7 8 A ae ‘OMBLAREROVAL N se caoaiee Mission | OMB Number. 32350123 ‘Washington, D.C. 20549 Expires: Janay 31, 2007 Entmaod average burden ANNUAL AUDITED REPORT ovr per eesponse 12.00 FORM X-17 A-5 HILENOMBER PART Ill SECEILE NUMBI FACING PAGE wy Information Required of Brokers and Dealers Pursuant to Section 17'6f the?» Securities Exchange Act of 1934 and Rule 17a-5 Thereunder a “s Bs Plo. ~& AEFORT FOR THE PERIOD BEGINNING __OVOWW$__ANDENDING_osnoHigis"__—_\ | MDD spore Su ‘A. REGISTRANT IDENTIFICATION NAME OF BROKER-DEALER: ‘OFFICIAL USE ONLY COHMAD SECURITIES CORPORATION FIRM 1D. NO. ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do sotus F.0, Box No) 885 THIRD AVENUE, 18" FLOOR Tomisees) NEW YORK NY 10022 cin) or) Cin Casey NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT MARCIA B. COHN (212) 230-2480 (Gea Code Telephone Nanb=) B.ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* KAUFMANN, GALLUCCI & GRUMER LLP (Rane ndvi sates i wll nae) $0 BROAD STREET, SUITE 190] _NEW YORK NY 10004 (Address) 7 (cin) (State) (Zip Code) (CHECK ONE: APTecel 1 Cerifed Public Accountant pROCESSED © Public Accountant Accountant not resident in United States or any ofits possessions. gee 142018 FOR OFFICIAL USE ONLY ins SINE TOTES TT SETTAB OTR BY WE HN Ta PTE OC EOORTAE BSOTICT Trcent of fi and cteumstnes rb on as feb forth exepion. See Seton 240.1756} (2) SEC 1410 (06-02) Potential persns who to espond te collection of nfomatiog Contained inthis form are nt equied io espond uns the ‘idplaysa curently valid OMS contol manber alg eee1 OATH OR AFFIRMATION MARCIA B. COHN , Swear (oF affirm) that, to the best ‘ofmy knowledge and belief the accompanying financial statement and supporting schedules pertaining tothe firm of, COHMAD SECURITIES CORPORATION. 2s of JUNE 30, 2006, are true and correct. I further swear (or affirm) that neither the company nor any partner, proprietor, principal officer, or director has any proprietary interest in any account classified solely as that of a customer, except as follows: | ‘QUALIFIED IN NASSAU COUNTY NY COMMISSION 5EIRESE0. 10,2009] NOTARY PUBLIC. STATE OF NEW YORK AGSALIE BUCCELLATU aoa (Zeeee ‘Signature ‘No. 0v@U6067387 PRESIDENT & CFO. ile Novant hc ‘This report ** contains (check all applicable boxes): a a a a a a a a o a a a a (a) Facing Page. () Statement of Financial Condition. (©) Statement of Income (Loss). (@) Statement of Cash Flows. {@) Statement of Changes in Stockholders’ Equity or Partners' or Sole Proprietors’ Capital (O Statement of Changes in Liabilities Subordinated to Claims of Creditor, (@) Computation of Net Capita. (h) Computation for Determination of Reserve Requirements Pursuant to Rule 15¢3-3. (Information Relating tothe Possession or Control Requirements Under Rulle 153-3. @)_ A Recorciliation, including appropriate explanation of the Computation of Net Capital Under Rule ISe3-1 and the Computation for Determination ofthe Reserve Requirements Under Exhibit A of Rule 15c3-3. (i) A Reconciliation between the audited and unaudited Statements of Financial Condition with respect to methods, ‘of consolidation. (An Oath or Affirmation. (im) A copy of the SIPC Supplemental Report (a) A report deseribing any material inadequacies found to exist or found to have existed since the date ofthe previous audit (0) Independent auditors report on internal control. +» For conditions of confidential treatment of certain portions ofthis filing, see section 240.17 a-5(0(3)COHMAD SECURITIES CORPORATION REPORT ON STATEMENT OF FINANCIAL CONDITION AS OF JUNE 30, 2006