Professional Documents
Culture Documents
Syllabus - Part III
Syllabus - Part III
Syllabus - Part III
RA 8799 (2000)
Topics
State Policy (Sec. 2)
Definition of terms (Sec. 3; SRC Rule 3, Rule 3.6 and Rule 25.1)
Securities required to be registered (Sec. 8)
Exempt Securities (Sec. 9)
Exempt Transactions (Sec.10)
Procedure for the registration of securities (Sec. 12; SRC Rule 8.1)
Tender offers (Sec. 19; SRC Rule 19)
Proxy solicitations (Sec. 20; SRC Rule 20)
Regulation of transactions of directors, officers, and stockholders (Sec. 23)
Manipulation of security prices (Sec. 24; SRC Rule 24.1 [b]-1)
Short sales (SRC Rule 24.2-2)
Insider trading (Sec. 27)
Registration of securities market professionals (Sec.28)
Registration of exchanges (Sec. 33)
Independent directors (Sec. 38; SRC Rule 38)
Self- regulatory organizations (Secs. 39, et seq.)
Uncertified securities (Sec.43)
Margin trading (Secs. 48 and 50; SRC Rule 48.1)
Settlement offers (Sec.55)
Civil liabilities on account of false registration statement (Sec. 56)
Civil liability on account of insider trading (Sec.61)
Limitation of actions (Sec.62)
Damages that may be awarded (Sec. 63)
Non-recovery of contribution to damages from issuer (Sec. 63.3)
Non-waiver of provisions (Sec.71)
Penalties
Cases
Nicolas vs. Court of Appeals and Buan, GR. 122857, March 27, 1998.
Abacus Securities Corporation vs. Ampil, G.R 160016, February 27, 2006.
Baviera vs. Paglinawan, et al., G.R. 168380, February 8, 2007.
Cemco Holdings, Inc. vs. National Life Insurance Company, G.R. 171815, August 7, 2007.
Timeshare Realty vs. Lao, et al., G.R. 15894, February 11, 2008.
Power Homes Unlimited Corp. vs. SEC, G.R. 164182, February 26, 2008.
Gabionza, et al. vs. CA, et al., G.R. 161057, September 12, 2008
SEC vs. Interport Resources Corporation, et al., G.R. 135808, October 6, 2008.
Queensland- Tokyo Commodities, et al., vs. George, G.R. 172727, September 8, 2010.
Philippine Veterans Bank vs. Gallangan G.R. 191995, August 3, 2011
SEC vs. Prosperity.com, Inc., G.R. 164197, January 25, 2012.
LETTERS OF CREDIT
Articles 567- 572, Code of Commerce
Topics
Governing law
Concept and nature
Essential conditions (Art. 568)
Period of validity (Art. 572)
Vessels (Sec. 3, The Ship Mortgage Decree of 1978 [PD 1521, June 11, 1978])
After-acquired, future of substituted property
After-incurred obligation
Right of junior mortgagee (Art. 13)
Foreclosure procedure (Art. 14; SC Circular No. 7-2002, dated January 22, 2002)
Redemption
Claim for deficiency; rule and exception
Cases
Piansay, et al. vs David, et al., G.R. L-19468 October 30, 1964
Tumalad, et al. vs. Vicencio, et al., G.R. L-30173, September 30, 1971.
Torres, et al. vs. Limjap, G.R. L-30173, September 21, 1931.
Acme Shoe, et al. vs CA, et al., G.R. 103576, August 22, 1996.
Southern Motors vs. Moscosom G.R. L -14475, May 30, 1961.
Levy Hermanos vs. Pacific Commercial, et al., G.R. L- 47784, April 18, 1941;
Cruz, et al. vs. Filipinas Investment, G.R. L- 24772, May 27, 1968.
Filipinas Investment vs. Vitug, G.R. L-25951, June 30, 1969.
Spouses Rosario vs. PCI Leasing and Finance, Inc. G.R. 139233, November 11, 2005.
PNB vs. Corpuz, G.R. 180945, February 12, 2010.
AN ACT TO REGULATE THE SALE OF PROPERTY UNDER SPECIAL POWERS INSERTED IN
OR ANNEXED TO REAL ESTATE MORTGAGES
Act 3135 (1924), as amended by Act 4118 (1933), Sec. 6, RA 7353 (1992), Sec. 18, RA 7906 (1995), and Sec.
47, RA 8791 (2000).
Topics
Remedies available to mortgagee upon default of mortgagor
Authority to foreclose mortgage extrajudicially
Procedure
Where to file
Where to sell
Posting requirements
Publication of requirements
Possession by purchase of foreclosed property
Remedy of debtor if foreclosure not proper
Redemption
Cases
Cando vs. Spouses Olazo, G.R. 160741, March 22, 2007.
Caltex Phils. Vs. IAC, et al., G.R. 74730, August 25, 1989;
Bank of America NT & SA vs. American Realty Corporation, et al., G.R. 133876, December 29, 1999;
Suico Rattan & Buri Interiors, Inc., et al. vs. CA, et al., G.R. 138145, June 15, 2006.
Spouses Yap vs. First e-Bank, G.R. 169889, September 29, 2009.
Erene vs. Querrer- Kauffman, G.R. 165853, June 22, 2006.
PNB vs. Corpuz, G.R. 180945, February 12, 2010.
Perez et al, vs. Perez, et al., G.R. 143768, March 28, 2005.
PNB vs. Nepomuceno Productions, Inc. et al., G.R. 139479, December 27, 2002;
Ouano vs. CA, et al., G.R. 129279, March 4, 2003.
Olizon vs. CA, G.R. No. 107075, September 1, 1994.
DBP vs. Aguirre and CA, G.R. 144877, September 7, 2001.
DBP vs. CA and Emerald Resorts Hotel, G.R. 125838, June 10, 2003.
Metropolitan Bank vs. Penafiel, G.R. 173976, February 27, 2009.
Global Holiday Ownership Corporation vs. Metropolitan Bank, G.R. 184081, June 19, 2009.
China Banking Corporation vs. Spouses Martir, G.R. 184252, September 11, 2009
Philippine National Bank vs. CA, et al., G.R. 167058, July 29, 2001
PNP vs. Spouses Cabatingan, et al., G.R. 167058, July 9, 2008
Spouses Certez, et al., vs. Philippine Savings Bank, G.R. 190078, March 5, 2010.
Valmonte, et al., vs. CA, et al., G.R. L-41621, February 18, 1999.
Samson, et al. vs. Rivera, et al., G.R. 154355, May 20, 2004;
DBP vs. Spouses Gatal, G.R. 138567, March 4, 2005.
Metropolitan Bank and Trust Company vs. Spouses Bance, G.R. 167280, April 30, 2008.
China Banking Corporation vs. Spouses Lozada, G.R. 164919, July 4, 2008
Metropolitan Bank vs. Lamb Construction, G.R. 170906, November 27, 2009
Metropolitan Bank vs. Abad Santos et al., G.R. 157867, December 15, 2009.
Spouses Landrito, Jr., et al., vs. CA, et al., G.R. 133079, August 9, 2005.
Reyes vs. Noblejas, et al., G.R. L-23691, November 25, 1967.
Lazo vs. Republic Surety, G.R. L-27365, January 30, 1970;
Ibaan Rural Bank vs. CA, et al., G.R. 123817, December 17, 1999.
Huerta Alba Resort vs. CA, et al., G.R. 128567, September 1. 2000.
Belo vs. PNB. Et al., G.R. 134330, March 1, 2001
Metropolitan Bank vs. Spouses Tan, et al., G.R. 178449, October 17, 2008.
Hi- yield Realty vs. CA, et al., G.R. 138978, September 12, 2002.
Spouses Castro vs. Tan, et al., G.R. 168940, November 24, 2009.
Tolention vs CA, et al., G.R. 171354, March 7, 2007.
Heirs of Quisumbing vs. PNB, et al., G.R. 178242, January 20, 2009.
DBP vs. Prime Neighbor Assn., G.R. 175728 & 178914. May 8, 2009.
China Banking vs. Spouses Martir G.R. 184252, September 11, 2009.
Spouses Yap vs. First e-Bank, G.R. 169889, September 29, 2009.
Spouses Ochoa vs. China Banking, G.R.192877, March 23, 2011.
General Milling vs. Spouses Ramos, G.R 193723, July 20, 2011.
Spouses Yap vs. Spouses Dy. et al., G.R. 171868, July 27, 2011.