HNG DN T LNH MUA BN C PHIU TI S GIAO DCH CHNG KHON H CH MINH

Mt s im Nh u t cn lu trc khi thc hin giao dch:

1/ Thi gian giao dch: 1.1 Nh u t c th t lnh vo cc bui sng t Th 2 n th 6 hng tun. Ngh giao dch th 7, Ch nht v cc ngy l theo quy nh ca B Lut lao ng. 1.2 i vi c phiu v chng ch qu u t: - Ch giao dch theo hai phng thc khp lnh v tho thun. Giao dch khp lnh c 3 t trong ngy: + T 8h30 n 9h00 : Giao dch khp lnh nh k xc nh gi m ca

+ T 9h00 n 10h15 : Giao dch khp lnh lin tc + T 10h15 n 10h30: Giao dch khp lnh nh k xc nh gi ng ca.

Thi gian giao dch tha thun: t 10h30 n 11h00 1.3 i vi tri phiu: Ch giao dch theo phng thc tho thun t 8h00 n 11h00. 2/ Nguyn tc giao dch (iu kin c thc hin giao dch) 2.1 Trc tin, thc hin giao dch nh u t phi m ti khon giao dch chng khon Woori CBV. 2.2 Khi t lnh mua, bn chng khon nh u t phi m bo t l k qu trn ti khon giao dch chng khon theo quy nh ti tng thi im do B ti chnh ban hnh. C th ti thi im hin tai: + Khi t lnh mua chng khon nh u t phi c s tin tng ng vi 100% gi tr lnh t mua ti thi im t lnh. + Khi t lnh bn chng khon nh u t phi c s chng khon c trong ti khon giao dch. (khng bao gm chng khon hn ch chuyn nhng hoc chng khon cm c, chng khon b phong to...). 3/ Gi tham chiu: 3.1 Gi tham chiu ca c phiu v chng ch qu c xc nh l gi ng ca ca phin giao dch gn nht trc .

3.2 Vic xc nh gi ca c phiu, chng ch qu mi nim yt trong ngy giao dch u tin c nh sau: T chc nim yt v t chc t vn nim yt (nu c) phi a ra mc gi giao dch d kin lm gi tham chiu trong ngy giao dch u tin. Bin dao ng gi trong ngy giao dch u tin l +/-20% so vi gi giao dch d kin.Gi ng ca trong ngy giao dch u tin ss l gi tham chiu cho ngy giao dch k tip. 3.3 Khng quy nh mc gi giao dch d kin, bin dao ng gi i vi tri phiu mi nim yt trong ngy giao dch u tin. 4/ Bin giao ng gi: (Gi trn, gi sn) 4.1 Bin giao ng gi trong ngy giao dch i vi c phiu l +/- 5% + Gi trn + Gi sn = = Gi tham chiu + (Gi tham chiu x bin giao ng gi) Gi tham chiu - (Gi tham chiu x bin dao ng gi)

4.2 Khng p dng bin giao ng gi i vi giao dch tri phiu. 5/ n v yt gi (Bc gi) 5.1. n v yt gi giao dch theo phng thc khp lnh c quy nh :

Mc gi n v yt gi
- Gi c phiu t 10.000 - 49.900 ng - Gi c phiu t 50.000 - 99.500 ng - Gi c phiu t 100.000 ng tr ln 100 500 1.000 ng ng ng

5.2 Khng quy nh n v yt gi i vi phng thc giao dch tho thun. 6/ n v giao dch (L) 6.1 n v giao dch (01 l) i vi giao dch bo gi l 10 c phiu. S lng c phiu giao dch c lm trn n n v l 10 c phiu. 6.2 i vi tri phiu n v giao dch c quy nh l 10 triu ng tnh theo mnh gi tri phiu. 6.3 Khng quy nh khi lng giao dch ti thiu 7/ Hiu lc ca lnh:

7.1 Trong phin giao dch, lnh gii hn c nhp vo h thng giao dch c hiu lc cho n ht phin hoc cho n khi lnh c hu trn h thng ca S giao dch. 8/ Phng thc giao dch: 8.1 C hai phng thc giao dch: phng thc giao dch khp lnh lin tc v khp lnh tho thun. 9/ Cc loi lnh: Cc loi Phiu lnh c sn ti quy giao dch ca Cng ty Chng khon Hi Phng. Bao gm: Lnh mua Lnh bn Lnh Hu mua Lnh Hu bn Dng t mua c phiu. Dng t bn c phiu. Dng hy lnh t Mua c phiu. Dng hu lnh t Bn c phiu

Ch : Khng c php Hu lnh trong t khp lnh nh k. Lnh ch c Hu khi lnh t cha khp v phi c s chp nhn ca S Giao dch Chng khon H Ch Minh.
10/ Thi gian thanh ton: Tt c cc giao dch khp lnh lin tc bao gm c giao dch c phiu v chng ch qu c thanh ton theo hnh thc thanh ton b tr a phng T+3 10.1 i vi vic mua c phiu, sau 3 ngy lm vic k t ngy mua c c phiu, vo bui chiu ngy th 3, c phiu s v ti khon ca khch hng. 10.2 i vi vic bn c phiu, sau 3 ngy lm vic k t ngy bn c c phiu, vo bui sng ngy th 3, tin bn chng khon s c trong ti khon ca khch hng. 10.3 i vi giao dch tho thun v giao dch tri phiu c thanh ton ngy T+1.

TRNH T CC BC TRONG GIAO DCH TI S GIAO DCH CHNG KHON H CH MINH

Nh u t nn thn trng trc khi quyt nh t lnh t mua/bn c phiu
1/ T LNH: 1.1. i vi Nh u t t lnh trc tip ti quy giao dch:

+ Nh u t tham kho bng gi hin th giao dch hin ti v theo di bin ng gi cc loi c phiu. + Nh u t phi in y , r rng, chnh xc thng tin vo phiu lnh bao gm: 1. H tn y . 2. S chng minh nhn dn. 3. S ti khon: Ghi r rng, chnh xc, y cc s. 3. M chng khon VIT HOA 4. S lng: Ghi r, ghi s lng c phiu nh mua/bn. 5. Gi:Ghi r rng, chnh xc. + Nh u t cn ch n 3 bc gi trc khi vit gi vo Phiu l n v tnh l 1.000VN. S dng du phy i vi gi l (trm ng). V d: Mun ghi Bn mi chn ngn chn trm ng th vit 49.9 6. K, ghi r h tn. Ch k phi ng mu ng k. Sau khi ghi y cc thng tin nu trn, Nh u t chuyn ngay phiu lnh cho nhn vin giao dch.

Ch : Tt c nhng lnh khng y cc thng tin nu trn hoc khng hp l s t ng b loi ra. V d: Vt qu gi trn, gi sn, ghi thiu, ghi sai, chm gi, khng iu kin,....
1.2. i vi Nh u t giao dch qua h thng tng i Call Center (Mug Phone, Mug Mobile): + Nh u t gi n h thng call center: 1900xxxx, h thng s t ng kim tra s in thoi ca nh u t. Nh u t ch kt ni c vi call center khi s in thoi nh u t c ng k trc. + Nh u t c s ti khon v c mt khu ng k trc cho nhn vin giao dch. + c r lnh MUA hoc BN, m c phiu, s lng, gi, s ti khan.

Ch : Lnh t qua in thoi ch c a vo h thng giao dch chng khon khi p ng iu kin v s tin, s chng khon, thi gian,... .
1.3 i vi nh u t giao dch qua h thng Mug (Mug System): Nh u t c k hng dn s dng h thng Mug Home Trading v Mug Web ti u ha cc giao dch v tn dng ht tnh nng hin i ca h thng IT lin hon hin i mang li. 2/HY LNH:

+ Nh u t thng rt hay nhm ln gia lnh Hu Mua v Hu Bn v vy nn cn thn khi l chn phiu Hu lnh trnh xy ra sai st gy thit hi cho mnh. + Nh u t lu khng c Hu lnh trong cng t khp lnh nh k. Lnh ch c Hu khi lnh gc hoc mt phn lnh gc cha c c thc hin v phi c s chp thun ca S GDCK.

Lnh hy s c u tin sau Lnh t mua/bn b nh thng v ph thuc hon ton vo s chp nhn ca S Giao dch Chng khon H Ch Minh.
3/ NHN THNG BO KT QU GIAO DCH: i vi nhng lnh c khp (mua hoc bn thnh cng), Nh u t s nhn c Giy Thng bo kt qu giao dch vo u gi sng ca phin giao dch tip theo ti quy giao dch.

HNG DN T LNH MUA BN C PHIU TI TRUNG TM GIAO DCH CHNG KHON H NI

Mt s im Nh u t cn lu trc khi thc hin giao dch:
1/ Thi gian giao dch: 1.1 Nh u t c th t lnh vo cc bui sng t Th 2 n Th 6 hng tun. Ngh giao dch th 7, Ch nht v cc ngy l theo quy nh ca B Lut lao ng. Thi gian giao dch t 8h30 11h00. 2/ Nguyn tc giao dch (iu kin c thc hin giao dch) 2.1 Trc tin, thc hin giao dch nh u t phi m ti khon giao dch chng khon ti Woori CBV 2.2 Khi t lnh mua, bn chng khon nh u t phi m bo t l k qu trn ti khon giao dch chng khon theo quy nh cuar B Ti chnh ban hnh ti tng thi im. Hin ti: + Khi t lnh mua chng khon nh u t phi c s tin tng ng vi 100% gi tr lnh t mua ti thi im t lnh. + Khi t lnh bn chng khon nh u t phi c s chng khon c trong ti khon giao dch. (khng bao gm chng khon hn ch chuyn nhng hoc chng khon cm c, chng khon b phong to...). 3/ Gi tham chiu: 3.1 Gi tham chiu ca c phiu l bnh qun gia quyn cc gi mc gi thc hin qua phng thc bo gi ca ngy giao dch gn nht trc .

4/ Bin giao ng gi: (Gi trn, gi sn) 4.1 Bin giao ng gi trong ngy giao dch i vi c phiu l +/- 7% + Gi trn + Gi sn = = Gi tham chiu + (Gi tham chiu x bin giao ng gi) Gi tham chiu - (Gi tham chiu x bin dao ng gi)

4.2 Vic xc nh gi ca c phiu, chng ch qu mi nim yt trong ngy giao dch u tin c quy nh nh sau: i vi cc c phiu mi nim yt hoc c phiu b tm ngng giao dch, trong ngy u tin giao dch hoc ngy giao dch tr li s giao dch khng bin . Ngy giao dch tip theo, gi tham chiu ca c phiu ny s c tnh nh mc 3.1 4.3 Khng p dng bin giao ng gi i vi giao dch tri phiu. 5/ n v yt gi (Bc gi) 5.1 i vi c phiu l 100 ng 5.2 i vi tri phiu khng quy nh n v yt gi 6/ n v giao dch (L) 6.1 n v giao dch (01 l) i vi giao dch bo gi l 100 c phiu. S lng c phiu giao dch c lm trn n n v l 100 c phiu. 6.2 i vi tri phiu n v giao dch c quy nh l 10 triu ng tnh theo mnh gi tri phiu. 6.3 Khng quy nh khi lng giao dch ti thiu 7/ Hiu lc ca lnh: 7.1 Trong phin giao dch, lnh gii hn c nhp vo h thng giao dch c hiu lc cho n ht phin hoc cho n khi lnh c hu trn h thng. 8/ Phng thc giao dch: 8.1 C hai phng thc giao dch: phng thc giao dch khp lnh lin tc v khp lnh tho thun. 9/ Cc loi lnh: Cc loi Phiu lnh c sn ti quy giao dch ca Cng ty Chng khon Hi Phng. Bao gm: Lnh mua Lnh bn Lnh Hu mua Dng t mua c phiu. Dng t bn c phiu. Dng hy lnh t Mua c phiu.

Lnh Hu bn

Dng hu lnh t Bn c phiu

Ch : Lnh ch c Hu khi lnh t cha khp v phi c s chp nhn ca Trung tm Giao dch Chng khon H Ch Minh.
10/ Thi gian thanh ton : Tt c cc giao dch khp lnh lin tc bao gm c giao dch c phiu v chng ch qu c thanh ton theo hnh thc thanh ton b tr a phng T+3 10.1 i vi vic mua c phiu, sau 3 ngy lm vic k t ngy mua c c phiu, vo bui chiu ngy th 3 c phiu s v ti khon ca khch hng. 10.2 i vi vic bn c phiu, sau 3 ngy lm vic k t ngy bn c c phiu, vo bui sng ngy th 3 tin bn chng khon s c trong ti khon ca khch hng. 10.3 i vi giao dch tho thun v giao dch tri phiu c thanh ton ngy T+1.

TRNH T CC BC TRONG GIAO DCH TI TRUNG TM GIAO DCH CHNG KHON H NI

Nh u t nn thn trng trc khi quyt nh t lnh t mua/bn c phiu
1/ T LNH: 1.1. i vi Nh u t t lnh trc tip ti quy giao dch: + Nh u t tham kho bng gi hin th giao dch hin ti v theo di bin ng gi cc loi c phiu. + Nh u t phi in y , r rng, chnh xc thng tin vo phiu lnh bao gm: 1. H tn y . 2. S chng minh nhn dn. 3. S ti khon: Ghi r rng, chnh xc, y cc s. 3. M chng khon VIT HOA 4. S lng: Ghi r, ghi s lng c phiu nh mua/bn. 5. Gi:Ghi r rng, chnh xc. + Nh u t cn ch n 3 bc gi trc khi vit gi vo Phiu

n v tnh l 1.000VN. S dng du phy i vi gi l (trm ng). V d: Mun ghi Bn mi chn ngn chn trm ng th vit 49.9 6. K, ghi r h tn. Ch k phi ng mu ng k.

Sau khi ghi y cc thng tin nu trn, Nh u t chuyn ngay phiu lnh cho nhn vin giao dch.
Ch : Tt c nhng lnh khng y cc thng tin nu trn hoc khng hp l s t ng b loi ra. V d: Vt qu gi trn, gi sn, ghi thiu, ghi sai, chm gi, khng iu kin,....
1.2. i vi Nh u t giao dch qua h thng tng i Call Center (Mug Phone, Mug Mobile): + Nh u t gi n h thng call center: 1900xxxx, h thng s t ng kim tra s in thoi ca nh u t. Nh u t ch kt ni c vi call center khi s in thoi nh u t c ng k trc. + Nh u t c s ti khon v c mt khu ng k trc cho nhn vin giao dch. + c r lnh MUA hoc BN, m c phiu, s lng, gi, s ti khan.

Ch : Lnh t qua in thoi ch c a vo h thng giao dch chng khon khi p ng iu kin v s tin, s chng khon, thi gian,...
2/ HY LNH: + Nh u t thng rt hay nhm ln gia lnh Hu Mua v Hu Bn v vy nn cn thn khi l chn phiu Hu lnh trnh xy ra sai st gy thit hi cho mnh. + Nh u t lu i vi lnh mun thay i c v s lng v gi t th phi vit lnh Hu. Lnh ch c Hu khi lnh gc cha c thc hin hoc mt phn lnh gc cha c thc hin v phi c s chp thun ca TTGDCK.

Lnh hy s c u tin sau Lnh t mua/bn b nh thng v ph thuc hon ton vo s chp nhn ca Trung tm Giao dch Chng khon H Ni.
3/ NHN THNG BO KT QU GIAO DCH: i vi nhng lnh c khp (mua hoc bn thnh cng), Nh u t s nhn c Giy Thng bo kt qu giao dch vo u gi sng ca phin giao dch tip theo ti quy giao dch.