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Schegloff and Sacks - Opening Up Closings - 1973
Schegloff and Sacks - Opening Up Closings - 1973
SCHEGLOFF
ANDHARVEYSACKS
Openi ng up
Cl osi ngs*
Our ai mi n t hi s
paper
i s t o
report
i n a
prel i mi nary
f ashi on
on
anal yses
wehave
been
devel opi ng
of
cl osi ngs
of
conversat i on.
Al t hough
i t
may
be
apparent
t o i nt ui t i on
t hat t he uni t ' a
si ngl e
coxi versat i on'
does
not
si mpl y
end, but i s
brought
t o a cl ose, our i ni t i al
t ask
i s
t o
devel op
a
t echni cal basi s f or a
cl osi ng
probl em.
Thi s we
t ry
t o deri ve f roma
consi derat i on of somef eat ures of t he
most basi c
sequent i al organi zat i on
of conversat i on we knowof
-
t he
organi zat i on
of
speaker
t urns.
A
part i al
sol ut i on of t hi s
probl em
i s
devel oped, empl oyi ng
resources drawn
f romt hesameorder of
organi zat i on.
The
i ncompl et eness
of t hat sol ut i on
i s shown, and
l eads t o an el aborat i on of t he
probl em,
whi ch
requi res
ref erence
t o
qui t e
di f f erent orders of
sequent i al organi zat i on
i nconversa-
t i on
-
i n
part i cul ar,
t he
organi zat i on
of
t opi c
t al k, and t he
overal l
st ruct ural
organi zat i on
of
t he
uni t ' a
si ngl e
conversat i on' . The
ref ormu-
l at ed
probl em
i s usedt o l ocat ea
much broader
range
of dat aas rel evant
t o t he
probl em
of
cl osi ngs,
andsome of t hat
dat a
i s
di scussed
i n
det ai l .
Fi nal l y,
an
at t empt
i s
madet o
speci f y
t he
domai nf or whi ch t he
cl osi ng
probl ems,
as we
have
posed
t hem, seem
apposi t e.
Thi s
proj ect
i s
part
of a
program
of
work undert aken several
years ago
t o
expl ore
t he
possi bi l i t y
of
achi evi ng
a
nat ural i st i c
observat i onal di sci -
pl i ne
t hat coul d
deal wi t h
t he det ai l s of soci al act i on( s)
ri gorousl y,
*
Thi s
i s an
expanded versi on
of
a
paper
ori gi nal l y
del i vered at t heannual
meet i ng
of t he
Ameri can
Soci ol ogi cal
Associ at i on, San Franci sco,
Sept ember,
1969. Thi s
research was
support edby
t heAdvanced Research
Proj ect s Agency
of t he
Depart ment
of
Def ense and was
moni t ored
by
t he Ai r Force
Of f i ce of Sci ent i f i c Research under
Cont ract
Nos. AF49
( 638) -1761
and
F44620-68-0040. Al l
t ranscri pt s
were
produced
by
Gai l J ef f erson.
Schegloff's homepage
Click for sound excerpts
290
EMANUEL
A. SCHEGLOFF
ANDHARVEY
SACKS
empi ri cal l y,
and
f ormal l y. '
For a
vari et y
of reasons t hat need not be
spel l ed
out here, our
at t ent i on has f ocused onconversat i onal mat eri al s;
suf f i ce i t t o
say
t hat t hi s
i s
not becauseof a
speci al
i nt erest i n
l anguage,
or
any
t heoret i cal
pri macy
we accord
conversat i on. Nonet hel ess, t he
charact er of our mat eri al s as
conversat i onal has
at t ract ed our
at t ent i ont o
t he
st udy
of conversat i onas an
act i vi t y
i n i t s own
ri ght ,
and
t hereby
t o
t he
ways
i n whi ch
any
act i ons
accompl i shed
i n
conversat i on
requi re
ref erence t o t he
propert i es
and
organi zat i on
of
conversat i on
f or t hei r
underst andi ng
and
anal ysi s,
bot h
by
part i ci pant s
and
by prof essi onal
i nvest i gat ors.
Thi s l ast
phrase requi res
emphasi s
and
expl i cat i on. 2
Wehave
proceeded
under t he
assumpt i on ( an assumpt i on
borne out
by
our
research) t hat i nsof ar as t he mat eri al s we worked wi t h exhi bi t ed
orderl i ness,
t hey
di dso not
onl y
f or us, i ndeednot i n
t he
f i rst
pl ace
f or us,
but f or t he
copart i ci pant s
who had
produced
t hem. I f t he
mat eri al s
( records
of nat ural conversat i ons) were
orderl y, t hey
wereso because
t hey
had been
met hodi cal l y
produced by
members of t he
soci et y
f or one
anot her, andi t
was
a
f eat ureof t heconversat i ons t hat wet reat ed as dat a
t hat
t hey
were
produced
so as t o al l owt he
di spl ay by
t he
copart i ci pant s
t o each ot her
of t hei r orderl i ness, andt o al l owt he
part i ci pant s
t o
di spl ay
t o
each ot her t hei r
anal ysi s,
appreci at i on,
and use of t hat
orderl i ness.
Accordi ngl y,
our
anal ysi s
has
sought
t o
expl i cat e
t he
ways
i n whi ch t he
mat eri al s are
produced by
members i n
orderl y ways
t hat exhi bi t t hei r
orderl i ness, have t hei r
orderl i ness
appreci at ed
and used, and have t hat
appreci at i on di spl ayed
and
t reat ed as t he basi s f or
subsequent
act i on.
I nt he
ensui ng
di scussi on, t heref ore, i t
shoul d
be
cl earl y
underst ood
t hat
t he
' cl osi ng probl em'
we are
di scussi ng
i s
proposed
as
a
probl em
f or
conversat i onal i st s; weare not
i nt erest ed
i n
i t as
a
probl em
f or
anal yst s
except
i nsof ar as, and i n t he
ways,
i t i s a
probl em
f or
part i ci pant s.
( By ' probl em'
we do
not
i nt end
puzzl e,
i n t he sense t hat
part i ci pant s
needt o
ponder
t hemat t er of howt o cl oseaconversat i on. Wemeant hat
cl osi ngs
aret o be seen as
achi evement s,
as
sol ut i ons t o cert ai n
probl ems
of conversat i onal
organi zat i on.
Whi l e, f or
many peopl e, cl osi ng
acon-
versat i on
may
be a
pract i cal probl em
i nt hesenset hat
t hey
f i nd i t di f f i cul t
t o
get
out of a
conversat i on
t hey
are i n, t hat
probl em
i s di f f erent f rom
t he
probl em
of
cl osi ng
t hat weare concerned wi t h. The
probl em
weare
'
Product s of t hat
ef f ort
al ready publ i shed
or i n
press
or
preparat i on
i ncl ude: Sacks
( 1972a;
1972b;
f ort hcomi ng) , Schegl of f ( 1968; 1972;
f ort hcomi ng) ,
J ef f erson
( 1972) ,
Schenkei n
( f ort hcomi ng) ,
Moerman
( 1967; 1970) .
2
Hereour debt s t o t he work of Harol d
Garf i nkel surf ace. El sewhere,
t hough t hey
cannot be
pi npoi nt ed,
t hey
are
pervasi ve.
292
EMANUELA.
SCHEGLOFF
ANDHARVEYSACKS
zat i on of our mat eri al
at t he end of t hi s
paper.
Theconsi derat i ons
j ust
adduced, however, rest rai nus f romf urt her
charact eri zi ng
i t here.
I n
addressi ng
t he
probl em
of
cl osi ngs,
weare
deal i ng
wi t h one
part
of
what
mi ght
bet ermedt heoveral l
st ruct ural
organi zat i on
of
si ngl e
conver-
sat i ons. Whi l eonecan
cert ai nl y
address ot her
cl osi ng
or
compl et i on
l oci ,
e. g. ,
ut t erance
compl et i on, t opi c
cl osure,
et c. ,
t he uni t whose
cl osi ng
i s
of concernhere i s ' a
si ngl e
conversat i on' . Whi l e
t heref ore
i n one
sense
weare
deal i ng
wi t h
cl osi ng,
i n
anot her
weare
deal i ng
wi t h
one
aspect
of
t he st ruct ure of t he uni t ' a
si ngl e
conversat i on' , ot her
aspect s
of whi ch
i ncl ude
' openi ngs' ,
and
t opi cal
st ruct ure. As we shal l see,
deal i ng
wi t h
t he one
aspect
of t he overal l st ruct ural
organi zat i on
of conversat i on wi l l
requi re
ref erence t o ot her
orders
of
conversat i on' s
organi zat i on.
And
because an
adequat e
account of t he order of
organi zat i on,
' overal l
st ruct ural
organi zat i on' ,
woul d
requi re space
f ar
beyond
t hat
avai l abl e
t o us,
and
knowl edge beyond
t hat i n hand
( as
wel l as
ref erence
t o
ot her
orders
of
organi zat i on,
such as t he
organi zat i on
of
t he uni t
' a
t opi c' ,
about whi ch not
enough
i s
nowknown) , our account wi l l remai ni n
many
respect s
i ndi cat i verat her t han
compl et e.
I t i s i n
t hat
sensea
prel i mi nary
account of howt o
deal wi t h
' cl osi ngs' ,
and aneven more
rudi ment ary
account of overal l
st ruct ure i n
general .
Not al l
conversat i onal
act i vi t y
i s bounded and col l ect ed i nt o cases of
t heuni t ' a
si ngl e
conversat i on' . That uni t , andt he st ruct uret hat charac-
t eri zes and const i t ut es i t , i s
t heref ore
not
necessari l y
rel evant
wherever
conversat i onal
act i vi t y
occurs.
Ont heot her hand, ot her orders
of
organi -
zat i on, most
not abl y
t hose
organi zi ng
ut t erances and t he
speaker
t urns
i nwhi ch
t hey
occur, are
cot ermi nous wi t h, and i ndeed
may
be t akenas
def i ni ng,
conversat i onal
act i vi t y ( t hough
not al l t al k; not , f or
exampl e,
f ormal
l ect uri ng) .
Ont hat account ,
t hey may
be
regarded
as f undament al
( f or
more
compel l i ng
reasons f or so
regardi ng
t hem, see Sacks, f ort h-
comi ng) .
Wewi l l ret urnt o t het heme of conversat i onal
act i vi t y
t hat does
not seemt o const i t ut e i nst ances of t heuni t ' a
si ngl e
conversat i on'
at
t he
end of t hi s
paper.
I n vi ewof
t he
precedi ng argument ,
however,
i t
seems
usef ul t o
begi nby f ormul at i ng
t he
probl em
of
cl osi ngt echni cal l y
i nt erms
of t he more
f undament al order of
organi zat i on,
t hat of t urns. El se-
account we of f er i n t he
f i nal sect i on of t he
paper,
we cannot warrant t hemnow.
Et hni c,
nat i onal , or
l anguage
i dent i f i cat i ons di f f er f rom
many
ot hers
onl y
i n t hei r
pri ni af aci e
pl ausi bi l i t y, especi al l y
t o t hosei nt het radi t i onof
ant hropol ogi cal l i ngui st i cs.
Thebasi s f or t hi s
posi t i onmay
be
f ound i n Sacks
( 1972a) ;
adi scussi onof unwarrant ed
et hni c
charact eri zat i ons of mat eri al s and
f i ndi ngs may
bef ound i n Moerman
( 1967) .
294
EMANUELA. SCHEGLOFFANDHARVEYSACKS
t he f eat ures. That i t does so
may
be
suggest ed
by
such mat t ers as t he
occurrence
of conversat i onal i st s' observat i ons
about ' someone' s si l ence'
whenno
onei na
set t i ng
i s
t al ki ng.
The
not i ceabi l i t y
of si l ence
ref l ect s an
ori ent at i on
by
conversat i onal i st s t o t he ' at l east
. . . oneat at i me' f eat ure;
t he f eat ure must be ori ent ed t o
by
conversat i onal i st s,
and not
merel y
be
an
anal yt i c
const ruct , i f conversat i onal i st s do
accompl i sh
and
report
t he
not i ci ng.
The
at t ri but abi l i t y
of t hesi l enceref l ect s anori ent at i ont o t he
next -speaker-sel ect i on component
of t he
t urn-t aki ng machi nery
t hat
canhave
generat ed
a' some
speaker' s
t urn'
at a
gi venpoi nt
i nt he course
of t he conversat i on, so t hat
a si l ence at t hat
poi nt may
be at t ri but abl e
t o t hat
' speaker' .
E: Hehadt uh comeout t uh San Franci sco.
So hecal l ed hhh f romt hei r
pl ace,
out here t o t he
prof essors,
en set
up,
t he, t i me,
and hh asked t hemt o hh-i f
t hey' d
make a reservat i on f or hi mwhi ch
t hey
di d cuz
t hey pai d
f or
i z
roomen
et cet eraenheaskedt hemt uh: : makeareservat i on
f or i z
parent s.
Ent here was
a
deep
si l ence she sai d at t he ot her end ' e sez "Oh
wel l
t hey' l l pay
f or t hei r own
uh"
-
hhh
-
"room
and'
accommodat i ons. "
( What
i s
report ed
seems t o i nvol ve t hat t hesi l ence t hat was not ed was
deal t wi t h
by appendi ng
acl ari f i cat i on t o t he
request ,
t he si l ence
bei ng
heard
by
t he
speaker
as not hi s, andt hen
bei ng
t ransf ormed
i nt o hi s own
pause by
hi s
produci ng
such a cont i nuat i on as
t hey mi ght
t hen
repl y
t o
appropri at el y.
That t he si l ence
i s
heard
as t he ot her' s, but t reat ed as
one' s ownf or t al k
purposes
i s a
del i cat el y i nt erest i ngmat t er. )
Si mi l arl y,
t here are avai l abl e and
empl oyed
devi ces f or
l ocat i ng
cases
of
' more
t han one
at at i me' as event s, and f or
resol vi ng
t hem, or war-
rant edl y t reat i ng
t hemas
vi ol at i ons.
Agai n,
t hat such devi ces areavai l abl e
t o, and
empl oyed by,
conversat i onal i st s
requi res
t reat ment of t hef eat ure
' no more t han one at at i me' as normat i ve, as
ori ent ed t o
by
conversa-
t i onal i st s, rat her t han as t heori st s' devi ces f or
i mposi ng
order
on t he
mat eri al s.
I t
may
be not ed t hat whereas t hese basi c
f eat ures wi t h whi ch we
began ( especi al l y
t he f eat ure of
speaker change
recurrence) ,
and t he
ut t erance
by
ut t erance
operat i on
of t he
t urn-t aki ng machi nery
as a
f undament al
generat i ng
f eat ureof conversat i on, deal wi t haconversat i on' s
ongoi ng
orderl i ness,
t hey
make
no
provi si on
f or t he
cl osi ng
of conversa-
t i on. A
machi nery
t hat i ncl udes t he t ransi t i onrel evance of
possi bl e
ut t er-
ance
compl et i on recurrent l y
f or
any
ut t erance i n t he conversat i on
generat es
an
i ndef i ni t el y
ext endabl e
st ri ng
of t urns t o t al k. Then, an
i ni t i al
probl emconcerni ngcl osi ngs may
bef ormul at ed: HOWTOORGANI ZE
THESI MULTANEOUSARRI VALOFTHECOCONVERSATI ONALI STS
AT APOI NT
I I
How
i s t he
t ransi t i on rel evance
of
possi bl e
ut t erance
compl et i on
l i f t ed?
A
proxi mat e
sol ut i oni nvol ves
t heuseof a' t ermi nal
exchange' composed
of convent i onal
part s, e. g. ,
an
exchange
of
' good-byes' .
I n
descri bi ng
how
at ermi nal
exchange
can
serve
t o l i f t t he t ransi t i onrel evance of
possi bl e
ut t erance
compl et i ons,
wenot e f i rst t hat t he t ermi nal
exchange
i s acase
of acl ass of
ut t erance
sequences
whi ch
wehave been
st udyi ng
f or some
years, namel y,
t he ut t erance
pai r,
or,
as we
shal l ref er t o i t hencef ort h,
t he
adj acency pai r. 5
Whi l e t hi s cl ass of
sequences
i s
wi del y
operat i ve
i n
conversat i on,
our concern here i s wi t h t he work
t hey
do i n t ermi nat i ons, and our
di scussi onwi l l bel i mi t ed t o t hose
aspect s
of
adj acency pai rs
t hat f i t t hem
f or t hi s work.
Bri ef l y,
t hen,
adj acency pai rs
consi st of
sequences
whi ch
properl y
havet he
f ol l owi ng
f eat ures:
( 1)
t wout t erance
l engt h, ( 2) adj acent
posi t i oni ng
of
component
ut t erances,
( 3)
di f f erent
speakers produci ng
each ut t erance.
The
component
ut t erances of such
sequences
have
an
achi eved
rel at ed-
5
Ervi ng
Gof f man has
gi ven
at t ent i on t o a
range
of members
of
t hi s cl ass f roma
somewhat di f f erent
perspect i ve,
most
recent l y
i n
hi s
chapt ers
on
"Support i ve
I nt er-
changes"
and "Remedi al
I nt erchanges"
i n
Rel at i ons
i n Publ i c ( 1971) .
296
EMANUELA. SCHEGLOFF
ANDHARVEYSACKS
ness
beyond
t hat whi ch
may
ot herwi se
obt ai nbet ween
adj acent
ut t erances.
That
rel at edness i s
part i al l y
t he
product
of t he
operat i on
of
a
t ypol ogy
i n t he
speakers' product i on
of t he
sequences.
The
t ypol ogy
operat es
i n
t wo
ways:
i t
part i t i ons
ut t erance
t ypes
i nt o ' f i rst
pai r part s' ( i . e. ,
f i rst
part s
of
pai rs)
and second
pai r part s;
and i t
af f i l i at es af i rst
pai r part
and
a second
pai r part
t o f orma
' pai r
t ype' .
' Quest i on-answer' . ' greet i ng-
greet i ng, '
' of f er-accept ance/ ref usal '
are i nst ances of
pai r t ypes.
A
gi ven
sequence
wi l l t hus be
composed
of anut t erance t hat i s a f i rst
pai r part
produced by
one
speaker
di rect l y
f ol l owed
by
t he
product i on
by
a
di f f erent
speaker
of an ut t erance whi ch i s
( a)
a second
pai r
part ,
and
( b)
i s f romt he same
pai r t ype
as t he f i rst ut t erance i n t he
sequence
i s
a
member of .
Adj acency pai r sequences,
t hen, exhi bi t t he f urt her f eat ures
( 4)
rel at i ve
orderi ng
of
part s
( i . e. ,
f i rst
pai r part s
precede
second
pai r part s)
and
( 5)
di scri mi nat i ve rel at i ons
( i . e. ,
t he
pai r t ype
of whi ch af i rst
pai r
part
i s amember i s rel evant t o t he sel ect i on
among
second
pai r part s) .
The
achi evement
of
such orderl i ness i n
adj acencypai r sequences
requi res
t he
recogni zabi l i t y
of f i rst
pai r part
st at us f or
some ut t erances. That
probl em
i s handl edi nvari ous
ways;
const ruct i onal l y,
as when
t he
synt ax
of anut t erancecanbeusedt o
recogni ze
t hat a
quest i on
i s
bei ng
produced,
or
t hrough
t heuse of convent i onal
component s,
as when"hel l o" or "hi "
i s used
t o i ndi cat e
part i al l y
t hat a
greet i ng
i s
bei ng produced,
t o ci t e but
t wo
procedures.
Abasi c rul e of
adj acency pai r operat i on
i s:
gi ven
t he
recogni zabl e
product i on
of af i rst
pai r part ,
oni t s f i rst
possi bl e compl et i on
i t s
speaker
shoul d
st op
andanext
speaker
shoul d
st art and
produce
asecond
pai r
part
f romt he
pai r t ype
of whi ch t he
f i rst i s
recogni zabl y
amember.
Twosort s of uses of
adj acency pai rs
may
benot i ced.
Wearei nt erest ed
i n
onl y
one of t hemhere, and ment i on t he ot her f or
f l avor. Fi rst , f or
f l avor: wherever one
part y
t o a conversat i on
i s
speci f i cal l y
concerned
wi t h t he cl ose order
sequent i al i mpl i cat i veness
of
anut t erance he has a
chancet o
produce,
t heuse of af i rst
pai r part
i s a
way
hehas of met hodi -
cal l y provi di ng
f or such
i mpl i cat i veness. 6
So, i f he i s concerned t o have
anot her t al k
di rect l y
about some
mat t er he i s about t o t al k about ,
he
may
f ormhi s ownut t erance as
a
quest i on,
anext
speaker bei ngt hereby
i nduced t o
empl oy
t he chance t o t al k t o
produce
what i s
appreci abl e
as
an answer. Such uses of
adj acency pai rs
occur
f reel y
i n conversat i on.
6
By ' sequent i al i mpl i cat i veness'
i s meant t hat an
ut t erance
proj ect s
f or t he
sequent i al -
l y f ol l owi ng
t urn( s) t herel evanceof adet ermi nat e
range
of occurrences
( be t hey
ut t er-
ance
t ypes,
act i vi t i es,
speaker
sel ect i ons,
et c. ) .
I t t hus has
sequent i al l y organi zed
i mpl i cat i ons.
298
EMANUELA. SCHEGLOFFANDHARVEYSACKS
wi l l i ng
t o
go al ong
wi t h t hat . Al so,
by
vi rt ue of t he occurrence of an
adj acent l y produced
second, t he doer of a f i rst can see t hat what he
i nt ended was i ndeed
underst ood,
and
t hat
i t
was or
was
not
accept ed.
Al so, of course, a
secondcanassert hi s f ai l ure t o underst and, or
di sagree-
ment , and
i nspect i on
of asecond
by
a f i rst can al l owt he f i rst
speaker
t o see t hat whi l e
t hesecond
t hought
heunderst ood, i ndeedhe mi sunder-
st ood. I t i s t hen
t hrough
t heuseof
adj acent posi t i oni ng
t hat
appreci at i ons,
f ai l ures, correct i ons, et cet eracanbet hemsel ves
underst andabl y
at t empt ed.
Wherever,
t hen,
t here i s reason t o
bri ng
at t ent i on t o t he
appreci at i on
of some
i mpl i cat i veness,
' next ut t erance' i s t he
proper pl ace
t o do t hat ,
anda
t wo-ut t erance
sequence
canbe
empl oyed
as ameans f or
doi ng
and
checki ng
some
i nt endedl y sequent i al l y i mpl i cat i ve
occurrence i n a
way
t hat a one-ut t erance
sequence
can not .
( Thef oregoi ng
i s not at
al l
excl usi ve,
t hough
i t i s suf f i ci ent . For exam-
pl e,
i n t he
caseof i ni t i al
sequences,
t hei r
pai red
st at us al so
permi t s
t he
use
of t hei r assert i ont o be
i nspect ed,
i n
t hecaseof
t el ephone
cal l s i n
part i cu-
l ar, f or who i s
t al ki ng
or whet her who
i s
t al ki ng
i s
recogni zabl e
f rom
j ust
t hat
present at i on. )
Weare t hen
proposi ng:
I f WHEREt ransi t i on rel evance i s t o be l i f t ed
i s a
syst emat i c probl em,
an
adj acency
pai r
sol ut i on
canwork because:
by
provi di ng
t hat t ransi t i on rel evance i s t o be l i f t ed af t er t he
second
pai r part ' s
occurrence, t he occurrence of t he second
pai r part
can t hen
reveal an
appreci at i on
of , and
agreement
t o, t hei nt ent i onof
cl osi ng
NOW
whi ch a
f i rst
part
of at ermi nal
exchange
reveal s i t s
speaker
t o
propose.
Now,
gi ven
t he
i nst i t ut i onal i zat i on
of t hat sol ut i on, a
range
of
ways
of
assuri ng
t hat i t be
empl oyed
have been
devel oped,
whi ch make drast i c
di f f erencebet ween
one
part y sayi ng "good-bye"
andnot
l eavi ng
a
sl ot f or
t he
ot her t o
repl y,
and one
part y sayi ng "good-bye"
and
l eavi ng
asl ot
f or t he ot her t o
repl y.
Thef ormer becomes a di st i nct sort of
act i vi t y,
expressi ng anger,
brusqueness,
andt he l i ke, and avai l abl e t o such ause
by
cont rast wi t h
t he l at t er. I t i s t hi s
consequent i al i t y
of
al t ernat i ves t hat
i s t he hal l mark of
an i nst i t ut i onal i zed sol ut i on. The t ermi nal
exchange
i s no
l onger
a
mat t er of
personal
choi ces; but onecannot
expl ai n
t he
use
of a
t wo-ut t erance
sequenceby
ref erri ng
t o t he
way
t hat
si ngl e
ut t erance
cl osi ngs
are
vi ol at i ve, f or t he
quest i on
of
whyt hey
aremadet o bevi ol at i ve
i s
t henl ef t
unexami ned.
I n
ref erri ng
t o t he
component s
of t ermi nal
exchanges,
wehave so f ar
empl oyed
"good-bye"
as an
excl usi ve i nst ance. But ,
i t
pl ai nl y
i s
not
excl usi vel y
used.
Suchot her
component s
as "ok", "see
you",
"t hank
you",
"you' re
wel come", and
t he l i ke are al so used. Si nce t he l at t er i t ems are
i f i
I nt hel ast sect i onwe
f ocused
onone
t ype
of
pl aci ng
consi derat i onrel evant
t o
cl osi ng
conversat i on: t he cl ose order
organi zat i on
of t ermi nal ex-
changes.
By
t heuseof an
adj acency pai r
f ormat , a
pl ace
coul dbemarked
i na
si zi ng
of ut t erances i nsuch a
way
t hat oni t s
compl et i on
t het ransi t i on
rel evance of ut t erance
compl et i on
mi ght
be l i f t ed. Thesecond
part
of a
t ermi nal
exchange
was
proposed
t o besuch
a
pl ace.
Thesecond
part
of a
t ermi nal
exchange
had i t s
posi t i oned
occurrence
provi ded
f or
by
t he
occurrenceof af i rst
part
of suchan
exchange.
No di scussi onwas of f ered
about t he
pl acement
of t hef i rst
part
of t ermi nal
exchanges.
Herewe
begi n
t o t ake
up
t hat i ssue, andt o
devel op
what sort s of
probl ems
arei nvol ved
i ni t s
usage.
Whi l e i t shoul d be
experi ent i al l y
obvi ous t hat f i rst
part s
of t ermi nal
exchanges
arenot
f reel y
occurrent , weshal l here
t ry
t o
devel op
a
consi der-
at i on of t hesort s of
pl aci ngprobl ems
t hei r use does i nvol ve. Fi rst , t wo
prel i mi nary
comment s arei norder.
( 1)
Past andcurrent work has i ndi ca-
t ed t hat
pl acement
consi derat i ons are
general
f or ut t erances. That i s:
a
pervasi vel y
rel evant i ssue
( f or part i ci pant s)
about ut t erances i nconver-
sat i oni s
' why
t hat now' , a
quest i on
whose
anal ysi s may( 2)
al soberel evant
t o
f i ndi ng
what ' t hat ' i s. That i s t o
say,
some ut t erances
may
deri vet hei r
charact er as act i ons
ent i rel y
f rom
pl acement
consi derat i ons. For
exampl e,
t here do not seemt o be cri t eri a ot her t han
pl acement ( i . e. , sequent i al )
ones t hat wi l l
suf f i ci ent l y
di scri mi nat e t he st at us of an ut t erance as a
st at ement , assert i on,
decl arat i ve,
proposi t i on,
et c. ,
f romi t s st at us as an
answer.
Fi ndi ng
an ut t erance t o be an answer,
t o
be
accompl i shi ng
answeri ng,
cannot be achi eved
by
ref erence t o
phonol ogi cal , synt act i c,
semant i c, or
l ogi cal
f eat ures of t heut t erancei t sel f , but
onl y by consul t i ng
i t s
sequent i al pl acement , e. g. ,
i t s
pl acement
af t er
a
quest i on.
I f t ermi nal
exchanges
are not
necessari l y
marked as such
by
t hei r
component s
( as
was
suggest ed
above) , wearewel l advi sedt o consi der t hecont ri but i on
of
t hei r
pl acement
t o t hei r achi evement of t hat st at us.
EMANUELA. SCHEGLOFFANDHARVEYSACKS
Addressi ng
consi derat i ons of
pl acement
rai ses t he i ssue: what order of
organi zat i on
of conversat i on i s t he rel evant one,
by
ref erence t o
whi ch
pl acement
i s t o be
consi dered.
We
deal t earl i er wi t honeki ndof
pl acement
i ssue,
i . e. ,
t he
pl acement
of SECOND
part s
of t ermi nal
exchanges,
andt here
t he order
of
organi zat i on
by
ref erence t o whi ch
pl acement
was done and
anal yzed
was t he
adj acency pai r,
whi ch i s oneki ndof ' l ocal ' ,
i . e. ,
ut t eran-
ce,
organi zat i on.
I t
does NOT
appear
t hat FI RST
part s
of t ermi nal
exchanges,
whi ch i s what we are
nowconcerned wi t h, are
pl aced
by
ref erence t o
t hat order of
organi zat i on.
Whi l e
t hey,
of course, occur af t er someut t er-
ance,
t hey
arenot
pl acedby
ref erencet o a l ocat i ont hat
mi ght
be f ormu-
l at ed
as
'
' next ' af t er some ' l ast ' ut t eranceor cl ass of ut t erances' .
Rat her,
t hei r
pl acement
seems t o be
organi zedby
ref erencet o a
properl y
i ni t i at ed
cl osi ng
SECTI ON, and i t i s
by
vi rt ue of t he l ack of a
properl y
i ni t i at ed
cl osi ng
sect i ont hat t heuni l at eral
droppi ng
i nof t he
f i rst
part
of a
t ermi nal
exchange
i s
onl y
part
of
t he sol ut i on t o t he
cl osi ng probl em.
Weshal l
need, t heref ore, t o
concernoursel ves wi t h t he
proper
i ni t i at i onof
cl osi ng
sect i ons. To
do so
adequat el y,
andt o underst andt he basi s f or t hi s order
of
organi zat i on
as t he
rel evant one f or
cl osi ng,
we wi l l
expl ore
some
aspect s
of overal l
conversat i onal
organi zat i on
as t he
background
f or a
subsequent
consi derat i on of t he
pl acement
i ssue. I n vi ewof t he back-
ground
charact er of our
purpose,
t he di scussi on i s
necessari l y
mi ni mal
and somewhat
schemat i c.
The
aspect
of overal l conversat i onal
organi zat i on di rect l y
rel evant
t o t he
present probl em
concerns t he
organi zat i on
of
t opi c
t al k.
( The
l ast
phrase
i s
ambi guous, bei ng
underst andabl e bot h as t he
organi zat i on
of
t he uni t ' a
t opi c' ,
and as t he
organi zat i on
of aset of such uni t s
wi t hi n
t he
l arger
uni t ' a
si ngl e
conversat i on' . Whi l e
t he
f ormer
of
t hesei s al so
rel evant t o
cl osi ngs,
i t i s t hel at t er t hat
wei nt endi nt he
present cont ext . )
I f we
may
ref er
t o what
get s
t al ked about i n a conversat i on as ' men-
t i onabl es' , t hen
we can not e t hat t here are consi derat i ons rel evant f or
conversat i onal i st s i n
orderi ng
and
di st ri but i ng
t hei r t al k about men-
t i onabl es i n a
si ngl e
conversat i on. There i s, f or
exampl e,
a
posi t i on
i n a
si ngl e
conversat i on f or ' f i rst
t opi c' .
Wei nt end t o mark
by
t hi s t ermnot
t he
si mpl e
seri al f act t hat some
t opi c
get s
t al ked about
t emporal l y pri or
t o ot hers, f or some
t emporal l y pri or t opi cs
such as, f or
exampl e,
ones
pref acedby
"Fi rst , I
j ust
want t o
say. . . ",
or
t opi cs
t hat aremi nor
devel op-
ment s
by
t he
recei ver of t he conversat i onal
openi ng
of "howare
you"
i nqui ri es,
are
not heard or t reat ed
as ' f i rst
t opi cs' .
Rat her, we want t o
not et hat t o makeof
a
t opi c
a ' f i rst
t opi c'
i s t o accordi t acert ai n
speci al
st at us i n t he
conversat i on. Thus,
f or
exampl e,
t o
make a
t opi c
' f i rst
OPENI NG
UP CLOSI NGS
301
t opi c' mayprovi de
f or i t s
anal yzabi l i t y ( by
copart i ci pant s)
as ' t he reason
f or' t he conversat i on, t hat
bei ng,
f urt hermore,
a
preservabl e
and
report -
abl e f eat ure of t he conversat i on. 7 I n addi t i on,
maki ng
a
t opi c
' f i rst
t opi c'
may
accord i t a
speci al i mport ance
ont he
part
of i t s i ni t i at or
( a
f eat ure
whi ch
may,
but need not , combi newi t h i t s
bei ng
a' reason f or t hecon-
versat i on' ) .
Thesef eat ures of ' f i rst
t opi cs' maypose
a
probl em
f or conversat i onal i st s
who
may
not wi sh t o have
speci al i mport ance
accorded some ' men-
t i onabl e' , andwho
may
not want i t
preserved
as ' t he reason f or t he con-
versat i on' .
I t
i s
by
ref erence t o such
probl ems
af f i l i at ed wi t h t he
use of
f i rst
t opi c posi t i on
t hat
we
may appreci at e
such
exchanges
at t he
begi n-
ni ngs
of conversat i ons i nwhi ch news
i s
l at er
report ed,
as:
A: What ' s
up.
B: Not much. What ' s
up
wi t h
you?
A:
Not hi ng.
Conversat i onal i st s, t hen, can have ment i onabl es
t hey
do not want t o
put
i n
f i rst
t opi c posi t i on,
andt here are
ways
of
t al ki ng
past
f i rst
t opi c
posi t i on
wi t hout
put t i ng
t hemi n.
Af urt her f eat ure of t he
organi zat i on
of
t opi c
t al k seems t o i nvol ve
' f i t t i ng'
as a
pref erred procedure.
That i s, i t
appears
t hat
a
pref erred
way
of
get t i ng
ni ent i onabl es ment i onedi s t o
empl oy
t he resources of t he
l ocal
organi zat i on
of ut t erances i n t he course of t he conversat i on.
That i nvol ves
hol di ng
of f t hement i onof ament i onabl eunt i l
i t
can
' occur
nat ural l y' ,
t hat i s, unt i l i t can be f i t t ed t o anot her conversat i onal i st ' s
pri or
ut t erance,
al l owi ng
hi s ut t erance t o serve as asuf f i ci ent source f or
t he
ment i oni ng
of t he ment i onabl e
( t hereby achi evi ng
asol ut i on t o t he
pl acement quest i on,
t he
' why
t hat now' , whose
pervasi ve
rel evance was
not edearl i er, f or
t he i nt roduct i on
of t he
t opi c) .
( At
56 mi nut es i nt o t he conversat i on)
( 15. 0)
Ken: Wel l , wewere on adi scussi on uh bef ore East er t hat we never
f i ni shedonuh on
why
t hese
guys
are
raci ng
ont hest reet ?
( 1)
( 3. 0)
Ken:
Youknow.
D' you
remember t hat ?
Roger:
Oh, I was i n abad acci dent l ast
ni ght .
My l egs
are al l cut
up.
I was uh-
speaki na raci ng
ont he st reet s,
pi cki ng up
t he
subj ect .
By "preservabl e
and
report abl e"
we meant hat i n
a
subsequent
conversat i on,
t hi s
f eat ure,
havi ng
been
anal yzed
out of t heearl i er
conversat i on and
preserved, may
be
report ed
as "hecal l edt o t el l met hat ... ". Wet hi nkt hat such ref erences t o
pri or
conver-
sat i onare
orderl y,
andcanbemadeavai l abl ef or cri t eri al
use,
but
t he
argument
cannot
be
devel oped
here.
302
EMANUELA. SCHEGLOFF
ANDHARVEYSACKS
Wewere
doi n t h' Mul hol l and st ret ch
agai n
andone
guy
made
a
gross
error an' we l anded i n-i n t he
wrong
si ( hh) de
of t he
mount ai nhehh I was weari n abel t but
my
knees an'
everyt hi ng
got
al l
bangedup.
( at
one
hour, 13 mi nut es i nt o conversat i on)
( ( Ken
i s
t al ki ng
about
peopl e
l i ki ng
t o do
t hi ngs,
but
havi ng
t o work hard at
maki ng
i t
happen) )
Ken:
Al l i kes t o uh t -t o ri de sai l boat s or-or somet hi ng
/
/ ( )
Roger:
Not
any
morehah hehhhah
hah heh
Ken:
Why?
What
happened?
Roger:
She' s
gone
hehh
( 2)
Al : Shei s sol d. She' s
gonna
besol d.
Ken: Oh. Wel l , he used t o.
Al :
1Mm
hm,
Ken: Or-he-hest i l l does
i n-i nt heback of hi s
mi nd
probl y.
Roger:
Nowhe
/ I
l i kes t o dri ve/ / f ast Aust i n
Heal ey' s
now.
*
Ken: Or-
Ken: Or he-he!
/ he
Al : NOTANYMORE.
Roger:
What
happened?
Al : I T BLEWUP.
Roger: Di dj u real l y?!
( 1. 0)
Roger: Whadj u
do t o i t ?
Al : The uh
engi ne
bl ew-
-
I don' t know, t heval ves
an'
everyt hi ng
went
-
phooh!
( 1. 0)
Roger:
Are
youki ddi ng?
Al :
There' s t hreehundredan'
f i f t y
dol l ars
wort h of work
t o bedone
ont he
engi ne
now.
*Roger
has sol d Al t he Aust i n
Heal ey.
What wehave, t hen,
i s
t hat
some ment i onabl es
ought
not or need not
be
pl aced
i n
f i rst
t opi c posi t i on,
and
may
or
are t o be hel d of f i n t he
ensui ng
conversat i on unt i l
t hey
can
be f i t t ed t o some
l ast ut t erance.
Therei s, however, no
guarant ee
t hat t hecourse of t he
conversat i on wi l l
provi de
t heoccasi onf or
anypart i cul ar
ment i onabl et o
' come
up
nat ural -
l y' . 8
Thus, t he el ement s
of
t opi cal organi zat i on
so f ar
di scussed l eave
8
Thi s i s soevenwhent heoccasi onf or t he
conversat i on was
arranged
i n t hei nt erest s
of t hat
t opi c.
For
exampl e,
t herewas
a
report
several
years
ago
i n
t hest udent
newspaper
of t heSchool of
Engi neeri ng
at Col umbi a
Uni versi t y
about a
meet i ngarranged
wi t h
t heDeant o ai r st udent
compl ai nt s.
No
compl ai nt s
were
ai red. I nanswer t o a
report er' s
quest i on
about
why
t hi s
happened,
ast udent
who hadbeenat
t he
meet i ng
repl i ed,
"The conversat i onnever
got
around t o t hat . "
I v
The f i rst
proper way
of
i ni t i at i ng
a
cl osi ng
sect i ont hat wewi l l
di scuss i s
one ki ndof
( what
we
wi l l cal l )
' pre-cl osi ng' .
Theki nd of
pre-cl osi ng
we
have i n
mi nd t akes one of t he
f ol l owi ng
f orms, "We-el l . . .
",
"O. K. . . ",
"So-oo", et c.
( wi t h
downward
i nt onat i on cont ours) , t hese f orms const i -
t ut i ng
t heent i re
ut t erance. These
pre-cl osi ngs
shoul d
properl y
be
cal l ed
' POSSI BLE
pre-cl osi ng' ,
because
provi di ng
t he rel evance of t he
i ni t i at i on
of a
cl osi ng
sect i oni s
onl y
one of t heuses
t hey
have. Onef eat ureof t hei r
304
EMANUELA. SCHEGLOFFANDHARVEYSACKS
operat i on
i s t hat
t hey occupy
t he f l oor f or a
speaker' s
t urn wi t hout
usi ng
i t t o
produce
ei t her
a
t opi cal l y
coherent ut t erance or t he i ni t i at i on
of anew
t opi c.
Wi t h t hema
speaker
t akes at urn whose busi ness seems
t o bet o
' pass, ' i . e. ,
t o i ndi cat e t hat hehas not now
anyt hi ng
more or new
t o
say,
andal so t o
gi ve
a
' f ree' t urnt oanext , who,
becausesuchanut t er-
ance can be t reat ed as
havi ng
brokenwi t h
any pri or
t opi c,
can wi t hout
vi ol at i ngt opi cal
coherencet aket he
occasi ont oi nt roduceanew
t opi c,
e. g. ,
some
heret of ore unment i oned
ment i onabl e.
AFTERsuch a
possi bl e
pre-cl osi ng
i s
speci f i cal l y
a
pl ace
f or
new
t opi c begi nni ngs.
Whent hi s
opport uni t y, provi ded by possi bl e pre-cl osi ngs
of t he sort
weare
di scussi ng,
i s
expl oi t ed,
t hat i s, whenanot her
t hereupon
ment i ons
ahi t hert o unment i oned
ment i onabl e, t hen
t he l ocal
organi zat i on
ot her-
wi se
operat i ve
i nconversat i on,
i ncl udi ng
t he
f i t t i ng
of
t opi cal
t al k,
al l ows
t he same
possi bi l i t i es
whi chobt ai ni n
anyt opi cal
t al k. The
openi ng
t hat a
possi bl e pre-cl osi ng
makes f or anunment i oned ment i onabl e
may
t hus
resul t i n much more
ensui ng
t al k t han t he i ni t i al
ment i onabl e t hat i s
i nsert ed;
f or
t hat
mayprovi de
t he occasi onf or
t he ' nat ural occurrence'
of someoneel se' s
ment i onabl es
i naf i t t ed manner. I t i s t hus not
negat i ve
evi dence f or t he st at us of ut t erances such as "We-el l ", et c.
as
possi bl e
pre-cl osi ngs
t hat ext ensi veconversat i onal
devel opment s may
f ol l owt hem.
( I n
one
t wo-part y
conversat i on of whi ch wehave a
t ranscri pt
runni ng
t o
ei ght y-f i ve pages,
t he f i rst
possi bl e pre-cl osi ng
occurs on
page t went y. )
The
ext endabi l i t y
of conversat i on t o
great l engt hs past
a
possi bl e pre-
cl osi ng
i s not a
si gn
of t he
l at t er' s def ect s
wi t h
respect
t o
i ni t i at i ngcl osi ngs,
but of i t s vi rt ues i n
provi di ng opport uni t i es
f or f urt her
t opi c
t al k t hat
i s f i t t ed t o t he
t opi cal
st ruct ureof conversat i on.
Wehave consi deredt he case i n
whi ch
t he
possi bl e
pre-cl osi ng' s pro-
vi si on f or f urt her
t opi c
t al k i s
expl oi t ed.
The ot her
possi bi l i t y
i s t hat
coconversat i onal i st s decl i ne an
opport uni t y
t o i nsert unment i onedmen-
t i onabl es. I n t hat ci rcumst ance, t he
pre-cl osi ngmay
beansweredwi t h an
acknowl edgement ,
aret urn
' pass' yi el di ng
a
sequence
such as:
A:
O. K.
B:
O. K.
t hereby
set t i ng up
t he rel evance of f urt her
col l aborat i ng
on a
cl osi ng
sect i on. Whent he
possi bl e pre-cl osi ng
i s
responded
t o i n t hi s manner,
i t
may
const i t ut et he f i rst
part
of t he
cl osi ng
sect i on.
Wehave ref erred t o
ut t erances of t he f orm"O. K. ",
"We-el l ", et c. as
possi bl e pre-cl osi ngs, i nt endi ngby
t hat t ermt o
poi nt
t o t he
use of such
ut t erances not
onl y possi bl y
t o i ni t i at e a
cl osi ng
sect i on, but al so,
by
306
EMANUELA. SCHEGLOFFANDHARVEYSACKS
t hei r
anal yzabi l i t y
t o
part i ci pant s bei ngdi spl ayed
i nt heef f ect i ve col l ab-
orat i on
requi red
t o achi eve t hem.
For
exampl e,
t herei s a
t echni que
f or
' cl osi ng
downa
t opi c'
t hat
seems
t o be af ormal
t echni que
f or acl ass of
t opi c t ypes,
i n
t he sense t hat f or
t opi cs
t hat are of t he
t ypes
t hat are members of t hecl ass, t he
t echni que
operat es
wi t hout
regard
t o what t he
part i cul ar t opi c
i s. I t does not , t hen,
operat e
by
t he det ermi nat e,
subst ant i vel y
f i t t ed
devel opment
of t he on-
goi ng t opi c
t al k as a
way
of
bri ngi ng
t hat
t opi c
t al k t o anend, but i s
usabl e
i ndependent
of what ever
ot her
t echni que
woul dbe
t opi c speci f i c.
Wehave i nmi ndsuch
exchanges
as:
A:
Okay?
B:
Ai ri ght .
Such
an
exchange
canserve, i f
compl et ed,
t o
accompl i sh
acol l aborat i on
ont he
shut t i ng
downof a
t opi c,
and
may
t hus mark t henext sl ot i n t he
conversat i onal
sequence
as one
i n whi ch,
i f
anut t erance
of
t he f orm
"We-el l ", "O. K. ", et c. shoul d occur, i t
may
be heard as a
possi bl e
pre-cl osi ng. '
Anot her
' t opi c-bOundi ng'
t echni que ( whi ch
wecan
here
merel y gl oss)
i nvol ves one
part y' s of f eri ng
of a
proverbi al
or
aphori st i c
f ormul at i onof
convent i onal wi sdomwhi chcanbeheardas t he ' moral ' or ' l esson' of t he
t opi c bei ng t hereby
possi bl y
cl osed. Such f ormul at i ons are
' agreeabl e
wi t h' . Whensuch af ormul at i oni s of f ered
by
one
part y
and
agreed
t o
by
anot her, a
t opi c
may
be seen
( by
t hem) t o havebeen
brought
t o acl ose.
10
Al t hough,
as
argued
i n t he t ext , t hi s ki nd of
' shut t i ng
downa
t opi c' operat es
i ndependent
of t he
part i cul ar t opi c
t al k i n
progress,
i t cannot beusedat
any pl ace
i n
t hat
t opi c
t al k wi t hout , once
agai n, bei ng
seen t o
accompl i sh
ot her act i vi t i es as
wel l ,
such as
' avoi di ng
t he i ssue' , embarrassment ,
brusqueness,
et c. Whi ch i s t o
say
t hat
t here
may
bea
pl acement
i ssuef or
t opi c cl osi ng,
as t herei s f or conversat i onal
cl osi ng.
That i ssue
properl y bel ongs
i nt he
anal ysi s
of
t opi cal organi zat i on,
however, andcannot
be
devel oped
here.
Whi l e
' shut t i ng
down
a
t opi c' operat es
i n amanner
i ndependent
of t he
part i cul ar
t opi c
i n
progress,
i t i s not t he
' normal ' ,
i . e. ,
unmarked,
way
f or t al k t o moveof f
any
t opi c
what soever. Wement i oned earl i er t hat t al k
may
bemovedof f a
t opi c
wi t hout
speci al
at t ent i ont o
endi ng
i t . To undert aket he
shut t i ng
downof a
t opi c by
t hesort
of
exchange
di scussed i n t he t ext
may
mark t hat
t opi c
as a
possi bl y
l ast one, t hat
marki ngconf erri ngupon
t he
f ol l owi ng
conversat i onal sl ot i t s di st i nct i ve rel evancef or
possi bl e pre-cl osi ngs.
Such avi ewi s
support ed by not i ng
t hat t he cl ass of
t ypes
of
t opi cs
f or whi ch t he
t echni que operat es
f ormal l y
i ncl udes
' maki ng arrangement s'
as a
t opi c t ype,
and t hat
t opi c t ype
we
i ndependent l y
f i nd t o be
' cl osi ng-rel evant '
( see
sect i on VI I ) . Ot her
t ypes
t hat are members of t he cl ass
appear
t o be
' request -
sat i sf act i on
t opi cs' ,
and
' compl ai nt -remedy t opi cs' .
For
t opi cs
of t hese
t ypes,
"O. K.:
O. K. " can
operat e
as a
shut t i ng
down
t echni que
f ormal l y.
Bot h
may
havesome
speci al
rel at i onshi p
t o
' expect abl y monot opi cal '
conversat i on, di scussed bel ow.
OPENI NG
UP
CLOSI NGS
309
havet he
consequence
of
syst emat i cal l y
excl udi ng
f rom
possi bl e
usei nt he
present
conversat i on t he whol e
range
of unment i oned ment i onabl es
whi ch t he
part i ci pant s mi ght
havet o cont ri but e.
I n t hei r use of t he
et i -
quet t e
of
i nvi t at i on, t hat i s, t he
of f eri ng
of
t he
f l oor t o anot her,
possi bl e
pre-cl osi ngs operat e
t o al l owa di st ri but i on of
t he
opport uni t i es
and
responsi bi l i t i es
f or
i ni t i at i ngt opi c
t al k and
usi ng
unment i onedment i on-
abl es
among
vari ous
part i ci pant s
i n t he conversat i on, i t i s when t he
part i ci pant s
t o a
conversat i on
l ay
no f urt her cl ai mt o t hese
opport uni t i es
and
responsi bi l i t i es
t hat t he
pot ent i al
of t he
possi bl e pre-cl osi ng
f or
i ni t i at i ng
a
cl osi ng
sect i on
may
be real i zed.
V
What t he
precedi ng
di scussi on
suggest s
i s t hat a
cl osi ng
sect i oni s i ni t i at ed,
i . e. ,
t urns out t o have
begun,
whennone
of
t he
part i es
t o a
conversat i on
care or choose t o cont i nue i t . Nowt hat i s a WARRANT f or
cl osi ng
t he
conversat i on, and we
may
nowbe i n a
posi t i on
t o
appreci at e
t hat t he
i ssue of
pl acement ,
f or
t he
i ni t i at i on of
cl osi ng
sect i ons as f or t ermi nal
exchanges,
i s t hei ssue of
warrant i ng
t he
pl acement
of suchi t ems as wi l l
i ni t i at e t he
cl osi ng
at
some ' hereand
now' i nt heconversat i on. 13Theki nd
of
possi bl e
pre-cl osi ng
wehavebeen
di scussi ng
-
"O. K. ", "we-el l ", et c.
-
i s a
way
of
est abl i shi ng
oneki nd
of
warrant f or
undert aki ng
t o cl osea
conversat i on.
I t s ef f ect i veness canbeseen
i n
t hef eat urenot edabove, t hat
i f t hef l oor
of f eri ng
i s decl i ned, i f t he"O. K. " i s answered
by
anot her, t hen
t oget her
t heset wo
ut t erances canconst i t ut e
not a
possi bl e,
but anact ual
f i rst
exchange
of t he
cl osi ng
sect i on. The
pre-cl osi ng
ceases t o be
' pre-'
i f
accept ed,
f or t he
accept ance
est abl i shes
t he warrant f or
undert aki ng
a
cl osi ng
of t he
conversat i onat some ' here' .
Havi ng
seen
t hat t hi s ki nd of
pre-cl osi ng
est abl i shes
a
part i cul ar
warrant f or
undert aki ng
t he
cl osi ng
of a conversat i on, we
may
now
exami ne ot her ki nds of
pre-cl osi ngs
and t he ki nds of warrant s
t hey may
i nvoke f or
i ni t i at i ng
t he
begi nni ng
of a
cl osi ng
sect i on. To
provi de
a
cont rast wi t h t he
ensui ng
di scussi on, l et
us makeonef urt her observat i on
ont heki nd of
pre-cl osi ng
wehave
j ust
been
di scussi ng.
The
f l oor-of f eri ng-
exchange
devi cei s onet hat canbei ni t i at ed
by any
part y
t o aconversat i on.
I ncont rast t o
t hi s, t here aresome
possi bl e pre-cl osi ng
devi ces whose
use
13
The earl i er not ed
at t ri but i ons of
brusqueness, anger, pi que,
et c. cannowbe
ap-
preci at ed
as al t ernat i ve
possi bl e
warrant s f or
cl osi ngat t empt s,
when. a
cl osi ng
i ni t i at i on
has not avai l ed i t sel f of t he
sequent i al l y organi zedpossi bi l i t i es
f or warrant s.
310
EMANUELA. SCHEGLOFFANDHARVEYSACKS
i s rest ri ct ed t o
part i cul ar
part i es.
The
t erms i n
whi ch such
part i es may
be
f ormul at edvari es wi t h conversat i onal cont ext . ' 4For now, wecanof f er
someobservat i ons about
t el ephone
cont act s, where
t hef ormul at i onof t he
part i es
can be
speci f i ed
i n
t erms of t he
speci f i c
conversat i on,
i . e. ,
cal l er
-
cal l ed. ' 5 What
we
f i nd i s t hat t hereare, so t o
speak,
' cal l er' s t echni -
ques'
and ' cal l ed' s
t echni ques'
f or
i nvi t i ng
t he i ni t i at i on of
cl osi ng
sec-
t i ons. Bef ore
det ai l i ng
t hese, we
may
maket he
general poi nt ( i n pursui t
of t he cl ai mat t he
begi nni ng
of t hi s
paper
about t he
rel at i onshi p
of
cl osi ngs
t o overal l st ruct ural
organi zat i on)
t hat i t i s of i nt erest t hat
cl osi ng
sect i ons
of
suchconversat i ons
may
be
produced
i n
ways
whi ch
speci f i cal l y
empl oy,
as rel evant , f eat ures of t hei r
begi nni ngs ( namel y,
who
i ni t i at ed
t hem) , t hus
gi vi ng
support
t o
t he
proposal
t hat t heuni t ' a
si ngl e
conver-
sat i on' i s one t o
whi ch
part i ci pant s
ori ent THROUGHOUTi t s course.
Whi l e t here
are
speci f i c component s
whoseuse
may
be
rest ri ct ed
t o
cal l ers or cal l ed
part i es
i n
i nvi t i ng
t he
i ni t i at i on
of
conversat i onal
cl osi ngs,
we
may
not e one f eat ure t hat
many
of
t hemhave i n common,
namel y,
t hat
t hey empl oy
as t hei r
warrant f or
i ni t i at i ng
t he
cl osi ng
at some ' here'
t hei nt erest s of t he
ot her
part y.
I t i s i n t he
speci f i cat i on
of t hosei nt erest s
t hat t he
t echni ques
become
assi gned
t o one or anot her
part y.
Thus, t he
f ol l owi ng
i nvi t at i on t o a
cl osi ng
i s
cal l er-speci f i c
and makes ref erence
t o t he i nt erest s of
t he ot her.
A
di scussi onabout a
possi bl e l uncheonhas been
proceedi ng:
A: Uhrn l i vers ' n
an
gi zzards
' n st uf f i ke t hat
makes
i t real
yummy.
Makes i t t oo ri ch f or me
but : makes i t
yummy.
A:
Wel l
I ' l l l et chu
go.
I don' t
wannat i e
upyour phone.
And, on t he ot her hand,
t here are such
cal l ed-speci f i c t echni ques,
al so
maki ng
ref erence
t o t he ot her' s i nt erest s, as
A:
Thi s i s
cost i ngyou
al ot of
money.
There are, of
course, devi ces usabl e
by
ei t her
part y
whi ch do not make
ref erencet o t heot her' s
i nt erest s, most
f ami l i arl y,
"I
got t ago".
One f eat ure common t o
t he
possi bl e pre-cl osi ngs
so f ar di scussed i s
t hat
t hey
make no
ref erence t o t he
part i cul ars
of t he
conversat i on
i n
whi ch
t hey
occur. Whi l e
someof t hemret ai nand
empl oy
some
el ement s
of t he
conversat i on' s
begi nni ng,
such as
whocal l ed,
no
conversat i onal l y
devel oped
mat eri al s are ref erred
t o i n
warrant i ng
t he
cl osi ng
of t he
conversat i on.
There are, i n addi t i on,
devi ces whi ch DOmake use of
conversat i onal l y devel oped
mat eri al s. Near t he
begi nni ng
of t heconversa-
14
For
expl i cat i on
of t he
probl em
t hi s sent ence al l udes t o see Sacks, 1972, and
Schegl of f ,
1972.
15
For
j ust i f i cat i on,
see
Schegl of f ,
f ort hcomi ng: Chap.
2.
16
Such a
use
of
mat eri al s
gat hered
earl i er
i n
t he conversat i onneed not berest ri ct ed
t o mat eri al s about t he
ot her' s ci rcumst ances or i nt erest s. Ani ni t i at or of
a
conversat i on
may
i nsert at i t s
begi nni ng
mat eri al s
f or
hi s ownuse
at i t s
cl osi nge. g. ,
"I ' m
j ust l eavi ng
t o see
t hedoct or, but I want edt o ask
you
. . . ". Thi s
t echni que may
al so al l owt hecal l er
t o
provi de
f or a
conversat i on' s
monot opi cal i t y
when, f or t heconversat i onal i st s i nvol ved,
i t woul d not
ot herwi sebe
expect abl e.
312
EMANUELA. SCHEGLOFF
ANDHARVEYSACKS
Wenot ed bef ore t hat t he
possi bl e pre-cl osi ngs
whi ch
accompl i sh
a
warrant wi t hout
announci ng
i t are
pl aced
af t er t he cl ose, or t he
cl osi ng
down, of
a
t opi c ( i ndeed,
such
pl acement
may
be
requi red
f or t hei r
recogni t i on
as
possi bl e pre-cl osi ngs) .
The overt announcement
we
are
now
consi deri ng
can be
used
t o
i nt errupt
a
t opi c.
Whi l e
exchanges
such
as
"O. K. ;
O. K. "
respect
i nt hei r
pl acement
cert ai nl ocal orders of
organi -
zat i on, such as t he
organi zat i on
of t al k
on a
t opi c
or
adj acency pai rs
( t he
f i rst
"O. K. " not
bei ng
pl aced
af t er t hef i rst
part
of an
adj acencypai r,
or not
bei ng recogni zabl e
as a
possi bl e pre-cl osi ng
i f i t i s) , t he overt
announcement , "I
got t a
go"
need not
respect
such
boundari es, and can
even
i nt errupt
not -yet -possi bl y-compl et ed
ut t erances. That i s not t o
say
t hat "I
got t ago" may
not be
pl aced
wi t h
a
respect
f or such l ocal
organi za-
t i on. I t
can
be
pl aced
af t er a
t opi c
cl ose, and
wecan
specul at e
onreasons
f or i t s
bei ng
usedat such a
pl ace
i n
pref erence
t o t he"O. K. " whi ch coul d
al so beusedt here. Whi l e"I
got t ago"
cannot
prohi bi t
f urt her t al k, whi l e
ot hers
may
i nsert an unment i oned ment i onabl e af t er i t , i t does not
speci f i cal l y
i nvi t e
such
a
sequel ,
as "O. K. " does. For t he i ni t i at i on of a
cl osi ng
sect i on i n a
way
t hat
di scourages
t he
speci f i c
al t ernat i ve of re-
openi ng t opi c
t al k, t hi s
pre-cl osi ngmay
bemoreef f ect i ve.
One
i mpl i cat i on
of t he
precedi ng
di scussi on
whi ch wecan but hi nt at
nowi s t hat f romt he
i nvent ory
of
possi bl epre-cl osi ng
devi ces, onecri t eri on
of
sel ect i on
may
bet he
pl acement
t hat t he i t emi s t o be
gi ven.
That
i s,
t he
avai l abi l i t y
of al t ernat i ve mechani sms f or
accompl i shi ng
t he i n-
vi t at i on or i ni t i at i on of a
cl osi ng
sect i on af f ords us
( as anal yst s)
an i n-
t erest i ng probl em:
howcan some
act ual l y empl oyed
mechani sm
or
component
be sel ect ed?
I nvest i gat i on
of t hi s
probl em
can be
expect ed
t o showt hat such a
sel ect ed i t em
operat es
not
onl y
t o i ni t i at e or i nvi t e
t he i ni t i at i on
of t he
cl osi ng
of a
conversat i on
( whi ch any
of t he ot her
avai l abl e
component s mi ght
do al so, andwhi ch t heref orewi l l not account
f or t heuseof t he
part i cul ar component empl oyed) ,
but
accompl i shes
ot her
i nt eract i onal l y
rel evant act i vi t i es as wel l . What wehave
suggest ed
above
i s t hat one
such consi derat i on
i n
t he
sel ect i on
among component s
t o
i nvi t e or i ni t i at e t he
cl osi ng
sect i on
i s
t he
pl acement
i t wi l l be
gi ven
i n
t erms
of t hel ocal
( ut t erance-t o-ut t erance)
and
t opi cal organi zat i on.
Anot her
i mpl i cat i on
shoul d be not ed. I t
i s
t he
i mport
of someof t he
precedi ng
di scussi on t hat t here are
sl ot s
i n conversat i on
' ri pe'
f or t he
i ni t i at i onof
cl osi ng,
such t hat ut t erances i nsert ed t here
may
be
i nspect ed
f or
t hei r
cl osi ng
rel evance. To ci t e an
exampl e
used earl i er,
"why
don' t
you
l i edown
andt akea
nap" properl ypl aced
wi l l
be
heardas an
i ni t i at i on
of a
cl osi ng
sect i on, not as a
quest i on
t obe answeredwi t h
a"Because
. . . "
VI
Wehavebeen
consi deri ng
t he
probl em
of t he
pl acement
of t he i ni t i at i on
of
cl osi ng
sect i ons, andhave
f oundt hat t hi s
probl em
and
t hesel ect i on of
a
t echni que
t o
accompl i sh
i ni t i at i on
of t he
cl osi ng
arerel at ed
t o t hei ssue
of
warrant i ng
t hei ni t i at i onof aconversat i on' s
cl osi ng.
That i ssue, i t
may
be recal l ed, concerned howt o warrant
undert aki ng,
at some ' here and
now' i n aconversat i on, a
procedure
t hat
woul dachi eve asol ut i on
t o t he
probl em
of
coordi nat i ng
a
st op
t o t he
rel evanceof t het ransi t i onrul e
and
t hat woul dat t hesamet i me
respect
t hei nt erest s of t he
part i es
i n
get t i ng
t hei r
ment i onabl es i nt ot heconversat i on.
Onesuchwarrant
coul dbef ound
whent he
speci f i c
al t ernat i ve t o
cl osi ng
-
reopeni ngt opi c
t al k
-
had
no
i nt erest
di spl ayed
i n i t
by
any
of t he
part i ci pant s.
I t shoul dbenot ed
t hat
t heuse of a
possi bl e pre-cl osi ng
of t he f orm"O. K. ",
or "we-el l " canset
314
EMANUELA. SCHEGLOFFANDHARVEYSACKS
up' proceedi ng
t o cl ose' as t hecent ral
possi bi l i t y,
andt he
useof unmen-
t i oned ment i onabl es
by
copart i ci pant s
as
speci f i c
al t ernat i ves. That
i s
t o
say,
t he al t ernat i ves maderel evant
by
anut t erance
of t hat f ormare
not
symmet ri cal . Cl osi ng
i s t he cent ral
possi bi l i t y,
f urt her t al k
i s
al t er-
nat i vet o i t ; t he reversei s not t hecase
( an asymmet ry hopef ul l y capt ured
by
t he t erm
' possi bl e pre-cl osi ng' ;
' possi bl e
t opi c reopener'
woul d not
do) . Unl ess t he
al t ernat i ve
i s
i nvoked,
t he cent ral
possi bi l i t y
i s t o be
real i zed.
There i s anot her f ormof t he
warrant i ng probl em,
wi t h
concomi t ant
cont rast s
i n
pl acement
andut t erance
t ype,
whi ch reverses t hi s
asymmet ry.
Wewi l l ref er t o i t as
' pre-t opi c cl osi ngof f eri ngs' .
Wehavei n mi nd dat a
such as t he
f ol l owi ng:
( 1)
A:
Al l o
B:
Di d
I wake
you!
A:
Who' s
i t .
B:
Nancy
A: Ohhi
B:
-
Hi , di d I wake
you
A:
Uh
no no, not at al l
hhj / h
B:
(
)
hh
af t er a whi l e i t st art ed
ri ngi n
I
kept
t hi nki n
maybe
I
shoul d
hangup( but
I )
you
knowhh
A: No
no no, i t ' s O. K.
/ /
I was
j ust
uh
rushi ng
al i t t l e
t hat ' s al l hh
B: Oh
good.
B: hhUmmdon' t
bri ngany
sausage
because
et c.
( 2)
A: Hel l o!
B:
Good
morni ng.
A:
Oh
hi / / howareyouhhh
B: Li sa
B:
-+
Fi ne. Di dI wake
youup!
A: Nono no, I was
readi ng
et c.
( 3)
A: Buh
nobody f ought
wi t h huh l i ke
I
f ought
wi t h huh.
( 1. 4)
A: Uhb-uh f er
exampl e,
uh
d-oh
about t wo weeks bef ore she uh
di ed I hh I don' knowwhat
possessed
me. I
real l y
don' t . I f ound
mysel f
i n
my
car,
dri vi ng
ovuh t uhsee her al one.
( 1. 3)
A: An' I uh; ; ; i t koo-t ook meabout oh I don' t knowhow
l ong
t ' f i nd a
parki ngspace
i n t hat area t here,
( 0. 4)
B:
yeah
A:
-
About a
hal f
hour. Are
yi h busy!
B: Uhno.
My
l i ddl e
gran' daught er
i s here.
A: Oh.
Oh so i t ' s hard
f ' you
t o
f t
uh,
B:
That ' s
al ri ght
( 5)
A: . . .
( Karen
Sweet )
B: Wel l ,
howarya( h)
A: Fi ne, howare
you.
B: Wel l
j ust
f i ne.
A:
-
Were
you eat i ng,
( 1. 0)
B: Some
grapes,
ehh
/ 1
hehheh
A:
heh, I was
j ust
l ooki nat mi ne.
Such
quest i ons
as "Di d
I
wake
you",
"Are
youbusy",
"Am1.
t aki ng
you
away
f rom
your
di nner", and ot hers
( e. g. ,
"I s t hi s
l ong
di st ance?", "Are
you
i nt hemi ddl e
of
somet hi ng?",
et c. )
are
pl aced
not at t he
anal yzabl e
cl oseof some uni t , such
as
a
t opi c,
but at , or near, t he
begi nni ng
of one.
One
consequence
of t hi s i s t hat , i nst ead
of some
act i vi t y
such as
t opi c
t al k
bei ng
a
speci f i c
al t ernat i ve t ot he
cl osi ngt hey
ot herwi se
pref i gure,
t he
cent ral
possi bi l i t y
i s
an
undert aki ng,
or cont i nuat i on, of t he uni t at t he
begi nni ng
of whi ch
t hey
are
pl aced
( be
i t a
' t opi c' ,
a ' conversat i on' , or
a ' si l ence'
as
when about t o ' hol d' i n.
a
t el ephone
conversat i on) , and
cl osi ng
i s t he
speci f i c
al t ernat i ve t o t hat . Whensuch
pre-t opi c cl osi ng
of f eri ngs
are
decl i ned,
t hent he
of f eri ng
or some
component
of t he decl i n-
i ng
ut t erance
may
be
t opi cal l y
el aborat edi ni t s own
ri ght ,
or t he
of f eri ng
becomes a
pre-sequence
f or t heof f erer' s
t opi c
t al k.
I f
t he
pre-t opi c
cl osi ng
of f eri ng
i s
accept ed,
t here f ol l ows a
cl osi ng
sect i on, one
component
of whi ch
rout i nel y
i s
maki ngarrangement s
f or
resumpt i on
of t heconver-
sat i on
( as
i nt he dat af rom
( 3)
above) . ' 7
17
These f eat ures of
pre-t opi c cl osi ng
of f eri ngs
seemt o be rel at ed i n
t hei r
capaci t y
not
onl y
t o
pref i gure
t he
undert aki ng
of someconversat i onal uni t
i n t he absence of
a
316
EMANUELA. SCHEOLOFF
ANDHARVEY
SACKS
Of
speci al
i nt erest herearewhat
mi ght
becal l ed
' pre-f i rst -t opi c cl osi ng-
of f eri ngs' ,
of
whi ch al l but one of t he dat aci t at i ons above are i nst ances
( t he except i on bei ng
t he dat af rom
( 3) ) .
These are not
si mpl y speci al
cases of
pre-t opi c
cl osi ng
of f eri ngs, speci f yi ng
t he
' t opi c'
as ' f i rst
t opi c' .
Rat her,
by
vi rt ue
of
t he
speci al
st at us of ' f i rst
t opi c'
di scussed
earl i er,
i nqui ri es
such as "Are
youbusy?",
"Are
youeat i ng?",
et c. ,
pl aced
bef ore
f i rst
t opi c
are more
i mport ant l y
seenas
pl aced
bef ore ' t he conversat i on' .
Thebases f or t he
i nsert i on of such
i nqui ri es,
bef ore
' f i rst
t opi c'
cannot
be di scussed at
l engt h
here, but
t wo
may
be
bri ef l y
i ndi cat ed. Fi rst , such
i nqui ri es
may
beheard
( by
part i ci pant s)
t o be
warrant ed
( i . e. ,
t o have t he
' why
t hat
now'
expl ai ned) by
f eat ures of
t hecont act t o t hat
poi nt ( e. g. ,
by
t he ' number of
ri ngs
bef ore
answeri ng' ,
as i nt he dat af rom
( 1)
above)
or
by assumedl y mut ual l y
ori ent ed-t o f eat ures of t he i nt eract i on such as
i t s t i me and
pl ace ( on
t he mut ual ori ent at i on t o t he t i me and
pl ace
of a
conversat i on
by part i ci pant s,
see
Schegl of F, 1972) , 18 e. g. ,
t he ori ent at i on
t o t he soci al t i me of
day di spl ayed by
"AmI
t aki ng you away
f rom
your
di nner", i n t he dat aabove.
Secondl y,
such
i nqui ri es may
be heard
as at t ent i ve t o t he
' pri ori t i es
assessment ' t hat
may
berel evant i n
i ni t i at i ng
a
conversat i on. Wheret he i ni t i at or of aconversat i on
i s unabl e t o assess
t he
comparat i ve pri ori t i es
of
possi bl y ongoi ng
act i vi t i es of t he ot her
and t he
prospect i ve
conversat i on
( f or
a
f ul l er di scussi on
of t hi s i ssue
concerni ng
openi ngs,
see
Scheg1of l , f ort hcomi ng: Chap.
2) ,
as when
f i rst
comi ng
upon
t he scene
( e. g. , knocki ng
at t he
door) or
cal l i ng
ont he
t el ephone,
an
i nqui ry concerni ng possi bl y
ongoi ng
pri ori t y
act i vi t i es
may
be
i nt roduced, as a
way
of
f i ndi ng
whet her
ani ni t i at ed conversat i on
shal l be
prosecut ed.
Si nce t he
subj ect
of t he
i nqui ry
i s
t hus sel ect ed as
one whi ch
mi ght
have
pri ori t y
over t he
proposed
conversat i on, anaf f i rm-
at i ve answer
may
have t he
consequence
of
accept i ng
what t urns out
t o bea
cl osi ng of f eri ng.
Pre-f i rst -t opi c cl osi ng of f eri ngs
have
beeni nt roduced here t o
suggest
t hat ,
j ust
as
possi bl e pre-cl osi ngs
do not f orecl ose
t he
possi bi l i t y
of
reason t o t he
cont rary,
but al so t o
proj ect
acert ai ncont our or
l engt h
f or t heuni t , such
t hat ,
i f t he
of f er t o cl osei s not
accept ed
ont he occasi on of t he
of f eri ng,
no
opport uni t y
t ocl osewi l l
soon
present
i t sel f whi ch
respect s
t he
organi zat i on
of t hat uni t
( f orexampl e,
i t
mayrequi re
an
i nt errupt i on) .
18
These al t ernat i ves
may
shadei nt o each ot her. "Di dI wake
you?" may
beheard
as
di spl ayi ng
i t s
speaker' s
ori ent at i ont o t het i me of t he conversat i oni f askedat at i me
t he
speaker mi ght
knowt he ot her t o have
possi bl y
been
sl eepi ng; i . e. ,
i t canbeheard
as
ref erri ng
t o
t i me
i f
i t i s t he
ri ght
t i mef or such a
quest i on.
I f not , i t canbeheard as
pi cki ng up
onaf eat ure of t he i nt eract i on t o t hat
poi nt ,
e. g. ,
number of
ri ngs
bef ore
answeri ng,
voi ce
qual i t y l eadi ng
t o t al k about ' col ds' , et c.
VI I
Af t er i ni t i al f ormul at i on
of
t he
cl osi ngprobl em
f or conversat i oni nt erms
of t he
suspensi on
of t he t ransi t i on
propert y
of ut t erance
compl et i ons,
a
t echni que
was descri bed whi ch i s used t o come t o t erms
wi t h
t hat
probl em
-
t he t ermi nal
exchange.
I t was f ound t hat t hat
exchange by
i t sel f was i nsuf f i ci ent andt hat an
adequat e descri pt i on
of
cl osi ng
woul d
havet o
provi de
f or t he
proper pl acement
of t ermi nal
exchanges
whi ch do
not have
unrest ri ct ed
pri vi l eges
of occurrence. Theneeded
suppl ement
was
f oundt o
consi st
i n
properl y
i ni t i at ed
cl osi ng
sect i ons,
and wedescri bed
a
vari et y
of
t echni ques
f or
properl y
i ni t i at i ng cl osi ng
sect i ons, t hei r
pl acement ,
and t he warrant
t hey
est abl i sh f or
cl osi ng
a
conversat i on.
Once
properl y
i ni t i at ed, a
cl osi ng
sect i on
may
cont ai n
not hi ng
but a
t ermi nal
exchange
and
accompl i sh
a
proper cl osi ng t hereby.
Thus,
a
proper cl osi ng
can
be
accompl i shed by:
A: O. K.
B: O. K.
A:
ByeBye
B:
Bye
Cl osi ng
sect i ons
may,
however, i ncl ude much more. There i s acol l ect i on
of
possi bl e component part s
f or
cl osi ng
sect i ons whi ch we cannot
descri be i n t he
space
avai l abl e here.
Among
ot hers,
cl osi ngs may
i n-
cl ude
' maki ng arrangement s' ,
wi t h vari et i es such. as
gi vi ng
di rect i ons,
arrangi ng
l at er
meet i ngs,
i nvi t at i ons, and t he
l i ke; rei nvocat i on of
cert ai n
sort s of mat eri al s t al ked of earl i er i nt he
conversat i on, i n
part i cul ar,
rei nvocat i ons of earl i er-made
arrangement s ( e. g. ,
"See
youWednesday")
andrei nvocat i ons of t hereasonf or
i ni t i at i ng
t heconversat i on
( e. g. ,
"Wel l ,
I
j ust
want ed t o f i nd out howBobwas") , not t o
repeat
here t he earl i er
di scussi on of
mat eri al s f romearl i er
part s
of t he conversat i on t o do
18
EMANUEL
A. SCHEGLOFFANDHARVEYSACKS
possi bl e pre-cl osi ngs;
and
component s
t hat seemt o
gi ve
a
' si gnat ure'
of sort s t o t he
t ype
of conversat i on,
usi ng
t he
cl osi ng
sect i on as a
pl ace
where
recogni t i on
of t he
t ype
of conversat i on can be
di spl ayed ( e. g. ,
"Thank
you") .
Col l ect i ons of t hese and ot her
component s
can be com-
bi ned t o
yi el d
ext ended
cl osi ng
sect i ons, of whi ch t he
f ol l owi ng
i s
but
a modest
exampl e:
OPENI NG
UP CLOSI NGS
319
t he
newl y
i nt roduced ment i onabl e occasi ons
f or t he nat ural
f i t t i ng
of a
t opi c
of t hei r own. Thesame
procedure
of
f i t t i ng,
of
t opi cs ' nat ural l y'
comi ng
up,
can ari se f rom
any
of t he
proper component s
of
cl osi ng
sec-
t i ons. I f
one
component
of a
cl osi ng
sect i oncanberei nvocat i onof earl i er
t al ked-about mat eri al s,
t hen on
any
occasi on of such an i nvocat i on,
occasi ons f or
f i t t i ng
new
t opi cs
t o t hat rei nvocat i on
may
ari se. Thesame
i s t rue f or ot her
component s
of
cl osi ngs,
each of whi ch
may
' l ead t o'
some
f i t t ed ot her
t opi c ' comi ngup nat ural l y' .
Si nce
most
cl osi ng
com-
ponent s
have t hei r
root s i nt he
body
of t he conversat i on, i t
appears
t hat
' new'
t opi cs
canent er i nt o a
cl osi ng
sect i on
onl y by
t hei r f i t t o, or t hei r
comi ng
up
' nat ural l y'
f rom' ol d' mat eri al s. Thi s charact er of
cl osi ng
sect i ons as ' not a
pl ace
f or new
t hi ngs
t o come
up'
i s consi st ent wi t h
t echni ques
f or
i ni t i at i ng
t hemsuch as
possi bl e pre-cl osi ngs,
whose war-
rant
( when
t hei r
cl osi ng opt i ons
are
accept ed)
i s t hat none of
part i es
has
f urt her ment i onabl es t o i nt roduce.
The
suggest i on
abovet hat t hereare
procedures
at
any poi nt
i na
cl osi ng
sect i on f or
reopeni ng t opi c
t al k was not , however,
i nt ended
pri mari l y
t o ref er t ot hi s
process whereby
newmat eri al s
arei nt roduced
by ' hooki ng'
t hemont o ol d mat eri al s
properl y appeari ng
as rei nvocat i ons. There are
al so
ways
i nwhi chnewmat eri al s
may
bei nt roduced, so t o
speak,
i n t hei r
own
ri ght ,
and t hese ref l ect t he sect i onal charact er of
cl osi ngs.
When
such
newmat eri al s arei nsert edi nt o a
cl osi ng, t hey
are
speci al l y
' marked' ;
wecanheredi scuss
onl y
t wo f orms of such.
marki ng.
One f ormof
marki ng,
used el sewhere i n conversat i on
and not
onl y
i n
cl osi ngs,
wecan ref er t o as
' mi spl acement marki ng' .
Cl asses
of ut t er-
ances
or act i vi t i es
whi ch
have a
proper pl ace
i n aconversat i on but are
t o be done i n some
part i cul ar
conversat i on i n ot her t han t hei r
proper
pl ace,
or an ut t erance
( t ype)
whi ch has no
part i cul ar proper pl ace
but
i s nonet hel ess
' out of
pl ace'
wherei t i s t o bedone,
may
havet hei r occur-
rence
mi spl acement
marked. As an
exampl e
of t hef ormer: ' i nt roduct i ons'
are
properl y
doneat or near t he
begi nni ngs
of conversat i ons. Onoccasi on,
however,
t hey may
not occur unt i l wel l i nt o t he
conversat i on, as
may
happen
i n conversat i ons bet ween
adj acent l y
seat ed
passengers
i n an
ai rpl ane
or t rai n. Such i nt roduct i ons
may
be
pref aced
wi t h
a
mi spl acement
marker,
e. g. , "By
t he
way, my
namei s . . . ". As
an
exampl e
of t he
l at t er
sort of occasi on al l uded t o above, we
may
not e t hat
i nt errupt i ons
of an
organi zat i onal
uni t f or ut t erances, such as an
adj acency pai r, may
be
si mi l arl y mi spl acement
marked. Thus, anut t erance
i nsert ed af t er a
ques-
t i on has been asked but bef ore i t has been answered,
may begi n
wi t h
"By
t he
way
. . . ".
320
EMANUELA. SCHEGLOFFAND
HARVEYSACKS
Mi spl acement
markers, t hus,
di spl ay
an
ori ent at i on
by
t hei r user
t o t he
proper
sequent i al -organi zat i onal
charact er of a
part i cul ar
pl ace
i n a
conversat i on, and
a
recogni t i on
t hat anut t erance t hat i s
t hereby
pref aced may
not
f i t , and t hat t he
reci pi ent
shoul d not
at t empt
t o use
t hi s
pl acement
i n
underst andi ng
t hei r occurrence. The
di spl ay
of such
ori ent at i on
and
recogni t i on
apparent l y
ent i t l es t heuser t o
pl ace
ani t em
out si de
i t s
proper pl ace.
I n t he
case
of
cl osi ngs,
wef i nd t hat
ut t erances
i nt roduci ng
newmat eri al s
may
be
mi spl acement
marked when
t hose
ut t erances
do
not occur
bet ween
t he
part s
of
an
adj acencypai r
anddo
not
accompl i sh
an
act i vi t y
whi ch
has a
proper pl ace
el sewhere i nt he
conver-
sat i on. That such
ut t erances, but not ones
whi chuse
proper cl osi ng
com-
ponent s,
are
mi spl acement
marked
suggest s
an
ori ent at i on
by
conversa-
t i onal i st s
t o t he st at us of
' cl osi ngs'
as an
organi zat i onal
uni t
-
what we
have ref erred t o as a
' sect i on'
-
wi t h a
proper
charact er wi t h whi ch t he
mi spl acement
marked
ut t erance i s not
consi st ent .
Cal l ero:
You
don' knoww-uh what t hat woul dbe, how
much
i t
cost s.
Crandal l :
I
woul dt hi nk
probabl y,
about
t wunt y
f i vedol l ars.
Cal l ero:
Oh
boy
hehh
hhh
Cal l ero:
Okay,
t hank
you.
Crandal l :
Okay
dear.
Cal l ero:
OHBYTHEWAY. I ' d
j ust
l i ket uh
say
t het uh, I DOl i ket he
new
programmi ng.
I ' ve been
l i st eni ng,
i t ' s uh
/ /
(
)
Crandal l : Good
gi rl !
Crandal l :
Hey
l i st en do meaf avor
woul dj a
wri t eMi st er Fai rchi l d ' n t el l
i mt hat , I
t hi nk t hat ' l l s-shi -break
up
hi s whol e
day
f or i m.
Cal l erO: ehhh heh heh
hhh!
Crandal l :
Okay?
Cal l ero:
Okay,
Crandal l :
rrTha
you.
Cal l ero:
LLbye bye,
Crandal l : Mmbuh( h)
bye.
A
secondf ormof
marki ng
whi ch
di spl ays
an
ori ent at i ont o a
cl osi ng
sect i on as ' not a
pl ace
f or newmat eri al s' we
may
ref er t o as
' cont rast
marki ng' .
I t i s best
di scussed
i n
connect i onwi t hdat a:
A, who i s
vi si t i ng
t he
ci t y,
andB, who
l i ves t here, havebeen
engaged
i n an
ext en-
si ve
maki ng
of
arrangement s
t o see
each ot her.
A: I
meanb' cause I -eh
you' regoi ng
t o t hi s
meet i ng
at t wel ve
t hi rt y,
enI don' t
want t o uh
i nconveni ence
you,
B:
Wel l , eveni f
you get
hereet
abayout
eh t en
t hi rt y,
or
el even uh'
cl ock, west i l l
haveenhour enahal i f ,
A:
O. K. , Al ri ght ,
322
EMANUELA. SCHEGLOFFANDHARVEYSACKS
t i ons, i t
may
beadded, marks t henewmat eri al s t hemsel ves i nadi st i nct i ve
way.
Whi l e i n t he case of t he dat a
j ust
di scussed, t hi s
appears
t o be
' def erred bad news' ,
regul arl y
t he
pl aci ng
of newmat eri al s
i n
cl osi ng
sect i ons i s a
way
of
achi evi ng
f or t hemt he st at us of
' af t ert hought s' .
Havi ng
of f ered some
suggest i ons
about t he st at us of
cl osi ngs
as sec-
t i onal uni t s,
we
t hi nk i t i s i n
poi nt
t o
suggest
several vi rt ues of asect i onal
sol ut i on
t o
t he
probl ems
we have f ormul at ed
as t he
probl ems
of
cl osi ng.
One
aspect
of
t he
probl em
of
cl osi ng,
f ormul at ed
by
ref erence t o t he
organi zat i on
of
speaker
t urns, i t
may
berecal l ed, was
t hat
t hat
organi za-
t i on
generat es
an
i ndef i ni t el y
ext endabl e, but
i nt ernal l y
undi f f erent i at ed,
st ri ng
of t urns. Wenot ed earl i er t he
i mport ance
of
havi ng
amarked
pl ace
f or a
probl em
whosef ocus was coordi nat i oni n
t ermi nat i ng
t he
t ransi t i on
rul es, anddescri bedt hecont ri but i ont hat at ermi nal
exchange,
empl oyi ng
adj acency pai r organi zat i on,
madet o t he sol ut i onof t hat
probl em.
That
cont ri but i onwas l i mi t ed, however,
by
t he
pl acement
probl em
f or t ermi nal
exchanges, i . e. ,
t he
i mpropri et y
of
a
cl osi ngproduced
by
an
' unprepared'
t ermi nal
exchange.
That
pl acement probl em
i s sol ved
by
t he use of
properl y
i ni t i at ed
cl osi ng
sect i ons. I t
i s
t he
cl osi ng
sect i on
whi ch,
t hrough
i t s t ermi nal
exchange,
marks a
pl ace
at whi ch
col l aborat i on ont ermi na-
t i on of t he t ransi t i on rul ecanbe l ocat ed. An
i mport ant part
of t hesol u-
t i on t o t he
cl osi ng probl em
t hus
i nvol ves
l ocat i ng
t he sol ut i on t o t he
i ni t i al
probl em
we
f ormul at ednot
so
much
i n
t he
conversat i onas awhol e,
but i na
cl osi ng
sect i on; one cancl oseaconversat i on
by cl osi ng
asect i on
whi ch has as i t s busi ness
cl osi ng
aconversat i on. Whenani ni t i at ed
cl osi ng
i s abort ed
byreopeni ng
t opi c
t al k, a
next ef f ort
t o cl osedoes not
proceed
by
si mpl e
i nsert i on of at ermi nal
exchange,
but
by
t he
i ni t i at i onof
anot her
cl osi ng
sect i on,
agai nprovi di ng
auni t wi t hi nwhi cht het ermi nal
exchange
canbe
l ocat ed.
Asecond vi rt ue of a
sect i onal sol ut i on can be ment i oned
agai n
here
bri ef l y.
Gi ven
t he
f eat ureof
cl osi ng
sect i ons
as
' porous' , i . e. ,
t heavai l abi l -
i t y
at
any
poi nt
of
procedures
f or
reopeni ngt opi c
t al k, sect i onal sol ut i on
has t he vi rt ue of
possi bl y provi di ngmul t i pl e opport uni t i es
f or t hei nt ro-
duct i on
of unment i oned ment i onabl es,
a
vi rt ue whose
i mport ance
vi s--vi s t hi s
conversat i onal
syst em' s t opi cal
organi zat i on
shoul d
be
evi dent f romt he earl i er di scussi on.
Onef i nal vi rt ue of a
sect i onal sol ut i ont o
t he
cl osi ngprobl emmay
be
suggest ed, concerni ng
t he art i cul at i on of conversat i ons
( i . e. ,
t he uni t
' a
si ngl e
conversat i on' ) wi t ht hei nt eract i on
epi sodes,
occasi ons,
or
st reams
of
behavi or i nwhi ch
t hey
occur. Oneorder of rel evance t ermi nat i oncan
324
EMANUELA. SCHEGLOFFANDHARVEYSACKS
modat e
have been
compl et ed) .
The sect i onal
organi zat i on
of
cl osi ngs
t hus
provi des
a resource f or
managi ng
t he art i cul at i on
bet ween
t he
conversat i onandt hei nt eract i on
occasi on
i nwhi ch
i t
occurs.
Thesource of
many
of
t hesevi rt ues resi des i nt he
pot ent i al
f or
reopen-
i ngt opi c
t al k at
any
poi nt
i n
t he course of a
cl osi ng
sect i on. Thi s i nvi t es
our
underst andi ng
t hat
t o
capt ure
t he
phenomenon
of
cl osi ngs,
one
cannot t reat i t as
t he nat ural
hi st ory
of some
part i cul ar
conversat i on;
one
cannot
t reat i t
as arout i ne t o berun
t hrough,
i nevi t abl ei ni t s course
oncei ni t i at ed. Rat her, i t must bevi ewed, as must conversat i onas awhol e,
as
a
set of
prospect i ve
possi bi l i t i es
openi ng up
at
vari ous
poi nt s
i n
t he
conversat i on' s course;
t here are
possi bi l i t i es t hroughout
a
cl osi ng,
i ncl udi ng
t he
moment s af t er a' f i nal '
good-bye,
f or
reopeni ng
t heconver-
sat i on. 2'
Get t i ng
t o a t ermi nat i on, t heref ore, i nvol ves work at vari ous
poi nt s
i n t he course of t he conversat i on and of t he
cl osi ng
sect i on; i t
requi res
accompl i shi ng.
For t he
anal yst ,
i t
requi res
a
descri pt i on
of
t he
prospect s
and
possi bi l i t i es
avai l abl e at t hevari ous
poi nt s,
how
t hey
work,
what t he resources are,
et c. ,
f romwhi ch t he
part i ci pant s produce
what
t urns out
t o
be t he
f i nal l y accompl i shed cl osi ng.
VI I I
Af ew
concl udi ng
remarks wi l l be i n
poi nt
t o
t ry
t o
speci f y
t he domai n
f or whi ch our
anal ysi s
i s rel evant . What weare
real l y deal i ng
wi t h i s t he
probl em
of
cl osi ng
aconversat i ont hat ends a st at e of t al k. I t does not
hol d f or members of a
househol d i n t hei r
l i vi ng
room,
empl oyees
who
21
To ci t e but one
exampl e
of t hi s
possi bi l i t y:
B: So uh,
gi mme
a
ri ng
somet i me
A:
yeah.
Al ri ght .
B: What chuc' n do
A:
Yeah
B: Tch!
' Kay?
A:
O. K.
B:
A' ri ght . Byebye
( 1. 0)
A: Mnnuh
Hel l o?
P: Yeah?
( 1. 0)
A: Uhm: : :
( 1. 8)
A:
Tch! hhehh hi t h I
di dn' t have
anyt hi ng
i n
put i cul ar
t uh
say,
1-
I j us'
f er aseki n'
di dn' t f eel l i ke
hangi ngup.
et c.
326
EMANUELA. SCHEGLOFFAND
HARVEYSACKS
I f t hese
observat i ons are correct and i n
poi nt ,
t hen
t he observat i ons
weof f ered
earl i er about t heart i cul at i on
bet weenconversat i onand
ensui ng
act i ons,
i . e. ,
t he
preparat i on
of
act i ons
geared
t o t ermi nat i on, are not
passi ng
observat i ons. That t here are
geared
act i ons
requi red,
and t he
possi bl e
needf or
prepari ng
t hem, has t o do wi t h t heOCCASI ON' S
endi ng,
and i t i s as a
part
of
conversat i on t hat t he occasi on
may
be ended. I t
i s
by way
of t he
use of
cl osi ng
t he
conversat i on f or
endi ng
t he occasi on
t hat t heuseof asect i on t o
endt heconversat i on
may
be
appreci at ed,
i na
way
si mi l ar t o our
appreci at i on
of t he use of asnack t o endan
eveni ng
or a
get -t oget her.
REFERENCES
Al bert , E.
1965
"' Rhet ori c' ,
' Logi c' ,
and
' Poet i cs'
i n
Burundi : Cul t ure
Pat t erni ng
of
Speech
Behavi or",
Ameri can
Ant hropol ogi st
66: 6, Pt . 2,
40-41.
Garf i nkel ,
H. ,
ari d H.
Sacks
1970
"OnFormal St ruct ures of
Pract i cal Act i ons", i n: J . C.
McKi nney
and E. A.
Ti ryaki an ( eds. ) ,
Theoret i cal
Soci ol ogy ( New
York:
Appl et on-Cent ury-
Crof t s) .
Gof f man, E.
1961
Encount ers
( I ndi anapol i s: Bobbs-Merri l l ) .
1963
Behavi or i nPubl i c Pl aces
( New
York: Free Press) .
1967
I nt eract i on Ri t ual
( GardenCi t y,
N. Y. : Anchor Books) .
1971 Rel at i ons i n Publ i c
( New
York: Basi c Books) .
J ef f erson, G.
1972 "Si de
Sequences",
i n: D. N. Sudnow
( ed. ) ,
St udi es i n Soci al
I nt eract i on
( New
York: Free
Press) .
Moerman, M.
1967
"Bei ng
Lue: Uses and
Abuses of Et hni c I dent i f i cat i on", Ameri can
Et hnol ogi -
cal
Soci et y,
Proceedi ngs
of 1967
Spri ng Meet i ngs.
1970
"Anal ysi s
of
Lue Conversat i on", I and I I
( mi meo) .
Sacks, H.
1972a
"AnI ni t i al
I nvest i gat i on
of t he
Usabi l i t y
of Conversat i onal Mat eri al s f or
Doi ng Soci ol ogy",
i n: D. N.
Sudnow
( ed. ) ,
St udi es i n Soci al I nt eract i on
( New
York: FreePress) .
1972b "Two
Lect ures
i n
t he
Anal ysabi l i t y
of
Chi l dren' s St ori es", i n: J . J .
Gumperz
and D. H.
Hymes ( eds. ) ,
Di rect i ons i n
Soci ol i ngui st i cs ( New
York: Hol t ,
Ri nehart andWi nst on) .
speci f y
t he
anal yt i c di mensi ons of
si gni f i cant di st i nct i on.
A
vari et y
of i nt ui t i ve,
pl ausi bl e
di st i nct i ons donot
hol d
up.
I t shoul dnot be
t aken, f romt he t ext , t hat whereas f ace-t o-
f ace
conversat i on can
be ei t her
cont i nousl y
sust ai ned or have t he charact er of a
cont i nui ng
st at e of
i nci pi ent
t al k,
t el ephone
conversat i on
i nvari abl y
has t he f ormer
charact er. That
does not
appear
t o
be t he case. And eveni f i t were, i t woul d
bet he
di st i nct i on bet ween
t hese t wo modes, rat her
t han t hat bet ween f ace-t o-f ace and
t el ephoni c,
whi ch woul d be
rel evant .
OPENI NG
UP CLOSI NGS
327
Fort hcomi ng Aspect s of
t he
Sequent i al Organi zat i on
of
Conversat i on
( Engl ewood
Cl i f f s,
N. J . :
Prent i ce-Hal l ) .
Schegl of f ,
E. A.
1967 "The
Fi rst Fi veSeconds: TheOrder of Conversat i onal
Openi ngs" ( Berkel ey:
Uni versi t y
of Cal i f orni aPh. D. di ssert at i on,
Soci ol ogy) .
1968
"Sequenci ng
i n Conversat i onal
Openi ngs",
Ameri can
Ant hropol ogi st
LXX: 6.
1972 "Not es ona
Conversat i onal
Pract i ce:
Formul at i ng
Pl ace", i n: D. N. Sudnow
( ed. ) ,
St udi es i nSoci al I nt eract i on
( New
York:
FreePress) .
Fort hcomi ng
The Soci al
Organi zat i on
of
Conversat i onal
Openi ngs ( Phi l adel phi a:
Uni versi t y
of
Pennsyl vani a
Press) .
Schenl cei n, J .
1972 "Towards an
Anal ysi s
of Nat ural Conversat i on and
t he Sense of Heheh",
Semi ot i ca VI
-4, 344-377.
Sudnow, D. N.
( ed. )
1972 St udi es i n Soci al I nt eract i on
( New
York: Free Press) .
Symbol s
Usedi n
Transcri pt i ons
I
-
i ndi cat es
upward
i nt onat i on
/ 1
-
i ndi cat es
poi nt
at whi ch
f ol l owi ng
l i ne
i nt errupt s
( n. O)
-
i ndi cat es
pause
of n. Oseconds
( )
-
i ndi cat es
somet hi ng
sai d but not t ranscri babl e
( word)
-
i ndi cat es
probabl e,
but not cert ai n,
t ranscri pt i on
but
-
i ndi cat es accent
emPLoYee
-
i ndi cat es
heavy
accent
DO
-
i ndi cat es
veryheavy
accent
-.
i ndi cat es
st ret chi ng
of sound
i mmedi at el y precedi ng,
i n
proport i on
t o number of col ons i nsert ed
becau-
-
i ndi cat es brokenword
Harvey
Sacks
( b. 1935)
i s
anAssoci at e
Prof essor i n
Ant hropol ogy
and
Soci ol ogy
at t he
School of Soci al Sci ence,
Uni versi t y
of Cal i f orni a at I rvi ne. Hi s
pri nci pal
research
i nt erest i s t he
anal ysi s
of t he
sequent i al organi zat i on
of conversat i on.
Among
hi s
maj or publ i cat i ons
are"Das Erzhl envonGeschi cht eni nnerhai bvon
Unt erhal t ungen"
( 1971) ,
and"AnI ni t i al
I nvest i gat i on
of t he
Usabi l i t y
of Conversat i onal Mat eri al s f or
Doi ngSoci ol ogy" ( 1972) .
Emanuel
Schegl of f ( b. 1937)
i s an Assi st ant Prof essor of
Soci ol ogy
at t he
Uni versi t y
of Cal i f orni a, Los
Angel es.
Hi s
pri nci pal
research i nt erest i s t he
anal ysi s
of i nt eract i on
and
conversat i on.
Among
hi s
maj or publ i cat i ons
are
"Sequenci ng
i n Conversat i onal
Openi ngs"
( 1968) , and"Not es onaConversat i onal Pract i ce:
Formul at i ng
Pl ace"
( 1972) .
' he
a
part / Repri nt