Professional Documents
Culture Documents
AO 10 Rev. 1/2011
Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. I01-111)
I. Person Reporting (last name, first, middle initial) SCHELL, RICHARD A. 4. Title (Article III judges indicate active or senior status; magistrate judges indicate full- or par~-time) U.S. DISTRICT JUDGE - ACTIVE
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8. On the basis of the information contained in this Report and any modifications pertaining thereto, it i~, in my opinion, in compliance with applicable laws and regulations.
Reviewing Officer
Date
IMPOR TANT NOTES: The instructions accompanying this form must be followetL Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last pag~
1. 2.
Visiting Professor
Schell, Richard A.
III. NON-INV ESTMENT INCOME. tRepo,a,g individual and spouse; see pp. 17-24 of filing instructions.)
A. Filers Non-Investment Income D NONE
(No reportable
DATE
1. 2010 2. 3. 4.
B. Spouses Non-Investment Income - If you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)
DATES
LOCATION
PURPOSE
5.
V. GIFTS. ancl,,des,hoso to s,o~e ~nd dependent children; see pp. 28-31 of filing in~truction~.) NONE (No reportable gifts.) SOURCE
1. 2. 3. 4.
DESCRIPTION
VALUE
5.
V I. L I A B I L I T 1 E S. a ncludes those ol spou,e ~nd de~,enden~ children; set pp. 32-33 of filing instruction&)
NONE (No reportable liabilities.) CREDITOR
1. 2. 3. 4. 5.
DESCRIPTION
VALUECODE
V I I. I N V E S T M E N T S a n d T R U S T S - ~.come, ,olue, ~ .... t~o~ (Inclu des those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Do
Des,3ription of Assets
(including trust assets)
A A B
Capital One Bank Wells Fargo Bank BP - common stock Vanguard Total Stock Market Vanguard Midcap Ally (formerly GMAC) Demand Notes Acreage - Ellis Co.,IX Fidelty IRA: Diversified International Fund Fidelty IRA: Small Cap Stock Fund Fidelty IRA: Capital Appreciation Fund Fidelty IRA: Contrafund
A A A A A A
M K K K K J J J J J J J J
T T T T T T W T T T T T T
Open
Buy
06/25/10 K
Dividend None
A A A A
16. Fidelty IRA: Ginnie Mae Fund 17. Fidelty IRA: Dividend Growth Fund
I. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (Sc Column C2)
A =$1,000 or less F =$50.001. $109.000 J =$15.000 o Ices N =$250.001 - $500.000 P3 =$25.000.001 - $50.000.000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G =$100.001 - $1.000.1~0 K =$15.0OI - $50.00~ O =$500,001 - $1,000,000 R =Cost (Real [.stale Only) V ~O~her
C ~$2,501 - $5,000 I11 =$1,000.0~1 - $5.000.000 L ~$50.0~1 . $100,000 PI =$1,000,001 - $5.000,000 P4 =More than $50.000.000 S =Assessment W =Estimated
D =$5,001 - $15,000 112 =More than $5.000.000 M =$104).001 - $250.000 P2 =$5.00),001 - $25,000.00~ T =Cash Market
E =$15.001 - $50.000
V I I. I N V E S T M E N T S a n d T R U S T S -i .... e, value, ~a~aaiot~ (1.eludes those of spouse a.d depe.dent childrem see pp. 34-60 of fillng i.structlon~)
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D. Transactions during reporting period (I) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code I (J-P) (A-H) (5) ldenti~y of buyer/seller (if private transaction)
Fidelty IRA: Real Estate Income Fund Fidelty IRA: Value Fund
A A
Dividend Dividend
J J
T T
1. Income Gain Codes: (See Columns B 1 and 1)4) 2. Value Cod~ (See Colum~ CI and D3) 3. Value Method Codes (See Column C2)
A =$1,000 or less F = $50,001 - $ 109,090 J =$15.000 or less N =$250.001 - $500,000 P3 =$25,000.0OI - $50.000.0~O Q =Appeaisal U =Book Value
B =$1,001 - $2,500 G =$100,001 - $ 1,000.000 K =$15,0OI - $50.1)00 0 =$500,0OI - $1,000,000 R =:Cost (Real Estate Only) V ---4~hcr
C -$2.501 - $5,000 I I I =$ 1.000,001 - $5.0OO.tX)O L =$50.0OI - $100.0OO PI -$1,000.0OI - $5,000.O00 P4 =More than $50.000.000 S =Assessment W -Estimated
D =$5.0OI - $15.000 112 =M ore than $ 5.000.O00 M =$100.0OI - $250,000 P2 =$5,1~00.0OI - $25,000.000 T =Cash Markc~
E =$15,001 - $50.0(10
Date of Reporl
04/12/201
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544