Geometry, Topology
and PhysiesContents
Preface xi
1 Background in Physics
1.1 Path Integral and Quantum Field Theories 1
1.2 Gauge Theories 10
1.3 Magnetic Monopoles. 4
14 Instantons 7
1.5 Orders in Condensed Matter Systems 19
1.6 General Relativity 7
1.7 Berry's Phase. 29
1.8 String Theory 30
Problems 1 33
2 Mathematical Preliminaries. 38
2.1 Maps 35
2 Vector Spaces. 43
2.3 Topological Spaces. 48
2.4 Homeomorphisms and Topological Invariants. 33
Problems 2 59
3 Homology Group: ol
3.1 Abelian Groups Ql
3.2 Simplexes and Simplicial Complexes 66
3.3 Homology Groups of Simplicial Complexes 69
3.4 General Properties of Homology Groups 84
4 Homotopy Group 89
4.1 Fundamental Groups 89
4.2 General Properties of Fundamental Groups. o4
4.3 Examples of Fundamental Groups 99
4.4 Fundamental Groups of Polyhedra. 102
4.5 Higher Homotopy Groups 113
4.6 General Properties of Higher Homotopy Groups. 116
4.7 Examples of Higher Homotopy Groups 119
4.8 Defects in Nematic Liquid Crystals 121
4.9 Textures in Superfluid 3He-A. 125
Problems 4 128
5.1 Manifolds 130
5.2 The Calculus on Manifolds 140
5.3 Flows and Lie Derivatives 150
5.4 Diflerential Forms 137
5.5 Integration of Differential Forms 164
5.6 Lie groups and Lie Algebras. 167
5.7 The Action of Lie groups on Manifolds 77
Problems § 1856 De Rham Cohomology Groups...
6.1 Stokes’ Theorem
6.2 De Rham Cohomology Groups.
6.3 Poincaré’s Lemma
64 Structure of De Rham Cohomology Groups. 198
7 Riemannian Geometry
7.1 Riemannian Manifolds and Pseudo-Riemannian Manifolds
7.2 Parallel Transport, Connection and Covariant Derivative
7.3 Curvature and Torsion
7.4 Levi-Civita Connections.
7.5 Holonomy
7.6 Isometries and Conformal Transformations
7.7 Killing Vector Fields and Conformal Killing Vector Fields
7.8 Non-Coordinate Bases
7.9 Differential Forms and Hodge Theory
7.10 Aspects of General Relativity and the Polyakov String
Problems 7
8 Complex Manifolds
8.1 Complex Manifolds 265
8.2 Calculus on Complex Manifolds. 273
8.3 Complex Differential Forms. 217
8.4 Hermitian Manifolds and Hermitian Differential Geometry 281
8.5 Kahler Manifolds and Kahler Differential Geometry 287
8.6 Harmonic Forms and f-cohomology * Groups. 292
8.7 Almost Complex Manifolds. 207
8.8 Orbifolds 300
9 Fibre Bundles...
9.1 Tangent Bundles.
9,2 Fibre Bundles
9.3 Vector Bundles.
9.4 Principal Bundles 318
Problems 9 328
10 Connections on Fibre Bundles ..
10.1 Connections on Principal Bundles 329
10.2 Holonomy 339
10.3 Curvature 340
10.4 The Covariant Derivative on Associated Vector Bundles, 346
10.5 Gauge Theories 354
10.6 Berry's Phase 304
Problems 10 371
11 Characteristic Classes ..... :
11.1 Invariant Polynomials and the Chern-Weil Homomorphism,
11.2 Chern Classes
11.3 Chern Characters.11.4 Pontrjagin and Euler Classes 389
11.5 Chern-Simons Forms 397
11.6 Stiefel-Whitney Classes. 402
12 Index Theorems.
406
12.1 Elliptic Operators and Fredholm Operators 406
12.2 The Atiyah-Singer Index Theorem al
12.3 The De Rham Complex 413
12.4 The Dolbeauilt Complex als
12.5 The Signature Complex 47
12.6 Spin Complexes 4
12.7 The Heat Kernel and Generalised z-funetions 404
2.8 The Atiyah-Patodi-Singer Index Theorem 429
Problems 12 433
13 Anomalies in Gauge Field Theories. 434
13.1 Introduction 434
13.2 Abelian Anomalies 435
13.3 Non-Abelian Anomalies 441
13.4 The Wess-Zumino Consistency Conditions 445
13.5 Abelian Anomalies Versus Non-Abelian Anomalies. 451
13.6 The Parity Anomaly in Odd-Dimensional Spaces 456
14 Bosonic String Theory. 461
14.1 Differential Geometry on Riemann Surfaces 401
14,2 Quantum Theory of Bosonic Strings. 468
143 One-Loop Amplitudes 487
References 492
Index 497Preface
This book is a considerable expansion of lectures T gave at the School of Mathematical and
Physical Sciences, University of Sussex during the winter term of 1986, The audience included
postgiaduate students and facully members working in particle physics, condensed matter
physics and general relativity. The lectures were quite informal and I have tried to keep this
informality as much as possible in this book. The proof of a theorem is given only when it is
instructive and not very technical; otherwise examples will make the theorem plausible, Many
figures will help the reader to obtain concrete images of the subjects.
In spite of the extensive use of the concepts of topology, difterential geometry and other areas of
contemporary mathematics in recent developments in theoretical physics, it is rather difficult to
find a self-contained book that is easily accessible to postgraduate students in physics. This book
is meant to fill the gap between highly advanced books or research papers and the many
excellent introductory books. As a reader, | imagined a first-year postgraduate student in
theoretical physics who has some familiarity with quantum field theory and relativity. In this
book, the reader will find many examples from physics, in which topological and geometrical
notions are very important, These examples are eclectic collections from particle physics, general
relativity and condensed matter physics. Readers should feel free to skip examples that are out of
their direct concern. However, I believe these examples should be the theoretical minima to
students in theoretical physics. Mathematicians who are interested in the application of their
discipline to theoretical physics will also find this book interesting
‘The book is largely divided into four parts. Chapters 1 and 2 deal with the preliminary concepts
in physics and mathematics respectively. In Chapter I, a brief summary of the physics treated in
this book is given, The subjects covered are path integrals, gauge theories (including monopoles
and instantons), defects in condensed matter physies, general relativity, Berry's phase in quantum
mechanics and strings. Most of the subjects are subsequently explained in detail from the
topological and geometrical viewpoints. Chapter 2 supplements the undergraduate mathematics
that the average physicist has studied. If readers are quite familiar with sets, maps and general
topology, they may skip this chapter and proceed to the next,
Chapters 3 to 8 are devoted to the basics of algebraic topology and differential geometry. In
Chapters 3 and 4, the idea of the classification of spaces with homology groups and homotopy
{groups is introduced. In Chapter 5, we define a manifold, which is one of the central concepts in
modern theoretical physics. Differential forms defined there play very important roles throughout
this book. Differential forms allow us to define the dual of the homology group called the de
Rham cohomology group in Chapter 6, Chapter 7 deals with a manifold endowed with a metric.
With the metric, we may define such geometrical concepts as connection, covariant derivati
curvature, torsion and many more. In Chapter 8. a complex manifold is defined as a special
manifold on which there exists a natural complex structure.
Chapters 9 to 12 are devoted to the unification of topology and geometry. In Chapter 9, we
define a fibre bundle and show that this is a natural setting for many physical phenomena. The
connection defined in Chapter 7 is naturally generalised to that on fibre bundles in Chapter 10.
Characteristic classes defined in Chapter 11 enable us to classily fibre bundles using variouscohomology classes. Characteristic classes are particularly important in the Atiyah-
theorem in Chapter 12. We do not prove this, one of the most important theorems in
contemporary mathematics, but simply write down the special forms of the theorem so that we
‘may use them in practical applications in physics
inger index
‘Chapters 13 and 14 are devoted to the most fascinating applications of topology and geometry in
contemporary physics. In Chapter 13, we apply the theory of fibre bundles, characteristic classes
and index theorems to the study of anomalies in gauge theories, In Chapter 14, Polyakov's
bosonic string theory is analysed from the geometrical point of view. We give an explicit
computation of the one-loop amplitude.
would like to express deep gratitude to my teachers, friends and students. Special thanks are
due to Tetsuya Asai, David Bailin, Hiroshi Khono, David Lancaster, Sigeki Matsutani, Hiroyuki
Nagashima, David Pattarini, Felix E A Pirani, Kenichi Tamano, David Waxman and David
Wong. The basic concepts in Chapter 5 owe very much to the lectures by FE A Pirani at King's,
College, University of London. ‘The evaluation of the string Laplacian in Chapter 14 using the
Eisenstein series and the Kronecker limiting formula was suggested by T Asai. I would like to
thank Euan Squires, David Bailin and Hiroshi Khono for useful comments and suggestions
David Bailin suggested that | should write this book. He also advised Professor Douglas F
Brewer to include this book is his series. I would like to thank the Science and Engineering
Research Council of the United Kingdom, which made my stay at Sussex possible. It is a pity
that I have no secretary to thank for the beautiful typing. Word processing has been carried out
by myselffon two NEC PC98O1 computers. Jim A Revill of Adam Hilger helped me in many
ways while preparing the manuscript, His indulgence over my failure to meet deadlines is also
acknowledged. Many musicians have filled my office with beautiful music during the
preparation of the manuscript’ I am grateful to J S Bach, Ryuichi Sakamoto, Ravi Shankar and
Erik Satie. Finally 1 am greatly indebted to my wife Yoko, to whom this book is dedicated, for
her encouragement and moral support.
MIKIO NAKAHARA
SHIZUOKA, FEBRUARY 1989BACKGROUND IN PHYSICS
We assume that the reader is familiar with elementary quantum field
theory and elementary relativity. In the present chapter, we outline the
physies which we shall be concerned with in this book. This chapter is
intended to establish notations and conventions and also to give enough
background of selected topics with which many students may not be
very familiar, Most of the topics are subsequently analysed in detail
from topological and geometrical viewpoints.
We put c (the speed of light) = A (Planck's constant/2z) = k (Boltz~
mann’s constant) = 1, unless written explicitly, We employ the Einstein
summation convention: if the same index appears twice. once as a
superscript and once as a subscript, then the index is summed over all
possibie vaiues. For exampie, if « runs from | to m, we have
A'B, = SAB,
a
The Euclidean metric is gy = Sy. = diag(+1..... +1) while the Min-
kowski metric is gy = Myr = diag(—i, +1... +1).
N, Z, B and C denote the sets of natural numbers. integers. real
numbers and complex numbers, respectively. | denotes the set of
quaternions. Let (1, i,j.) be a basis such that ij ——ji— k,
Pk kj =i, ki k= j,i =k? = -1, Then
= {a + ib + je + kdla, b, c,d € BR}.
Note t that i, j and A have | the 2 x 2 matrix _Fepresentations, i= ios,
ali spin matrices
o) aro) a=(o 4)
The symbol Ml denotes the end of a proof.
1.1 Path integral and quantum field theories
Quantum field theory (ort) has achieved great success in particle
physics as well as in condensed matter physics. We cannot find any
evidence against ort when applied to metals, superconductors, super-
fluids, quantum electrodynamics (ep), quantum chromodynamies2 BACKGROUND IN PILYSICS
(ocd). electroweak theory and grand unified theories (Guts). So far we
have not established a ort for gravity. Superstring theory seems to be a
good candidate for the Theory of Everything (vor), including gravity
Although superstring theory deals with one-dimensional objects rather
than particles, the basic tool to describe it is orr, We start our
exposition with a short review of the standard orr in the path integral
formalism. Relevant references are Bailin and Love (1986), Cheng and
Li (1984) and Ramond (1981). Huang (1982) and Ryder (1985) contain
a good introduction to topological methods in ort. Federbush (1987) is
a survey of OFT written hy a mathem
1.1.1 Path integral formulation of quantum mechanics
Let q be a position operator in the Schrodinger picture and let |g) be
its eigenvector with eigenvalue q:
qa) = aia). a.)
@ is independent of time and so is the cigenvector |g). A state \yi))
satisties the Schrodinger equation
d
iG WO) = Hin) a2)
ni is |yi)) — expl—itiej]y(}) courdi
diagonalised, the state is represented as
wlq. 0 = (aly) (1.3)
Let (0) be a position operator in the Heisenberg picture and let
qu) be an instamiancous eigenvector of 40)
GOla 1) = alae) ay
Since 4 slg) ot be of Gr)
for ° #£. The dynamics of G(/) is dictated by the Heisenberg equation
of motion, with the formal solution
(0 = elje (5)
la. t) = eg) (1.6)
The wavefunction is y(q, 1) = (q. ty)
Let us consider a process in which a particle starting at q at time ¢ is
found at q’ at later time (’. By the fundamental assumption of quantum
mechanics, the probability amplitude associated with this process is
(aia t) = (q'le"""q) (1.7)1.1 PATH INTEGRAL AND QUANTUM FIELD THEORIES, 3
We show that this amplitude is evaluated by summing over all possible
paths that connect (g. ) and (q’. ¢’). Inserting the identity
| aia. dq tl
1
(1.7), we have
a’. tia.)
= fag, day Ca" ta) Mass tala ay hae
where we have divided the interval 1’ — r into n + 1 pieces
en (1.9)
Each inner product is
(deere teed 4) = (dele lad ~ (aieilgad ~ ieCqierlHlgs). (1-10)
H = p?/2m + Vig). (Al)
Noting that (g;,1!4,) = Ogicr — 4) and (g,\p,) =
dnilCB. Ala.) = (quarlB*Palg,) 1 VEG TID oy )
(Gil. lg) ~ Pefamigi | ME Kein — ah
Ha -ay (12)
_ fap Qt an
-{$ lp.
where use has been made of the completeness
JP innit
Substituting thie result into (1.10), we have
1 ~ ietp. 4 stele jane
seme aay)
This becomes exact when ¢—> (), that is when n— *. The amplitude
(1.8) is now given by
(iar tela = f SB
q,
Lo _ [i 4,
a’. ig) = tim | Pe ee rr
tar= lp, 2A)
xeric S [p,
Abad Mi
é4 BACKGROUND IN PHYSICS
This is symbolically written as
J rp-raexeli [ aetva — Hip. a) (1.15)
which is called the path integral for the transition amplitude. It is clear
from this construction that we have summed over all paths satisfying the
boundary condi
Example 1.1 Consider a tree particle with H = p?/2m. (1.14) is
Sloan — 4) —
im | ne} Flaaeroli
wed hh Oe
(qetige) =
To integrate over q, we rewrite the exponent as
148 Bi?
pod + Pad’ +L alPir— pd ~ € DZ.
a a2
q-integrations yield an infinite product of d-functions
ry" flow,
te
v
which states that the momentum is conserved at each stage of the
evolution. The amplitude becomes
fdpw Tf Do MI
(Gla = J Fe OXPL Pd ~ gn om - o}f (1.16)
To evaluate this amplitude, we note the formula
(a> 0). (1.17)
We uncritical
may introduc
(= G/2m
think that i(t’ — 1)/2m is a positive real number (We
atiable. r= ir (Wick rotation) so that
me a) “onl
When the kinetic energy is of the form (1.11), we may execute
p-integrations in (1.14). If we Wick rotate the time so that T= ir and
replace ie by c, we have
(q'st'iq 2) (1.18)
ar - 1
. (2) “exp et - 4
exp(ipsaies 4) e
where use has been made of (1.17). Now the amplitude is given in terms
of q-integrations only,1. PATH INFEGRAL AND QUANTUM FIELD THEORIES S
ene
(q's via, m= tim (2 "| J To,
x expe S [- {4-4 4. ses)
wf vgesp{- f «(2 ye vn} (1.19)
where (// is the normalisation factor. The exponent in (1.19) is the
action Sigt). a)
The time-ordered correlation function has a path integral representa-
tion given by
(gs TIGA) GINig. 1)
= J “ng op ate attsexp| — I dt[pg — H(p. gl
(1.20)
To obtain general n-point functions, it is convenient to couple an
external source J(t) to q(r) and define the transition amplitude in the
presence of J(r) by
lg. elg. xy = | ep d ig). Gaty
(q's hg. 2) = jp \ Je Pt dg ty
We assume lim,,../(t) = 0. By functional differentiations, we obtain
the n-point function
(q's TIMG(t) -.- HrwIIg. 7)
=(-1)" ——— (y! rig. ry!
ONT)... ON(T,) 0
a
where 5/3J(r) is defined by
sity [uenaeryar = foe ~ nacevar = an)
Exercise 1.2 Prove (1.20) separately for t, >t and 1, arc arbitrary, we may write
auf op ngexp|- [arg - Jy). 0.27)
In the case when the Hamiltonian is of the form (1.11). we have
2) =| ogexe(—| drt + Ja) (1.28)
1.1.2 Scalar field theory
Let @(x) be a real scalar field satisfying
My
(a + m+ “Oy =0. (1.29)
3b
The Lagrangian density yielding this equation is
38,98"9 — meg?) — Vid) (1.30)
If the time is Wick rotated, the metric becomes Euclidean. The field
configurations ai : dbs1.1 PATH INTEGRAL AND QUANTUM FIELD THEORIES 7
Px, 1) = lx) P(x.) = G(x). (131)
The path integral expression for the transition amplitude is
(oa), Hala). 2) = f ‘vormexs{—[ ar | dz[p ~ (2. ol)
(1.32)
where % is the Hamiltonian density; 4 = a -
The vacuum-to-vacuum amplitude in the presence of a source J(x) is
«1.233
Js] Pe Pmenpl—f ae { dx[ap An. gt 9)
The integration is over all 7 and all @ that satisty the boundary
condition (1.31). For the Lagrangian density (1.30), it is easy 10 perform
the n-integration in (1.33) to yield
aul = | voesp(-[_ ar f axe. 3,0) + Jal}. (1.34)
It can be shown that ZIJ] generates the n-point functions. We are
particularly interested in the connected n-point functions, which are
generated by W[/] defined by
Z[J] — eM (1.35)
From WLI] we define the effective action P{p.,] hy
Ta) = WU) - J arar sen (1.36)
where
ba = (p)! = OWU]/SI. (1.37)
Tis a Legendre transform of W. F[@.] generates one-particle irreducible
diagrams.
1.1.3 &function evaluation of amplitude
Let A be a symmetric positive-definite »