--1-.....::::.-~-~----------r-~---J.-;::::'(l;)(3)-PL. 88-38
I-----------.J~-------~-----'-,l/
(2) (~L-.. --l~.. /(b)(3)-P.L. 86-~
-
(8//( T'tM-LN"')------1
\
\
\
\\
(StlCOMHff) I ...--
../
--·..)(b)(1)
/ .., (b)(3)-5O usc 403
.' (b)(3)-18 usc 798
(b)(3)-P.L. 86-38
L- _
J
2
TOP SECRET/KJOMIN'F/INOFORNHXI
DOC.J:D: 3562080 'f'U' . t;:I!]Utt1!r1'ffUUMtf~rr/tNOf?e -~ffXl
/(b)(1)
./ (b)(3)-50 usc 403
/' (b)(3)-18 USC 79B
(b)(3)-P.L 86-36
./
r 1 ...
~ ~1(b)(1)
--- ..L!~~~M~ff1L rL···=_=. ,'(b)(3)-50 usc 403
_ (b)(3)-18 USC 798
r (b)(3)-P.L 86-36!
i
i
!
i
r- --=r~~:-J~lflt!,\.~~~~~wl4'~'lL ~"._._""'"'---'===---.:==---:=-:-Jl=:::~"""'/"l~lgl-50
USC 403
__ _ (b)(3)-18 USC 798
/ / (b)(3)-P.L.86-38
/
r----------r--------------e::::-::=---------------------J/. ._.. ;;-::1fj)(3)-P.L 86-36
I
r-------------'----------------------------,~-=-=--!//
r-----------------------------r-I-_------=-~.::::.------tl~V /
r----------------------------L----------L.,I/
/
1/
J~~ ~~~ ---'"Tn' 1 1 . _.··~···f(b)(1)

I
r------:r\~~,!tt!~~~~·~L ~::·~
/
_ (b)(3)-50 usc 798
(b)(3)-18 USC 403
(b)(3)-P.L. 88-36
!
!
i
/
/
!
i
!
3
TOP SE6aB'I'NeOl\HNTlINOFOHNNKI
DOCID: 3562080 v. z.u'.l,Q?'M1Dfl'/I,Dll'
·l·U:JL";~·e ':lQ?;'!'IU iAL. <vl,b" <a-'~JlXl
--....T... Trn,'
lllJII rr
(b)(1)
(b)(3)-50 usc 403
(b)(3)-18 USC 798
(b)(3)-PL 00-36
,_·"[(b)(1)
I '.'01.,,=m
5
,....- tlStfCOMINTl
oL.l=L______________________ -- '(b)(3)-50 USC 403
~ "OI~L"'"
"51:6MHffiJ - -I
.._.
//b,--(Uj~ 1-
<
._._""".=-~
J::::>~(b)(3)-PL 86-36
(bl(1T==:.-.-.. -.-
(b)(3)-P.L. 86-36
. ._Jl) (U) I
"·-"'-"'-I.--~~ __
L - - .-'
I
r====----.=-=--::::--=:-=-:-------,I....----t'"------,
4
'fOP S~eRET{/(JOMJNfh'NOFOR..~!hXl
--.
DOCI:D: 3562080 TOr=- f5ECItE'ffICOMtNffINOPf S/IXI
r - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - , . / . ilI)(3)-P.L.86-36
",' /
'" '" 1/
~~~-~----------------~-~----.------------------------- -t
/(b)(1)
j (b)(3)-P.L. 86-36
/
i
(2) (m 1------r/(b)(3).P.L.86-36 (1l)(~.L.~6

_
-.
..................... ...
'-.
I l
4. (U) Other Activities
(U) Databases
_.....
,
-,
,-----------------------,
\
\
\
\
,, ')(b)(3,-P.L. 66-36
5
TOP BECRETIJCOMINT/JNeFORN/lXl
TO
DIRECTOR
[""EXA& • 78951 •
'- III/mlllillDn
I IG-9750-01
KCCCONTROLNUMBER
THRU <:"') 1.... .

.. ACTION EXREa SUSPENSE
-.;;D;/D;;:m:.:..::4:z::=)~D:...::SE=C::RE=TAR::::=IA.:T:"'~=i
SUBJECT
. =:....:17,:..,'~~~6!......-"
.:: ~ D APPROVAL KCC SUSPENSE
on NSA Activities - Second Quarter FYOl· DINFORMA110N ELEMENT SUSPENSE
OISTRIBlITlON
SUMMARY
Intelligence Oversight (ATSD(IO», NSA's quarterly report on its intelligence activities.

~;~~~: , I' ~~~~:

OFFICE NAME AND DATE OFFICE
.[)o~ .
NAME AND DATE
'- }/'~" . -
.,......- 7/)u/.r/ 3,,;).0/
GC Robert Deitz ,(;...j) Id't-.';;~/.kl 55485 V I //
AGC(OI m;-(F- ....
. -" ·~)7o;J;r f-B121s-- r-::::_: 7(b) (3)-P.L. 86-36
IG Ethan L. Baum~h rv1'7 '1 ;.~ .. 1-..
3~4s--
/
DIIG ~ft/Q·\;"r~·~ 35445 /
pRG. PHONE (Secure) DATE PREPARED
Dll 963-3544 7 June 2001 '-

.... .'
..

"""......
FORM A6796 FEB 94 DERIVED FROM; NS•.vCSSM 123·2 SECURITY CLASSIFICATION
NSN: 754G-FM-001·5465 DATED 24 F'~bru3'1' 1998 .~.
DECLASSIFY ON: XI (b)(3)·P.L. 86-36

DOCID: 3562079
TOP SECt6:/f//COMfNf'aEOI I ~Ur!eR.~NKI··_·_m_m_._._.~m(b)(3)-PL 86-36
NATIONAL SECLIRITY AGENCY
FORT GEORGE G. MEADE. MARYLAND 207!5!S-llOOO
2 August 2001
THRU: Assistant to the Secretary of Defense <Intelligence Oversight)


or contrary to Executive Order or Presidential Directive, and thus required' to be
Defense <Intelligence Oversight) are described in the enclosure.
?1I~J(~'
MICHAEL V. HAYDEN
End:
als
DERIVED FROM: NS,vCSSM 123·2
Upon Removal of Enclosure DECLASSIFY ON: XI
lOP SECItEThCOMINT.EeII ~1NO;p6~··-··-···-·-···-·-·-(b)(3)-P.L 86-36

DOCID: 356~ SEeR' ·'ICOMfN'f.Ec~I 1 fOPORN/l:Xl
/
/
/
/
/
1. Inspector General Activities '(:Jl,..PL 86-36
\ .
a. (U/!P'&IQ) During this quarter,truaQffice ofInspector General (OIG) re

viewed various reports I \ ~e Attorney General (AG) Pro
cedures, and Department of Defense and internal directives to determine if
I I
r--~-.Jb~.--.:fi2ffl~~~~~An~JO~I~Gllte~am~ conduc~. ~.~~~s~onuof.thel ~=.- ==.- f~;"- (bJ(3).P.l. 86-36
-The-te-amround tha~ )Wis In baSIC
'-::c:::o:::m~p=r.Ian=:::ce::--:'w:::l=--rt::-::e~r=:e:-::q=u=::l::;re=:m=e=nTs=-=o~ E.O. 12833 and derivative documents, al
"=)
though it lacked a formal intelligence oversight aO) program. A program has
since been established
(U ,
_ _---'c;;.;.'-->-::.:.' An OIG team condllcted ' . f~L-I
lJ,~msp.ecti~~u,JiD9~:::: -- -- - -_ p"::::::O'7
. / (b)(3)·P l 86·36
I u-The-tea.m1"oundthliOo-llrocedures are accEWtable:give~/
-:t,-li-e....l-ow-n--:-·.sk
. . . . . . of committing an 10 violation! _- - > t·
.-_ ...---.. -_
d. (U/~ An OIG team cond~ted-aninspection ofth~
... ...
__ - - - r"
... ::;:::::;,,'
(b)(3}·PU6.36
I r The team found tha~ ~-riot have a pro

gram in place to foster awareness of 10 responsibilities. A program is now being
established. _. _ . -' "'(b)(3).P.l 86-36
_...-'
A joint inspectionJeam-eomposed of inspectors from 'the
""'"
! tr ..- . ' . - (b}(3}.PL 86·36
6n acte a Joint mspection 0 - - - - ~ :: == "" :> "-(b)(1)

(b)(3)·SQ USC 403
'---<----~---'---,-The_tea_mrounat1iar rogram exce S reqUIre- (b}(3)·P.l. 86·38
ments. The team also found that a commitmentby all the military services to par
ticipate in a joint 10 program resulted in a significant elimination of duplication,
a streamlined program architecture, and increased accountability.
::::::::::""'''(b)(3).P.l. 66·36
lTCte<f'iljoint inspection 0 t e Me-

ma glona peratlons enter (MRSOC). The team found that the
site's 10 program was not centralized, and relied heavily on service involvement
to administer and track annual training. The team recommended that the site ob
tain the 10 program from
program.
I
jto-use--as-a-guide-fordevelollifigtliEfMRSuc-u_.n_·~lgl'5o usc 403
(b)(3)·P.l. 86-36
1
'fOP S~CRH'f'/fCOMI:NT.ECII'-- --..Jt~f---U(b)(3)'PL86·36
~OCIQ: 3562'1'0P 5ECU"_ 'ifCOMIm_ECI! C'i0P6I1Ni'lXl-
n
----.(b}(3}-P.L86-36

a. renCO~) The OGe reviewed various intelligence activities of the Unit
ed States Signals Intelligence System (USSS) to detennine whether they were con
ducted in accordance with applicable statutes, Executive Orders, Attorney General
procedures, and Department of Defense and internal directives. The OGe advised
Agency elements on a number of questions, including the collection and dissemina
tion of communications of, or concerning, United States persons, the reporting of pos
sible violations of federal criminal law contained in SIGINT product, the testing of
electronic equipment, and the applicability of the Foreign Intelligence Surveillance
Act (FISA). With few exceptions, the issues presented were routine and indicated
that the operating elements understand the restrictions on SIGINT operations.
'ibi(3f-P:t::-86-36._ .
\ -h_-D~ .. t'£!8IIC01\'ftt('f/RiP)
\ the second uarter ~fFY-=200i;
\
\
L,----------------------------~-....,._-_"":_=~ (b}(1)
(b)(3}-P.L 86-36
l' I ...,n .1 ~ll'\l

- - - - - - - -
I/(b}(3)-P L. 66-36
- - - - -
-- i
5)(;
b}(3}-501:lSc..403
b)(3}-P.L 86-36"-
bJ(3)-16 USC 796
TOP SEl€RBiYICOMIN'f'aE3C~'____ ~lNOfPO~tRXf···-·-···_·(b}(3)-P.L

86-36
lOP S£CIW1»» ew:=... ; , •
SECURITY CLASSIFICATIO"

TO \ ~ / 1EXREG • '79601 • I1 KCC CONTROL NUMBER
T~~RECTOR ---\~V 111110100/g ACTlON G-9818-01 EXREGSUSPENSE

~D~fD;;,:;IR::.t::a<::i.±~' D~)~::::i:.:c:::RE::::.:::.T::~::.:IA:~T':::~=~=-!LZw.~
SUBJECT
-J 0 APPROVAL
KCC SUSPENSE
Quarterly Report to the Intelligence Oversight Board ~ SIGNATURE
on NSA Activities - Third Quarter FYOl 0 INFORMAllON ELEMENT SUSPENSE
DISTRIBUTION
SUMMARY

Foreign Intelligence Apvisory Board, via the Assistant to the Secretary of Defense for

DECLASSIFY UPON REMOVAL OF THE ENCLOSURE(S) pproved for Release by NSA 0

6-01-2009 FOI.A, Case 4910
OFFICE NAME AND DATE ~;~~~ OFFICE NAME AND DATE s;~~:
./
GC Robert Deit_ - / / rJ..;._
-::::::::I'
0/ 55485
AGC(O) "~21_S _
IG Ethan L. Bauman .. --
··Lt- 1uu'44.s ------- -
-- [/ (b) (3}-P.L. 86 36
DIlG I~-- 3544s /
ORG PHONE (SectJrel DATE PREPARED
Dll 963·3544 13 September 2001
Lf 123.2 SECURITY CLASSIFICATION

NSN: 7540-FM-Q01·5465 DATED- 24 February 1998 YO! szee'!;iCOIIDft'iIHeP8Mff/18:
DECLASSIFY ON: Xl
DOCID: 3562078
M_ .Ji(~_~

FORT GEORGE G. MEADE, MARYLAND 207Ss-eOOO
28 September 2001
THRU: Assistant to the Secretary of Defense (Intelligence Oversight>


~v:JL_-~
MICHAEL V. ~~
End:
als
. DOCID: 3562078
1. (U/~ Inspector General Activities /,\b)(3)-PL 8e-36
/\
a. (U/~urin this uarter the Offite ofInspector General (OIG) re

viewed various reports the Attorney General (AG) Pro
cedures, and Department 0 e el}Se an mternal directives to determine if
I ~
I
b. (SIlCOM~T.T) An OIG team conducted an inspect.ion
~T-he-.teaIIlJQU!!~.~~~ ha~.an !
Ofthb I
adequate program to ensure compliance with E.O. 12333. '--H:::::,J(bl(1)
(b)(3)-SO usc 403
(b)(3)-P L e6-36
2. (U/~General Counsel Activities

a. ccnC6MHm The OGO reviewed various intelligence activities of the
aGe advised Agency elements on a number of questions, including the collection
and dissemination of communications of, or concerning, United States persons,
tions on SIGWT operations.
b. ('f'SIlCOMllffHNP) The OGC did not file any renons with the lOB dur
... //(b)(1)
ing the third Quarter of FY-200l/ / (b)(3)-PL 86·36
3. (U/!P'OYot. SIGINT Activities
a. t81/COM~I ~>_-
(1) (UIIFOUO) I ---
r··-·-··· --.. ..
(b)(3)-P.L.86-38
.
"I - -~-?""i>J0l-"~~
___ ~~r-:_I+_±l__~~-,-- -_-_-_-_-_-_--.~;:;/'
L--
(b)(1)
(b)(3).P.L 86-36 DERIVED FROM: NSAlCSSM 123-2
DATED: 24 Feb 98
DECLASSIFY ON: Xl
1
'fOP SECItETlfCOMmTUNOFOKNlnt1 .
.POC"iD: 3562078 'i'UJ.- :StSUtUS'IY,tUUM::I:N'!'!JNUl"U <\ Nt/Xl
I
(b)(1)
'--------?T-,;3- ~
~-"".T- I
------r=··=··=·- - ===
I
== - ~3)::~:~.36
(bjl1l
r-:="'(b)(3) P L
SC 403
-..
88 36
(b)(3).P.L. 88-36 ,. I , ,t1
.. ::::=::::::::::::.~-lr--------- -ll ------l
)(3)·P.L 86-36
1
L.--·-·
--'".- '-:-c=",....-------------J,
.-:::::::::..:::::.--.
(b)(3)·P.L. 86-36
.......
"
"'-.
ffl/fOOMWT) I "- "

'
"
"- I
"
" "
"- "
" "
"
"" "
(T~ .~~- 1
.L )1
"
J
-nJ--1 ~
·I···
~
--- JA
/ If
... ....- .......
(b)(1)
(b)(3)-SO usc 403
(b)(3)-16 USC 798
~
~
~
/Ii (b)(3)-P.L.66-36
~
~
~
II!
~
~
i i
/ i
~
~
~
~
! f
\T~h'COMni'l')1 ~
~
~
i
~
~
~
i
~
~
~
~
~
~
88-36
I f--·-· -··(b)(3).P.L.
2
TOP 8BGRET1KJOMIN~/fNOPORN;1X1
,-
I
- - - - - 1-: ---:::;::>'" (b)(3]-PL 86-36

_. (b){3}-50 USC 403
(b)(1)
(b){3}-18 USC 798
~ I
,,- r "
'" ,
/,-_. .....
"
.
(b)(3}-PL 81>-36
"
",
/(bll1)
(U/mQljQ~ IL------"""""'"'7'.?-I
:(b){3}-P L 86-36
b. Ii
~ I'-"'~~}-P II
(1) (U/JileVVl~'1 ===L-=:::...:.----i-----,"
L 81>-36
{bj(3f-fl-ll=t---... _. __... ... ~ I i

\ j
\ i
\ !
i i
!
i
!
L-----~-- -_~-I!
./
(b)(3}-PL 81>-36
3 .
TopiECK~T#Ce~/fN6~OftNhX1
DOC ID : 3562078 ':fOt: II!1CRE'Pfl<JOMIN'I'!J.NOFORNlt.Xl
/(bJ(3»f;',~~~_
(2) (U/~ ~/·-----:=:-:: .- .'-..

' ...T ... n'n'.lr------------.::·--:::::·--~--....:::::::::::=----.
:11~~~~~~,-;3~ -==-===-------==-----------------------J
)n~N"L
»(3(:1 ~USC 79
86.36t ~~~Ml~l:tL ~==============1
\".
"
---
r ------------------,===L-=-=-=....::...:--=--=-~=_=~-=_-_-
- -- J.L 86-36
- j._L~~
Y.
----------..-----.----__--.1
(b)(3)·P-L 86-36
4. (U/~ Other Activities

(b)(1)
(U/tr'Q1I.O) Databases
.-- ~~/U"''-''- .__ . . I r - - - - - - - - - - - - - - - - - - - - - - - -J/1(b)(3).P.L86.36
--..i~!Z~~~
.
I !
!
i
!
i
4
TOPSECRE~Ue~Jf.NOFO~1
NSA STAFF PF\OCESSING FORM
TO
DlRECTO~ \}- I EXREG CONTR0}P'::BER
0>77
II(CC CONT;lOL NUMBEf'
10-9889-01
JI... '
THRU
DlDln.
•....f
""U1 ,D SECRETARIAT
-
~ o
ACTION
APPROVAL
EXr.E:S S"J:';:ENSE
KCC. S.:S;lE!'lSE
SUBJECT
on NSA Activities - Fourth Quarter FYOI

DISTRIBUTION
o INFORMAnON
ELEIJ.=" S:JS?ENSE
SUMMARY
Inte.lligence Oversight (AT~D(lO)}, NSA's quarterly report 011 ~ts intelligence activities.
BACKGROUND: Executive Order '12333 and Executive Order 12863 require

to the Inspector General and General eounsel. Per PIOB letter of 6 August 1982, Agency heads
signature signifies that no other activities which require reporting are known to him. \ .~
RECOMMENDATION: Director sign the enclosed memorandum. ~~#~,

~
~. OG-C )J,{.
/0 ~ /J)J~ \ -wJ ur--rJ:'
I )J~~;vr ~
6-0 '1-2009 FOIA Case # 491 0 (j)
COORDINATIONfAPPAOVAL \.. ..i7<, / SeGUR;

OFFICE NAME AND DATE ::;!C~HE OFi'ICE NAME AND DATE
~> V~ ()..!)d!CI/ "l.{ ~

PHONE
i~O'J --- PHONE
GC Rob~rt Deitz t~ i:l(.,)~/~i 55485

AGC(O) ~·-l~·,~t~---_· 312tL>
_.- '''7
. (b) 3)-P.L. 86-36
Acting IG
r"Mr
, 35445
/
/ I
1/' ORG.
DB
PHONE (Secure)
963-3544
DATE i'nE?ARED
7 December 2001
FORM A6796 FEB 94 U1:o1\111:o ... rKUi\l; r'SNCSS:.t 123·2 SECURITY CLASSIFICATION
NSN: 7540-FM-001'5465 DATED. 2~ Febnl"ry 1995

'leI' SE!eftM'l" eelSI., l /tlgrglMl/Xl
DECL-\sSIFY ON; Xl
1~ ebb:K~ Ih'bU1Vl11'Jol"lIP.UM UV~Jl".[
NATIONAL SECURITY AGEN<:..
F'ORT GEORGE G. ""£AO£. ""ARYLAND 2075~OOO
4 January 2002
MEMORANDUM FOR THE CHAIRJMAN, INTELLIGENCE OVERSIGHT B(JARD

National Security Agency during the quarter ending 30 September 2001 were
to be reported pursuant to Section 1.7.(d) of Executive Order 12333.
. (U) The Inspector General and the Genera,! Counsel continue to exercise
,~.1.1£01 11 /lIIc 01·~e"i.U,.-

BRIAN R. MCANDREW
Actin; Insp~~ or General
1J
ltV
/.'k,h;:::::::===:-
r'\ _
Ii/ROBERT ; EiTZ
Ge~unsel
apd hereby make it our combined report. .
/1t~K~.~
MICHAEL V. HA~6- --
Director, NSA/Chief. CSS
End:
als
DERIVED FRO)!: :'\s,VC~S:'oJ 113-2
This Memorandum is Unclassified DATED: 2.1 FEB 98
Upon Removal of Enclosure DECLASSIFY Oi'l: Xl
T6PSECftETfiCO~HNTH.NOPORNH.Kl
DOCID: 3562077 -.
1. (U/~ Inspector General Activities A(b)(3).P.l. 86-J6
/i
a. (U/Il"6U~Durin 'dfInspector General (OIG)
reviewed various reports he Attorney General (AG)
procedures, a w internal directives, to
-. determine if._._·-:::;:::::::::::"""(bJ..J3l-P.L. 86-36

L...- -... ----J
...- ..-- o •• - •• · - - : - : . : •• - ••- - · · · - ••• , .
'--_--=_b_IT_T_~_:"
eiA!:ioO'::fd~~~~=~~~~:~to ensure
compliance with E.O. 12333, but recommended that the organization refresh
procedures for reporting possible intelligence oversight viol~tions with all
personnel. The recommendation was implemented.
2. (U/~ General Counsel Activities

a. 1tnee~ The OGe reviewed various intelligence activities of the
were conducted in accordance with applicable statutes, Executive Orders,
Attorney General procedures, and Department ofDefense and internal directh·es.
The OGe advised Agency elements on a number of questions, including the
collection and dissemination of communications of, or concerning, U.S. persons,
the reporting of possible violations offederal criminal law contained in SIGL\l'
Intelligence Surveillance Act (FISA). With few exceptions, the ·issues presented
were routine and indicated that the operating elements understand the
restrictions on SIGINT operations.
b. ("TSJJCt}?ffRW~) The OGe did not file any reports with th=e:...-_ _
I Intelligence Oversight Board duriJ:!g the foutlli quarter ofFY-2QQr r~::;:::':::m.,u~
3. (U/!JfflU~ SrGINT Activities
1
TO~~ECftE~/CO~f~OFOftN/~1
U==_C ise o x .4C:S:O"s:1IL::1:
~)(1)
DOCID: 3562077 (b)(3»50 usc 403
(b)(3).P.b-86-36
'ib)i3j:pL.~-- _ '''.
\ \~;;~~.. I
\iL ------'-, ------'lf-.....
)(b)(1)
... (b)(3)·50 USC 403
/ (b)(3)·18 USC 798
(b)(3)-P.L 86-36
l
(b)(3)-P.L 116-36
./
l
I l
b. (U!~IL.- _
(E)(~:Q~=::=···-(nTUf~
r ------ .. _·-..j.li:)- ·~-~·-i"·-~. ·--~i~~======================J=======l(b)(l)

·:;-..E.. .. nl- _ I (b)(3)·PL 86-36
l(b)(1)
i (b)(31-PL 116-36
i
i
i
I
i
i~---------------L __I
I .
(b)(3).P.L 86-36
2
TOP SECltETtreOMftfffJNOPORN/JXl
DOCJ:D: 3562077
4. (U/J1rOOQ) Other Activities
(U/~ External Agencv Relations
.-----~-~~.~~;i====================J
r \
\
!(b)(l)
,i (b)(3)-50 usc 403
, (b)(3)-P. L. 68-36
i
i
i
i
1'"""""""' (.>..:U::.:.It~'.r:.....;1\.:::...A:J.U.:::::....:::""-ll -1":
\
\
\
\
\.
':::,
._ _ .. - (b)(3)-P L 00-36
3
TOPSECRB~HCO~HNT/~OFORN!~l
DOCID: 3562Q77 'l!>l(3)-P.L 66-36
. (U/~L ~ses
\""
"
-, r
4
TOP8ECftE~j~O~{~OFOBNt~l
· •

TO
DIRECTOr
... ~
,<I I
\f\/t EXAEG CONTROL NUMBER
'31&..,,,,, 7
I.IG-9932-02
KCC CONTROL NUMBER
DiDI~ ,D SECRETARIA~~I/"
1. j ACTION EXREG SUSPENSE
"';;;';~~~~~~~~~~~~=-':1;/~
SUBJECT
""'L!:!..!'=--:::..----l
0 D APPROVAL
KCC SUSPENSE
on NSA Activities--First Quarter FY02 0 INFORMATiON ELEMENT SUSPENSE
DISTRIBUTIOt-j
SUMMARY
PURPOSE: To Corward to the Intelligence Oversight Board (lOB) of the President's
Foreign Intelligence Advisory Board, via the Assistant to th~ Secretary of Defense Cor
Order or Presidential Directive. The enclosed memorandum covers all reportable activities
known to the Inspector General and General Counsel. Per PIOB letter of 6 August 1982,
Agency heads are responsible for reporting separately ·any additional reportable activities
known to them, unless the President has specifically instructed that the Board is not to be
informed. The Director's signature signifies that no other activities that require reporting are
known to him.

16-01-2009 OIA Case # 491 0 I
::i1:l,;uRE
OFFiCE NAME AND DATE s~~~~ OFFICE NAME AND DATE PHONE
GC
~ Robert Deitz ~
~I ~48s
AGC(O)1 '~l~lS
Acting IG _ 1-35-44.s._..._
...
"'_'.._.0._..
...
___... ... ...
__. __. -
...
I·~·
..
... ... ... ... _:::_:::-:::-:::-
... ... ...
...
:-;::~
..._.,. .. lO) (3 P.L. 86 36
-Db·;c... l,j\hltrm·_·· ~rJ~J2Ci· ..
fllir -
ORG. P-HOOE· (Secure) DATE PREPARED
963-3544 19 Fe?ruary 2002
u n••, "u';>u .-<;g "'.. ..v".· .. ~~v.., 1\1 123·2

~ SECURITY CLASSIFICATION
DATED: 24 Febniary 1998
NSN: 7540·FM-G01-5465
DECLASSIFY ON; Xl SBeRB~lleOM~HYI/X1
DOCID: 3562076
5ECRErncOMtNTJY.Xl
FORT GEORGE G. MEADE. MARYLAND 20755-eOoo
7 March 2002
SUBJECT: (D) Report to the Intelligence Oversight Board on NSA Activities·

(D) Except as previously reported to you or otherwise stated in the

to be reported, pursuant to Section 1.7.(d) of Executive Order 12333.
Defense (Intelligence Oversight) are described in th~ enclosure.
i
fYACI;YJ f(. !/lk(f;Wu:ar-
BRIAN R. MCANDREW
Acting. Inspector General
UlQ6~
00BERT L. DEIH
General Counsel
and hereby make it our combined report. .
~j(.rI. "
MICHAELV.~
End:
als
8EC~lWOOMRftYfXl
DOCID: 3562076 .--
~ECR£'fHCOMf!VfHXl
1. (U) INSPECTOR GENERAL ACTIVITIES

d-"/ (b)(3)-P.L, 86-36
~::,:?
a. (.UfiFOUOj, During this quarter, the Office~f::lfispector General (DIG) reviewed

vanous report~ ~~ Attorney General (AG) procedures,
as well as Department of Defense (DoD}ahd internal directives, to determine if
I /
~(3l-P..~~36
\\'- '--,
b."iS/ f~ An Ole team conduct . an'" 'lpection of-the. Signals Intelligence
Directorate (SID) / \ Th'e~am found-tn-aDdid not have an
office-wide Intelligence Oversi ht (I/O) ',rograml. resulting in inconsistent
compliance with I/O po1ici~ Several rec~mmenetat!.0ns were made to remedy the
inadequacies identified. One recommenda.~ddreSfi~d publishing policy and
procedures for executing/and managing the~I/O program, to include such
things as specific super~isory responsibilities, newcomer an'd.--..refresher training, and
mechanisms to verif);';(hat all employees took the training. Other, recommendations
include lis,g~/J!etatedduties in the I/O point of contact's perf~ance plan and
updating th /0 web page to include the organization's I/O polky and
procedures an t e name and responsibilities of the I/O point of contact:! I
concurred with the recommendations and has implemented them.
b)(lT-'
:b)(3)-P,L. 86-36 "'
--~;'J;Mr=---------------------------_-"'=lI->::"'b)(3)-P.L
86-36
c. l~ ~... /" "
Ir-- -_-_-_-j~ __'__I _____'_lr//

/
d. (UtiFOUO-) The OIG issued its "Strategic Assessment of Intelligence Oversight"

on 14 December 2001. Copies of the report have been provided to the ATSD (10)
under separate cover.
2. (U) GENERAL COU~SEL ACTIVITIES
a. €C/f5I) The aGe reviewed various intelligence activities of the United States
Signals Intelligence System (USSS) to determine whether they were conducted in
accordance with applicable statutes, Executive Orders, Attorney General
procedures, and DoD and internal directives. The OGC advised Agency elements
on a number of questions, including the collection and dissemination of
communications of or concerning U.S. persons; the reporting of possible violations
of federal criminal law contained in SIGINT product; the testing of electronic
equipment; and the applicability of the Foreign Intelligence Surveillance Act (FISA).
With few exceptions, the issues presented were routine and indicated that the
operating elements understand the restrictions on SIGINT operations. The OGe did
not file any reports with the Intelligence Oversight Board during this quarter.
SECR£rHCOldfNfWXt
1
DoeID: 3562076 -.
SECRE1+ICOAIll>TIJIXl
3. (U) SIGINT ACTIVITIES

(Sj(3j;l"~6<3~,
~~-===~~(&fs1)I .. ~ L.- _
"'--.
~'~~;;~~...-=~::::..-,.----1['------'-----'------------------r-------.J
'""'" "--"
"" tsH3Il I l
........... ,.
~ ~~~I----.,,-_...---_ _---JI
> -
.~ ---'-::>---'1
................ "'"
111--'- _n_n_n_(-2}-(l:J)1 I ..........................." "
~·~••~.~.7~_.1:======::L-----.::::::--.......;;;;.....---------,1 I
,,<~." ~l ~J I
.":::::1-,,------'--""----------------------------......,,
" '"
"
b. (UftfflUe}j " " L.- --J
(1) (u)1
Ir' I Iron. I \
, -'.' I I
\
\
\
\
\
/
\
/ \
/
\
//
1/
P
II
b,)(3"P.L. 86-36
"
SECRETHCOl.f1:NTHX1
2
oocto: 3562076 -.
SECttE'fIJCOlvIfNffiXl
r<&1(3l'f'!:~6 .
(2) (U~-;::::::::======:::::::....-I_ . ._<=_. .-_._",-:,,::,::::

. _.:.::::..-...,-"'-~=:::.:::::~ _ _
~/I5!:l:1 j
" "-.. "-...

:::==::::::::·::::::·::L6.'~n-ft·1 / I " "
-- -- " "I
- -I "- "
I "
- -- "
--- I "
I
-I - -I
I "-
"-
"
" "
" "-..
"
I "
/)(b)(3)-P.L. 66-36
(5/ lSI)
...---_ _~_'__...!......J.
I .
1/ !j
~
i
i
I
(U) OGe Legal Authorities Briefing
(U/ /FOUO~ The SID has engaged the OGC to present a briefing on NSA's
legal authorities and restrictions to the entire SID workforce (civilians, military,
contractors and integrees). It is geared toward a broad understanding of the
3
DOC!D: 3562076
8fc:RE'fh'COl'.flNFlJX1.
fundamental legal principles underlying the SID mission. At the briefing, each
individual is given handouts containing a list of all the legal documents that must be
read on a yearly basis, procedures for handling a USSID-18 violation, and points of
contact for specific oversight issues in the SID Oversight and Compliance Office.
The first briefing was presented on 6 September; after a 2-:month hiatus related to
the September 2001 terrorist attacks, briefings resumed on 6 November. The goal is
to brief each person assigned to SID by the end of March 2002. Most individuals
assigned to NSA Headquarters will attend a live presentation of the briefing; those
assigned to the field and other persons unable to attend will be able to view the
presentation remotely or via videotape.
(U) Databases
,- _9' Jr----------------------------..,l
1'-'/ -.11. ~
!i
i/
r
(b)(3)-P.L. 86-36
SfCltE'fh'COldfNftfX1
4
DOCI"D: 3562076 SECRETIfC01atfIl\THXl
NSAlCSS OFFICE OF THE INSPECTOR GENERAL
SUMMARY REPORT
IV-01-058
7 January 2002
J. (U) INTRODUCTION
,,,,,,,,,y, r - - - - - - - - - - - - - - - - - - - - - - - - - - . . . . ,
/
/
/
/
/
/
- \" -, I
.,/ _- ... ...
~i;;;.l-~6-36
(l;>i(6J' ~ ~ ...
...
(Ill()~ "'" ~ .. ~ ...
(bX3)~O USC>403
(b)(3)-fausc 7~.
\\ "\\ . '''''r--.
\ \\\
\.'\\
\ \ ' " ,.. '----"-~-;::::===========================~

\ '\\.
\ '\
\ \
\ '---'<:"\-------------------------------'
\~. (U) SCOP~
\ \ r----------------------------,
\ tsligt)
\
.\
Personnel P7 ioileged In/OJ Illation
SfCffEfHCOiW:INfHX1
DOC3:D: 3562076
SECRETHCCh1rf!1"tlTNX1
III. (U) FINDINGS
/
.. ~- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - '
./
/
./
,./' ,.-/ .. /.,
/' .,./ .. .....- ..
~(~;:=::--
lliJQl-18 USc-'I'QIl
@t('S),SO usc 403 .. ~ .. ~.
l\~~~~8-36
~\\\\"
\\1\\\ "
\\\\\ \~'\
\\\ \\\ .. \\
\1\\\\ \
\\\\\\ \
\\\\1\ \
\ \ \ \1\ '-----.-,;\'-:- ......1
\ \ \, \\ \ \.------------------------------.......,
\\ \ \\ \~\~~~---------------------------------l
\I \ \\ \
\\ \ \ \
\ \ 1\ \
\ \ \'. \
\ \ I \ \
\\ \\ I\ \\-\\;:::==========================~
.
\ \. \
\ \ \
\.--------------------------------,
~, ~omtfl P"i"iEeget4141lSA,ultiQJJ
SECRETIICOAflNTf.lXl
.OOOID: 3562076
SECR:E'fNCOldINfNXl
"'~-"""'--"'/"'" ---",I
~()r--,-_,_
.-/.../"
@(~1~USC798
L __
' -..
' ~~"'-~~~L'LI
-;::::===========================::;~
(&J(3}$i'IJSC 403 ...
~~~~~,~'"
'I.,\\ ", '",
\. \\ " " ' "
\ \\
\ \\"
'"
\\ \
\ " , "L,, _
\\" .
\lV. (U) ANALYSIS AND CONCLUSIONS
\\\J \
\ \
\ \
\ \
\ \
\ (~msf)\1
\1t.- _
V. (U) Recommendation
(ut/fOUO~L f=~L~~
(B)(~L -" -" -"

..............
86-36
............. ,
'--..., --...,
Concurred By: "--... "--...
"--... .. -.......,
Pet:iQ",ud PriiJilBged JHf8A1ltfti6ft

8ECR£THCOl,fINTI,'Xl
-.
I;)OCID: 3562075
Office ofthe Inspector General

COMMERCIAL NUMBER: (301) 688-6666 (STU-III)
SECURE NUMBER: . 963-3544
--------------------~---~--------------------
DATE: M~
~.~~.~ (b) (6)
TO: .. ~ OGA
ORG: DoD
FAX NUMBER:
PASS TO:
PHONE: - ") - )f()
NUMBER OF PAGES TO FOLLOW:
- ,/ 0 t c b~')
RECEIPT BY:
ACCESS LEVEL CONFIRMED: ~O
........ """'/(b) (3)-P.L. 86-36
........
. - . / ..
FROM:
S COMMENTS:
~p'
CLASSIFI ATION
................
Doem: 3562075
S&:.oCltETffCOMfNTHNOPORNJ/§l
FORT GEORGE G. MEADE. MARYL,AND 207!S5-1I000
6 June 2002
SUBJECT: (0) Report to the Intelligence Oversight Board on NSA Activities


or contrary to Executive Order or Presidential Directive, and thus required to be
Defense (Intelligence Oversight) describe4 in the enclosure.
I '
(0) I concur in the report of the Inspector General and the General Counsel
and hereby make it our combined report. .
J/.VKft.· L
MICHAEL v. ~;r:-
Encl:
ala
Upon Removal of Enclosure DECLASSIFY ON: XI
S~CItE'f}fCOMINTJINOFORN,'JKl
DOC:ID: 3562075
SECRETilCO~,'1NoroR'lH:Xl
,,?,......- (b)(3)-P.L. 86-36

1. (U) INSPECTOR GENERAL ACTIVITIES....-~~:~
.. ....- ......--.
a. (U/ /~ During this quarter(the Office 3Unspecto~ General (OIG) reviewed

various reports I ~~--Attomey General (AG) procedures,
as well as Department of Defense (~~!?};u'rdintemal directives, to det~~~~_(b)(3)_P.L. 86-36
b. CD/ I1'OUQ>:-The OIG completed.h.VJ>Jnspecti6risdUrlng this quarter. The Office

ofl Jintelligence oversight (I/O) program was found to be in
need of improvement. It was recommended that the organization assign a point of
contact for I/O to serve as the local authority on I/O matters. Also, it was
recommended that the organization publish policy and procedures that include
refresher and newcomer training, reporting violations, and quarterly reporting.
Management concurred in the recommendations and indicated they would be
implemented by 1 June 2002. A joint inspector general team completed an
inspection of the Fort Gordon Regional Security Operations Center (GRSOC). The
I/O new employee and refresher training programs were found to meet 000 and
NSA requirements. The inspection team noted that I/O training reminders such as
posters and policy letters were sparse throughout GRSOC spaces. It was
recommended that the GRSOC and Service Cryptologic Elements design and post
I/O training reminders in conspicuous locations throughout the GRSOC.
c. (U/ /~ The OIG is providing guidance and assistance to various

organizations that have requested help in establishing intelligence oversight training
programs. These requests resulted from recommendations in our report entitled
Strategic Assessment oflnteIligence Oversight that we issued on 14 December 2001; it
was sent to all Agency directorates and associate directorates.
2. (U) GENERAL COUNSEL ACTIVITIES
a. ~ The OGe reviewed various intelligence activities of the United States

equipment; and the applicability of the Foreign Intelligence Surveillance Act (FISA).
With few exceptions, the issues presented were routine and indicated that the
operating elements understand the restrictions on SIGINT operations. The OGC did
not file any reports with the Intelligence Oversight Board during this quarter.
5~Clt.E'f"IICOlt'1:fNT1I1{OFo:JL.VIIXl
1
DOCIP: 3562075
SECR£Th'cOtdfNFll~TIPORft.ll"Xl
3. (U) SIGINT ACTIVITIES /··1<b)(3)-P.L.86-36

/ /'
&'QL/~I\ Ir-------------~-/....,>>""·.:..··./-··-l/
8. \~ ~ I
./'
r/
../.,
(1) (U)I
I
I
/'
/'
J I
./ <
?
/' /'
,/
/'
y
/' " I
~-
/'
-----.-1-.--' I
I'----------·~·-------------:'--·---------'li
l
I
I
-_.
I
b. (U/':L.------ f
...--.-
-._- ..--..---.----.
..-••• ---:~=E~~:~~~r~-
,
~b)(1)
\b)(3)-P. L. 86-36
\
\
:~(3)-P.L 86-36
000(.Q.J .L<;1\.1 I r
\
\
[
/ .
/
/' \
/' \
/'
\
/'
/' \
/' \
/'
\
/'
/' \
/' \
/'
/'
/'
/'
/'
/'
/'
/'
SfCR£'fIICOMfNfHNOfOlfNHXl
2 (b) (3)-P.L. 86-36
POCID: 3562075 ----.
(2) (Ui 1_,_u,-,---,_u(fjy(3FP;E;:ll~:::::::::·_··__.. _.u

'r'=:::::;::===~---------"":::::::;;;""--::::---=::::;;;:~--"""""'---'I
~\.V'/~/~-=:~
4. (U) OTHER ACTIVITIES
(U) Integrees in Analysis and Production .~(b)(3)-P.L. 86-36

i
l~II"'~1
I~~'11
....... f/'
. i
!
i
i
i
"'-"'_ ...-.-M..J.. .Lr'Y\ .. 1

I
'
(b)(3)-18 usc 798

(b)(3)-P.L. 86-36
(U) OGe LAgal
G
Authorities Briefing
(U/ /PoYQl As reported last quarter, the SID has engaged the to oce
present a series of briefings on NSA's legal authorities and restrictions to the entire
SID workforce (civilians, military, contractors and integrees). The briefings are
geared toward a broad understanding of the fundamental legal principles
Wlderlying the SID mission. At the briefings, each individual is given handouts
containing a list of all the legal documents that must be read on a yearly basis,
procedures for handling a US5ID-18 violation, and points of contact for specific
oversight issues in the SID Oversight and Compliance Office. The first briefing was
presented on 6 September; after a 2-month hiatus related to the September 2001
terrorist attacks, briefings resumed on 6 November. The briefings have been
sECREl JlCOMt'JVf/,.1<16FBRNNKl
3
pOCID: 3562075
__.._ _" . ...

(b)(l)
completed; approximately iSm--PersonnetrecelvecnKebnefu\gsli~~;hile (b)(3)-PL 86-36
other SID and Agency per~ vie;'ed the presentation remotely or via videotape.
(U) Polley Guidance Issued
'It»(:l(PL 86-36
(U) Databases \~""."
\
DOCID: 3562075
SECRE'fffCOMINTflX1
UNITED STATES GOVERNMENT
DATE: 14 January 2002

memorandum
SID-001-02
REPLY TO
ATTN OF:
Signals Intelligence Director
SUBJECT:
I (U/1POHQlSiena~Intelligence Policy~
r-p..Q~~CY MEMOR.'AND'r.
...........
UM
I·
. . . . . . - - - - - - - - - - - - \\
TO: SIGINT Directorate, SIG;-NTlErteriaeliEnter:Q..!j.!e \\
-'- -"-. \
-'- \.
(U) Policy _.,,_:_·::~·:;:'(b)(3)-P.L 86-36

--.-- It
ii
r:==.L...,-I::;;;':':==""'-=:::""':'::=:""';;';';':;:;......c=;,;;.:I:=::"""":::':""'::===--===:"":"::'-/' !
i
~~[lli1JUi!rimJll1tnl~Il2....GGla:;:::;;;=-===:-:=r-:=:-:::-::-:::or==-::=-:r=-'l"!==~ I
r i
aerlnd from: NSAlCSSM 123/2

Dated: 24 February " ..
a.cl...lfy on: X1
5~CRElnC01'ViINtnAI
DOCID: 3562075
SECRti'fIICOMfPftYfXt
/
SECRElWCOMIN'I'/lXl "i
(bH')
(b)(3)·P.L. ll6-3e
DOCIp: 3562075
SECRE'f//eOMtNTi~l
·P.L. 86· 38
... ., . ... \0110 ·P.L. 86·36
~ f'-"-'-'~'-'-"'-'"
~
·PL. 86· 38
.86·38
r~403
36
l~USC40
\
~ I P.L. 86-36
3
SEClmTIlC6MIN'fffXl
DOC:rD: 3562075
.
",_···~(3)_P.L.86-38
.-'- 11',,,
~IiiCllETl}COi\IIN'f:,*t . / / / / / \\\"
.-- - .-.. -_..
...
\\ \ "-"
:~ "" '.
~Xo--J;:===========::;'L----=·~ . -~·-""'. --::-·__··__------------\\\\\-\"\\

· -'''-.
\~L--;=========::::::.I_ . ·_-_. __i\'.i\---..:\~--"--."-..::::..__,
-,~ I \ \ \
\ \
\ \
\ \
\ \
\ \
\ \
\ \
\ \
\ \
\ \
\ \
\ \
\ \
\ \
\ \
\ \
\ \
\ \
\ \
\ \
(U) Special Circumstances \ \

\ \
~
.....-......:...:::..a...-~ ._.
\
-----\
SE€RETlf€OMINTfRH
~qcm: 3562075
SECItE'f(lCO~HNl'/lXl
~)I
lsi j/
(b)(3)-P.L. 86-38
MAUREEN A. BAGINSKI
Signals Intelligence Director
SECti'fffC6MINTiIX1
POG::tD: 3562074
""""Iffi'5l0l'l""""I!l9i!!!Cr!lRE':lm"rf'TJ7'1;C~UMJjllll.l:l:ll'lJ'J~1l"7;'T;~lALltm!m:M,~:r
M!!P"mel'Jl!lllltePOU) J'rJ:
-
NSA STAFF PR GFORM
TO KCC CONTROL NUMBER
DIRECTOR __ IG-10054-02
THRU / ACTION EXREG SUSPENSE
~D;;:-{D=IR;--~--b'
.~,_D_S_E -r- --; 0 APPROVAL
SUBJECT
KCC SUSPENSE
Quarterly Report to the Intelligence Oversight Board I!l SIGNATURE
on NSA Activities-Third Quarter FY02 (U//POUO) D INFORMATION ElEMENT SUSPENSE
DISTRIBUTION
SUMMARY
PURPOSE: (UhFOUO) 1b forward to the Intelligence Oversight Board (lOB) of the
President's Foreign Intelligence Advisory Board, via the Assistant to the Secretary of Defense
for Intelligence Oversight (ATSD(IO», NSA's quarterly report on its intelligence activities.
BACKGROUND: (U//POUO) Executive Order 12333 and Executive Order 12863

require Intelligence Community agency heads and Intelligence Community General Counsels
and Inspectors General, respectively, to report to the lOB on a quarterly basis concerning
Agency heads are responsible for reporting separately any additional reportable activities
informed. The Director's signature signifies that no other activities that require reporting ~re
known to him.
RECOMMENDATION: (U/~OUO) Director sign the enclosed memorandum.
pproved for Release y t-.JSA 0

DECLASSIFY UPON REMOVAL OF THE ENCLOSURE(S) 6-01-2009 FOIA Case #4910
OFFICE NAME AND DATE ~;~~~ OFFICE NAME AND DATE ~;~o~
,"l '.,::..t:- I .' .- "
~ ;0(- ",;
GC Robert Deitz ,kA 5548s ./.,
AGC(O) ~ 2Js ./
'-".-,,- , ,./
IG tJUl::J .1'.
nV- oJi.J44s ,..--' .---:> (b) (3) P.L. 86 36
'h-.K \ ),\--h,~ -::Jl"'YJ

F -TrY. -. JrJ~' ~I ~2;1 ... ------
..-- "
..---- ..--' ORG, PHONE (Secure) DATE PREPARED

..--" 963-3544 21 August 2002
Dll
FORM A6796 FEB 94 DERIVED FROM: NSAlCSSM 123·2 SECURITY CLASSIFICATION
NSN: 7S040-FM-001-S465
DECLASSIfY ON: Xl I""''''
DO~J;D: 3562074
:rop SECRE'II1COMlNTi/f1\LEN'f IfE¥HOLl!miOPOBN1RH
FORT GEORGE G. ME....DE. MARYLAND %07!15-6ooo
27 August 2002
SUBJECT: (UfWOUO) Report to the Intelligence Oversight Board on NSA

Activities - INFORMATION MEMORANDUM
(UJ.JFOUO)" Except as previously reported to you or otherwise stated in the

(U/fFOUO). The Inspector General and the General Counsel continue to
exercise oversight of Agency activities by means of inspections, surveys, training,
review of directives and guidelines, and advice and counsel. These activities and
other data requested by the Board or members of the staff of the Assistant to the
Secretary of Defense (Intelligence Oversight) are described in the enclosure.
8ft/4;"lJ$.thlLf,tttt~
JOEL~NNER
Ins~r n~~1
RffiJRT L.(. . EITZ
GeneraYCounsel
(UHfOUO) I concur in the report ofthe Inspector General and the General
Counsel and hereby make it our combined report. :
'~
}I/~P:
MICHAEL V. HA: N
End:
als
Thia Memorandum is Unclassified DATED: 7A FEB 98 .
Upon Removal of Enclosure DECLASSIfY ON: Xl
7
'flOP SHCftE'f1fCOMlNflft'tdoIEtft' HE i"'HOLEfINOPORN'I1n
DOCJ;:D: 3562074
'-
TOP SECR£'fHCOMINfl'f'ALfN'f' KEYfIOLEffNOFOltNltXl
1iiI(31-P..~86-36
a. (U l~f'OUOl During ~~er;the.Qffice of Inspector General (OIG) reviewed

variou " IAttorney General (AG) procedures,
as well as Department of Defense (DoD) and internal directives, to determine if
I I
b. es//TIEtA Joint Inspection Team consisting of inspectors from the National
/ .J"lb)(3)-PL 66-36
Security Agency/Central Security Service (NSA/CSS)
con ude an ins ection 0 at ,....(b)(1)

although th - - - ,...11--
as a very.W1:1 -- (b)(3)-SO usc 403
(b)(3)-P L 86-36
documented and managed intelligence oversight (I/O) pr.9gran(the site needs to

establish a formal I/O training program fo~ ~fmembers. The team's
findings are being acted upon. ...--·:?'1(b)(3)-P.L 86-38
..-- / '
, !(b)(1)
c. Tr""~~A team from the NSA ess OIG conducted an intelli e. j
JeYiewef /
1'6W3tPE:8e~~=··='1"he~reviewL-d""'et-e-rmme----'·:--""'d--'ti:-la--:1-----r-n-e-ed""'s-to--e-s=a-:b"':-lis;...·-:-h--:f,..-or-m----,al:--o-:Jf.,.,,.a~·e-s--,£:-o-r-t---l
.......... -, _-
..
"
/
ecommendations
made by the team are.being implemented.
~ -- 71b)(3)-P,L. 86-36
I I /
/
/
/ ;/
i
(b)(1)
(b)(3)-50 usc 403
(b)(3)-18 usc 798
(b)(3)-P.L 86-36
"iC//~I)..The OGe reviewed various intelligence activities of the United States

DRV EM: NSAlCSSM 123-2

Dated: 24 Feb 98
DECLON:Xl
TOP 'ECRET/ICOAflNFlTJ4kENTKENIOl:;EHNOFOH,WIX1
1
'DOCID: 3562074
ro~ 5!!CltfTflCO:MfNTIf'1ttEN'f' f(fWIOLENNOFORf\'HXl

-

equipment; and the applicability of the FISA. With few exceptions, the issues
presented were routine and indicated that the operating elements understand the
restrictions on SrGINT operations. The OGC did not file any reports with the
Intelligence Oversight Board during this quarter.
3. (U) SIGINT ACTIVITIES /(l,)(~)-P.L. ll6-36

I '-....,
a lS"SP
• , j~ j
I- - - - - - - - r '/- - - - - ...__...--
. .__..
/:::7
-;;:::r(b)(l)
(b)(3)-P.L. 86-36
~--- ,....--0 / 7 / > f::::,----'<\

IL--(~_'_I,_/~_I_~ -----10 / : :,. / " ----- --f::::::~~'~''ll",,',''''
(2) (U~. L.---, .,...L. ---,

~.I
'I :)1
/'
I
/'
I
~I I
L.-. ~ - - - _ _ : : : ' " ' : : . _ . : : : . . . . . . . . - - - - - - '
-.0_... ......-:::..,.-..........
1-
b. {UIlFOUO~---------------=_·y:?(b;:;:L.
B6-36
(1) (U~
'r========:::.....-------...,------.,.~----_____,
I
1(\l>(3)-PL. 86-36
I
DRV FM: NSAfCSSM 123-2

Dated: 24 Feb 98
DECLON:Xl
1UP SECJr£TJIC(J"MfN'f'f'fAUNfKfYflOLEHh~WX1
2
-DQ.CID: 3562074
'.
j "
UP SECltETliCt7MINf'/'f}U£Nf' KE1'flOLE/lA,TfJF01WIIXl
86-36
-- -- --

-- --
(b}{1)
(b}{3)-P.L. 86-36
4. (U) OTHER ACnVlneS ~(3)oP.L. 86-3B
"\"
\"'"
(U) Integrees in Anaiysis and Production \'"
\'"
\ I
(U) Assistance to Law Enforcement

r -_ _:f'S:t:-t:,'-stiW:t'~-!iIEl-"L
1 -----L,1)(3)oP.L 86-36
1
.r
.r"
.r"
.r"
.r"
.r"
(b)(1)
(b)(3)-50 usc 403
(b}{3)-18 usc 79B
(b)(3)-P.L. 88-36
DRV FM: NSAlCSSM 123-2

Dated: 24 Feb 98
DECioN:Xl
TQP S~CRE'FlICOAffNFIT1UEN'f
lfEYfIOUlIN6f'Oftl'iliX1.
3
·DOC~D: 3562074
'fOP SECRii'HC01'dINrPf':ldENP KEYIfOLEH1·tt6FOitNNX1

(10)(1)
(b){:Il-50 USC 403
.,w'l;;.;;....-------------------------------
(b){3}>18 USC 798
(U) Working Aids
(6//61) The Signals Intelligence Directorate issued an u
that is used in con·unction with USSID 18 '
edition. l(b){l)
1Kb)(3)-50 usc 403
!(1))(3)-18 USC 798
!!b)(3)-PL. 88-36
(U) Commendation
!\
(S1/51) ~)I
:I
(U) Databases
lCO I le"Y",
I
,.
/ /
,/
/ /
//'
/
;/ '
(b)(3)-PL. 86·36

Dated: 24 Feb 98
DEctON:Xl
4 '
f2
EXREG CONTROL NUMBER KCC CONTROL NUMBER

10.10089-02
THRU ACTION EXREG SUSPENSE
-.;;D~ID~I~R~'(~~~E~C~RE~T~'AR1.::::::.:::~/>i.~T-=~~1
SUBJECT
=~tlJ.../d..~k,~ _ _--J D APPROVAL
KCC SUsPENSE
on NSA Activities-Fourth Quarter FY02 (U/WOUO) D INFORMATION
ELEMENT SUsPENSE
DISTRIBUTION
SUMMARY
PURPOSE: (U/1?OUO) To forward to the Intelligence Oversight Board (lOB) of the
for Intelligence Oversight (ATSD(lO», NSA's quarterly report on its intelligence activities.
BACKGROUND: (U/IPOUO) Executive Order 12333 and Executive Order 12863

known to him.
RECOMMENDATION:
pproved for Release by ~~SA 0

6-0'1-2009 FOIA Case #49'10
GC
OFFICE NAME AND DATE
//~
Robert Dei~V~)(· -II ~N
-- 1- ..,/." b
S!'(;.URt:
~ONE
~.~~~s
OFFICE NAME AND DATE
~cCUAE
PHONE
AGC(
~ flj 1-312ls.::::3: 'i I h \ 1'1 \ .0 T Qe:: .. 'Ie::
IG <Joel .1'-. urenner ~-~I
/--- 135445
!
.
......
lv)c;. _ I;;t;/~- _~::h, /
/ ORG_ PHONE (Secure) DATE PREPARED
Dll 963-3544 19 November 2002
·un,.' rt:D:oAt '''''\1' SSM 123·2 SECURITY CLASSIFICATION
"1>1:00
NSN: 7540·FM-oOl.5465
• nUL":
DECLASSIFY ON· Xl
1_ _ -
..
.~_
rJlV118&B1 (nereMI/IX!
--.
DOCJ:D: 3562073
'fOP SECREIIICOMH,'f,'!t'*LElt'f Iffi'"H10LE7. aFORNf~l
FORT GEORGE G. MEADE. MARYLANO 20755-6000
4 December 2002
SUBJECT: (U/IPOUO~ Report to the Intelligence Oversight Board on NSA

(U/I¥OUO) Except as previously reported to you or the President, or

otherwise stated in the enclosure, we have no reason to believe that any intelligence
activities of the National Security Agency during the quarter ending 30 September
2002 were unlawful or contrary to Executive Order or Presidential Directive, and
thus required to be reported pursuant to Section 1.7.(d) of Executive Order 12333.
(UhlFOUO) The Inspector General and the General Counsel continue to
other data requested by the Board or member of the staff of the Assistant to the
Secretary of Defense (Intelli e Oversight) re described in the enclosure.
OEL F. BRENNER
is ~c~ , 'eneral.
l
.
BERT. EITZ
,,-/
GenercrfCounsel
{UiIi?OUO} I concur in the report of the Inspector General and the General
Counsel and hereby make it our combined report. '
"#(~Y~
MICHAEL V. HAYDEN
Director, NSA/Chief, ess
Encl:
als
Upon Removal of Enclosure . DECLASSiFY ON: Xl
,DOCI;D: 3562073
'FOP SfCRfTHCOl9fINff'fALE1V'fXfl'ftOUft1',iOf!01tN"Xl

a. iCllSltDuring this quarter, the Office of Inspector General (OIG) reviewed
various intelligence activities of the National Security Agency/Central Security
Service (NSA/CSS) to determine whether they were conducted in accordance with
applicable statutes, Executive Orders, Attorney General procedures, and DoD and
internal directives. With few exceptions, the issues presented were routine and
indicated that the operating elements understand the restrictions on N5A/CS5
activities.
1l2.~
•
~. -~~~II _
... _,,:;:;,,''''''::~;fIl)(3).P.L
---=_---==---=:-::::"-=;"-:-J.;-l
-1:0:;;.//// 86·36
_ -.:- _ - :== ,V--:--<bl0> I

- _ - usc 403
. (I>J(3).5(l
~ - - - I _ - - - _ - - - / /(b)(3).F/L. 86·36
I
IL--- 1/ l
!
I
i
!
i
i
c. ~f
.
L...--_~-.-.-_"-.r=I==========================;I~---',,,_
~ - - ~"---::<;f)/
. ::::::){l!)(3).P.L66.36
r----------------------;t----...,---=--..:::~--=-=-=......---c~---=-----=---;----rib;~~6)
,_ - - --- --- 1//tb./(3).50 usc 403
1--------------------L..---'----'--------:7----"--~---"-------'I
1
.·(b)(3).P.L 86·36
--- /7
/ /
/ /
1--- 1 /
a. (CI/51) The OGC reviewed various intelligence activities of the N5A/CSS to
determine whether they were conducted in accordance with applicable statutes,
Executive Orders, Attorney General procedures, and DoD and internal directives.
The OGC advised Agency elements on a number of questions, including the
collection and dissemination of communications of or concerning U.S. persons; the

Dated: 24 Feb 98
DECLON:Xl
1OP SECf{~Tllrel9ffNf',.'f'l\LENPKE¥HOf.6f.{ATQWllNlIXl
1
DOClD: 3562073
'f'Op 8ECttlH'lfCOllf:INfFFALENf KE3lI10tEff~rofflR:NNXl
reporting of possible violations of federal ciiminallaw contained in SIGINT product;

the testing of electronic equipment; and the applicability of the FISA. With few
exceptions, the issues presented were routine and indicated that the operating
elements understand the restrictions on NSA/CSS activities. The OGC did not file
any reports with the Intelligence Oversight Board during this quarter.
8. "iS/~L....- ---"-,>_
... / "
(1) (uj 1_·--:;;,''1Sl~:!§:ll~:::::::::_·

../:::--;/
__ · =. .
0-....._.: _. ..._ ... . .:;
(b)(1)
(b)(3)-50 usc 403
(b)(3)-18 usc 798
(b)(3)-P.L. 86-36

Dated: 24 Feb 98
DECLON:Xl
'tOt' SfCft:E'f'tYC(jJi>flN'fY~LENf'KEYffOLE/fl\"OFORNIIXl
2
DOC~D: 3562073 --
TOP SfJCR£TIICOi'ffINF:TALENf KEYffOLEhWOfflftNlIX:l
,------------------------------'k-::{b)(3)-P-L86-:J6
.......... l/
l(b)(1)
j (b)(3)-P_L 86-:J6
j
i
Wl!~Cii6~~=(~)-(tJJ~==========~-----------------_
-, "'-" "'I (~/7Sf) I L ....-.. _
(U) Integrees In Analysis and Production

1.1b)(3l-PoL. 86-36
...-_ _ ~.:.....:...~...:.......___:~ ---L......I.-_
~/Ig/IN~~-------------------------~>~-~~:_._~o_o~~·
_.~.
----- J'---_-_-_- ~ ~
_> 1 (b)(1)
(b)(3)-50 usc 403

(b)(3)-18 usc 798
DRV FM: NSAICSSM: 123-2 (b)(3)-PL 86-:J6
Dated: 24 Feb 98
DECLON:Xl
TaP S£CR£TIICaVfINf'f'f'ALf~KE}'ff(}tfIlN(}fflftliflXl
3
DOCI.D: 3562073
TOP SECRE'fJJCO~fINftTAU;NT KBYHOLeHN.oFQFeNNXl
)(1)
)(3)-50 USC 403
)(3)-' 8 USC 798
)(3)-P.L. 86-36
(TSNGlfI'NF1 lu_u_u_u_- _u_u_u-~::::l)(3)-P.L.88-.36
__ L..._ ,-;.-=.-=.-=.-=.-=.-=.-=.-=.-=.-=.-=.-=.-=.-=.-=.-=.-=.-=.-=.-=.-=.-=.-=.-=.-=.-=.-=.-=.-=.-=.-=---------,1../ // . /
•._ - , - , ,......
-,
\~..,. I '"'~I I J.'O£·J /
/
/
/
/
/
1/
(U) Working Aids
(U) No new working aids were developed during the quarter.

t(b)(3).P.L. 86-36
/\
(U) Databases i \
I \
I \
I~ I~'n J.---------------------------,r! \
\..... ...... ~

Dated: 24 Feb 98
DECLON:Xl
TOP SECR£TlfCOliflNFffi4El£NFKEmOJ.E!!NQWR.\lJfXl
4
DOCID: 3562073 -.
. DOC1D:
. 3562073
~Eelt'!'fiffK:l"'l
,.ORT GEOR!;E G. MEADE. MARYUND 20711_000
23 October 2002
I 1.::.·.·.::.·. 1b)(3)-P.L 86-36

IMEMOwr~~~~_~~~~~~_c:i~~b . . ~__----~=-----=-.~~
....,...Tr'..... y
(b)(3).P.L86-36
SUB~F
/"
/"
I;;;: : : r,,/···""(b)(3).P.L 00-36
/"
,~)(3)-PL 88-36
istR:IQ.This memorandum responds to your email message to Joel Brenner. our
/"
/.,
.---.. / . , /1
/'
.,...,.-.,
-
Inspector Generaj , ciated?O September 2oo?_. reuansmltung a messa2C firom yourstaff
I
/1
~l~~s~~.
(b)(3)-P.L ~ .
'1-
dated 9 Seotember 2002, which we had not previously received.
~
V/
I
-".
~
~
'-. ~
'1-- ~
'- ~
~
'- ~
'-
"-
- ~
~
~
-. \.
.~ ~
-1 - .\
I ~
~
, .\\
I
~
~ 1 I .\\\
\\\\
\\\\
\\\\
\\\\
\\\\
"- \\\\
'-."-\~\\
'-.."::;" \\\
'. .... .............
...... ~\
(1)(1)-
(b)(3)·50 usc 403
(b)(3)-PL 86-38
r- -_-_-
__-_-'--I_ _.L-.I I-.,::::~.:~~ll~l·PL
..... 86-36
/
/
~~-~--------_-_-~---------------I-==--=-,-=-c-~-.-~---~~--
[_~~
__~~_r
(b)(I)
-'
---~-3~~~~~~~~~~~~rL
•.
(b)(3)-50 usc 403
(bl(31-P.L.86-38 This document is clOl$$irlCd SECRET/ITK due 10 the
1
compilation of Olherwi5e unclassified inrormarion.
SECRET1RK/RCl
,J;)OCID: 3562073
SECR£TlfFIUJ9C} 1t1)(3)-P.L. 86-36

(ttI-(6l
.I :::'L~:"'/lb. ~(3)-P.L. 86-36

: : : : ",t" !/lb)(6l
- - - - - - - - -C]
_
:: / 7
-;:; .!!
I ! !
[i;lt'ff';;;:-: _ / /
(b)(~)-50 usc 403' - / / I!
(b)(:l),p.L 86-36 / / I j
-"- ...... / / I I
". ......-----~-----='-"--~-~·-···--_----_-=-----=--=------/-----rf~ /-..-1---....r'~ I
-"---" '-.. ---r--~--.--=-~----- --l..I ...J1 i

I'-- .L-..I_ _ ~r--- I
.1 I
,.--__-:3:stffi~ ~_~ ~~ ~ __ ..l.I._,·
.... (b)(6) i
.",--,·j(b)(3).P.L.86.36
!
I
!
i
\- Ii
\ ;
" J
\ ;
\ I
~---------------------------------::::::::""":=",,,.;;1~)(3)-PL.86-36
1bi()')"'O:::::"'::::::=:::=:r:==~~~~[~~~~~~~~;:~~~-;-~~-[I=:====:~=-==:=::==/J:Y
(b!<3l>G.9 USC 403
(b)(3)-P.t.--l!6-36
- _ _
/ .
r
i
6
'"
-'' . - - _ - . : - "- - / 1,
" l-:-"----r-I__...
- . -::=-:~_~~
r
-IL-----' I II
L--~~-.....J i
r ---"}:·· ~H;'{========:-=================:-==J ! . !(b)(6)
_ .·.--t·'1b)(3)-PL.
1/
86·36
;,i
!
I
'-- "---'>.,..-- .,-- --'i
,_ ,_.lr----------'-::::"1----,.---------------,··-··~::::::::;:h·,,'/(b)(3)-PL
86·36
"-I I l-- y (b)(6) ----~--'-. /1
/i
i
i
i
(U) We therefore find the allegation unsubstantiated !
!
(.'f~. . - - -
ls partiC~lii
--_. land-wc'are gra~ful fo;y~~ ass~stance ~n bringing
allegation to 0... attention. reganlless of the fact that we find i'
2
SECR£ffffWlXt
DOCIP.: 3562073 .- . -.
. -SECRE1'lRKllX]
u!1substantiated We share your deep concern that SIGINT activities must be conducted
both efficiently and in strict confonnity with the nation's laws and Constitution; and
funher, that we must remain constantly vigilant in this area. Early in Mr. Brenner's
tenure. our Director, Lt. Gen. Michael V. Hayden, gave him the opportunity to make this
point to the entire NSA workforce. using the Agency's internal television network. and
he did so on 22 July 2002 <hno:llwww.n.nsalIGlbtiefin2S.htm)).
(U) Thank you again for bringing this matter to our attention.
·_·(b)(3l-PL 86-313
Senior
. 3
S£CR£:l'f!F~l
POClP: 3562073
QOCID:. 35.62073 -.
SECItE'f/fFKlJ*l
FORT GEORGE G. MEADE. MARYUND 207:15-6000
23 October 2002
~ This memorandum responds to your reauest"that the NSAlCSS Office

.L • (Olen . l'n inouirJ __ - - - - - - -
of -t:::.::::::::::'1i!:)(3).P.L. 86-3e
[ / ..
I r I --------J
j/.,.-··{i;)(1 )
/
/ (b)(3)-50 usc 403
(b)(3)-P.L 86-36
- :..W~
. • A thnPn' oh·· . .in the matt~ - +::.;;:;'/1 .. :
:::;;:,,;'l"!~~)(3)-P.L.86·3e
--
- -- -- ---- ---- ::::-- :::: ::::: ,/
- - - - - --
/1/ ,/
,/
- -- - - - -- - -
- - -- -- 1/ ,/
-
,/
-
- - - - --
- - -- -----
} - -c= -
,/
..- P/ ,/
~
- - ,/
,/ ~'1/
,/
-- - - r 1 ./ I
-- -
./
/
-- -- - , -- ./ / 1:-:::=':::(b)(1)
f--~-~ r -- - r r ./ .
. / (b)(3)-50 usc 403
(b)(3)·P.L 86-36
./
_
r __~=:f:.!-/T~~~L-
I I
----.-l_----,-~~_=--=-:::.....:=--=-=--":""-- __.J, ///
~ ---i; :::"''=''''''{iI)(3)-P.L. 86-3e
-- / . / I
/ .. , /
-- - /
/ / /
r'-... -...i
I l------------------------ 7 _ =F.:::rl~m'5o usc 403

/ (b)(3)·P. L. 86-36
/ I
-",,
/
/
.- / .1_,,,-,,·:::::::")I5)(3)-P.L 86-36
------/-----,;.<-,------------~.......-""--~T
1////
r
/ //,
/
/ //
/
I ,
+IIi' 1181. .alll is ermined SEeRE'f/1fK due w tbe
cU'i.piladuii of odie. wtse uiLlassifted iaiN. ,"otion.
1
SECRETlfFICllXl
OQCJ:O: 3562073
SECRETlfFlu'fX1
_---::;)tI))(3)-P-L 86-36
~--------~---------~-, //
./ ./
(bit;)
(b)(3)-50 usc 403
(b)(3)"p.L 86-36
.--__-1~~~LlI ~ t[-...:·-=,·-··.J)(3)-P.L.86-36
/
i
/
.11 1---·_·
(bJ(1t-.
(b)(3)-50US~
(b)(3)-P.L 88-36
<----."----I -lr
1bj(1)---
(b)(3)-50 USC 403
(b)(31-P.L. 86-36
----'~A:lidr=:-:~:-:::-::-::~~-=-=-=--:-=--=-"]--l----------L·
\~h ~ -j I 1::..-.-._.. _. ._- ·(b)(3)-P.L 88-36
("S7R:IQ.Thank you for bringing this matter to our·attention. If you have any _
questions, please cont:lct me o~ ~963--0921{Sr.-·_m---- m_-- (b)(3)-P.L 86-36
senJ AsslS1allI hlspector 0cneraI

for
Investigations
2
SE\;:I<1!TitTftflXl

TO
DIRECTOR
IEXREG CONTROL NUMBER ..?
0
l'\ _
O~
G" I IG-10123-03
KCC CONTROl. NUMBEFI

-.;;D~ID;;;I~:::=~::,~D:.::::S~E~C.::R~E~T~1\R~~::T.:..===~ ~0 APPROVAL
SUBJECT . v:. lVl
KCC SUSPENse .
Quarterly Report to the Intelligence Oversight Board eJ SIGNATURE
on NSA Activities - First Quarter FY03 (U//lf'()Y'»- 0 INFORMATlON ELEMENT SUSPENSE
DISTRIBUTION
SUMMARY

Intelligence Oversight (ATSD(IO», NSA's quarterly report on its intelligence activities.

Inspectors General, respectively, to report to the rOB on a quarterly basis concerning
Order or Presidential Directive. Enclosed memorandum covers all activities reportable to the
PIOB known to the Inspector General and General Counsel. Per PIOB letter of6 August 1982,
known,to them, unless the President has specifically instructed that the Board is not to be
informed. Director's signature signifies that no other activities which require reporting to the
PIOB are known to him.
pproved for Release b~1 NS 0

DECLASSIFY UPON REMOVAL OF THE ENCLOSURE(S) 6-01-2009 FOIA Case #4910
OFFICE NAME AND DATE Si;~i OFACE NAME AND DATE S;;o~
.l)l] C; (,tJ~ n
~/"'U/IJ ~ 'f ~cfl
ActingGC Vito Potenza ~U Ih '/:'" ..... ~ jp§48s I'
-.M.GC(O) pYs-- .. _... _._.~ ... _ .. :::_:::_:.:_:.. _ ..._ .. _--::__::: __"....-,. t, )) (.:I)-P.L. 86-36
IG .JOel r~ orenner 1;J:>44s ... --" ... _' .. ... ._-_ ...
... ...- .
..--- .'
DIIG .--- . .
"-
I-J~ 35448 ... ......- ..
ORG.....-./ .. PHONE (secure) DATE PREPARED

ptf 963-3544 11 March 2003
FORM A6796 FEB 94 U\UM: NSAlC5SIi'1 123-2 SECURITY CLASSIFICATION

NSN: 754D-FM-001-5465 DATED: 24 FebNary 1998 ~e. BmeRLI,;CQM1&l})&OPUkNJIXI
DECLASSIFY ON: Xl
'POCJ;D: 3562072
,. UP SECDTI1COMfNTtlN6FOItN11X1
~I
FORT GEORGE G. MEADE, MARYLAND 207S5-eOOO
25 March 2003
SUBJECT: (U/~ Report to the Intelligence Oversight Board on NSA

(U/~ Except as previously reported to you or the President, or

activities of the National Security Agency during the quarter ending 31 December
(U/I'POUef, The Inspector General and the General Counsel continue to
exercise oversight of Agency activities by means of inspections,surveys, training,
other data requested by the B d or members of the staff of the Assistant to the
Secretary of Defense (lntelli c Oversight re described in the enclosure.
OEL F. BRENNER
Ijzf~~
VITO T. POTENZA
Acting General Counsel
(U/~ I concur in the report of the Inspector General and the General
Counsel and hereby make it our combined report. .
~I/.~
MICHAEL V. HAYDEN
End:
als
TOPSECRETfi~O~/~OPORN/~
'DOCIO: 3562072
TOP S£CR£'f/fC01'tflNFl",'OFOR:NIfXl

a. '(e/I~ During this quarter, the Office of Inspector General (OIG) reviewed
applicable statutes, Executive Orders, Attorney General procedures, and DoD and
indicated that the operating elements understand the restrictions on NSA/CSS
activities.
iij(~:L.e~6--~-- __
\>".:=::-.. _.. _. b. ~)TheNSA6IGcompleteaaninspection-ofl
\.'.
.\,.
"',.
. ...........

\
\. '", _ I The inspection
\\, found that the NSA affiliates assignedtol I
.[ jare well versed in therr rntelligence oversight res~onsibilities.
•=;;,,,",,;!=,'"-:::7(b)(3).P.L,86.36
c.(U/~Alon edorsfrom - :: :: == :::: ::::;::: ';~;:;""" /;!
/ /
OOtt :u:ca:mt spe~~::9 ~---:--,f----'
_- - The1f(sp.ection fo~era1weaknesses iIyfue
L : : :::
:telIigence Oversight (10) program. ~ ~ ~d not formally desjgnated
L..-a-n...."...J-.fficer. Binders containin all of:!;he required 10 references were fOl,l1'\d in the
workspaces throu out , ~ ~ -- owever, all 10 references were no~adily
accessible on orne page on the NSA intranet andl Iweb-based
10 refresher training did not meet DoD and NSA minimwn requirements. Remedial
steps have been taken to address these shortcomings
~ The NSA Office of General Counsel (OGC) reviewed various intelligence

activities of the NSA/CSS to determine whether they were conducted in accordance
with applicable statutes, Executive Orders, Attorney General procedures, and DoD
and internal directives. The OGC advised Agency elements on a number of
questions, including the collection and dissemination of communications of or

Dated: 24 Feb 98
DECLON:X1
101' SEClU!'T11COlmMTiNci'OfifjftNtfXt
1
..
,pOCID: 3562072
concerning U.S. persons; the reporting of possible violations of federal criminal law
contained in SIGINT product; the testing of electronic equipment; and the
applicability of the FISA. With few exceptions, the issues pr~sented were routine
and indicated that the operating elements understand the restrictions on NSA/CSS
activities. The ace did not file any reports with the Intelligence Oversight Board
during this quarter.
(2) (U)[
fF6//s:g. 1 I
./
./
/
./,.,
tl('T----
(1il<3k50 usc 403
(b)l'll·1~SC 798
(b)(3}fL 86-36
\ """
\ '" --' .....
\
\
(bjt3WL.~-=36- .-
\
"- I
\ ~/_~~)~ l
\

Dated: 24 Feb 98
DECLON:Xl
'fOf' SECfH:/fHCO:,1dJNTHNerOAAVOf1
2
.DOC:;rn: 3562072 .-
/
./
/
/
- ,--.. J
:~ 1
/
~(;._-
(b)(3)-50USG-4Q3
(b)(3)-16 usc 7g8-···~.
(b)(3)-PL 86-36
I~I
I I" Tt:!d -- l· ...
::.-:::- '-:::;:irJ)(3)-P.L 86-36
/
/- ,
./ !
(bJ(ft:::-.. _ ... _ ..
- - - - -- - / r···// ,
(b)(3)-PC-66-3?~ - '=--'-. - - J 1 / i
"--... ... ~
~
~
~
~
r· I
!
'-" i
i
i
i
I
\ l
l
\
\
\
\
\
\
\
I
(b)(1)
DRVFM: NSA/CSSM 123-2 (b)(3)-P.l.86-36
Dated: 24 Feb 98
DECLON:Xl
rof:' ~Et:1tJ!Tt'''CO:iWIN'fNhl(JFOlfNNX1
3
DOCIOD: 3562072
~OP SEeRf'f',)'COMlNT"INOFOR~l/,'Xl
-- '-. -'
(3)-(U)
"'(51 ,(61)1
:;:::".(b)(l)
- - - - -- (b)(3j.50 usc 403
(b)(3)-18 Usc: 798
lbi(~:C:-66-=36- I 1--- l (b)('3l·p.L. 86-36
"""'".
""..
"ib)(3j:I':b86-36. _
j \
\
\
\
(U) Integrees in Analysis and Production \
,.. . ....,J I . ~.~.··-i(b)(3).P.L. 66-36
~:;, I I ...,.. , , 4Tr'"JI r~ i
r----~;...:...::..:.:.....:....:.;~------------------------'---, i
I
j
I
i

-'
(B)l3!'P.I.::8il:...38_
..........
-.

Dated: 24 Feb 98
DECL ON: Xl
TOtJ SECff:f'f'h'COMtN'fh'NOfORtvoWX1
4
DOC.ID: 3562072
!(b)(1)
'(b)(3)-P.L.86-36
'fOp 8fCR£fJlCOMINfliIVOfottNtiXl ,I
,/ (b)(3)-50 USC 403
(b)(3).18 USC 798
'l!>l(3)-P.L.86-36
\'-,. il
'?" I
-~~'-,::-;d.================================~,===;-
I
r----~~'-----------~-------~-___.J\ .
\
\
\
\\
\ \
\ \
--~---~~;~~'~~~~~~~~~------------._-----~-:_~~:;~
_":::::,,,-"'-
(b)(3)-P.L.86-38
(b)(3)-P.L. 86-36
(b)(1)
(U) Working Aids
(U) No new working aids were developed during the quarter.
(U) Databases
~r~
·~)(3)-P.L 86-36
/
/
/
I

Dated: 24 Feb 98
DECLON:Xl
1UP SECltf;'f·i"COl,ffNf'H~roFOR.'Y.'J{1
5
-
1. SECURITY ClASSIFICATION INSTRUCIIONS ON REVERSE!!

TRANSMITTAL OF MATERIAL
o
2. Acknowledge nlCeipt of 1his material by executing and muming the below 1'8C8ipt.
This transmlllall7lllYbe ~ 10 _ _--'- ~___ ~ I8IIlOYlII olb enc:ID8Ure(8).
[XI ThIs tra/18lI'IllIall7lllY be decla88lled ~ A11TlO\/81 ollie llIlClOSUnt(8).
LTO 4. FROM (IWUm~) 5. CONTROL NUMBER O. PREPARATION DATE
l\.TSD (110) Department of Defense 10-001-03 .' 27 March 2003
7200 Defense Pentagon Office of tbe Inspector General 7. WRAPPED 8. FORM A12i5A ENCLOSED
Washinllton D. C. Suite 6247 Du OS [XJD 00 YES DNO

9800 Savage Road 10.COMSEC
A~
9. NUMBER OF PACKAGES
)CSACCOUNTNUMBER
I FtMeade.MD
20755-6241
ONE
REMARKS
o YES 00 NO
I BY COURIER
11. rEM NO. copy OR CLASS. OF ITEM
i SERIALNO. UNClASSIFIED nTLEI DESCRIPTION OF ITEM (_bbreviated)
1 \b)(6)
NSA Quarterly Repon to the Intelligence Oversight Board on NSA
'\GA Activities SIISIIINF
DoD
\
I
I \.
12. JU5nFlCATlON (For~HandlIng}
, \
\
\
\
I
1]3 pRepAReD By COtrw1 Name· I '.
\<b)(31'P,L. 86·36 I(Slgn8lUn1) I';)~RG. 1'5.PHONE
#01-688-6666
FOAM A1295,1, REV MAY 2000 (S~ A 12950\ REV PEC s-. frtrIch lIIiII be used until Cl8pItIIed)
NSN: 7540 FM.()O] -3738
11. seCURITY CLASSIFICATION
I.lUp
-,
I \
DO NOT STAMP RECEIPT PORTION WITH CLASSIFICATION
: - - - - - - - - - \
~
\
- - - - - -
- - - - - - - - - - - - - - - - - - - - - - - -
I RECEIPT \ (PIeBslJ sign and rerum Immediately. Avoid traeaI' action)
, RETURN TO FFlOM Receipt is hereby acknowledged for 1he melerial or documents &sted uncIer
Department of Defense ATSD(JiO) lhis conlnlI number.
Office of the Inspector General 72~ Defense Pentagon CONTROL NUMBER
Suite 6241
Was~ngton. D. C.
IG-OOI-03
9800 Savage Road OA7E RECEIVED
Ft. Meade. MD Attn:l I
20155-6247 NAME (Typed or PrtnIet1)
SIGNATURE
FOAM A 129510 REV MAY 2000 (Supersedes A 1295.4 REV DEC 90f wtIIcIJ will be US8d un'" t1ep/fIlIItI}
......... - -. -- ...
.-..... ..
SIOCURfTY CLASSIFICATION (b)(3)·P.L. 86·36

TO
DIRECTOR./"
~./ ,U"
'(JI
IEXREGCONTROI..NUMBER
~1-l \ 1.
I IG-10160-03
KCCCONTAOLNUMBEA
THRU A"'L ACTION EXREG SUSPENSE
~D;,:.;ID;;,I;;R:.=:~=~.,.:D:...:S=E=C=RE=T..:.:~==T~===---
SUBJECT
~ 0 APPROVAL
KCC SUSPENSE
on NSA Activities ~UH¥OUO) 0 INFORMATION ELEMENT SUSPENSE
DISTRIBUTION
SUMMARY
PURPOSE: (UtlF6t10) 1b forward to the Intelligence Oversight Board (lOB) of the
BACKGROUND: .(U/IPOUO) Executive Order 12333 and Executive Order 12863

Order or Presidential Directive. The enclosed memorandum covers aU reportable activities
known to him.
RECOMMENDATION: (UIf.FOUO) Director sign the enclosed memorandum.
.pproved for Release by NSA 0

DECLASSIFY UPON REMOVAL OF THE ENCLOSURE(S) 6-01-2009 FOIA Case # 4910
ti!i(3\·PL 86-36
..
\
'~
:=:0-.. COORDINATION/APPROVAL
OFFiCE \NAME~~~tl~TE Si~: OFFICE NAME AND DATE lSPHON'E
j)O_'f "J~ \
~6.~· l~
ActingGC VIto .J:"otenza~
""'-, ...548s
AGC(O) ........
3124. ..
10 Joel F. Bre-q .L5 IP~J
. ~
'- .. 3544s " .
' ..
" ..
AIG(10)
IEP S/2ti/Oj '8544s
'
' . .'.
~)
G. DATE PREPARED
1 963· .4- , ...
29 MAY 2003
...............
13-2 SECURITY CLASSIACATiON ..,

....... ~
pOJ;;In: 3 sj6-2O)'r' UMII4 1'.:'

SECURITY CLASSIFICATI ---

TO
NSA lG) NSA GC __
_ I EXREG CONTROL NUMBER IOC-IOI-03
KCC CONTROl NUMBER I
THRU ( J'""\ \ ACTION EXREG SUSPENSE
_S;:;-I;;:;'G-;;:IN:;:;-T_D_ir_e_ct_o_r_---l,cP.~J.l"""\C_4'\.~_="~""'~-.:'Z)_~_'Iv--=--_'~-----l 0 APPROVAL
SUBJECT ~ • \ J Kec SUSPENSE
(U) SID Quarterly CompliaifCe Report) 1 January to 31 0 SIGNATURE
March 2003 - Addendum I!J INFORMATION eLEMeNT SUSPENSE
DISTRIBUTION
SUMMARY
PURPOSE: (UI/POUO) To forward additional information to the NSA Inspector General and the
NSA General Counsel for the second quarter ofFY2003 (1 January 2003 to 31 March 2003) on
SIGINT Directorate compliance with E.O. 12333 and related directives. 1i>l!,3l-f.'.I.c..~36
~.-~
BACKGROUND: ,,., ..,.,or" '"',,- I
"- "-
I--
"- "
'-...
I
I
."-. "
DISCUSSION, (SNSUe t
I----------------r···~(b)(3)-P.L.
L.... 86-36
<::: 7
.. ~::._.-
(b)(3)-P.L. 86-36
(b)(1)
(b)(3)-50 USC 403
(b)(3)-18 USC 798
OFFICE NAflAEAND DATE "';;~E OFFICE NAME AND DATE s~~~

SID Sr. Oversight Exeef ~cr 7,0 ;;1'\ r.
./
. / ...
./
W>'(3J;p:~6-36_ '"
\
\
'-
'--
"'~
"-.. 1 - - .. _.
"---- .. ..... .. "'--..
\
~
----. poe' I 963-8175
mh~~1' n. ., 9. ~
'.
-'"
";--'"
, IO~G. PHONE (Secure)
963-8170
OATEPREPARED
23 April 2003
FORM A6796 FEB 94 SECURIlY CLASSIFICATION
Der!ved from' NSA/CSSM 123-2
NSN: 7540·FM.OO1.5465
Dated: 24 February 199B 5EORE1NOOMINTN*11
Declaaa1fy On. Xl
8 July 2003
SUBJECT: (U/I¥OUO~ Report to the Intelligence Oversight Board on NSA

(UItPOUQ.+ Except as previously reported to you or the President, or

activities of the National Security Agency during the q.uarter ending 31 March 2003,
were unlawful or contrary to Executive Order or PresIdential Directive, and thus
required to be reported pursuant to Section 1.7.(d) of Executive Order 12333.
(U/IFOUO) The Inspector General and the General Counsel continue to
other data requested by the rd or members the staff of the Assistant to the
Secretary of Defense (lnte . Oversight·r described in the enclosure.
(UII¥OU~ I concur in the report of the Inspector General and the General
Counsel and hereby make it our combined report.
?Jt~W«
, (!;cv
MICHAEL V. HA: N
Encl:
als
This MemorandUD1 is Unclassified DATED: %4 FEB 98
lOP SECKE'fIICOMIN1'.EC~~_--Jtl"ALEN'Ptm
I1IOlJ!':IINOFOftNliXf-·-- -(b)(3)-PL 86-36
.DOCID: 3562071

a. eel /~I) During this quarter, the Office of Inspector General (DIG) reviewed
Service (NSA/ CSS) to determine whether they Were conducted in accordance with
applicable statutes, Executive Orders, Attomey General procedures, and DoD and
indicated that the operating elements understand the restrictions on NSA/CSS
activities.
b. (VI/FOUO) The NSA OIG~<?!!lE.l~ed.a.nJnspeetien-ofthe-NS:A1-- - 7

1 (b)(3).PL86-36
_--:-:=~--JI:AfrDtvrsionpersonneli nterviewed reported scheduled periodic reviews

of E.O. 12333 and the derivative documents. Most members had long-standing
experience in the conduct of NSA operations and were aware of the their
intelligence oversight responsibilities.
\--- ~_~ __'__e-_NSA

__·_O_I..,G completed an inspection of the
(t}(i!J;l'>b86-36_
(b)(l) '--.. '__ The inspection found that the
(b)(3)-50USC4llS-.. accomp.
S g te gence erSI t (I/O) training and
documentation. Although the initial I/O training and the ~ual refresher
training meet the requirements for educating the general workforce, there is no
specific USSID 18 training for personnel working in operations. The inspectors
recommended that the I/O Officer develop additional training on procedures
governing activities of intelligence components for personnel within the
operations or anization. The ins edors also recommended that the site's I/O
policy for eeds tobe-revie~:¢:a:::resoIv:eCF,::::::::::='''-'··(b)(3)·PL.
66·36
and formally documented by NS _.-.-_. __ .

t ,,.. ,,..yJ C:::::::":'(bH1)
rd.:n~:t:dr-- ~~=--=:::--'=:"'='-=--=-:=-=~~-=-:=-=:-=--=--=-= I (b)(3).P.L 66-36
I I - - - - . . . . J -···(b)(3).P.L 66·36
... /
./
Ib)(l)
DERIVED FROM: NSNCSSM 123-2 ib)(3)-SO usc 403
(b)(3)·18 USC 798
DATED: 24 FEB 98 (b)(3).P L. 86-36
DECLASSIFY ON: Xl
TOP SECR£TlfCOMINr-r:cfDA:CENf f{£:'l'H6Lfi/N6f1{JRf~lXr---·-··_·_··_·(b)(3)'P.L 86-36

..DOCID:
. . 3562071
2. (U) ~ENERAL COUNSEL ACTIVITIES
1.C/ /sJt.The NSA Office of General Counsel (OGC) reviewed various intelligence
activities of the NSAj CSS to determine whether they were conducted in accordance
with applicable statutes, Executive Orders, Attorney General procedures, and DoD
and internal directives. The acc advised Agency elements on a number of
questions, including the collection and dissemination of communications of or
concerning U.S. persons; the reporting of possible violations of federal criminal law
contained in SIGINT product; the testing of electronic equipment; and the
applicability of the FISA. With few exceptions, the issues presented were routine
and indicated that the operating elements understand the restrictions on NSAjCSS
activities. The aGe did not file any reports with the Intelligence Oversight Board
during this quarter.

!1Sl(!ll-B,"'-86-36
/ '-<:.::::::::~
.~.
'-""'-...:
(1) (U)I 1/
(,.. I,..nr=====~----------------~·,;;;;;-- ...,,--,
, .... , , ....../ I
1J;)(:tt
(b)(3).:p:b.66-36 /(b)(I)
.~
... --..... (b)(3)-50 usc 403

." .." (b)(3)- 18 usc 798
(b)(3)-P.L.86-36
.............
1(51 1S1 f ' , , , r.~-~-=-=--=----------~-pJ::.:::::.::::::::::=o~"">",.",,,~

(2) (U)I ~/(b)(3)-PL 86-36
~ •. I ... -1(b)(I)
\ .l ..). :nT I' ~)(3).50 usc 403
r-'.:.=:.'--'-':=O="'----.------------~----- ------i ,Kb)(3)-18U5C 798
/ !(b)(3).P.L. 86-36
I!
! !
~
Ii
Ii
Ii
II
... , , ~.1.
--...
..."
-. DO~·ID: 3562071
TOP. SECR£TN€O~f:!r.rscQrAi:E1ff KE"'liIOLfifl«>fOR:l~lm1

(b)(3).P.L. 86-36
(TSh'SI}I
,,#"1
.. / , ",?' ----------------------------------
~(~..-=::.- - ---- .c:=......... , '... nl _ _ ~~ __ ~~ . ~ .__~._~__~~_~_ _ ____.L
(b[l~'50US6-403
(bJ'(3J.':18"tJS~ 797> ~
(b)(3)'~l" 86-36." ~ " ..
\'\\,:,. ""
\\':'. ",
\':' ':"+-~-----------
, -"",'\ll)(3).P.L. 66·36
\ V··//
\ '-., /
L
\
\
-~~:-;::=========================:;:::::z====:.r./
_. •• ""'~I I
'. ;.;)II,;;}~lll'U' II
\
\ ':' I
\ 1----
...~ ,..... ,... ~.I

2 -"-'~"'~/I
Wi:i).P:r:-8&36---_
':' J
'"'' ,.....,. '''''Y,I
'" ,.- , -?
"/-::<.1--------------
" /'
-------------
/:/
.;:;:/
.-;:: .
~~~=--_
(1))(1)
. ~.,
.
_------~~~~~~~~~~~~~~~~~~~~~~.
(b)(:J)..:;O USC 403
(b)(3).P:'86-36
""
·D09-ID: 3562071
TOP Sr:CltIm'/COMffff-:ECICft:.-A"l::Bff' KEYiIOLElfNOFORlUlXl
. (b)(3)·P.L. 86·36
[ ~~-----~~L~~
b. (UllFeU~ ~"'--'
(1) (U~'------~-
. . --...---···--··-·--···--·-··--··--·-. --. .- -. ---~'::7"\:'"::
'-
\VlloJJ.Jl
,_.- y
'-
1- - - -'- r
... (b)(1)
(b)(3).P.L. 86·36
"
I
/
I
I
I
I
/
I
I
/
I
I
I 6-36
I
/
(bi('lI-'
(b)(3).SO USC403--_
(b)(3)·18 USC 798
(b)(3)-P. L. 86-36
18><:1)..
(b)(3~SC403
(b)(3).18l:JSNS8
(b)(3)·P,L. 86-~.""...
'.... .
...................
'. f$ I I~
\ [t '---~_~ _
r
.
'''~. ~.-_. r---------------.---------------~

'-----L- ----lf, , /
/
----J~ '" , ,
: !
(2) (U1 ......... /
/
'--..
I~C
4
TOP SECR:E'ft'fCOfvfH'ff'ECID~EN'fKE'fiIOLD'R~OfORl'UlXl
(b)(3)·P.L. 86-~
:Oo.CIO: 3562071
'fOP SECRffi'/~E?~~t:It{f:o£;Ol~p.IT KE¥:HOI J!/!ptJO~O~fI'£xl
_-. .•.
-_...- ...
(6ji~~8~~.=_.. --"' I
---... ... -.......
~ .. ---. L ~ _
.---.
.. -...... ..
---.
~)(1)
(3)iU ~).50US C403
(. ).PL 66-36
\\
\
I'T'r"'
\4 ....
'C"nl
....
~"
...l
I_.~..
.~.~~
.
(b )(3)-P.1. 86-36
~e 'I IJ5tAllJ
I --
--J P
- - - /
~- P.l. 86.36
·50 USC 403
1----. - -I I
'r--
1
.
II
i
/"
ff
f
"f'
.w-/-
-". .-,.
.--.. -"
,,/ ..
t(~-"'-···-·--·-·
(b)(3)-P:W!6,::6
............
..............
. ---.
.'---.
~)(a)ct~.
(b)(1)
(b)(3)-50 usc 403
86-36 (b)(3)-18 USC 798

(b)(31-P.L 86-36
---... 5
'fOP S:HCRffIfCOMftfl'~~ft' IffiYilOLEJIt.OFOIU.llKl
·OOCIO: 3562071 -.
TOP SECRET/leOMfNT-ECID~xm.'ffOI;:~Z!.~Q!!'OmnXl
. -···~l3l:.P.L. 86-36
',,""-..,
'I"'y..J
".
,,,, I
j
\ii)l~~~(C:·.·= .. =·= I - - - - - - - - -1. I
r (b)(3)·P.L.86-36
(b)(l)
(b)(3)-50 usc 403
(1))(3)-18 USC 798
~/.L~~
__ .
.
(6y(;:::-
(b)(3).50UW40~
(b)(3)-18 usc 798 "'~.
(b)(3).P.L. 86-36
.-
\..J. ...,..
,.......,,1
.-A.~.
I
-.J
~.,
~-
1 .--... ~·)~)(3).P.L. 86·38

/i
t' r
------'
/ !
/ i
/
I
J
(U) Integrees in Analysis and Production

~, I
\~{ {>JJ.{, 1 ..... ·} I
//
'~"~"·-{b)(3)-P.L.8638
.--
6 _~
. -. ~ .. ~.,
TOP SECREFHCOMffiT-ECIQA:f;§tff Iffi·I1IOLEfIf~OfORr~m{l

'. DOClD: 3562071
TOP SECRElnCOMiN 1-l!Cl~ 1{E'l'!taI:B'RiOFORNHKT-
u u u
u
- , _ _ _ (b)(3)-P.l. 86-36

.- ,,.,y~
l.;:J f f 0.1;1:
r----~-'-'--=-=A..-~~~~-~~~--~~--~-- --~~~--~-------1
"
l(b)(1)
' (b)(3)-50 usc 403
,J (b)(3)-16 USC 700
j (b)(3)·P.L. 66.36
I
i
i
i
i
I 1- . , . .
\
\.
\
\.
2)~ -_-_-_-'----1
=-.:y-_-_-__ ----;l \
0IBi'\'~~~ =======1 1- - =- -I __ - _ I \
" 3)~-l"" ~i'1 - -I

- \
"', ~-~-~I-~--~~~~~--::~~~~:-:_----~------~~~-=~~~=-__l- ;:"'''7(b)(1)

. / (b){3)-P.L.66-36
1/
, ... I , ... y, , ... ~I

..---~~~f!!:tL
I J
---~~=.__=_=____~_ ___l"'-.
. ..:..'\.....
"-{b)(l)
(1lj(3)-P.L.66-36
_::::.:::::~::;..
_ _ ... ~ .. (b)(3)-P.L 86-36
J .L
I
~-----------------------------------'
J~:~... ""
(b)(1)
(bj(~L. 86-36 (b)(3)-50 USC 403
, 7 (b)(3)-18 usc 7eB
(b)(3)-P.L.66-36
'fOp SflCft:E'-'ICOMfttff-EcDALBft I<:E:YiIOLFiRffifORNll*l

. DOCID: 3562071 ~~.L.86-36
'. 1\ ""'::;:::.~-
'fOP .SE€R£'fh'COMfNf-~tff
\\ , ~... ---..
KEYIIOWR~OrORNllXl
\" \" '" ,............. "---...----..
........... ..
i \ < _/(b)(1)
\ \ ./ (b)(3)-50 USC 403
// (b)(3)-18 USC 798
\ \ -- (b)(3)-P.L 66·36
" "
\ \
I
~ -----;=========~~==========:::s"::;:=====:::::---..S-.=:::;
L
, .~J
\. .... 'A ................ \ \ , , 1-·------7 _./ (b)(1)
(b)(3)-P.L 86-36
I -'-------------::=----'""""'-,,=---------'-1/
J
,
1
I
I
~
'T T
\ .... . .-.
~(Q
(b)(3)·P:b...66-36
.' ............
;1(b)(1)
...Li:L (U/lt.-~ I(b)(3)·PL 66-36
i
i
i
!
I
i
(b)(3J:P~ae:3l;- --. :===lO~~--·-l·~~~~L~= 1

'-"
L. ---' k (b)(3).P.L.86-36
(b)(5)
8 ./ /' (b)(3)·PL 86-36

TOP ~~eltl!T'f/Corvm.qT -!!C!~t~ Iffi'tTIO~lf«}fOiU."fXl
DQGID: 3562071
\b)(3)·P.L. 86-36
'fOP gr;C:ltE'fWtOMfN'f-:ECI~LE1ft'I\£YIIOLtJIUOrOR?tllXl ib)(5)
(b)(3)-P.L ~ . i
\
(U) Working Aids
(U) All SID personnel at NSA Headquarters and in the Extended ._

Enterprise have access tol ~offier-- (b)(3).P.L86.36
guidance documents either in hard copy or via NSANet. Its personnel are
cognizant of NSA/CSS Directive 10-30 and review it as necessary to ensure
::cr::pliance 'with the directive. _ ..._ ... _ ...-:::::::::._..'
._'=""_
(b)(3)·P.L.86-36
(U/ /FOUO~ redesi§dliS.h(;meweb""- .

page to include an Intelligence Oversight 1§1.<...... As-parroftheir quarterly
training,! Wers<::lnnel are required to access the site, read
its contents and complete the form at the end signifying they completed the
required training.
!(b)(3).P.L 86·36
(U) Databases i
i
9 .
TOP SECR£'Ff/€OMlt;ff'-a;I~'Kifl'tfOl::ElflqOPOmffl{t .
"-··-"·-·"-"·-"·-·"(b)(31-P.L. 86·36
~ DQG.IQr:u~~(J '~~ . -'l'-.. _h_ . _.h_.._h.__..._h_..._._...__ . _n_~ ... _ .. _._ ... _h-._h_. _n _ _ n_···_··_·(b)(3)_P.L. 86-36
'. kiiAOLt"WOPORR},X1

TO
DffiECTOR/
\ U"""
W
I
EXAEG CONTROl.. NUMBER
~1-1 \ ~
IIG-10160-03
KCc CONTROL NUMBER
THRU ,<Y ACTION EXREG SUSPENSE

-,;,D;,ID;;;IR::.::~==~",~D::....:::S::::E::::.C:::RE:::..:T::~=~~T:.====--
SUBJECT
-t 0 APPROVAL
KCC SUSPENSE
on NSA Activities-Second Quarter FY03 (UIIFOUO) -- 0 INFORMATION El.CMENT SUSPENSE
DISTRIBUTION
SUMMARY
PURPOSE: (U/IPOUO) To forward to the Intelligence Oversight Board (lOB) of the
BACKGROUND: (UffFOUO) Executive Order 12333 and Executive Order 12863

known to him.
RECOMMENDATION: (U/IFOUO~ Director sign the enclosed memorandum.
COORDINATJOKIAPPROVAL
OFFlCE NAME AND DATE :>;;:;o,.,e OFFice NAME AND DATe s';.f~~
))05 ;j-1;.... 1f1.3...v1
ActingGC Vu.u ... 1,,5488 .. .-
"'- .:: ~lgJ.IL_~
..
. _---
... .
AGC(O) .-_.. __ ... _- ::.=::::::-:::-',,7
... (b)(3)-P.L. 86-36
IG
AIG(IO)
Joel F. BreJ\ .-.t:" ~ - _-
35448
... ..•
... ..
.- ,_.,.
./
~---6"I.ztilaj 35448 ./
./
AG. .. PHONE (Sowre) DATe PREPARED

./
11,/ 963-2984 29 MAY 2003'
./ \b)(3)"P.L. 86-36
23-2 SECURITY CLASSlFICA110N

:TOP -....... r i '-,
,
st:eRETII60MIUTY'
: DOC:ID: 3562071
• '. SECURITY ClASSIFtCAT,

TO
NSA IG. N~A GC
__ I EXREG CONTROl. NUMBER
Itf&~r-eER I
THRU
SIGINT Director ( i~L", Z't~. tJ; o
ACllOH
APPROVAL
EXREG SUSPENSE
SUBJECT
(0) SID Quart~rly Compli
.- i~
e Report, 1 January to 31 o SIGNATURE
KCCSUSPENSE
SUSPENSE
March 2003 - Addendum ~ INFORMAnON
DISTRIBunON /~>l1)
j ' (l;l@·P,L, 86-36
(b)~~,16 USC 798
/ (b)(:ll.;5Q.,USC 403
/ \"
SUMMARY /. \ "
PURPOSE: (U,wOOO) To forward additional information to the NS¥Inspector Geri~r~and the

NSA General Counsel for the second quarter of FY2003 (1 January,,2003 to 31 March~OO~ on
SIGINT Directorate compliance with E.G. 12333 and related dire~ves. \ 0,""
j
/ \
/ \
DISCUSSION.
-".- //
(bJ(3)-P L 86-36 //
//
//
//
//
,//
///
//./
///
/.//
//
/'
''''''''~(3)-P,L.86-36
..:;:>7' /. \
%
./ , ,
OFFice NAME AND DATE ~/ OFFICE
\
NAME AND DATE ~E
SID Sr. O~ersight Exect t~-1l. ~ if , f / \
/ \
/"
./'
.. / / \
... /
,,/
/ \
./ PQe I 963-8175
I Il.i:.. ;... •• &- .. OjtG. PHONE (sec:-) DATE PREPARED

23Ap~2003
/ 963-8170
I rl:DlI't
ned. . . tn.. IlllA/CSSll lU-Z
SE<:URn'Y CLASSIFICATION
NSN: 7540.FM-D01-5465
DUetS, It rWlrDUY u n SEeR! i "eOMIN=Ffl*11
Dacl.a.1fy Oft. Xl
-"

TO
DIRECTOR./
I EXREG CONTROL NUMBER
~"'6.d;;;20
IIG-10209-03
KCC CONTROL NUMBER
THRU .......... / " ACTION EXREG SUSPENSE
.-;:;D~ID;;I;:R:.:,""'::+j::;!..,.::.D~S:::E:..:C:::R::E:.T::~=IA::.::T-===:.........-
SUBJECT ....,.
~ 0 APPROVAL
KCC SUSPENSE
on NSA Activities-Third Quarter FY03 (U/~ 0 INFORMAnON elEMENT SUSPENSE
DISTRIBUTION
SUMMARY
PURPOSE: (U//FOYCU To forward to the Intelligence Oversight Board (lOB) of the
BACKGROUND: (U/~ExecutiveOrder 12333 and Executive Order 12863

known to him.
RECOMMENDATION: (UHF Ol:1~ Director sign the enclosed memorandum.
pproved for Release by f\JSA 0

6-0'1-2009 FOIA Case #4910
DECLASSIFY UPON REMOVAL OF THE ENCLOSURE(S) . / ../)'1 (b) (3) - P. L. 86-36
-eP
.. ,'
.,/
/
i
COORDINATIOWAPPROVAL <9"'7"" /
SCCURe
OFFICE NAME AND DA!E.. :;:~~~ ",,9#iCE / NAME AND DATE
PHONE
ActingGC Vito Potenza 55485 JL./ I
::::::>::::' ~5 q, III ~~r11
AGC(O) .......... ~Z1s
- 3544s
/
/
IG Joel F. Brenn~ ..Lit ~ ./'.-'
/'
DIG ,.;.£~
,//
35445 /
AlG(lO)
~ 35445 .'
/
OFIG PHONE (Secure) DATE PREPARED
DH 963-2984 29 August 2003
,.unM AI) {:It> t-t:tlI 1M

NSN: 754G-FM-001-5465
:
'.
123·2 SECURrTY CLASSIFICATION
-£-vr I .......
DECLASSIFY ON: Xl
'.
':DPCID: 3562070 Te l~CItE'fUCo:MfNTIINOFORN1.
--
FORT GEORGE G. MEADE, MARYL.AND 20755-6000
18 September 2003

SUBJECT: (U/lP'\5YQ.l Report to the' Intelligence Oversight Board on NSA

(U//Fr>6Q.) Except as previously reported to you or the President, or

activities of the National Security Agency during the quarter ending 30 June 2003,
were unlawful or contrary to Executive Order or Presidential Directive, and thus
(U/~ The Inspector General and the General Counsel continue to
Secretary of Defense (Intellig Oversight) a e described in the enclosure.
~'"
EL F. Bn.r..·"""TER
Inspecto~rt
Jtf-\;t?~
VITO or. POTENZkJ
End:
als
DERIVED FROM: NSAJCSSM 123-2
-..
QOCID: 3562070
TOP SECREflJ'COhffiH/R'lOFORP'WIXl

a. ~ During this quarter, the Office of Inspector General (OIG) reviewed
various intelligence activities of the National Security Agency/Central
Security Service (NSA/CSS) to determine whether they were conducted in
procedures, and DoD and internal directives. With few exceptions, the issues
presented were routine and indicated that the operating elements
understand the restrictions on NSAlCSS activities.
b. (U//Ft}"U9+ The NSA OIG completed an inspection of the National Security

Operations Center (NSOC). The NSOC home page on NSA's intranet has a
new intelligence oversight (I/O) link containing the policy requirements
related to I/O training and compliance; hyperlinks to the basic I/O
documents; a reminder of the requirement to review the documents once a
year; an on-line test, and the capability to register individual compliance in
an I/O compliance database. The test results are used to indicate compliance
with the mandatory training. The on-line program has been a success story:
100-percent participation and a 100- percent pass rate by NSOC assignees.
_ ..._ ... -:::;::::"'~b){3).P.L. U-36
.. , .-.'.
A comp ete an
Inspection 0 t e.r e 'na epona ...,ecunty Operations Center (MRSOC),
Lackland Air Force Base, San Antonio, TX. The October 2000 joint
inspection of the MRSOC noted numerous deficiencies in the site's YO
program. The March 2003 inspection revealed that the I/O familiarization
process is still fragmented and individual responsibilities are not well
defined. This blurs accountability and does not track with the site's
governing oversight instruction, dated 15 November 2002. The process does
not validate compliance and has no mechanism to enforce individual
accountability. Consequently, coordinators and managers display little
interest in or commitment to I/O compliance. USSID 18 training continues to
be an issue because the MRSOC has not fully satisfied quarterly and annual
training requirements for the past several years. The OIG joint report made
several recommendations for improvement, which are being monitored for
implementation.
DERIVED FROM: NSNCSSM 123-2

DATED: 24 FEB 98
DECLASSIFY ON: Xl
1
TOP SECRETIlCOfvffiff/fl,OFORHllXf
DOCIE>: 3562070 . -'1(b)(1)
/" .; (b)(3)-50 usc 403
/" 1/ (b)(3).18 USC 798
/" /" ii (b)(3)-PL. 88-36
// i!
/" i
d. \ I /" i
'---..---_~_-;-:----,:_:__-__._-....,.....,:__-____,......_:____.-.....J
IWe will inform you of the results
~ The NSA Office of General Counsel (OGC) reviewed various

intelligence activities of the NSAlCSS to determine whether they were
conducted in accordance with applicable statutes, Executive Orders, Attorney
General procedures, and DoD and internal directives. The OGC advised
Agency elements on a number of questions, including the collection and
dissemination of communications of or concerning U.S. persons; the reporting
of possible violations of federal criminal law contained in SIGINT product;
the testing of electronic equipment; and the applicability of the Foreign
Intelligence Surveillance Act (FISA). With few exceptions, the issues
understand the restrictions on NSAlCSS activities. The aGC did not file any
reports with the Intelligence Oversight Board during this quarter.
/
/
/
/ /'
/
-
.- - I
\l
I I \
\
I "'"
\
,--
I
..
f/
(b)(1)
(b)(3)-50 usc 403
(b)(3)-18 usc 798
(b)(3).P L. 86-38
2
'tOP SliCRATk'COUlm:!~JOmR~k',,*l
DOCID: 3562070
, (b)(3)·P.L. 86·36
(2~(U~~~~~~~~'~~~~~~~~~~~~~~l·_-4~ro
a r l
I
. " (b)(3)-50 USC 403
• ---------------...., (b)(3)-18 usc 798
(b)(3)-P.L. 66-36
~-----------------------------------'",
...
b. (b77'SJ.l
."1(b)(1)
-- <--.I/i!; *l1~~:~~ ~~g ~
/11 I (b)(3).PL 86-36
// i
/ I!
/ I / !
/ I i
/ I i
/ I !
/ I i
L
----;:::::===================:=:::===========;:::/::::;;-rl--..J
.r ~ j
j
C. ~·)I / I !
~~~~L ------~--------~--r-/--'---""'i
/
/
/
f--------------r----===:::==~==L
L- ·-· ......
~ __ ----J
_=_=_=_=..;=...JE:=:::=:::=,::=··(b)(3)_PL. 86-36
f
~·-.-1(b)(1)
d. CTSIJSDr /1(b)(3)-50 usc 403
" '" (b)(3)-18 usc 798
/,!i/(b)(3).PL 86-36
/ Iii
/ /1/
III
/Ii
L ~ _.J
Iii
1/1
~e:. :. . ~(T:..::S~/I~SfJ~~:::::;~=.!)L_r ____"1r//

J
J
.---_. __ .. _. I r
fbii3l-PL 86-36
3
TOP SECRETH€OMH'ITI"nOfO~Th9H
DOC.ID: 3562070
IUP 5~C~I~'f'flCetvfflff/~tOFO~'ltl!1J(1
---==-=~__~-=---'C-'-_~=r_~=-.:::-_=_-_-_:::_-_-_:::_:::_j:'::::::"'~L
~.~
;---_ _----ll_- - - -
'-------_I-u '.'-._
r------------------------------, "-'''-.. ~ ·::.::'/'(b)(l)

f. -. ll .'
/
... (b)(3)-50 usc 403
(b)(3)-18 USC 798
/ (b)(3).P.L.86-36
/
/
g. \ - ._ •. 1
\--. . -
..._ ...-::;7 (b)(l)
/'
/ (b)(3)-50 USC 403
(b)(3)-18 USC 798
.' (b)(3).P.L. 86-38
./
1,/
h- ,I
t..- .
_ .. -"·-·"7(b)(1)
./
... (b)(3J.SO USC 403
(b)(3)-18 USC 798
/ (b)(3).P.L.86·36
..._."-"'-::""'"(b)(l)
i. I .. / (b)(3)-SO USC 403
/./ (b)(3)-18 USC 798
.'
.,./ . (b)(3)·P.L 86·36
i, l
(bj(ff
- -I I
I
(b)(3)·P.L.88-36
L
-
~g~~~6-:;~- ~l--------'~-.--_--lI-----.-------------_-----'-,__,J
4
TOP SecREf/JCO~(D'rr/~lOf()RNHXl
OO"CIO: 3562070 --
'fOP SECRffl'fICOlttHITIR'iOFOR~f!I* 1
/.,
(b)(3)-P.L. 66-36
(~)(1)
r)(3)-p.L. 86-36
!
, I
i
a.~ I
\
\
b . --.
t
.
\\
\
f\. \
\\
.. 1(b)(1)
c. ~1.tSrri
\. !
, (b)(3)-SO USC 403
(b)(3)-18 USC 798
I (b)(3)-P.L 86-36
I
i
5
IUP SECRI!T1/COIVmffllf~Of1()Rf,,!lXl
DoeID: 3562070
.-.
1OP 3~CItl!f}leOMlf<ffffNOfOR:N/lX 1
\ .
\
'---------------------------------'
\
~(b)(l)
~ ~
~ ~
~ ~
f
__
/" i(b)(3)-SO USC 403
,(b)(3)-18 USC 798
i (b)(3)-P.L. 86-36
-
e. l!
(bi(3T~.C~~S=::=··==~--~----~-----..,----i---=---~------'---I-----------t
I
(3) (U -P.L.86-36
!l(b)(1)
(b)(3)-P.L. 86-36
i
j
/
i
i
!
- ~
.. ~ ... ~. (b)(3)-P.L 68-36
(6)(1)
lb)(3)-SO USC 403
. (b)(3)-P.L. 86-36
.I
/
/
/
6
'fOp gEe~E'f/lCOMtrffIIHOfORr~llXl
QOGID: 3562070 "'1(1)
(bl(3)-50 USC 403
TOP ~r:e~IICOf\lffU'flftmfOR~lh9( 1 (b)(3)-P, L, 86-36
\
\
(U) Integrees in Analysis and Production
' ......7] I
a.
\
/" \
/" "
/ /' ,"-1(b)(1)
~(iP;C-8e-31>__ I (b)(3)-50 usc 403
\", ~ .. ,~. . (b)(3)-18 usc 798
.'"\, "
""."-..'
b•
. -.''-..-,;::
~.:::"-.._::'''~- I==================::=;;::;:;:::::=====;i / (b)(3)-P.L 86-36
", '" I~ fI
""'~~===~--=--=--=--=--=--=--=-~-=--=-~-=-1~1-=-~-==~-=-~-=--=-:~~-=-~-=-~~~~~~~~-------~_
r
~v
-.--.-J
-_-_-_-__
7
TOr SECRETHCOfttHffJRtlOFOR?YlXI
pOCID: 3562070
(U) Working Aids
a. (U) All SID personnel at NSA Headquarters and in the Extended

Enterprise have access tal \and----------(b)(3l-P L 86-36
other guidance documents either in hard copy or via NSA's intranet. SIn
personnel are cognizant of NSAlCSS Directive 10·30 and eview it as
necessa to ensure com Hance with the directive.
r=::;==ol-:.~=::=";:"=;:=====-=::::"':=:"=::==~'-------,. __. .__-.. _-------,---_.:=::=::::::::::"(b)(3)-P.L 86.36
edes.~ed its home web page

.erSlg t 1 . S part oftlie1r-qwuj;~rlytraining,
I'S61Hlel·arerequired..tu...a.kc.~$~.t.h~~ite:···read-its._
contents an comp ete the form at the end signifying they compk~(rthe--"-"-(b)(3)-PL86-36
required training.
c. (U/~ The SIn has also developed a web·based training program that
currently is in beta testing. This program is designed to provide lists of
individuals within an office who have completed the training.
(U) Databases
r---J§l~tL·I __
!
'---------------------------------',i
(
I
i
(b)(3)-P L. 86-36
. 8
TOP SECRE'f/JCOMJN"F:~fOfQR~h/.LXl

TO
DIRECTOR
IEXREG CONTROL NUMBER
I IG-I0262-03
KCC CONTROl.. NUMBER

-;;;-;D;;-;ID-;:;;I..,..R -_-=-,_D_SE_C_R_E_T_:A.R_~_T_-_- __=_ ____; 0 APPROVAL
KCC SUSPENSE
S\JBJECT
on NSA Activities-Fourth Quarter FY03 (U/~ 0 INFORMATION ELEMENT SUSPENSE
DISTRIBUTION
SUMMARY
PURPOSE: (U/~ To forward to the Intelligence Oversight Board (lOB) of the

BACKGROUND: (U/7F<Jt1~ Executive Order 12333 and Executive Order 12863

Order or Presidential Directive. The enclosed memorandum covers all rePortable activities
known to him.
RECOMMENDATION: (U/~ Director sign the enclosed memorandum.
COORDINATION/APPROVAl.
OFFICE NAME AND DATE OFFICE NAME AND DATE
ActingGC Vito Potenza 55485
AGC(O) ~ ?!~~--,
1G Joel F. Bret\ ~~ . fI~ /i,Oj 35~45 . ,_' ..-' /'
, /"
DIIG
AIG<lO) flp-f1/i' 35445 ./
.. . /
ORG. .Pl'fONE (Secure) DATE PREPARED

Dll// 963-2984 19 November 2003
.,./
123·2 SECURITY ClASSIFICATION

,.DOe.tD: 3562069 -
r:lHORE'fHeOMiN'tY/NOPOR
FORT GEORGE G. MEADE, MARYL..'ND 20755-6000
25 November 2003
SUBJECT: (U/IF'6OO2 Report to the Intelligence Oversight Board on NSA

(U/t'F'6BQ) Except as previously reported to you or the President, or

2003, were unlawful or contrary to Executive Order or Presidential Directive, and
(U//POHQ) The Inspector General and the General Counsel continue to
other data requested by the Bo or members of the staff of the Assistant to the
Secretary of Defense (lntellige Oversight). e described in the enclosure.
(U/IF6YQ) I concur in the report of the Inspector General and the General
Counsel and hereby make it 0U;~;~
MICHAEL V. HAYDEN
Lieutenant General. USAF
Director, NSA/Chief, ess
Encl:
als
TOP~EeftE~~OMffiNTff.NOPORNJ~
..oOCoID: 3562069 - -.-.

a. teff.8~uring this quarter, the Office of Inspector General (OIG) reviewed
Security Service (NSAlCSS) to determine whether they were conducted in
procedures, and DoD and internal directives. With few exceptions, the issues
b. ( ) The NSA OIG com leted an ins ection of the office of thel I
'Q:le report concluded th,t
'-rr:~e-I-n-r:-lTl-g""'e-n-c-e-o-v-e-rs~l-g'-'-"""'~-p-ro-gr-a-m~ls-co-m---p""l.-Jant:AHe~ployees
receiv~
quarterly I/O refresher training, at which time they read relevantJlO I
documents on the NSA Intranet. The I/O point of contact maintainsrecot#
of the training. ~glgl-p.L 86-36
c. U1.'!Tf'f"~:tl
.........
r----.---h--.,..........,r-7''<'r7'....---..--r-c-~-...._- -_.....,.,.,.......,- - - - 4
......
co Ion 0 e._·::::~
Tlie:jOintIDSpecti~::·::::::::::jo.(b)(3).P.L. 65-36
....r-e-p~o-rt.,.---.n-o-:-te-d~th~a-t,.-t-::h-e---.,si:-te....,'~s-::;IJ,.,..,O~p-r-ogr-a-m---,-t-ra....,i~m-;-· n-g-an-----,d,....,docum~pJ;atierrafe-
sound and meet minimum requirements. Th~UD-progriimmanager
continuous to improve the ove]:"J!,lLprogr-am'and has an excellent
understanding oi1L();-Howev~r,I/O knowledge levels vary greatly at the
I ~operati~ns personnel have good knowledge of I/O, but overall site YO
knowledge is weaker. The I/O program manager has thus undertaken to
increase and sustain the overall knowledge level of non-operations personnel.
~ The NSA Office of General Counsel (OGC) reviewed various

intelligence activities of the NSAlCSS to determine whether they were
conducted in accordance with applicable statutes, Executive Orders, Attorney
General procedures, and DoD and internal directives. The OGC advised
Agency elements on a number of questions, including the collection and

DATED: 24 FEB 98
DECLASSIFY ON: Xl
1
'fOp Sr:Ckffl'ffCOMfr'ff'llNOf'Ol'd(IlXl
-'.~
..DOC·in: 3562069
'fOP SECR£fIICOftffiHllt,OfORtfllX 1

understand the restrictions on NSAlCSS activities. The OGC did not file any
3. (U) SIGINT ACTIVITIES //tolf:l;:.L 86·36
/ ""'.
8. ~L-. ---,'/"-/ _
(1) (uj ~/
-~I
F====---------------,
~_ ..........---(b)(3)-P.L. 86-36
(2) (uj "~(b)(1)
a. ,...,
J
..... t· i ' (b)(3)-50 USC 403
,I (b)(3)-16 USC 796
(b)(3)-P.l. 66-36
J
i
!
!
j
v·· ...... · ·"1 (b)(1)

.' (b)(3)-50 USC 403
b. (StISI)1 .I (b)(3)-18 USC 796
(b)(3)-P.l. 86-36
/
.I
2
TOP S:eCItSf/ICOJo,QNf/f.NOfAORP'HlXl
--DOC1:D: 3562069 --
TOPSeC~~YCO~ff/fltOfO~f.Kl
'lbit1J- _.
(b}(3}.50 usc 40~"'-'"
(b)(3). f8.-\isC 798
(b)(3)-P.L e~e
''-...
''-...<~------
I
I 1-"-'"
l
/"'1(b)(1)
." '(b)(3)-50 USC 403
_ _ _ _ _ _ _ _ _. -.J'-, !lb)(3j-18 USC 798
I (b)(3)·P.L. 66-36
i
3
'fOP SBCREflICOMiN'ff!t4QFOR:NlI*1
_.DOqID: 3562069 -
TOP saRE IIJCOl\1mq'fflf(OFOR~HR(l
/1(b)(1)
/' "(b)(3)-50 usc 403
/" i,l (b)(3)-18 USC 798
. i i(b)(3)-P.L. 88-36
!i
f i !
f. -
('1'
.1
r !
I
i
I
!
'1(b)(l)
-
g.tl ..... ,~
.1
./
f_"?'"
.' (b)(3)-50 USC 403
, (b)(3)-P .L. 88·36
./ I" (b)(3)-18 USC 798
./
./
./
./
./
./
./
./
./
./
II
./
./
./
./
./
./
./
./
./
./
./
./
~
I F -" Jl')(3)-P.L. 86-36

/
,/
h ( I
(ill(;!- - " - - _ I=-~
J
.--_.,-----
I
r
(b)(3)-P.L. 88-36 - _
[
.. "-...,,-- ,e.:::q!3......- :.--

b. (U/JFOtJ~-------------_-_--..=;;r::::~;~~:.~38
_.,
(1) (uj ~.///
-"'-'"
(b)(3)-PL. 86-36~ -
f- ==--=r=J
(b)(l) - - " - " ' - ' - ' ' ' - ' ' _ _
- -
~-~
_ _~~~~~~ ~~_
4
~OP£~C~CO~T#~~~OPORWl~l
. - OOeIO: 3562069 --,
TOP SECR6'f/ICOJ.@lTIINQ¥OR~J1J.Xl \b}(3j-P,L 86-36
'"
(a)(~L 86-36
............
..............
"
(1)
(3)-P,L 86-36
(3) (U
/
~='"------_._~---------'---
////
/
/
,/'
"(¥.l..88-36
........
5
'fOp 5ECR£T;'ICOMIN1'1INorOR~ft',*1
- DOCID: 3562069 --
'fOP' 9UCR::EfNCOMfNT/ftiOFORtHl1E}
---~~----------------------r=:~~7~~~
L-.--- _
(U) Working Aids
r __~~~~w~~~~~~~~~=--~~~~~~~~~=-~7~~~
- - -. .-- /
·itsweopage-f~ ~se by all NSAlCSS----:>'
analysts. e E.O., NSA/CSS Regulation 10-30 DoD Re lation 524Afi-R, . /
and USSrD 18 are also available on-line. ,. . /
. .,;" ...
(U) New Guidance
r----~~,I_---=-----------_JI"
.
\\bJ(l)
! (b){3).50 usc 403
l (b)(3).18 usc 798
/ (b)(3)-P.L. 8e-36
./
/
6
TOr S~CIte'flICOMHfl'IINOroRtVIX
1
-..
EXREG CONTROl. NUMBER I<CC CONTROL NUMBER

90451) IG-10294-04
THRU ACTIO'" EXREG SUSPENSE
~D=ID=IR_-==--,_D_S_E_C_RE_T_~_IA_T_~-=;'=
SUBJECT
-1 0 APPROVAL
KCC SUSPENSE
(U/~Quarterly Report to the Intelligence Over- ~ SIGNATURE
sight Board on NSA Activities-First Quarter FY04 0 INFORMAnON
ELeMENT SUSPENSE
DISTRIBUTION
C't O<!TO:3 - DtSC o~
SUMMARY
PURPOSE: (U/~To forward to the Intelligence Oversight Board (lOB) of the
for Intelligence Oversight (ATSD(IO», NSNs quarterly report on its intelligence activities.
BACKGROUND: (U/IF otfet Executive Order 12333 and Executive Order 12863
known to the Inspector General and General Counsel. Per PIOB letter of6 August 1982,
known to him.
RECOMMENDATION: Co) Director sign the enclosed memorandum.
This document may be declassified

'and marked "UNCLASSIFIED/Wer Oftieisl Use On~
upon removal of enclosure(s) pproved for Release by NSA 0
6-0'1- 009 FOIA Case #49'10
COORDINATlONfAPPROVAL
OFACE
ActingGC Vito Potenza \nH
AGC(OI
NAME AND DATE
II' r,d jl, 155485
131Z1~._
s~~ OFFICE
/.')() I
NAME AND DATe
, .. . -
I'
~' -
-'
--::-.
,~ ....

:>1:\.;UHt:
PHONE
IG 35445 '-, " .

,~/
._ _
~~~. 4.
'0';)' ,
DJIG ... ....- ... ... ,/
,
'0~V- ,"
".
~{)!4s-._-
,/
.. ,/"
AIGUQI 3544s ,/
t7 ... /
ORG./'· PHONE (Secure) DATE PREPARED

;)11 963-2984 27 February 2004
.... UHM Ab/:lb t'1:1:S:l4

NSN: 7540-FM-Q01-5465
l""Ul'ol:
DECLASSIFY ON: Xl
'./
123-2
---
FORT GEORGE G. MEADE. MARYLAND 20755.8000
17 March 2004


(u/~ Except as previously reported to you or the President, or

review of directives and guidelines. and advice and counsel. These activities and
Secretary of Defense (Intel~Oversight) are described in the enclosure.
( 2tIt* I
JtpEL F. BRENNER
spector General
i:~f5;.~~EN~
•
~r-()b
;/.-: \'. ;I~
Counsel and hereby make it o;;=;:~
MICHAEL V. HAYDEN
End:
als
l>ElUVEJ> FROM: NSMCSSM 123·2
This Memorandum is Unclassified DATED: 2~ FEn 9H
DECI.ASSIFY ON: Xl
'fOP SRCRE'P1ICOMUrftWOftCONfINOPORNNKl
DOCID: 3562068
lOP SECIte:T!ICOl\'nNT/lOltCOfilflffiFOk1,!nE!

a.1CffSI)-During this quarter, the Office of Inspector General (OIG) reviewed
Security Service (NSAlCSS) to determine whether they were conducted in
accordance with applicable statutes, Executive O!ders (E.O.s), Attorney
General procedures, and DoD and internal directives. With few exceptions, ."
the issues presented ~~re routine and indic~t~~ that the ?.P~l"~in~~eilfsl~g!:~Lu:::3
--...- ~..
. understand the restnctlOns on NSAlCSS actIvltles.--·-·-~--~/·/ \
-" -"'-"'-"'-"'-'" .. ... ... ....- ... ,.,.....
b.~The NSA.oIG-compiet~~ ravie - - - - .-.-'

I r'Ph.e·re:;;j~w determined~t - ad appropriate y reporte
comPlianre issues to t~~NS-AOIG. gar 'ng mtelligence oversight (I/O)
training, ~d initiated mandatory online training for all personnel,
eliminating the previous separate and cumbersome I/O training processes for
field and headquarters personnel. The on-line training module documents
training completion in a database.
c. (UItFOOOr.-Along with inspectors from
-----_-_- __ ow~p ..-.-...--::'::,::::::;:»

'---m-'-s-p-ec-t-io~n-of-t-h--;--- 'jomt"'-"---"- (b)(3).PL 86-36
inspection report notes that the site's web-based I/O refresher training
program was rewritten, eliminating the deficiencies noted during the last
i n s p e c t i o n . _ - - - · - t b ) ( 3 ) - P L 86-36
c' ... - .".
~~~-Q1G-inspectionu6ft1iel
L-Jdeterrnliied that the organization-w-a-s-c-o-m-p-;1-=-ian--:t-Wl--:":'·t·h-;E;:;-.-;O::-.--=1;"'::2:-::3:-:;;3:-:::3:-an-d~
DoD Regulation 5240.1·R, as well as NSAlCSS Directive 10-30. The Division
conducts annual I/O refresher training and routinely submits compliance
reports to the OIG.
e. (U~ Inspectors from th~ !andNS-A-oIa-'-'- u_u_,,_ -(b)(3)-PL. 86-36

u
completed a joint inspection of the Fort GOrdon Regional Security Operations
Center (GRSOC), GA. The inspectors concluded that all newcomers to the
DATED: 24 FEB 98
DECLASSIFY ON: Xl
TOP SS:CP..s+!IGOt.@lTNORCO~M~lOFORtlllXl
'DOClD: 3562068
_.
WP SE€RfflfCOMltffHORCONfltfOfORNf/x1
site receive YO training from the Security Services Directorate, GRSOO,

during initial security indoctrination; however, the initial I/O training
videotape does not address some service-specific requirements. Annual
refresher training is conducted via a computer-based module that tests and
documents completion in a database. The inspectors tested 22 percent of the
personnel at the site to gauge general I/O knowledge and the ability to apply
it to site operations. The test results indicate a good understanding of the
regulations governing I/O, but a slight weakness in practical application.
'teHS:QThe NSA Office of General Counsel (OGC) reviewed various

intelligence activities of the NSA/CSS to determine whether they were
conducted in accordance with applicable statutes, E.O.s, Attorney General
procedures, and DoD and internal directives. The aGC advised Agency
elements on a number of questions, including the collection and
understand the restrictions on NSA/CSS activities. The OGC did not file any
(1) (U
l------..I..------.,,"--------=:""""""--=~---,
/
l
I
I
J
(2) (U
-'-..,...-----~,..........;;::::...----------------.,..
(bj6;:=::::-
(b)(3)-SO USc-4W- ..
(b)(3)-18 usc 798
(b)(3)-P.L. 86-38
2
'fOP SECRffiWeOMRlTl{ORCO~f/~rOfOR~T!tXl
,--. .
DOCID: 3562068
rOP SHeRE 1nCOMTNrmmCOlfItrWfORt./BfI
/
.(Il)(3)-P L 86-36
/
/
/
/
/
b. ( - , U'
I
/
r----
I T _.·-·"$)(3).P.L 86-36
/
/
/
/./"
"',P'
/~/
~i1T------ _ ... ...
c.
I
:~(~O usc 403
(tlll\!)-18'l./SC 796
(blW:;P.L ~36
\\\\ '''"
\\\\""
\ \'\ ""''',
\\\\ ",
\ \\\ "
\ \\\ "-
"
\ \ \\
"
\ \ \\ "
"
\ \ \\ " ,
-
\ \
\ \ "-
\
\
\\\ \
\ d. (TSlfOUfV,-
,I
1
\
\" \
\ \
\ \
\
\
I ~ ... - .. -·,:1\»(3)-P.L. 86-36
/
/
\ \
\ \
\ \ ~------------------------
\ e. ("fS~, ~ ~
\1L...--_-~ _
3
TOP SECR£f/I€OMRHNOReO~of/~oforoR:~M'J{l
DOClD: 3562068
TOP SECRE'fHCOMftffffOReOf'*ffNOfOltrtff~l
/
/
/
/
\L-------__________~ L~ T -r--,r
t(b)(1)
L- - - - - - - - - r - - :=:::=== l-~-=-=~..::::.... __' (b)(3)-SO USC 403
L- --'F·-- (b)(3)-P.L 86-36
1bidf------I-
(b)(3}-5p USC 403
(b)(3)-1!tl.lSC 796
===--------c-=---=-~--------~--~------------l
(b)(3)-P.L. El~6
'-'-..
L...-----~---------------------------~:_=:---=1--·-::~)(3)·P.l. 86-36
/iiJ/
/fi/
///
__ Jl
_
.//;
lh:rs~tIti:tBa- -:::-~~:--:::~------~----~-~t/
//
(bj(1J------l-------r---,.-....::.......:::::..--=-~----------------------1
(b)(3)·P.L 86-36
'//
/ /
L----------------=-==-----------===_=.=..
b. (U~L----~--------I------====::::::::>-;i
---
---
..
_ "./(b)(3) P L 86-36
(1) (Uj
--- - - / if
(i>i(lT---
~T\
- --- /!
ii
(b)(3)-P.L. 86-36
I I -- i
4
'fOP SECRr:T::COMHHffORCOP'h/~iOFOR~LClXl
·DOCID: 3562068
TOP SECR£T!I€OMHtITNOR:€O~fI~mfORf\ll,*l
/" "1\l)(3j-P.L. 88-36

/"
/"
i
/"
/"
/"
/"
~
/"
/"
/"
/"
/"
/"
/"
/"
/"
/"
/"
/"
/"
/"
/
(b)(1)
(b)(3)-P. L. 86-36
........... -
" -.. •• /(b)(1)
\ (3) (tl -.. -..
-..
:;::/
.::::-:/ (bj(3):P.L.86-36
-..
\ -..
-.. .... ...::>
a.~~
\ -.. / /" r::;::'
-.. -..
\.~~ ,........."
\\\
~ /'
r-.::.:..b.~~.;.=:~lr ----------------------_1-"·"!(b)(3)'P.L.68-36
i
f
!
i
!
!
!
i
5
TOP &"8CREf/l€O~l1'!K)RCO~TJtwO¥OR ~[uXl
-DOCID: 3562068
i or ~eettffi'/fCOMHfFlK)RCQ~'<~OfiORbljlX
1
'- - - ~__~ ro>'u."
I
/
(U) Working Aids

...--0
•
- - /
/ ;
i
6
TOP SECRETflCO?df~H/lOR€O~~/~fOFORP'J/,*l
SECURllY CLASSIFICATlOK

TO
DIRECTOR ./~ VI EXAEG CONTROL NUMBER g \"1 L.\.1 IKec CONTROl NUMBER
IG-I0345~04 .
THRU
.. DIDIR
G<:',D .... II
jI.\.
ACTION
D APPROVAL
EXREG SUSPENSE
SUBJECT .~
KCC SUSPENSE
(U//FOUO) Quarterly Report to the Intelligence Over- ~ SIGNATURE
sight Board on NSA Activities-8econd Quarter FY04 o INFORMATION

ELEMENT SUSPENSE
DISTRIBUTION
SUMMARY
PURPOSE: (U/fFOUO, To forward to the Intelligence Oversight Board (lOB) of the
for Intelligence Oversight (ATSDCIO», NSA's quarterly report on its intelligence activities.
BACKGROUND: (U/WOUO) Executive Order 12333 and Executive Order 12863

intelligence activities that they have reason to believe may unlawful or contrary to Executivebe
Order or Presidential Directive. The enclosed memorandwn covers all reportable activities
known to him.
RECOMMENDATION: (U) Director sign the enclosed memorandum.
This document may be declassified pproved for Release by NSA 0
and marked "UNCLASSIFIEDlfF6f Oftieiel U!e Onty"

6-01-2009 FOIA Case#4910
upon removal of enclo5ure(s)

86-36
OFIOICE NAMEANDD~ ~;:;O:;:-/ OFFICE / NAME AND DATE

PHONE
GC Robert L. Dei~ ~ /5.~8S / hr,.:::;/ J'?,J~ /"/'i .3-;;1.01
. /
AGC<m '1lpls /
IG Joel F. Bre\ .. 7( 35445
/ +t' ./.'/ /
DIiG
~
35445 /
,
AIG(IO) I 35445
/
f"1
C?fIG. PHONE (secure) DATE PREPARED
Dn
I
963-2984 3 June 2004
W 123·2 SECURITY CLASS/FICAnON

~ef 8SeY'I'IIS81l:ItPJP;'s'U8P8M';';']fl
DOClO: 3562067

FORT GEORGE G. MEADE. "'ARYLAND 207~5-4JOOO
9 June 2004

SUBJECT: (Ui'f.FeU~ Report to the Intelligence Oversight Board on NSA

(UHFOYO) Except as previously reported to you or the President, or

activities of the National Security Agency during the quarter ending 31 March 2004,
(UffFOUO) The Inspector General and the General Counsel continue to
exercise oversight of Agency activities by means of inspections. surveys, training,
other data requested by the B012r members of the staff of the AssiStant to the
Secretary of Defense <Intelligen IJ/;jh. are described in the enclosure.
. '-//'/ ' I{
(UW8UQt- I concur in the report of the Inspector General and the General
1J;~J(~
MICHAEL V. HAYDEN
End:
Quarterly Report with NSAlCSS Policy 1-23
This Memorandum is Unclassified

Upon Removal of Enclosure DERIVED FROM: NSAfCSSM 123-2
DATED: 24 FEB 911
DECLASSIFY ON: Xl
T~PBEC~1WCO~fNOPOftN/~l
DOCID: 3562067
TOP SEeR£F1ICOMiNT/RfOFO~UlXl
1. (lJ) INSPECTOR GENERAL ACTIVITIES

a. (e/ml) During this quarter, the Office of Inspector General (DIG) reviewed
Security Service (NSNCSS) to determine whether they were conducted in
accordance with applicable statutes, Executive Orders (E.O.s), Attorney
General procedures, and DoD and internal directives. With few exceptions,
the issues presented were routine and indicated that the operating elements
. /(b)(3)=P,~
b. (SiIS!) The NSA DIG comp~~ea~ inspecti~orthq

I f[5ivision. The inspection fo-un--.dr-n-o-l.....in~t-el.....ig-e-n-c-e-
l.....
oversight (lIO) shortcomings. The Division submits quarterly compliance
reports to the Information Assurance Directorate. All employees participate
in annual refresher training, which is tracked by division management.
~ '~Y'
C.\..LClIlUY7l
'-- o usc 403

.............rL.86-36
~The NSA aGC reviewed various intelligence activities of the NSA/CSS

to determine whether they were conducted in accordance with applicable
statutes, E.O.s, Attorney General procedures, and DoD and internal
directives. The OGe advised Agency elements on a number of questions,
including the collection and dissemination of communications of or
concerning U.S. persons; the reporting of possible violations of federal
criminal law contained in SIGINT product; the testing of electronic
equipment; and the applicability of the Foreign Intelligence Surveillance Act
(FISA). With few exceptions, the issues presented were routine and indicated
DATED: 24 FEB 98
DECLASSIFY ON: Xl
TOP St:C~TitCOMrt~T'1It<fOFOF<N}jX I
DOCID: 3562067
that the operating elements understand the restrictions on NSNCSS

activities. The OGC did not file any reports with the Intelligence Oversight
Board during this quarter.
3. (U) SIGINT ACTIVITIES ?,"/(b)(3)-P.L.86-3e
r:>·
--...:;:::::::?'
a. ~ ----:"..-'~"---~_~
I .. / "
.....--- ..
/ (1)(U ~.//
...
,~ .. ~~,
- - - - - - - -
- --=-
- -- - - -
I
'
'
'-...
(~IS~ ,- - - - -l'Cc,,'"''~-'-''."'LO'''
IC-.-_~~_-_=O----,'-r--_-~-=-=-=~----=-=------------r-f~~···~~'>--:;.
(2) (U~
I·./
.. / (b}(3}·P.L 86-38
a. t
\
,~ (b)(1)
(b)(3)-50 USC 403
i, (b)(3).18 USC 798
ij (b)(3)-P.L. B6-38
.J 'I
b. !
I
I
I
I
II
II
c. fme- IIC!..1lo.J
._-~-~~~~._-
'fOp ~r::Crtf!T17COtvnMT7/NOfORNIIX1
DOCID.: 3562067
~~--~~--_-_-~~-_I----------------------_-T~
__I~.~~~
/
b. (U/iF!OtJ6)!
.. /~;~3e
I·1\
(1) (U j ~
- - ~
I "-
"-
- - - - - --
--
I -
~
I "
-
~
~
.~ ,,~y,
I "-
~
"- ..
(bj(ij
(b)(3).P.L 6&36
- - - - -I / "
"
I
I
I
I
I
I
I
/
I
I
I
.
J
_ ..- . (b)(1)
(2) (uj
- -. .-. _- -".
........ ..
(b)(3).P.L. 6&36
-- - - -
:;. ...
. ..
/ "- :>
" "- -<. 1
- - - " " - --
"-
/ ~ -"".. "
.L...-.- / "- "-
"- J
I J .... "- I
"
""- "
....
"
t .J. oJlI.;;JJ;: I -
" l
./ .
./.,
./.,
./"
./.,
./"
(b)(1)
(b)(3)-SO usc 403
(b)(3)-P.L. 86-36
3
lOP SELkE rnCOMltfff/t~OFORPJl/X 1
D.OCI~: 3562067
'for- ~Ee~'fileOMfM'ffflqOfi'OItlVltx 1
_________________________ ~~ ..- ..- .. - . -..-.-.(b)(3)-P.L.B6-36
(3) (U~ ~ .__ - /-,,_c'""

._ ._:f_J=====================L---------.
a:.,~ ...,..,.~ I
./
./
./
./
/
/
/
-- 1:>~~~
/ ..
£ ..._ ..._-"-'
(6)(1}
(b)(3)-PL'86-36
(b)(3)-50 usc 46S·~
(b)(3)-18 usc 798 .. -.
c:iffil \
8
- --_., "
d. ~-- ----'
4
'fOP SECR:ETHeOM~fT/~IOfO~T(LX 1
DOCID: 3562067
Ib)(3)-P.L 86-36
.. --
a.-.
I
/
" '"
,
\
-- --
--
-- ---
"" -- ---
!
/
" "'" "'" "<: --- --
-----1
-- '1- / "" ::::: ,
---- / "
---- :::::1
---
----1
" , "- "- I
I ~(b)(3)-P.L 8B-36
b. ---
I
V- !i
i
i
I
i
J
,~b){3)-P. L. 86-36
1\
(Sh'SB I
I
i
5
TOP SECRETl/COM~fTA~fOfO~l!/Xl
D9CIl;): 3562067
(U) Working Aids

(U/IPOUO~ The SID maintai~ . . . ~ _ _ _ _ - - - -1::::::::::'='''-···(b)(3l.P.L 8e-36
I prrits-web page for use by all NSAlCSS
analysts. The E.O., NSAlCSS Policy 1-23 DoD He lation 5240.1-R and
USSID 18 are also available on-line.
r==-=;:;;..;;;;;=.==:=..;=-:..:===.:::.:::..=::.:.L-------r --:===.....-__.-J-:::=::::::::·=O"(b)(3).PL 8e.36
(U) Intelligence Oversight Training
a. (U1ff'6U01-In March 2004, SID implemented its new I/O training program,
which allows employees to access the required documents and register their
compliance on the web. The new program reminds employees that,
(U) "The primary document governing NSA's intelligence activities is Executive
Order 12333. In addition, NSA employees are subject to DoD Regulation
5240.1-R ..., which imp]ement(s) the Executive Order. For SID employees,
USSID 18 provides the SIGINT minimization procedures required by these
documents and the Foreign Intelligence Surveillance Act. Finally, NSCID 6 dermes
SIGINT and prescribes the conduct of SIGINT activities.
b. (U/IFOUO) In response to the December 2001 NSA OIa report, Strategic
Assessment ofIntelligence Oversight, Agency leadership revised NSAlCSS
Directive 10-30, by including more detailed guidance about YO training and
quarterly reporting requirements. NSA issued the revised procedures as
NSAJCSS Policy 1-23. A copy of the procedures is enclosed.
6
TOP SEC~T/jlCOhfRff/"<fOFOKNJJX [
DOCID: 3562066
lQP BECH!' I I' s;zrrrc l ''NOFDPN1 t
KCC COI'(fROl NUMBER

IG-10401-04
THRU ACnON EXREG SUSPENSE
-=D=ID=I;;-R---I~~ --j 0 APPROVAL
KCC SUSPENSE
SUBJECT
(UHfi10U~ Quarterly Report to the Intelligence Over- Qg SIGNATURE

sight Board on NSA Activities-Third Quarter FY04 0 INFORMATION
ELEMENT SUSPENse
DISTRIBUTION
SUMMARY
PURPOSE: (UHFOUO) To forward to the Intelligence Oversight Board (lOB) of the
for Intelligence Oversight (ATSD(10)), NSA's quarterly report on its intelligence activities.
BACKGROUND: (U/fPOUO) Executive Order 12333 and Executive Order 12863

known to the Inspector General and General Counsel. Per PIOB letter of 6 August 1982.
Agency heads are responsible for repOrting separately any additional reportable activities
known to him.
RECOMMENDATION: (D) Director sign the enclosed memorandum.
and marked "UNCLASSIFIEnl~rOffteial Use Only"
upon removal of enclosure(s)
OFFICE NAME ANOJJATE s~~~ OFFICE NAME AND DATE s~~
GC Robert L. Deitz.£/"
~ 5548s
DCl ~\'ll "'It. :;-3",-'
AGC(O) ~ls_
..... --- c-
1
IG Joel F. Bre~
L V1V 35448 ... _., :::::::;::--;-----, "J
.0 T 0" __ "'"
DIIG
~t)'~ ---- f-3544s
-'"
/--/
AlGOO) 3544
'"
./
.DRG PHONE (Secure) DATE PREPARED

V 963-2984 30 August 2004
Dll
FORM A6796 FEB 94 DERIVED FROM NSA/CSSM 123·2 Sf CURtlY CLASSIFICATION
NSN: 7540·FM·OO1-5465 DATED: 24 FebruaJY 1998 I .......
DECLASSIFY ON: XI
DOCJ:D: 3562066
NATIONAL SECURITYAGENCY
FORT GEORGE G. MEADE, MARYLAND 20755-6000
13 September 2004
SUBJECT: (UhFOOO) Report to the Intelligence Oversight Board on NSA

(UifPOUO) Except as previously reported to you or the President, or

activities of the National Security Agency during the quarter ending 30 June 2004
(Utfli'OUC»- The Inspector General and the General Counsel continue to
exercise oversight ofAgency activities by means of inspections, surveys, training,
~ecretary of Defense (Intelli~~rsight)are escribed in the enclosure.
( ztt/.'4-; (itt ~
(UHPOUO) I concur in the report of the Inspector General and the General
~k}J
J
MICHAELV~

Encl:
Quarterly Report
This Document May Be Declassified and Marked DERIVED FROM: NSAlCSSM 123·2
''UNCLASSIFIED/WaR awle:b!.CL ~s:! ONL"t'" Dated: 24 February 1998
upon removal or enclosure(s). Dedassit)' on: Xl
TO¥SECREW~O~~H.NOFORN/~l
.-"
DOCID: 3562066
IUP SEClmTffCOrflINf/lf(OFORN{/Kl

a. (C//8n During this quarter, the Office of Inspector General (DIG) reviewed
Service (NSAlCSS) to determine whether they were conducted in accordance with
applicable statutes, Executive Orders (E.O.s), Attorney General procedures, and
DoD and internal directives. With few exceptions, the issues presented were
routine and indicated that the operating elements understand the restrictions on
NSAlCSS activities. .
b. (8H81)/ I·~(b)(3)-P.L. 65-36

/
j--COrrective action has been directed and will be monitored

'-;-,--,------.,.---.-.......---J
through completIon.
c.
.~b)(3)-P.L. 86-36
/
I
.(b)(l)
'(b)(3)-50 USC 403
!(b)(3)-P.L. 85-36
d. Uf1~~~
~=-'~~~~~~~~~~~=~~~------=-'==-~-=--==--~~-=-----;h//i
:: ::::: ':'''''''':~(b)(3)-P.L
/ ..... 86-36
r-------------,...--=...--~=..::::......=....;.--~....,.......,---,=---:::::....:..:____:,____--/./,....../=--__!/I
th€ N SA DIG comple1;eda-joihtinspection 0 ./ . I
jom mspec Ion repor no es a e S l B m 1gence
overslg program IS weak in training and documentation pr9Cedures. The
inspection team noted that annual refresher training, wh,icn is accomplished by
online posting of required reading material, is inconsjste"~t and lacks
documentation. A revisit t~ Ib'y the Joint Inspectors General
will be scheduled for next year.
1
10PS~e~V/~O~H~/}N9'QR~J~1
DOC:ID: 3562066
TOP SEekE IllCOMINTiIT.6FORNtflU
teNS4 The NSA Office of General Counsel (aGC) reviewed various intelligence
activities of the NSA/CSS to determine whether they were conducted in accordance
with applicable statutes, E.O.s, Attorney General procedures, and DoD and internal
directives. The aGC advised Agency elements on a number of questions, including
the collection and dissemination of communications of or concerning U.S. persons;
product; the testing of electronic equipment; and the applicability of the Foreign
were routine and indicated that the operating elements understand the restrictions
on NSNCSS activities. The aGC did not file any reports with the Intelligence
Oversight Board during this quarter.
3. (U) SlGINT ACTIVITIES'
a. (SNSI)I
1--------------1
(1) (uJI
a. I
/ . -;/ r 1 - ~ -1 I_I --(b)(3).PL 86-J6
I //r'------------------r--=--.lr-~---i-----'
//>~IL_ ",.-_rl--·-" /
/f>:;:;::· ~ " I I
A,~::::~"':j f~'--_-------,D========================~
(b;(~f.Pc:B6'3fr-
..I-.-.".:.-': "1"T" ~)-(1)- - '·
b.
(b)(3) P..
l 86-3fr
-"--'(2) I
_. - _ .. .~.
.I
W1iit:=
(b)(3).SO-V:;ie4re··
(b)(3l-1a USC9~
-. -. -'·0
(bj(3)~;L 86·36 . .-..
............
\ -...
\ .. -..
\
\ b . t'l'S;~111
4;
\\\
DOCID: 3562066
top SECRE'IIICOMIN 117NOFORNIJXI
\
ousc 403
i\ 8 USC 798
II .L. 86 36
I\
\ \
\ \
\
\ \
-l \
c.
\
I
d.
~
~ ~ I I
"- .. , .. .-
-.-- .' .,
... -
----1 I
r---------...l.----L---------------------"-----i
3
TOP S£CR'Ffliemm:~ Imop ORNhXt
OOCID: 3562066
IUP SELkE I nCOMINTfJf~OFORN/lXl
\. -
lO1(3j.f'.L 85-35
.......... , ............
\. "--
\\
I
(2),
1
(U)'I'--F-=====::L'_/
~I ",/(bi(3j:p:HM6_",_, (b)(1)
'_-_"'-_"_'-_"'-_"_'-_"'-_".:':..:.::;:::;;;;;,;;;;;;--. (_b)(3_}-P_'L_'86_-3-.,5
(b)(1)
(b)(~)-OO USC 403 a.
(b)(3),18 USC 798
(b)(3)-'\L' 86-35
(bj(~L.a;-~
"---""
(b)(1)"'
(b)(3)-SO uSC-~"'_
(b)(3)-P,l., 85-36
_"_,,_,,._,,-~G~.:-=-~,
"-~"'~~ LI ~ ____I
(b)(3}-P,1. 86-36 b)(3j-P,L. 86-35
(il)(~[86=36,--(9)M
~l :=:--
(bi(3).~:E~~~:::::'-~a-.~ef=S?=-'-::'==IJ=j====--------------------.\
4
TOPSECR£T/ICO~HN~/fN6~ftNif.(1
OOCID: 3562066
(b)(1l
(b)(3)-Pb-/J~6 TOP SECItE'f'h'COMIN'fNUOFORNNXl
"-.... ~-----------------------------~~ 1i!)(3)-P.L 86-36
1//1
-"'-I-~~~------\
/ii
M(3j:P:N6-36._
I
'. , .-lb~.M~~ _
,,
"
c.

,~l3Ji!'.~_
,....-------, I \ '-....
(UHFOYO~ ~" \'-....-.... '_. . "-,,"
\ "'-..... '-.... . -"'-"
(bj(3l'P,L~6-36
.-
a. ,(":r,"jfP.9H
\ - - -~"'--::~-~---~- ----r-I
I (b)(3)·P.L. S6-3fJ
(b)(1) '-.
(b)(3)-SOUSC403 t-----~---- __ ~____l
I ~ ~ r
....,
(b)(3)-18 usc 798
5
TOP~~C~THCO~HNTimOFORNnxT
lb)(1)
DOCID: 3562066 ItV(3)-50 usc 403
(b)(3)-P_L. e6-36
l1')~)-18 usc 798
J dP SEeM I7ICOMmT1mOP6ltN/1'tl
\- \
b. ('f3{/S~~)
b::/'1b)(3)-P_L. 86-36
-------------- -----~ /
./
i
i
I
!
i
I I
t-----------------------------------------------------(bi(1I--
~-_..... {b)(3)·50 usc 403
{b)(3)-P_L_ 66-36
(b){3)-18 usc 798

_I
(b){3)-P_L_ 66-36
(U) Working Aids;{(iif{~:q~~-_

/ I " - _
j i-" _ -- - _
,J1!ttf~~jTh1!ge~5~IJi) maintain~ - -. - - - _
~~-=-===--=t--I--, n its web page for use oyaIl NSAlCS'S afuilYsts-!. The E.n.,
(U) Intelligence Oversight Training

~
1Uh'fi'O~ During this quarter an intelligence oversight specialist from the SID
Office of Oversight and Compliance provided on-site training to milit::, civilian.
and contractor personnell k
6 ~~L..36
lor5~e~~)~~H~/~OFORW~1
D.oCID·: 3562066
'lOP SEeM I IICfflfIUcl'llf.OJ=QRJ\ittX 1
TOP SECRElY/COflffINTfINOfOJm'1fXI
····QOCID: 3562066 ~
----------,~e1\t-NSllr-lffr~--
- ------------------- -- --------- -------(b)(3)-P-L lJ6.36
sa-·-----:-~:.::-.:::..:::--:::-.;::::,,--"'-="(b)(1"i"-·- -.--.------.- --··-··-·-···-(b)(3)-P.L. 86-36

Frorr-'"'J:
Sent: ay. AU9-ust24,--20043:26 PM (b)(3)·SO usc 403
T'IS~l" (b )(3)-P. L. 86-36
To:
Subj eel: lEASE READ
Clas sification: SECRETHCO~fFH+.OFOR~WXl
DR V FM: Class. Guide 356-01
DA.--rED: 3 July 2001
DECLON:XI
All. please read the nore I received from Lt. Gen. Hayde~ Imis---·-------- ---··-·----~~lgl-50usc 403
mo1J1.ing and then readDnd-m}'.~()!!1mentsbelow it. - - - - - - ' (b)(3)-P.L. 86-36
'-'-- ----.
______ --------------- FOlWarded b~'- tHQSi>n-08lz4f2004J2:-S9"PM-·--··-·--m-..-.-m::='-(b)(3)-P.L. 86-36

- - - .. _---------------
"HGlyden. Michael V. (MIL-USAF) D" <mvhayde@nsa>on 08/24/2004 08:33:47 AM
Please respond to mvhayde@nsa

/ ..... /(b)(1)
/ ' /' / (b)(3)-50 usc 403
~.,
(b)(3)-P.L. 86-36
.....-.,
J::::::::::::::=:::::::::O="-"'-(b)(3)-P. L. 86-36
---'I-.-.._-..---.. --.-.._-...---...--..-._-...--.---...----====~==f.=~~ ··-··-··---·-·-(b)(3)-P.L. 86-36
I'------------'
r
Classification. 9ECR:E1'h'COMR'fflltiQf.£>Rt.,';')fY
_-'
...
The enclosed message was cO?r~~~d~~~I. - - - -.- - - -.- - J-.. _.._.. _.. _.. _.. _.. _n_ . _. p
_ - - ~~~gl-50 usc 403

I ~~R-Hayden=-InSinY unoerstanding that you Win dissemmate (b)(3)-P.L. 86·36
on theIr bCha f. Please let me know if you have any questions. Thanks!
Marjorie
r'/ \\ /'tp)(3)-P.l. 86-36
'---=C~iv""'il~la::::n~Alrs::-::s:!:ls::-':ra:-:!nt to the Dit~ctor
963-3111 \
> (SIlSJl~~r--------r---k
1 (b)(1)
(b)(3)-SO usc 403
(b)(3)-P.L. 86-36
OOCJ:O: 3562066
~ .. ~::;;::.~ (b)(3)-P.L. 86-36

/;:?:::~/
- I--"'~' .,/ .
./ ... -:;.:::-;::..:. //
1--/:/ ./
1.---"/ ../
/' /' ./.
/' /"
/
, \-----------~--.-I--~"-------..,I------------=::::-::::::::-=-::::::::-==-::::~_.I:-=/'~--·-----~~----/'--~-----~~~~-=-~~~'/.~. ----- ....- -r.~l!:LU~

>
>
>
DRV FM: NSNCSS Manual 123-2
Dated: 24 Feb 98
DECLON: Xl
Classification: SECkEl ite8'ttHN'f/~lOPG~OC1
---'='=:=:~'~'::~?(b)(3)-P.L. 86-36
.. , .-.,
_...- .. ...
/.,
"./"/"/"
.
-- ,/<::.::--:.. .. /::.L:~--::-;::l(b)(3).P.L.
I I
- - --- ... ,,/ /1/
86-36
- - /~~~:-4.:/'.?'.,///</
- - - --
-- -- -
-- ;;; ::.-::::-
.-::::-:r (b)(1)// /
(b)~~ U$C 403
--
IIris our responsibility to fully ynderstand ~e ".-:>/
,9»?1-p.Li~6-36
rules, re2U1allons and laws under which we o p e r a t e · l ; : ; : /' 1-,,_. /"./ /

I IKnoWJh.e.!I.lles - foIlow th;.r.\des. If you " .." ,,// /'
/"1< /
don 1 know or are unsure - asK. II you are consjaenng ....iel~nglhe rules / / '''L..
don't. If you have violated the rules - tell us now. /-;.;:' /
.... .. / -·-~7~:L._ 7(-~;:::~: ..
/
/' /' ._~._--;/-- ---'r--' (b)(3)-P.L. 86-36

/' /'
-- /
I
/'
I
/1 I ,/ "
/
/
/
/
~i-
..
.I (b)(1)
(b)(3)-50 USC 403
I (b)(3)-P.L. 86-36
~-
1-- - - - -I ~
- - - - - - - -
- - - - - - -
-
-l.~........
I Everyday weinake significant and timely contributions to the needs " "
(b)(1)
(b)(3)-50 USC 403
2 (b)(3)-P.L.86-36
-(b)(1)
(b)(3)-50 USC 403
(b)(3)-P.L.86-36
--- /
.. / ..
/"
. or your mcrea attention to t e ..--- ...--

rules, regulations and laws that we must follow. It is important for each of u s / /
to always conduct ourselves in a manner that is a model for others and beyond/
reproach. ...--...---"--
/.,
If you have questions or comments, please contacUiD:
Classification: ~~~JJCOfoHtITfINOFOR~#
3
pproved for Release bV NSA 0
6-01-2009 FO A Case #4 10
KCC CONTROL NUMBER
IG-I0435-04
II.CTION eXREG SUSPENSE
"""'="'-:=-==-_~
SUBJECT
IJ~---=------------------I 0 APPROVAL KCC SUSPENSE
(U~fF.k.m{~ Quarterly Report to the Intelligence Over- I!J SIGNATURE
sight Board on NSA Activities-Fourth Quarter FY04 D INFORMAnON ELEMENT SUSPENSE
DISTRIBUTION
SUMMARY
PURPOSE: (U/~ To forward to the Intelligence Oversight Board (lOB) of the
BACKGROUND: (U17F~ Executive Order 12333 and Executive Order 12863
informed. The Director's signature signifies that no other activities that require reportin are
known to him.
RECOMMENDATION: (U) Director sign the enclosed memor

and· marked "UNCLASSIFIEDfWOl Officiai Use Only"
upon removal of enclosure(s) /
(b)(5)
OFFICS NAM~~DATE :>;~~~ OFFICE NAME AND DATE :;~i

GC RobertL~ ./ ~ 55488 Yof I. ,,\ ;X!J qG -:J.;;",
AGC(O> "~1~):~ l\
IG Joel F. Brenn~ ~544s ... ...
DIIG
, ~.,
~.!14\L,-- ~5~4.£-._- .. ___-.

... ... ... ... ... ...
.~.
.'.
~
. ~ .--' .
~ ..
..,J
IPI \~I 'r dol • ~ O",j 6
AIGUO>
i=' 3544 - .-". ~
_
~
~.
.. ..
_. ._' ..- .-
~
·'ORG PHONE (Secure) DATE PREPARED
.
~.
~
Dll 963-2984 09 November 2004
DERIVED FROM: NSNCSSM 123-2 SECURITY CLASSIFICATION

NSN: 7540-FM-001·5465 DATED: 24 February 1998
DECLASSIFY ON: XI ' ..
.. DQeID: 3562065 ,,"- SECRETnCOMINTh'NOFtffl- "':1
29 November 2004

CU/IF OtJe.;> Except as previously reported to you or the President, or

exercise oversight of Agency activities by means ofinspections, surveys, training,
other data requested by the Board or members ofthe staff of the Assistant to the
Secretary of Defense (Intelli e Oversight are described in the enclosure.
/
(U/JItOUQ.) I concur in the report of the Inspector General and the General
~v:J~ .Ja
MICHAELV.~
End:
Quarterly Report
This Document May Be Declassified and Marked DERIVED fROM: NSAlCSSM 123-2
"UNCLASSIFIED/IFOR OFfiCIA L USE ONLY" Dated: 24 February 1998
upon removal of enclosurc{s), Declassify on: XI
'FOP SEOR:E3'1Y1eOMIN'fHNOPOHN/lX:l
. DOGro: 3562065 .
'fOP SECRETNCOMINTfiNOFORN#X1

a. ~During this quarter. the Office ofInspector General (DIG) reviewed
applicable statutes, Executive Orders (EO). Attorney General procedures, and
Department of Defense (DoD) and internal directives. With few exceptions, the
issues presented were routine and indicated that the operating elements
understand the restrictions on NSAlCSS activities. r .
4 ~~e.A" V" i
b. ~ The DIG conducted a review ofNSA's management of electronic I '-r' \.. .bv. I(
surveillance activities carried out under the Foreign Intelligence Surveillance Act
(FISA) of 1978.1
Y I
\
S 1\
s-< .. °0 '" '-=_-=-=:=- --l.I ----,,..--- -=--"'~-----....J (b){3).P.L. 86-36
()\) The OIG recommended improvements in the writtenguidl!~that defines

authorities and assigns roles and responsibilities. step-by-step inst!!l~tio~ to guide
FISA process participants, the need for tailored training on FISA operational
aspects, and meaningful metric.5_to gauge the efficiency of the process. NSA
management has agreed to implement all recommendations.
--4J'rogra~
L-s::;:t-re-=-n-gt~-w-a-s""7T"-a....
t,.-----~ad-r.a-n_-. -..-e.-_r ..... lr-e-m-e.::..n-'T-s-m=·ia=--n-ag--.",er-..:--\~ Q ass~ssed,
..._re-r-r-e-qu....
10 implications of all EO 12333-related taski~g-:-EmpToyee·lmowledge-1:evei~~;;,.l
satisfactory and there were no violations ofapplicable laws, executiveorder,'-"' (b)(3).PL 86-36
regulations. or policies noted, but the inspectors id!l}.tified-weaKDesses in program

management documentation and trai~j~ncI-feportingcompliance methods. The
NSA OIG has tasked] ~oaevelop and document standard operating
procedures for the 10 program and to report 10 activities quarterly to the NSA OIG.
The NSA OIG will track the action through completion.
~--------------, ,,'==""""·"-(b)(3).P.L.OO.36
the joint inspection 0 :::/'''7l~ll~l.50usc403

. . ! (b)(3)·P.L. 00-36
The InspectIon report no e a e 51 e 5 m e 1gence qyerSl program manager i
uS is visible and is actively involved in trairring and operations. Comprehension of /
'X \~ 11 initial and refresher 10 trainirur-hniie;~uredthroueh web-based testin£!J 1:::::.-?}:J'(b)(3)-PL,86-36
U --- /'/'
..,.~ ~.. ~ /' II!
I
1----
1/ .
TOP SECAETffCOMINTNNOFOAP.flX1
· ·.DOCID: 3562065
TOil SeCRETlfCOMINTNNOFORNfJX1
-
·P.l.~
ltfI8ll The NSA Office of General Counsel (OGe) reviewed various intelligence
activities of the NSAlCSS to determine whether they were conducted in accordance
with applicable statutes, EO, Attorney General (AG) procedures, and DoD and
internal directives. The OGC advised Agency elements on a number of questions,
including the collection and dissemination of communications of or concerning U.S.
persons (USP); the reporting of possible violations of federal criminal law contained
in SIGINT product; the testing of electronic equipment; and the applicability of the
FISA. With few exceptions, the issues presented were routine and indicated that
the operating elements understand the restrictions on NSAlCSS activities. The
aGe did not file any reports with the Intelligence Oversight Board during this
quarter.
_ _~b.:....~,-- _
--~---------}::::::>(b)(3)'Pl86-36
2
TOP SECREl'IlCOMIN1=JtNOf:ORNJtX1
·.. DOCID: 3562065
TOP SEGRETNCOMINTNNOFORNlIX1
/1l- --:- 5?')·,.L..~
/1 b. (UI~
~\1l-P.L 86 36 '--------~-::(bO'"i(3-) P-L-86_-3-6-----'
~\~
.,::: (1) (uj .' / '
\
\ \. ,'-..,,"-.
\ \. "-. ::"'tl"~
'.
I-P L a6-36
\.
\
'
'-.
'-..
L 86_36
\ '-..
\ '-..
\ '-..
'-..
\ '-..
\ '-..
\ '-..
\ '-..
'-..
\
\
'-..
\
'lbl(3)-P.L 86
\
\
'-..
'-..
'-..
'"' \ '-..
" \
\
'-..
\
\
\
\
\
{ii)(:l»P.L...~.2e (2) (U1

\. '---------
\\\\Ir-----=-a:~_
'-----~b~.~t;~~============tI==============::..l1)(3)-P.L.86-36
i
/'
(b)(1)
(b)(3).50 usc 403
(b)(3).P.L 86-36
3
TO' SEeftETlfCOMINTffNOFORNfIX1
.DOC:rD: 3562065
-,
TOP SECAETlfCOMINTNNOFORNHX1
'(\i)J).P. L. 56-36
\"
_
S7'l'l'oi.
.J \ '"
4. (U) Other Activities (b)(3)·P'_ L. 86-36
a. (U~ I I-"--"_h'_'_'_h'_'_h_"_'__ '_'~_" __'_' -'__ '_h_

-"Fl~~--f"'-':"'=======~-------------~"';;';':::===--J ::;:::7j(b)(1)
-~- - . "T"r",,~ ~ -1 I' (b)(3).SO usc 403
"~ )
;7
.--c-. , (b)(3).18 usc 798
! (b)(3).P.L. &6-36
i
/
i
~ ~ ~.~;'l' (b}(3}.P.L. 86-36

f-~-~---------'-- --~~--------------------------p/
,
b. (U) Assistance to Law Enforcement

.~
_/(b)(3).P_L.86-36
/
/
4
TOP SECRETlfCOMINTr'lNOFORN/1X1
. DOE:!D: 3562065 .-
TOP SECRETfKiOMINT//NOFORNltX1
c. (U) Working AIds'
(U/~ The SID Office ofOversi ht and Com liance maintain~ __ ~ }",,"'''-(b)(3)-P.L86-36
.itSweb page
'---;;---.--:.-~~=c=-=:;---,--~--==---=-=-~~=oc-=-;-;---..'.
for use by the NSAlCSS Enterprise. The E. ., N CSS Policy umber 1-23, DoD
Regulation 5240.1-R, and USSID 18 are also available on-line.
TOP SECREl"f/GOMINTJINOFOnNllXl
.... ~.
.
SECUfVTY CLASSIFICATION

EXREG CONTROL NUMBER KCC CONmOL NUMBER
~ IG-10464-05
AC'nON EXREG SUSPENse
SU8.J
;::':1n.=":'::::::'':::'::::::::::::::::~===--------I0 APPROVAL KCCSUSPENSE
CUI. Quarterly Report to the Intelligence Over- ~ SIGNATURE
sight Board on NSA A c t i v i t i e s _
DISTRIBUTION
IHFORMAnON o elEMENT SUSPENSE
SUMMARY
PURPOSE: (U/iFbt:Jw To forward to the Intelligence Oversight Board (lOB) of the
tor Intelligence Oversight (ATSD(IO». NSA's quarterly report on its intelligence activities.
BACKGROUND: (U//FOHQ) Executive Order 12333 and Executive Order 12863

require Intelligence Community agency heads and Intelligence Community General COWlsels
Order or Presidential Directive. The enclosed memoranduIIi. covers all reportable activities
known to him.
and marked "UNCLASSIFIEDHFor Official Use Only"

upon removal of enc}osure(s)
6-01-2009 FOI.A Case #4910 I
COOROINATlONlN'PROVAL
OFFICf NAME"'r v 5:~i OFFICE NAME AND DATE 5;~i
GC YJ jiobert L. Deitz ~~(J~~548s
---. .l)C_) , .}!Ji· ·jC> J~i"
AGC(O)
~ .. 31218--"--.
.
i
IG Joel F. Bre~ 35445 . f-..
_::::;~
L rl:~: .. ..• .~ ~ ~~
~
DIIG I
- -
-~.- "·["354415
\'~~~
~Pt.}\X'J
./
.. V··/
ORG. PHONE (Secu..) DATE PREPARED

Dll 963-2984 1 March 2005
FORM A6796 FEB 94

NSN: 7540-FM-001,5465
DERlVED FROM: NSAlCSSM 123·2
SECUAm CLASSIFlCAlION
. ~
DECLASSIFY ON: XI
14 March 2005
SUBJECT: (UJIPOY~Report to the Intelligence Oversight Board on NSA

(U/J'lI'OUO~ Except as previously reported to you or the President, or

(U/IPOUO) The Inspector General and the General Counsel continue to
Secretary of Defense (lntellige ersight) e described in the enclosure.
(UJ~I concur in the report of the Inspector General and the General
Pl~.-IJ/ ~
MICHAEL V. HAYDEN
Director, NSAlChief, CSS
Ene!:
DATED: 14 FEB 98
Upon Removal of Enclosure
DECLASSIFY ON; Xl
~OP SECRl3tWCOMIN'flIORCON, N6PORNfl*l

·..DOCID: 3562064
TOP SE€RETNCOMINT/IORCON, NOFORN/fXl

a. ~ During this quarter, the Office of Inspector General (OIG) reviewed
applicable statutes, Executive Orders (EO), Attorney General procedures, and
}
/X
, O~\ I-------------------==~===-===;;::...:=~====-_'t
defined roles and res'nsibilities
o~
~t.. •
~ The NSA Office of General Counsel (OGe) reviewed various intelligence

with applicable statutes, EO, AG procedures, and DoD and internal directives. The
OGC advised Agency elements on a number of questions, including the collection
and dissemination of communications ofor concerning U.S. persons (USP); the
reporting of possible violations offederal criminal law contained in SIGINT product;
the testing of electronic equipment; and the applicability of the FISA. With few
exceptions, the issues presented were routine and indicated that the operating
elements understand the restrictions on NSA/CSS activities. The aGC did not file
any reports with the Intelligence Oversight Board during this quarter.
DERIVED FROM: NSAlCSSM123-2

DATED: 24 FEB 98
DECLASSIFY ON: Xl
I
TOP Sf:CmE"fiICOMINTtlOKCON, NOFOltNfIKI
·'·noGro: 3562064
lOP SECR£ IIICOMINTlfOItCON, NOFOltNfl*l
8. (S71SttI ~
./
/
(1) (U~-----I---~~7{;~;;:;::=------
J ,-......:::......--
a.~1 ,'......... -::::=:- I
I
I ::::: l ...
r----I:.~~--------J
r:::::::~:7(b)(1)
/ (b}(3).P.L. 86-36
I .. <::::::........ /'
_ __b,_<.'S1ISlJ,--,,-,-1~~~---.I-/ D~J
"'''''''_':_''''''----",>
_______-J(
r----~ - .1
C.. -UU~JJ..L:J!l!!:fIoj·IL.._ ~ I
J...··_-·:l(b)(11
!~lgl:~ ~~g i:
!(b)(3).P.L. 86-36
i
(2) (U)I --Jf···~···(ii)'(3loF!;~f~::~:~:::::::::::::::.- .

----.. -"
"lb\(1)
(b)(3»P.'Z~:36 I
··"'L,.-----,I------------------------------'.........,,-------'-~-
"lbli~) --'
*i!~6: . . _·_··-_···_-_b_._···~...:...'_~·~_·_-._~ _·_· ,~_· _·-:_'· ·.'-~_~·n_t·. .L·_-_-_-_-_-_-_-_-_-_~.L- ~ ___Ll ____::_\~
'" '"
' '.Y I - -l :: ;; ~
_ ... ".. "7 (b)(3).P.L. 86-36
-- : :;: "'"L/ //
/'.
I. 1//
I I------------~~~-- I v
h
V (b)(1)
Lr-------'r--:=--..........:::::.....::. I I
..J.----------l.--------l1
(b)(3)·P.L. 86-36
1 L...- ---' /-
_
______
C.
C'l_T~
fflf~--_-------------------------J
~./ . . /..1<b)(3j.P.L.86-36
2
TOPS~C~~fCO~N~X)R€ON,NOfO~fKl
.DOc.:rO: 3562064
T6P 8EClffi'fWCOfltIIN'fIlORCON, NOFOR.''JIRH
~~~~~~~~~~~~~~~~~~~~~~~~~--._L_
.1
I
d.~ •
b. (U/l~
---------~",...---
86-36
(1)(Uj
\
\
\
\
\
\
I
\
\
\ ....,-----~--------------j
(2) (U)I --J~···-(b)(3)-P.L 86-:l8
__ ...;;;;a~.-=~~=I_· ~ ---.J)?ll".L..
3
'FOP SECRE'FI/€OMINiWORCON, NOFORNIIXI
DOG.1:D: 3562064 -.
I UP SECRET7JCOIVn:r~'fif6RCON, NOIi'OltNlRll
//
. /."~)(3)-P.L. 86-36
/I
ibiifJ··-·---_--------------------------------- I Ii
/1
Ib)(3)-P.L.86-36
(b)(3)-50USC403 :~=="Ji"b =.:\ r.--~~~============J===============r
.
'H
!
I
j
,:..:..:.:....--.::.':l..- f·_·~
.L....----'?'}(3)_P.L. 86-38
4. (U) Other Activities lp)(3)-P.L. S8-J-6."'---·

/ //~~SG..403
(b)(3)-P.t,..86-36---...
(b}(3)-18 U~98 ' .. ---.
8. (Ul~~ /' ~ t/···/··· '. "-. ".." - -. "---..", "-- . "---. "-- ,
I.-V~'_____ ...",.....__ ':-.--... "---'''---.
(T5ff8ff/60, :N~L -- /' I
4
~PSRC~~f~O~MNX>R€ON,NOfORNf~l
".
OPCIO:
'. ,
3562064
lor S£C:REl /}'COMINTliOItC6N, N()fORNllXl
ltr>.P-t.P.L. 86-36
'-'......."-...
b. (U) Assistance to Law Enforcement "-.
'"" "-.",
~II
c. (U) Working Aids
(u/lF6OO) The SID Office of Oversi ht and Com Hance maintain~: ____- l
F,,,,,"-·"{b)(3 .P.L 86-36
itS web page

or use 'Y e nterpnse. e.", 0 cy umber 1-23. DoD
'fOP St!:CltH'fIfCOMIN'f//OReON, NO~OR.,*/,Q{l
DOCIDO! =:3'5:020'63 • i ,.':-
SECURITY CLASSIF, .IN
.~
NSA STAfF Pf10CESSING FORM

TO
DIRECTOR/
/ IEXAEG CONTROL NUt.4BER. •
lk'VI.;.I'
IIG-I0490..05
KCC CoNTROl. NUMBER
.
THRU ./ . ACTION EXREG SUSPENSE
~D=ID=IR:-,~
~ __
" D_S_E_C_R_E_T_i\R
__ IA:_T_-_--=..-= -t 0 APPROVAL
(U/IFOUO) Quarterly Report to the Intelligence Over- ~ SIGNATURE
sight Board on NSA Activities-8econd Quarter FY05 0 'NFORMATl~ ELEMENT SUSPENSE
DISTRIBUTION
SUMMARY
PURPOSE: (U/IPOYO) To forward to the Intelligence Oversight Board (lOB) of the
President's Foreign Intelligence Advisory Board,. via the Assistant to the Secretary of Defense
BACKGROUND: (U/IPeYQl.Executive Order 12333 and Executive Order 12863

intelligence activities that they have reason to believe may be unlawful or 'contrary to Executive
known to him.

This document may be declassified 6-01-2009 FOIA Case #4910
and marked "UNCLASSIFIED/Wot Oftieial Use OBIY'
COORDINATlONIAPPROV~···;.··:/ / ."\..
OFFICE ; ~""'~-9j(fE ~;~: ~BFlCE NAME AND DATE ::;~~~

GC
AGC(O)
IG
Robe~eiy~
Joel 1': Bren~ ..

- 5548~//
·r!i/
35445
./
~, t.·~
/
/ .. ,,' . .
..... l
-I ~~- .. / /
DIIG :tJ1;.1r\../-
T. 35445
AJGOO) .. ,. 135448
i
/
/
1/ ORG. PHONE (secure) DATE PREPARED
DIl 963-2984 3 May 2005
FORM A6796 FEB 94 DERIVED FROM: NSNCSSPlof 1·52 SECURITY CLASSIFICATION

.NSN: 7540·FM.oo1·5465 DATED: 23 NovembC'r 2004
DECLASSIFY ON: Xl
-
17 May 2005
SUBJECT: (UItFOUQt..Report to the Intelligence Oversight Board on NSA
(U//fi'OUO) Except as previously reported to you or the President, or

activities of the National Security Agency during the quarter ending 31 March 2005
were unlawful or contrary to Executive Order or Presidential Directive, and thus .
(UltBO"f:Jtn The Inspector General and the General Counsel continue to
other data requested by the Bo d or members of the staff of the Assistant to the
Secretary of Defense (Intel . e .c Oversight) are d cribed in the enclosure.
(ULtEQUOrI concur in the report of the Inspector General and the General
End:

Upon Removal of Enclosure DERIVED FROM: NSA/CSSPM 1·52
DATED: 23NOV04
DECLASSIFY ON: 20291123
TOP SECRE'D7COMtNT11OltCONfN6:f6ttNif%6!81129
'DOCID: 3562063
1. (U) tNSPECTOR GENERAL ACTIVITIES

a. l"et;'SI}.J)uring this quarter, the Office of Inspector General (OIG) reviewed
applicable statutes, Executive Orders (EOs), Attorney General (AG) procedures, and
understand the restrictions on NSNCSS activities.
c. As reported in the fourth ear 2004 (See re rt dated 24

November 2004) the NSA OIG~~------"--------"---"'-'-----::=~""··::::::::::O"·(b)(3)-P.L. 88-36
'-----:";--_ _-:;-;~---::;~~-:;---=---L_-_,.-.;....:......",._____,...__~-lJhe
two intellige.~~JH·e ated
actions resulting from the inspection, 81X>BtinJllty gult\e and qu~rtetIy,reporting
process have been completed.---~--/·
(b)(3)-P.L. 65-36
'""(CIISI).Xhe NSA Office of General Counsel (OGC) reviewed various intelligence

with applicable statutes, EOs, AG procedures, and DoD and internal directives.
Th~ OGe advised Agency elements on a number of questions, including the
collection and dissemination of communications of or concerning U.S. persons
(USP); the reporting of possible violations of federal criminal law contained in
SIGINT product; the testing of electronic equipment; and the applicability of the
Foreign Intelligence Surveillance Act. (FISA). With few exceptions, the issues
restrictions on NSNCSS activities. The OGC did not file any reports with the
Deli ved From: NSAlCSSM J-52

Dated: 20041123
Declassify On: 2029) 123'
TOP 8ECRBf},l€OP.1l~lTII~~OFOR~WIZQ:!91J?3
'DOCID: 3562063

,,/»)(1)
_-~'~L--
,/ ~(3)-50 USC 403
,./ (Il}(3).18 USC 798
_ // (b}(~):PL 86-36
~l~~",,_ ,.Ir---~-.....,
i\~,:::::,:,,,,,,,,,,,-O:::==Cf1f(Ull
./ \\
,/./' \,\
\\~\Z~"":~::~::~-- -----"-=',,_0-.-'_-' '.. . _ -J",_,
./ \\
\\
\\ \\\:0-
.......... :::-...
'" " "

,<:::-..... "'- "-'. - ./
,./"
\ \\ \\ 'a,,(~-- -- -- -- --.<
./ \ \.
-- -..
-r I I
"
\ \ '\'\ '> ./ \
\ i \'\ " '>
-- -- -- -.. ./
./

'I
\ " , - -- --
\ \,\
, ,
"
"
"
./
./
- -- - I
\
\ '-- '\\ "I
./
-- -- - -J
\ I ~\
\ "- ..
--,'-- '-"
'- ............
_ _...;:b:..:.....~f
\I'--'- ~--' _ '-",_, i ,_",-'.
.>
-"-fti(;'-
WI3FP.,~~===,~t<tI~
, / (b)(3)·P.L 86-36
\ "-"'-"'--'" '-,--------- /
\ /
\j
111~T\1
,/I(b)(l )
, '{b)(3J-50USC 403
!(b)(3)-18 USC 798
f(b)(3)-P,L, 86-36
!
i
i
[211 ~ ,I ~" ..- '-1t )

)(3)-50 USC 403
3)-18 USC 798
13 J-p, L, 86-36
'f01' SEC ltfi:TffCOf\>flNT/fNOfORNfl29291123
·DOCID: 3562063
riOS
~ NO Q-r«-
....----L;j3~~U_
~~-~-----~------------~---I;/;;'7lb)(3)-P.L.86-36
::::_/'1/
/.L---~---=--_--L_-p~/' /'~
:::::1Il)(31-P L. 86-36
[41\ tlIlf'i
f ",d /
/' I 'I
/'
L
/'
/
I /'
/'
1
J_- "_ _- " "
.. ...
..
If
V
.-. --::1
(b)(l)
(b)(3).5Q usc 403
(b)(3).18 USC 798
(b)(3)-P.L. 88-38
L
"~T'
{i>R'I)-~.
I "
~
~
l
(b)(~.L. 86-=3Ei~· I " " I
"'... ",
'---.
I
I
" I
'.
" I
" I
"
" I
" I
" I
"
" I -~
"
"
"
"
"
"
"
"
"
1'01' SECRET/teeM) NT/INOrORW/26291123

DOCID: 3562063
(b}(:1)
{b)(3J"5(l usc 403 .1 uf S£Cft:E'f'HCOMINT/RoJOFOR~YIJ:o:zS91
U~
(b)(3)-P~36
(i"'.,~r---~-----r--r---------'
'--"
b.
1--_
-~)(3)-P_L 86-36
;
/
/
/
(3) (U>\ (
~~Ir-----'------------------------------,
j/
(b)(3)·P.L. 86-36

a. (U/~ ___lr··/(b)(3)-P.L. 86-36
(1) \.1. "'-T"C'J

I
16)(3)-PL. 86-36
..
(2)1'I&rSJJJl'T~ ;r ..
-------~~~~~~~~~~~--~~~-47---------:--------:----------------------- -_-. .,~y-r (b)(1)

(b)(3)-50 USC 403
(b)(3)-1e usc 7ge
crop S:ECRErffI€OP,fI"""f//;P'(OrOR"JI/~93l91 J1~

(b)(3)-P.L. 86-36
·DOCIO: 3562063
.. dP SECRE'flI€OMINl'lR~OFORNltz:o:t'lU3
'------~_ _---,.,IJ (b)(3)·50 usc 403

(b)(3)-18 USC 798
(U/JF.:!:)tJ~
(b)(3).P. L. 86-38
b.
_ .. _.;;:-- ..
.. -' '------------------
,._. - .-" l ~)I
~'l;;:6~6_ ~~~"---------,I-----~ ------~--~---------j

\ "":""'. -.f"J-'---=-- ~ _ ____"_ .....__---.J
\ ".~>"'" I' ~:.:/
" ....._... -.....".-
..., - . - . , - - - - - - . . . : . - - = - - - - - - - - - - - - - - - - - - - n n r . ! 1 . 5 0 U S C) 403
" ~ (b)(3J-P.l. 86-36
c. (tJ/~ - - - - l--.-_. ~ll~., 86-36
~ .~w ·,';~~~========:::;I====~--=::::::::;:···~-=···
=::::.,;,.:--..--i-----.I
\
d. (U) Assistance to law Enforcement
tEi'tSI+ I l, ",
,------'-----------------------------""L.., ·1b)(3}.P L. 86-38

/
v
e. (U) Working Aids

1DJ($P.;~6.,36__
U//FOUO) The SIn Office of Oversi ht and Com1i;mee'--'intaif[~ I

n its web page
~----:--__:_:"---:~:_:_:=c=-::=-:----,,..-__:;:,=__=~_::_:~~=~_=_=_~
for use by the NSAlCSS Enterprise. The E.O., NSA/CSS Policy Number 1-23. DoD
<fOP Sf£CltET/lCOMINTl~OfORN/199;l91 U~
17 May 2005
SUBJECT: (U//F'OOQ). Report to the Intelligence Oversight Board on NSA

(U/~ Except as previously reported to you or the President, or

activities of the National Security Agency during the quarter ending 31 March 2005
(U/~e Inspector General and the General Counsel continue to
other data requested by the Bo d or members of the staff of the Assistant to the
Secretary of DefenSe (Intel· e.c Oversight) are d criOOd in the enclosure.
(U/iFOt:fet I concur in the report of the Inspector General and the General
ILLIAM B. BLACK, JR.

ActingDirector, NSAlChief, CSS
End:

Upon Removal of Enclosure DERIVED FROM: NSNCSSPM 1-52
DATED: 23NOV04
DECLASSIFY ON: 202'1123
'flOP S:eCRE'f'HOOMIN'I'HOROONINOFORNlfSQS9119g
·DOCID: 3562063
1 OP ~EeRETffeOrvmffYtt~OFORt~;'fz6:!9t I:B

a. ~During this quarter, the Office of Inspector General (DIG) reviewed
neNSA
......."'<'i'7_ _--,-~-..------.--.-...,......-----,-~-_.._,,,.._"""TI"-or--~--.--..,....,...._-~""7'<"'-~
comp ete a Jomt InspectIon 0 t e uma glOna ecunty perations Center

(KRSOC), Kunia, Hawaii. The inspection team found that the KRSOC 10 program
manager lacked the authority to manage the 10 program centrally, the 10 training
materials contained inaccuracies, and the training accounting process was
fragmented. The deficiencies will be monitored by the NSA OIG through correction.
c. As reported in the fourth uarter fiscal ear 2004 (See re rt dated 24
---r---'----_-_-_-_-_""h~==,.",.., . -. .
'"
.....~==----~~ ::::::::;:;;;;;~(b)(3)-P.L.86.36
teHSlJ The NSA Office of General Counsel (OGC) reviewed various intelligence
activities of the NSAlCSS to determine whether they were condu~ in accordance
The OGC advised Agency elements on a number of questions, including the
collection and dissemination of communi~ationsof or concerning U.S. persons
Foreign Intelligence Surveillance Act. (FISA). With few exceptions, the issues
restrictions on NSAlCSS activities. The OGe did not file any reports with the
Deli ved From: NSNCSSM I-52

Outed: 20041123
Declassify On: 2029 J 123
'TOP gEC~E'f'tf(,Ol'vlff4'ftlt40Ji'O~1~/I~l')1~ 11 !~
,DOCID: 3562063
~. (U) SIGINT ACTIVITIES ./ 'llgj.SJUSC403

./ (b'\{3)-18 usc 798
/' M~)-P,L 88-38
~ l:;"1iil(~L 8 8 - 3 8 , , / '
L-------r-''-~-"'~-'-~-"-'---:"'~7""':"'-"-';7"' \~~<~::::''''''>(/
\\
a. '\
(1) (U J / \ \'\"":'" / "" ,\
~ /' / '\\ "'>'/"
\.X : "'<"" """" '" \\,~"..-
- /;;~\ \
(b)(1)
(b)(3).P,L 86-36
.//
'" '\ -><:;...--
'" '"-- --- ---- -' -
,I
--\
\~\
./ \
a. r~ II
./ ./ ':...-
~
./ ./
" -- l f '1\
I
/'
-- -- l
/'
"
./
-- -- ./
\ '" ..... \
-- -
./
\
./
-- -- ./
-?'
\ '" "
- -- -- r
./
./
/'
- --
./ \
" I
-- --
,\
r ~ I
____
L--
b_._~ -~~----'--------------:======"'="'~-~:::::='(i;)(3).PL
f- --------;------ \. 6e-36
----) (b)(l)
(b)(3)-PL 86-36
-- ... ... - ...
a.~ f ~I -- - I
,~I
[1]11
12] ("
.I V
! !!
SC403
(b)(3)-18 USC 7 98
(b)(3)-P L, 86-36
2
, 01» ~J!CRl! rrICOJ\lfJNrf/INOFORtJHi92!9112~

'DOCID: 3562063
_ :Jp SECRE'fNCO~fINT/fNOFOIt~'hvA91 12a
l
rL------~-------,,~==~~S~·//
b (U I~n' ~L I~.
(b)(1)
(b)(3)-50 USC 403
• IIr~ -:::-::::"~ 1(6l(:ltf,b,,~36 _ (b)(3)-18 USC
(b)(3)-P.L 798
86-38
(1) (uj r//-'~'," " .~. ::: ::: -'.-

-~ I
'.
, "'- - --. -
(bj(fj--
(b)(3)-P.L 86-36 '-1 I
" '> ---.L-
I
I
I
I
I
I
I
I
I
)
) -P.L.86·36
(2) (U~~ t·.. _···_···_.. _.._.._.. _.._.._.._.. _.._.._'..... _.._._.._.._.. _.._.

a. ( - '-~---------------------~::::::;;=I ::::::pl)(3)-P.L 86-38
/
/
[rOlf S~Cftl!'t'1iCOMIN't)1iNOti'OItMtY%02:'t12;~
DOCI·D: 3562063
1bJ!'l)..:.....
(b)(3f-50USC<ltH_
(b)(3>-PL 86-36 '--"""--'" . JP SECRt?iWC8PtIlP,'f/R,ep8IlfJf,_oA91J23
----!b~.~·".L---.l~. '~~."~fr.: :n~·!ZI~L..._----- ----~--'f

"---... " - l"-"'I(b)(3>-PL 86-36
r--_ _ .L...I
/
/
/
(3) (Ul
a~(u~
(1) .NF~ l
! v
./'lb)(3)-P L. 86-36
!
i
i
" ::f'ffiJIiJ.ltliILJ
if _/ _J
ijlL,...--,.... _
WI / '
::::
4
j(....
~~m50USC403 'rep SHCIlE'fWCa1'fIlN'f/fN8f8R:NI/Z82911ZJ
(b)(3>-18 usc 798
(b)(3>-P L 86-36
POCID: 3562063·
i oP SE€RETtYC6,.m4""N6F8ft14!1Xl)t~H
113
)(1)
)(3)-50 USC 403
X3)-18 USC 798
X3)-PL. 86-36
'-- ---J
/
];~;--U'Se'llO~=... b. (UJlFOUOJ "_"'-"'-"'-"'-"--'··-···-<b)(3)-PL. 86-36
-·-=:::;~t_·_---__~----,=--- __. - - - - - - - - - - - - - - - - - - - - - - - -
5
,)(3)-PL. 86-36
",;;;;;:=t
I. __... _.u=:::="'-;j(b)(3)-PL. 86-36
..
~
I
C~'!tt(~U~"!F~O~U=O~:::::::::::::::E~~~=r=::::~::~:=:=::-:':-::=~-",:p.'J~tf3,.36-="=· =::iil
~ I I
d. (U) Assistance to law Enforcement "
~-::rn~~LI L:n~)(3)-pL.86-36
e. (U) ~orklng Aids
U The SID Office of Oversi ht and Com HanCEl IIlaintain~ .. 1)(3)-PL. 86-36
L....::;------;-----:-=---=-==-:'""':"==-=----:--=----=~~~~=~~~~.. itS web page

for use by. the NSNCSS Enterprise. The E.O.• NSAlCSS Policy Number 1-23. DoD
Regulation 5240.1-R. and USSID 18 are also available on-line.
1 •
5
.. -

TO
DIRECTOR
I EXREGCONTROLNUMBER) II I} "lO
1.f'.L~
IIG-I0525-05
KCCCONTROLNUMBER
THRU .....-. --- ACTION EXREG SUSPENSE

;,D;;/D;.I;;.R::~~=B=,.::.D:.S:::E::C:::RE::::~TAR:::::::IA:.::T:"':::===-- -1 D APPROVAL
(U//FOUO) Quarterly Report to the Intelligence Over- ~ SIGNATURE
sight Board on NSA Activities-Third Quarter FY05 0 INFORMATION ELEMENT SU5PENSE
DISTRIBUTION
SUMMARY
PURPOSE: (U/fFOUO) To forward to the Intelligence Oversight Board (lOB) of the
BACKGROUND: (UffPOHG) Executive Order 12333 and Executive Order 12863

known to him.

and marked "UNCLASSIFIEDWep Oftieial Use OBI¥, 6-01-2009 FOI Case#4910,
COOROINATIONIAPflROVAL
OFFICE NAMEAND~ :S~~i OFFICE NAME AND DATE :>~;:
~GC Y. J"II
r 55488
J)n'::; I 1'/,\,7 '16:3-.~1
~~GC(O) ~21$_._
L /1 I
10 Joel F. Brenner e; 35448 ::;::~:;, Ih\ I~\ - ? T.
A"'··"'"
DnG
AIG(IO)
I-I'MT/"Iii.
~
1
t;;tc: 35443
-
35448_
... ... ..-'
/
/,.,
/
--
/ ORG PHONE (Secure) DATE PREPARED

DB 963-2984 4 August 2005
rCDlK . l'; AlCSSPM 1-52 SECURITY ClASSIRCATlON

NSN: 7S40·FM~1-5465 DATED: 28 November 2004
DECLASSIFY ON; Xl
,-_.
· DOCI:~: 3562062 .-,
'f01 aOBETNCQMDfl'!~gi'O:Dltt QJ 123
f"ORT Gf:ORGf: G. MEADf:. MARYLAND 20·/55-6000
22 August 2005
MEMORANDUM FOR THE CHAIRMAN» INTELLIGENCE OVERSIGHT BOARD

SUBJECT: (U/I¥OUO) Report to the Intelligence Oversight Board on NSA

(UIIFO'UO) Except as previously reported to you or the President» or

otherwise stated in the enclosure» we have no reason to believe that any intelligence
activities of the National Security Agency during the quarter ending 30 June 2005
(U/tCFOUO) The Inspector General and the General Counsel continue to
exercise oversight of Agency activities by means of inspections» surveys» training»
review of directives and guidelines» and advice and counsel. These activities and
Secretary of Defense (lntelli Oversight) described in the enclosure.
~
OEL F. BRENNER
Ins~cto~r\l ~ .
~ (lett! /,,~v~~
~ROBERTL.DEITZ
General Counsel
(U/fi4'OUO) I concur in the report of the Inspector General and the General
Counsel and hereby make it ~~ER
Lieutenant General, U. S. Army

End:
This Memorandum is Unclassified DERIVED FROM: NSAlCSSPM 1·52

DATED: 23NOV04
Upon Removal otEnclosure
TOP SECRET1YCOMINTI1NOFOKN1/20%811!3
·.DOCl:D: 3562062
Tor SItCRf:TiteOMIN't'ffNOfORNf/i9399=798

a. (O//SITDuring this quarter, the Office ofInspector General (DIG) reviewed
issues presented were routine and indicated that the operating elements .~.~·),,!(b)(3).P.L. 86·36
understand the restrictions on N$AlCSS activities. ,,/ '
/,,:::;7 !
r--------,,,.......=-----,,./.'/ !
!
I
I com:Qleted a joint inS~ecti(m_ - ~
-Tlie- inspec on am. oun a some personne w 0
not have access to the Sensitive Compartmented Information Facility (SCIF) had
not received initial intelligence oversight training. NSA OIG will monitor this
deficiency through correction.
c. (U/fPOUO~ The OIG conducted an inspection of the NSAlCSS Representative

Pacific (NCRPAC). Three Intelligence Oversight (10) training weaknesses were
documented and quickly rectified. USSID SPOO18 (formerly USSID 18) training
was added to the training program, recording keeping was automated and the web-
based training was standardized for all NCPAC divisions.
d. (U{/fi'OUO) A special study of the NSAICS .- ~ ~ ~,/ / \

revealed deficient training accountability. Only 61% 0 / ~ ~ or orce. a ,
received the required 10 training in 2004, and a~j)~1itudypublicati0l}{trainin,
compliance has risen to 84% for 2005. Th~liicks a formal trackin~and fono~-
up system to ensure 100% training ~ompTiance. NSA DIG will monitor this \
deficiency through c o r r e c t i o J ! . / / · - - / \
~~ / \
e. (U/IFOU9lkfOU;;~-up inspection of th
I land NSAlCSS Representativ .........~-
training and documentation weaknesses L.,ci~T"7""in-o-u-r-l::;-;3~S-ep-t:-e-m'"er 2004 report have
been strengthened. Training and documentation procedures have been
standardized and managed by an appointed 10 Program Manager..
Derived From: NSAlCSSM 1-52

Dated: 20041123
Declassify On: 20300706
Tt)P SECn'f7'l'et)~IIN'f/mOPORNIt'!6366966
DOCID: 3562062
lOr S:r:CR£T7ICOMINTJlNOf ORNJl20300 706
(€IlBI)..:rhe NSA Office of General Counsel (OGC) reviewed various intelligence

The aGC advised Agency elements on a number of questions, including the
collection and dissemination of communications ofor concerning U.S. persons
Foreign Intelligence Surveillance Act (FISA). With few exceptions, the issues
restrictions on NSAlCSS activities. The OGC did not file any reports with the
a. \ ... \ " \ L\
I lJ \ 1\
I I \ I
P.L.86-36
- -1-1 I
. .", -: : : : ' '-, ' ' ~ ---,r
(l>)(3)·P.L. 86·36
TOP SECRETHCOl\IINTHNOFORNJ!1C13QU70'
DOClO: 3562062
'fOP SECR£TNCO:MINTHNOFORNNi83e8=r96
,
'-----~---;-(-:::c7") ~<,,-,----~~<-_,,-,-------------------
, l,\
(jJidf"----Ul'tt11fPO
(b)(3)-P.L 86-36
u Qf - - - - - J " '----L ........I
\\
.__. ,
8. (-- \
\\
f----- - - -I ~
" (b)(3)-P.L 86-38
- ~
~
~
~
1/
~
~
~
~
!
'" ~
~
II j
~
~
,/
~
~
~ ~
~
II
~ ~
~
~
~
~
~
II
~
-
~
1 yr--;
___
~
~
"- ~
~
\ "- ~r= I r /
r
"-
\ "-
\ "-
"-
\ "-
\~ ~b~.~,n~,;;:;~:n"Qj·'L=============---------------'1
\
'-- ---1\
1£){'I/- j
(b){3)".PL 8~6'- -_ _ _ _ _'~(3).P,L 86-36
" -'__ ro_
\ I
' __ 1
- - - ~I ~ ~_~~~,,
L.. __ ~~~
I Ii
__L,!f
\
, I"
' i
i
-----~----~~--------
'\b)(3).PL 86-36
\
,\
~!~B;.403 -"=====-----;:=======:================:===========~
-,-
-~
I
(~)(3).1~79&- [2J~~ml:l
_r2f- ~~~~~ ~~~~~~ _
(b)~)-Pl_,
\\
\\
6., ..;:..
_:.:.:::.....,.;:--_
"', "J---
- .... ...
\"- (-""'''-------'''>--;;;;['-~----------
',', \ "-
1----~~~----"----2-
'--
""'r-"", ~7-_-_-_--~- __-__~--_-------
1(3)-P,L 86-36
\\' "- "'" t ~ I

\\
-"
\\,
\\
r<)~"-,,'-- .- ~
~
- - - = - :::(ji)(3)-P.L 86-36
~
-o-~~
/
\\
\\ .------------~ I
I
\ \ /I
\ /I
\ II
r
-
[
r
3
DQCID: 3562062
ffiP SECItE'fh'COMIN'fIINO:FORNh'!8386'7'66
/
/1 L- ~ ... ...
_---J~J,,~-
_ ="'"....--...:-;;;.,.;;::....:_ _) " .
[4] no..... "",,~J " 1
.. --_.
_-' .
:L.6EF3&-. - - - - - -- - - - -- -- - - - -
"""""'" - - - - -
-1 I." .'
_.::: ~(b)(1
-
-' ./ !(b)(3)-50 usc 403
(b)(3)·18 USC 798
)
I (b)(3)-P.L. 88-36
(SIlSI1
151 (UIIn.H'1()1 'r'/ j
!
I
------r---",----l r
'-- ~ JI-··-··(b;(3).PL 86·36
[6)
I "-(b)(3),P.L. 86-36
_ _ - - '''1(b)(1)
. (b)(3)·5Q USC 403
(b)(3)·P.L.86-36
(b)(3)-18 USC 798
---
r
L- t'
-.J
r----l71-'~tffil~------- --'----'Ir-----,---~-.:::-.--"_-~~~cJf--(b)(1)
I
"-
"
l
~~~~
/ I "
b. (U:IFOl:JO)I'- ~n= . =.:=.=.::=:.=::=:=:::=:::::==::=::::::::::::::::=="="·(b)(3).P.L 86-36
(1) (U~ ~"---,,,---"-'-

/n'/rO ... ,r-I:....;.......:!======:!---------------------.
~l~~~~~-:;~-r - - _ _ _ _T - - - - - - - - - - - - - - t:-: 1::::::~)B)(3)-PL 86-36
/
/
TOP SeCR:ETl/COMINT/fNOFORNH29399?96
DOCID: 3562062
(b}(3)-P.L. 66-36
TO' SflCItETiICOJ.\IINT,'/N0Ji'61tNfI%tY.'66766
'"
(b)(3/-PbE&16 t._-----------------l-------------.,.------l
--("2r(U~'_______ ~lgl.PL 86-36
8. (S'.lSfj ------,1
~lgT-~-:~;~·-ln.- ..-m-n-b;- (rm'!6HI

[b)(3)·P.L. 86-36
i!
_ _ _ _ _ _~ ~_ _ )-P.L.86-36
J
c.
I
1
I - - - - - - r - - - - - - - - -L1-_-_-_-_-_-_-_-_-_-_-_-_-_-_-_-_ _--It~-7(b)(1)
L-_~ _l~.-. .~. _.. _.._.. _.. _._.._._.._.._._.. _.._.. _.._.._._._.._..__.. _.._.._.. _. . "···~lg1~~~~:
_ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _--.:::::;;;:::=;
... n._.. _ .. _ ";:"
(3) (U)! ~--_:::::::, (b)(3).P.L. 86-36
8,(~'
TOP SE€RETII€9MINT/fN9F9R.'Y~939979'
.DOCiP: 3562062 -,
lOP SECkE IilcOMINT7mOfi'OltNlf2~1t6CJ'66 (b)(3)-P.L. 86-36
\
,r
b. -- -~
)
P)-P.L .86-36
... .!:c~.~~~L_-------------------------...l-~SC403
SC798
86-36
- ....--.-
--" ::=:..- .-"
4. (u) Other Activities /r;;m:-p.L.86-36
\l!!)(1)
(blt3)-50 usc 403
(bl\3l-P.L. 86-36
/ (b)~1.~ usc 798
8. (UIlFOUO~L- I/ \\
====~----------\l\
\ \
1
T9P SE€R-E'PHC6MIN'f/~r61tN1f1030G70d
D,QCID: 3562062
T<1P SECn'f'iIC6MIN't,>?NOFORNIl19399996
~j(3}-P:t::-86-36_
\\\ -"-
\\\r----- --==----=----------------------,
\\'lj-----------------r---=--..::::;;....=~-=-_=__--_,__-----=-...:::....::........j
. I - - - - _I "'-(b)(l)
(b)(3)-50 usc 403
\ -I (b)(3)-P.L 86-36
\
(2) ~
- - -- - 1
-- -- - )-50 usc 403

)-P.L 86-38
)-16 USC 798
I -.
·!lb)(3)-P.L 66-36
j
'J(3l.P.,L. 86-36
»Rl --"""--'"
c. (U./,T"OI:JO~ I
»(31'~ USC 403--
-"--- ......... ,-
'"' " 1
~ I
" I r -(b)(l)
(b)(3)-P. L 88-36
d. (U) Assistance to Law Enforcement
\ '\
\ '\
\ '\
e. (U) Working Aids
UI. eSIDO
't'or S~CRE't'i1'COf\IIN't'7'ffl6F6RNfI!8388'66
..
SECURITY CLASSlFlCAlION

DIRECTOR / ' IEXREG CONmoL NUMBeR 1-/~/7C; I\~CW5~~~~BER
ntRU ~ ACTION EXREG SUSPENSE
---....Diii'iro~IR_--=.::f!SL:;..........,,_D_S_E_C_RE
SUBJECT
___ T~
_T_-----=--=--------1 0 APPROVAL 1-:-=::-::'= ==-----
KCC SUSPENSE
(UtI:POU<».Qu8rterly Report to the Intelligence Over- I!J SIGNATURE
sight Board on NSA Activities-Fourth Quarter FY05 0 INFORMAnON ELEMENT SUSPENSE
D1SlRIBunON
SU....ARy
PURPOSE: (U}I¥OUO) To forward to the Intelligence Oversight Board (lOB) of the
BACKGROUND: (UJWOUO) Executive Order 12333 and Executive Order 12863

and Inspectors General, respectively, to report to the lOB on a quarterly basis conceming
known to them, unless the President has specifically instmcted that the Board is not to be
known to him.
pproved for Release by r'~SA 0

This document may be declassified 6-01-2009 FOIA Case #4910
and marked "UNCLASSIFIEDi1Por Offitial Use Oftly"
upon removal of enclosure(s) ...... ,:;:::llht( 3 ) - P • L. , 86- 3 6
......,,""""/" ./ '"", ,,/" /" Ii' '- >
00ADlN' < 'il <:"
c AT1ON(NJPROVA~/"
.--,.. c'"
"
NAME AND DA~.. ,- ~~:
OFFICE NAME AND DATE . ..-/,.
/
~ ~;:t~ OFf.~E
Il. 2('11'
Robert L. Deitz ~'
\I)'of §548s I!D ~
.' 0:> I Q63-_7.XIJ
GC(O) A~.
~/
31218 "/
10 JoelF.Brenner ~ 35448 .I"
DIIO
~"W- \
35448 / /
AIOHO) 3544&
.., I
,.
ORG. PHONE (5eGUr8) DATE PREPARED
963-2984 22 November 2005
r
FORM A6798 FEB 94 DE
Dll
: 1'I:>,'IICSSM 1·52 SECURITY CLASSIFICATION
DATED:~N~m~2~ 1_.
NSN:7~FM~1~5
DECLASSlFY ON: 20291123
DOCID: 3562061
'.
14 December 2005
SUBJECT: (U//FOUO) Report to the Intelligence Oversight Board on NSA

(urnrouO) Except as previously reported to you or the President, or

thus required to be reported pursuant to Section 1.7.(d) ofExecutive Order 12333.
(U/fFOUO) The Inspector General and the General Counsel continue to
other data requested by the Bo or members of the staff ofthe Assistant to the
Secretary of Defense (Intelli c Oversight) e described in the enclosure.
(U/fPOUO) I concur in the report of the Inspector General and the General
Counsel and hereby make it O~~ER .
Lieutenant General, U. S. Army

End:
DERIVED FROM: NSAlCSSPM 1-51
DATED: 2JNOV04
Upon Removal of Enclosure DECLASSIFY ON; 20191123
':fOP 8ECRH'f;1C0MIN'ffJNOPOftN{~929iiB8
DOClD: 3562061
,}:OP S~CRBTh'COMINT{fNOF~lIMR
1.(U) INSPECTOR GENERAL ACTIVITIES

a. celtS!) During this quarter, the Office of Inspector ~neral (OIG) reviewed
various intelligence activities oftbe National Security Agency/Central Security
issues presented were routine and indicated that the operating elements understand
the restrictions on NSAlCSS activities. .I (b)(3)-P.L. 86-36
r-~---~-----_/
b. (U/WOOO) The inspection of thel r~nducted in
August 2004 was closed with both intelligence oversight (10) findings rectified.
Reporting feedback was provided and 10 program processes were documented to
ensure program sustainability.
2. (U) GENERAL COUNSEL ACnVlnES
(0/1S1) The NSAlCSS Office of General Counsel (OOC) reviewed various intelligence
with applicable statutes, EOs, AG procedures, and DoD and intemal directives. The
OGC advised Agency elements on a number of questions, including the collection and
dissemination of communications of or concerning U.S. persons (USP); the reporting
of possible violations offederal criminal law contained in signals intelligence
(SIGINT) product; the testing of electronic equipment, and the applicability oftbe
Foreign Intelligence Surveillance Act (FISA). With few exceptions, the issues
presented were routine and indicated that the operating elements Understand the
restrictions on NSAlCSS activities. . th ri of em 10 ees
a. ("'fSI{SI~ ----~--
Derived From: NSAlCSSM I-52

Dated: 20041123
Declassify On: 20291123
't'op SECR£T,'/eOMitH//t~OFOIHU"MR
DOCID: 3562061
I} UP SECKE IJJCOMmTm~OIiOItMIIMR
/
I
I
/
/
i
/
/
i ----{ 1
/
L,,::::;.:;;;;;,:;-;;' -I
/I .'
+ ::i!i)(1)
(b)(3).PL.86-36
(b)(3)-P.L 66-36 ""
b ~BI(sg
) ::
. I
,I
/
/ (2). {U)!
/
k"- \1>)(1)
(b)(~.L B6-36
.'. ..
"- .. / ..
! / .- -q I /
'
I I \~ \\\
;' 8.
/ /
./
I I III \ \ \
i /
/ I I III \ \
.I /
/
/ I 1\\ \ \\
/
!
/
I I I \II \ \
/ I I III \
/
/ / I III \
/ /
./
/
I "
./
i / ,--- /
./
~ I III
,/
1/ /.,~~:L!!6-~ ! \ \\
//
:,-,/,,/
,./
'~'" - ........... \II
":,
"
"
~'.
$;}(3)-P L 66-36 \II
..,~. b. (U,...·....,...,....,.., ..-
./
./
/ \1 \
\~ .. /
/ ,,'- ~ "i ...-II-\-- -'"1(b)(1)
/".
\"\"- / / __ -:~'.-~I (\
(b)(3)-P.L 86-36
i
..... "-
\"\ /
/'
/
/
7
I
-- --
- /' ~- 1--1 I ]
- - - -/
\ "\ "1
I
./
I ," \II
---
/ ./
\
- c::-
/'
/ t ./ I " I "-
l~ I 'I \ I
/
/
/ I
1/ / I I \\ I
! \ .
f ! I \ \
\
i il
.- .-
b. ,.& I I I
I I
I \
I I
I \
I I
\
I
I
2
'"
"- .- '- "-. .. ..
-"---j
,1/
1/
"
TOP SECRETHCOhH~H'NtcOFO~cNMR (b)(3)-P.L 86-36

DOCIp: 3562061
tt)(3).P.L.86-36 1UP SEClU!T7lCOMnQ"""Q()f'Oltlt//MR:
\\1 ~ ~ -J
b. (UNFOUO~ I
(1) (U)! .....Jf- _----===:=:~~~:~~3"~~~"" '.
..~ .. ~. ~.
'" "'.>.
""
~(~mL====:=:~==::=================~"~"~~:::':-]-"-"(b)(1) !(b)(3).P.L. 86-36
j
I
i
\:
"" "\.
(2) Wi """'\-
a. (SffSI'>JL-
.. ------
~ !
1- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
b. (CffifI8I~
r-----"~~:;:.;.:::.=L---------~--L-~-------~---
I '-
1--- I
i-..~"~'
(b)(1)
(b)(3)-50 usc 403
(b)(3)-P.L. 86·36
3
1or ScCIU!T/tc~f\im('f//f.OfORNi1MR
DOCII?: 3562061
'fAp 85CKE'fIlCOMft4'flft40FORNifMR
----:V~.,~L~-_-_----_-_-----r . -.-..-.-.·-·.
(U~~=============================----I
Tti)(3).P.L 86-36
(3)
a. ,,.. "n~, r
(b)(31-P.L. 86-36
4. (U) Other Activities --/!m;'L""" I:L~

8. (UIfFeY~L_ _~ I---·- / I "" .. ". . i . usc 798
(t1l.·.N
\I \ e\
-~~~~~~;C=======r=~~===========~\\~\
-~--l_~J
L___________ ~_---, \~
\\ \.i
(2) ============~__=_======:J\
r
l_
4
'FOP SEeR:ETNeOMlNl'/ft~OFO~~{{MR
.
DOCID: 3562061
. . V;»(3)-P.L. 86-36
TOP SECRETNCOMINTlfNOFOR:t4f1'/MR \
\\
L---------L--~---------I\
\
\
l(b){1)
~b)(3)-50 USC 403
- - - - - - - - - - - - - - - - - - - - - - - -..... lb)(3)-P.L.86-36
_ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _I'~)(3)-J8USC796
l
.-
-~-~~!!ffl~
--....!(ili
h:l
i\1
Ii
il
i!
!!
i!
I!
!\
iI
ii
Ii
L
b) (T8ilStlfKli')
--============== !
i!
I
I
I
I
I
I
I
I
I
I
I
I
(c)
.- 1
5
TOP ~r;CItl!T/lCoMllq,.!I'tqOPOR:tqllMR
DOCID:. 3562061
:
TOP ~:EeltEf/fCOIdfNTIfNOFORN{/MR
.1
JI I
v
(b)(l)
c. (UftPOtJ~,- ---,f-··_···_;~(~~~~_.-._
. "-,,
. _.- "-- .. ...
(b)(3)-SO usc 403
(b)(3)-18 USC 798
(b)(3)-P.L. 86-36
,-~ ,~ / \
,, " "-, "-
,
1/
I
'>
" "- , , I
\
"
I
I
\
I
" ~
"-
"-
"-
I
.,"'"(b)(l)
(b)(3)-SO usc 403
d. (U) Assistance to Law Enforcement (b)(3)-P.L.86-36
(b)(3)-18 usc 798
(S/ISI)I
I -_-_-_-_-_~-_-_-_~-_-_-_~-_-_-_-_-_-_-_~-_-____l---.-I---.'._-. -.l6i-\-(~--·:-:C-;--3~-··--···---···_-·-·--···----:=------
e. (U) Working Aids \\ ..-- . " ".__.

. \.~
I
(U::::~:The SID Office of Oversi:t and com\~'.anee mai~~in~,--=_--=----:-::~__
on its web page for use by the
N nterprise. The E.O., NSCSS PolicY umber 1-23, DoD Regulation
5240.l-R, and USSID SPOOlS are also available on-line.
6
'fOP 3Eeltffi'N€OttfR~1¥I+~OFORl~llMR
Daere!'.' '!,!';~Wfj/a"''''!1
SECURITY CLASSlFlCA~
-:TH~RU~~~~~~~~~~~~=::=-
D/DIR A"'J~
SUBJECT "~
J0AC~ APPROVAL EXREGSUSPENSE
KCC SUSPENSE
(U/WOUO) Quarterly Report to the Intelligence Over- ~ SIGNATURE
sight Board on NSA Activities-First Quarter FY06 0 INFORllA11ON ELEMENT SUSPENSE
DlSTRIBU11QN
SUMMARY
PURPOSE: (U/IPOUO) To forward to the Intelligence Oversight Board (lOB) ofthe
for Intelligence Oversight (ATSJ)(IO», NSA's quarterly report on its intelligence activities.
BACKGROUND: (U/WOUO) Executive Order 12333 and Executive Order 12863 ~

require Intelligence Community agency heads and Intelligence Community General Counsels \
and Inspectors General, respectively, to report to the lOB on a quarterly basis concerning "
known to him.
/ \
OFFICE NAMEAND~ ...;~~/" "0fF,1CE \ NAME AND DATE ~~~
Robert L. Dei4--
I
•
GC ~
J1fY..-'7
.-r
'1
--:. 5548.)1 ../
""" ./ /iXJS I I t91::J1/ 3.:JtJ/
AGC(O) /~1/2Y8 /
IG Joel .ft'. Brenner t"l'" .. --35448/
DIIG 354js'
r""
AlG<IO) '<:i1/3 jcJr,q. "~48
I
/
ORG. PHONE (Secure) DATE PREPARED
\ DIl 963-2984 10 February 2006
""
FORM A6796 FEB 94
NSN:7~M~1~5
DATED: 23 NOYember 2004
SECURITY ClASSlFtCA110N
.DOCI:D: 3562060 TO
-- :ECRETJl<JOMfN'f}'/NOPORNi
f"ORT GEORGE G. MEADE, MARYLAND
--
207l5~OOO
~811Z3
28 February 2006
SUBJECT: (utfIi'OUO)- Report to the Intelligence Oversight Board on NSA

(UIf:POUO) Except as previously reported to you or the President, or

thus required to he reported pursuant to Section 1.7.(d) of Executive Order 12333.
(UlIFOUO, The Inspector General and the General Counsel continue to
exercise oversight of Agency activities by means ofinspections, surveys, training,
other data requested by the B d or members of the staff of the Assistant to the
Secretary of Defense (Intellig Oversight) described in the enclosure.
. 4<
7 A
(UHFOUO) I concur in the report ofthe Inspector General and the General
Counsel and hereby make it our re~z,
~:P~R
Lieutenant General, u. s. Army

End:
Quarterly Report
DERIVED FROM: NSAlCSSPM I-52
This Memorandum is Vaclusiliecl
Upon Removal of Enclosure DATED; 23NOV04
TOP 8EC~TYfCOMfN'fHNOPORN/IB8B911B3
.DOCID: 3562060

a. (ClttSl) During this quarter, the Office of Inspector General (OIG) reviewed
applicable statutes, Executive Orders (E.O.s), Attorney General (AG) procedures,
and Department of Defense (DoD) and internal directives. With few exceptions, the
understand the restrictions on NSAlCSS activities..---!W(3).P_L. 86-36
-- -- / l"-
b. (UIf!1~~ ~_ _~:---- ~~::....::~~_--:~/ ~~\\~
I'""""""'t=h;.::::.e~O~Io>:::G:..:h~as==:..:b~e~~~==:..:~~~of=-:t:=;he
a~$s..t-o-SignalsIntelligence ( G i·) by
eob'actives of the s . al st,O.dy ind~de
e mumng w et e - at ~,*e
SIGlNT have the proper authorization to receive SIGINT, have been provided \\\\
.
gwdance on how to properly handle and use SIGINT, and have adhered to the \\\\
\\\ \
authority of E.O. 12333 and related directives regarding awareness, protections, \\ \

and reporting of U.S. person information. The study results will be reported u~~\ \
completion. \\\ \
C. (U1W6UOj,-_~
- d.
-- _
,
-::::::.::""'·"~)(3)-P_L_
-
\
66-36
i,
\
..-:::;;:: ::;::::.:::::.::=". Derived From: NSAlCSSM 1-52

ibii;p:L. 88-36 Dated: 20041123
(b)(1)
(b){3).50 USC 403 Declassify On: 20291123
TOP SECRE'f/tCOro1fN'f;'ft~OFOR'~N293el129
DOCID: 3562060 .,.--.·'1bl(1}
,.--' \bJ~.L. 66-36
l'eP SECRE'fItCOtvtHH:ffl~OFORt~H26~..J2'· ~)(3)~~403
/ < < / /// \ " '" I
j }"
IOther weaknesses were I
.
found in training and program management. NSAlCSS OIG willmonitor the \. I

dfi ' : hr h .
e ClenCles t DUg c o r r e c t i o n . · - - - . . _ _ _ . . ---.. \ \ i I
......................... ... i
.---..... \.!
.-=--;;;.=-=~=~u;.;;;arte=r=.....;;;;;fi.;:..;scal=_
r-
.. e~ar=...;2:;.;;O...:.O..;;.5~(r:;.;;e:£,.;;"ort~d::,;a,;.;.te.;:..;d~l7;:;;;;::~:, b)(3)-P.L. 66-36
~~~~lfi:oJII_--~~~:...;....=,.=..=_:_~-l
inspection of th
Action has been '=co=:m=pr:e:r:=-::rr:~r==e=1:Z=-Tr-:e~w==-r.::::Ce~s==s-:-ln:=-:Clr=-:lCr:::::8J!'=D:-:-m=g=-=p=ro:::":gr=a=m=-,--;;w=~.
r
has been amended to provide intelligence oversight training for personnel whodid
not have access to the Sensitive Compartmented Information Facility. {b)(3J-PL 86-36
(~I) The NSAlCSS OGC reviewed various intelligence activities of the NSAlCSS
to determine whether they were conducted in accordance with applicable statutes,
EOs, AG procedures, and DoD and internal directives. The OGC advised Agency
elements on a number of questions, including the collection and dissemination of
communications of, or concerning U.S. persons; the reporting of possible violations
offederal criminal law contained in SIGINT product; the testing of electronic
equipment, and the applicability of the Foreign Intelligence Surveillance Act
(FISA). With few exceptions, the issues presented were routine and indicated that
the operating elements understand the restrictions on NSAlCSS activities.
3. (U) SIGINT ACTIVITIeS
a. 1Sf/SI~,-- 1-- __ - ..
(1) (U)! I--p--- -·----·=.~~1~~::~~~~.~ ,.-- \ ~."- .. ~.~

/ ..' ".:~"'''_ .~. ...-<,..- (b){1)
>.".
-- --
-P.L. 86-36
a. , /
\ ~ "- /
/
"
-- -- -- r'-- "-1/
...- \
...-
/
-- --
-- --
\
...-
...-
"
/
...- --
-- -- --
/ \ "-
/
/
-- -- \ "-
/
/
-- -- -- -- \ "-
"-
-- -- --
/
,
-
I "
/
f- - - - -
I I r'-'~J(1)
(bJ(3)-50 usc 403
(b){3).18 usc 798
(b)(3)-P.L. 86-36
2
]:OP gI1CRETHCOhtftffllfvOmftJfliZ0301129
_,DOGID: 3562060
b. €81/SIj,-~ ---,
'-- f::'~,,:/ ,/ /
.. .....-' ,/ /
-------1//
(2) (U)I /
,/
.../
/~);1)
(b)(3)-P,L 86-36
,/ ,'/
/' /,/'
.~- IT
/I
[21iClJS:QL ~ _
l'--- ~___ --h~-l-::;:/

(-----------------i//j, ---::",/~ '. . ,". . ", , '~'"
J I Ii / / "')(1)
b. (UiJIIOtJe~L.-_____________r- -"'-"'-{;(3l-PL 86-36 u
~~:~ ~~ ~~~
(b)(3~, 86-38
(1) (U",I~~ ,I ' \ ~ "\~""

/ '-----,---- \, "
-=
/
/ (;:t) I \\
/
Ar--_-'-I
/ ,/lr----
.//
1
///---r----------------------------,--I-----...L------~---'I.-,--"-,
=-:(ih>'b)(m'l)
~i~'::§~:_~L..",=-~---------------L------~----------' (b)(3)·P,l,86-36
(b)(3)·P,L 86-36
r-----J (h) 1'C'l1lC"T'\1
.D1....f::t:ittt2:l:::f:L-
_ _ _ _ _ _ _ _ _ _ _ _ _ _ _---"-
r---
r-
_~
;,.,,-,,'-"'(1»(1)
1
/-. (b)(3)-P,L 86-36
I ------'--1_ _ --'-l-_-,~_ ________'_I ]

r.,----~l--- - --
3
'fOP SECftEfIlCOt.lIl'HlltiOFORNH2939 1129
.noe-;rn: 3562060
roP SECRETJlCOMftQ'f,'ft,OFORUH29Je'"1129
/'
tl)(1)
../ )(3)-P.L. 86-36
'(3)-P.L. 86-36
'" '"
"'".
-1- - - - - - - - - - - - - - - - -- - - - - - - - - - - - - - - - - - -
1---------'----- .
b)(1)
b)(3)-50USC 403
b)(3)-P.L 86-36
b)(3)-18 USC 798
R!o.l(3)-P.L.68-36
(3) ( U ) I r - - - - - - - - - - - - - - - - - - - - - , 1 \.~"
\
\
"
\
4
TOP SECREll'fCOMlJ'H/fUOfoRt,HZe391 e9
DOCID: 3562060 O>\(3).P.L. 86-36
' '-,
'"""
/~)~
/ ~)(3W1 usc 403
4. (U) Other A c t i v i t l e s / l~~)'f~~
/'/1i>1(3ld'.L 66-36 / i ' , , ''.
8. (U/JFOl:lo>1 _ _ --'~//// // -"'- ';"Y:::'. \ ".,,' , , -',
'" "-
",~
, ,
(1) ~.~
(
7
,
/
I "-
"-
I / '-
/ / "-
/ / "-
/ /
"-
/
"-
/
"-
/ / "-
/ / "-
/ / "-
/ / "-
// "-
//
"-
"-
/ "-
1//
~--
r /.~~·>/i
5
TOP ~~Clt~;7'ct)Mn"f/f!~ot'0ftlt'''%636t l~~
DOC+D: 3562060
TaP SECRET "COfi>HtITIH'~OFORtW29J9:J 1_9
? /';;::;;"~(')
/ !~,I,.
,50 usc 403
'~\ill~SC
//>-- 66-36
Ii • / / _._/' 796
...-., ...---,/ / !." ". '" '.. '
...
.--.' L : ~~
.-
~:~~: .-=_.-la ,..,.r,~
-- -- -- .- I II HI \ \ \ \ "-"
"" "-"
~
\\ .~ 1 - --
.
-~-
...- -- -- .-
.- I /I 1\ III \ \
\\ " "
" "~ .::: "
-- ;;. -::::. -- .-
.- I /I II \\1 \ \
""
\\ '--
- -- -- - - -1 -
I
I
I ;; " "
1\ II I I \ \
\\ " ""
(bi{lr-~L
\-- - - -
"r--
-1 I
1 I II II 1\ \ \ \
(b}(3)-P.L 86-36 \ I II 11 \\1
n,
\ \
J
J j
! l'
Ii
II
II \\, \ \, \
\.
(b I II 1\ \\ I \
1\ \ II \
I
I
"
II 1\ III I
I II II III I
I II 1\ III I
I II II I II I
I ,I I\ I II I
~)I
: ~ . , "
" I
(C' 1..;L
I I I 1\ \ \
I I I 1\ I I
I I I I I 1\
I J I I \ \ I
I I I I I I
\~
I I I I I
I I I I \
(iI), I .......
.1 I ,I t \ \I
I I I t \
I I I I I
I J
, \ \
I I I I \
I
I
I I
I I
,
\ \
\
I I I \ \
,
I I
-rr-=---
_:::::"'-,4'
k\=
/'
;
-::::==::rT--
- -- -- - . .1i
/' 1"\
-" _ -- --- I /'/'..l.l!

.. , ,
...
"'-"'-" "
, /"
/'
/'
J.A
I \
\
6
TOP SI!CReT/lCOM~lT/fNOrOltlm26j(H) %,
DOC~D: 3562060
~p ~ECItE'tWCOf'onHThl40FO~4fI26:'fffl1
;tlj
r--------------LI---_~~~~~-~~~~--~~__J\
..) (b)(3)-P.L. 86-36
-~(b)(1)
i(b)(3)-SO USC 403
b. (UlfFeI:J~,-- I\ ,(b)(3)·PL 86-36

j(b)(3)-18 USC 798
r_ _~----!--
c. (U1IFey~,- I·"
(b)(1)
(b)(3)·P.L. 86-36
. ,ft. ....., I "

\
'" (b)(3).P.L 86-36
d. (U) Assistance to Law Enforcement
f
(Sf/SI~ J::::::~b)(3)-P.L 86-36
_
------------------------------.L-
..--···-,-"...··---::::-..'/ --J/ ,1'
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - 1I ./ ./ i/
,
(b)(3)-PL 86-36
/
''''. e. (U) Working Aids .// /
"
'-''- (J) 1lJi1ti'61101 TbeSID Office ofOmTliPbt ami CoPm1i/on-.e.r' ./ /
r
i use~~:;NSAlCSS Enterprise. The ;'~:. NSAlCSSM:;um~~~:;~=: for
Regulati<in{i240.l-R, and USSID SPOOlS are also available on-line.
".
(2) (UflPOUQ)l1le NSNCSS NTOC created and implemented Standard

Operating Procedur~(SOP) governinl! SIGINT and Information Assurance
activities for the NTOcl J
The SOP contains handling and reporting
procedures governing the NTOC activities that affect U. S. Persons.
7
Tot' ~~eltI!ThrOMn''f111'0f02tfvii26361] 2~

CREW: Department of Defense: Central Intelligence Agency: Regarding NSA Reporting Requirements: Response

Uploaded by

Document Information

Copyright

Available Formats

Share this document

Share or Embed Document

Sharing Options

Did you find this document useful?

Is this content inappropriate?

Copyright:

Available Formats

CREW: Department of Defense: Central Intelligence Agency: Regarding NSA Reporting Requirements: Response

Uploaded by

Copyright:

Available Formats

DQCID- 35~~~~

NSA STAFF PROCESSING p.,r.;. 13595 •

-;::;;D;;-;IDr;:I;;;-R~~_'\_' -:.,_E_XE_C_ID_IR_~_'_~~·I-"_,'_'{j_':b --l 0 APPROVAL

SUBJECT,: . KCC SUSPENSE

BACKGROUND: Executive Order 12333 and Executive Order 12863 require

RECOMMENDATION: Director sign the enclosed memorandum.

DECLASSIFY UPON REMOVAL OF THE ENCLOSURE(S)

OFI=ICE NAME AND DATE <>~NE OFFICE NAME AND DATE

IG Ethan L. Baull)4n~J! ;, ~) i ~ 35445 /

9!'iG. PHONE (Secure) DATE PREPARED

run... nv. ~y h_~· M 123-2 SECURITY CLASSIFICATION

MEMORANDUM FOR THE CHAIRMAN, INTELLIGENCE OVERSIGHT BOARD

THRU: Assistant to the Secretary of Defense (Intelligence Oversight)

SUBJECT: (U) Report to the Intelligence Oversight Board on NSA Activities ­

(D) Except as previously reported to you or otherwise stated in the

Lieutenant General, USAF

Director, NSA/Chief, CSS

1. Inspector General Activities

a. (U/1I'6UO) During this .~ lheQfliC~ ofinspector General (OIG) re­

r--J;c~. -ft~~~~~-A.nJN~S~AIC~·~S~SlJOQDIGl·1:];ea~n.J;c:QU0nducted an 10 inspection of

d. (U/J'ti'OU~ An NSNCSS OIG team conduct~dan-i~~p~~tiOnoith~L...,,_~-l

t at t e organizatIOn i not ave a orma program to ensure t at all its person­

e. (UI/FOU~ The NSNCSS OIG has begun a Strategic Assessment of In­

2. General Counsel Activities

a. ce]'/COMIWT) The aGe reviewed various intelligence activities of the

! f / / '-'-,- / "'_~" ~~~::-::::>.-

'~~"~N-' I I1.-..---.--::::::;;;="; ~)(3).PL 88-36

(b)(3)-PL 86·36 ......-~

(ut, "- N' 'I

-.. -.. ... -..... ...

...., " ,....

(b)(3)-5Q usc 403

__________________________________ (b)(3)-P,L 86-36

______ Eep_s_/;_/e_O_!_dI_?_~_;_II?_R?_)_I_~I_-_-_-_ _- -_-_-_- ~·~.,".. 'M.~

(b)(3)-18 USC 798

4. (U) Other Activities '\b~~3)-P.L. 86-36

1. (U/!F'Ot181-This is our formal announcement that the Office of the Inspector

• differences and similarities of I/O programs within various Agency elements;

3. (U/~e will be contacting the IG liaisons in each Key Component to make

OPTIONAL FORM NO. 10

U:-"TLA.5SIFIEDIIFOR uFFlC1AL UsE OXU'

MEMORANDUM FOR JAMES BAKER. DEPUTY COUNSEL. INTELLIGENCE

SUBJECT: (U/~ NSA OGe Assessment o~

(b){3}-SO usc 403

(1))(3)·50 USC 403

(b)(3).18 USC 798

DPCID: 3562084 SEC~'f"/COMIN'fIfXl (q)(3)·P.L. 86·36

DPCID: 3562084 SRCRE'fY/CO~ftN'f}lXl (\>)(3)-P.L. 86-36

(~)(3)-18 USC 798

<tl)(3).18 USC 798

(b)(3)-50 USC 403

(b)(3)·18 USC 798

(i)i(3T-P.c-68>S&-­ __.__,. __. ._________ J

.... '1i OP SECkEl//C:eH!!Pll/f181

NSA ST¥F PROCESSING F".&?4S18 •

AC110N EXREG SUSPENSE

BACKGROUND: Executive Order 12333 and Executive Order 12863 require

RECOMMENDATION: Director sign the enclosed memorandum.

DECLASSIFY UPON REMOVAL OF THE ENCLOSURE(S)

AGC(O) .#" J2)s ./ (b) (3) - P • L. 86-36

ORG. PHONE (Sec:ure) DATE PREPAREO

FORM A6796 FEB 94 DERIVED FROM: NSAlCSSM 123-2 secuRITY CLASSIRCATJOH

NATIONAL SECURITY AGENCY

CENTRAL SECURITY SERVICE

SUBJECT: (U) Report to the Intelligence Oversight Board on NSA Activities

a. (U/1I'6UO) During this .~ lheQfliC~ ofinspector General (OIG) re

d. (U/J'ti'OU~ An NSNCSS OIG team conduct~dan-iptiOnoith~L...,,_~-l

t at t e organizatIOn i not ave a orma program to ensure t at all its person

e. (UI/FOU~ The NSNCSS OIG has begun a Strategic Assessment of In

(i)i(3T-P.c-68>S&- .,. . ._______ J

SUBJECT: (U) Report to the Intelligence Oversight Board on NSA Activities

SUBJECT; (U//FOUO) Strengthening the DO-OGe Partnership