Rev.

1/2011

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010

2. Court or Organization U.S. Ct of Appeals-Fed Circuit
5a. Report Type (check appropriate type) ] Nomination, [] Initial Date [] Annual [] Final

Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. 101-111)

1. Person Reporting (last name, first, middle initial) Lourie, Alan D.

4. Title (Article I!! judges indicate active or senior status; magistrate judges indicate full- or part-time)

3. Date of Report 04/09/2011

6. Reporting Period 01/01/2010 to 12/31/2010

U.S. Circuit Judge

5b. [] Amended Report 7. Chambers or Office Address 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date

Howard T. Markey Nat Cts Bldg 717 Madison P/ace NW Washington, DC 20439

IMPORTANT NOTES: The instractions accompanying this form mast be followed. Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on iast page.

I. POSITIONS. (Reporting individual only; see pp. 9-13 of filing instructions.)

~] NONE (No reportable positions.)

POSITION

NAME OF ORGANIZATION/ENTITY

2. 3. 4. 5.

II. AGREEMENTS. (Reporting individual only; seepp. I4-16 of filing instructions.)

--] NONE (No reportable agreements.) DATE
I. 4/6/90 2. 3.

PARTIES AND TERMS GlaxoSmithKline, successor to former employer, provides pension and retiree group health and life insurance

Lourie, Alan D.

FINANCIAL DISCLOSURE REPORT Page 2 of 7

Name of Person Reporting Lourie, Alan D.

Date of Report 04/09/2011

III. NON-INVESTMENT INCOME. (Reposing indivianal andspoase; seepp. 17-24 of filing instructions.)
A. Filers Non-lnvestment Income ~] NONE (No reportable non-investment income.) DATE
1. Jan-Dec 2. 3. 4.

SOURCE AND TYPE

GlaxoSmithKline pension

INCOME (yours, not spouses) $88,273.00

B. Spouses Non-Investment Income - if you were married during any portlon of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)

NONE (No reportable non-investment income.) DATE 1. 2. 3. 4. SOURCE AND TYPE

IV. REIMBURSEMENTS - transportation, lodging, food, entertainment.

(Includes those to spouse and dependent children; see pp. 25-27 offiling instructions.)

NONE (No reportable reimbursements.) SOURCE DATES June 4 June 10 LOCATION Boston, MA Washington, DC PURPOSE Attend judges dinner Attend awards dinner ITEMS PAID OR PROVIDED Airfare, hotel, and dinner Dinner fori,ilf~ [~I me Airfare, hotel, and meals Dinner me

1. 2.

Boston Patent Law Assoc Intell Property Owners Educ Foundation Harvard Law School

3. 4.

October 13-14

Cambridge, MA Washington, DC

Parlicipate in symposium Speak at dinner for retiring CJ Receive career award

Former clerks of retiring chief October 19 judge Philadelphia IP Law Association November 19

5.

Philadelphia, PA

Hotel and dinner" ii "! me

FINANCIALDISCLOSUREREPORT Page 3 of 7

Name of Person Reporting

Date of Report 04/09/2011

[ Lourie, Alan D.

V. GIFTS. (tnctudes those to spouse and dependent children; see pp. 2S-31 of filing instructions.)
NONE (No reportable gifts.) SOURCE I. 2. 3. 4. 5. DESCRIPTION VALUE

VI. LIABILITIES. and.des ~hose oy~.~,o,,se u.d dc~.dent children; see pp. 32-33 of filing instructions.)
NONE (No reportable liabilities.) CREDITOR I. 2. 3. 4. 5. DESCRIPTION

VALUECODE

FINANCIAL DISCLOSURE REPORT Page 4 of 7

Name of Person Reporting Lourie, Alan D.

Dage of Report 04/09/2011

VII. INVESTMENTS and TRUSTS - inco.,e, votue, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructlons.)
---] NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period Gross value at end of reporting period Transactions during reporting period

(i)
Amount Code 1 (A-H)

(2)
Type (e.g., div., rent, or int.)

(l)
Value Code 2 (J-P)

(2)
Value Method Code 3 (Q-W)

(1) Type (e.g., buy, sell, redemption)

(2) (3) Date Value mm/dd!yy Code 2 (J-P)

(4) Gain Code 1 (A -H)

(5) Identity of buyer/seller (i f private transaction)

Vanguard Tax Exempt MM Fund 1

2.

A A D D C

Dividend Dividend Dividend Dividend Dividend None

L K N N M

T T T T T Sold 02/16/10 L 03/08/10 J see VIII see VIII

Vanguard Tax Exempt MM Fund 2 Franklin "Iempleton Mutual Shares Fund Vanguard Health Care Fund T Rowe Price Cap Appreciation Fund (IRA) Vamguard Windsor II Fund Vanguard ST Inv Gr Bd Fund (IRA)

3.

4.

5.

6.

7.

Dividend

Buy Sold (part)

8.

06/01/10 J 03/08/10 J

9.

TIAA-CREF PNC Bank checking account US Treasury Notes Vanguard 500 Index Fund Vanguard Extended Market Index Fund Vanguard Global Equity Fund Vanguard lnternat Explorer Fund Vanguard European Fund T Rowe Price Short Term Bond Fund (IRA)

A A B D C C B C E

Interest Interest Interest Dividend Dividend Dividend Dividend Dividend Dividend

K K L N N M M M PI

T T T T T T T T T

Sold (part)

I0.

11.

12.

13.

14.

15.

Buy (addl)

02/16/10 L

16.

17.

Sold (part)

06/15/10 L

see VIII

1. Income Gain Codes: [See ColumnsB I and D4) 2. Value Codes (See ColumnsC I and D31 3. Value Method Codes (Sce Colunm C2)

A =$1,000 or less F =$50,00~ - $100,000 J = $15,000 or less N =$250,001 - $500,000 P3 =$25.000.001 - $50.000.000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$~00.001 - $1,000,000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V -Other

C =$2.501 o $5,000 HI =$1,000,001 - $5,000,000 L =$50,001 - $100,000 PI =$1.000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated

D =$5,001 - $15,000 H2 -More than $5,000,000 M =$100.001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market

E =$15,001- $50,000

FINANCIAL DISCLOSURE REPORT Page 5 of 7

Name of Person Reporting Lourie, Alan D.

Date of Report 04/09/201 l

VII. INVESTMENTS and TRUSTS - inco,~e, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions,)
A. Description of Assets (including trust assets} Place "(X)" after each assel exempt from prior disclosure B. Income during reporting period (1) (2) Amount Type (e.g., Code 1 div., rent, (A-H) or int.) C. Gross value at end of reporting period (1) (2) Value Value Code 2 Method Code 3 (J-P) (Q-W) O N N L M M M O N L T T T T T T T T T T Buy (addl) 06/15/10 L Buy (addl) 06/01/10 J
Transactions during reporting period

(1) Type (e.g., buy, sell, redemption)

(2) (3) (4) Date Value Gain mrn/dd/yy Code 2 Code 1 (J-P) (A-H) [

(5)
Identity of buyer/seller (if private transaction)

18. 19. 20. 21. 22. 23. 24. 25. 26. 27.

Vanguard ST Tax Exempt Fund 1 Vanguard ST Tax Exempt Fund 2 Vanguard Limited Term TE Fund 1 TR Price High Yield Fd (IRA) TR Price New Horizon Fd (IRA) Vanguard Dividend Growth Fd Vanguard Prime Cap Core Fd Vanguard Limited Term TE Fund2 TRPrice GNMA Fund Sequoia Fund

D D D D C C B E E A

Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend

I. Income Gain (odes: ( See Columns B 1 and D4) 2. Value Codes ( See Columns C I and D3) 3. Value Method Codes 1See Column C2)

A =$1,000 or less F =$50,001 - $100,000 J =$15.000 or less N =$250,001 - $500,000 P3 =$25.000,001 - $50.000,000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 (3 =$100,001 - $1,000,000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5,000 H I =$1,000,001 - $5,000,000 L =$50,001 - $ 100,000 P 1 =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Asscssmcnt W =Estimated

D =$5,001 - $15,000 H2 =More than $5,000,000 M =$ 100.001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 6 of 7

Name of Person Reporting Lourie, Alan D.

Date of Report 04/09/201 I

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndlcate part of report.)

Items 8, 9, and 17 in Part VII do not provide gains in D4, because they were within an IRA or a rollover so that there was no recognized gain.

FINANCIAL DISCLOSURE REPORT Page 7 of 7 IX. CERTIFICATION.

Name of Person Reporting Lourie, Alan D.

Date of Report 04/09/2011

1 certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. 1 further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature: S/Alan D. Lourie

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544