Professional Documents
Culture Documents
CHAPTER - 1
THE COMMUNICATION PROCESS
PRINCIPLES OF COMMUNICATION
INTRODUCTION Derived from the Latin word communis - to share, it is the sharing of ideas, concepts, feelings and emotions. Whether we are walking, talking, playing, sitting or even sleeping, messages are being formulated and transmitted. The ability of man, to symbolize or understand concepts in terms of images or symbols, is THE ability that helps him to communicate. Communication, therefore, is much more than an understanding of the spoken or written language.
DEFINITION OF COMMUNICATION It is a two-way process in which there is an exchange and progression of ideas towards a mutually accepted direction or goal. The process of communication consists of the following elements or factors:
1. 2. 3. 4. 5. Sender writer, speaker, encoder. Message. Medium letter, memo, report, speech, chart, etc. Receiver- reader, listener, perceiver, decoder. Feedback.
5
1. Sender
The initiator of the communication process. Selects, encodes and transmits ideas to the receiver. The entire responsibility of communication rests entirely upon him. Must ensure a correct mix of images and words and it is the combination of these two, which will force the receiver to listen to him. Must make communication receiver specific.
2. Message
The encoded idea, which is transmitted by the sender. The formulation of this message is very important as it can make the receiver turn hostile, should he interpret it differently. The ordering of the message, should be based on the requirements of the listener, so that its significance is immediately grasped. The message will have made its impact the moment the receiver finds that his goals have been codified and he will sit up and 6 listen.
3. Medium
A very important element of communication - could either be, oral, written or nonverbal. Before communicating, the medium should be decided. In oral communication, a little informality can be expected, but as far as written communication is concerned, all the rules of communication must be observed. Anything put down in writing is a document and would be filed for records or circulated to more than one person. This all-important aspect should be kept in mind.
4. Receiver
The listener is in receipt of an encoded message, which he attempts to decode. If the goal of the sender is similar to that of the receiver, the receiver becomes attentive or more receptive.
5. Feedback
This is the most important component. Communication is termed effective, only when there is a feedback. Errors and flaws in business are a result of lack of feedback. Lack of confirmation through feedback and discrepancy between the messages transmitted and understood, results in erroneous conclusions.
7
PROCESS OF COMMUNICATION
First Phase Sender selects a message, encodes it and transmits it to the receiver through a medium, oral, written or non-verbal. The receiver on receipt of message, decodes it and gives an internal response to the perceived message. The difference in perception of a thought by the sender and the receiver, can lead to a difference in encoding and decoding. Second Phase The receiver formulates his message, encodes it and transmits it to the original sender, who is now the receiver. This is the feedback aspect. Without feedback, it is impossible to assume whether effective communication has taken place. If there is agreement from the receivers side, the communication is hassle free. However, there will be occasions when the receiver may not be in agreement with the sender. This does not mean a breakdown in communication. It can be interpreted that effective communication has been temporarily stalled and 8 can resume after further discussions.
For communication to be termed effective there should be a well-defined goal in the mind of the sender. The sender, therefore needs to adhere to the following: 1. Create awareness in the mind of the receiver on the topic. 2. Forward his point of view, clearly (clarity) and precisely. This will remove any confusion in the receivers mind. 3. Use communication strategies to enable a smooth flow of discussion. 4. Correct/reinforce ideas in the receivers mind regarding the goal of communication. 9
Communication Network
The communication network in an organization is of two types: 1. Internal. 2. External.
11
1. Internal Communication
Effective downward and upward internal communication is a vital means of attending successfully to matters of company concern. It helps decrease absenteeism, grievances and turnover as well as increase in job satisfaction, productivity and profits. Interaction between members of the same organization is called internal communication. Could be both, formal and informal. Upward internal communication is of great importance, since executives sincerely seek frank feedback from employees and stockholders. They listen more closely to opinions, new ideas, complaints and suggestions especially when these are clearly and effectively stated.
12
(a) Formal Communication Used by large organizations employing a large work force, since it is impossible to directly interact with every one. Newsletters, Annual reports etc. are used to communicate essential messages. In large set-ups, it is also not necessary to communicate to every member. (b) Informal Communication Organizations with a small work force, where direct interaction is possible, resort to the use of informal communication.
13
14
2. External Communication
Communications to people outside the organization customers, inquirers, suppliers and the public can have a far-reaching effect on the reputation and ultimate success of the organization. The right letter, a telephone call, or even a personal conversation can win back a disgruntled customer, create a desire for a firms product or service, negotiate a profitable sale, help an inquirer who is a potential customer and in general, create goodwill. This form of communication is an ongoing process. The image of the company/organization is contingent upon the relationship that it maintains with people outside.
18
This communication can either be oral or written. Corporate communications generally fall in the realm of Advertisement, Media and PR. While communicating internally, an individual can afford to be lax at times, but not so when he is interacting externally. 19
Types of Communication
Communication is of three types: Oral; Non - Verbal & Written. 1. Oral communication - Words; Articulation. 2. Non-Verbal Body language; Signs and Symbols; Territory/Zone; Object language. 3. Written Reports; Illustrations; Memos; Telegrams; Fax; e-mails; Tenders; Others.
21
1. Oral Communication
Emanates from the mouth. Comprises of words and the manner in which they are pronounced. This is called voice articulation. People pay more attention to voice modulations than they do to the actual words. Focus on body language - 55%. Voice articulation 38% and a mere 7% to the verbal content. If all three are harmonious - no problem - but if there is a dichotomy between the two, a conflict occurs in the listeners mind. More belief in modulation and body language, than in words. Words need to be chosen very carefully as they denote and connote a meaning. 22
2. Non-Verbal Communication
Extremely effective form of communication. Non-verbal communication takes up 55% of a listeners time - far more than merely listening to the words and the voice articulation of the speaker. Body language the ability of a listener to read and understand the mind and thoughts of the speaker. Four zones or territories around any individual - the intimate, personal, social and the public zone. Entry into a particular zone depends upon the relationship enjoyed. What a person wears, carries etc, all send a message. Clothes also send signals, which are interpreted differently. 23
3. Written Communication
A totally different form of communication; takes various forms. The writer must be sure, cautious and extremely careful when formulating a message, if it is a formal message. Anything put down in writing, is a document of information, which is likely to be circulated. The writer trying to shift stand is limited. In oral communication, one can be misunderstood, or a point of view not comprehended in the manner wished. Not so in written communication. The importance of this communication, must be understood in its entirety. Written communication is generally bound by the dictates of the organization. Organizations usually have typical formats, styles, which if deviated from, can cause problems. The advent of technology has been a major fillip and we now have the reliable e-mail, 24 which is an excellent form of written communication.
The difference between oral and written forms of communication can be tabulated as under:
Oral 1. 2. 3. 4. Is interactive. Fluid Brief Non-restrictive in place 5. Immediate feedback Written 1. Is non-interactive 2. Restrictive in place 3. Has no immediate feedback 4. Takes longer time
25
26
4. CORRECTNESS Builds confidence. Anything stated should be 100% correct and accurate. Facts and figures should be backed with documents. 6. CONSISTENCY Anything consistent, is stable. Ups and downs in communication lead to confusion. Changing stance should be gradual and not hard for the receiver to comprehend.
5. CONCRETENESS Preferred to vague and abstract expressions. Solid statements reinforce confidence. Specific facts and figures make a receiver more apt to listen. 7. CONCISENESS Saves time. The message should be brief. The quantum of information should be just right not too much and not too little.
27
The Challenges of Communicating for Business Communicating for business is a challenge, which merits a persons best effort. It helps in the following: 1. Developing the right attitude builds goodwill & get favourable responses. 2. Help build companys image. 3. Makes one enthusiastic and competent. 4. Helps in preparing adequately.
31
Further to what was explained, four more equally important points are mentioned below:
1. SHORTNESS Brevity is better than verbosity. Only the confused and unclear person beats around the bush, & confuses himself as also the listener. Bombastic language and highsounding words do impress but do not create an impact. Time is always at a premium and hence the need to economise on sentences. 3. STRENGTH The credibility of a sender shows the strength of his message. The communication process is a non-starter, if the sender does not have faith in what he is trying to say. Strength of a statement convinces a receiver. 4. SINCERITY The receiver easily sees a sincere approach. A genuine senders communication is quickly reflected and appeals to the receiver. The receiver observes any make-belief situation.
32
2. SIMPLICITY Simple language while being easily understood also impresses the receiver. Simple words and ideas reveal clarity of thought and expression.
ORAL COMMUNICATION
33
INTRODUCTION
Communication is a mix of speaking and listening. Sequentially, communication first and foremost is listening, then learning and finally communicating, in exactly that order. Communicating orally is easier than writing a letter, memo or report. No troublesome mechanics like spellings and punctuations only facial expressions, tone of voice and gestures, help make meaning clear. There is immediate feedback from the audience. Oral communication may be easier for the reasons mentioned, but giving a speech or a report to a group, deserves great attention for both, the preparation and the presentation. The first impact on any listener - the speakers ability to speak. Listener impressed - good listener! Ability to listen, impresses more than the ability to speak fluently. Speaking and listening are closely intertwined and make a joint impact. Since impress is what should be the end result of any communication to a receiver, this word itself reflects the basic 34 features of communication.
I M P R E S S
I IDEA
What needs to be communicated must stem from an idea. Imperative to decide on the idea first. Select that idea which is the best and most pertinent. This again will depend upon the situation and the receiver.
P - PAUSE/PARAGRAPHS
Pausing whilst speaking is very important & must be used to an advantage. Helps assimilate and understand the impact of the message. While they do help in assimilation, it must also be kept in mind that if used a too frequently and for long, a presentation can get boring & monotonous. Helps stimulate an audience. Good speakers ensure that their audience actually leans forward in their seats, when a pause is made, as if urging the speaker to proceed. That is what an effective use of a pause can result in. Last for only a few seconds, but the impact lasts long. Becomes a paragraph in written communication. The use of paragraphs at the right places makes written communication more meaningful.
35
M - MESSAGE
The idea once selected now needs to be wrapped in a language, which is comprehensible to the receiver. The speaker when encoding a message must keep in mind a number of factors like; what is it that needs to be stated? What language will the receiver understand? Does the idea interest the receiver? What exactly does the receiver wish to know? Once these aspects are given due thought, the framing of the message will be easy.
R - RECEIVER
The speaker may hold centre stage because he is the initiator of the message, but a more important person is the receiver, because he could either be a wonderful person OR a most difficult one. It must be remembered that a speaker is considered to be good only if the receiver feels so. The receiver is the one who is generally led into the interaction. To keep him interested, the speaker needs to go that extra mile to ensure that his (receivers) interest is retained and he remains attentive. Identifying a goal, which is mutually acceptable to both, will ensure that attention is drawn.
E - EMPATHY
A word which is confused with sympathy, when it actually is a little different, in that it identifies more with a receiver, is a term which should be used to help in understanding the receiver. When you sympathize with a person, you know how he feels, but when you empathize with him, you feel how he feels. The difference between knowing and feeling, is there for all to see. The more the empathy between the sender and the receiver, the higher the level of understanding, and more the receptivity to messages and ideas.
36
S SENDER The entire communication process hinges on the sender. He is the initiator, the person with the ideas and concepts, which he wishes to share with the receiver. He plays a crucial role since the success or failure of interaction depends on him.
S SECURITY CHECK The sender at the start should have an idea encoded in the form of a message. When encoding he should do a thorough security check to ensure that all the points have been dealt with in a desired manner. The message when transmitted to a receiver with all the necessary voice articulations and pauses will heighten impact.
37
38
The following steps are required when preparing for an oral presentation: 1. Determine the purpose. 2. Analyse the audience and the situation. 3. Choose the ideas to include in the message. 4. Collect and interpret data. 5. Organize the data. 6. Plan visual aids. 7. Rehearse the talk and revise where necessary.
39
LISTENING
People spend most of the day listening and talking; therefore listening plays a vital role. When a person speaks, he or she is attempting to inform, persuade or entertain one or more individuals. But most individuals hear they do not listen. What exactly is listening? It is seeing the expressed idea and attitude from the speakers point of view, to sense how it feels to him or her to achieve that frame of reference in regard to the thing the speaker is talking about.
40
Good listening requires various responsibilities of the listener and brings valuable results. Listening can thus be defined as the accurate perception of what is being communicated. The process of listening is two-fold: 1. Decoding. 2. Giving an internal response to perceived messages: Levelling; Sharpening and Assimilation.
41
42
43
Note
There could be moments when, in spite of all efforts being made to make interaction informative and meaningful, all communication links fall apart and the entire process becomes meaningless. Noise, is the disturbing factor which is a major cause for this to happen. It can either be from the senders side or even from the receiver. It could also be voluntary or involuntary.
46
Noise
This term, which is a physical sound or a mental disturbance, disrupts the flow of communication, because it is a distraction. Noise can be classified into two categories: 1. Physical. 2. Psychological.
47
1. Physical Noise This is any sound, which emanates from the surroundings and hampers the listening process. It is not difficult to manage this physical noise. Ensuring that all channels are in proper functioning order can do it away.
48
2. Psychological Noise
Psychological noises take the form of mental turbulence, preoccupation, ego hang-ups, anxiety, tiredness, pre-conceived ideas and notions. They are mostly involuntary and no cause can be assigned to them. While physical noises can be eliminated, psychological noises cannot and they plague the sender as well as the receiver. Listening gets hampered and responses are not well formulated. To make communication successful, strategies to draw the attention of the receiver must be used. A question/answer form could be apt and even asking for advice may suffice.
49
Barriers to Communication
Anything, which is contrary to the smooth functioning of a process, is termed as a barrier, because it creates an impediment in the progress of an interaction. The identification of such impediments is of paramount importance. These barriers could be both, sender as well as receiver oriented.
50
Sender-Oriented Barriers
These could be either voluntary or involuntary. They need to be identified and removed. A sender, being the originator of a communication process must ensure that he in no way creates a barrier. Sender-oriented barriers are as follows:
51
2. Loss in transmission.
The impact of any message is loss if the medium chosen is not right. This is a physical noise. The responsibility here lies entirely with the sender, as it is his job to ensure that the right channel or medium is chosen.
52
3. Semantic Problem. Bombastic words sound impressive, but do not actually serve any purpose. If the receiver is not able to comprehend the impact of these words, or if they sound foreign to him, the entire exercise is futile. 4. Over/Under Communication. The quantum of communication should be ideal or just right. It should neither be excessive nor scanty. Excessive information can confuse the receiver and scanty information will make him grope for the actual intent of the message.
53
5. Status Effects
The superior-subordinate aspect comes in the way of effective communication taking place. People occupying senior positions, have a tendency to tell subordinates rather than listen. When people do not listen, they do not understand each other and thus effective communication is blocked. The I-Syndrome makes it extremely tedious for a listener to sit through an entire piece of interaction.
6. Physical Distractions
Any idiosyncratic mannerism, like the constant batting of eyelids, or ending every sentence with you see, are distractions, which hinder a person from listening carefully to what is being said. Active listening therefore, does not take place and so the message does not get easily transmitted.
54
7. Information Overload Communication may be ineffective when too much information is transmitted at one time or when complex information is presented within a short time frame. The receiver mat not be able to grasp what is being said due to the large quantum and/or complexity of the material presented. The problem is further compounded if the listener has limited attention span as also poor memory retention. 8. Time Pressures Due to time pressures, managers, leaving the listener with much ambiguity and confusion as to what has been said and what action needs to be taken, hastily, hurriedly and inadequately communicate messages. Inadequate time thus leads to ineffective information giving which often leads to miscommunication.
55
9. Cultural Differences Words, colours and symbols have different meanings in different cultures and sub cultures within a national boundary. One therefore needs to be sensitive to cultural differences in the use of language, words, symbols and colours while communicating. 10. Trust Level A lack of trust between communicating partners leads to selective listening, resulting in ineffective communication. Full and complete information is seldom exchanged under such circumstances and withholding of information by one or both parties will further aggravate the trust issues and interpersonal problems. In situations where trust levels are low, all types of noise enter and disrupt the communication processes. 56
11. Perceptual Distortions How a person interprets a particular aspect as compared to another person can heavily influence the communication process. If an instructor is perceived as incompetent, his instructions will be disregarded and if he is perceived as highly esteemed and influential, the message may get even more attention than it actually deserves. Thus too little or too much might be read into messages and inappropriate action taken through perceptual distortions, thus thwarting effective communication. 12. Self-Concept All of us have an ego and we all would like to be given the due that we deserve. An adult if treated like a child, would get annoyed and not relate to a message that is being communicated. If the receiver of the message does not respond to the ego state from which we are communicating, crossed transactions occur and communication becomes ineffective.
57
13. Absence of Two-Way Communication. It is only a two-way communication process, which ensures a feedback. A one-way, i.e., either from top to bottom or from superior to subordinate, would hinder communication from taking place in an effective manner. The receiver might decode the message in a manner it was not intended and it will be too late in the day to rectify the error, with only confusion to ask for. One-way communication though effective at times, may leave the receiver of the message confused, perplexed and unsure about what is expected. Effectiveness is thus compromised.
58
Receiver-Oriented Barriers
Just as the sender of a message draws flak for not adhering to various important aspects of communication, so also the receiver is at times guilty of erecting barriers in the course of the interaction. For an initial passive stage he graduates on to the active stage, as he starts assimilating and absorbing information. He is equally to blame in case the situation goes awry or there is miscommunication of sorts. Certain barriers, which emanate from the receivers side, are as follows: 60
5. Conflicting Information
If what the receiver has in mind and what is being transmitted, are two different things, confusion will result and there is bound to be miscommunication. There is a requirement of the sender to convince the receiver that whatever now is being said is correct and relevant to further proceedings. The receiver should therefore confirm with a feedback and clarify.
62
7. Resistance to Change
This is one aspect, which somehow has never been easily accepted. Fixed ideas, total unwillingness to change, hampers listening and results in miscommunication. Here the onus lies on the receiver, who is not willing to change and is totally unreceptive. He needs to be flexible for communication to progress.
63
64
FEEDBACK
Feedback, as brought out earlier, is the process that ensures that two-way communication occurs so that the sender and the receiver can make sure that the intended message and the received message are one and the same. It is the most important part of communication that completes the entire loop. Giving Feedback For feedback to be most effective, the person giving the feedback must:
65
Listen to what the sender is trying to communicate. Repeat the crux of the message to ensure that the intentions have been rightly understood. 3. Give specific and not general or vague feedback. 4. Give feedback immediately or soon after the event has taken place. 5. Give feedback on aspects, which the receiver can rectify, rather than on aspects over which the individual has little or no control. 6. Give descriptive and not evaluative feedback. 7. Give feedback on a few (maybe one or two) critical issues where improvement is most urgently expected, rather than a wide range of problem areas. 8. Examine your own motivation in giving the feedback. 9. Be sure that the receiver is ready to receive the feedback. 10. Be non-threatening and disregard your superior status while offering feedback. 66
1. 2.
Receiving Feedback
For feedback to be most effectively utilized, the person receiving the feedback must: 1. Have the motivation to receive, consider and act on the feedback. 2. Be non-defensive. 3. Be an active listener. 4. Seek clarifications from time to time. After the feedback, think through the issues and work out a plan of action in order to benefit from any valid feedback that has been given.
67
Feedback can be of two types: 1. Confirmatory. No scope for dissent. Both, sender and receiver are at accord with one another. 2. Corrective. Should not be strongly worded. Should start with a positive statement that shows appreciation of what has been done. Empathy should be applied throughout the interaction so that it builds or improves relationships.
68