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U2011

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010


2. Court or OrgmRIz~tlon US District Couxt Wcst~m Dis~ct of Michigan
Type (dleek appropriate Nomination, ] [] Initial Dat~ [] Annual ] Final

Report Required by the Elhtc~ In Government Act of 1978 (5 U.$.C. upp. I01-111)

1, Person Reporting O~t name, tint, middle initial) Neff, Jan-t T.


4. Title (Ar~le Illj edges indicate active or senior ~atus; magist~e judge~ indlc~t~ full- or part-time)

Date of Relmrt 05/9/2011


16. Reperting Period 01/01/2010 12/31/2010

US Dis~ct/udge, active stems

7. Chamben or Office Addr~s 1 I0 Michigan St NW Suit~ 402 Grand Rapids, Michigan 49503

B,On the basi~ of the information contained in this Report lid lay modlfl~tioas per~Riolng ~er~to, ~ h, in my opinion, Ja t~mplitmce with npplkable I~ and reguhtiol~ Reviewing Officer I~te

IMPORTANT NOTES: The Ins~ncaons accompanying th~form must ~efdtow~ Compim ~llpam,
checking the NONE box for each ga~ where ~ou have no reportable infonnadon. Sign on la.stpage.

I. POSITIONS. [~ NONE (No reportable positions.)


POSITION

NAME OF ORGANIZATION/ENTITY

r--=

==

[71

II. AGREEMENTS. t~,,,,~ ~,~-Io.~;


~ NONE (No reportable agreements.) DATE
I. 1989 2. 3.

PARTIES AND TERMS


Michigan Judges Retirement System - Pension upon Rrtirrment from Michigan Court of Appeals

Neff, Janet T.

FENANCIAL DISCLOSURE REPORT Page 2 of 8

Name of Persom Reporting Neff, Janet T.

Dste of Repor~ 05/9/20 ! L

IIl. NON-INVESTMENT IN COME. aoo,d.~ ~,,,~=..~ ,,.d ~=,,~ .~ ~ t z-u


A. Filers Non-Investment Income [~ NONE (No reportable non-investment income.) DATE
I. 2010 2. 3. 4.

,~OURCE AND TYPE


(yours, not spouses)
State of Michigan l~nsion $90,864.60

B, Spouses Non-Investment Income - 0yo- ~ere ~,,n~


(Dollar amount not required except for honoraria.)

NONE (No reportable non-investment income.) DATE


1.2010 2. 3. 4,

SOURCE AND TYPE


State of Michigan pension

IV. REIMBURSEMENTS - ~-w,-~- ~,Ioo~ ~,,.~-.~


(Tnclud~r~ ~o~e to ~e and d~n~ ~i[~n; see ~. 25-27 of fili~ i~o~.)

N0~ ~o reportable reim~rsements.)


SOURCE DATES LOCATION PURPOSE

ITEMS PAID OR PROV/DED

2. 3.
4.

5.

FINANCIAL DISCLOSURE REPORT Page 3 of8

Date of Reper~ 05/9/2011

V. GIFTS. a,~,,~
NO~ ~o reportable g~s.) SOURCE
I.

DESC~ION

V__ALUE

NONE (No reportable liabilities.) .07,EDITOR DESCRIPTION VALUECODE

1. 2. 3. 4. 5.

FINANCIAL DISCLOSURE REPORT Page 4 of 8 VII. INVESTMENTS and TRUSTS


NONE (No reportable income, assets, or transactions.)
A. Ikscfipdon of Assets (including t~mt asset~) Place "(X)" afar each asset exempt from prior disclosur, B. Income du~ng reporting period C. Oros~ value at end of reporting period D. Transactions during reporting period

Date of Repert 05/9/2011

O)
Amount Code 1 (A-H)

C2)
Type (e.g., div., rent, or inL)

(I)

(2)

(t)
Type (e.g., buy, sell, red~pdon)

(2)

(3) (4)
Gain Code I (A-H)

(5)
Identity of buyer/seller (if prlvate u-~tion)

Value Value Code 2 Method (J-P) Codv 3 (Q-W) K T

Date Value mm/dd/yy Code 2 (J-P)

1. 2. 3. 4. 5.

Grand Rapids Family Credit Union accotmt IRA - Charles Schwab - Arbitrage Fund CI R - Akxos Absolute Return Fund . American Funds New World - Betw3tn Income Fund - Hmsman Suate#c Total Return Fund - InUpid Small Cap - JP Morgan Stratigi Incm Oppty A " - JP Morgan Strategic lncm Oppty A - JP Morgan Stntegi~ Incm Oppty A - JP Morgan Strategic Incm Oppty A - JP Morgan Strategic Incm Oppty A

Interest

Int./Div.

T Sold Sold Sold Sold Sold Sold Sold 08/I0/10 K 05/21/10 12/31/10 08/13/10 04/29/10 12/31/10 K K K L K

6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17.

05/21/10 L

Buy 101/29/10

(addS)
Buy (addS)
Buy (addl)
Buy Buy Buy Buy

)2/26/10 J
03/31110 J
04/30110 03/30110 06/29110 03/31/10 J J

- Bewcy~ Income Fund - Betw~n Income Fund - Hussrnan Strategic Total Return Fund - Wint~rgretm Fund

J J

(a~~)
Buy 08/16/10 K

I. Income Grin Code~: (See Columns B I and D4) 2. VtI~ C~e~ (See Colwam CI am[ D3) 3. Value Mtthod Cod~$ (Set: Colunm C2)

A =$1,000 or lest F -$50,001 - $100,000 J =$|5,000 or I1~ N =1250.00t $500.0~0 P] =$25.000.001 - $$0.000.000 Q =Appraisal U -Book Value

B =$1,001. $2.500 O ~1100,001 - $ 1,000,000 K ~515.001 - $50.000 O -$500,001 - $1,000,000 R ,g~o~t (Real E.tmtt Ouly) V =(Xtx-r

C =$2,501 - $5,000 H I =$1.000,001 - SY,000.000 L -$50,001 - $ I00,000 PI ,,~1,000,001 - $5,000,000 P4 -Mote than 150.000.00(I S =At~c~ncnt W =E~timat~d

D =$5.001 - $! 5.000 H2 -Mote thin $5,000,000 M "$ I00,001 F2 -$5,000,001 - $25,000,000 T =,Cath Mmk~

E-SIS,001-

FINANCIAL DISCLOSURE REPORT Page 5 of 8

Name of Perso~ Reparfl~ Neff, Janet T.

Dire of R~rt 05/9/2011

VII. INVESTMENTS and TRUSTS - ~,~o.~, .~t,. ~,~ocao,~


NONE (No reportable income, assets, or transactions.) A. Description of Assets B. Income during O) (2) ~nt T~e (e.g., (A-~ or int.) C. Gros~ value at end CI) Va~e (J-P) (2) Vflue C~ 3 (Q-~ (D T~ (~g., ~p6on) D. Tran~:fiom during ~ing ~ (z) Da~ O) V~ (LP) (4) G~ (A-~ (~) Id~ of (if palate

Pl~e "~" afl~ ~h ~

18.

o Akr~ F~-us Fund Re~ail

Buy Buy

11/17/10 12/15110 07/01/10 i 12/13110

19. - IVA Worldwide Fund C1 A 20. 21, 22. 23. 24. 25. 26. 27. 28. 29. - FPA Crescent Fund Inst - FFA C~escem Fund Inst - Schwab Adv Cash Re.rye - S~hwab Adv Cash Reserve - Schwab Adv Cash Reserve - Schwab Adv Cash Reserve - Schwab Adv Cash Reserve - Schwab Adv Cash Reserve - Schwab Adv Cash Reserve - Schwab Adv Cash Reserve

(ada,l)
Buy

J J K J J L K L

(~ddl)

Sold Sold Sold

01104110 01/20/10 04/21110 05103/10 05/05/10 05/25/10 07109110 08/12!10 10/29/10 11/18/|0 12/27/10 12/29/10 12/31110

(pro)
Buy Sold Buy Sold Sold Sold Sold (pan) Buy Buy Buy

(part)

(pan) 30. - Sc~,a~ ^dr C~h ~eserve


31. 32. 33. 34. - Schwab Adv ~h Reserve - Americm Func~ New World - Intr~id Small Cap - Columbia Thermost~i Fund CI A

K J J J J K

(,~~)

B -|1,00! - ~2500 O -$ IO0.OOt - $1.000,000 O -$.~00,001 - $1.000,000 R -Co~t (Re~l Esme

C ~12.501 - $~,000 HI -$I.000.001 - $~i,000,DO0 L ~$$0,001 - $I00.000 P1 -$1,000,00| P4 -Mm~ ~,m w

E =115,001 $$0.000

FINANCIAL DISCLOSURE REPORT Page 6 0f8 VII. INVESTMENTS and TRUSTS

Name of Peasea Reporting Neff, Janet T.

Date of Repert 0519/2011

NONE (No reportable income, assets, or transactions.)


A. Ikscription of Assets
(including trust a.~et~)

B. Income during
reporting period

C. G~os$ value at end


of repotting period

D. Transactions during reporting period (l) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value rnm/dd/yy Code 2 (J-P)

Place "(X)" afle~ each asset exempt f~om prior disclosure

(1) Amount Code I (AoH)

(2) Type (e.g., div., rent, or int.)

(1) Value Code 2 (J-P)

(2) Value Method Code 3

Gain Code ! (A-H)

Identity of buyer/s~ller (if private

(Q-w)
35. 36. 37. 38. 39. 40. 41. 42. - Meridian Growth Fund - Ap#e.seed Fund Comerica Bank - US Saving, Bonds Chase Bank E A Interest Int!Div. J Buy Sold Redeemed 12/31/I0 12/3 I/I0 05/25/10 K K L

tnnsaction)

I. Income G,io Codes: (~.e Columvs BI trod D4) 2. Value Co~i (See Colu.,nn~ Cl and O3} 3. Valve Method Co~e~ (See Column C2)

A =$ t,000 m" lets F -$~0.001. $100.000 J -$15,000 o I~.s N ~730,001 - Sf~00,000 P] ,=~25,000.001 - $50,000,000 Q -Ap~li~ U =Book Value

B "$1.001 - E2,500 G =$ |00,00l - $1.000.000 K -$15,001 - $50,000 O ,~500,001 - $1,000,000 R =17.~t (Real Eatate Otfly) V -Other

C =$2,50| HI -$l.000.0OI - $5.000.000 L =$50,001. P[ -e*[,000.001 - $5,000,000 P4 =More I~lttt $ -A.eseatmem W -Exrlmated

E -$I 5.(X)! - $50,000


H2 -More time $5.000.000 1~2 -,$5,000,001 . ~.5.000.000 T =~lLsh Market

FINANCIAL DISCLOSURE REPORT Page 7 of 8

Name of Person Reporting Neff, Janet T.

Date of Report 0519/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.


~bonds cashed in 2010 were inadvertently omitted on prior financial disclosure reports. They were acquired by inheritanc~: ]~

FINANCIAL DISCLOSURE REPORT Page 8 of 8 IX. CERTIFICATION.

Name of Person Reporting Neff, Janet T,

Date of Report 0~19/2011

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any Information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.
I furfher cergfy that earned Income from oufatde employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions ors U.S.C. app. $0! et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

NOTE: ANY INDMDUAL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 On~ Columbus Circle, N.E. Washington, D.C. 20544

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