EUTRA Physical Channel Modulation

ETSI TS 136 211 V8.7.
0 (2009-06)
Technical Specification
LTE; Evolved Universal Terrestrial Radio Access (E-UTRA); Physical channels and modulation (3GPP TS 36.211 version 8.7.0 Release 8)
3GPP TS 36.211 version 8.7.0 Release 8
ETSI TS 136 211 V8.7.0 (2009-06)
Reference
RTS/TSGR-0136211v870
Keywords
LTE
ETSI
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ETSI
ETSI TS 136 211 V8.7.0 (2009-06)
Intellectual Property Rights

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Foreword
This Technical Specification (TS) has been produced by ETSI 3rd Generation Partnership Project (3GPP). The present document may refer to technical specifications or reports using their 3GPP identities, UMTS identities or GSM identities. These should be interpreted as being references to the corresponding ETSI deliverables. The cross reference between GSM, UMTS, 3GPP and ETSI identities can be found under http://webapp.etsi.org/key/queryform.asp.
ETSI
ETSI TS 136 211 V8.7.0 (2009-06)
Contents
Intellectual Property Rights ................................................................................................................................2 Foreword.............................................................................................................................................................2 Foreword.............................................................................................................................................................6 1 2 3
3.1 3.2
Scope ........................................................................................................................................................7 References ................................................................................................................................................7 Definitions, symbols and abbreviations ...................................................................................................7

Symbols..............................................................................................................................................................7 Abbreviations .....................................................................................................................................................9
4
4.1 4.2
Frame structure.........................................................................................................................................9
Frame structure type 1 ........................................................................................................................................9 Frame structure type 2 ......................................................................................................................................10
5
5.1 5.1.1 5.1.2 5.2 5.2.1 5.2.2 5.2.3 5.3 5.3.1 5.3.2 5.3.3 5.3.4 5.4 5.4.1 5.4.2 5.4.3 5.5 5.5.1 5.5.1.1
Uplink.....................................................................................................................................................11
Overview ..........................................................................................................................................................11 Physical channels........................................................................................................................................11 Physical signals...........................................................................................................................................12 Slot structure and physical resources................................................................................................................12 Resource grid ..............................................................................................................................................12 Resource elements ......................................................................................................................................13 Resource blocks ..........................................................................................................................................13 Physical uplink shared channel ........................................................................................................................14 Scrambling..................................................................................................................................................14 Modulation..................................................................................................................................................15 Transform precoding...................................................................................................................................15 Mapping to physical resources....................................................................................................................15 Physical uplink control channel........................................................................................................................16 PUCCH formats 1, 1a and 1b .....................................................................................................................17 PUCCH formats 2, 2a and 2b .....................................................................................................................19 Mapping to physical resources....................................................................................................................20 Reference signals..............................................................................................................................................21 Generation of the reference signal sequence...............................................................................................21 RB Base sequences of length 3N sc or larger ............................................................................................22
RB 5.5.1.2 Base sequences of length less than 3N sc ............................................................................................22 5.5.1.3 Group hopping ......................................................................................................................................24 5.5.1.4 Sequence hopping .................................................................................................................................25 5.5.2 Demodulation reference signal ...................................................................................................................25 5.5.2.1 Demodulation reference signal for PUSCH ..........................................................................................25 5.5.2.1.1 Reference signal sequence...............................................................................................................25 5.5.2.1.2 Mapping to physical resources ........................................................................................................27 5.5.2.2 Demodulation reference signal for PUCCH..........................................................................................27 5.5.2.2.1 Reference signal sequence...............................................................................................................27 5.5.2.2.2 Mapping to physical resources ........................................................................................................28 5.5.3 Sounding reference signal...........................................................................................................................28 5.5.3.1 Sequence generation..............................................................................................................................28 5.5.3.2 Mapping to physical resources..............................................................................................................28 5.5.3.3 Sounding reference signal subframe configuration...............................................................................32 5.6 SC-FDMA baseband signal generation ............................................................................................................33 5.7 Physical random access channel.......................................................................................................................34 5.7.1 Time and frequency structure .....................................................................................................................34 5.7.2 Preamble sequence generation....................................................................................................................40 5.7.3 Baseband signal generation.........................................................................................................................44 5.8 Modulation and upconversion ..........................................................................................................................44
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ETSI TS 136 211 V8.7.0 (2009-06)
Downlink................................................................................................................................................45
Overview ..........................................................................................................................................................45 Physical channels........................................................................................................................................45 Physical signals...........................................................................................................................................45 Slot structure and physical resource elements ..................................................................................................46 Resource grid ..............................................................................................................................................46 Resource elements ......................................................................................................................................46 Resource blocks ..........................................................................................................................................47 Virtual resource blocks of localized type ..............................................................................................48 Virtual resource blocks of distributed type ...........................................................................................48 Resource-element groups............................................................................................................................49 Guard period for half-duplex FDD operation .............................................................................................50 Guard Period for TDD Operation ...............................................................................................................50 General structure for downlink physical channels............................................................................................50 Scrambling..................................................................................................................................................51 Modulation..................................................................................................................................................51 Layer mapping ............................................................................................................................................51 Layer mapping for transmission on a single antenna port.....................................................................51 Layer mapping for spatial multiplexing ................................................................................................52 Layer mapping for transmit diversity....................................................................................................52 Precoding ....................................................................................................................................................53 Precoding for transmission on a single antenna port.............................................................................53 Precoding for spatial multiplexing ........................................................................................................53 Precoding without CDD ..................................................................................................................53 Precoding for large delay CDD .......................................................................................................53 Codebook for precoding ..................................................................................................................54 Precoding for transmit diversity............................................................................................................56 Mapping to resource elements ....................................................................................................................56 Physical downlink shared channel....................................................................................................................57 Physical multicast channel ...............................................................................................................................57 Physical broadcast channel...............................................................................................................................57 Scrambling..................................................................................................................................................57 Modulation..................................................................................................................................................57 Layer mapping and precoding ....................................................................................................................58 Mapping to resource elements ....................................................................................................................58 Physical control format indicator channel ........................................................................................................58 Scrambling..................................................................................................................................................59 Modulation..................................................................................................................................................59 Layer mapping and precoding ....................................................................................................................59 Mapping to resource elements ....................................................................................................................59 Physical downlink control channel...................................................................................................................60 PDCCH formats..........................................................................................................................................60 PDCCH multiplexing and scrambling ........................................................................................................60 Modulation..................................................................................................................................................60 Layer mapping and precoding ....................................................................................................................61 Mapping to resource elements ....................................................................................................................61 Physical hybrid ARQ indicator channel ...........................................................................................................62 Modulation..................................................................................................................................................62 Resource group alignment, layer mapping and precoding..........................................................................63 Mapping to resource elements ....................................................................................................................65 Reference signals..............................................................................................................................................66 Cell-specific reference signals ....................................................................................................................67 Sequence generation..............................................................................................................................67 Mapping to resource elements...............................................................................................................67 MBSFN reference signals ...........................................................................................................................69 Sequence generation..............................................................................................................................69 Mapping to resource elements...............................................................................................................69 UE-specific reference signals .....................................................................................................................71 Sequence generation..............................................................................................................................71 Mapping to resource elements...............................................................................................................72 Synchronization signals....................................................................................................................................73 Primary synchronization signal...................................................................................................................74
6.1 6.1.1 6.1.2 6.2 6.2.1 6.2.2 6.2.3 6.2.3.1 6.2.3.2 6.2.4 6.2.5 6.2.6 6.3 6.3.1 6.3.2 6.3.3 6.3.3.1 6.3.3.2 6.3.3.3 6.3.4 6.3.4.1 6.3.4.2 6.3.4.2.1 6.3.4.2.2 6.3.4.2.3 6.3.4.3 6.3.5 6.4 6.5 6.6 6.6.1 6.6.2 6.6.3 6.6.4 6.7 6.7.1 6.7.2 6.7.3 6.7.4 6.8 6.8.1 6.8.2 6.8.3 6.8.4 6.8.5 6.9 6.9.1 6.9.2 6.9.3 6.10 6.10.1 6.10.1.1 6.10.1.2 6.10.2 6.10.2.1 6.10.2.2 6.10.3 6.10.3.1 6.10.3.2 6.11 6.11.1
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ETSI TS 136 211 V8.7.0 (2009-06)
6.11.1.1 Sequence generation..............................................................................................................................74 6.11.1.2 Mapping to resource elements...............................................................................................................74 6.11.2 Secondary synchronization signal...............................................................................................................74 6.11.2.1 Sequence generation..............................................................................................................................74 6.11.2.2 Mapping to resource elements...............................................................................................................76 6.12 OFDM baseband signal generation ..................................................................................................................77 6.13 Modulation and upconversion ..........................................................................................................................78
7
7.1 7.1.1 7.1.2 7.1.3 7.1.4 7.2
Generic functions ...................................................................................................................................78

Modulation mapper ..........................................................................................................................................78 BPSK................................................................................................................................................................78 QPSK................................................................................................................................................................79 16QAM ............................................................................................................................................................79 64QAM ............................................................................................................................................................80 Pseudo-random sequence generation................................................................................................................82
8
8.1
Timing ....................................................................................................................................................82
Uplink-downlink frame timing.........................................................................................................................82
Annex A (informative):
Change history ...............................................................................................83
History ..............................................................................................................................................................86
ETSI
ETSI TS 136 211 V8.7.0 (2009-06)
Foreword
This Technical Specification has been produced by the 3rd Generation Partnership Project (3GPP). The contents of the present document are subject to continuing work within the TSG and may change following formal TSG approval. Should the TSG modify the contents of the present document, it will be re-released by the TSG with an identifying change of release date and an increase in version number as follows: Version x.y.z where: x the first digit: 1 presented to TSG for information; 2 presented to TSG for approval; 3 or greater indicates TSG approved document under change control. y the second digit is incremented for all changes of substance, i.e. technical enhancements, corrections, updates, etc. z the third digit is incremented when editorial only changes have been incorporated in the document.
ETSI
ETSI TS 136 211 V8.7.0 (2009-06)
Scope
The present document describes the physical channels for evolved UTRA.
References
References are either specific (identified by date of publication, edition number, version number, etc.) or non-specific. For a specific reference, subsequent revisions do not apply. For a non-specific reference, the latest version applies. In the case of a reference to a 3GPP document (including a GSM document), a non-specific reference implicitly refers to the latest version of that document in the same Release as the present document.
The following documents contain provisions which, through reference in this text, constitute provisions of the present document.
[1] [2] [3] [4] [5] [6] [7] [8]
3GPP TR 21.905: "Vocabulary for 3GPP Specifications". 3GPP TS 36.201: "Evolved Universal Terrestrial Radio Access (E-UTRA); Physical Layer General Description". 3GPP TS 36.212: "Evolved Universal Terrestrial Radio Access (E-UTRA); Multiplexing and channel coding". 3GPP TS 36.213: "Evolved Universal Terrestrial Radio Access (E-UTRA); Physical layer procedures". 3GPP TS 36.214: "Evolved Universal Terrestrial Radio Access (E-UTRA); Physical layer Measurements". 3GPP TS 36.104: 'Evolved Universal Terrestrial Radio Access (E-UTRA); Base Station (BS) radio transmission and reception'. 3GPP TS 36.101: 'Evolved Universal Terrestrial Radio Access (E-UTRA); User Equipment (UE) radio transmission and reception'. 3GPP TS36.321, 'Evolved Universal Terrestrial Radio Access (E-UTRA); Medium Access Control (MAC) protocol specification'
3
3.1
(k , l )
( p) ak ,l
Definitions, symbols and abbreviations

Symbols
Resource element with frequency-domain index k and time-domain index l Value of resource element (k , l ) [for antenna port p ] Matrix for supporting cyclic delay diversity Density of random access opportunities per radio frame Carrier frequency
For the purposes of the present document, the following symbols apply:
DRA
f0
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ETSI TS 136 211 V8.7.0 (2009-06)
f RA
PUSCH M sc PUSCH M RB (q) M bit (q) M symb layer M symb ap M symb
PRACH resource frequency index within the considered time domain location Scheduled bandwidth for uplink transmission, expressed as a number of subcarriers Scheduled bandwidth for uplink transmission, expressed as a number of resource blocks Number of coded bits to transmit on a physical channel [for code word q ] Number of modulation symbols to transmit on a physical channel [for code word q ] Number of modulation symbols to transmit per layer for a physical channel Number of modulation symbols to transmit per antenna port for a physical channel A constant equal to 2048 for f = 15 kHz and 4096 for f = 7.5 kHz Downlink cyclic prefix length for OFDM symbol l in a slot Number of cyclic shifts used for PUCCH formats 1/1a/1b in a resource block with a mix of formats 1/1a/1b and 2/2a/2b RB Bandwidth available for use by PUCCH formats 2/2a/2b, expressed in multiples of N sc The offset used for PUSCH frequency hopping, expressed in number of resource blocks (set by higher layers) Physical layer cell identity MBSFN area identity
RB Downlink bandwidth configuration, expressed in multiples of N sc RB Smallest downlink bandwidth configuration, expressed in multiples of N sc RB Largest downlink bandwidth configuration, expressed in multiples of N sc RB Uplink bandwidth configuration, expressed in multiples of N sc RB Smallest uplink bandwidth configuration, expressed in multiples of N sc RB Largest uplink bandwidth configuration, expressed in multiples of N sc
N N CP ,l
(1) N cs (2) N RB HO N RB cell N ID MBSFN N ID DL N RB min, DL N RB max, DL N RB UL N RB min, UL N RB max, UL N RB DL N symb UL N symb RB N sc
Number of OFDM symbols in a downlink slot Number of SC-FDMA symbols in an uplink slot Resource block size in the frequency domain, expressed as a number of subcarriers Number of downlink to uplink switch points within the radio frame Number of reference symbols per slot for PUCCH Timing offset between uplink and downlink radio frames at the UE, expressed in units of Ts Fixed timing advance offset, expressed in units of Ts Resource index for PUCCH formats 1/1a/1b Resource index for PUCCH formats 2/2a/2b Number of PDCCHs present in a subframe Physical resource block number First physical resource block occupied by PRACH resource considered First physical resource block available for PRACH Virtual resource block number Radio network temporary identifier System frame number Slot number within a radio frame Number of cell-specific antenna ports Antenna port number Code word number Index for PRACH versions with same preamble format and PRACH density
N SP
PUCCH N RS
N TA N TA offset
(1) nPUCCH ( 2) nPUCCH
nPDCCH nPRB
RA PRB RA PRB offset
nVRB nRNTI nf ns P p q
rRA
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ETSI TS 136 211 V8.7.0 (2009-06)
Qm sl( p ) (t )
0 t RA t1 RA 2 t RA
Modulation order: 2 for QPSK, 4 for 16QAM and 6 for 64QAM transmissions Time-continuous baseband signal for antenna port p and OFDM symbol l in a slot Radio frame indicator index of PRACH opportunity Half frame index of PRACH opportunity within the radio frame Uplink subframe number for start of PRACH opportunity within the half frame Radio frame duration Basic time unit Slot duration Precoding matrix for downlink spatial multiplexing Amplitude scaling for PRACH Amplitude scaling for PUCCH Amplitude scaling for PUSCH Amplitude scaling for sounding reference symbols Subcarrier spacing Subcarrier spacing for the random access preamble Number of transmission layers
Tf Ts Tslot W
PRACH PUCCH PUSCH SRS

f f RA
3.2
CCE CDD PBCH PCFICH PDCCH PDSCH PHICH PMCH PRACH PUCCH PUSCH
Abbreviations
Control Channel Element Cyclic Delay Diversity Physical broadcast channel Physical control format indicator channel Physical downlink control channel Physical downlink shared channel Physical hybrid-ARQ indicator channel Physical multicast channel Physical random access channel Physical uplink control channel Physical uplink shared channel
For the purposes of the present document, the following abbreviations apply:
Frame structure
Throughout this specification, unless otherwise noted, the size of various fields in the time domain is expressed as a number of time units Ts = 1 (15000 2048) seconds. Downlink and uplink transmissions are organized into radio frames with Tf = 307200 Ts = 10 ms duration. Two radio frame structures are supported: Type 1, applicable to FDD, Type 2, applicable to TDD.
4.1
Frame structure type 1
Frame structure type 1 is applicable to both full duplex and half duplex FDD. Each radio frame is Tf = 307200 Ts = 10 ms long and consists of 20 slots of length Tslot = 15360 Ts = 0.5 ms , numbered from 0 to 19. A subframe is defined as two consecutive slots where subframe i consists of slots 2i and 2i + 1 .
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For FDD, 10 subframes are available for downlink transmission and 10 subframes are available for uplink transmissions in each 10 ms interval. Uplink and downlink transmissions are separated in the frequency domain. In half-duplex FDD operation, the UE cannot transmit and receive at the same time while there are no such restrictions in full-duplex FDD.
Figure 4.1-1: Frame structure type 1.
4.2
Frame structure type 2
Frame structure type 2 is applicable to TDD. Each radio frame of length Tf = 307200 Ts = 10 ms consists of two halfframes of length 153600 Ts = 5 ms each. Each half-frame consists of five subframes of length 30720 Ts = 1 ms . The supported uplink-downlink configurations are listed in Table 4.2-2 where, for each subframe in a radio frame, 'D' denotes the subframe is reserved for downlink transmissions, 'U' denotes the subframe is reserved for uplink transmissions and 'S' denotes a special subframe with the three fields DwPTS, GP and UpPTS. The length of DwPTS and UpPTS is given by Table 4.2-1 subject to the total length of DwPTS, GP and UpPTS being equal to 30720 Ts = 1 ms . Each subframe i is defined as two slots, 2i and 2i + 1 of length Tslot = 15360 Ts = 0.5 ms in each subframe. Uplink-downlink configurations with both 5 ms and 10 ms downlink-to-uplink switch-point periodicity are supported. In case of 5 ms downlink-to-uplink switch-point periodicity, the special subframe exists in both half-frames. In case of 10 ms downlink-to-uplink switch-point periodicity, the special subframe exists in the first half-frame only. Subframes 0 and 5 and DwPTS are always reserved for downlink transmission. UpPTS and the subframe immediately following the special subframe are always reserved for uplink transmission.
Figure 4.2-1: Frame structure type 2 (for 5 ms switch-point periodicity).
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Table 4.2-1: Configuration of special subframe (lengths of DwPTS/GP/UpPTS).

Special subframe configuration Normal cyclic prefix in downlink DwPTS UpPTS Normal cyclic prefix in uplink 0 1 2 3 4 5 6 7 8 Extended cyclic prefix in uplink Extended cyclic prefix in downlink DwPTS UpPTS Normal cyclic prefix in uplink Extended cyclic prefix in uplink
6592 Ts 19760 Ts 21952 Ts 24144 Ts 26336 Ts 6592 Ts 19760 Ts 21952 Ts 24144 Ts 4384 Ts 5120 Ts 2192 Ts 2560 Ts
7680 Ts 20480 Ts 23040 Ts 25600 Ts 7680 Ts 20480 Ts 23040 Ts

-
2192 Ts
2560 Ts
4384 Ts
5120 Ts
Table 4.2-2: Uplink-downlink configurations.

Uplink-downlink configuration 0 1 2 3 4 5 6 Downlink-to-Uplink Switch-point periodicity 5 ms 5 ms 5 ms 10 ms 10 ms 10 ms 5 ms Subframe number 3 4 5 6 U U D S U D D S D D D S U U D D U D D D D D D D U U D S
0 D D D D D D D
1 S S S S S S S
2 U U U U U U U
7 U U U D D D U
8 U U D D D D U
9 U D D D D D D
5
5.1
5.1.1
Uplink
Overview
Physical channels
The smallest resource unit for uplink transmissions is denoted a resource element and is defined in section 5.2.2.
An uplink physical channel corresponds to a set of resource elements carrying information originating from higher layers and is the interface defined between 36.212 and 36.211. The following uplink physical channels are defined: Physical Uplink Shared Channel, PUSCH Physical Uplink Control Channel, PUCCH Physical Random Access Channel, PRACH
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5.1.2
Physical signals
An uplink physical signal is used by the physical layer but does not carry information originating from higher layers. The following uplink physical signals are defined: Reference signal
5.2
5.2.1
Slot structure and physical resources

Resource grid
UL UL RB The transmitted signal in each slot is described by a resource grid of N RB N sc subcarriers and N symb SC-FDMA UL symbols. The resource grid is illustrated in Figure 5.2.1-1. The quantity N RB depends on the uplink transmission bandwidth configured in the cell and shall fulfil min, UL UL max, UL N RB N RB N RB min, UL max, UL where N RB = 6 and N RB = 110 is the smallest and largest uplink bandwidth, respectively, supported by the UL current version of this specification. The set of allowed values for N RB is given by [7].
The number of SC-FDMA symbols in a slot depends on the cyclic prefix length configured by higher layers and is given in Table 5.2.3-1.
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ETSI TS 136 211 V8.7.0 (2009-06)
Tslot
UL N symb
UL RB k = N RB N sc 1
UL RB N symb N sc
UL RB N RB N sc
(k , l )
RB N sc
k =0
l=0
l=
UL N symb
Figure 5.2.1-1: Uplink resource grid.
5.2.2
Resource elements
Each element in the resource grid is called a resource element and is uniquely defined by the index pair (k , l ) in a slot
Resource element (k , l ) corresponds to the complex value a k ,l . Quantities a k ,l corresponding to resource elements not used for transmission of a physical channel or a physical signal in a slot shall be set to zero.
UL UL RB where k = 0,..., N RB N sc 1 and l = 0,..., N symb 1 are the indices in the frequency and time domain, respectively.
5.2.3
Resource blocks
UL A physical resource block is defined as N symb consecutive SC-FDMA symbols in the time domain and UL RB RB N sc consecutive subcarriers in the frequency domain, where N symb and N sc are given by Table 5.2.3-1. A physical UL RB resource block in the uplink thus consists of N symb N sc resource elements, corresponding to one slot in the time
domain and 180 kHz in the frequency domain.
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Table 5.2.3-1: Resource block parameters.

Configuration Normal cyclic prefix Extended cyclic prefix
RB N sc UL N symb
12 12
7 6
The relation between the physical resource block number nPRB in the frequency domain and resource elements (k , l ) in a slot is given by
nPRB =
RB N sc
5.3
-
Physical uplink shared channel

scrambling modulation of scrambled bits to generate complex-valued symbols transform precoding to generate complex-valued symbols mapping of complex-valued symbols to resource elements generation of complex-valued time-domain SC-FDMA signal for each antenna port
The baseband signal representing the physical uplink shared channel is defined in terms of the following steps:
Figure 5.3-1: Overview of uplink physical channel processing.
5.3.1
Scrambling
The block of bits b(0),..., b( M bit 1) , where M bit is the number of bits transmitted on the physical uplink shared channel in one subframe, shall be scrambled with a UE-specific scrambling sequence prior to modulation, resulting in a ~ ~ block of scrambled bits b (0),..., b ( M bit 1) according to the following pseudo code Set i = 0 while i < Mbit if b(i ) = x ~ b (i ) = 1 else if b(i ) = y // ACK/NAK or Rank Indication repetition placeholder bits ~ ~ b (i ) = b (i 1) Else // Data or channel quality coded bits, Rank Indication coded bits or ACK/NAK coded bits // ACK/NAK or Rank Indication placeholder bits
~ b (i ) = (b(i ) + c(i ) ) mod 2
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end if
end if
i=i+1
end while where x and y are tags defined in [3] section 5.2.2.6 and where the scrambling sequence c(i ) is given by Section 7.2.
cell The scrambling sequence generator shall be initialised with cinit = nRNTI 214 + ns 2 2 9 + N ID at the start of each
subframe where
nRNTI corresponds to the RNTI associated with the PUSCH transmission as described in Section 8[4].
5.3.2
Modulation
~ ~ The block of scrambled bits b (0),..., b ( M bit 1) shall be modulated as described in Section 7.1, resulting in a block of complex-valued symbols d (0),..., d ( M symb 1) . Table 5.3.2-1 specifies the modulation mappings applicable for the physical uplink shared channel.
Table 5.3.2-1: Uplink modulation schemes
Physical channel PUSCH Modulation schemes QPSK, 16QAM, 64QAM
5.3.3
Transform precoding
PUSCH The block of complex-valued symbols d (0),..., d ( M symb 1) is divided into M symb M sc sets, each corresponding
to one SC-FDMA symbol. Transform precoding shall be applied according to

PUSCH z (l M sc
+ k) =
1
PUSCH M sc
PUSCH M sc 1
i =0
PUSCH d (l M sc
+ i )e
2ik
PUSCH M sc
PUSCH k = 0,..., M sc 1 PUSCH l = 0,..., M symb M sc 1 PUSCH PUSCH RB resulting in a block of complex-valued symbols z (0),..., z ( M symb 1) . The variable M sc = M RB N sc , where PUSCH M RB represents the bandwidth of the PUSCH in terms of resource blocks, and shall fulfil PUSCH UL M RB = 2 2 3 3 5 5 N RB
where 2 , 3 , 5 is a set of non-negative integers.
5.3.4
Mapping to physical resources
The block of complex-valued symbols z (0),..., z ( M symb 1) shall be multiplied with the amplitude scaling factor
PUSCH in order to conform to the transmit power PPUSCH specified in Section 5.1.1.1 in [4], and mapped in sequence
starting with z (0) to physical resource blocks assigned for transmission of PUSCH. The mapping to resource elements (k , l ) corresponding to the physical resource blocks assigned for transmission and not used for transmission of reference signals and not reserved for possible SRS transmission shall be in increasing order of first the index k , then the index l , starting with the first slot in the subframe. If uplink frequency-hopping is disabled, the set of physical resource blocks to be used for transmission are given by nPRB = nVRB where nVRB is obtained from the uplink scheduling grant as described in Section 8.1 in [4].
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If uplink frequency-hopping with type 1 PUSCH hopping is enabled, the set of physical resource blocks to be used for transmission are given by Section 8.4.1 in [4]. If uplink frequency-hopping with predefined hopping pattern is enabled, the set of physical resource blocks to be used for transmission in slot ns is given by the scheduling grant together with a predefined pattern according to
sb sb sb sb ~ (n ) = n ~ ~ n PRB s VRB + f hop (i ) N RB + N RB 1 2 nVRB mod N RB f m (i ) mod( N RB N sb )
((
) (
))
ns 2 inter subframe hopping i= intra and inter subframe hopping ns ~ (n ) n N sb = 1 PRB s nPRB (ns ) = ~ HO n (n ) + N RB 2 N sb > 1 PRB s nVRB N sb = 1 ~ n VRB = HO n N RB 2 N sb > 1 VRB
where nVRB is obtained from the scheduling grant as described in Section 8.1 in [4]. The parameter puschHO sb HoppingOffset, N RB , is provided by higher layers.. The size N RB of each sub-band is given by,
sb N RB =
UL N RB
UL N RB
HO N RB
HO N RB
mod 2 N sb
N sb = 1 N sb > 1
where the number of sub-bands N sb is given by higher layers. The function f m (i ) {0,1} determines whether mirroring is used or not. The parameter Hopping-mode provided by higher layers determines if hopping is 'inter-subframe' or 'intra and inter-subframe'. The hopping function f hop (i ) and the function f m (i ) are given by
0 N sb = 1 i10+ 9 k ( i10+1) ) mod N sb N sb = 2 ( f hop (i 1) + c(k ) 2 k =i10+1 f hop (i ) = i10+9 ( f hop (i 1) + c(k ) 2 k ( i10+1) mod( N sb 1) + 1) mod N sb k =i10+1
N sb > 2
N sb = 1 and intra and inter subframe hopping i mod 2 f m (i ) = CURRENT _ TX _ NB mod 2 N sb = 1 and inter subframe hopping c(i 10) N sb > 1 where
f hop (1) =0 and the pseudo-random sequence c(i) is given by section 7.2 and CURRENT_TX_NB indicates
cell 9 cell cinit = N ID for FDD and cinit = 2 (n f mod 4) + N ID for TDD at the start of
the transmission number for the transport block transmitted in slot ns as defined in [8]. The pseudo-random sequence generator shall be initialised with each frame.
5.4
Physical uplink control channel
The physical uplink control channel, PUCCH, carries uplink control information. The PUCCH is never transmitted simultaneously with the PUSCH from the same UE. For frame structure type 2, the PUCCH is not transmitted in the UpPTS field. The physical uplink control channel supports multiple formats as shown in Table 5.4-1. Formats 2a and 2b are supported for normal cyclic prefix only.
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ETSI TS 136 211 V8.7.0 (2009-06)
Table 5.4-1: Supported PUCCH formats.

PUCCH format 1 1a 1b 2 2a 2b Modulation scheme N/A BPSK QPSK QPSK QPSK+BPSK QPSK+QPSK Number of bits per subframe, M bit N/A 1 2 20 21 22
cell All PUCCH formats use a cyclic shift of a sequence in each symbol, where ncs (ns , l ) is used to derive the cyclic shift cell for the different PUCCH formats. The quantity ncs (ns , l ) varies with the symbol number l and the slot number ns according to
cell ncs (ns , l ) =
UL ns + 8l + i ) 2i i =0 c(8Nsymb 7
where the pseudo-random sequence c(i ) is defined by section 7.2. The pseudo-random sequence generator shall be initialized with cinit = N ID at the beginning of each radio frame.
cell (2) (1) and N cs , given by higher layers. The The physical resources used for PUCCH depends on two parameters, N RB (2) 0 denotes the bandwidth in terms of resource blocks that are available for use by PUCCH formats variable N RB
(1) denotes the number of cyclic shift used for PUCCH formats 2/2a/2b transmission in each slot. The variable N cs (1) is an integer multiple of 1/1a/1b in a resource block used for a mix of formats 1/1a/1b and 2/2a/2b. The value of N cs
within the range of {0, 1, , 7}, where PUCCH is provided by higher layers. No mixed resource block is PUCCH shift shift
(1) present if N cs = 0 . At most one resource block in each slot supports a mix of formats 1/1a/1b and 2/2a/2b. Resources (1) and used for transmission of PUCCH format 1/1a/1b and 2/2a/2b are represented by the non-negative indices nPUCCH (2) (2) RB n PUCCH < N RB N sc +
N (1) RB cs ( N sc 8
(1) N cs 2) , respectively.
5.4.1
PUCCH formats 1, 1a and 1b
For PUCCH format 1, information is carried by the presence/absence of transmission of PUCCH from the UE. In the remainder of this section, d (0) = 1 shall be assumed for PUCCH format 1. For PUCCH formats 1a and 1b, one or two explicit bits are transmitted, respectively. The block of bits b(0),..., b( M bit 1) shall be modulated as described in Table 5.4.1-1, resulting in a complex-valued symbol d (0) . The modulation schemes for the different PUCCH formats are given by Table 5.4-1.
PUCCH ) The complex-valued symbol d (0) shall be multiplied with a cyclically shifted length N seq = 12 sequence ru(, v ( n)
according to
) y (n) = d (0) ru(, v ( n), PUCCH n = 0,1,..., N seq 1
RS PUCCH ) . The cyclic shift varies between symbols and slots as where ru(, v ( n) is defined by section 5.5.1 with M sc = N seq
defined below.
PUCCH The block of complex-valued symbols y (0),..., y ( N seq 1) shall be scrambled by S (n s ) and block-wise spread with
the orthogonal sequence wnoc (i ) according to
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ETSI TS 136 211 V8.7.0 (2009-06)
PUCCH PUCCH PUCCH z m' N SF N seq + m N seq + n = S (n s ) wnoc (m) y (n )
where
PUCCH m = 0,..., N SF 1 PUCCH n = 0,..., N seq 1
m' = 0,1
and
1 S (n s ) = j e
if n' (n S ) mod 2 = 0 otherwise
PUCCH PUCCH with N SF = 4 for both slots of normal PUCCH formats 1/1a/1b, and N SF = 4 for the first slot and
PUCCH N SF = 3 for the second slot of shortened PUCCH formats 1/1a/1b. The sequence wnoc (i ) is given by Table 5.4.1-2
and Table 5.4.1-3 and n' (ns ) is defined below.

(1) Resources used for transmission of PUCCH format 1, 1a and 1b are identified by a resource index nPUCCH from which the orthogonal sequence index noc (ns ) and the cyclic shift (ns , l ) are determined according to
n(n ) PUCCH N s shift noc ( ns )= N 2 n ( ns ) PUCCH shift
for normal cyclic prefix
for extended cyclic prefix
RB (ns , l )= 2 ncs (ns , l ) N sc
n cell ( n , l ) + n(n ) PUCCH + n (n ) mod PUCCH mod N mod N RB cs s s shift oc s shift sc ncs ( ns , l )= cell PUCCH RB n ( n , l ) + n(ns ) shift + noc (ns ) 2 mod N mod N sc cs s
[ [
( (
))
for normal cyclic prefix for extended cyclic prefix
where
(1) (1) PUCCH N (1) if nPUCCH < c N cs shift N = cs RB otherwise N sc 3 normal cyclic prefix c= 2 extended cyclic prefix
The resource indices within the two resource blocks in the two slots of a subframe to which the PUCCH is mapped are given by
(1) n n(ns ) = PUCCH (1) (1) PUCCH RB PUCCH mod c N sc shift nPUCCH c N cs shift
) (
(
(1) (1) < c N cs PUCCH if nPUCCH shift
otherwise
for ns mod 2 = 0 and by

RB (1) (1) [c(n(ns 1) + 1)] mod cN sc PUCCH + 1 1 nPUCCH c N cs PUCCH shift shift n(ns ) = PUCCH h / c + ( h mod c ) N ' / otherwise shift
for ns mod 2 = 1 , where h = (n' (ns 1) + d ) mod cN ' / PUCCH , with d = 2 for normal CP and d = 0 for extended CP. shift The parameter deltaPUCCH-Shift PUCCH is provided by higher layers. shift
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ETSI TS 136 211 V8.7.0 (2009-06)
Table 5.4.1-1: Modulation symbol d (0) for PUCCH formats 1a and 1b.
PUCCH format 1a
b(0),..., b( M bit 1)
0 1 00 01
d (0)
1b 10 11
1 1 1 j
j
Table 5.4.1-2: Orthogonal sequences w(0)

Sequence index noc ( ns ) 0 1 2
L
[+ 1 [+ 1 [+ 1
PUCCH w( N SF 1)
PUCCH for N SF =4.
Orthogonal sequences w(0)
PUCCH w( N SF 1)
+ 1 + 1 + 1] 1 + 1 1] 1 1 + 1]

Sequence index noc ( ns )
PUCCH w( N SF 1)
PUCCH for N SF = 3.
Orthogonal sequences w(0)
L
3
PUCCH w( N SF 1)
0 1 2
[1
1 1]
3
[1 [1
e j 2 e j 4
e j 4 e j 2
] ]
5.4.2
PUCCH formats 2, 2a and 2b
The block of bits b (0),..., b(19) shall be scrambled with a UE-specific scrambling sequence, resulting in a block of ~ ~ scrambled bits b (0),..., b (19) according to ~ b (i ) = (b(i ) + c(i ) ) mod 2 where the scrambling sequence c(i ) is given by Section 7.2. The scrambling sequence generator shall be initialised with cinit =
cell (ns 2 + 1) (2 N ID + 1) 216 + n RNTI
at the start of each subframe where
nRNTI is C-RNTI.
~ ~ The block of scrambled bits b (0),..., b (19) shall be QPSK modulated as described in Section 7.1, resulting in a block of complex-valued modulation symbols d (0),..., d (9) .
PUCCH Each complex-valued symbol d (0),..., d (9) shall be multiplied with a cyclically shifted length N seq = 12 sequence ) ru( ,v ( n) according to
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20
PUCCH ) n + i ) = d (n) ru(, z ( N seq v (i )
ETSI TS 136 211 V8.7.0 (2009-06)
n = 0,1,...,9
RB i = 0,1,..., N sc 1 RS PUCCH ) where ru( . ,v (i ) is defined by section 5.5.1 with M sc = N seq (2) Resources used for transmission of PUCCH formats 2/2a/2b are identified by a resource index nPUCCH from which the cyclic shift (ns , l ) is determined according to
RB (ns , l ) = 2 ncs (ns , l ) N sc
where
cell RB ncs ( ns , l ) = ncs ( ns , l ) + n' ( ns ) mod N SC
and
RB n (2) mod N sc n' (ns ) = PUCCH (2) (1) RB nPUCCH + N cs + 1 mod N sc
(2) RB (2) < N sc N RB if nPUCCH otherwise
for ns mod 2 = 0 and by

RB ( 2) RB (2) N RB (n' (ns 1) + 1) mod N sc + 1 1 if nPUCCH < N sc N RB n' (ns ) = sc RB ( 2) RB otherwise N sc 2 nPUCCH mod N sc
[ (
] )
for ns mod 2 = 1 . For PUCCH formats 2a and 2b, supported for normal cyclic prefix only, the bit(s) b(20),..., b( M bit 1) shall be modulated as described in Table 5.4.2-1 resulting in a single modulation symbol d (10) used in the generation of the reference-signal for PUCCH format 2a and 2b as described in Section 5.5.2.2.1.
Table 5.4.2-1: Modulation symbol d (10) for PUCCH formats 2a and 2b.
PUCCH format 2a
b(20),..., b( M bit 1)
0 1 00 01
d (10)
2b 10 11
1 1 1 j
j
5.4.3
The block of complex-valued symbols z (i ) shall be multiplied with the amplitude scaling factor PUCCH in order to conform to the transmit power PPUCCH specified in Section 5.1.2.1 in [4], and mapped in sequence starting with z (0) to resource elements. PUCCH uses one resource block in each of the two slots in a subframe. Within the physical resource block used for transmission, the mapping of z (i ) to resource elements (k , l ) not used for transmission of reference signals shall be in increasing order of first k , then l and finally the slot number, starting with the first slot in the subframe.
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The physical resource blocks to be used for transmission of PUCCH in slot ns is given by
m 2 = N UL 1 m 2 RB
if (m + ns mod 2) mod 2 = 0 if (m + ns mod 2) mod 2 = 1
nPRB
where the variable m depends on the PUCCH format. For formats 1, 1a and 1b
(2) N RB (1) (1) c N cs PUCCH m = n PUCCH shift RB PUCCH c N sc shift (1) (1) < c N cs PUCCH if n PUCCH shift
N (1) (2) + cs otherwise + N RB 8
3 normal cyclic prefix c= 2 extended cyclic prefix
and for formats 2, 2a and 2b

(2) RB m = nPUCCH N sc
Mapping of modulation symbols for the physical uplink control channel is illustrated in Figure 5.4.3-1. In case of simultaneous transmission of sounding reference signal and PUCCH format 1, 1a or 1b, one SC-FDMA symbol on PUCCH shall punctured.
UL nPRB = N RB 1
m =1 m=3
m=0 m=2
nPRB = 0
m=2 m=0
m=3 m =1
Figure 5.4.3-1: Mapping to physical resource blocks for PUCCH.
5.5
-
Reference signals
Demodulation reference signal, associated with transmission of PUSCH or PUCCH Sounding reference signal, not associated with transmission of PUSCH or PUCCH
Two types of uplink reference signals are supported:
The same set of base sequences is used for demodulation and sounding reference signals.
5.5.1
Generation of the reference signal sequence
) Reference signal sequence ru( ,v ( n) is defined by a cyclic shift of a base sequence ru ,v ( n) according to
jn ) RS ru(, ru ,v (n), 0 n < M sc v ( n) = e
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RS RB max, UL where M sc = mN sc is the length of the reference signal sequence and 1 m N RB . Multiple reference signal sequences are defined from a single base sequence through different values of .
Base sequences ru ,v (n) are divided into groups, where u {0,1,...,29} is the group number and v is the base sequence
RS RB number within the group, such that each group contains one base sequence ( v = 0 ) of each length M sc = mN sc , RS RB max, UL = mN sc , 6 m N RB . The sequence group 1 m 5 and two base sequences ( v = 0,1 ) of each length M sc number u and the number v within the group may vary in time as described in Sections 5.5.1.3 and 5.5.1.4, RS 1) depends on the sequence length M sc . respectively. The definition of the base sequence ru ,v (0),..., ru ,v ( M sc
RS
5.5.1.1
RB Base sequences of length 3N sc or larger
RS RB RS For M sc 3N sc , the base sequence ru ,v (0),..., ru ,v ( M sc 1) is given by RS RS ru ,v (n) = xq (n mod N ZC ), 0 n < M sc
where the q th root Zadoff-Chu sequence is defined by xq (m ) = e with q given by

j
qm ( m +1)
RS N ZC
RS , 0 m N ZC 1
q = q + 1 2 + v (1) 2 q
RS q = N ZC (u + 1) 31 RS RS RS The length N ZC of the Zadoff-Chu sequence is given by the largest prime number such that N ZC < M sc .
5.5.1.2
RB Base sequences of length less than 3N sc
RS RB RS RB For M sc = N sc and M sc = 2 N sc , base sequence is given by RS ru ,v (n) = e j ( n ) 4 , 0 n M sc 1 RS RB RS RB where the value of (n) is given by Table 5.5.1.2-1 and Table 5.5.1.2-2 for M sc = N sc and M sc = 2 N sc , respectively.
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ETSI TS 136 211 V8.7.0 (2009-06)
RS RB Table 5.5.1.2-1: Definition of (n) for M sc = N sc .
u
0 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 -1 1 1 -1 -1 1 -1 -3 1 1 -1 3 1 3 -3 3 1 -3 -3 -1 -1 -1 1 1 1 1 1 -3 -1 3 1 1 1 1 3 -3 3 -1 -3 -3 3 1 -3 3 1 -1 3 1 3 3 -3 3 1 1 1 -3 3 -1 3 -3 3 3 -3 1 1 3 -3 -1 3 -1 -1 -1 1 -3 -1 1 1 1 1 1 1 -1 -3 -1 3 3 -3 -3 -3 -3 -3 3 -3 1 -1 -1 -3 -1 1 3 1 -1 1 3 -3 -3 -1 3 1 3 1 1 -3 -3 1 3 -3 -1 3 -1
(0),..., (11)
3 3 -3 1 1 -1 -3 1 -1 3 1 3 -3 -3 -1 -1 1 -3 -3 1 1 -3 -3 -1 3 1 3 -3 -1 -1 3 -1 -1 -1 -1 1 3 -3 -1 -1 -3 3 1 1 3 -1 3 3 1 -1 1 -3 -3 -3 3 3 -3 3 3 -3 1 1 -3 -3 -3 1 1 3 -1 -3 -3 -3 1 1 1 1 3 -3 -3 -1 3 -3 -1 1 -1 3 1 1 3 -1 1 -3 -3 -3 -1 -1 -1 -1 1 1 -1 1 1 3 3 1 3 -3 -3 3 1 -3 3 -1 1 1 -1 -1 -3 3 3 -3 1 1 1 -1 3 1 1 1 -3 3 -3 -1 3 3 -1 3 -1 -3 -1 -3 -3 1 -1 -3 -1 1 3 -3 1 1 -3 -3 -1 3 3 -3 3 1 -3 1 -3 -3 3 1 -1 1 -1 -1 1 1 1 3 -3 -1 3 3 3 3 -3 -3 1 3 1 -3 -3 3 -1 1 3 3 -3 3 -1 -1 3 3 1 -3 -3 -1 -3 -1 -3 -1 -1 -3 -1 1 3 3 -1 -1 3 1 1 1 1 1 -1 3 1 3 1 -3 -1 -1 -3 -1 -1 -3 3 1 1 3 -3 -3 -1 -1
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ETSI TS 136 211 V8.7.0 (2009-06)
RS RB Table 5.5.1.2-2: Definition of (n) for M sc = 2 N sc .
u
0 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 -1 -3 3 -1 -1 -3 1 -3 -3 1 -1 1 1 3 -3 -1 -1 1 1 1 -1 -3 -3 -1 1 1 -3 -1 -1 1 3 3 -1 -3 -1 1 1 3 1 1 1 3 3 -1 -3 -1 -3 3 1 3 -3 -3 -1 -1 -1 -1 -1 -3 -3 1 1 -3 3 1 -1 1 -1 3 3 -3 -3 3 3 -1 3 1 3 -1 1 3 3 1 -3 -1 3 1 1 3 -1 -1 -3 -3 3 1 -3 3 -1 -1 -3 3 -3 -3 1 -1 1 -3 -1 3 1 1 -3 1 3 -1 3 -1 3 3 -1 -1 3 -3 1 3 -3 -1 3 -1 1 3 3 -3 1 -1 3 1 -1 3 1 -1 -3 -1 1 3 -1 3 1 1 1 -3 -1 1 1 -3 -1 1 -3 -3 -1 -1 -1 1 1 -3 1 3 -1 -1 -1 -3 -3 1 -1 3 -3 -1 1 1 -3 -1 1 -3 -3 1 1 3 -3 -1 -3 -3 3 3 -1 -1 -3 -3 -1 -3 3 3 -1 -1 -3 3 3 3 -3 3 -1 3 3 -3 3 1 1 1 3 3 3 -1 -1 1 -1 3 3 1 1 1 -1 -1 -1 1 -1 1 -3 1 -1 -1 -1 -1 -3 3 3 -3 3 -3 -3 1 -3 3 -1 -1 1 3 1 -1 1 -1 -3 3 -3 -1 -3 3 -1 1 -1 -3 1 3 3 -1 3 -1 3 1 1 3 3 -3 -3 -3 -3 1 3 -3 -3 -3 1 3 -1 3 -3 3 -1 -1 -3 -1 -1 -1
(0),..., (23)
1 1 3 -1 -1 -3 -1 1 -1 3 -3 -3 3 -1 1 -1 3 3 1 3 -3 1 3 -3 3 -1 3 -1 -3 1 3 1 1 1 3 1 -1 3 -1 3 -3 -3 -1 1 1 3 1 3 3 -3 3 -3 -3 1 -1 -3 -3 -1 1 3 -3 1 -1 3 -1 1 1 1 -1 3 -1 3 1 3 3 1 3 3 -3 1 1 -1 3 3 3 1 3 3 1 1 3 3 3 1 1 -1 -1 1 -1 -1 -3 3 1 3 3 3 3 -1 1 -1 3 1 -3 -1 -1 1 1 1 -3 -1 1 1 -1 3 -1 -1 1 -1 1 1 -3 -3 -3 3 -1 1 1 1 -3 1 -3 -1 -1 3 -1 -3 -3 -3 1 3 1 -1 1 1 -3 3 1 3 -3 1 1 3 3 -1 -1 -1 -1 1 -1 -1 -1 1 1 -1 1 1 3 -3 -3 1 -1 3 1 -1 1 -1 -1 1 -3 -3 -1 3 3 1 -3 -3 1 3 1 -3 3 -1 3 3 1 3 -3 -1 -3 3 1 -3 -1 3 -1 -3 -3 -1 -3 1 1 -1 -1 1 1 -3 -3 -1 1 -1 -1 -1 1 3 1 -3 1 3 3 -3 3 -3 -3 1 -3 3 -1 1 1 -1 3 -3 -3 -3 -3 -1 1 -3 -3 1 1 3 -3 -3 1 1 -1 -3 1 -3 -3 1 -1 1 -3 -3 1 3 -3 1 3 3 3 1 -1 -1 -3 -1 -3 3 -1 3 1 3 -1 1 1 -1 1 1 3 3 -1 -3 1 -3 -1 -3 -3 1 -1 -1 -3 3 3 -3 1 3 3 -1 3 -3 3 1 -1 -3 -3 -3 -1 -1 -3 1 1 -1 -3 -3 3 -1 -3 -3 1 1 -1 -1 1 -3 1 -1 1 3 -3 -1 3 -1 -3 -3 1 -1 3 -1 -1 1 3 -3 -1 1 -1 -1 1 1 -1 -3 -3 -3 1 -3 -3 -1 1 -3 1 1 -1 3 -1 -1 1 -3 -1 1 -3 -3 3 -1 -1 1 -3 1 -3 1 3 1 -1 3 3 -1 -1 -1 -3 -3 -1 -3 -3 3 3 -1 1 -1 -1 3
5.5.1.3
f ss according to
Group hopping
The sequence-group number u in slot ns is defined by a group hopping pattern f gh (ns ) and a sequence-shift pattern
u = f gh (ns ) + f ss mod 30 There are 17 different hopping patterns and 30 different sequence-shift patterns. Sequence-group hopping can be enabled or disabled by means of the parameter Group-hopping-enabled provided by higher layers. PUCCH and PUSCH have the same hopping pattern but may have different sequence-shift patterns. The group-hopping pattern f gh (ns ) is the same for PUSCH and PUCCH and given by 0 if group hopping is disabled f gh (ns ) = 7 i c(8ns + i ) 2 mod 30 if group hopping is enabled i =0
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ETSI TS 136 211 V8.7.0 (2009-06)
where the pseudo-random sequence c(i ) is defined by section 7.2. The pseudo-random sequence generator shall be initialized with c init =
N cell ID 30
at the beginning of each radio frame.
The sequence-shift pattern f ss definition differs between PUCCH and PUSCH.

PUCCH PUCCH cell For PUCCH, the sequence-shift pattern f ss is given by f ss = N ID mod 30 . PUSCH PUCCH PUSCH For PUSCH, the sequence-shift pattern f ss is given by f ss = f ss + ss mod 30 , where ss {0,1,...,29} is configured by higher layers.
5.5.1.4
Sequence hopping
RS RB Sequence hopping only applies for reference-signals of length M sc 6 N sc . RS RB < 6 N sc , the base sequence number v within the base sequence group is given by For reference-signals of length M sc v=0. RS RB For reference-signals of length M sc 6 N sc , the base sequence number v within the base sequence group in slot n s is defined by
c(n ) if group hopping is disabled and sequence hopping is enabled v= s otherwise 0

where the pseudo-random sequence c(i ) is given by section 7.2. The parameter Sequence-hopping-enabled provided by higher layers determines if sequence hopping is enabled or not. The pseudo-random sequence generator shall be initialized with c init =
N cell 5 ID 2 30
PUSCH + f ss at the beginning of each radio frame.
5.5.2
5.5.2.1
5.5.2.1.1
Demodulation reference signal

Demodulation reference signal for PUSCH
Reference signal sequence
The demodulation reference signal sequence r PUSCH () for PUSCH is defined by

RS ) r PUSCH m M sc + n = ru(, v (n )
where
m = 0,1
RS n = 0,..., M sc 1
and
RS PUSCH M sc = M sc ) ( ) RS Section 5.5.1 defines the sequence ru(, v (0),..., ru ,v ( M sc 1) .
The cyclic shift in a slot ns is given as = 2 ncs /12 with
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ETSI TS 136 211 V8.7.0 (2009-06)
(1) ( 2) ncs = nDMRS + nDMRS + nPRS (ns ) mod 12
where the values of layers,
( 2) DMRS
(1) is given by Table 5.5.2.1.1-2 according to the parameter cyclicShift provided by higher nDMRS
is given by the cyclic shift for DMRS field in most recent DCI format 0 [3] for the transport block
( 2) n DMRS is given in Table 5.5.2.1.1-1. For a
associated with the corresponding PUSCH transmission where the values of
semi-persistently configured PUSCH transmission on subframe n in the absence of a corresponding PDCCH with a DCI Format 0 in subframe n k PUSCH or a PUSCH transmission associated with a random access response grant,
( 2) n DMRS is set to zero where k PUSCH is as defined in section 8 [4]. n PRS (n s ) is given by
n PRS (n s ) =
7 i=0
UL c(8 N symb n s + i) 2 i
where the pseudo-random sequence c(i ) is defined by section 7.2. The application of c(i ) is cell-specific. The pseudoc init = random sequence generator shall be initialized with
N cell 5 ID 2 30
PUSCH + f ss
at the beginning of each radio frame.

( 2) n DMRS Values.
Table 5.5.2.1.1-1: Mapping of Cyclic Shift Field in DCI format 0 to

Cyclic Shift Field in DCI format 0 [3]
( 2) n DMRS
000 001 010 011 100 101 110 111
0 6 3 4 2 8 10 9
Table 5.5.2.1.1-2: Mapping of cyclicShift to
(1) Values. nDMRS
cyclicShift
(1) nDMRS
0 1 2 3 4 5 6
0 2 3 4 6 8 9
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ETSI TS 136 211 V8.7.0 (2009-06)
10
5.5.2.1.2
The sequence r PUSCH () shall be multiplied with the amplitude scaling factor PUSCH and mapped in sequence starting with r PUSCH (0) to the same set of physical resource blocks used for the corresponding PUSCH transmission defined in Section 5.3.4. The mapping to resource elements (k , l ) , with l = 3 for normal cyclic prefix and l = 2 for extended cyclic prefix, in the subframe shall be in increasing order of first k , then the slot number.
5.5.2.2
5.5.2.2.1
Demodulation reference signal for PUCCH

Reference signal sequence
The demodulation reference signal sequence r PUCCH () for PUCCH is defined by

PUCCH RS RS ) r PUCCH m' N RS M sc + mM sc + n = w (m) z (m)ru( ,v (n )
where
PUCCH m = 0,..., N RS 1 RS n = 0,..., M sc 1
m' = 0,1 For PUCCH format 2a and 2b, z (m) equals d (10) for m = 1 , where d (10) is defined in Section 5.4.2. For all other cases, z (m) = 1.
) RS The sequence ru( ,v ( n) is given by Section 5.5.1 with M sc = 12 where the expression for the cyclic shift is
determined by the PUCCH format. For PUCCH formats 1, 1a and 1b, (ns , l ) is given by
noc ( ns )= n( ns ) PUCCH N shift
RB (ns , l )= 2 ncs (ns , l ) N sc
n cell ( n , l ) + n(n ) PUCCH + n ( n ) mod PUCCH mod N mod N RB cs s s shift oc s shift sc ncs (ns , l )= cell PUCCH RB n ( n , l ) + n(ns ) shift + noc ( ns ) mod N mod N sc cs s
[ [
( (
))
for normal cyclic prefix for extended cyclic prefix
cell where n(ns ) , N , PUCCH and ncs (ns , l ) are defined by Section 5.4.1. The number of reference symbols per slot shift PUCCH N RS and the sequence w (n) are given by Table 5.5.2.2.1-1 and 5.5.2.2.1-2, respectively.
For PUCCH formats 2, 2a and 2b, (ns , l ) is defined by Section 5.4.2. The number of reference symbols per slot
PUCCH N RS and the sequence w (n) are given by Table 5.5.2.2.1-1 and 5.5.2.2.1-3, respectively. PUCCH Table 5.5.2.2.1-1: Number of PUCCH demodulation reference symbols per slot N RS .
PUCCH format 1, 1a, 1b 2 2a, 2b
Normal cyclic prefix 3 2 2
Extended cyclic prefix 2 1 N/A
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ETSI TS 136 211 V8.7.0 (2009-06)
Table 5.5.2.2.1-2: Orthogonal sequences w (0)

Sequence index noc (ns ) 0 1 2
L
[1
PUCCH w ( N RS 1)
for PUCCH formats 1, 1a and 1b.
Normal cyclic prefix
Extended cyclic prefix
[1 [1 [
1 1]
3 3
e j 2 e j 4
e j 4 e j 2
3 3
] ] ]
[1 1] [1
1]
N/A
Table 5.5.2.2.1-3: Orthogonal sequences w (0)

Normal cyclic prefix
PUCCH w ( N RS 1)
for PUCCH formats 2, 2a, 2b.
[1 1]
5.5.2.2.2 Mapping to physical resources
[1]
The sequence r PUCCH () shall be multiplied with the amplitude scaling factor PUCCH and mapped in sequence starting with r PUCCH (0) to resource elements (k , l ) . The mapping shall be in increasing order of first k , then l and finally the slot number. The same set of values for k as for the corresponding PUCCH transmission shall be used. The values of the symbol index l in a slot are given by Table 5.5.2.2.2-1.
Table 5.5.2.2.2-1: Demodulation reference signal location for different PUCCH formats
PUCCH format 1, 1a, 1b 2 2a, 2b Set of values for l Normal cyclic prefix 2, 3, 4 1, 5 1, 5 Extended cyclic prefix 2, 3 3 N/A
5.5.3
5.5.3.1
Sounding reference signal

Sequence generation
) The sounding reference signal sequence r SRS (n ) = ru(, v (n ) is defined by Section 5.5.1, where u is the PUCCH sequence-group number defined in Section 5.5.1.3 and is the base sequence number defined in Section 5.5.1.4. The cyclic shift of the sounding reference signal is given as
= 2
cs n SRS , 8
cs cs where n SRS is configured for each UE by higher layers and n SRS = 0, 1, 2, 3, 4, 5, 6, 7 .
5.5.3.2
The sequence shall be multiplied with the amplitude scaling factor SRS in order to conform to the transmit power
PSRS specified in Section 5.1.3.1 in [4], and mapped in sequence starting with r SRS (0) to resource elements (k , l )
according to
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RS r SRS (k ) k = 0,1,..., M sc, b 1 a2 k +k0 ,l = SRS 0 otherwise
where k 0 is the frequency-domain starting position of the sounding reference signal and for length of the sounding reference signal sequence defined as
RS RB M sc, 2 b = mSRS,b N sc
RS b = BSRS M sc, b is the
where mSRS, b is given by Table 5.5.3.2-1 through Table 5.5.3.2-4 for each uplink bandwidth
UL N RB . The cell-specific
parameter srs-BandwidthConfig CSRS {0,1,2,3,4,5,6,7} and the UE-specific parameter srs-Bandwidth BSRS {0,1,2,3} are
max UL c given by higher layers. For UpPTS, mSRS,0 shall be reconfigured to m SRS , 0 = max cC m SRS , 0 N RB 6 N RA if
} (
this reconfiguration is enabled by the cell specific parameter srsMaxUpPts given by higher layers, otherwise if the reconfiguration is disabled
max mSRS , 0 = mSRS , 0 ,where c is a SRS BW configuration and CSRS is the set of SRS BW UL N RB , N RA is the number of format 4
configurations from the Tables 5.5.3.2-1 to 5.5.3.2-4 for each uplink bandwidth PRACH in the addressed UpPTS and derived from Table 5.7.1-4. The frequency-domain starting position
k 0 is defined by
RS + 2M sc, k0 = k0 b nb
BSRS b =0
= where for normal uplink subframes k 0

' 0
(N
UL RB
' RB / 2 mSRS, 0 2 N SC + k TC , for UpPTS k 0 is defined by:
UL max RB ( N RB mSRS , 0 ) N sc + kTC k = kTC
if (n f mod 2) (2 N SP ) + nhf mod 2 = 0 otherwise
k TC {0,1} is the parameter transmissionComb provided by higher layers for the UE, and nb is frequency position
index. nhf is equal to 0 for UpPTS in first half frame, and equal to 1 for UpPTS in second half frame. The frequency hopping of the sounding reference signal is configured by the parameter srs-HoppingBandwidth, bhop {0,1,2,3} , provided by higher layers. If frequency hopping of the sounding reference signal is not enabled (i.e.,
bhop BSRS ), the frequency position index nb remains constant (unless re-configured) and is defined by
frequency hopping of the sounding reference signal is enabled (i.e., bhop < BSRS ), the frequency position indexes nb are defined by
nb = 4n RRC mSRS,b mod N b where the parameter freqDomainPosition n RRC is given by higher layers for the UE. If
4nRRC mSRS,b mod N b nb = {Fb (n SRS ) + 4n RRC mSRS,b }mod N b

where
b bhop otherwise
UL N b is given by Table 5.5.3.2-1 through Table 5.5.3.2-4 for each uplink bandwidth N RB ,
n SRS mod b n SRS mod b b ' = bhop N b ' b ' = bhop N b ' ( N b / 2) if N b even + 1 1 Fb (n SRS ) = 2 b b b ' =bhop N b ' b ' = bhop N b ' b 1 N / 2 n / N if N b odd b SRS b'=bhop b'
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ETSI TS 136 211 V8.7.0 (2009-06)
where N bhop = 1 regardless of the N b value on Table 5.5.3.2-1 through Table 5.5.3.2-4, and
nSRS
ns Toffset , 2 N SP n f + 2(N SP 1) + = 10 Toffset _ max n + n T ( 10 / 2 ) / , f s SRS
for 2ms SRS periodicity of frame structure 2 otherwise
counts the number of UE-specific SRS transmissions, where TSRS is UE-specific periodicity of SRS transmission defined in section 8.2 of [4], value of
Toffset is SRS subframe offset defined in Table 8.2-2 of [4] and Toffset _ max is the maximum
Toffset for a certain configuration of SRS subframe offset.
For all subframes other than special subframes, the sounding reference signal shall be transmitted in the last symbol of the subframe.
Table 5.5.3.2-1: mSRS, b and SRS bandwidth configuration

CSRS
UL N b , b = 0,1,2,3 , values for the uplink bandwidth of 6 N RB 40 .
SRS-Bandwidth
SRS-Bandwidth
SRS-Bandwidth
SRS-Bandwidth
BSRS = 0
mSRS, 0
36 32 24 20 16 12 8 4
BSRS = 1
BSRS = 2
BSRS = 3
N0
1 1 1 1 1 1 1 1
mSRS,1
12 16 4 4 4 4 4 4
N1
3 2 6 5 4 3 2 1
mSRS, 2
4 8 4 4 4 4 4 4
N2
3 2 1 1 1 1 1 1
mSRS, 3
4 4 4 4 4 4 4 4
N3
1 2 1 1 1 1 1 1
0 1 2 3 4 5 6 7
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CSRS
UL N b , b = 0,1,2,3 , values for the uplink bandwidth of 40 < N RB 60 .
SRS-Bandwidth
SRS-Bandwidth
SRS-Bandwidth
SRS-Bandwidth
BSRS = 0
mSRS, 0
48 48 40 36 32 24 20 16
BSRS = 1
BSRS = 2
BSRS = 3
N0
1 1 1 1 1 1 1 1
mSRS,1
24 16 20 12 16 4 4 4
N1
2 3 2 3 2 6 5 4
mSRS, 2
12 8 4 4 8 4 4 4
N2
2 2 5 3 2 1 1 1
mSRS, 3
4 4 4 4 4 4 4 4
N3
3 2 1 1 2 1 1 1
0 1 2 3 4 5 6 7

CSRS
SRS-Bandwidth
SRS-Bandwidth
SRS-Bandwidth
SRS-Bandwidth
BSRS = 0
mSRS, 0
72 64 60 48 48 40 36 32
BSRS = 1
BSRS = 2
BSRS = 3
N0
1 1 1 1 1 1 1 1
mSRS,1
24 32 20 24 16 20 12 16
N1
3 2 3 2 3 2 3 2
mSRS, 2
12 16 4 12 8 4 4 8
N2
2 2 5 2 2 5 3 2
mSRS, 3
4 4 4 4 4 4 4 4
N3
3 4 1 3 2 1 1 2
0 1 2 3 4 5 6 7

CSRS
SRS-Bandwidth
SRS-Bandwidth
SRS-Bandwidth
SRS-Bandwidth
BSRS = 0
mSRS, 0
96 96 80 72 64 60 48 48
BSRS = 1
BSRS = 2
BSRS = 3
N0
1 1 1 1 1 1 1 1
mSRS,1
48 32 40 24 32 20 24 16
N1
2 3 2 3 2 3 2 3
mSRS, 2
24 16 20 12 16 4 12 8
N2
2 2 2 2 2 5 2 2
mSRS, 3
4 4 4 4 4 4 4 4
N3
6 4 5 3 4 1 3 2
0 1 2 3 4 5 6 7
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5.5.3.3
Sounding reference signal subframe configuration
The cell specific subframe configuration period
TSFC and the cell specific subframe offset SFC for the transmission
of sounding reference signals are listed in Tables 5.5.3.3-1 and 5.5.3.3-2, for FDD and TDD, respectively. Sounding reference signal subframes are the subframes satisfying ns / 2 mod TSFC SFC . For TDD, sounding reference signal is transmitted only in configured UL subframes or UpPTS. Table 5.5.3.3-1: FDD sounding reference signal subframe configuration Configuration Period TSFC (subframes) 0 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 0000 0001 0010 0011 0100 0101 0110 0111 1000 1001 1010 1011 1100 1101 1110 1111 1 2 2 5 5 5 5 5 5 10 10 10 10 10 10 reserved Transmission offset SFC (subframes) {0} {0} {1} {0} {1} {2} {3} {0,1} {2,3} {0} {1} {2} {3} {0,1,2,3,4,6,8} {0,1,2,3,4,5,6,8} reserved
srsSubframeConfiguration
Binary
Table 5.5.3.3-2: TDD sounding reference signal subframe configuration Configuration Period TSFC (subframes) 0 1 2 3 4 0000 0001 0010 0011 0100 5 5 5 5 5 Transmission offset SFC (subframes) {1} {1, 2} {1, 3} {1, 4} {1, 2, 3}
srsSubframeConfiguration
Binary
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5 6 7 8 9 10 11 12 13 14 15
0101 0110 0111 1000 1001 1010 1011 1100 1101 1110 1111
5 5 5 10 10 10 10 10 10 reserved reserved
{1, 2, 4} {1, 3, 4} {1, 2, 3, 4} {1, 2, 6} {1, 3, 6} {1, 6, 7} {1, 2, 6, 8} {1, 3, 6, 9} {1, 4, 6, 7} reserved reserved
5.6
SC-FDMA baseband signal generation
This section applies to all uplink physical signals and physical channels except the physical random access channel. The time-continuous signal sl (t ) in SC-FDMA symbol l in an uplink slot is defined by
sl (t ) =
N RB N sc
UL
RB
UL RB k = N RB N sc / 2
/ 2 1
a k ( ) ,l e
j 2 (k +1 2 )f (t N CP ,l Ts )
RB for 0 t < (N CP ,l + N ) Ts where k ( ) = k + N UL RB N sc 2 , N = 2048 , f = 15 kHz and a k ,l is the content of resource
element (k , l ) .
The SC-FDMA symbols in a slot shall be transmitted in increasing order of l , starting with l = 0 , where SC-FDMA
symbol l > 0 starts at time
l 1 l = 0
( N CP ,l + N )Ts within the slot.
Table 5.6-1lists the values of N CP ,l that shall be used. Note that different SC-FDMA symbols within a slot may have different cyclic prefix lengths.
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Table 5.6-1: SC-FDMA parameters.

Configuration Normal cyclic prefix Extended cyclic prefix Cyclic prefix length N CP ,l
160 for l = 0
144 for l = 1,2,...,6 512 for l = 0,1,...,5
5.7
5.7.1
Physical random access channel

Time and frequency structure
The physical layer random access preamble, illustrated in Figure 5.7.1-1, consists of a cyclic prefix of length TCP and a sequence part of length TSEQ . The parameter values are listed in Table 5.7.1-1 and depend on the frame structure and the random access configuration. Higher layers control the preamble format.
CP
TCP
Sequence
TSEQ
Figure 5.7.1-1: Random access preamble format.
Table 5.7.1-1: Random access preamble parameters.

Preamble format 0 1 2 3 4*
TCP 3168 Ts 21024 Ts 6240 Ts 21024 Ts 448 Ts
TSEQ 24576 Ts 24576 Ts 2 24576 Ts 2 24576 Ts 4096 Ts
* Frame structure type 2 and special subframe configurations with UpPTS lengths 4384 Ts and 5120 Ts only. The transmission of a random access preamble, if triggered by the MAC layer, is restricted to certain time and frequency resources. These resources are enumerated in increasing order of the subframe number within the radio frame and the physical resource blocks in the frequency domain such that index 0 correspond to the lowest numbered physical resource block and subframe within the radio frame. PRACH resources within the radio frame are indicated by a PRACH Resource Index, where the indexing is in the order of appearance in Table 5.7.1-2 and Table 5.7.1-4. For frame structure type 1 with preamble format 0-3, there is at most one random access resource per subframe. Table 5.7.1-2 lists the preamble formats according to Table 5.7.1-1 and the subframes in which random access preamble transmission is allowed for a given configuration in frame structure type 1. The parameter prach-ConfigurationIndex is given by higher layers. The start of the random access preamble shall be aligned with the start of the corresponding uplink subframe at the UE assuming N TA = 0 , where N TA is defined in section 8.1. For PRACH configuration 0, 1, 2, 15, 16, 17, 18, 31, 32, 33, 34, 47, 48, 49, 50 and 63 the UE may for handover purposes assume an absolute value of the relative time difference between radio frame i in the current cell and the target cell of less than 153600 Ts . The first physical resource block defined as
RA n PRB allocated to the PRACH opportunity considered for preamble format 0, 1, 2 and 3 is
RA RA RA nPRB = nPRB offset , where the parameter prach-FrequencyOffset n PRBoffset is expressed as a physical resource RA UL 0 nPRBoffset N RB 6.
block number configured by higher layers and fulfilling
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ETSI TS 136 211 V8.7.0 (2009-06)
Table 5.7.1-2: Frame structure type 1 random access configuration for preamble format 0-3.
PRACH Configuration Index 0 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31
Preamble Format 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 1 1 1 1 1 1 1 1 1 1 1 N/A 1
System frame number Even Even Even Any Any Any Any Any Any Any Any Any Any Any Any Even Even Even Even Any Any Any Any Any Any Any Any Any Any Any N/A Even
Subframe number 1 4 7 1 4 7 1, 6 2 ,7 3, 8 1, 4, 7 2, 5, 8 3, 6, 9 0, 2, 4, 6, 8 1, 3, 5, 7, 9 0, 1, 2, 3, 4, 5, 6, 7, 8, 9 9 1 4 7 1 4 7 1, 6 2 ,7 3, 8 1, 4, 7 2, 5, 8 3, 6, 9 0, 2, 4, 6, 8 1, 3, 5, 7, 9 N/A 9
PRACH Configuration Index 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 52 53 54 55 56 57 58 59 60 61 62 63
Preamble Format 2 2 2 2 2 2 2 2 2 2 2 2 2 2 N/A 2 3 3 3 3 3 3 3 3 3 3 3 3 N/A N/A N/A 3
System frame number Even Even Even Any Any Any Any Any Any Any Any Any Any Any N/A Even Even Even Even Any Any Any Any Any Any Any Any Any N/A N/A N/A Even
Subframe number 1 4 7 1 4 7 1, 6 2 ,7 3, 8 1, 4, 7 2, 5, 8 3, 6, 9 0, 2, 4, 6, 8 1, 3, 5, 7, 9 N/A 9 1 4 7 1 4 7 1, 6 2 ,7 3, 8 1, 4, 7 2, 5, 8 3, 6, 9 N/A N/A N/A 9
For frame structure type 2 with preamble format 0-4, there might be multiple random access resources in an UL subframe (or UpPTS for preamble format 4) depending on the UL/DL configuration [see table 4.2-2]. Table 5.7.1-3 lists PRACH configurations allowed for frame structure type 2 where the configuration index corresponds to a certain combination of preamble format, PRACH density value, D RA , and version index, rRA . The parameter prachConfigurationIndex is given by higher layers. For frame structure 2 PRACH configuration 0, 1, 2, 20, 21, 22, 30, 31, 32, 40, 41, 42, 48, 49 and 50, the UE may for handover purposes assume an absolute value of the relative time difference between radio frame i in the current cell and the target cell is less than 153600 Ts .
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ETSI TS 136 211 V8.7.0 (2009-06)
Table 5.7.1-3: Frame structure type 2 random access configurations for preamble format 0-4
PRACH configuration Index 0 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 Preamble Format Density Per 10 ms Version
(DRA )
0.5 0.5 0.5 1 1 1 2 2 2 3 3 3 4 4 4 5 5 5 6 6 0.5 0.5 0.5 1 1 2 3 4 5 6 0.5 0.5
(rRA )
0 1 2 0 1 2 0 1 2 0 1 2 0 1 2 0 1 2 0 1 0 1 2 0 1 0 0 0 0 0 0 1
PRACH configuration Index 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 52 53 54 55 56 57 58 59 60 61 62 63
Preamble Format
Density Per 10 ms
Version
(DRA )
0.5 1 1 2 3 4 5 6 0.5 0.5 0.5 1 1 2 3 4 0.5 0.5 0.5 1 1 2 3 4 5 6 N/A N/A N/A N/A N/A N/A
(rRA )
2 0 1 0 0 0 0 0 0 1 2 0 1 0 0 0 0 1 2 0 1 0 0 0 0 0 N/A N/A N/A N/A N/A N/A
0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 1 1 1 1 1 1 1 2 2
2 2 2 2 2 2 2 2 3 3 3 3 3 3 3 3 4 4 4 4 4 4 4 4 4 4 N/A N/A N/A N/A N/A N/A
Table 5.7.1-4 lists the mapping to physical resources for the different random access opportunities needed for a certain
0 2 DRA . Each quadruple of the format ( f RA , t RA ,t1 RA , t RA ) indicates the location of a specific random access resource, where f RA is a frequency resource index within the considered time instance, 0 t RA = 0,1,2 indicates whether the resource is reoccurring in all radio frames, in even radio frames, or in odd radio 1 frames, respectively, t RA = 0,1 indicates whether the random access resource is located in first half frame or in second 2 half frame, respectively, and where t RA is the uplink subframe number where the preamble starts, counting from 0 at
PRACH density value,
the first uplink subframe between 2 consecutive downlink-to-uplink switch points, with the exception of preamble format 4 where t RA is denoted as (*). The start of the random access preamble formats 0-3 shall be aligned with the start of the corresponding uplink subframe at the UE assuming N TA = 0 and the random access preamble format 4 shall start 4832 Ts before the end of the UpPTS at the UE, where the UpPTS is referenced to the UE"s uplink frame timing assuming N TA = 0 .
2
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ETSI TS 136 211 V8.7.0 (2009-06)
The random access opportunities for each PRACH configuration shall be allocated in time first and then in frequency if and only if time multiplexing is not sufficient to hold all opportunities of a PRACH configuration needed for a certain density value D RA without overlap in time. For preamble format 0-3, the frequency multiplexing shall be done according to
RA n PRB
RA f if f RA mod 2 = 0 n PRB offset + 6 RA , 2 = f RA UL RA N RB 6 n PRB offset 6 , otherwise 2
UL RA N RB is the number of uplink resource blocks, n PRB is the first physical resource block allocated to the PRACH RA opportunity considered and where the parameter prach-FrequencyOffset n PRB offset is the first physical resource block
where
available for PRACH expressed as a physical resource block number configured by higher layers and fulfilling
RA UL 0 nPRBoffset N RB 6.
For preamble format 4, the frequency multiplexing shall be done according to
RA PRB
6 f RA , if (n f mod 2) (2 N SP ) + t 1 RA mod 2 = 0 = UL N RB 6( f RA + 1), otherwise
where nf is the system frame number and where N SP is the number of DL to UL switch points within the radio frame. Each random access preamble occupies a bandwidth corresponding to 6 consecutive resource blocks for both frame structures.
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ETSI TS 136 211 V8.7.0 (2009-06)
Table 5.7.1-4: Frame structure type 2 random access preamble mapping in time and frequency.
PRACH configuration Index (See Table 5.7.1-3) 0 1 2 3 4 5 6 7 8 9 UL/DL configuration (See Table 4.2-2) 2 3 4 (0,1,0,0) (0,2,0,0) (0,1,1,0) (0,0,0,0) (0,0,1,0) N/A (0,0,0,0) (0,0,1,0) N/A N/A (0,0,0,0) (0,0,1,0) (1,0,0,0) (0,0,0,0) (0,0,1,0) (1,0,1,0) N/A (0,1,0,2) (0,2,0,2) (0,1,0,1) (0,0,0,2) (0,0,0,1) (0,0,0,0) (0,0,0,1) (0,0,0,2) (0,0,0,0) (0,0,0,2) (0,0,0,0) (0,0,0,1) (0,0,0,0) (0,0,0,1) (0,0,0,2) N/A (0,1,0,1) (0,2,0,1) (0,1,0,0) (0,0,0,1) (0,0,0,0) N/A (0,0,0,0) (0,0,0,1) N/A N/A (0,0,0,0) (0,0,0,1) (1,0,0,1) (0,0,0,0) (0,0,0,1) (1,0,0,0) N/A
0 (0,1,0,2) (0,2,0,2) (0,1,1,2) (0,0,0,2) (0,0,1,2) (0,0,0,1) (0,0,0,2) (0,0,1,2) (0,0,0,1) (0,0,1,1) (0,0,0,0) (0,0,1,0) (0,0,0,1) (0,0,0,2) (0,0,1,2) (0,0,0,0) (0,0,1,0) (0,0,1,1) N/A
6 (0,1,0,2) (0,2,0,2) (0,1,1,1) (0,0,0,2) (0,0,1,1) (0,0,0,1) (0,0,0,2) (0,0,1,1) (0,0,0,1) (0,0,1,0) (0,0,0,0) (0,0,1,1) (0,0,0,1) (0,0,0,2) (0,0,1,1) (0,0,0,0) (0,0,0,2) (0,0,1,0) (0,0,0,1) (0,0,1,0) (0,0,1,1) (0,0,0,1) (0,0,0,2) (0,0,1,0) (0,0,1,1) (0,0,0,0) (0,0,0,1) (0,0,0,2) (0,0,1,1) (0,0,0,0) (0,0,0,2) (0,0,1,0) (0,0,1,1) (0,0,0,0) (0,0,0,1) (0,0,0,2) (0,0,1,0) (0,0,1,1) N/A
(0,1,0,1) (0,2,0,1) (0,1,1,1) (0,0,0,1) (0,0,1,1) (0,0,0,0) (0,0,0,1) (0,0,1,1) (0,0,0,0) (0,0,1,0) N/A (0,0,0,0) (0,0,0,1) (0,0,1,1) (0,0,0,1) (0,0,1,0) (0,0,1,1) (0,0,0,0) (0,0,0,1) (0,0,1,0) (0,0,0,0) (0,0,0,1) (0,0,1,0) (0,0,1,1) N/A
(0,1,0,0) (0,2,0,0) N/A (0,0,0,0) N/A N/A (0,0,0,0) (1,0,0,0) N/A N/A (0,0,0,0) (1,0,0,0) (2,0,0,0) N/A
10
11
N/A
N/A
12
13
14
15
16
17
(0,0,0,1) (0,0,0,2) (0,0,1,1) (0,0,1,2) (0,0,0,0) (0,0,0,2) (0,0,1,0) (0,0,1,2) (0,0,0,0) (0,0,0,1) (0,0,1,0) (0,0,1,1) (0,0,0,0) (0,0,0,1) (0,0,0,2) (0,0,1,1) (0,0,1,2) (0,0,0,1) (0,0,0,2) (0,0,1,0) (0,0,1,1) (0,0,1,2) (0,0,0,0) (0,0,0,1) (0,0,0,2) (0,0,1,0) (0,0,1,2)
(0,0,0,0) (0,0,1,0) (1,0,0,0) (1,0,1,0) N/A
N/A
N/A
(0,0,0,0) (0,0,0,1) (0,0,1,0) (0,0,1,1) (1,0,0,1) (0,0,0,0) (0,0,0,1) (0,0,1,0) (0,0,1,1) (1,0,1,1) (0,0,0,0) (0,0,0,1) (0,0,1,0) (0,0,1,1) (1,0,0,0)
(0,0,0,0) (0,0,1,0) (1,0,0,0) (1,0,1,0) (2,0,0,0) (0,0,0,0) (0,0,1,0) (1,0,0,0) (1,0,1,0) (2,0,1,0) N/A
(0,0,0,0) (0,0,0,1) (0,0,0,2) (1,0,0,2) (0,0,0,0) (0,0,0,1) (0,0,0,2) (1,0,0,1) (0,0,0,0) (0,0,0,1) (0,0,0,2) (1,0,0,0) (0,0,0,0) (0,0,0,1) (0,0,0,2) (1,0,0,1) (1,0,0,2) (0,0,0,0) (0,0,0,1) (0,0,0,2) (1,0,0,0) (1,0,0,2) (0,0,0,0) (0,0,0,1) (0,0,0,2) (1,0,0,0) (1,0,0,1)
(0,0,0,0) (0,0,0,1) (1,0,0,0) (1,0,0,1) N/A
(0,0,0,0) (1,0,0,0) (2,0,0,0) (3,0,0,0) N/A
N/A
N/A
(0,0,0,0) (0,0,0,1) (1,0,0,0) (1,0,0,1) (2,0,0,1) (0,0,0,0) (0,0,0,1) (1,0,0,0) (1,0,0,1) (2,0,0,0) N/A
(0,0,0,0) (1,0,0,0) (2,0,0,0) (3,0,0,0) (4,0,0,0) N/A
N/A
N/A
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ETSI TS 136 211 V8.7.0 (2009-06)
18
19
(0,0,0,0) (0,0,0,1) (0,0,0,2) (0,0,1,0) (0,0,1,1) (0,0,1,2) N/A
20 / 30 21 / 31 22 / 32 23 / 33 24 / 34 25 / 35 26 / 36
27 / 37
28 / 38
29 /39
40 41 42 43 44 45 46
47
48 49
(0,1,0,1) (0,2,0,1) (0,1,1,1) (0,0,0,1) (0,0,1,1) (0,0,0,1) (0,0,1,1) (0,0,0,1) (0,0,1,1) (1,0,0,1) (0,0,0,1) (0,0,1,1) (1,0,0,1) (1,0,1,1) (0,0,0,1) (0,0,1,1) (1,0,0,1) (1,0,1,1) (2,0,0,1) (0,0,0,1) (0,0,1,1) (1,0,0,1) (1,0,1,1) (2,0,0,1) (2,0,1,1) (0,1,0,0) (0,2,0,0) (0,1,1,0) (0,0,0,0) (0,0,1,0) (0,0,0,0) (0,0,1,0) (0,0,0,0) (0,0,1,0) (1,0,0,0) (0,0,0,0) (0,0,1,0) (1,0,0,0) (1,0,1,0) (0,1,0,*) (0,2,0,*)
(0,0,0,0) (0,0,0,1) (0,0,1,0) (0,0,1,1) (1,0,0,1) (1,0,1,1) (0,0,0,0) (0,0,0,1) (0,0,1,0) (0,0,1,1) (1,0,0,0) (1,0,1,0) (0,1,0,0) (0,2,0,0) (0,1,1,0) (0,0,0,0) (0,0,1,0) (0,0,0,0) (0,0,1,0) (0,0,0,0) (0,0,1,0) (1,0,0,0) (0,0,0,0) (0,0,1,0) (1,0,0,0) (1,0,1,0) (0,0,0,0) (0,0,1,0) (1,0,0,0) (1,0,1,0) (2,0,0,0) (0,0,0,0) (0,0,1,0) (1,0,0,0) (1,0,1,0) (2,0,0,0) (2,0,1,0) N/A N/A N/A N/A N/A N/A
(0,0,0,0) (0,0,1,0) (1,0,0,0) (1,0,1,0) (2,0,0,0) (2,0,1,0) N/A
(0,0,0,0) (0,0,0,1) (0,0,0,2) (1,0,0,0) (1,0,0,1) (1,0,0,2) N/A
(0,0,0,0) (0,0,0,1) (1,0,0,0) (1,0,0,1) (2,0,0,0) (2,0,0,1) N/A
(0,0,0,0) (1,0,0,0) (2,0,0,0) (3,0,0,0) (4,0,0,0) (5,0,0,0) N/A
N/A N/A N/A N/A N/A N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
(0,1,0,*) (0,2,0,*)
(0,1,0,*) (0,2,0,*)
(0,1,0,1) (0,2,0,1) N/A (0,0,0,1) N/A (0,0,0,1) (1,0,0,1) (0,0,0,1) (1,0,0,1) (2,0,0,1) (0,0,0,1) (1,0,0,1) (2,0,0,1) (3,0,0,1) (0,0,0,1) (1,0,0,1) (2,0,0,1) (3,0,0,1) (4,0,0,1) (0,0,0,1) (1,0,0,1) (2,0,0,1) (3,0,0,1) (4,0,0,1) (5,0,0,1) (0,1,0,0) (0,2,0,0) N/A (0,0,0,0) N/A (0,0,0,0) (1,0,0,0) (0,0,0,0) (1,0,0,0) (2,0,0,0) (0,0,0,0) (1,0,0,0) (2,0,0,0) (3,0,0,0) (0,1,0,*) (0,2,0,*)
(0,1,0,0) (0,2,0,0) N/A (0,0,0,0) N/A (0,0,0,0) (1,0,0,0) (0,0,0,0) (1,0,0,0) (2,0,0,0) (0,0,0,0) (1,0,0,0) (2,0,0,0) (3,0,0,0) (0,0,0,0) (1,0,0,0) (2,0,0,0) (3,0,0,0) (4,0,0,0) (0,0,0,0) (1,0,0,0) (2,0,0,0) (3,0,0,0) (4,0,0,0) (5,0,0,0) N/A N/A N/A N/A N/A N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
(0,1,0,*) (0,2,0,*)
(0,1,0,*) (0,2,0,*)
(0,0,0,0) (0,0,0,1) (0,0,0,2) (0,0,1,0) (0,0,1,1) (1,0,0,2) (0,0,0,0) (0,0,0,1) (0,0,0,2) (0,0,1,0) (0,0,1,1) (1,0,1,1) (0,1,0,1) (0,2,0,1) (0,1,1,0) (0,0,0,1) (0,0,1,0) (0,0,0,1) (0,0,1,0) (0,0,0,1) (0,0,1,0) (1,0,0,1) (0,0,0,1) (0,0,1,0) (1,0,0,1) (1,0,1,0) (0,0,0,1) (0,0,1,0) (1,0,0,1) (1,0,1,0) (2,0,0,1) (0,0,0,1) (0,0,1,0) (1,0,0,1) (1,0,1,0) (2,0,0,1) (2,0,1,0) (0,1,0,0) (0,2,0,0) N/A (0,0,0,0) N/A (0,0,0,0) (1,0,0,0) (0,0,0,0) (1,0,0,0) (2,0,0,0) (0,0,0,0) (1,0,0,0) (2,0,0,0) (3,0,0,0) (0,1,0,*) (0,2,0,*)
ETSI
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ETSI TS 136 211 V8.7.0 (2009-06)
50 51 52 53 54
55
56
57
58 59 60 61 62 63
(0,1,1,*) (0,0,0,*) (0,0,1,*) (0,0,0,*) (0,0,1,*) (0,0,0,*) (0,0,1,*) (1,0,0,*) (0,0,0,*) (0,0,1,*) (1,0,0,*) (1,0,1,*) (0,0,0,*) (0,0,1,*) (1,0,0,*) (1,0,1,*) (2,0,0,*) (0,0,0,*) (0,0,1,*) (1,0,0,*) (1,0,1,*) (2,0,0,*) (2,0,1,*) N/A N/A N/A N/A N/A N/A
(0,1,1,*) (0,0,0,*) (0,0,1,*) (0,0,0,*) (0,0,1,*) (0,0,0,*) (0,0,1,*) (1,0,0,*) (0,0,0,*) (0,0,1,*) (1,0,0,*) (1,0,1,*) (0,0,0,*) (0,0,1,*) (1,0,0,*) (1,0,1,*) (2,0,0,*) (0,0,0,*) (0,0,1,*) (1,0,0,*) (1,0,1,*) (2,0,0,*) (2,0,1,*) N/A N/A N/A N/A N/A N/A
(0,1,1,*) (0,0,0,*) (0,0,1,*) (0,0,0,*) (0,0,1,*) (0,0,0,*) (0,0,1,*) (1,0,0,*) (0,0,0,*) (0,0,1,*) (1,0,0,*) (1,0,1,*) (0,0,0,*) (0,0,1,*) (1,0,0,*) (1,0,1,*) (2,0,0,*) (0,0,0,*) (0,0,1,*) (1,0,0,*) (1,0,1,*) (2,0,0,*) (2,0,1,*) N/A N/A N/A N/A N/A N/A
N/A (0,0,0,*) N/A (0,0,0,*) (1,0,0,*) (0,0,0,*) (1,0,0,*) (2,0,0,*) (0,0,0,*) (1,0,0,*) (2,0,0,*) (3,0,0,*) (0,0,0,*) (1,0,0,*) (2,0,0,*) (3,0,0,*) (4,0,0,*) (0,0,0,*) (1,0,0,*) (2,0,0,*) (3,0,0,*) (4,0,0,*) (5,0,0,*) N/A N/A N/A N/A N/A N/A
(0,1,1,*) (0,0,0,*) (0,0,1,*) (0,0,0,*) (0,0,1,*) (0,0,0,*) (0,0,1,*) (1,0,0,*) (0,0,0,*) (0,0,1,*) (1,0,0,*) (1,0,1,*) (0,0,0,*) (0,0,1,*) (1,0,0,*) (1,0,1,*) (2,0,0,*) (0,0,0,*) (0,0,1,*) (1,0,0,*) (1,0,1,*) (2,0,0,*) (2,0,1,*) N/A N/A N/A N/A N/A N/A
* UpPTS
5.7.2
Preamble sequence generation
The random access preambles are generated from Zadoff-Chu sequences with zero correlation zone, generated from one or several root Zadoff-Chu sequences. The network configures the set of preamble sequences the UE is allowed to use. There are 64 preambles available in each cell. The set of 64 preamble sequences in a cell is found by including first, in the order of increasing cyclic shift, all the available cyclic shifts of a root Zadoff-Chu sequence with the logical index RACH_ROOT_SEQUENCE, where RACH_ROOT_SEQUENCE is broadcasted as part of the System Information. Additional preamble sequences, in case 64 preambles cannot be generated from a single root Zadoff-Chu sequence, are obtained from the root sequences with the consecutive logical indexes until all the 64 sequences are found. The logical root sequence order is cyclic: the logical index 0 is consecutive to 837. The relation between a logical root sequence index and physical root sequence index u is given by Tables 5.7.2-4 and 5.7.2-5 for preamble formats 0 3 and 4, respectively. The u th root Zadoff-Chu sequence is defined by
xu (n ) = e
j
un ( n +1)
N ZC
, 0 n N ZC 1
where the length N ZC of the Zadoff-Chu sequence is given by Table 5.7.2-1. From the u th root Zadoff-Chu sequence, random access preambles with zero correlation zones of length N CS 1 are defined by cyclic shifts according to
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ETSI TS 136 211 V8.7.0 (2009-06)
xu ,v (n) = xu ((n + Cv ) mod N ZC )
where the cyclic shift is given by

vN CS Cv = 0 RA RA dstart v nshift + (v mod nshift ) N CS
v = 0,1,..., N ZC N CS 1, N CS 0 for unrestricted sets N CS = 0 for unrestricted sets
RA RA RA 1 v = 0,1,..., nshift ngroup + nshift
for restricted sets
and N CS is given by Tables 5.7.2-2 and 5.7.2-3 for preamble formats 0-3 and 4, respectively. The parameter Highspeed-flag provided by higher layers determines if unrestricted set or restricted set shall be used. The variable d u is the cyclic shift corresponding to a Doppler shift of magnitude 1 TSEQ and is given by
0 p < N ZC 2 p du = N ZC p otherwise
where p is the smallest non-negative integer that fulfils ( pu ) mod N ZC = 1 . The parameters for restricted sets of cyclic shifts depend on d u . For N CS d u < N ZC 3 , the parameters are given by
RA nshift = d u N CS RA d start = 2d u + nshift N CS RA ngroup = N ZC d start
RA RA nshift = max ( N ZC 2d u ngroup d start ) N CS ,0
For N ZC 3 d u ( N ZC N CS ) 2 , the parameters are given by

RA nshift = ( N ZC 2d u ) N CS RA d start = N ZC 2d u + nshift N CS RA ngroup = d u d start
RA RA RA nshift = min max (d u ngroup d start ) N CS ,0 , nshift
( (
For all other values of d u , there are no cyclic shifts in the restricted set.
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ETSI TS 136 211 V8.7.0 (2009-06)
Table 5.7.2-1: Random access preamble sequence length.

Preamble format 03 4
N ZC
839 139
Table 5.7.2-2: N CS for preamble generation (preamble formats 0-3).
N CS configuration
0 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15
N CS value
Unrestricted set 0 13 15 18 22 26 32 38 46 59 76 93 119 167 279 419 Restricted set 15 18 22 26 32 38 46 55 68 82 100 128 158 202 237 -
Table 5.7.2-3: N CS for preamble generation (preamble format 4).
N CS configuration
0 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15
N CS value
2 4 6 8 10 12 15 N/A N/A N/A N/A N/A N/A N/A N/A N/A
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ETSI TS 136 211 V8.7.0 (2009-06)
Table 5.7.2-4: Root Zadoff-Chu sequence order for preamble formats 0 3.

Logical root sequence number 023 2429 3035 3641 4251 5263 6475 7689 90115 116135 136167 168203 204263 Physical root sequence number u (in increasing order of the corresponding logical sequence number) 129, 710, 140, 699, 120, 719, 210, 629, 168, 671, 84, 755, 105, 734, 93, 746, 70, 769, 60, 779 2, 837, 1, 838 56, 783, 112, 727, 148, 691 80, 759, 42, 797, 40, 799 35, 804, 73, 766, 146, 693 31, 808, 28, 811, 30, 809, 27, 812, 29, 810 24, 815, 48, 791, 68, 771, 74, 765, 178, 661, 136, 703 86, 753, 78, 761, 43, 796, 39, 800, 20, 819, 21, 818 95, 744, 202, 637, 190, 649, 181, 658, 137, 702, 125, 714, 151, 688 217, 622, 128, 711, 142, 697, 122, 717, 203, 636, 118, 721, 110, 729, 89, 750, 103, 736, 61, 778, 55, 784, 15, 824, 14, 825 12, 827, 23, 816, 34, 805, 37, 802, 46, 793, 207, 632, 179, 660, 145, 694, 130, 709, 223, 616 228, 611, 227, 612, 132, 707, 133, 706, 143, 696, 135, 704, 161, 678, 201, 638, 173, 666, 106, 733, 83, 756, 91, 748, 66, 773, 53, 786, 10, 829, 9, 830 7, 832, 8, 831, 16, 823, 47, 792, 64, 775, 57, 782, 104, 735, 101, 738, 108, 731, 208, 631, 184, 655, 197, 642, 191, 648, 121, 718, 141, 698, 149, 690, 216, 623, 218, 621 152, 687, 144, 695, 134, 705, 138, 701, 199, 640, 162, 677, 176, 663, 119, 720, 158, 681, 164, 675, 174, 665, 171, 668, 170, 669, 87, 752, 169, 670, 88, 751, 107, 732, 81, 758, 82, 757, 100, 739, 98, 741, 71, 768, 59, 780, 65, 774, 50, 789, 49, 790, 26, 813, 17, 822, 13, 826, 6, 833 5, 834, 33, 806, 51, 788, 75, 764, 99, 740, 96, 743, 97, 742, 166, 673, 172, 667, 175, 664, 187, 652, 163, 676, 185, 654, 200, 639, 114, 725, 189, 650, 115, 724, 194, 645, 195, 644, 192, 647, 182, 657, 157, 682, 156, 683, 211, 628, 154, 685, 123, 716, 139, 700, 212, 627, 153, 686, 213, 626, 215, 624, 150, 689 225, 614, 224, 615, 221, 618, 220, 619, 127, 712, 147, 692, 124, 715, 193, 646, 205, 634, 206, 633, 116, 723, 160, 679, 186, 653, 167, 672, 79, 760, 85, 754, 77, 762, 92, 747, 58, 781, 62, 777, 69, 770, 54, 785, 36, 803, 32, 807, 25, 814, 18, 821, 11, 828, 4, 835 3, 836, 19, 820, 22, 817, 41, 798, 38, 801, 44, 795, 52, 787, 45, 794, 63, 776, 67, 772, 72 767, 76, 763, 94, 745, 102, 737, 90, 749, 109, 730, 165, 674, 111, 728, 209, 630, 204, 635, 117, 722, 188, 651, 159, 680, 198, 641, 113, 726, 183, 656, 180, 659, 177, 662, 196, 643, 155, 684, 214, 625, 126, 713, 131, 708, 219, 620, 222, 617, 226, 613 230, 609, 232, 607, 262, 577, 252, 587, 418, 421, 416, 423, 413, 426, 411, 428, 376, 463, 395, 444, 283, 556, 285, 554, 379, 460, 390, 449, 363, 476, 384, 455, 388, 451, 386, 453, 361, 478, 387, 452, 360, 479, 310, 529, 354, 485, 328, 511, 315, 524, 337, 502, 349, 490, 335, 504, 324, 515 323, 516, 320, 519, 334, 505, 359, 480, 295, 544, 385, 454, 292, 547, 291, 548, 381, 458, 399, 440, 380, 459, 397, 442, 369, 470, 377, 462, 410, 429, 407, 432, 281, 558, 414, 425, 247, 592, 277, 562, 271, 568, 272, 567, 264, 575, 259, 580 237, 602, 239, 600, 244, 595, 243, 596, 275, 564, 278, 561, 250, 589, 246, 593, 417, 422, 248, 591, 394, 445, 393, 446, 370, 469, 365, 474, 300, 539, 299, 540, 364, 475, 362, 477, 298, 541, 312, 527, 313, 526, 314, 525, 353, 486, 352, 487, 343, 496, 327, 512, 350, 489, 326, 513, 319, 520, 332, 507, 333, 506, 348, 491, 347, 492, 322, 517 330, 509, 338, 501, 341, 498, 340, 499, 342, 497, 301, 538, 366, 473, 401, 438, 371, 468, 408, 431, 375, 464, 249, 590, 269, 570, 238, 601, 234, 605 257, 582, 273, 566, 255, 584, 254, 585, 245, 594, 251, 588, 412, 427, 372, 467, 282, 557, 403, 436, 396, 443, 392, 447, 391, 448, 382, 457, 389, 450, 294, 545, 297, 542, 311, 528, 344, 495, 345, 494, 318, 521, 331, 508, 325, 514, 321, 518 346, 493, 339, 500, 351, 488, 306, 533, 289, 550, 400, 439, 378, 461, 374, 465, 415, 424, 270, 569, 241, 598 231, 608, 260, 579, 268, 571, 276, 563, 409, 430, 398, 441, 290, 549, 304, 535, 308, 531, 358, 481, 316, 523 293, 546, 288, 551, 284, 555, 368, 471, 253, 586, 256, 583, 263, 576 242, 597, 274, 565, 402, 437, 383, 456, 357, 482, 329, 510 317, 522, 307, 532, 286, 553, 287, 552, 266, 573, 261, 578 236, 603, 303, 536, 356, 483 355, 484, 405, 434, 404, 435, 406, 433
264327
328383
384455
456513
514561
562629
630659 660707
708729 730751 752765 766777 778789 790795 796803
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ETSI TS 136 211 V8.7.0 (2009-06)
804809 810815 816819 820837
235, 604, 267, 572, 302, 537 309, 530, 265, 574, 233, 606 367, 472, 296, 543 336, 503, 305, 534, 373, 466, 280, 559, 279, 560, 419, 420, 240, 599, 258, 581, 229, 610
Table 5.7.2-5: Root Zadoff-Chu sequence order for preamble format 4.

Logical root sequence number 0 19 20 39 40 59 60 79 80 99 100 119 120 137 138 837 Physical root sequence number u (in increasing order of the corresponding logical sequence number) 1 11 21 31 41 51 61 138 128 118 108 98 88 78 2 12 22 32 42 52 62 137 127 117 107 97 87 77 3 13 23 33 43 53 63 136 126 116 106 96 86 76 4 14 24 34 44 54 64 135 125 115 105 95 85 75 5 15 25 35 45 55 65 134 6 124 16 114 26 104 36 94 46 84 56 74 66 N/A 133 123 113 103 93 83 73 7 17 27 37 47 57 67 132 122 112 102 92 82 72 8 18 28 38 48 58 68 131 121 111 101 91 81 71 9 19 29 39 49 59 69 130 120 110 100 90 80 70 10 129 20 119 30 109 40 99 50 89 60 79 -
5.7.3
Baseband signal generation

2nk N ZC
The time-continuous random access signal s (t ) is defined by

s (t ) = PRACH
N ZC 1 N ZC 1

k =0 n=0 RA
x u , v ( n) e
1 e j 2 (k + + K (k0 + 2 ))f RA (t TCP )
where 0 t < TSEQ + TCP , PRACH is an amplitude scaling factor in order to conform to the transmit power specified in Section 6.1 in [4], and k 0 = n PRB N sc N RB N sc
RB UL RB RA PRB
PPRACH
2 . The location in the frequency domain is controlled
by the parameter n
is derived from section 5.7.1. The factor K = f f RA accounts for the difference in subcarrier
spacing between the random access preamble and uplink data transmission. The variable f RA , the subcarrier spacing for the random access preamble, and the variable , a fixed offset determining the frequency-domain location of the random access preamble within the physical resource blocks, are both given by Table 5.7.3-1.
Table 5.7.3-1: Random access baseband parameters.
Preamble format 03 4
f RA
1250 Hz 7500 Hz
7 2
5.8
Modulation and upconversion
Modulation and upconversion to the carrier frequency of the complex-valued SC-FDMA baseband signal for each antenna port is shown in Figure 5.8-1. The filtering required prior to transmission is defined by the requirements in [7].
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ETSI TS 136 211 V8.7.0 (2009-06)
cos (2f 0 t )
Re {sl (t )}
s l (t )
Im{sl (t )}
sin (2f 0 t )
Figure 5.8-1: Uplink modulation.
6
6.1
Downlink
Overview
The smallest time-frequency unit for downlink transmission is denoted a resource element and is defined in Section 6.2.2.
6.1.1
Physical channels
A downlink physical channel corresponds to a set of resource elements carrying information originating from higher layers and is the interface defined between 36.212 and 36.211. The following downlink physical channels are defined: Physical Downlink Shared Channel, PDSCH Physical Broadcast Channel, PBCH Physical Multicast Channel, PMCH Physical Control Format Indicator Channel, PCFICH Physical Downlink Control Channel, PDCCH Physical Hybrid ARQ Indicator Channel, PHICH
6.1.2
Physical signals
A downlink signal corresponds to a set of resource elements used by the physical layer but does not carry information originating from higher layers. The following downlink physical signals are defined: Reference signal Synchronization signal
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ETSI TS 136 211 V8.7.0 (2009-06)
6.2
6.2.1
Slot structure and physical resource elements

Resource grid
DL RB DL The transmitted signal in each slot is described by a resource grid of N RB N sc subcarriers and N symb OFDM symbols. DL depends on the downlink transmission The resource grid structure is illustrated in Figure 6.2.2-1. The quantity N RB bandwidth configured in the cell and shall fulfil min, DL DL max, DL N RB N RB N RB min, DL max, DL = 6 and N RB = 110 are the smallest and largest downlink bandwidth, respectively, supported by the where N RB current version of this specification. DL The set of allowed values for N RB is given by [6]. The number of OFDM symbols in a slot depends on the cyclic prefix length and subcarrier spacing configured and is given in Table 6.2.3-1.
In case of multi-antenna transmission, there is one resource grid defined per antenna port. An antenna port is defined by its associated reference signal. The set of antenna ports supported depends on the reference signal configuration in the cell: Cell-specific reference signals, associated with non-MBSFN transmission, support a configuration of one, two, or four antenna ports and the antenna port number p shall fulfil p = 0 , p {0,1} , and p {0,1,2,3} , respectively. MBSFN reference signals, associated with MBSFN transmission, are transmitted on antenna port p = 4 . UE-specific reference signals are transmitted on antenna port p = 5 .
6.2.2
Resource elements
Each element in the resource grid for antenna port p is called a resource element and is uniquely identified by the
DL DL RB N sc 1 and l = 0,..., N symb 1 are the indices in the frequency and time index pair (k , l ) in a slot where k = 0,..., N RB ( p) domains, respectively. Resource element (k , l ) on antenna port p corresponds to the complex value a k ,l . When there
is no risk for confusion, or no particular antenna port is specified, the index p may be dropped.
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ETSI TS 136 211 V8.7.0 (2009-06)
Tslot
DL N symb
DL RB k = N RB N sc 1
DL RB N symb N sc
DL RB N RB N sc
(k , l )
RB N sc
k =0 l=0
l=
DL N symb
Figure 6.2.2-1: Downlink resource grid.
6.2.3
Resource blocks
Resource blocks are used to describe the mapping of certain physical channels to resource elements. Physical and virtual resource blocks are defined.
DL RB consecutive OFDM symbols in the time domain and N sc consecutive A physical resource block is defined as N symb DL RB subcarriers in the frequency domain, where N symb and N sc are given by Table 6.2.3-1. A physical resource block thus DL RB consists of N symb N sc resource elements, corresponding to one slot in the time domain and 180 kHz in the frequency
domain.
DL Physical resource blocks are numbered from 0 to N RB 1 in the frequency domain. The relation between the physical
resource block number nPRB in the frequency domain and resource elements (k , l ) in a slot is given by
nPRB =
RB N sc
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Table 6.2.3-1: Physical resource blocks parameters.

Configuration Normal cyclic prefix Extended cyclic prefix
RB N sc DL N symb
f = 15 kHz f = 15 kHz f = 7.5 kHz
7 12 6 24 3
A virtual resource block is of the same size as a physical resource block. Two types of virtual resource blocks are defined: Virtual resource blocks of localized type Virtual resource blocks of distributed type
For each type of virtual resource blocks, a pair of virtual resource blocks over two slots in a subframe is assigned together by a single virtual resource block number, nVRB .
6.2.3.1
Virtual resource blocks of localized type
Virtual resource blocks of localized type are mapped directly to physical resource blocks such that virtual resource block nVRB corresponds to physical resource block nPRB = nVRB . Virtual resource blocks are numbered from 0
DL DL DL to N VRB 1 , where N VRB = N RB .
6.2.3.2
Virtual resource blocks of distributed type
Virtual resource blocks of distributed type are mapped to physical resource blocks as described below.
Table 6.2.3.2-1: RB gap values
Gap ( N gap ) 1 Gap ( N gap,1 )
DL / 2 N RB
st
System BW ( N RB ) 6-10 11 12-19 20-26 27-44 45-49 50-63 64-79 80-110
DL
nd
Gap ( N gap,2 ) N/A N/A N/A N/A N/A N/A 9 16 16
4 8 12 18 27 27 32 48
DL The parameter N gap is given by Table 6.2.3.2-1. For 6 N RB 49 , only one gap value N gap,1 is defined and
DL N gap = N gap,1 . For 50 N RB 110 , two gap values N gap,1 and N gap,2 are defined. Whether N gap = N gap,1 or
N gap = N gap,2 is signaled as part of the downlink scheduling assignment as described in [3].
DL Virtual resource blocks of distributed type are numbered from 0 to N VRB 1 , where
DL DL DL DL DL DL for N gap = N gap,1 and N VRB for = N VRB, N VRB = N VRB, gap1 = 2 min( N gap , N RB N gap ) gap2 = N RB / 2 N gap 2 N gap
N gap = N gap,2 .
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DL DL DL Consecutive N VRB VRB numbers compose a unit of VRB number interleaving, where N VRB for N gap = N gap,1 = N VRB
DL and N VRB = 2 N gap for N gap = N gap,2 . Interleaving of VRB numbers of each interleaving unit is performed with 4
DL columns and N row rows, where N row = N VRB /( 4 P ) P , and
P is RBG size as described in [4]. VRB numbers are
written row by row in the rectangular matrix, and read out column by column. N null nulls are inserted in the last
~ DL . Nulls are ignored when reading out. The N null / 2 rows of the 2nd and 4th column, where N null = 4 N row N VRB
VRB numbers mapping to PRB numbers including interleaving is derived as follows: For even slot number
ns ;
~ DL ~ N , N null 0 and n VRB VRB N null ~ ~ N DL N , N null 0 and n VRB VRB null ~ DL ~ , N null 0 and nVRB < N VRB N null ~ mod 2 = 1 and n VRB ~ and n mod 2 = 0
VRB
~ N n PRB row ~ ~ (n ) = nPRB N row + N null / 2 n ~ PRB s N null / 2 nPRB ~ nPRB
~ mod 4 2 and n VRB
where
~ n VRB
, otherwise ~ DL ~ DL ~ = 2 N (n ~ mod 2) + n where n ~VRB / 2 + N VRB nVRB / N VRB , PRB row VRB ~ DL ~ DL ~ = N (n ~ mod 4) + n and n ~VRB / 4 + N VRB nVRB / N VRB , PRB row VRB ~ DL = nVRB mod N VRB and nVRB is obtained from the downlink scheduling assignment as described in [4].
For odd slot number
ns ; ~ DL ~ DL ~ DL ~ DL ~ (n ) = n ~ (n 1) + N n PRB s PRB s VRB / 2 mod N VRB + N VRB n VRB / N VRB
Then, for all
ns ;
~ DL ~ (n ) ~ (n ) < N n ,n PRB s PRB VRB / 2 s nPRB (ns ) = ~ . ~ DL ~ DL ~ nPRB (ns ) + N gap N VRB / 2 , nPRB (n s ) N VRB / 2
6.2.4
Resource-element groups
Resource-element groups are used for defining the mapping of control channels to resource elements. A resource-element group is represented by the index pair (k , l ) of the resource element with the lowest index k in
the group with all resource elements in the group having the same value of l . The set of resource elements (k , l ) in a resource-element group depends on the number of cell-specific reference signals configured as described below with RB DL k 0 = nPRB N sc , 0 nPRB < N RB .
In the first OFDM symbol of the first slot in a subframe the two resource-element groups in physical resource block nPRB consist of resource elements (k , l = 0) with k = k 0 + 0, k 0 + 1,..., k 0 + 5 and k = k 0 + 6, k 0 + 7,..., k 0 + 11 , respectively. In the second OFDM symbol of the first slot in a subframe in case of one or two cell-specific reference signals configured, the three resource-element groups in physical resource block nPRB consist of resource elements (k , l = 1) with k = k 0 + 0, k 0 + 1,..., k 0 + 3 , k = k 0 + 4, k 0 + 5,..., k 0 + 7 and k = k 0 + 8, k 0 + 9,..., k 0 + 11 , respectively.
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In the second OFDM symbol of the first slot in a subframe in case of four cell-specific reference signals configured, the two resource-element groups in physical resource block nPRB consist of resource elements (k , l = 1) with k = k 0 + 0, k 0 + 1,..., k 0 + 5 and k = k 0 + 6, k 0 + 7,..., k 0 + 11 , respectively. In the third OFDM symbol of the first slot in a subframe, the three resource-element groups in physical resource block nPRB consist of resource elements (k , l = 2) with k = k 0 + 0, k 0 + 1,..., k 0 + 3 , k = k 0 + 4, k 0 + 5,..., k 0 + 7 and k = k 0 + 8, k 0 + 9,..., k 0 + 11 , respectively. In the fourth OFDM symbol of the first slot in a subframe in case of normal cyclic prefix, the three resourceelement groups in physical resource block nPRB consist of resource elements (k , l = 3) with k = k 0 + 0, k 0 + 1,..., k 0 + 3 , k = k 0 + 4, k 0 + 5,..., k 0 + 7 and k = k 0 + 8, k 0 + 9,..., k 0 + 11 , respectively. In the fourth OFDM symbol of the first slot in a subframe in case of extended cyclic prefix, the two resourceelement groups in physical resource block nPRB consist of resource elements (k , l = 3) with k = k 0 + 0, k 0 + 1,..., k 0 + 5 and k = k 0 + 6, k 0 + 7,..., k 0 + 11 , respectively.
Mapping of a symbol-quadruplet z (i ), z (i + 1), z (i + 2), z (i + 3) onto a resource-element group represented by resourceelement (k , l ) is defined such that elements z (i ) are mapped to resource elements (k , l ) of the resource-element group not used for cell-specific reference signals in increasing order of i and k . In case a single cell-specific reference signal is configured, cell-specific reference signals shall be assumed to be present on antenna ports 0 and 1 for the purpose of mapping a symbol-quadruplet to a resource-element group, otherwise the number of cell-specific reference signals shall be assumed equal to the actual number of antenna ports used for cell-specific reference signals. The UE shall not make any assumptions about resource elements assumed to be reserved for reference signals but not used for transmission of a reference signal.
6.2.5
Guard period for half-duplex FDD operation
For half-duplex FDD operation, a guard period is created by the UE by not receiving the last part of a downlink subframe immediately preceding an uplink subframe from the same UE.
6.2.6
Guard Period for TDD Operation
For frame structure type 2, the GP field in Figure 4.2-1 serves as a guard period.
6.3
General structure for downlink physical channels
This section describes a general structure, applicable to more than one physical channel. The baseband signal representing a downlink physical channel is defined in terms of the following steps: scrambling of coded bits in each of the code words to be transmitted on a physical channel modulation of scrambled bits to generate complex-valued modulation symbols mapping of the complex-valued modulation symbols onto one or several transmission layers precoding of the complex-valued modulation symbols on each layer for transmission on the antenna ports mapping of complex-valued modulation symbols for each antenna port to resource elements generation of complex-valued time-domain OFDM signal for each antenna port
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Figure 6.3-1: Overview of physical channel processing.
6.3.1
Scrambling
(q ) (q) For each code word q , the block of bits b ( q ) (0),..., b ( q ) ( M bit 1) , where M bit is the number of bits in code word q transmitted on the physical channel in one subframe, shall be scrambled prior to modulation, resulting in a block of ~ ~ (q) scrambled bits b ( q ) (0),..., b ( q ) ( M bit 1) according to
~ b q (i ) = b q (i ) + c q (i ) mod 2 where the scrambling sequence c q (i ) is given by Section 7.2. The scrambling sequence generator shall be initialised at the start of each subframe, where the initialisation value of cinit depends on the transport channel type according to
cell 214 + q 213 + ns 2 29 + N ID n cinit = RNTI 9 MBSFN ns 2 2 + N ID
for PDSCH for PMCH
where nRNTI corresponds to the RNTI associated with the PDSCH transmission as described in Section 7.1[4]. Up to two code words can be transmitted in one subframe, i.e., q {0,1} . In the case of single code word transmission, q is equal to zero.
6.3.2
Modulation
~ ~ (q) For each code word q , the block of scrambled bits b ( q ) (0),..., b ( q ) ( M bit 1) shall be modulated as described in Section 7.1 using one of the modulation schemes in Table 6.3.2-1, resulting in a block of complex-valued modulation (q) symbols d ( q ) (0),..., d ( q ) ( M symb 1) .
Table 6.3.2-1: Modulation schemes
Physical channel PDSCH PMCH Modulation schemes QPSK, 16QAM, 64QAM QPSK, 16QAM, 64QAM
6.3.3
Layer mapping
The complex-valued modulation symbols for each of the code words to be transmitted are mapped onto one or several (q) 1) for code word q shall be mapped onto the layers. Complex-valued modulation symbols d ( q ) (0),..., d ( q ) ( M symb
layer layer 1 where is the number of layers and M symb is the number of layers x(i ) = x (0) (i ) ... x ( 1) (i ) , i = 0,1,..., M symb
modulation symbols per layer.
6.3.3.1
Layer mapping for transmission on a single antenna port
For transmission on a single antenna port, a single layer is used, = 1 , and the mapping is defined by
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x ( 0) (i ) = d ( 0) (i )
layer (0) = M symb . with M symb
6.3.3.2
Layer mapping for spatial multiplexing
For spatial multiplexing, the layer mapping shall be done according to Table 6.3.3.2-1. The number of layers is less than or equal to the number of antenna ports P used for transmission of the physical channel. The case of a single codeword mapped to two layers is only applicable when the number of antenna ports is 4.
Table 6.3.3.2-1: Codeword-to-layer mapping for spatial multiplexing
Number of layers Number of code words Codeword-to-layer mapping
layer i = 0,1,..., M symb 1
x ( 0) (i ) = d ( 0) (i ) x ( 0) (i ) = d ( 0) (i ) x (i ) = d
(1) (1)
layer ( 0) M symb = M symb layer ( 0) (1) M symb = M symb = M symb
(i )
x ( 0) (i ) = d ( 0) (2i ) x (1) (i ) = d ( 0) (2i + 1)
layer (0) M symb = M symb 2
x ( 0) (i ) = d ( 0) (i )
3 2
x (1) (i ) = d (1) (2i ) x ( 2) (i ) = d (1) (2i + 1)

x ( 0) (i ) = d ( 0) (2i ) x (1) (i ) = d ( 0) (2i + 1)
layer ( 0) (1) M symb = M symb = M symb 2
( 2)
(i ) = d
(1)
layer ( 0) (1) M symb = M symb 2 = M symb 2
(2i )
x (3) (i ) = d (1) (2i + 1)
6.3.3.3
Layer mapping for transmit diversity
For transmit diversity, the layer mapping shall be done according to Table 6.3.3.3-1. There is only one codeword and the number of layers is equal to the number of antenna ports P used for transmission of the physical channel.
Table 6.3.3.3-1: Codeword-to-layer mapping for transmit diversity
Number of layers Number of code words Codeword-to-layer mapping
layer i = 0,1,..., M symb 1
x ( 0) (i ) = d ( 0) (2i )
2 1
x (1) (i ) = d ( 0) (2i + 1) x ( 0) (i ) = d ( 0) (4i ) x (1) (i ) = d ( 0) (4i + 1)
layer (0) M symb = M symb 2
x x
( 2) (3)
(i ) = d (i ) = d
( 0) ( 0)
(4i + 2) (4i + 3)
M (0) 4 layer M symb = ( 0 ) symb M symb + 2 4
(0) if M symb mod 4 = 0 (0) if M symb mod 4 0
If
(0) M symb mod 4 0
two null symbols shall be

(0)
appended to
( 0) d ( M symb 1)
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6.3.4
Precoding
layer The precoder takes as input a block of vectors x(i ) = x (0) (i ) ... x ( 1) (i ) , i = 0,1,..., M symb 1 from the layer ap mapping and generates a block of vectors y (i ) = ... y ( p ) (i ) ... , i = 0,1,..., M symb 1 to be mapped onto resources on
each of the antenna ports, where y ( p ) (i ) represents the signal for antenna port p .
6.3.4.1
Precoding for transmission on a single antenna port
For transmission on a single antenna port, precoding is defined by
y ( p ) (i ) = x ( 0) (i )
where p {0,4,5} is the number of the single antenna port used for transmission of the physical channel and
ap ap layer i = 0,1,..., M symb 1 , M symb = M symb .
6.3.4.2
Precoding for spatial multiplexing
Precoding for spatial multiplexing is only used in combination with layer mapping for spatial multiplexing as described in Section 6.3.3.2. Spatial multiplexing supports two or four antenna ports and the set of antenna ports used is p {0,1} or p {0,1,2,3} , respectively.
6.3.4.2.1
Precoding without CDD
Without cyclic delay diversity (CDD), precoding for spatial multiplexing is defined by
y ( 0 ) (i ) M y ( P 1) (i ) x ( 0 ) (i ) = W (i ) M x ( 1) (i )
ap ap layer where the precoding matrix W (i) is of size P and i = 0,1,..., M symb 1 , M symb = M symb .
For spatial multiplexing, the values of W (i ) shall be selected among the precoder elements in the codebook configured in the eNodeB and the UE. The eNodeB can further confine the precoder selection in the UE to a subset of the elements in the codebook using codebook subset restrictions. The configured codebook shall be selected from Table 6.3.4.2.3-1 or 6.3.4.2.3-2.
6.3.4.2.2
Precoding for large delay CDD
For large-delay CDD, precoding for spatial multiplexing is defined by

y ( 0 ) (i ) M y ( P 1) (i ) x ( 0 ) (i ) = W (i ) D (i )U M x ( 1) (i )
ap ap layer where the precoding matrix W (i) is of size P and i = 0,1,..., M symb 1 , M symb = M symb . The diagonal size- matrix
D(i ) supporting cyclic delay diversity and the size- matrix U are both given by Table 6.3.4.2.2-1 for different numbers of layers .
The values of the precoding matrix W (i ) shall be selected among the precoder elements in the codebook configured in the eNodeB and the UE. The eNodeB can further confine the precoder selection in the UE to a subset of the elements in the codebook using codebook subset restriction. The configured codebook shall be selected from Table 6.3.4.2.3-1 or 6.3.4.2.3-2.
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For 2 antenna ports, the precoder is selected according to W (i ) = C1 where C1 denotes the precoding matrix corresponding to precoder index 0 in Table 6.3.4.2.3-1. For 4 antenna ports, the UE may assume that the eNB cyclically assigns different precoders to different vectors every vectors, where denotes the number of transmission layers in the case of spatial multiplexing. In particular, the precoder is selected according to W ( i ) = C k , where k is the precoder index given by
[x
(0)
(i ) ... x ( 1) (i ) on the physical downlink shared channel as follows. A different precoder is used
k =
mod
4 + 1 , where k=1,2,3,4, and C1 , C 2 , C 3 , C 4 denote precoder matrices corresponding to
precoder indices 12,13,14 and 15, respectively, in Table 6.3.4.2.3-2.
Table 6.3.4.2.2-1: Large-delay cyclic delay diversity

Number of layers 2
D (i )

3 3
1 1 1 j 2 2 1 e
1 0 1 0 0 0 1 0 0
0 e
j 2i 2
1 3
1 1 1 1
1 1 1
1 e j 2 e j 4
3 3
1 e j 4 e j 8
0 e j 2i 3 0
0 0 0
e j 4i 3
0 0
1 e
j 2 4 4 4
1 e
j 4 4 4 4
1 e e j12
4
1 2
e j 4 e j 6
e j 8 e j12
j18 4 e
j 6 4
j 2i 4
0 0
e j 4i 4 0
0 0 e j 6i 4
6.3.4.2.3
Codebook for precoding
For transmission on two antenna ports, p {0,1} , the precoding matrix W (i ) shall be selected from Table 6.3.4.2.3-1 or a subset thereof. For the closed-loop spatial multiplexing transmission mode defined in [4], the codebook index 0 is not used when the number layers is = 2 .
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Table 6.3.4.2.3-1: Codebook for transmission on antenna ports {0,1} .

Codebook index Number of layers 1 0 2
1 1 2 1
1 2 1 2 1 2
1 1 1 j
1 2
1 0
0 1
1 1 1 2 1 1 1 1 1 2 j j
-
1 j
For transmission on four antenna ports, p {0,1,2,3} , the precoding matrix W shall be selected from Table 6.3.4.2.3-2
{ s} or a subset thereof. The quantity Wn denotes the matrix defined by the columns given by the set {s} from the H H expression Wn = I 2u n u n un u n where I is the 4 4 identity matrix and the vector u n is given by Table 6.3.4.2.3-2.
Table 6.3.4.2.3-2: Codebook for transmission on antenna ports {0,1,2,3} .

Codebook index 0 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15
un
1
Number of layers 2 3 4
u 0 = [1 1 1 1]T u1 = [1 j 1 u 3 = [1 j ]T u 2 = [1 1 1 1]T
W0{1} W1{1}
{1} W2
W0{14} W1{12}
{12} W2
2 2 2 2
2 2 2 2 2 2 2 2 2 2 2 2
W0{124} W1{123}
{123} W2
3 3 3 3
3 3 3 3 3 3 3 3 3 3 3 3
W0{1234} 2 W1{1234} 2
{3214} W2 2
u 4 = 1 ( 1 j ) u5 = 1 (1 j ) u6 = 1 (1 + j ) u 7 = 1 ( 1 + j )
j 1 j ]T
W3{1}
2 2 2 2
j (1 j ) j ( 1 j ) j (1 + j ) j (1 + j )
2 2
W3{12}
{14} W4
W3{123}
{124} W4
W3{3214} 2
{1234} W4 2
{1} W4
W5{1} W6{1} W7{1} W8{1} W9{1}

{1} W10 {1} W11 {1} W12 {1} W13 {1} W14 {1} W15
W5{14} W6{13} W7{13} W8{12} W9{14}

{13} W10 {13} W11 {12} W12 {13} W13 {13} W14 {12} W15
W5{124} W6{134} W7{134} W8{124} W9{134}

{123} W10 {134} W11 {123} W12 {123} W13 {123} W14 {123} W15
W5{1234} 2 W6{1324} 2 W7{1324} 2 W8{1234} 2 W9{1234} 2

{1324} W10 2 {1324} W11 2 {1234} W12 2 {1324} W13 2 {3214} W14 2
{1234} W15 2
2 2
u8 = [1 1 1 1]T u9 = [1 j 1 j ]T u10 = [1 1 1 1]T u11 = [1 j 1 j ]T u12 = [1 1 1 1]T u13 = [1 1 1 1]T u14 = [1 1 1 1]T u15 = [1 1 1 1]T
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6.3.4.3
Precoding for transmit diversity
Precoding for transmit diversity is only used in combination with layer mapping for transmit diversity as described in Section 6.3.3.3. The precoding operation for transmit diversity is defined for two and four antenna ports. For transmission on two antenna ports, p {0,1} , the output y (i ) = y ( 0) (i )
precoding operation is defined by
y ( 0) ( 2i ) (1) y ( 2i ) y ( 0) ( 2i + 1) (1) y ( 2i + 1)
layer ap layer 1 with M symb = 2 M symb . for i = 0,1,..., M symb
ap y (1) (i ) , i = 0,1,..., M symb 1 of the
1 2
1 0 0 1
0 j 0 Re x ( 0) (i ) 1 0 j Re x (1) (i ) 1 0 j Im x ( 0) (i ) (1) 0 j 0 Im x (i )
( ( ( (
) ) ) )
For transmission on four antenna ports, p {0,1,2,3} , the output y (i ) = y ( 0) (i )

ap i = 0,1,..., M symb 1 of the precoding operation is defined by
y (1) (i )
y ( 2 ) (i )
y (3) (i ) ,
y ( 0) ( 4i ) (1) y ( 4i ) y ( 2) ( 4i ) (3) y ( 4i ) ( 0) y (4i + 1) (1) y ( 4i + 1) ( 2) y (4i + 1) y (3) ( 4i + 1) ( 0) y ( 4i + 2) y (1) ( 4i + 2) ( 2) y ( 4i + 2) (3) y (4i + 2) y ( 0) ( 4i + 3) (1) y ( 4i + 3) y ( 2) ( 4i + 3) (3) y (4i + 3)
1 2
1 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0
0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0
0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 1
j 0 0 0 0 0 j 0 0 0 0 0 0 0 0 1 0 0 0 1 0 0 0 0 0
0 0 0 0 0 0 0
0 0 j 0 j 0 0
0 0 0 0 0 0 0
0 0 0 0 0 Re x ( 0) (i ) 0 Re x (1) (i ) 0 Re x ( 2) (i )
0 0 0 0 j 0 0 0 0 0 0 0 0 j 0 0 0 0 0 0 j 0
( ( ( 0 Re(x 0 Im(x 0 Im(x 0 Im(x j Im(x
(3) ( 0) (1)
( 2) (3)
) ) ) (i ) ) (i ) ) (i ) ) (i ) ) (i ) )
layer ap 1 with M symb for i = 0,1,..., M symb =
layer ( 0) if M symb mod 4 = 0 4 M symb . layer (0) 4 M symb 2 if M symb mod 4 0
6.3.5
Mapping to resource elements
For each of the antenna ports used for transmission of the physical channel, the block of complex-valued symbols ap y ( p ) (0),..., y ( p ) ( M symb 1) shall be mapped in sequence starting with y ( p ) (0) to resource elements (k , l ) which meet all of the following criteria: -they are in the physical resource blocks corresponding to the virtual resource blocks assigned for transmission, and -they are not used for transmission of PBCH, synchronization signals or reference signals, and -they are not in an OFDM symbol used for PDCCH as defined in section 6.7.
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The mapping to resource elements (k , l ) on antenna port p not reserved for other purposes shall be in increasing order of first the index k over the assigned physical resource blocks and then the index l , starting with the first slot in a subframe.
6.4
Physical downlink shared channel
The physical downlink shared channel shall be processed and mapped to resource elements as described in Section 6.3 with the following exceptions: In resource blocks in which UE-specific reference signals are not transmitted, the PDSCH shall be transmitted on the same set of antenna ports as the PBCH, which is one of {0} , {0,1} , or {0,1,2,3} In resource blocks in which UE-specific reference signals are transmitted, the PDSCH shall be transmitted on antenna port {5}
6.5
Physical multicast channel
The physical multicast channel shall be processed and mapped to resource elements as described in Section 6.3 with the following exceptions: No transmit diversity scheme is specified Layer mapping and precoding shall be done assuming a single antenna port and the transmission shall use antenna port 4. In the subframes where PMCH is transmitted on a carrier supporting a mix of PDSCH and PMCH transmissions, up to two of the first OFDM symbols of a subframe can be reserved for non-MBSFN transmission and shall not be used for PMCH transmission. In a cell with 4 cell-specific antenna ports, the first two OFDM symbols of a subframe are reserved for non-MBSFN transmission in the subframes in which the PMCH is transmitted. The non-MBSFN symbols shall use the same cyclic prefix as used for subframe #0. PMCH shall not be transmitted in subframes 0 and 5 on a carrier supporting a mix of PDSCH and PMCH transmission
6.6
6.6.1
Physical broadcast channel

Scrambling
The block of bits b(0),..., b( M bit 1) , where M bit , the number of bits transmitted on the physical broadcast channel, equals 1920 for normal cyclic prefix and 1728 for extended cyclic prefix, shall be scrambled with a cell-specific ~ ~ sequence prior to modulation, resulting in a block of scrambled bits b (0),..., b ( M bit 1) according to ~ b (i ) = (b(i ) + c(i ) ) mod 2 where the scrambling sequence c(i ) is given by Section 7.2. The scrambling sequence shall be initialised with
cell cinit = N ID in each radio frame fulfilling nf mod 4 = 0 .
6.6.2
Modulation
~ ~ The block of scrambled bits b (0),..., b ( M bit 1) shall be modulated as described in Section 7.1, resulting in a block of complex-valued modulation symbols d (0),..., d ( M symb 1) . Table 6.6.2-1 specifies the modulation mappings applicable for the physical broadcast channel.
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Table 6.6.2-1: PBCH modulation schemes

Physical channel PBCH Modulation schemes QPSK
6.6.3
Layer mapping and precoding
The block of modulation symbols d (0),..., d ( M symb 1) shall be mapped to layers according to one of Sections 6.3.3.1
( 0) = M symb and precoded according to one of Sections 6.3.4.1 or 6.3.4.3, resulting in a block of or 6.3.3.3 with M symb
vectors y (i ) = y ( 0) (i ) ... y ( P 1) (i ) , i = 0,..., M symb 1 , where y ( p ) (i ) represents the signal for antenna port p and 1,2,4} . where p = 0,..., P 1 and the number of antenna ports for cell-specific reference signals P {
6.6.4
The block of complex-valued symbols y ( p ) (0),..., y ( p ) ( M symb 1) for each antenna port is transmitted during 4 consecutive radio frames starting in each radio frame fulfilling nf mod 4 = 0 and shall be mapped in sequence starting with y (0) to resource elements (k , l ) . The mapping to resource elements (k , l ) not reserved for transmission of reference signals shall be in increasing order of first the index k , then the index l in slot 1 in subframe 0 and finally the radio frame number. The resource-element indices are given by
k=
DL RB N RB N sc 36 + k ' , 2 l = 0,1,...,3
k ' = 0,1,...,71
where resource elements reserved for reference signals shall be excluded. The mapping operation shall assume cellspecific reference signals for antenna ports 0-3 being present irrespective of the actual configuration. The UE shall assume that the resource elements assumed to be reserved for reference signals in the mapping operation above but not used for transmission of reference signal are not available for PDSCH transmission. The UE shall not make any other assumptions about these resource elements.
6.7
Physical control format indicator channel
The physical control format indicator channel carries information about the number of OFDM symbols used for transmission of PDCCHs in a subframe. The set of OFDM symbols possible to use for PDCCH in a subframe is given by Table 6.7-1.
Table 6.7-1: Number of OFDM symbols used for PDCCH.
Subframe Subframe 1 and 6 for frame structure type 2 MBSFN subframes on a carrier supporting both PMCH and PDSCH for 1 or 2 cell specificc antenna ports MBSFN subframes on a carrier supporting both PMCH and PDSCH for 4 cell specific antenna ports MBSFN subframes on a carrier not supporting PDSCH All other cases Number of OFDM symbols for PDCCH when 1, 2 1, 2
DL N RB
Number of OFDM symbols for

DL PDCCH when N RB 10
> 10
2 2
0 1, 2, 3
0 2, 3, 4
The PCFICH shall be transmitted when the number of OFDM symbols for PDCCH is greater than zero.
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6.7.1
Scrambling
The block of bits b(0),..., b(31) transmitted in one subframe shall be scrambled with a cell-specific sequence prior to ~ ~ modulation, resulting in a block of scrambled bits b (0),..., b (31) according to ~ b (i ) = (b(i ) + c(i ) ) mod 2 where the scrambling sequence c(i ) is given by Section 7.2. The scrambling sequence generator shall be initialised with cinit =
cell cell (ns 2 + 1) (2 N ID + 1) 2 9 + N ID at the start of each subframe.
6.7.2
Modulation
~ ~ The block of scrambled bits b (0),..., b (31) shall be modulated as described in Section 7.1, resulting in a block of complex-valued modulation symbols d (0),..., d (15) . Table 6.7.2-1 specifies the modulation mappings applicable for the physical control format indicator channel.
Table 6.7.2-1: PCFICH modulation schemes
Physical channel PCFICH Modulation schemes QPSK
6.7.3
The block of modulation symbols d (0),..., d (15) shall be mapped to layers according to one of Sections 6.3.3.1 or
(0) 6.3.3.3 with M symb = 16 and precoded according to one of Sections 6.3.4.1 or 6.3.4.3, resulting in a block of vectors
1,2,4} . The PCFICH shall be p = 0,..., P 1 and the number of antenna ports for cell-specific reference signals P { transmitted on the same set of antenna ports as the PBCH.
y (i ) = y ( 0) (i ) ... y ( P 1) (i ) , i = 0,...,15 , where y ( p ) (i ) represents the signal for antenna port p and where
6.7.4
The mapping to resource elements is defined in terms of quadruplets of complex-valued symbols. Let
z ( p ) (i ) = y ( p ) (4i ), y ( p ) (4i + 1), y ( p ) (4i + 2), y ( p ) (4i + 3) denote symbol quadruplet i for antenna port p . For each of
the antenna ports, symbol quadruplets shall be mapped in increasing order of i to the four resource-element groups in the first OFDM symbol in a downlink subframe with the representative resource-element as defined in Section 6.2.4 given by
z ( p ) (0) is mapped to the resource - element group represented by k = k z ( p ) (1) z

( p)
DL RB is mapped to the resource - element group represented by k = k + N RB 2 N sc 2
(2) is mapped to the resource - element group represented by k = k +
z ( p ) (3) is mapped to the resource - element group represented by k = k +

DL RB N sc , where the additions are modulo N RB RB cell DL k = N sc 2 N ID mod 2 N RB cell and N ID is the physical-layer cell identity as given by Section 6.11.
DL RB 2 N RB 2 N sc DL RB 2 N sc 3N RB
2 2
)(
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6.8
6.8.1
Physical downlink control channel

PDCCH formats
The physical downlink control channel carries scheduling assignments and other control information. A physical control channel is transmitted on an aggregation of one or several consecutive control channel elements (CCEs), where a control channel element corresponds to 9 resource element groups. The number of resource-element groups not assigned to PCFICH or PHICH is N REG . The CCEs available in the system are numbered from 0 and N CCE 1 , where consecutive CCEs may only start on a CCE fulfilling i mod n = 0 , where i is the CCE number. Multiple PDCCHs can be transmitted in a subframe.
Table 6.8.1-1: Supported PDCCH formats
PDCCH format 0 1 2 3 Number of CCEs 1 2 4 8 Number of resourceelement groups 9 18 36 72 Number of PDCCH bits 72 144 288 576
N CCE = N REG / 9 . The PDCCH supports multiple formats as listed in Table 6.8.1-1. A PDCCH consisting of n
6.8.2
PDCCH multiplexing and scrambling
(i) (i) The block of bits b ( i ) (0),..., b ( i ) ( M bit 1) on each of the control channels to be transmitted in a subframe, where M bit is
the number of bits in one subframe to be transmitted on physical downlink control channel number i , shall be multiplexed, resulting in a block of
( nPDCCH -1) (0) (1) 1), b (1) (0),..., b (1) ( M bit 1),..., b ( nPDCCH 1) (0),..., b ( nPDCCH 1) ( M bit 1) , where nPDCCH is the bits b ( 0) (0),..., b ( 0) ( M bit
number of PDCCHs transmitted in the subframe.

( nPDCCH -1) (0) (1) 1), b (1) (0),..., b (1) ( M bit 1),..., b ( nPDCCH 1) (0),..., b ( nPDCCH 1) ( M bit 1) shall be The block of bits b ( 0) (0),..., b ( 0) ( M bit
scrambled with a cell-specific sequence prior to modulation, resulting in a block of scrambled bits ~ ~ b (0),..., b ( M tot 1) according to ~ b (i ) = (b(i ) + c(i ) ) mod 2 where the scrambling sequence c(i ) is given by Section 7.2. The scrambling sequence generator shall be initialised
cell at the start of each subframe. with cinit = ns 22 9 + N ID
CCE number n corresponds to bits b(72n), b(72n + 1),..., b(72n + 71) . If necessary, <NIL> elements shall be inserted in the block of bits prior to scrambling to ensure that the PDCCHs starts at the CCE positions as described in [4] and to ensure that the length M tot = 8 N REG
n PDCCH 1 i=0
(i ) M bit of the scrambled block of bits matches the amount of resource-
element groups not assigned to PCFICH or PHICH.
6.8.3
Modulation
~ ~ The block of scrambled bits b (0),..., b ( M tot 1) shall be modulated as described in Section 7.1, resulting in a block of complex-valued modulation symbols d (0),..., d ( M symb 1) . Table 6.8.3-1 specifies the modulation mappings applicable for the physical downlink control channel.
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Table 6.8.3-1: PDCCH modulation schemes

Physical channel PDCCH Modulation schemes QPSK
6.8.4
The block of modulation symbols d (0),..., d ( M symb 1) shall be mapped to layers according to one of Sections 6.3.3.1
( 0) or 6.3.3.3 with M symb = M symb and precoded according to one of Sections 6.3.4.1 or 6.3.4.3, resulting in a block of
vectors y (i ) = y ( 0) (i ) ... y ( P 1) (i ) , i = 0,..., M symb 1 to be mapped onto resources on the antenna ports used for transmission, where y ( p ) (i ) represents the signal for antenna port p . The PDCCH shall be transmitted on the same set of antenna ports as the PBCH.
6.8.5
The mapping to resource elements is defined by operations on quadruplets of complex-valued symbols. Let z ( p ) (i ) = y ( p ) (4i ), y ( p ) (4i + 1), y ( p ) (4i + 2), y ( p ) (4i + 3) denote symbol quadruplet i for antenna port p . The block of quadruplets z ( p ) (0),..., z ( p ) ( M quad 1) , where M quad = M symb 4 , shall be permuted resulting in w( p ) (0),..., w( p ) ( M quad 1) . The permutation shall be according to the sub-block interleaver in Section 5.1.4.2.1 of [3] with the following exceptions: the input and output to the interleaver is defined by symbol quadruplets instead of bits interleaving is performed on symbol quadruplets instead of bits by substituting the terms 'bit', 'bits' and 'bit sequence' in Section 5.1.4.2.1 of [3] by 'symbol quadruplet', 'symbol quadruplets' and 'symbol-quadruplet sequence', respectively
<NULL> elements at the output of the interleaver in [3] shall be removed when forming w( p ) (0),..., w( p ) ( M quad 1) . Note that the removal of <NULL> elements does not affect any <NIL> elements inserted in Section 6.8.2. The block of quadruplets w( p ) (0),..., w( p ) ( M quad 1) shall be cyclically shifted, resulting in
cell w ( p ) (0),..., w ( p ) ( M quad 1) where w ( p ) (i ) = w( p ) (i + N ID ) mod M quad .
Mapping of the block of quadruplets w ( p ) (0),..., w ( p ) ( M quad 1) is defined in terms of resource-element groups, specified in Section 6.2.4, according to steps 110 below: 1) Initialize m = 0 (resource-element group number) 2) Initialize k ' = 0 3) Initialize l ' = 0 4) If the resource element (k , l ) represents a resource-element group and the resource-element group is not assigned to PCFICH or PHICH then perform step 5 and 6, else go to step 7 5) Map symbol-quadruplet w ( p ) (m' ) to the resource-element group represented by (k , l ) for each antenna port p 6) Increase m by 1 7) Increase l ' by 1
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8) Repeat from step 4 if l ' < L , where L corresponds to the number of OFDM symbols used for PDCCH transmission as indicated by the sequence transmitted on the PCFICH 9) Increase k ' by 1
DL RB N sc 10) Repeat from step 3 if k ' < N RB
6.9
Physical hybrid ARQ indicator channel
The PHICH carries the hybrid-ARQ ACK/NAK. Multiple PHICHs mapped to the same set of resource elements constitute a PHICH group, where PHICHs within the same PHICH group are separated through different orthogonal group seq group sequences. A PHICH resource is identified by the index pair nPHICH , nPHICH , where nPHICH is the PHICH group
seq is the orthogonal sequence index within the group. number and nPHICH group For frame structure type 1, the number of PHICH groups N PHICH is constant in all subframes and given by
DL N g N RB 8 group = N PHICH DL 2 N g N RB 8
( (
for normal cyclic prefix
for extended cyclic prefix
group group 1 6 ,1 2 ,1,2} is provided by higher layers. The index nPHICH ranges from 0 to N PHICH 1 . where N g {
For frame structure type 2, the number of PHICH groups may vary between downlink subframes and is given by group group group mi N PHICH where m i is given by Table 6.9-1 and N PHICH by the expression above. The index nPHICH in a downlink
group 1 . subframe with non-zero PHICH resources ranges from 0 to mi N PHICH
Table 6.9-1: The factor m i for frame structure type 2.

Uplink-downlink configuration 0 1 2 3 4 5 6 Subframe number i 0 2 0 0 1 0 0 1 1 1 1 0 0 0 0 1 2 3 1 0 4 1 0 0 0 5 2 0 0 0 0 0 1 6 1 1 0 0 0 0 1 7 0 0 0 8 1 1 1 1 9 1 0 1 1 0 1
6.9.1
Modulation
The block of bits b(0),..., b( M bit 1) transmitted on one PHICH in one subframe shall be modulated as described in Section 7.1, resulting in a block of complex-valued modulation symbols z (0),..., z ( M s 1) , where M s = M bit . Table 6.9.1-1 specifies the modulation mappings applicable for the physical hybrid ARQ indicator channel.
Table 6.9.1-1: PHICH modulation schemes
Physical channel PHICH Modulation schemes BPSK
The block of modulation symbols z (0),..., z ( M s 1) shall be bit-wise multiplied with an orthogonal sequence, resulting in a sequence of modulation symbols d (0),..., d ( M symb 1) according to
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PHICH PHICH d (i ) = w i mod N SF (1 2c(i ) ) z i N SF
where
i = 0,..., M symb 1
PHICH M symb = N SF Ms
4 normal cyclic prefix PHICH N SF = 2 extended cyclic prefix
and c(i ) is a cell-specific scrambling sequence generated according to Section 7.2. The scrambling sequence generator shall be initialised with cinit =
cell cell (ns 2 + 1) (2 N ID + 1) 2 9 + N ID at the start of each subframe.
seq PHICH w( N SF 1) is given by Table 6.9.1-2 where the sequence index nPHICH corresponds to The sequence w(0) the PHICH number within the PHICH group.

Sequence index
seq nPHICH
PHICH w( N SF 1)
for PHICH
Orthogonal sequence Normal cyclic prefix

PHICH N SF

PHICH N SF =2
=4
0 1 2 3 4 5 6 7
[+ j [+ j [+ j [+ j
[+ 1 [+ 1 [+ 1 [+ 1
+ 1 + 1 + 1]
1 + 1 1] + 1 1 1] 1 1 + 1]
j + j j] + j j j] j j + j]
+ j + j + j]
[+ 1 [+ 1 [+ j [+ j
-
+ 1] + j] 1]
j]
6.9.2
Resource group alignment, layer mapping and precoding

d (0) (0),..., d (0) (c M symb 1) , where c=1 for normal cyclic prefix; and c=2 for extended cyclic
d (0) (i ) = d (i ) , for i = 0,..., M symb 1 .
T [ d (2i ) d (2i + 1) 0 0] (4i + 3) T = [ 0 0 d (2i ) d (2i + 1)] T group nPHICH mod 2 = 0 group mod 2 = 1 nPHICH
The block of symbols d (0),..., d ( M symb 1) should be first aligned with resource element group size, resulting in a block of symbols prefix. For normal cyclic prefix,
For extended cyclic prefix,
(0)
(4i) d (4i + 1) d (4i + 2) d

(0) (0)
(0)
, for i = 0,..., ( M symb 2) 1 .
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The block of symbols
p , p = 0,..., P 1 and the number of antenna ports for cell-specific reference signals P { 1,2,4} . The layer mapping and precoding operation depends on the cyclic prefix length and the number of antenna ports used for transmission of the PHICH. The PHICH shall be transmitted on the same set of antenna ports as the PBCH. For transmission on a single antenna port, P = 1 , layer mapping and precoding are defined by Sections 6.3.3.1 and 6.3.4.1, respectively, with
(0) M symb = c M symb .
vectors y (i ) = y ( 0) (i ) ... y ( P 1) (i ) , i = 0,..., c M symb 1 , where y ( p ) (i ) represents the signal for antenna port
d (0) (0),..., d (0) (c M symb 1) shall be mapped to layers and precoded, resulting in a block of
For transmission on two antenna ports, P = 2 , layer mapping and precoding are defined by Sections 6.3.3.3 and 6.3.4.3, respectively, with
(0) M symb = c M symb .
For transmission on four antenna ports, P = 4 , layer mapping is defined by Section 6.3.3.3 with
(0) M symb = c M symb and precoding by
y ( 0) ( 4i ) (1) y ( 4i ) y ( 2) ( 4i ) (3) y ( 4i ) ( 0) y (4i + 1) (1) y ( 4i + 1) ( 2) y (4i + 1) y (3) ( 4i + 1) ( 0) y ( 4i + 2) y (1) ( 4i + 2) ( 2) y ( 4i + 2) (3) y (4i + 2) y ( 0) ( 4i + 3) (1) y ( 4i + 3) y ( 2) ( 4i + 3) (3) y (4i + 3)
1 2
1 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0
0 0 0 1 0 0 0 0 0 0 0 0 0 0 0
0 0 0 0 0 0 0 1 0 0 0 0 1 0
0 0 0 0 0 0 0 0 0 0 0 1 0 0 0
j 0 0 0 0 0 0 0 0 0 0 0 0 0 0
0 0 j 0 j 0 0 0 0 0 0 0 0 0
0 0 0 0 0 0 0 0 j 0 0 0 0 0 0
0 0 0

1 0
j 0
0 1
( ( 0 Re(x 0 Re(x 0 Im(x 0 Im(x j Im(x 0 Im(x

0

0 Re x ( 0) (i ) 0 Re x (1) (i )
( 2) (3) ( 0) (1) ( 2) (3)
) ) (i ) ) (i ) ) (i ) ) (i ) ) (i ) ) (i ) )
0 j 0 0
group group if (i + nPHICH ) mod 2 = 0 for normal cyclic prefix, or (i + nPHICH 2 ) mod 2 = 0 for extended cyclic prefix, where group nPHICH
is the PHICH group number and i = 0,1, 2 , and by
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y ( 0) ( 4i ) (1) y ( 4i ) y ( 2) ( 4i ) (3) y ( 4i ) ( 0) y (4i + 1) (1) y ( 4i + 1) ( 2) y (4i + 1) y (3) ( 4i + 1) ( 0) y ( 4i + 2) y (1) ( 4i + 2) ( 2) y ( 4i + 2) (3) y (4i + 2) ( 0 ) y ( 4i + 3) (1) y ( 4i + 3) y ( 2) ( 4i + 3) (3) y (4i + 3)
1 2
0 1 0 0 0 0 0 1 0 0 0 0 0 0 0 0
0 0 0 0 1 0 0 0 0 0 0 0 0 0 0
0 0 0 0 0 0 0 0 1 0 0 0 0 1
0 0 0 0 0 0 0 0 0 0 0 0 1 0 0
0 j 0 0 0 0 0 0 0 0 0 0 0 0 0
0 0 0 j 0 j 0 0 0 0 0 0 0 0
0 0 0 0 0 0 0 0 0 j 0 0 0 0 0
0 0 0

1 0
j 0
0 1
( ( 0 Re(x 0 Re(x 0 Im(x 0 Im(x 0 Im(x j Im(x

0 j

0 Re x ( 0) (i ) 0 Re x (1) (i )
( 2) (3) ( 0) (1) ( 2) (3)
) ) (i ) ) (i ) ) (i ) ) (i ) ) (i ) ) (i ) )
0 j 0
otherwise for i = 0,1,2 .
6.9.3
(0) The sequence y ( p ) (0),..., y ( p ) ( M symb 1) for each of the PHICH groups is defined by
y ( p ) ( n) =
( p) i ( n)
where the sum is over all PHICHs in the PHICH group and yi( p ) (n) represents the symbol sequence from the i :th PHICH in the PHICH group. PHICH groups are mapped to PHICH mapping units. For normal cyclic prefix, the mapping of PHICH group
m to PHICH mapping unit m' is defined by
( p) ( p) ~ ym ' ( n) = y m ( n )
where m = m' = 0,1,..., N PHICH 1 .

group
For extended cyclic prefix, the mapping of PHICH group
m and m + 1 to PHICH mapping unit m' is defined by
( p) ( p) ( p) ~ ym ' ( n ) = y m ( n) + y m +1 ( n )
where m' = m / 2 and m = 0,2,...N PHICH 2 .

group
Let z ( p ) (i ) = ~ y ( p ) (4i ), ~ y ( p ) (4i + 1), ~ y ( p ) (4i + 2), ~ y ( p ) (4i + 3) , i = 0,1,2 denote symbol quadruplet i for antenna port p .
Mapping to resource elements is defined in terms of symbol quadruplets according to steps 110 below: 1) For each value of l 2) Let nl denote the number of resource element groups not assigned to PCFICH in OFDM symbol l
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3) Number the resource-element groups not assigned to PCFICH in OFDM symbol l from 0 to nl 1 , starting from the resource-element group with the lowest frequency-domain index. 4) Initialize m = 0 (PHICH mapping unit number) 5) For each value of i = 0,1,2 6) Symbol-quadruplet z ( p ) (i ) from PHICH mapping unit m' is mapped to the resource-element group represented by (k , l ) i as defined in Section 6.2.4 where the indices k i and li are given by steps 7 and 8 below: 7) The time-domain index li is given by
0 ( m 2 + i + 1) mod 2 li = ( m 2 + i + 1) mod 2 i
normal PHICH duration, all subframes extended PHICH duration, MBSFN subframes extended PHICH duration, subframe 1 and 6 in frame structure type 2 otherwise
8) Set the frequency-domain index k i to the resource-element group assigned the number ni in step 3 above, where ni is given by
ni =
(N (N (N
cell ID cell ID cell ID
nli n1 + m' mod nli nli nli

i
) n1 + m'+ nl 3)mod nl n1 + m'+ 2 nl 3)mod nl

i i i
i=0 i =1 i=2
in case of extended PHICH duration in MBSFN subframes, or extended PHICH duration in subframe 1 and 6 for frame structure type 2 and by
ni =
(N (N (N
cell ID cell ID cell ID
nli n0 + m ' mod nli nli nli

i
) n0 + m '+ nl 3)mod nl n0 + m '+ 2 nl 3)mod nl

i i i
i=0 i =1 i=2
otherwise. 9) Increase m by 1. 10) Repeat from step 5 until all PHICH mapping units have been assigned. The PHICH duration is configurable by higher layers according to Table 6.9.3-1. The duration configured puts a lower limit on the size of the control region signalled by the PCFICH.
Table 6.9.3-1: PHICH duration in MBSFN and non-MBSFN subframes.

Non-MBSFN subframes Subframes 1 and 6 in case of All other cases frame structure type 2 1 1 2 3 MBSFN subframes On a carrier supporting both PDSCH and PMCH 1 2
PHICH duration Normal Extended
6.10
Reference signals
Three types of downlink reference signals are defined:
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Cell-specific reference signals, associated with non-MBSFN transmission MBSFN reference signals, associated with MBSFN transmission UE-specific reference signals
There is one reference signal transmitted per downlink antenna port.
6.10.1
Cell-specific reference signals
Cell-specific reference signals shall be transmitted in all downlink subframes in a cell supporting non-MBSFN transmission. In case the subframe is used for transmission with MBSFN, only the first two OFDM symbols in a subframe can be used for transmission of cell-specific reference symbols. Cell-specific reference signals are transmitted on one or several of antenna ports 0 to 3. Cell-specific reference signals are defined for f = 15 kHz only.
6.10.1.1
Sequence generation
The reference-signal sequence rl ,ns (m) is defined by
rl ,ns (m) =
1 2
(1 2 c(2m)) + j
1 2
(1 2 c(2m + 1)),
max, DL m = 0,1,...,2 N RB 1
where ns is the slot number within a radio frame and l is the OFDM symbol number within the slot. The pseudorandom sequence c(i ) is defined in Section 7.2. The pseudo-random sequence generator shall be initialised with
cell cell c init = 210 (7 (n s + 1) + l + 1) 2 N ID + 1 + 2 N ID + N CP at the start of each OFDM symbol where
1 for normal CP N CP = 0 for extended CP
6.10.1.2
( p) The reference signal sequence rl ,ns (m) shall be mapped to complex-valued modulation symbols a k ,l used as reference
symbols for antenna port p in slot ns according to

( p) ak ,l = rl , ns ( m' )
where
k = 6m + (v + vshift ) mod 6
DL 0, N symb 3 if p {0,1} l= if p {2,3} 1 DL m = 0,1,...,2 N RB 1 max, DL DL m = m + N RB N RB
The variables v and vshift define the position in the frequency domain for the different reference signals where v is given by
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0 3 3 v= 0 3(ns mod 2) 3 + 3(ns mod 2)
if p = 0 and l = 0 if p = 0 and l 0 if p = 1 and l = 0 if p = 1 and l 0 if p = 2 if p = 3
cell The cell-specific frequency shift is given by vshift = N ID mod 6 .
Resource elements (k , l ) used for reference signal transmission on any of the antenna ports in a slot shall not be used for any transmission on any other antenna port in the same slot and set to zero. Figures 6.10.1.2-1 and 6.10.1.2-2 illustrate the resource elements used for reference signal transmission according to the above definition. The notation R p is used to denote a resource element used for reference signal transmission on antenna port p .
R0
t r o p a n n e t
R0
R0
R0
n a e n O
R0
R0
R0
R0
l=0
l =6 l =0
l =6
R0
s t r o p a n n e t n a o w T
R0
R1
R0
R0
R1
R1
R0
R0
R1
R1
R0 l=0
R0 l =6 l =0 l =6 l =0
R1 l =6 l =0
R1 l =6
R0
s t r o p a n n e t n a r u o F
R0
R1
R1
R2
R3
R0
R0
R1
R1
R2
R3
R0
R0
R1
R1
R2
R3
R0
l=0
R0
l =6 l =0 l =6 l =0
R1
l =6 l =0
R1
l =6 l =0
R2
l =6 l =0 l =6 l =0
R3
l =6 l =0 l =6
Figure 6.10.1.2-1. Mapping of downlink reference signals (normal cyclic prefix).
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R0
t r o p a n n e t n a e n O
R0
R0
R0
R0
R0
R0 l=0
R0
l =5 l =0
l =5
Resource element ( )
k,l
R0
s t r o p a n n e t
R0
R 1
R1
R0
R0
R1
R1
n a o w T
Not used for transmission on this antenna port Reference symbols on this antenna port
R0
R0
R1
R1
R0 l =0
R0 l =5 l =0 l =5 l =0
R1 l =5 l =0
R1 l =5
R0
s t r o p a n n e t n a r u o F
R0
R1
R1
R2
R3
R0
R0
R1
R1
R2
R3
R0
R0
R1
R1
R2
R3
R0 l =0
R0 l =5 l =0 l =5 l =0
R1 l =5 l =0
R1 l =5 l =0
R2
R3
l = 5l = 0
l =5
l =0
l =5 l =0
l =5
even-numbered slots odd-numbered slots Antenna port 0
Figure 6.10.1.2-2. Mapping of downlink reference signals (extended cyclic prefix).
6.10.2
MBSFN reference signals
MBSFN reference signals shall only be transmitted in subframes allocated for MBSFN transmissions. MBSFN reference signals are transmitted on antenna port 4. MBSFN reference signals are defined for extended cyclic prefix only.
6.10.2.1
Sequence generation
The MBSFN reference-signal sequence rl ,ns (m) is defined by

rl ,ns (m) =
1 2
(1 2 c(2m)) + j
1 2
(1 2 c(2m + 1)),
max, DL m = 0,1,...,6 N RB 1
where ns is the slot number within a radio frame and l is the OFDM symbol number within the slot. The pseudorandom sequence c(i ) is defined in Section 7.2. The pseudo-random sequence generator shall be initialised with
MBSFN MBSFN cinit = 2 9 (7 (n s + 1) + l + 1) 2 N ID + 1 + N ID at the start of each OFDM symbol.
6.10.2.2
The reference-signal sequence rl ,ns (m) in OFDM symbol l shall be mapped to complex-valued modulation symbols
( p) ak ,l with p = 4 according to ( p) ak ,l = rl , ns ( m )
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where if l 0 and f = 15 kHz 2 m 2m + 1 if l = 0 and f = 15 kHz k= if l 0 and f = 7.5 kHz 4 m + m l = 0 and f = 7.5 kHz 4 2 if if ns mod 2 = 0 and f = 15 kHz 2 0,4 if n mod 2 = 1 and f = 15 kHz s l= 1 if n s mod 2 = 0 and f = 7.5 kHz 0,2 if ns mod 2 = 1 and f = 7.5 kHz
DL 1 m = 0,1,...,6 N RB max, DL DL m = m + 3 N RB N RB
Figure 6.10.2.2-1 illustrates the resource elements used for MBSFN reference signal transmission in case of f = 15 kHz . In case of f = 7.5 kHz for a MBSFN-dedicated cell, the MBSFN reference signal shall be mapped to resource elements according to Figure 6.10.2.2-3. The notation R p is used to denote a resource element used for reference signal transmission on antenna port p .
R4 R4 R4 R4 R4 R4 R4 R4 R4 R4 R4
R4
l=0 l =5l =0
R4 R4 R4 R4 R4 R4
l =5
Figure 6.10.2.2-1: Mapping of MBSFN reference signals (extended cyclic prefix, f = 15 kHz )
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R4 R4 R4 R4 R4 R4 R4 R4 R4 R4 R4 R4 R4 l = 0 l = 2l = 0 l = 2 R4 R4
R4
R4
R4
evennumbered slots
Antenna port 4
oddnumbered slots
Figure 6.10.2.2-3: Mapping of MBSFN reference signals (extended cyclic prefix, f = 7.5 kHz )
6.10.3
UE-specific reference signals
in 6.1 are transmitted using resource elements with the same index pair (k , l ) regardless of their antenna port p .
UE-specific reference signals are supported for single-antenna-port transmission of PDSCH and are transmitted on antenna port 5. The UE is informed by higher layers whether the UE-specific reference signal is present and is a valid reference for PDSCH demodulation or not. UE-specific reference signals are transmitted only on the resource blocks upon which the corresponding PDSCH is mapped. The UE-specific reference signal is not transmitted in resource elements (k , l ) in which one of the physical channels or physical signals other than UE-specific reference signal defined
6.10.3.1
Sequence generation
The UE-specific reference-signal sequence r (m) is defined by

r ( m) =
1 2
(1 2 c(2m)) + j
1 2
(1 2 c(2m + 1)),
PDSCH m = 0 ,1,...,12 N RB 1
PDSCH where N RB denotes the bandwidth in resource blocks of the corresponding PDSCH transmission.. The pseudo-
random sequence c(i ) is defined in Section 7.2. The pseudo-random sequence generator shall be initialised with
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cell cinit = (ns 2 + 1) 2 N ID + 1 216 + n RNTI at the start of each subframe where nRNTI is as described in Section
7.1[4].
6.10.3.2
In a physical resource block with frequency-domain index nPRB assigned for the corresponding PDSCH transmission,
( p) the reference signal sequence r (m) shall be mapped to complex-valued modulation symbols a k ,l with p = 5 in a
subframe according to: Normal cyclic prefix:

( p) PDSCH + m' ) ak , l = r (3 l N RB
RB RB + N sc nPRB k = (k ) mod N sc
if l {2,3} 4m'+vshift k = 4m'+ (2 + vshift ) mod 4 if l {5,6}
3 l = 0 6 l = 1 l= 2 l = 2 5 l = 3 0,1 if ns mod 2 = 0 l = 2,3 if ns mod 2 = 1

PDSCH 1 m' = 0,1,...,3 N RB
Extended cyclic prefix:

( p) PDSCH + m' ) ak , l = r ( 4 l N RB
RB RB + N sc nPRB k = (k ) mod N sc
if l = 4 3m'+ vshift k = 3m'+ (2 + vshift ) mod 3 if l = 1 4 l {0,2} l= l = 1 1

0 if ns mod 2 = 0 l = 1,2 if ns mod 2 = 1 PDSCH 1 m' = 0,1,...,4 N RB
where m' is the counter of UE-specific reference signal resource elements within a respective OFDM symbol of the PDSCH transmission. The cell-specific frequency shift is given by vshift = N ID mod 3 .
cell
The mapping shall be in increasing order of the frequency-domain index nPRB of the physical resource blocks assigned
PDSCH for the corresponding PDSCH transmission. The quantity N RB denotes the bandwidth in resource blocks of the corresponding PDSCH transmission.
Figure 6.10.3.2-1 illustrates the resource elements used for UE-specific reference signals for normal cyclic prefix. Figure 6.10.3.2-2 illustrates the resource elements used for UE-specific reference signals for extended cyclic prefix.
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The notation R p is used to denote a resource element used for reference signal transmission on antenna port p .
R5 R5
R5 R5 R5 R5 R5 R5 R5
R5
R5
R5
l=0
l=6 l =0
l =6
Figure 6.10.3.2-1: Mapping of UE-specific reference signals (normal cyclic prefix)
R5 R5 R5 R5 R5 R5
R5 R5
R5
R5
R5
R5
l=0
l = 5l = 0
l =5
Figure 6.10.3.2-2: Mapping of UE-specific reference signals (extended cyclic prefix)
6.11
Synchronization signals
There are 504 unique physical-layer cell identities. The physical-layer cell identities are grouped into 168 unique physical-layer cell-identity groups, each group containing three unique identities. The grouping is such that each physical-layer cell identity is part of one and only one physical-layer cell-identity group. A physical-layer cell identity (1) (2) (1) cell N ID = 3 N ID + N ID is thus uniquely defined by a number N ID in the range of 0 to 167, representing the physical-layer
(2) cell-identity group, and a number N ID in the range of 0 to 2, representing the physical-layer identity within the physical-layer cell-identity group.
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6.11.1
6.11.1.1
Primary synchronization signal

Sequence generation
The sequence d (n) used for the primary synchronization signal is generated from a frequency-domain Zadoff-Chu sequence according to
j un ( n +1) 63 e d u (n) = u ( n +1)( n + 2) e j 63
n = 0,1,...,30 n = 31,32,...,61
where the Zadoff-Chu root sequence index u is given by Table 6.11.1.1-1.

Table 6.11.1.1-1: Root indices for the primary synchronization signal.
(2) N ID
Root index u 25 29 34
0 1 2
6.11.1.2
The mapping of the sequence to resource elements depends on the frame structure. The UE shall not assume that the primary synchronization signal is transmitted on the same antenna port as any of the downlink reference signals. The UE shall not assume that any transmission instance of the primary synchronization signal is transmitted on the same antenna port, or ports, used for any other transmission instance of the primary synchronization signal. The sequence d (n ) shall be mapped to the resource elements according to a k ,l = d (n ), k = n 31 + n = 0,...,61
DL RB N RB N sc
For frame structure type 1, the primary synchronization signal shall be mapped to the last OFDM symbol in slots 0 and 10. For frame structure type 2, the primary synchronization signal shall be mapped to the third OFDM symbol in subframes 1 and 6. Resource elements (k , l ) in the OFDM symbols used for transmission of the primary synchronization signal where
k = n 31 +
DL RB N RB N sc 2 n = 5,4,...,1,62,63,...66
are reserved and not used for transmission of the primary synchronization signal.
6.11.2
6.11.2.1
Secondary synchronization signal

Sequence generation
The sequence d (0),..., d (61) used for the second synchronization signal is an interleaved concatenation of two length-31 binary sequences. The concatenated sequence is scrambled with a scrambling sequence given by the primary synchronization signal.
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The combination of two length-31 sequences defining the secondary synchronization signal differs between subframe 0 and subframe 5 according to
(m ) s 0 (n)c0 (n ) in subframe 0 d ( 2n) = 0 ( m1 ) s1 (n)c0 (n ) in subframe 5 (m ) (m ) s 1 (n)c1 (n )z1 0 (n ) in subframe 0 d (2n + 1) = 1 ( m0 ) ( m1 ) s0 (n)c1 (n )z1 (n ) in subframe 5 (1) where 0 n 30 . The indices m 0 and m1 are derived from the physical-layer cell-identity group N ID according to
m0 = m mod 31 m1 = (m0 + m 31 + 1) mod 31

(1) m = N ID + q (q + 1) 2 , q =
N (1)
ID
+ q(q + 1) 2 (1) , q = N ID 30 30
where the output of the above expression is listed in Table 6.11.2.1-1.

( m0 ) ( m1 ) The two sequences s0 (n) and s1 (n) are defined as two different cyclic shifts of the m-sequence ~ s (n) according to
( m0 ) s0 (n) = ~ s ((n + m0 ) mod 31) s ( m1 ) (n) = ~ s ((n + m ) mod 31) 1 1
where ~ s (i ) = 1 2 x(i ) , 0 i 30 , is defined by

x(i + 5) = (x(i + 2) + x(i ) )mod 2, 0 i 25
with initial conditions x(0) = 0, x(1) = 0, x(2) = 0, x(3) = 0, x(4) = 1 .
The two scrambling sequences c0 (n) and c1 (n) depend on the primary synchronization signal and are defined by two c (n) according to different cyclic shifts of the m-sequence ~
~ ((n + N ( 2) ) mod 31) c0 ( n ) = c ID ( 2) ~ c (n) = c ((n + N + 3) mod 31)

1 ID ( 2) (1) where N ID {0,1,2} is the physical-layer identity within the physical-layer cell identity group N ID and ~ (i ) = 1 2 x(i ) , 0 i 30 , is defined by c
x(i + 5) = (x(i + 3) + x(i ) )mod 2,
0 i 25
with initial conditions x(0) = 0, x(1) = 0, x(2) = 0, x(3) = 0, x(4) = 1 .
( m1 ) ( m0 ) The scrambling sequences z1 (n) and z1 (n) are defined by a cyclic shift of the m-sequence ~ z (n) according to ( m0 ) z1 z ((n + (m0 mod 8)) mod 31) ( n) = ~ ( m1 ) ( n) = ~ z1 z ((n + (m1 mod 8)) mod 31)
where m 0 and m1 are obtained from Table 6.11.2.1-1 and ~ z (i ) = 1 2 x(i ) , 0 i 30 , is defined by
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x(i + 5) = (x(i + 4) + x(i + 2) + x(i + 1) + x(i ) ) mod 2, with initial conditions x(0) = 0, x(1) = 0, x(2) = 0, x(3) = 0, x(4) = 1 .
0 i 25
(1) Table 6.11.2.1-1: Mapping between physical-layer cell-identity group N ID and the indices m 0 and m1 . (1) N ID
m0
0 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 0 1 2 3
m1
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 2 3 4 5
(1) N ID
m0
4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 0 1 2 3 4 5 6 7 8
m1
6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 3 4 5 6 7 8 9 10 11
(1) N ID
m0
9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 0 1 2 3 4 5 6 7 8 9 10 11 12 13 14
m1
12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18
(1) N ID
m0
15 16 17 18 19 20 21 22 23 24 25 26 0 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21
m1
19 20 21 22 23 24 25 26 27 28 29 30 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26
(1) N ID
m0
22 23 24 25 0 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 0 1 2 -
m1
27 28 29 30 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 7 8 9 -
0 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33
34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 52 53 54 55 56 57 58 59 60 61 62 63 64 65 66 67
68 69 70 71 72 73 74 75 76 77 78 79 80 81 82 83 84 85 86 87 88 89 90 91 92 93 94 95 96 97 98 99 100 101
102 103 104 105 106 107 108 109 110 111 112 113 114 115 116 117 118 119 120 121 122 123 124 125 126 127 128 129 130 131 132 133 134 135
136 137 138 139 140 141 142 143 144 145 146 147 148 149 150 151 152 153 154 155 156 157 158 159 160 161 162 163 164 165 166 167 -
6.11.2.2
The mapping of the sequence to resource elements depends on the frame structure. In a subframe for frame structure type 1 and in a half-frame for frame structure type 2, the same antenna port as for the primary synchronization signal shall be used for the secondary synchronization signal. The sequence d (n ) shall be mapped to resource elements according to
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a k ,l = d (n ), k = n 31 +
n = 0,...,61
DL RB N RB N sc
2 DL 2 in slots 0 and 10 for frame structure type 1 N l = symb DL N symb 1 in slots 1 and 11 for frame structure type 2
Resource elements (k , l ) where
k = n 31 +
DL RB N RB N sc 2
DL 2 in slots 0 and 10 for frame structure type 1 N l = symb DL N symb 1 in slots 1 and 11 for frame structure type 2 n = 5,4,...,1,62,63,...66
are reserved and not used for transmission of the secondary synchronization signal.
6.12
OFDM baseband signal generation
The time-continuous signal sl( p ) (t ) on antenna port p in OFDM symbol l in a downlink slot is defined by
sl( p ) (t ) =
DL RB k = N RB N sc / 2
) a( p e () k ,l
j 2kf (t N CP ,l Ts )
N RB N sc
DL
RB
k =1
/ 2
a ( (p+)) e
k ,l
j 2kf (t N CP ,l Ts )
DL RB DL RB N sc 2 and k ( + ) = k + N RB N sc 2 1 . The variable N equals for 0 t < (N CP ,l + N ) Ts where k ( ) = k + N RB
2048 for f = 15 kHz subcarrier spacing and 4096 for f = 7.5 kHz subcarrier spacing. The OFDM symbols in a slot shall be transmitted in increasing order of l , starting with l = 0 , where OFDM symbol l > 0 starts at time
l 1 l = 0
( N CP ,l + N )Ts within the slot. In case the first OFDM symbol(s) in a slot use normal cyclic
prefix and the remaining OFDM symbols use extended cyclic prefix, the starting position the OFDM symbols with extended cyclic prefix shall be identical to those in a slot where all OFDM symbols use extended cyclic prefix. Thus there will be a part of the time slot between the two cyclic prefix regions where the transmitted signal is not specified. Table 6.12-1 lists the value of N CP ,l that shall be used. Note that different OFDM symbols within a slot in some cases have different cyclic prefix lengths.
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Table 6.12-1: OFDM parameters.

Configuration Normal cyclic prefix Cyclic prefix length N CP ,l
160 for l = 0 f = 15 kHz f = 15 kHz f = 7.5 kHz

144 for l = 1,2,...,6 512 for l = 0,1,...,5 1024 for l = 0,1,2
6.13
Modulation and upconversion
Modulation and upconversion to the carrier frequency of the complex-valued OFDM baseband signal for each antenna port is shown in Figure 6.13-1. The filtering required prior to transmission is defined by the requirements in [6].
cos (2f 0t )
Re sl( p ) (t )
sl( p ) (t )
Im sl( p ) (t )
sin (2f 0t )
Figure 6.13-1: Downlink modulation.
7
7.1
Generic functions
Modulation mapper
The modulation mapper takes binary digits, 0 or 1, as input and produces complex-valued modulation symbols, x=I+jQ, as output.
7.1.1
BPSK
In case of BPSK modulation, a single bit, b(i ) , is mapped to a complex-valued modulation symbol x=I+jQ according to Table 7.1.1-1.
Table 7.1.1-1: BPSK modulation mapping b(i )
0 1 I Q
1 1
2 2
1 1
2 2
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7.1.2
QPSK
In case of QPSK modulation, pairs of bits, b(i ), b(i + 1) , are mapped to complex-valued modulation symbols x=I+jQ according to Table 7.1.2-1.
Table 7.1.2-1: QPSK modulation mapping b(i ), b(i + 1)
00 01 10 11 I Q
1 1 1 1
2 2 2 2
1 1 1 1
2 2 2 2
7.1.3
16QAM
In case of 16QAM modulation, quadruplets of bits, b(i ), b(i + 1), b(i + 2), b(i + 3) , are mapped to complex-valued modulation symbols x=I+jQ according to Table 7.1.3-1.
Table 7.1.3-1: 16QAM modulation mapping b(i ), b(i + 1), b(i + 2), b(i + 3)
0000 0001 0010 0011 0100 0101 0110 0111 1000 1001 1010 1011 1100 1101 1110 1111 I Q
1 10 1 10 3 3 10 10
1 10 3 10
1 10 3 10
1 10 1 10 3 3 10 10
1 10 3 10
1 10 3 10
1 10 1 10 3 3 10 10
1 10 3 10
1 10 3 10
1 10 1 10 3 3 10 10
1 10 3 10
1 10 3 10
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7.1.4
64QAM
In case of 64QAM modulation, hextuplets of bits, b(i ), b(i + 1), b(i + 2), b(i + 3), b(i + 4), b(i + 5) , are mapped to complexvalued modulation symbols x=I+jQ according to Table 7.1.4-1.
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Table 7.1.4-1: 64QAM modulation mapping

b (i ), b (i + 1), b (i + 2), b (i + 3), b (i + 4), b (i + 5)
b (i ), b (i + 1), b (i + 2), b (i + 3), b (i + 4), b (i + 5)
000000 000001 000010 000011 000100 000101 000110 000111 001000 001001 001010 001011 001100 001101 001110 001111 010000 010001 010010 010011 010100 010101 010110 010111 011000 011001 011010 011011 011100 011101 011110 011111
3 3 1 1 3 3 1 1 5 5 7 7 5 5 7 7 3 3 1 1 3 3 1 1 5 5 7 7 5 5 7 7
42 42 42 42 42 42 42 42 42 42 42 42 42 42 42 42 42 42 42 42 42 42 42 42 42 42 42 42 42 42 42 42
3 1 3 1 5 7 5 7 3 1 3 1 5 7 5 7 3 1 3 1 5 7 5 7 3 1 3 1 5 7 5 7
42 42 42 42 42 42 42 42 42 42 42 42 42 42 42 42 42 42 42 42 42 42 42 42 42 42 42 42 42 42 42 42
100000 100001 100010 100011 100100 100101 100110 100111 101000 101001 101010 101011 101100 101101 101110 101111 110000 110001 110010 110011 110100 110101 110110 110111 111000 111001 111010 111011 111100 111101 111110 111111
3 3 1 1 3 3 1 1 5 5 7 7 5 5 7 7 3 3 1 1 3 3 1 1 5 5 7 7 5 5 7 7
42 42 42 42 42 42 42 42 42 42 42 42 42 42 42 42 42 42 42 42 42 42 42 42 42 42 42 42 42 42 42 42
3 1 3 1 5 7 5 7 3 1 3 1 5 7 5 7 3 1 3 1 5 7 5 7 3 1 3 1 5 7 5 7
42 42 42 42 42 42 42 42 42 42 42 42 42 42 42 42 42 42 42 42 42 42 42 42 42 42 42 42 42 42 42 42
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7.2
Pseudo-random sequence generation
Pseudo-random sequences are defined by a length-31 Gold sequence. The output sequence c(n) of length M PN , where n = 0,1,..., M PN 1 , is defined by
x2 (n + 31) = ( x2 (n + 3) + x2 (n + 2) + x 2 (n + 1) + x2 (n) ) mod 2

where N C = 1600 and the first m-sequence shall be initialized with x1 (0) = 1, x1 (n) = 0, n = 1,2,...,30 . The initialization of the second m-sequence is denoted by cinit = sequence.
x1 (n + 31) = ( x1 (n + 3) + x1 (n)) mod 2
c(n) = ( x1 (n + N C ) + x 2 (n + N C ) ) mod 2
30
x (i ) 2 i =0 2
with the value depending on the application of the
8
8.1
Timing
Uplink-downlink frame timing
Transmission of the uplink radio frame number i from the UE shall start ( N TA + N TA offset ) Ts seconds before the start of the corresponding downlink radio frame at the UE, where 0 NTA 20512, N TA offset = 0 for frame structure type 1 and N TA offset = 624 for frame structure type 2. Note that not all slots in a radio frame may be transmitted. One example hereof is TDD, where only a subset of the slots in a radio frame is transmitted.
Downlink radio frame #i
Uplink radio frame #i

( N TA + N TA offset ) Ts time units
Figure 8.1-1: Uplink-downlink timing relation
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Annex A (informative): Change history

Change history
Date TSG # TSG Doc. CR 2006-09-24 2006-10-09 2006-10-13 2006-10-23 2006-11-06 2006-11-09 2006-11-10 2006-11-27 2006-12-14 2007-01-15 2007-01-19 2007-02-01 2007-02-12 2007-02-16 2007-02-16 2007-02-21 2007-03-03 RAN#35 RP-070169 2007-04-25 2007-05-03 2007-05-08 2007-05-11 2007-05-11 2007-05-15 2007-06-05 2007-06-25 2007-07-10 2007-08-10 2007-08-20 2007-08-24 2007-08-27 2007-09-05 2007-09-08 12/09/07 28/11/07 28/11/07 Rev Subject/Comment Draft version created Updated skeleton Endorsed by RAN1 Inclusion of decision from RAN1#46bis Updated editor"s version Updated editor"s version Endorsed by RAN1#47 Editor"s version, including decisions from RAN1#47 Updated editor"s version Updated editor"s version Endorsed by RAN1#47bis Editor"s version, including decisions from RAN1#47bis Updated editor"s version Endorsed by RAN1#48 Editor"s version, including decisions from RAN1#48 Updated editor"s version For information at RAN#35 Editor"s version, including decisions from RAN1#48bis and RAN1 TDD Ad Hoc - Updated editor"s version - Updated editor"s version - Updated editor"s version - Endorsed by RAN1#49 - Editor"s version, including decisions from RAN1#49 - Updated editor"s version - Endorsed by RAN1#49bis - Editor"s version, including decisions from RAN1#49bis - Updated editor"s version - Updated editor"s version - Endorsed by RAN1#50 - Editor"s version, including decisions from RAN1#50 - Updated editor"s version - For approval at RAN#37 Approved version - Introduction of optimized FS2 for TDD Introduction of scrambling sequences, uplink reference signal - sequences, secondary synchronization sequences and control channel processing Update of uplink reference-signal hopping, downlink reference 1 signals, scrambling sequences, DwPTS/UpPTS lengths for TDD and control channel processing Correction of the number of subcarriers in PUSCH transform precoding - Correction of PHICH mapping - Correction of PUCCH resource index for PUCCH format 2 3 Correction of the predefined hopping pattern for PUSCH - Non-binary hashing functions 1 PUCCH format 1 1 CR on Uplink DM RS hopping Correction to limitation of constellation size of ACK transmission in 1 PUSCH 1 PHICH mapping for one and two antenna ports in extended CP 1 Correction of PUCCH in absent of mixed format - Specification of CCE size and PHICH resource indication 3 Correction of the description of frame structure type 2 - On Delta^pucch_shift correction - Corrections to Secondary Synchronization Signal Mapping - Downlink VRB mapping to PRB for distributed transmission - Clarification of modulation symbols to REs mapping for DVRB 1 Consideration on the scrambling of PDSCH - Corrections to Initialization of DL RS Scrambling 1 CR on Downlink RS - CR on Uplink RS Old 0.0.0 0.0.1 0.1.0 0.1.1 0.1.2 0.1.3 0.2.0 0.2.1 0.2.2 0.2.3 0.3.0 0.3.1 0.3.2 0.4.0 0.4.1 0.4.2 1.0.0 1.0.1 1.0.2 1.0.3 1.0.4 1.1.0 1.1.1 1.1.2 1.2.0 1.2.1 1.2.2 1.2.3 1.3.0 1.3.1 1.3.2 2.0.0 8.0.0 8.0.0 New 0.0.0 0.0.1 0.1.0 0.1.1 0.1.2 0.1.3 0.2.0 0.2.1 0.2.2 0.2.3 0.3.0 0.3.1 0.3.2 0.4.0 0.4.1 0.4.2 1.0.0 1.0.1 1.0.2 1.0.3 1.0.4 1.1.0 1.1.1 1.1.2 1.2.0 1.2.1 1.2.2 1.2.3 1.3.0 1.3.1 1.3.2 2.0.0 8.0.0 8.1.0 8.1.0
RAN#37 RP-070729 RAN_37 RP-070729 RAN_38 RP-070949 0001 RAN_38 RP-070949 0002
05/03/08 28/05/08 28/05/08 28/05/08 28/05/08 28/05/08 28/05/08 28/05/08 28/05/08 28/05/08 28/05/08 28/05/08 28/05/08 28/05/08 28/05/08 28/05/08 28/05/08 28/05/08 28/05/08 28/05/08 28/05/08
RAN_39 RP-080219 0003 RAN_40 RP-080432 0004 RAN_40 RAN_40 RAN_40 RAN_40 RAN_40 RAN_40 RP-080432 RP-080432 RP-080432 RP-080432 RP-080432 RP-080432 0005 0006 0007 0008 0009 0010
8.1.0 8.2.0 8.2.0 8.2.0 8.2.0 8.2.0 8.2.0 8.2.0 8.2.0 8.2.0 8.2.0 8.2.0 8.2.0 8.2.0 8.2.0 8.2.0 8.2.0 8.2.0 8.2.0 8.2.0 8.2.0
8.2.0 8.3.0 8.3.0 8.3.0 8.3.0 8.3.0 8.3.0 8.3.0 8.3.0 8.3.0 8.3.0 8.3.0 8.3.0 8.3.0 8.3.0 8.3.0 8.3.0 8.3.0 8.3.0 8.3.0 8.3.0
RAN_40 RP-080432 0012 RAN_40 RAN_40 RAN_40 RAN_40 RAN_40 RAN_40 RAN_40 RAN_40 RAN_40 RAN_40 RAN_40 RAN_40 RP-080432 RP-080432 RP-080432 RP-080432 RP-080432 RP-080432 RP-080432 RP-080432 RP-080432 RP-080432 RP-080432 RP-080432 0015 0016 0017 0018 0019 0021 0022 0023 0024 0025 0026 0027
ETSI
84 Change history
ETSI TS 136 211 V8.7.0 (2009-06)
Date 28/05/08 28/05/08 28/05/08 28/05/08 28/05/08 28/05/08 28/05/08 28/05/08 28/05/08 28/05/08 28/05/08 28/05/08 28/05/08 28/05/08 09/09/08 09/09/08 09/09/08 09/09/08 09/09/08 09/09/08 09/09/08 09/09/08 09/09/08 09/09/08 09/09/08 09/09/08 09/09/08 09/09/08 09/09/08 09/09/08 09/09/08 09/09/08 09/09/08 09/09/08 09/09/08 09/09/08 09/09/08 09/09/08 09/09/08 09/09/08 09/09/08 03/12/08 03/12/08 03/12/08 03/12/08 03/12/08 03/12/08 03/12/08 03/12/08 03/12/08 03/12/08 03/12/08 03/12/08 03/12/08 03/12/08 03/12/08 03/12/08 03/12/08 03/12/08 03/12/08 03/12/08 03/12/08 03/12/08 03/12/08
TSG # RAN_40 RAN_40 RAN_40 RAN_40 RAN_40 RAN_40 RAN_40 RAN_40 RAN_40 RAN_40
TSG Doc. RP-080432 RP-080432 RP-080432 RP-080432 RP-080432 RP-080432 RP-080432 RP-080432 RP-080432 RP-080432
RAN_40 RP-080432 RAN_40 RAN_40 RAN_40 RAN_41 RAN_41 RAN_41 RAN_41 RAN_41 RAN_41 RAN_41 RAN_41 RP-080432 RP-080432 RP-080432 RP-080668 RP-080668 RP-080668 RP-080668 RP-080668 RP-080668 RP-080668 RP-080668
RAN_41 RP-080668 RAN_41 RP-080668 RAN_41 RP-080668 RAN_41 RP-080668 RAN_41 RAN_41 RAN_41 RAN_41 RAN_41 RAN_41 RAN_41 RAN_41 RAN_41 RAN_41 RAN_41 RAN_41 RAN_41 RP-080668 RP-080668 RP-080668 RP-080668 RP-080668 RP-080668 RP-080668 RP-080668 RP-080668 RP-080668 RP-080668 RP-080668 RP-080668
RAN_41 RP-080668 RAN_41 RAN_42 RAN_42 RAN_42 RAN_42 RAN_42 RAN_42 RAN_42 RAN_42 RAN_42 RAN_42 RAN_42 RAN_42 RAN_42 RAN_42 RAN_42 RAN_42 RAN_42 RAN_42 RAN_42 RAN_42 RP-080668 RP-081074 RP-081074 RP-081074 RP-081074 RP-081074 RP-081074 RP-081074 RP-081074 RP-081074 RP-081074 RP-081074 RP-081074 RP-081074 RP-081074 RP-081074 RP-081074 RP-081074 RP-081074 RP-081074 RP-081074
RAN_42 RP-081074 RAN_42 RP-081074 RAN_42 RP-081074
CR Rev Subject/Comment 0028 1 Fixed timing advance offset for LTE TDD and half-duplex FDD 0029 1 Timing of random access preamble format 4 0030 1 Uplink sounding RS bandwidth configuration 0031 - Use of common RS when UE-specific RS are configured 0032 1 Uplink RS Updates 0033 - Orthogonal cover sequence for shortened PUCCH format 1a and 1b 0034 - Clarification of PDCCH mapping 0035 - TDD PRACH time/frequency mapping 0036 - Cell Specific Uplink Sounding RS Subframe Configuration 0038 - PDCCH length for carriers with mixed MBSFN and Unicast Traffic Correction to the scrambling sequence generation for PUCCH, 0040 PCFICH, PHICH, MBSFN RS and UE specific RS 0041 - PDCCH coverage in narrow bandwidths 0042 - Closed-Loop and Open-Loop Spatial Multiplexing 0043 - Removal of small-delay CDD 48 1 Frequency Shifting of UE-specific RS 49 1 Correction of PHICH to RE mapping in extended CP subframe 50 - Corrections to for handling remaining Res 51 - PRACH configuration for frame structure type 1 52 2 Correction of PUCCH index generation formula 53 - Orthogonal cover sequence for shortened PUCCH format 1a and 1b 54 - Correction of mapping of ACK/NAK to binary bit values 56 2 Remaining issues on SRS hopping Correction of n_cs(n_s) and OC/CS remapping for PUCCH formats 57 1 1/1a/1b and 2/2a/2b Corrections to Rank information scrambling in Uplink Shared 59 Channel 60 - Definition on the slot number for frame structure type 2 Correction of the Npucch sequence upper limit for the formats 61 1/1a/1b 62 1 Clarifications for DMRS parameters 63 - Correction of n_prs 64 1 Introducing missing L1 parameters to 36.211 65 3 Clarification on reception of synchronization signals 66 - Correction to the downlink/uplink timing 67 - ACK/NACK Scrambling scheme on PUCCH 68 - DCI format1C 69 - Refinement for REG Definition for n = 4 71 - Correcting Ncs value for PRACH preamble format 0-3 73 - Correction of the half duplex timing advance offset value 74 - Correction to Precoding for Transmit Diversity 75 - Clarification on number of OFDM symbols used for PDCCH 77 - Number of antenna ports for PDSCH Correction to Type 2 PUSCH predetermined hopping for Nsb=1 78 operation 79 - PRACH frequency location 70 1 Correction for the definition of UE-specific reference signals 72 2 Corrections to precoding for large delay CDD 80 - Correction to the definition of nbar_oc for extended CP 81 1 Specification of reserved REs not used for RS 82 2 Clarification of the random access preamble transmission timing 83 1 Indexing of PRACH resources within the radio frame 84 6 Alignment of RAN1/RAN2 specification 86 - Clarification on scrambling of ACK/NAK bits for PUCCH format 2a/2b 87 - Correction of introduction of shortened SR 88 - Corrections to 36.211 89 - Clarification on PUSCH DM RS Cyclic Shift Hopping 92 1 Correction to the uplink DM RS assignment 93 - Clarify the RNTI used in scrambling sequence initialization 94 1 On linkage Among UL Power Control Parameters 95 - Clarification on PUSCH pre-determined hopping pattern 96 - Clarification of SRS sequence-group and base sequence number 97 1 SRS subframe configuration 98 - Remaining SRS details for TDD 99 - Clarifying UL VRB Allocation 100 - Clarification on PUCCH resource hopping Correction for definition of Qm and a pseudo code syntax error in 101 Scrambling. 105 1 Remaining Issues on SRS of TDD 106 - Correction of reference to RAN4 specification of supported uplink
Old 8.2.0 8.2.0 8.2.0 8.2.0 8.2.0 8.2.0 8.2.0 8.2.0 8.2.0 8.2.0 8.2.0 8.2.0 8.2.0 8.2.0 8.3.0 8.3.0 8.3.0 8.3.0 8.3.0 8.3.0 8.3.0 8.3.0 8.3.0 8.3.0 8.3.0 8.3.0 8.3.0 8.3.0 8.3.0 8.3.0 8.3.0 8.3.0 8.3.0 8.3.0 8.3.0 8.3.0 8.3.0 8.3.0 8.3.0 8.3.0 8.3.0 8.4.0 8.4.0 8.4.0 8.4.0 8.4.0 8.4.0 8.4.0 8.4.0 8.4.0 8.4.0 8.4.0 8.4.0 8.4.0 8.4.0 8.4.0 8.4.0 8.4.0 8.4.0 8.4.0 8.4.0 8.4.0 8.4.0 8.4.0
New 8.3.0 8.3.0 8.3.0 8.3.0 8.3.0 8.3.0 8.3.0 8.3.0 8.3.0 8.3.0 8.3.0 8.3.0 8.3.0 8.3.0 8.4.0 8.4.0 8.4.0 8.4.0 8.4.0 8.4.0 8.4.0 8.4.0 8.4.0 8.4.0 8.4.0 8.4.0 8.4.0 8.4.0 8.4.0 8.4.0 8.4.0 8.4.0 8.4.0 8.4.0 8.4.0 8.4.0 8.4.0 8.4.0 8.4.0 8.4.0 8.4.0 8.5.0 8.5.0 8.5.0 8.5.0 8.5.0 8.5.0 8.5.0 8.5.0 8.5.0 8.5.0 8.5.0 8.5.0 8.5.0 8.5.0 8.5.0 8.5.0 8.5.0 8.5.0 8.5.0 8.5.0 8.5.0 8.5.0 8.5.0
ETSI
85 Change history
ETSI TS 136 211 V8.7.0 (2009-06)
Date 03/12/08 03/12/08 03/12/08 03/12/08 03/12/08 03/12/08 03/12/08 03/12/08 04/03/09 04/03/09 04/03/09 04/03/09 04/03/09 04/03/09 04/03/09 04/03/09 04/03/09 04/03/09 04/03/09 04/03/09 04/03/09 27/05/09
TSG #
TSG Doc.
CR 107 109 110 111 112 113 114 108 115 118 121 123 124 125 126 127 128 129 130 132 134 135
RAN_42 RP-081074 RAN_42 RP-081074 RAN_42 RP-081074 RAN_42 RP-081074 RAN_42 RP-081074 RAN_42 RP-081074 RAN_42 RAN_42 RAN_43 RAN_43 RAN_43 RAN_43 RAN_43 RAN_43 RAN_43 RAN_43 RAN_43 RAN_43 RAN_43 RAN_43 RAN_43 RAN_44 RP-081074 RP-081074 RP-090234 RP-090234 RP-090234 RP-090234 RP-090234 RP-090234 RP-090234 RP-090234 RP-090234 RP-090234 RP-090234 RP-090234 RP-090234 RP-090527
Rev Subject/Comment bandwidth - General corrections to SRS 2 Correction to PCFICH specification Correction to Layer Mapping for Transmit Diversity with Four Antenna 1 Ports Correction of the mapping of cyclic shift filed in DCI format 0 to the dynamic cyclic shift offset - DRS collision handling Clarification to enable reuse of non-active PUCCH CQI RBs for PUSCH 1 PUSCH Mirror Hopping operation 1 Extended and normal cyclic prefix in DL and UL for LTE TDD 1 Alignment of PRACH configuration index for FS type 1 and type 2 1 Clarification for DRS Collision handling 1 Removing inverse modulo operation 1 Clarification on the use of preamble format 4 - Clarification of RNTI used in scrambling sequence 1 Clarifying PDCCH RE mapping - Correction of preamble format 4 timing 2 Corrections to SRS 2 Clarification of PDSCH Mapping to Resource Elements 1 Alignment with correct ASN1 parameter names - Correction to PUCCH format 1 mapping to physical resources - Correction to type-2 PUSCH hopping - Alignment of SRS configuration - Correction on UE behavior for PRACH 20ms periodicity
Old 8.4.0 8.4.0 8.4.0 8.4.0 8.4.0 8.4.0 8.4.0 8.4.0 8.5.0 8.5.0 8.5.0 8.5.0 8.5.0 8.5.0 8.5.0 8.5.0 8.5.0 8.5.0 8.5.0 8.5.0 8.5.0 8.6.0
New 8.5.0 8.5.0 8.5.0 8.5.0 8.5.0 8.5.0 8.5.0 8.5.0 8.6.0 8.6.0 8.6.0 8.6.0 8.6.0 8.6.0 8.6.0 8.6.0 8.6.0 8.6.0 8.6.0 8.6.0 8.6.0 8.7.0
ETSI
86
ETSI TS 136 211 V8.7.0 (2009-06)
History
Document history
V8.3.0 V8.4.0 V8.5.0 V8.6.0 V8.7.0 November 2008 November 2008 February 2009 April 2009 June 2009 Publication Publication Publication Publication Publication
ETSI

EUTRA Physical Channel Modulation

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ETSI TS 136 211 V8.7.

3GPP TS 36.211 version 8.7.0 Release 8

ETSI TS 136 211 V8.7.0 (2009-06)

3GPP TS 36.211 version 8.7.0 Release 8

ETSI TS 136 211 V8.7.0 (2009-06)

Intellectual Property Rights

3GPP TS 36.211 version 8.7.0 Release 8

ETSI TS 136 211 V8.7.0 (2009-06)

3GPP TS 36.211 version 8.7.0 Release 8

ETSI TS 136 211 V8.7.0 (2009-06)

3GPP TS 36.211 version 8.7.0 Release 8

ETSI TS 136 211 V8.7.0 (2009-06)

Generic functions ...................................................................................................................................78

Change history ...............................................................................................83

3GPP TS 36.211 version 8.7.0 Release 8

ETSI TS 136 211 V8.7.0 (2009-06)

3GPP TS 36.211 version 8.7.0 Release 8

ETSI TS 136 211 V8.7.0 (2009-06)

[1] [2] [3] [4] [5] [6] [7] [8]

Definitions, symbols and abbreviations

3GPP TS 36.211 version 8.7.0 Release 8

ETSI TS 136 211 V8.7.0 (2009-06)

RA PRB RA PRB offset

3GPP TS 36.211 version 8.7.0 Release 8

ETSI TS 136 211 V8.7.0 (2009-06)

PRACH PUCCH PUSCH SRS

Frame structure type 1

3GPP TS 36.211 version 8.7.0 Release 8

ETSI TS 136 211 V8.7.0 (2009-06)

Figure 4.1-1: Frame structure type 1.

Frame structure type 2

Figure 4.2-1: Frame structure type 2 (for 5 ms switch-point periodicity).

3GPP TS 36.211 version 8.7.0 Release 8

ETSI TS 136 211 V8.7.0 (2009-06)

Table 4.2-1: Configuration of special subframe (lengths of DwPTS/GP/UpPTS).

7680 Ts 20480 Ts 23040 Ts 25600 Ts 7680 Ts 20480 Ts 23040 Ts

Table 4.2-2: Uplink-downlink configurations.

3GPP TS 36.211 version 8.7.0 Release 8

ETSI TS 136 211 V8.7.0 (2009-06)

Slot structure and physical resources

3GPP TS 36.211 version 8.7.0 Release 8

ETSI TS 136 211 V8.7.0 (2009-06)

Figure 5.2.1-1: Uplink resource grid.

domain and 180 kHz in the frequency domain.

3GPP TS 36.211 version 8.7.0 Release 8

ETSI TS 136 211 V8.7.0 (2009-06)

Table 5.2.3-1: Resource block parameters.

Physical uplink shared channel

Figure 5.3-1: Overview of uplink physical channel processing.

~ b (i ) = (b(i ) + c(i ) ) mod 2

3GPP TS 36.211 version 8.7.0 Release 8

ETSI TS 136 211 V8.7.0 (2009-06)

to one SC-FDMA symbol. Transform precoding shall be applied according to

where 2 , 3 , 5 is a set of non-negative integers.

Mapping to physical resources

3GPP TS 36.211 version 8.7.0 Release 8

ETSI TS 136 211 V8.7.0 (2009-06)

Physical uplink control channel

3GPP TS 36.211 version 8.7.0 Release 8

ETSI TS 136 211 V8.7.0 (2009-06)

Table 5.4-1: Supported PUCCH formats.

cell ncs (ns , l ) =

PUCCH formats 1, 1a and 1b

the orthogonal sequence wnoc (i ) according to