FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2009

I. Person Reporting (last name, first, middle initial) Ginsburg, Douglas H. 4. Title (Article Ill judgesindi~:ate active or senior status; magistrate judges indicate full- or part-tlme) Circuit Judge " 2. Court or Organization D.C. Circuit 5a. Repnrt Type (cl~eek appropriate bpei [] Nomination, [] Initial Date [] A .... 1

Report Required by the Ethics

in Governmenl Act of 1978

3, Date of Report 08/12/20 t0 6. Repo~ting Period 0 I/0112009 to 12/31/2009

[] Final

7. Chambers or O~ice Address U.S. Courthouse 333 Constitution Avenue, NW Wash ington, DC 20001

5b. [] Amended Report 8. On the basis of the information contained in this Report and any
modifications pertaining thereto, it is, in my opinion, in compliance

with app|icable laws and regulations. Reviewing Officer

Date

IMPORTANT NOTES: The instructions accompanying this form must be followed, Complete all parts, checking the NONE box for each part where you have no reportable information, Sign on Inst page.

NONE (No reportable positions.)

POSITION
I. 2. 3. 4. Lecturer of Law Visiting Professor of Law Visiting Scholar (Spriug) Lecturer-in-Law (Fall)

NAME OF OR(~ANIZATION/ENTITY
University of Chicago Law School George Mason University School of Law New York Law School Columbia University School of Law

II. AGREEMENTS. Serortins individual only; sopp. 14-16 of filing instructions,)

NONE (No reportable agreements.)

pARTIES AND TE~S

~~

FINANCIAL DISCLOSURE REPORT Page 2 of 14

,~ame of Person Reporling Ginsburg, Douglas H.

[ I

Date of Report 08/12/2010

III. NON-INVESTMENT INCOME. <Reporting individual and spouse; see pp. I7-24 O/flliOg Instruetiong)
A. Fliers Non-Investment Income
["-1 NONE (No reportable non-investment income.)

DATE
I. 2009 2. 2009 3. 2009 4. 2009

SOURCE AND TYPE

George Mason University, Teaching University of Chicago, Teaching New York Law School (See VIII for additional information) AEI (See Vlll for additional information)

INCOME (yours, not spouses) $9,550.00 $17,000 $7,500.00 $2,000.00

B, Spo uses Non-Investment [ ncome - ~f you were married during any portion of the reporting year, complete this sectlott
(Dollar amount no required except.for honoraria.) NONE (No reportable non-investment income.) DATE 1. 2. 3. 4. SOURCE AN~ TYPE

IV. REIMBURSEMENTS -,,a.spor,~,ion. todgi.g.yood, en,er,.inme,.,.

(Includes those to spouse and dependent children; see pp. 25-27 t?fflling mstructiotts.) ~] NONE (No reportable reimbursements.) ~ 1. 2. American Bar Association Federalist Society University of Hawaii Chapter Federalist Society University of California - Hastings Student Chapter George Mason University Pacific Academy Advanced Studies University of Chicago ~ 01/09-13/09 01/16-18109 LOCATION Lanai, HI Honolulu, HI PU.gPOSE Meeting Speech ITEMS pAID OR PROVIDED Travel related expenses Travel, related expenses

3.

01/I 8-21/09

San Francisco, CA

Speech

Travel related expenses

4. 5.

Jan-Dee/09 02/I 2-15/09

Arlington, VA Alamos, Sonora, MX

Teaching Speech

Books, miscellaneous academic expenses Travel related expenses

6.

Feb-Nov/09

Chicago, IL

Teaching

Travel related expenses

FINANCIAL DISCLOSURE REPORT Page 3 of 14

7. 8. 9. Nev, York Law School University of Chicago New York Intellectual Property Law Association Fordham University, University of Chicago University College London American Bar Association American Bar Asociation American Bar Association Mar!09 Feb-July!09 03/27-28/09

Name of ~ersoa aepo.ing

Ginsburg, Douglas H.

[
t

Date or Re~.
08/12/2010

New York, NY Chicago, Ik New York, NY

Teaching Teaching Meeting

Travel related expenses Books, miscellaneous academic expenses Tra,~el related expenses

10.

05/22-30/09

Jerusalem, lsrael

Speech

Travel related expenses

I 1. 12. 13. 14.

05/30-06/06/09 06/23-26/09 07/31-08/04109 08/04-07/09 08/23-09/07/09

London, England New York, NY Chicago, IL Half Moon Bay. CA Singapore, Singapore

Lecture Speech Meeting Meeting Speech

Travel related expenses Travel related expenses Travel related expenses Travel related expenses Travel related expenses

15. National University of Singapore, George Mason Universit) I6. Columbia University Law School 17. 18. t9.

Sept-Dec/09

New York, NY

Teaching

Travel related expenses

Name of Person Reporting

Date of Report

PageFINANCIAL4 of 14 DISCLOSURE REPORT

Ginsburg, Douglas H.

0811212010

V. GIFTS. (Includes those to sp ...... d dependenS children; see pp. 28-3Z of filing
[] NONE (No reportable gifts,) SOURCE
|. 2. 3. 4. 5.

DESCRIPTION

VALUE

VI. LIABILITIES. a,ludes those q~po,se Qnd dependent children; see pp. 32-33 of filing instructions.)
]

[
1.

NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE

2. 3. 4.

FINANCIAL DISCLOSURE REPORT

Same of Person Reportiog

Date of Report

Page 5 of 14

Ginsburg, Douglas H.

08/12/2010

VII. INVESTMENTS and TRUSTS - i ........ tu,, era .... tions (Includes those of sp .... and dependent children; see pp. 34-60 of filing instrttctionso)
NONE (No reportable income, ~sets, or tra~actio~) A. Description of Assels (including trust a~~) Place "(X)" a~er ~ch ~set ~ ; ~ 8. Income during reporting period [ . C. [ Gro~ value at end ~ of reporting period Value Code2 (J-P) ~ Value [ Method ] Code 3 T~ (.g., buy, selL ~demption) D Traa~ctions during reposing ~riod

ex~ptfrompriordisclosurc

]Amount [ T~e (e.g., [Code I ] div.,rent, ~ (A-H) or int.)

~t~ Value { Gain ~m~d~ [ Code2[ Code I [ (J-P) (A-H)

identity of buyer/seller (if pri~tc

1.

TIAA/CREF rctiremem account

None

PI

2,
3.

ALLP corn
SEP IRA acct (owns additional ALLP corn)

None
None

J
J

T
T

SELL part.

t 2,/26/09

.~

4.
5. 6. 7.

Creditriskmonitor.com (CRMZ.com)
Graham Field Health Prods.corn (GFIHQ corn) TBMH corn WDMG corn

None
None None None J T

SELL
SELL SELL BUY

12/26/09
12/26/09 12/26/09 t/9/09

J
J J J

A
A A

8.
9.

WDMG.com
WBRXX A

None
Dividend

K
L

T
T

BUY

05/22/09

I 0.
t I. 12. 13.
14,

CVX
DKS DKS ECL
EPD

Dividend
None None

L
L L K
K

T
T T r
T

Sold (part) Sold (part)

02/27/09 J !10/21/09 J D

A
B

Dividend
Dividend

15. !6. 17.

FAST IDXX [RM

Dividend None None

M K

T T

Sold (part)

102/27/09

Sold (part)

10/21/09

Columas Bl and Value Cades (See Cohlrans CI and D3) Value Method Codes (See Column C2)

F$50,001 5100,000 J -$15.000 t~r less N ~$250,001 - $500.000 P3 =$25,000,0OI - $50.000.000 Q =Appraisal U =Book Value

G =$|00,0OI $1,000,000 K =$15.0OI - $50.000 O =$500.001 - $1.000.000 R =~.2ost (Real Estate Only) V -~3th~r

111 =$t.000.001 $5,000.000 L ~550.001 - $100.00fl Pl =$I.000.001 - 55.000.000 p4 =More Lhan $50.000,t~,0 S =Assessment W =Estimated

H2 =More than $5,000,000 M :$100.001 - 5230.000 P2 =55.000.001 - 525.000.000 T =Cash Market

FINANCIAL DISCLOSURE REPORT Page 6 of 14

N=me ~sburg, Do.gl=$ ~,

08n ~/~0~0

---]

NONE (No reportable income, assets, or transactions.)

A. Description of As~ts (including ~st assets) Income dufng I reporting period Gross value at end of repoai~g p~iod T~ctions daring reposing ~riod

[d~ntily exempt from prior disclosure ~ Code ~ (A4B I div.. rent, or mr.) Code 2 (J-P) Method [ buy, sell, ]mmid~/Code 2 [ Code 1 redempt,on) / Code 3 / (J-P) (A-H~ ] ~ ~ ~ ~ (Q-W) I / (,fpnvate

18. 19. 20. 2I. 22. 23 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34.

IKM NTRS PAYX PEP SLH SRCL SRCL BHP NVS R.BA TSCO MHS GILD DLB CHTT

A B B

None Dividend Dividend Dividend None None None A A A Dividend Dividend Dividend None None None None None A Dividend None N J T T L L K J L K L K T T T T T T T T J K L T T T

Sold Sold Sold

10/23/09 2/27109 6/25/09 12/18/09 2/10/09 2/27/09 ~ 10123/09

J J K K K K K D C B

(pan)
Buy (addl) Sold Sold (part) Sold (part)

Sold (part)

2/27/09

Sold Sold

2127/09 K 10/21/09 K

TMGX, renamed TURXX C

Column C2)

U =B~k Vah~

V ~th~

W =Es~imatod

FINANCIAL DISCLOSURE REPORT

Name of Person Repnrtlng Ginsburg, Douglas H.

Date of Report 08/1212010

Page 7 of 14

I
D. Tran~ctions during re,fling period T~e (e.g., buy sell. redemption) Da,e ~ Value i Oain ] mmld&)~ ~ C~e 2 I Code I ~ ~ (J-P) (A-H) ~ ~ ~ ~

NONE (No reportable income, assets, or transactions.) A. Description of Assets (iaeluding trust ~sets) Place "(Xy after each ~set exempt horn prior disclosure B. Income during reposing period ]Amount Code I (A-H) T~e (e.g., div.. ren~, ~ or int.) C. Gross value ~1 end of reporting period Value Code 2 (J-P) Value Method Code 3 ~Q-W) T T T T T T Sold M L L L J J K J J J T T T T T T T T T Buy (addl) Sold (part) Sold (part) 3/04/09 5/19/09 5/29/09 5/18109 L E Sold (pan) Sold (part) 8/19/09 I 0/26/09 J K E

Identity of buyer/seller (if private

35. 36. 37. 38. 39. 40. 41, 42. 43, 44. ~5, 46. 47. 48. 49. 50. 5 I.

XOM GE G~ MHS MP,~i QSGI, renamed QSGIQ WYE RDS A PHK PHK PHK AA ALLP MO AIG AMGN BAC

D A A

Dividend Dividend Dividend None

N K K L L J

Dividend None

A D B B B A

Dividend Dividend Dividend Dividend Dividend Dividend None

Dividend None None

Dividend

~See Columns C I and D3)

N =$250,001 - $500,0(Y0

O -$~00,001 - $1,000,~00

PI =$1.000.00l - $5,000,000

P2 =$5,000,001 - $25,000.000

FINANCIAL DISCLOSURE REPORT

,~ ....

f Person Reporting

Date of Report

Page 8 of 1 4 VII. INVESTMENTS and TRUSTS -]

~i.sb.~g, Do.g~s a.

08/~2/2os0

NONE (No reportable income, assets, or transactions.)

A. Dsscription of Assets (including trust assets) B. Income during reporting period C. Gross vaIue at. end of reporting period I ! D, Transactions during reporting period

a e, ooc ....t
exempt from prior disclosure

AraGOn,,
Code I
, (A-H)

di ..... t,
orint.)

Code 2
(J-P)

v~ue I value i T~e(e.g., [Date i Vatuel Gain[

[ Method i
! Code3

.)

1 ......... ............. Idemityof

buyer!~ller
(ifprivate

buy~ sel!,

~ redemption)

. mrrddd~yy | C~e2I Code I I

[ [

(J-~) I (A-H) I

52. :53. 54. 55. 56.

57.

CYBS .INj JPM NYX QCOM

S[ILD

None A A h A Dividend Dividend Dividend Dividend

None

K K J J J
J

T T T T T
T

58. 59. 60. 61. 62. ! 63. I 64. ~ . 65 66. 67. 68.

ZOLT NVS SKT PM BA CSCO CDE DVN INTC KMP MMP A A B A A A B A

None Dividend Dividend Dividend Dividend None None Dividend Dividend Dividend Dividend

J J K K J J J K J K J

T T T T T T T T T T T Buy taddl) 9116/09 J

2, Val~ C~e~

J =~1 ~,~ or l~s

K =$ t ~,~1 - $50,0~

L =$50,~1 - $1 ~.000

M =$100,00t -

FINANCIAL DISCLOSURE REPORT

Page 9 of 14 VII. INVESTMENTS and TRUSTS -

GInsburg, Douglas H. ] ~a~ne oO, e.on ~eporUag

08/]2/2010

,NONE (No reportable income, asse~s, or transactions.) A.~ Dnscrip~ion of Assets (including trust assets) Place "(X)" a~er each assel exempt from prior disclosure Income during reporting period Amoum Code I (A-H) Type (e.g.. div., rent, or int.) Gross value at cnd o freporting period Value Code 2 (J-P) ] Value ~ Method Code 3 , Type (e.g., buy, sell, redemption) Transactions during reporting pcfod . ! Date ! Value imm/ddiyy i Code 2 i (I-P) Gain Code I (A-H) |~entity of buyer/seller (if private |

(Q-W)
K K T T Sold K T Sold L J J M M J K T T T T T T T Buy (addq) Buy (addl)

transaction) ....

:69. 70. 71. 72. 73. 74. 75. 76. 77. 78. 79. 80.

MSFT EWJ CHK SIAL T BP CAT KO ESRX ESRX HON MON

A A A A A C A A

Dividend Dividend Dividend Dividend Dix, idend Dividend Dividend Dividend None None

8/19/09

11ii7/09

8/5/09 8/19/09

A A

Dividend Dividend

81. 82, 83.

84. 85.

SIAL URS IBM

OCFC PULB

Dividend None

Buy (addl) Sold

9/02/09 5/15/09

K J B

A
A A

Dividend
Dividend Dividend

T
Sold 8/07/09 9/28/09 J K A

Sold (part)

- $15.000 (S~ Column= B I and D4)

F -$~ 0.~ [ - $ I ~.000

O =$ I I)0.001 - $1,0~.~0

H I =$ I .~).0O 1 - $ L~0.O00

H2 =More ~an $

FINANCIALDISCLOSURE REPORT Page 10 of 14 VII. INVESTMENTS an d TRUSTS D

I Ginsburg, Douglas H,

08/12/2010

NONE (No reportable income, assets, or transactions.)

~ ..........
Deseriplion of As~ts (including trust assets) Place "(X)" a~t ..... h asset exempt from prior disclosure Income during reporting period , (1~ ........ (2) A~m,oun.t [ Type (e,g., Code I I div., rent, {AH)I or int,) Gross. value at end of reporting p~riod (I) (2)--Value Value Code 2 Method (J-P) I Code3 Transactions during reporting period (l) Type (e.g.. buy, sell, 1 redemption) {2) I (3) ! (4) Date mmadd!yy I Code 2 :~ Code I :: [ (J-P) i(A-H) [ (5) buyer/seller (ifprb,ate

86. 87. 88. 89. 90. 91, 92. 93. 94~ 95. 96. 97. 98, 99.

SLB XEL ATK ATK APFC BCS EFSC KIM LSI MON NOBH ONNN SNY STEC

A A

Dividend Dividend None None None None None

L J

T T Sold (part) Sold Sold Sold Sold Sold Sold Sold . Sold Sold 3/06/09 9/22/09 9/22/09 3/6/09 8/07/09 3/6/09 9/22/09 11/13/09 111/27/09 3/6/09 K K K J J .~ K K K J A D E E D

Dividend None

A A

Dividend Dividend None

Dividend None None None None

T Sold 3/6/09 9/30/09 !10113/09 t |113/09 K J J K D D E

100. TMCO 101. TMCO 102. TMCO

L L L

T T T

Sold (part) Sold (part) Sold (part)

(See Columns B I and 04)

F =1~0,~1 - $100.~

O =$100.~1 - $ t.0~,~

3. Value Melbod C~s (See Column C2)

Q =Appraisal U =Book Value

R ~osl (R~I Estate O~ly) V ~{her

S =Assess~nt

PageFINANCIAL1 ! of 14 DISCLOSURE REPORT

I [ Ginsburg, Douglas H.
Name of Person Reporting

Date of 08/12/20~0

VII. INVESTMENTS and TRUSTS -i.o.,e, ~atae, transactions(lncludesehoseofspouseanddependanchildremseepp, 34-60 of filing instr~caons,)
---] NONE OVo reportable income, assets, or transactions.) Description of Ass~ (including t~sl ~sets) Place "(X)" after e~h ~s~t esempl from prior disclosure fncom~ during reporting pe~od T~e (e.g,, div. rent or int.) Gross value at end of rep~ing period Value Code 2 (J-P) ~ Value ~ t Method ~ Code~3 . (Q-X~) [ Type (eg ] I buy, sell, redemption) I Sold Sold Sold K K O K T W W T Matured K K K K K K L K L T T T T T T T T T Buy Buy Buy Buy Buy Buy Buy Buy 12/11/09 10/21/09 10/23/09 10/21/09 11/04/09 2/27!09 10/14/09 2/27/09 K K J J J K J K 11/25/09 K Transactiona during reposing ~od

~ i

Amount ~ Code I (A-H) i

/ Da~ m~d~, Code2 /~ I 3/6/09 3/6/09 10/02/09 K [ J

i
~ transaction)

103. HYTM 104. WFC 105. CMO 106. HPQ 107. Stephens Family Holdings, L.C. (X) 108. Stephens Family Partnership, L.P. (X) 109. VA St R.es Auth Infrastructure Rev Pooled I t0. Norfolk VA G/O RFDG CAP Impt 1 t l. Lynchburg VA GO BDS~ 112. ICFI 113. BIK 14. 131K I5. VRSK 16. VR.SK I7. HABDX 118. 119. R.PIBX US Treasury Note C A A A A A C A C F A B A

None Dividend Dividend Dividend Int./Div, Dividend Interest Interest Interest None Dividend Dividend None None Dividend Dividend Interest

i-i. inco-n~e Gain Codes:

A =$I,OO0 or lets

B =$I,001 - $2,500

C =52,501- $3.000 ..................................................... D =$5,~01

(See Cotumn C2)

U -Book V~uc

V ~ther

W =Esti~ted

FINANCIAL DISCLOSURE REPORT

NameofP*rson Reporting

Dateoflleport

Page 12 of 14

C,~.sb.rg, Douglas H.

0811212010

NONE (No reportable income, assets, or transactions.)

Description of Assets ! Income during Gross valve at end Transactions during reportixlg period

Place"(X)" after each asset

!Amount i i (A-H) [ ~

Type {e.g,, div., rent. orim.)

Value i Code 2 {J-P)

Value Method Code3

Type (e.g., buy, redemption)

Date

f Value I {3ain [

Identityof (if private

] (J-P) [(A-H) i

120. Boeing Cap Corp NaYS Bond~ 121. Caterpillar Financial Svc Bond~ 122. CME Group Bond 123. Kellog Co Bon 124. Verizon Comm. Bond 125. VA State Pub School Bond~ 126, GLD 127. VFC "128. JCI t29, TGT

B A B 13 B B

Interest Interest Interest Interest Interest Interest None

K K K K K L J J J J

T T T T T T T T T T

Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy

3/02/09 8121/09 3/02/09 3/02/09 3/02/09 3102109 2/18/09 1 I/5/09 11/12/09 11/18/09

K K K K K L J J J J

A A A

Dividend Dividend Dividend

FINANCIAL DISCLOSURE REPORT

PRge 1 3 Of 1 4

NameofPers~m Reporting Ginsburg, Douglas H.

DateofReport 08/I 2/2010

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

Part III.A. Non-lnvestment Income Re: Payments Made to Charitable Organizations in Lieu of Honoraria in 2009

Please see attached sheetS.

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2009 For: Douglas H. Ginsburg Date of Report: 08/12/2010 VIII. ADDITIONAL INFORMATION OR EXPLANATIONS Part III-A. Non-Investment Income Payments Made to Charitable Organizations in Lieu of Honoraria in 2009 Donor NYLS AEI NYLS NYLS NYLS Date 2/26/09 3/17/09 5/7/09 5/l 2/09 8/11/09 Amount $3,500 $2,000 $ 300 $2,700 $1,000

TOTAL

$9,500

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2009 For: Douglas H. Ginsburg Date of Report: 08/12/2010

VII1. ADDITIONAL INFORMATION OR EXPLANATIONS --CONFIDENTIAL-Part III-A. Non-Investment Income Recipients of Payments Made to Charitable Organizations in Lieu of Hon~r~aria in 2009 Recipient Ehateauville Foundation P.O. Box 30 A_missville, VA 20106 Foundation for Research in Economics and :he Environment 562 Ferguson Road 3ozeman, MT 59718 3eorge Mason Univ School of Law Law & Economics Center 3301 Fairfax Drive ~.rtington, VA 22201 [he Fund for the Law School, University of Ehicago 111 East 60th Street Chicago, IL 60637 Donor NYLS Date 2/26/09 Amount $2,500

NYLS

2/26/09

$1,000

AEI

3/17/09

$1,000

AEI

3/17/09

$1,000

The Fund for the Law School, University of NYLS Chicago 1111 East 60th Street Chicago, IL 60637 Alliance Francaise de Washington 2142 Wyoming Avenue, NW Washington, DC 20008 NYLS I

5/12/09

$1,000

5/I 2/09

$1,000

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2009 For: Douglas H. Ginsburg Date of Report: 08/12/2010 Page 2 - Confidential Recipient Rapl~ahannock~ ounty Conservation ~.lliance ?ost Office Box 116 gperryville, VA 22740 ~eighborhood House l Kimball Road ,]ortheast Harbor, ME 04662 Northeast Harbor Library P.O. Box 279 Northeast Harbor, ME 04662 Ruggles House ...... 146 Main Street Columbia Falls, ME 04623 the Federalist Society 1015 18th Street, NW Suite 425 Washington, DC 20036 Foundation for Research in Ecor[~mics and the Environment 662 Ferguson Road Bozeman, MT 597!8 .r..OTAL Donor NYLS Date 5/7/09 Amount $300

NYLS

5/12/09

$250

NYLS

5/12/09

$}50

$200 NYLS NYLS 5/12/09 8/11/09 $500

N~LS

8/i 1/09

$500

$9,500

000-000-0000

p.1

FINANCIAL DISCLO,~URE REPORT

Page 14 of 14
IX. CERTIFICATION.

NOTE= ANY IND]WID~JAL WHO KNOWINGLY AND WILFU LLY FAL~|F~ES OR FALLS TO F~LE THIS REPORT MAY BE SUBJECT TO C~V~L AND CRIMINAL SANCTIONS (~ U.S.C, app. |

FILING INSTRUCTIONS

C~mi~cc on Fi~n~i~ Discl~ A~inis~ O~ccofth Uniscd States Courts ~i~ 2-301 One Col~b~ Circle, N,5. W~h~n, D.C. 205~