Biu B1-2a

08/2012/TT-BKHCN

THUYT MINH
TI NGHIN CU KHOA HC
V PHT TRIN CNG NGH1
I. THNG TIN CHUNG V TI
1

Tn ti

M s (c cp khi H s trng
tuyn)

Thi gian thc hin: .......... thng

(T thng
/20... n thng
/20

Cp qun l

Nh nc

Tnh

C s

Tng kinh ph thc hin: ........................... triu ng, trong :

Ngun

Kinh ph (triu ng)

- T Ngn sch s nghip khoa hc

- T ngun t c ca t chc
- T ngun khc
6

Thuc Chng trnh (Ghi r tn chng trnh, nu c), M s:

Thuc d n KH&CN
ti c lp

Lnh vc khoa hc
T nhin;

Nng, lm, ng nghip;

K thut v cng ngh;

Y dc.

Ch nhim ti
H v tn:....................................................................
Ngy, thng, nm sinh: ............................................... Gii tnh: Nam

/ N:

Hc hm, hc v/ Trnh chuyn mn: .........................................................

Chc danh khoa hc: ...................................................Chc v............................................
in thoi:
Bn Thuyt minh ny dng cho hot ng nghin cu ng dng v pht trin cng ngh thuc 4 lnh vc khoa
hc nu ti mc 7 ca Thuyt minh. Thuyt minh c trnh by v in trn kh A4
1

T chc: ................................. Nh ring: .............................. Mobile: .................................

Fax: .................................................. E-mail: ........................................................................
Tn t chc ang cng tc:.....................................................................................................
a ch t chc:.......................................................................................................................
.................................................................................................................................................
a ch nh ring: ...................................................................................................................
9

Th k ti
H v tn:....................................................................
Ngy, thng, nm sinh: ............................................... Nam/ N: ..........................................
Hc hm, hc v/ Trnh chuyn mn: ................................................................................
Chc danh khoa hc: ...........................................

Chc v: ............................................

in thoi:
T chc: ............................... Nh ring: ............................... Mobile: .................................
Fax: .................................................. E-mail: ........................................................................
Tn t chc ang cng tc: ....................................................................................................
a ch t chc: .....................................................................................................................
...............................................................................................................................................
a ch nh ring: ...................................................................................................................
10 T chc ch tr ti
Tn t chc ch tr ti: ......................................................................................................
in thoi: ...................................... Fax: ..............................................................................
E-mail: ...................................................................................................................................
Website: .................................................................................................................................
a ch: ..................................................................................................................................
H v tn th trng t chc: ................................................................................................
S ti khon: ..........................................................................................................................
Kho bc nh nc/Ngn hng: ...............................................................................................
Tn c quan ch qun ti: ..................................................................................................
...............................................................................................................................................

11 Cc t chc phi hp chnh thc hin ti (nu c)

1. T chc 1 : .......................................................................................................................
4

Tn c quan ch qun ...........................................................................................................

in thoi: ...................................... Fax: ..............................................................................
a ch: ..................................................................................................................................
H v tn th trng t chc: ................................................................................................
S ti khon: ..........................................................................................................................
Ngn hng: .............................................................................................................................
2. T chc 2 : ......................................................................................................................
Tn c quan ch qun

.........................................................................................................

in thoi: ...................................... Fax: ..............................................................................

a ch: ..................................................................................................................................
H v tn th trng t chc: ................................................................................................
S ti khon: ..........................................................................................................................
Ngn hng: ............................................................................................................................
12

Cc cn b thc hin ti
(Ghi nhng ngi c ng gp khoa hc v ch tr thc hin nhng ni dung chnh thuc t chc
ch tr v t chc phi hp tham gia thc hin ti, khng qu 10 ngi k c ch nhim ti)

TT

H v tn,

T chc

Ni dung,

hc hm hc v

cng tc

cng vic chnh tham gia

1
2
3
4
5
6
7
8
9
10

Mt (01) thng quy i l thng lm vic gm 22 ngy, mi ngy lm vic gm 8 ting

Thi gian lm vic

cho ti
2

(S thng quy i )

II. MC TIU, NI DUNG KH&CN V PHNG N T CHC THC HIN TI

13

Mc tiu ca ti (Bm st v c th ho nh hng mc tiu theo t hng - nu c)

......................................................................................................................................................
......................................................................................................................................................
.....................................................................................................................................................
14

Tnh trng ti
Mi

K tip hng nghin cu ca chnh nhm tc gi

K tip nghin cu ca ngi khc

15

Tng quan tnh hnh nghin cu, lun gii v mc tiu v nhng ni dung nghin cu
ca ti

15.1 nh gi tng quan tnh hnh nghin cu thuc lnh vc ca ti

Ngoi nc (Phn tch nh gi c nhng cng trnh nghin cu c lin quan v nhng kt qu
nghin cu mi nht trong lnh vc nghin cu ca ti; nu c nhng bc tin v trnh
KH&CN ca nhng kt qu nghin cu )

Trong nc (Phn tch, nh gi tnh hnh nghin cu trong nc thuc lnh vc nghin cu ca
ti, c bit phi nu c th c nhng kt qu KH&CN lin quan n ti m cc cn b
tham gia ti thc hin. Nu c cc ti cng bn cht v ang c thc hin cp
khc, ni khc th phi gii trnh r cc ni dung k thut lin quan n ti ny; Nu pht hin
c ti ang tin hnh m ti ny c th phi hp nghin cu c th cn ghi r Tn ti,
Tn Ch nhim ti v c quan ch tr ti )

15.2 Lun gii v vic t ra mc tiu v nhng ni dung cn nghin cu ca ti

(Trn c s nh gi tnh hnh nghin cu trong v ngoi nc, phn tch nhng cng trnh nghin
cu c lin quan, nhng kt qu mi nht trong lnh vc nghin cu ti, nh gi nhng khc
bit v trnh KH&CN trong nc v th gii, nhng vn c gii quyt, cn nu r
nhng vn cn tn ti, ch ra nhng hn ch c th, t nu c hng gii quyt mi - lun
gii v c th ho mc tiu t ra ca ti v nhng ni dung cn thc hin trong ti t
c mc tiu)

16 Lit k danh mc cc cng trnh nghin cu, ti liu c lin quan n ti trch dn
khi nh gi tng quan
(Tn cng trnh, tc gi, ni v nm cng b, ch nu nhng danh mc c trch dn
lun gii cho s cn thit nghin cu ti) .
..........................................................................................................................
...........................
.......................................................................................................................
..................................
17

Ni dung nghin cu khoa hc v trin khai thc nghim ca ti v phng n thc hin

(Lit k v m t chi tit nhng ni dung nghin cu khoa hc v trin khai thc nghim ph hp
cn thc hin gii quyt vn t ra km theo cc nhu cu v nhn lc, ti chnh v nguyn
vt liu trong ch r nhng ni dung mi , nhng ni dung k tha kt qu nghin cu ca cc
ti trc ; nhng hot ng chuyn giao kt qu nghin cu n ngi s dng, d kin
nhng ni dung c tnh ri ro v gii php khc phc nu c)

Ni dung 1: ........................................................................................................................
...........................................................................................................................................
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Ni dung 2: ......................................................................................................................
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Ni dung 3:......................................................................................................................
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..........................................................................................................................................

18 Cch tip cn, phng php nghin cu, k thut s dng

(Lun c r cch tip cn vn nghin cu, thit k nghin cu, phng php nghin cu, k
thut s s dng gn vi tng ni dung chnh ca ti; so snh vi cc phng php gii quyt
tng t khc v phn tch lm r c tnh mi, tnh c o, tnh sng to ca ti)
Cch tip cn:
.
7

Phng php nghin cu, k thut s

dng:
.........................................................................................................................................
................
........................................................................................................................................................
Tnh mi, tnh c o, tnh sng to:
........................................................................................................................................................
19

Phng n phi hp vi cc t chc nghin cu v c s sn xut trong nc

(Trnh by r phng n phi hp: tn cc t chc phi hp chnh tham gia thc hin ti v ni
dung cng vic tham gia trong ti, k c cc c s sn xut hoc nhng ngi s dng kt qu
nghin cu; kh nng ng gp v nhn lc, ti chnh, c s h tng-nu c).

20

Phng n hp tc quc t (nu c)

(Trnh by r phng n phi hp: tn i tc nc ngoi; ni dung hp tc- i vi i tc

c hp tc t trc; ni dung cn hp tc trong khun kh ti; hnh thc thc hin. Phn tch
r l do cn hp tc v d kin kt qu hp tc, tc ng ca hp tc i vi kt qu ca ti )

21 Tin thc hin

Cc ni dung, cng vic
ch yu cn c thc hin;
cc mc nh gi ch yu

Kt qu
phi t

Thi gian
(bt u,
kt thc)

C nhn,
t chc
thc hin*

(2)

(3)

(4)

(5)

(1
)
1

Ni dung 1
- Cng vic 1
8

D kin
kinh ph
(6)

- Cng vic 2
2

Ni dung 2
-Cng vic 1
-Cng vic 2

* Ch ghi nhng c nhn c tn ti Mc 12

III. SN PHM KH&CN CA TI

22

Sn phm KH&CN chnh ca ti v yu cu cht lng cn t (Lit k theo dng sn phm)

Dng I: Mu (model, maket); Sn phm (l hng ho, c th c tiu th trn th trng); Vt

liu; Thit b, my mc; Dy chuyn cng ngh; Ging cy trng; Ging vt nui v cc loi khc;

TT

Tn sn phm c th v
ch tiu cht lng ch
yu ca sn phm

n
v
o

Cn
t

(1)

(2)

(3)

(4)

Mc cht lng
Mu tng t
(theo cc tiu chun mi nht)
Trong nc

Th gii

D kin
s lng/
quy m
sn phm
to ra

(5)

(6)

(7)

22.1 Mc cht lng cc sn phm (Dng I) so vi cc sn phm tng t trong nc v

nc ngoi (Lm r c s khoa hc v thc tin xc nh cc ch tiu v cht lng cn t ca
cc sn phm ca ti)
......................................................................................................................................................
......................................................................................................................................................
........................................................................................................................................................
Dng II: Nguyn l ng dng; Phng php; Tiu chun; Quy phm; Phn mm my tnh; Bn v
thit k; Quy trnh cng ngh; S , bn ; S liu, C s d liu; Bo co phn tch; Ti liu d
bo (phng php, quy trnh, m hnh,...); n, qui hoch; Lun chng kinh t-k thut, Bo co
nghin cu kh thi v cc sn phm khc
TT

Tn sn phm

Yu cu khoa hc cn t

Ghi ch

(1)

(2)

(3)

(4)

Dng III: Bi bo; Sch chuyn kho; v cc sn phm khc

S

Tn sn phm

Yu cu khoa hc cn t
9

D kin ni cng b

Ghi ch

TT

(Tp ch, Nh xut bn)

(1)

(2)

(3)

(4)

(5)

22.2 Trnh khoa hc ca sn phm (Dng II & III) so vi cc sn phm tng t hin c
(Lm r c s khoa hc v thc tin xc nh cc yu cu khoa hc cn t ca cc sn phm
ca ti)
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........................................................................................................................................................
22.3 Kt qu tham gia o to sau i hc
TT
(1)

Cp o to
(2)

S lng
(3)

Chuyn ngnh o to
(4)

Ghi ch
(5)

Thc s
Tin s
22.4 Sn phm d kin ng k bo h quyn s hu cng nghip, quyn i vi ging cy trng:
........................................................................................................................................................
........................................................................................................................................................
........................................................................................................................................................
........................................................................................................................................................
23 Kh nng ng dng v phng thc chuyn giao kt qu nghin cu
23.1 Kh nng v th trng (Nhu cu th trng trong v ngoi nc, nu tn v nhu cu
khch hng c th nu c; iu kin cn thit c th a sn phm ra th trng?)
......................................................................................................................................................
......................................................................................................................................................
........................................................................................................................................................
23.2 Kh nng v ng dng cc kt qu nghin cu vo sn xut kinh doanh (Kh nng
cnh tranh v gi thnh v cht lng sn phm)
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10

23.3 Kh nng lin doanh lin kt vi cc doanh nghip trong qu trnh nghin cu
......................................................................................................................................................
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......................................................................................................................................................
23.4 M t phng thc chuyn giao
(Chuyn giao cng ngh trn gi, chuyn giao cng ngh c o to, chuyn giao theo hnh thc
tr dn theo t l % ca doanh thu; lin kt vi doanh nghip sn xut hoc gp vn-vi n v
phi hp nghin cu hoc vi c s s p dng kt qu nghin cu- theo t l tho thun
cng trin khai sn xut; t thnh lp doanh nghip trn c s kt qu nghin cu to ra, ...)
.......................................................................................................................................................
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24

Phm vi v a ch (d kin) ng dng cc kt qu ca ti

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25 Tc ng v li ch mang li ca kt qu nghin cu
25.1 i vi lnh vc KH&CN c lin quan
(Nu nh ng d kin ng gp vo cc lnh vc khoa hc cng ngh trong nc v
quc t)
........................................................................................................................................................
........................................................................................................................................................
........................................................................................................................................................
25.2 i vi t chc ch tr v cc c s ng dng kt qu nghin cu
......................................................................................................................................................
.......................................................................................................................................................
.......................................................................................................................................................
25.3 i vi kinh t - x hi v mi trng
(Nu nhng tc ng d kin ca kt qu nghin cu i vi s pht trin kinh t - x hi v mi
trng)
11

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V. NHU CU KINH PH THC HIN TI V NGUN KINH PH

(Gii trnh chi tit xin xem ph lc km theo)
n v tnh: Triu ng
26 Kinh ph thc hin ti phn theo cc khon chi
Trong
Ngun kinh ph

Tng s

Tr cng
lao ng
(khoa
hc, ph
thng)
4

Nguyn,
vt liu,
nng
lng

Thit
b, my
mc

Xy
dng,
sa
cha
nh
7

Tng kinh ph
Trong :
1

Ngn sch SNKH:

- Nm th nht*:
- Nm th hai*:
- Nm th ba*:

Ngun t c ca c quan

Ngun khc
(vn huy ng, ...)

(*): ch d ton khi ti c ph duyt

, ngy...... thng ...... nm 20....

, ngy...... thng ...... nm 20....

Ch nhim ti

T chc ch tr ti

(H, tn v ch k)

(H, tn, ch k, ng du)

, ngy...... thng ...... nm 20....

, ngy...... thng ...... nm 20....

B Khoa hc v Cng ngh3

Th trng
C quan ch qun ti4

(H, tn, ch k, ng du)

3,4,5

Ch k tn, ng du khi ti c ph duyt.

12

Chi khc

hoc
Ch nhim chng trnh5
(H, tn, ch k, ng du)

13

Ph lc
D TON KINH PH TI
n v: triu ng
Tng s

Ngun vn
Ngn sch SNKH

TT

Ni dung cc khon chi

Tr cng lao ng
(khoa hc, ph
thng)

Nguyn,vt liu,
nng lng

Thit b, my mc

Xy dng, sa cha
nh

Chi khc

Tng s
Kinh ph

T l
(%)

Trong
,
khon
chi theo
quy
nh*

Nm
th
nht*

Trong
,
khon
chi theo
quy
nh*

Nm
th
hai*

Trong
,
khon
chi theo
quy
nh*

Nm
th
ba*

Trong
,
khon
chi theo
quy
nh*

10

11

12

Tng cng
* Ch d ton khi ti c ph duyt (theo Thng t s 93/2006/TTLT/BTC-BKHCN)

T c

13

Khc

14

GII TRNH CC KHON CHI

Khon 1. Cng lao ng (khoa hc, ph thng)

n v: triu ng
Tng s

Ngun vn

Ni dung lao ng

Ngn sch SNKH

Tng s

D ton chi tit theo

th t ni dung nghin
cu nu ti mc 17 ca
thuyt minh

Mc chi

Tng

Ni dung 1

TT

Trong
,
khon
chi theo
quy
nh*

Nm
th
nht*

Trong
,
khon
chi theo
quy
nh*

Nm
th
hai*

Trong
,
khon
chi theo
quy
nh*

Nm
th
ba*

Trong
,
khon
chi theo
quy
nh*

10

11

12

- Sn phm 1
- Sn phm 2

Tng cng:

* Ch d ton khi ti c ph duyt (theo Thng t s 93/2006/TTLT/BTC-BKHCN)

T c

Khc

13

14

Khon 2. Nguyn vt liu, nng lng

n v: triu ng
TT

Ni dung

n
v o

S
lng

n
gi

Ngun vn

Thnh
tin
Tng
s

1
1

Nguyn, vt liu
(D ton chi tit theo th
t ni dung nghin cu
nu ti mc 17 ca thuyt
minh)

Dng c, ph tng, vt
r tin mau hng

Nng lng, nhin liu

- Than
- in
- Xng, du

kW/h

T c Khc

SNKH

Trong
,
khon
chi
theo
quy
nh*

Nm
th
nht*

Trong
,
khon
chi
theo
quy
nh *

Nm
th
hai*

Trong
,
khon
chi
theo
quy
nh *

Nm
th
ba*

10

Trong
,
khon
chi
theo
quy
nh *

11

12

- Nhin liu khc

4

Nc

Mua sch, ti liu, s

liu

m3

Cng:

* Ch d ton khi ti c ph duyt (theo Thng t s 93/2006/TTLT/BTC-BKHCN)

Khon 3. Thit b, my mc
n v: triu ng
Ngun vn
SNKH

TT

Ni dung

Mc
chi

n
v o

S
lng

n
gi

Thnh
tin

Tng

Nm
th
nht*

Nm
th
hai*

Nm
th ba*

10

11

Thit b hin c tham gia

thc hin ti4

II

Thit b, cng ngh mua mi

III

Khu hao thit b5

IV

Thu thit b (ghi tn thit b,

thi gian thu)

Vn chuyn lp t
Cng:

* Ch d ton khi ti c ph duyt

4
5

Ch
Ch

ghi tn thit b v gi tr cn li, khng cng vo tng kinh ph ca Khon 3.

khai mc ny khi c quan ch tr l doanh nghip.

T c

Khc

12

13

Khon 4. Xy dng, sa cha nh

n v: triu ng
Ngun vn
TT

Ni dung

Kinh ph

Chi ph xy dng ...... m2 nh xng, PTN

Chi ph sa cha ....... m2 nh xng, PTN

Chi ph lp t h thng in, nc

Chi ph khc
Cng:

* Ch d ton khi ti c ph duyt

SNKH
Tng

Nm th
nht*

Nm th
hai*

Nm th
ba*

T c

Khc

Khon 5. Chi khc

n v: triu ng
Tng s
Mc chi

TT

Ni dung

Cng tc trong nc
(a im, thi gian,
s lt ngi)

Hp tc quc t

on ra (nc n,
s ngi, s ngy, s
ln,...)

on vo (s ngi,
s ngy, s ln...)

Kinh ph qun l
(ca c quan ch tr)

Chi ph nh gi,
kim tra ni b,
nghim thu cc cp
- Chi ph kim tra ni

Ngun vn

Tng

Ngn sch SNKH

T c

Tng s

Trong
,
khon
chi theo
quy
nh*

Nm
th
nht*

Trong
,
khon
chi theo
quy
nh*

Nm
th
hai*

Trong
,
khon
chi theo
quy
nh*

Nm
th
ba*

Trong
,
khon
chi theo
quy
nh*

10

11

12

13

Khc

14

b
- Chi ph nghim thu
trung gian
- Chi ph nghim thu
ni b
- Chi ph nghim thu
cp qun l ti
5

Chi khc
- Hi tho
- n lot ti liu, vn
phng phm
- Dch ti liu
- ng k bo h
quyn s hu tr tu
- Khc

Ph cp ch nhim
ti
Cng:

* Ch d ton khi ti c ph duyt (theo Thng t s 93/2006/TTLT/BTC-BKHCN)