I

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FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2009

R~ort Required by the EthiCs

in Government Act of 1978 (5 U.S,C. app. I0t-t11)

1. Person Reporting (las~ name, first, middle initial) Moore, Kimberly A. 4. Title (Article Ill judges indicate active or senior status; magislratejudgcs indicate full- or part-time) Circuit Judge

2. Court or Organization Federal Circuit 5a. Report Type (check appropriate type) [] Nomination, [] Initial Date [] Annual Fhlal

3. Date of Report 05105/2010 6. Reporting Period [] 01101/2009 to 12/31/2009

7, Chambers or Office Address U.S.C.A. Federal Circuit 717 Madison Place NW Washington, DC 20439

5br [] Amended Report 8. On the basis of the information contained in this Repor~ and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date

IMPORTANT NO TES: The instructions accompanying this form must be followed~ Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.

NONE (No reportable positions,) POSITION NA~ OF ORGANIZATION/ENTI~

2.

C3

(~ ~+

II. AGREEMENTS. o,u,~,.+,,++ i.ai~,,~t o.~: s~. i,~ ~-~ o]~.,+..+ ~,,~,.nc,io.~)
NONE (No reportable agreements.) DATE_
1.

PARTIES AND TERMS

Moore, Kimberly A.

FINANCIAL DISCLOSURE REPORT Page 2 of 1 1

N~m. o~er~o~ Reporting Moore. ~mberly A.

Date orRepo~ 05/05/2010

IIl. NON-INVEST~NT INCOME. t~o,~g ~a~a~ ~ ~ ....

A. Filer~s Non-Inves~ent Income NO~ (No reportable non-investment income.) DATE
1~ 2009 2. 3, 4.

; see pp. 17-2 of f!ling ins~uctiom.)

.. ~
(yours, not s~uses) $5,495.00

SO~CE AND ~PE

West-~omson, Book Royalities

B. Spouses Non-Investment Income - if you were married during any portion of the reporting year, complete this sectlor~
(Dollar amount not required except for honoraria~)

NONE (No reportable non-~nvestment income.) DATE

I. 2009

SOURCE AND TYPE

attorney, self-employed, partner

2. 3. 4.

IV. REIMBURSEMENTS - ~,n~,ort, t~,. ~oas~ng,r~. ,~,,rto~,~,n~

([~tcludes those to spo ~e and dependent child~n; see pp. 25-27 of filing i~t~ctio~.)

NONE ~o reportable reimbursements.) ~ DA~

01/24/2009 01/28/2009 6118/2009 612112009 II/12/2009 11/15/2009

LOCATION
Fajardo, Puerto Ri~

P~POSE
Conference

ITEMS PA~ OR PROVIDED

T~po~ation, Meals, & Lodging

I.

~sociation of Co.orate Patent Cou~el Federal Circuit B~ Association American B~ Association

2.

~ite Sulph~ Springs, West Virginia Orlando, Florida

Conference

Mols & Lodging

3.

Confere~e

Transpo~tion, Meals, & Lodging

4. 5.

FINANCIAL DISCLOSURE REPORT Page 3 of 11

Nam~ofPerson Report|~tg

Date of Report

Moore, Kimberly A,

05/05/2010

[]

NONE (No reportable giles.) ~ DESCRIPTION VALUE.

I. 2. 3. 4.

5.

[]

NONE (No reportable liabilities.) CREDITOR DESCRIPTION

Mortgage on Rental Property Loan

VALUE CODE
O L

1. 2.

National City Mortgage Co. Citibank

3.
4. 5.

Pa~ ~ o~ 11

Moore, KJmberly A.

VII. INVESTMENTS and T RUSTS -t,,co,,,., .a~,,~ tr~.~,~t~.s a-a,,,~, t~

NONE ~o r~ortable income, ~sets, or tra~actions.) A. ~cfiption of ~ (i~[~g t~st ~) Plaee"(X)"a~er~ch~sct exempt from prior di~l~ur B. tn~me during ~o~ing ~ T~ (e.g., djv.,r~L or inc) C. . Oro~ val~ m end [ of ~poR~g period [ Vaue [ C~2 ($-e I Value Mc~ C~ 3 T~ (.g., ~y,~ll, ~demption) Transactions dur~g ~po~g

1 ]

A~nt ] C~ l [ (A-~

Date Value ~dW~ [ Code2 [ (I-P}

Gain C~ I (A-H)

l~tity of ~ycffscllcr (if private

I. ~L2 l 1,554.~) 2. " ~, 4. 5. Ch~ C~ Bank Checking ~count Citiba~ Northwestern Mutual Life Insurance Northwestern Mutual Life Insurance Berkshire Life Insurance

F A D B B A

Rent lntorest Intent Dividend Dividend Dividend

PI M J J J J

S T T T T T

8. 9,

Fidelity t~etirement Account -Fidelity Freedom 2035 None Buy (addl) Sold D Dividend L T Buy Buy 01/06/09 J 02/04109 M 02/04/09 02/06/09 03/05109 04/03/09 04/13/09 05/05/09 06/04/09 L J J J J J J

l O. l 1. 12. 13, 14. 15. I 6. 17. -Fidelity Capital & Income

(addl)
Buy (addl) Buy (addl) Buy (addl) Buy (add~) Buy (addl)

3. Value Met~ C~ (Sc Colu~ C2)

P3 ~25,~,~1 - $50,~,~0 Q =A~I U =B~k Value

R ~ (R~I Estate Only) V~

P4 =More ~ S =As~essm~ W

T ~h Mark~

FINANCIAL DISCLOSURE REPORT Page 5 of 11

Name Of Person Reporting

Date nl Report 05105/2010

Moore, Kimberly A.

NONE ~o repo~able income, ~sets, or Wa~actions.)

A. De~fiption of ~ets (including ~ ~) B. Income during reining ~6~ C. , G~ss v~ue at end of reP0aing~riod ] D. Tmn~fi~ d~g ~ing

0)
~ptfrompdordi~l~ure

(2)

~ 0)

(2)

0)
~,~

(2)

(~) O) I
Gain

(5)
Idenfi~ of buyer/~ller

C~el I ~v.,~nt.

[ C~2

[ Mem~ ]

~d~.lC~2 ~C~I

18. "19. 20. ~ 1. 22. 23. "24. 25. 26. 27. "~8. 29. 30. -Fideli~ Low PK STK A Dividend K T Buy 05/05/09 J Buy -Fideli~ Contm A Divided K T

Buy (addl) Buy Buy 03/05/~ (addl) Buy Buy

08/06/09 0~04109 02/06/09 J ~!03/~ ~/13/09

J K J

(~d~) (addt) (addl)

Buy Buy Buy Buy Buy Buy 32. 33. 34." -Fideli~ Ufi BD Index C Di~dend L T Buy (addq) Buy Buy Buy 06/04109 08/06/09 02/~/~ 02/06/09 03/05/09 ~/03109 04113!09 05/05f~ 06/~/~ 0~/~ J J L J J J J J

FINANCIAL DISCLOSURE REPORT

[~a,~e ofPer~ou aq~o,~i,~g

l ~ M~r~ ~mberly A.

~,~te o~R~
05/05/2010

Page 6 of 11

VII. INVEST~NTS and TRUSTS -~.~, ~.~u~no.~a.~ tho~g~,~.~.,~,~.; ~.

NONE ~o repo~able income, assets, or ~ansactionsO
Dcsc~ption of A~ ~~ Amo~t [ T~ (c,g., ~e I [ &v,, ~nL Gross v~uc at ~nd {I) I (2) Value Value ~ MoUnd ~e 2 (J-P) Co~ 3 (1, T~ (e.g., buy, sell, Tm~ctions d~ng ~ng (2) (3) (4) ~ Date V~ ~/~ Code 2 (5) I~n~ty of bu~r/~llcr

Place "(X)" afl~ each ~t exempt from prior ~l~c

Gain[ C~ I [

(~) ~ orint.)

redemption)

(I-P) [ (A-H)

(if private

35. 36. 37. 38. 39. 40. 41. 142. 43.

44.
45. 46.

(adda)
Buy Buy Buy Buy

Buy

02/06/~ 03/05109

04/03/09 J 04/13/09 05/05/09 : J 06/~/~

(~d~)
Buy

Smith Barney Retirement Account * (See Part VIII)

None

Morgan Stanley Accounts * (See Part VIII)

-American CAP Strategies -wells Fargo CAP Trust Preferred A Dividend Sold

3/6/09

Interest None

Sold Redeemed

2/412009 2./4/2009

.l

47. 48.

-First Eagle FDS lnc Overseas FD -Thornbu~g Invt TR. Invt Income Builder Fund -Goldman Sachs Trust Growth Strategy Portfund -RS Large Cap Alpha C

L L

Dividend None

Redeemed Redeemed R.edeemed

2/4/2009 2/2/2009

49.

L L

50.

None

2/4/2009

51. -MS Liquid Asset

Interest

Closed

5/4/2009

(See Columns B1 and D4) 2. V~lue Codes (See Columns CI and D3) 3. V:~lue Method Codes (See Column C2)

A =$ 1,000 or less F =$50,001 - $ I0<1,000 J =$15.000 or less N =$250,001 - $500000 P3 =$25,000,00 [. $50,000,000 Q =Appraisal U =Book Value

B =$1.001 - $2,500 G =$t(~O,OOI . $1,000,000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R ,~".ost (Real Eslat Only) V --Other

C =$2,501 - $5.000 1II =$1,0~0.001 ~ $5,000,000 L =$50.001 - $100,000 PI --~1,000,001 - $5,000,000 P4 =More than S =Assessment W =Estimated

D =$5,001 - $15.0~0 |I2 =Mole th~ M =$ 100,001 - $250,000 P2 =$5,000,001 T ---Cash Market

E =S 15,001 - $ 50,00~

FINANCIAL DISCLOSURE REPORT Page 7 of 11

NameofPersan Reporting

DateofReport

Moore, Kimberly A.

05/05/2010

VII. INVESTMENTS an d TRUSTS - i.~om,, ,~.e, , .... c~ons (Includes those of sp ...... d dependent children; ~e p~ 34-60 offing i~ructions.)
NONE (No reportable income, assets, or ~a~actions.)
A. ~scdption of As~ (including ~t a~s) Pla~ "(X)" after ~h ~t cnc~t eom prier disclos~c ! ! B. In.me dur~g C. G~ value at end of~po~ing pc~d D. Tmn~ctio~ d~ re~ing ~d~ "~-

~i~,~fiod

[ o)

(2)
T~ (e.g., div., toni,

o)
Value Code 2

(2)
V~ue Ms~od

o)
T~e (e.g., ~y, s~ll,

(2) -~--T
] Date Valu~ } Gain / ~d~ 1 C~e 2 [ Code I ~

l Amounl ] C~c I

ldntity of buyer/~ller

(~)

52.

-Grit Pa& Fut~es F~d

None

Sold

03/1 ~09

53.

54,
55. 56.

Charles Schwab Accounts

-Proshares Ultra Financial (previously held w/MS) D Dividend K T Buy 2/4t2009 K

(pa~)
57.

Sold

08/11/09 09/!6/09

J J

(pad)
58. -Proshares Ultra DJ A1G D Dividend Buy

Sold

02/19/09 04/20/09

J J

59,

Buy (addq) Sold

60.

05/29/09

61.

-Proshares Ultra Short

None

Buy

09/14/09

62. 63. 64.

65.

Buy (addl) Buy (addl) -Alltet Corp Notes

-United Health Bonds -Anheuser Busch Bonds -lngersol[-RND

11/16/09 12/15/09 02/11/09

02/11/09

K J K
K K

B
A

Interest
Interest

K
K K

T
T T

Buy
Buy Buy

66. 67.

A B

Interest Interest

02/11/09 02/11/09

L L

Buy

68,

-XTO Energy lnc

Interest

Buy

02/! 1/09

l. tr~ome Gain Coa~:

A =$1.000 or |es~

B =$1.00t - $2.500

.C

(See Cohm~ CI ~d O3)

N ~250,~1 - $500.~ P3 ~25.~.~1 . $50,~0,~0

O ~$5~,~1 - $1,0~.~

P1 =$1,0~,~1 - $5.~,~ P4 =More th~ $50.~.~0

P2 =$5.~.~1 - $25.~.~

FINANCIAL DISCLOSURE REPORT Page 8 of I 1

Name of Person Reporting

Date of Report

edoore, Kimberly A.

o5105/2olo

VII. INVESTMENTS and TRUSTS - ~ ....... tu., t,..~a~ao.~ anct.#~ t~,os, o/spo.~e ~# dep~ ~it#r~.. ~ ~. ~4~o oZ~.# i,~,...~..~)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "C.X)" after each asset cxcmpt from prior disclosure B. Income during reporting period , Amount Code 1 (A-H) Type (e.g., div., rent. orintO C. [ ] Gross value at end I of reporting period V~lue Code 2 (J-P) Value Method Code 3 (Q-W) Type (e.g., buy, sell, redemption) D. Transactions during rgl~orr-~ period

Date Value ! Gain mm/dd/yy Code 2 ] Code 1 (J-P) ] (A-H) transaction)

Identity of buyer/seller (if private

69.

-EBay

Dividend

Buy

02/18/09

70. 7 I.

(part)
Sold -Profunds Ultra Small Cap

Sold

08/11/09

J J

09/02/09

72.

Dividend

Buy

02/25/09

J"

73.

(addl)
74, Sold

Buy

04!24/09

08/11/09

(part)
75. Sold (part) Sold -Profunds Basic Materials E Dividend 09/16/09 J

D D

76,

l 0/l 9/09

77. 78.

Buy

02/25/09

Buy (addl) Sold

04127/09

79.

(part)
80. 81. Sold

08/I 1/09

(paa)
Sold -Profunds Ultra Latin America B Dividend .t T Buy

09/1 6/09 10/19/09

J J

D D

82. 83.

07/24/09 09/16/09

J J

Sold -Vanguard GNMA B Dividend L T

(p~t)
84. Buy

02/26/09

85.

Buy

08/21/09

(addl)

I. lrteomc Gain Codes: 2. Value C~es 3. Value M~ Cod~ (See Col~ ~) ........................

A =$1,000 J =$15,0~ or

Q =April U =~ Val~

V =O~cr

W =Estimal~

FINANCIAL DISCLOSURE REPORT Page 9 of 11

I ~ame or Wr~o. Ropo.i.g

[ Moore, ~m~rly A.

[
~

vu,~ or r~po.
05/0512010

VIL I~ESTME N TS and T RU STS - i~ ~, ~,~, a~ ~o~ oy~ ~ ~,~ ~,~ =~ ,,. 3~o o!~i.~ ~=~o~.~
~ NO~ ~o reportable income, assets, or transaction.)
A, De~fiption of A~ (in~l~ing t~t ~s~) B, ~ l~omc during r~o~ng ~ ] C. G~ss "value ~ end of ~poning period D. T~nsacfions du~ng reposing pc~

[ ex~pt ~ p~of disclos~ ......(A-H) 86. Buy (addl) -~zer & Gamble None Buy Co~ ] div., ~ or inL) ~dc 2 [ Me~od (J-P) ~-~] Code 3 buy, ~ r~emptlon) ,,-*-~ [ 10/19/09 04/20/09 ] K C~ 2 C~c I (J-P) ~_(A-~ buycr/~llcr tm~ction)(ifpfivate

87.

88.

Sold

04/21/09

89. 90.
91.

-Vanguard High Yield

Dividend

Buy Buy
(addI)

04/27109 11/16/09
07/23/09

K K
J

-Hovnanian

Dividend

Buy
Sold

92.

08/11/09

(part)
93. 94. 95,
96.

Sold Sold 10119/09

09/I6109

FINANCIAL DISCLOSURE REPORT Page 10 of 11

I
I

Name of Perso~ Reporting Moore, Kimberly A,

D~te of Report 05105/2010

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. ~,~e~,~gR,~o,~)

Part VII. Smith Barney Retirement Account: This is a retlrem~at account that doesnt allow individual control of investment selections.

FINANCIAL DISCLOSURE REPORT Page i 1 of 11

IX. CERTIFICATION.

Na~eofP Moore, IOmberly A,

05/05/20!0

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, ff xny) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-dtselosnre. 1 further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE TIIIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544