Hng dn s dng

[Qun l vay]

S vn bn

S hiu
nh

Ngi ph
chun/Ch k

Ngy ph
chun

Ngi lp/Ch
k

Ngy lp

Hng dn nghip v

Ni dung hiu nh
Version

Ni dung hiu nh

Ngy hiu nh

Ngi

Ghi ch

lp
1.0

To mi

2009-03-17

Hung

1.1

B sung v thay i

2009-04-28

Hung

1.2

B sung v thay i

2010-01-07

Hung

2012-02

2/110

Hng dn nghip v

Mc lc
Qun l vay......................................................................................................................................................... 4
[04501] Gii ta/Ch nh cm c (1. Nhn cm c).......................................................................................................................
[04501] Gii ta/Ch nh cm c (3. Gii ta cm c)...................................................................................................................
[04501] Gii ta/Ch nh cm c (2. Ti ch nh phn cha khp)............................................................................................... 10
[04501] Gii ta/Ch nh cm c (4. Gii ta bn)....................................................................................................................... 13
[04502] Tra cu gii ta cm c....................................................................................................................................................... 16
[04503] Bo co cm c (dng cho np bn ngn hng)............................................................................................................... 19
[04504] Qun l thng tin c bn v ngn hng cho vay............................................................................................................... 21
[04505] Qun l t l ph, t l li cho vay....................................................................................................................................... 24
[04506] Qun l tn CK kh nng cho vay...................................................................................................................................

27

[04511] ng trc tin bn CK....................................................................................................................................................... 30

[04512] Cho vay cm c CK........................................................................................................................................................... 33
[04513] Hon tr cho vay cm c CK........................................................................................................................................... 36
[04514] Hy cho vay/ hon tr....................................................................................................................................................... 39
[04515] Khi to li nh k thng...................................................................................................................................................42
[04516] Hon tr li nh k thng................................................................................................................................................... 44
[04517] X l ng k ng trc tin bn chng khon trc tuyn............................................................................................... 47
[04518] Cho vay tin mua chng khon...........................................................................................................................................50
[04519] Thanh ton tin cho vay mua CK....................................................................................................................................... 54
[04520] Sa s hp ng cho vay................................................................................................................................................... 57
[04521] Tra cu hon tr/ cho vay................................................................................................................................................... 60
[04522] Tra cu nh gi cm c................................................................................................................................................... 63
[04523] Bo co cho vay............................................................................................................................................................... 67
[04524] Giy bo co phong ta/gii ta cm c........................................................................................................................... 69
[04510] Qun l hn mc tn dng theo chi nhnh....................................................................................................................... 71
[04912] Gia hn vay (Gia hn hp ng cho vay)........................................................................................................................... 73
[04912] Gia hn vay (Tra cu lch s gia hn)............................................................................................................................... 76

2012-02

3/110

Hng dn nghip v

I.

Qun l vay
Mn hnh
Menu

[04501] Gii ta/Ch nh cm c (1. Nhn cm c)

[Cho vay]-[Qun l cm c]

Ngi s dng

Nhn vin nghip v

chi nhnh

2012-02

4/110

Hng dn nghip v

Khi qut
1
L mn hnh tra cu s lng kh nng ch nh cm c v s lng CK bo lu theo tng danh mc ca KH v ch nh s
lng cm c theo tng hng mc x l vay cm c.
2
Tra cu -> X l nhp theo th t

2012-02

5/110

Hng dn nghip v

nh

ngha hng mc nhp

Hng mc

Cn

Phng

thit

php nhp

Gii thch hng mc

nhp
S TK

hay
O

Chn/S

Nhp trc tip hoc chn Codehelp

S b mt/Ch k

Chn/S

Chn nhp mt khu hoc ch k

Phn loi x l

Chn

1. Nhn cm c, 2. Ti ch nh phn cha khp, 3. Gii ta

cm c, 4. Gii ta bn

M ngn hng

Chn

S lng ch nh

Nhp trc tip hoc chn Codehelp

S lng ch nh cm c

cm c

nh ngha hng mc in
Hng mc

Gii thch hng mc

M CK

M CK KH ang bo lu

Tn CK

Tn CK

S d
S d c th cm

S lng d ca danh mc tng ng KH ang bo lu

S lng d S lng ch nh cm c

c
Gi nh gi
Gi tr nh gi

Gi ng ca hm trc
S d c th cm c * Gi nh gi

Gi cho vay

Gi cho vay theo tng ngn hng

Gi tr c th vay

S d c th cm c * Gi cho vay

Chc nng ch yu

Nhn phm [Tra cu], tra cu s lng kh nng ch nh cm c, s lng bo lu ca KH. Nhp m ngn hng s tra cu

2012-02

6/110

Hng dn nghip v

Quy trnh nghip v

1
[Tra cu] :Nhp s TK -> Nhp m ngn hng -> Nhn phm Tra cu -> Tra cu s lng kh nng/S lng d bo lu.
Nhp m ngn hng l 0000, tra cu ton b ngn hng lin kt
2
[Thm mi] : Nhp m ngn hng -> Nhp s lng ch nh cm c -> Nhn phm Nhp-> Hon tt ch nh s lng cm
c tng danh mc.

Lin kt nghip v
1
Tra cu ni dung ch nh cm c mn hnh [04502]v [04503]

2012-02

7/110

Hng dn nghip v

Mn hnh
Menu

[04501] Gii ta/Ch nh cm c (3. Gii ta cm c)

[Cho vay]-[Qun l cm c]

Ngi s dng

Nhn vin nghip v

chi nhnh

2012-02

8/110

Hng dn nghip v

Khi qut
1 L mn hnh tra cu s tin cho vay, gi tr nh gi, s lng ch nh cm c theo tng danh mc.
2 Tra cu -> X l nhp theo th t

2012-02

9/110

Hng dn nghip v

nh

ngha hng mc nhp

Hng mc

Cn

Phng

thit

php nhp

Gii thch hng mc

nhp
hay
khng
S TK

Chn/S

S b mt/Ch k

Chn/S

Phn loi x l

Chn

Nhp trc tip hoc chn Codehelp

Chn mt khu hoc ch k
1. Nhn cm c, 2. Ti ch nh phn cha khp, 3. Gii ta
cm c, 4. Gii ta bn

Ngn hng

Chn

S lng gii ta

Nhp trc tip hoc chn Codehelp

Nhp s lng gii ta cm c sau tra cu

cm c

nh ngha hng mc in
Hng mc

Gii thch hng mc

Ngy cho vay

Ngy cho vay

M ngn hng

M ngn hng ch nh cho vay

Tn ngn hng

Tn ngn hng

S tin cho vay

S tin cho vay sau ch nh cm c

S lng ch nh cm

S lng ch nh cm c theo tng ngn hng/theo tng danh mc

c
Gi tr nh gi
Ngy ch nh cm c

Ngy ch nh cm c

M CK

M CK ch nh cm c

Tn CK

Tn danh mc ch nh cm c

Khi lng gii ta

2012-02

S lng ch nh cm c * Gi ng ca ngy hm trc

Khi lng gii ta

10/110

Hng dn nghip v

Quy trnh nghip v

1
[Tra cu] :Nhp s TK-> Nhp m ngn hng ->Nhn phm Tra cu -> Tra cu ni dung vay/ s lng ch nh cm c.
Nu nhp m ngn hng l 0000, tra cu ton b ngn hng
2
[Thm mi] : Nhp s lng gii ta cm c ->Nhn phm Thm mi -> Hon tt gii ta cm c theo tng hng mc.

Lin kt nghip v
1
Tra cu ni dung ch nh cm c mn hnh [04502] [04503]

2012-02

11/110

Hng dn nghip v

Mn hnh
Menu

[04501] Gii ta/Ch nh cm c (2. Ti ch nh phn cha khp)

[Cho vay]-[Qun l cm c]

Ngi s dng

Nhn vin nghip v

chi nhnh

2012-02

12/110

Hng dn nghip v

Khi qut
1

L mn hnh ti ch nh cm c i vi nhng danh mc cha khp trong s s lng c bn theo tng danh
mc.

2012-02

Tra cu -> X l nhp theo th t

13/110

Hng dn nghip v

nh

ngha hng mc nhp

Hng mc

Cn

Phng

thit

php nhp

Gii thch hng mc

nhp
hay
khng
S TK

Chn/S

S b mt/Ch k

Chn/S

Phn loi x l

Chn

Nhp trc tip hoc chn Codehelp

Chn mt khu hoc ch k
1. Nhn cm c, 2. Ti ch nh phn cha khp, 3. Gii ta
cm c, 4. Gii ta bn

Ngn hng cho vay

Chn

S lng ti ch

Nhp trc tip hoc chn Codehelp

Sau khi tra cu, nhp s lng ti ch nh

nh

nh ngha hng mc in
Hng mc

2012-02

Gii thch hng mc

Ngy gii ta

Ngy gii ta bn

Ngy cho vay

Ngy cho vay

M ngn hng

Ngn hng cho vay

Tn ngn hng

Tn ngn hng cho vay

M CK

S danh mc

Tn CK

Tn danh mc

Th gi nh gi

n gi nh gi

Gi tr nh gi

S tin nh gi

S lng bn T

S lng bn ngy T

S lng khp bn T

S lng khp bn T

S lng khp bn T - 1

S lng khp bn T - 1

14/110

Hng dn nghip v

Quy trnh nghip v

1
[Tra cu] :Nhp s TK-> Nhp m ngn hng ->Nhn phm Tra cu -> Tra cu i tng s ch nh cm c li
Nu nhp m ngn hng l 0000, tra cu ton b ngn hng
2
[Thm mi] : Nhp s lng ti ch nh cm c ->Nhn phm Thm mi -> Hon tt ti ch nh s lng cm c theo
tng ngn hng, tng hng mc.

Lin kt nghip v
2
Tra cu ni dung ch nh cm c mn hnh [04502] [04503]

2012-02

15/110

Hng dn nghip v

Mn hnh
Menu

[04501] Gii ta/Ch nh cm c (4. Gii ta bn)

[Cho vay]-[Qun l cm c]

Ngi s dng

Nhn vin nghip v

chi nhnh

2012-02

16/110

Hng dn nghip v

Khi qut
L mn hnh tra cu s tin cho vay, gi tr nh gi, s lng ch nh cm c theo tng danh mc/ngn hng v ch nh
s lng gii ta bn.
Tra cu -> X l nhp theo th t.

2012-02

17/110

Hng dn nghip v

nh

ngha hng mc nhp

Hng mc

Cn

Phng

thit

php nhp

Gii thch hng mc

nhp
hay
khng
S TK

Chn/S

S b mt/Ch k

Chn/S

Phn loi x l

Chn

Nhp trc tip hoc chn Codehelp

Chn mt khu hoc ch k
1. Nhn cm c, 2. Ti ch nh phn cha khp, 3. Gii ta
cm c, 4. Gii ta bn

Ngn hng

Chn

S lng gii ta

Nhp trc tip hoc chn Codehelp

Nhp s lng gii ta cm c sau tra cu

cm c

nh ngha hng mc in
Hng mc

Gii thch hng mc

Ngy cho vay

Ngy cho vay

M ngn hng

M ngn hng ch nh cho vay

Tn ngn hng

Tn ngn hng

S tin cho vay

S tin cho vay sau ch nh cm c

S lng ch nh cm

S lng ch nh cm c theo tng ngn hng/theo tng danh mc

c
Gi tr nh gi
Ngy ch nh cm c

Ngy ch nh cm c

M CK

M CK ch nh cm c

Tn CK

Tn danh mc ch nh cm c

Khi lng gii ta

2012-02

S lng ch nh cm c * Gi ng ca ngy hm trc

Khi lng hon tr

18/110

Hng dn nghip v

Quy trnh nghip v

1
[Tra cu] :Nhp s TK-> Nhp m ngn hng ->Nhn phm Tra cu -> Tra cu ni dung vay/ s lng ch nh cm c.
Nu nhp m ngn hng l 0000, tra cu ton b ngn hng
2
[Thm mi] : Nhp s lng gii ta cm c ->Nhn phm Thm mi -> Hon tt gii ta cm c theo tng ngn hng,
tng hng mc.

Lin kt nghip v
1

2012-02

Tra cu ni dung ch nh cm c mn hnh [04502] [04503]

19/110

Hng dn nghip v

Mn hnh
Menu

[04502] Tra cu gii ta cm c

[Cho vay]-[Qun l cm c]

Ngi s dng

Nhn vin nghip v

chi nhnh

2012-02

20/110

Hng dn nghip v

Khi qut
1 L mn hnh tra cu hng mc gii ta cm c, ch nh cm c theo tng TK, tng phn loi tra cu.

2012-02

21/110

Hng dn nghip v

nh

ngha hng mc nhp

Hng mc

Cn

Phng

thit

php nhp

Gii thch hng mc

nhp
hay
khng
S TK

Chn/S

Chn Codehelp hoc nhp trc tip

Nhp 000000 tra cu ton b

Phn loi tra cu

Chn

%. Tt c, 1. Nhn cm c, 2. Ti ch nh phn cha khp,

3. Gii ta cm c, 4. Gii ta bn

Ngy tra cu

dd/mm/yyy

Ngy tra cu(dd/mm/yyyy)

nh ngha hng mc in
Hng mc
Phn loi

1. Nhn cm c, 2. Ti ch nh phn cha khp, 3. Gii ta cm c, 4. Gii ta bn

S ti khon

S ti khon ch nh cm c,gii ta cm c

Tn ti khon

Tn ti khon

M ngn hng

M ngn hng cho vay

Khi lng

S lng ch nh cm c,gii ta cm c

Ngi x l

Nhn vin x l

Ngy

2012-02

Gii thch hng mc

Ngy ch nh cm c,gii ta cm c

M CK

M CK ch nh cm c

Tn CK

Tn CK

Tn ngn hng

Tn ngn hng

Gi tr nh gi

Tin nh gi ca danh mc ch nh cm c

Thi gian x l

Thi gian x l

22/110

Hng dn nghip v

Quy trnh nghip v

1
[Tra cu] :Chn nhp s TK-> Chn phn loi tra cu -> Nhp ngy ->Nhn phm Tra cu -> Tra cu gii ta cm c v
ch nh cm c
Tra cu ton b TK khi nhp 000000

2
Nhn phm Tra cu , tra cu ni dung gii ta cm c v ch nh cm c pht sinh trong thi gian tng ng.

2012-02

Nghip v lin kt

23/110

Hng dn nghip v

Mn hnh
Menu

[04503] Bo co cm c (dng cho np bn ngn hng)

[Cho vay]-[Qun l cm c]

Ngi s dng

Nhn vin nghip v

chi nhnh

2012-02

24/110

Hng dn nghip v

Khi qut
1 L mn hnh in ni dung gii ta cm c v ch nh cm c lin giao NH theo tng ngy, TK, NH.

2012-02

25/110

Hng dn nghip v

nh

ngha hng mc nhp

Hng mc

Cn

Phng

thit

php nhp

Gii thch hng mc

nhp
hay
khng
Ngn hng

Chn

Nhp trc tip hoc chn Codehelp

S TK

Chn/S

Nhp trc tip hoc chn Codehelp

Phn loi tra cu

Chn

%. Tt c, 1. Nhn cm c, 2. Ti ch nh phn cha khp,

3. Gii ta cm c, 4. Gii ta bn

Ngy tra cu

dd/mm/yyy

Ngy tra cu(dd/mm/yyyy)

nh ngha hng mc in
Hng mc
Ngy

Ngy ch nh cm c/gii ta cm c

S ti khon

S ti khon ch nh cm c/gii ta cm c

Tn ti khon

Tn ti khon

S lng

S lng ch nh cm c/gii ta cm c

Tin nh gi
Phn loi

2012-02

Tin nh gi ca danh mc ch nh cm c
Phn loi ch nh cm c/gii ta cm c

M CK

M CK ch nh cm c

Tn CK

Tn danh mc

Gi

Gi ng ca ngy hm trc ca danh mc

Chc nng

Gii thch hng mc

ch yu

Phn loi tra cu :

1.Tra cu ni dung nhn cm c khi chn nhn cm c.

2.Tra cu ni dung ti ch nh phn cha khp khi chn ti ch nh phn cha khp.

26/110

Hng dn nghip v

Mn hnh
Menu

[04504] Qun l thng tin c bn v ngn hng cho vay

[Cho vay]-[Qun l cm c]

Ngi s dng

Nhn vin nghip v

chi nhnh

2012-02

27/110

Hng dn nghip v

Khi qut
1 L mn hnh tra cu v ng k/chnh sa/xa thng tin c s ca tng ngn hng cho vay.
2 Qun l t l nh gi kh nng vay, s tin cho vay ti a, s tin cho vay ti thiu, thi gian tiu chun cho vay , thi
gian tnh li vay tiu chun, t l cm c cn thiu...

2012-02

28/110

Hng dn nghip v

nh

ngha hng mc nhp

Hng mc

Cn

Phng

thit

php nhp

Gii thch hng mc

nhp
hay
khng
Phn loi x l

Chn

Phn loi tra cu v nhp

M ngn hng

Chn

Trc tip nhp m NH hoc chn Codehelp

Phn loi tra cu

Chn

Tt c, p dng hin ti

Ngy p dng

dd/mm/yyy

Ngy p dng (dd/mm/yyyy)

y
Phn loi nh gi

Phn loi nh gi cm c ( RT: theo t l, MT: theo bi s )

Nu chn t l th nhp t l cho vay, khi chn bi s th nhp

cm c
nh gi kh nng
cho vay

bi s cho vay

S tin ti a cho

S tin ti a cho cng ty vay

S tin ti thiu cho vay

Thi gian tiu chun cho vay

T l tiu chun cm c gim gi

Thi gian tiu chun tnh li cho vay

Thi gian ti thiu ca li cho vay

S tin ti a cho c nhn vay

c nhn vay
S tin ti a cho
cng ty vay
S tin ti thiu
cho vay
Thi gian tiu
chun cho vay
T l tiu chun
cm c cn thiu
Thi gian tiu
chun tnh li

cho

vay
Thi gian ti thiu

2012-02

29/110

Hng dn nghip v

ca li cho vay

nh ngha hng mc in
Hng mc

Gii thch hng mc

M ngn hng

M ngn hng

Tn ngn hng

Tn ngn hng

Ngy p dng

Ngy p dng(dd/mm/yyyy)

Phn loi nh gi

Phn loi nh gi cm c ( RT: theo t l, MT: theo bi s )

cm c
nh gi kh nng
cho vay

Nu phn loi nh gi cm c l RT th hin th t l cho vay, nu phn loi nh gi cm

c l MT th hin th bi s cho vay

S tin ti a cho

S tin ti a cho c nhn vay

c nhn vay
S tin ti a cho

S tin ti a cho cng ty vay

cng ty vay
S tin ti thiu

S tin ti thiu cho vay

cho vay
Thi gian tiu

Thi gian cho vay

chun cho vay

T l tiu chun

T l tiu chun cm c gim gi

cm c cn thiu
Thi gian tiu
chun tnh li

Thi gian tiu chun tnh li cho vay

cho

vay
Thi gian ti thiu

Thi gian ti thiu ca li cho vay

ca li cho vay

2012-02

30/110

Hng dn nghip v

Chc nng

ch yu

1
Nhn phm [Tra cu], tra cu thng tin c s ca tng ngn hng cho vay
2
Nhn phm [Thm mi], nhp thng tin c s ca tng ngn hng cho vay
3
Nhn phm [Sa], chnh sa thng tin c s ca tng ngn hng cho vay
4
Nhn phm [Xa], xa thng tin c s ca tng ngn hng cho vay

Quy trnh nghip v

1
[Tra cu] :Chn phn loi x l (Tra cu) -> Nhp m ngn hng-> Nhn phm Tra cu -> Hon tt tra cu thng tin c bn
ca tng ngn hng cho vay.
Tra cu xong thng tin c bn ca tng ngn hng cho vay
Nu nhp m ngn hng l 0000 s tra cu tt c ngn hng
2
[Thm mi] :Chn phn loi x l (u vo) -> Nhn phm To hng u vo -> Nhp gi tr phn loi vo pha di mn
hnh-> Nhn phm Thm mi
-> Hon tt nhp thng tin c bn ca tng ngn hng cho vay
Chn phn loi x l (u vo) -> Nhn phm To hng u vo nu c kch hot, nhn phm To hng u vo
b sung dng vo pha di
Chn phn loi nh gi cm c, nhp nh gi kh nng cho vay, s tin cho vay ti a, ti thiu, thi gian cho vay
tiu chun, li vay tnh trong thi gian tiu chun, t l thiu cm c.
Nhn phm Thm mi nhp thng tin c s tng ng.
3
[Sa] : Tra cu thng tin c bn ca tng ngn hng cho vay -> Thay i thng tin c bn ca ngn hng cho vay -> Nhn
phm Sa
-> Hon tt sa thng tin c bn ca ngn hng cho vay

2012-02

31/110

Hng dn nghip v

4
[Xa] : Tra cu thng tin c bn ca tng ngn hng cho vay -> Chn dng nh xa -> Nhn phm Xa
-> Hon tt xa thng tin c bn ca ngn hng cho vay

2012-02

32/110

Hng dn nghip v

Mn hnh
Menu

[04505] Qun l t l ph, t l li cho vay

[Cho vay]-[Qun l cm c]

Ngi s dng

Nhn vin nghip v

chi nhnh

2012-02

33/110

Hng dn nghip v

Khi qut
1 L mn hnh tra cu v ng k/sa/xa t l li vay v t l ph qun l ti sn
2 Qun l t l li vay v t l ph qun l ti sn theo tng khon vay, tng ngn hng cho vay.

2012-02

34/110

Hng dn nghip v

nh

ngha hng mc nhp

Hng mc

Cn

Phng

thit

php nhp

Gii thch hng mc

nhp
hay
khng
Phn loi x l

Chn

Phn loi nhp hoc tra cu

M NH

Chn

Trc tip nhp m NH hoc chn Codehelp

Phn loi cho vay

Chn

Phn loi cho vay

Phn loi tra cu

Chn

Tt c, p dng hin ti

M NH cho vay

Chn

M NH cho vay

Tn NH cho vay

Chn

Tn NH cho vay

Phn loi cho vay

Chn

Phn loi cho vay (10. ng trc tin bn CK, 20. Cho vay
cm c CK, 30. Cho vay tin mua CK)

Phn loi gi tr p

Chn

dd/mm/yyy

Phn loi gi tr p dng cho vay

dng cho vay

Ngy p dng

Ngy p dng(dd/mm/yyyy)

y
Gi tr p dng

Gi tr p dng cho vay

cho vay

nh ngha hng mc in
Hng mc

Gii thch hng mc

M NH cho vay

M NH cho vay

Tn NH cho vay

Tn NH cho vay

Phn loi cho vay

Phn loi cho vay (10. ng trc tin bn CK, 20. Cho vay cm c CK, 30. Cho vay tin
mua CK)

Phn loi gi tr p

2012-02

Phn loi gi tr p dng cho vay

35/110

Hng dn nghip v

Quy trnh nghip v

1
[Tra cu] :Chn phn loi x l (Tra cu) -> Nhp m ngn hng-> Nhp phn loi cho vay -> Nhn phm Tra cu -> Hon
tt tra cu t l li vay/ph qun l ti sn theo tng ngn hng.

Tra cu t l li vay/ph qun l ti sn theo tng phn loi khon vay v tng ngn hng cho vay.

2
[Thm mi] :Chn phn loi x l (u vo) -> Nhn phm To hng u vo -> Nhp gi tr phn loi vo pha di mn
hnh-> Nhn phm Thm mi
-> Hon tt nhp t l li vay/ph qun l ti sn theo tng phn loi khon vay v tng ngn hng cho vay.
Chn phn loi x l (u vo) -> Nhn phm To hng u vo nu c kch hot, nhn phm To hng u vo
b sung dng vo pha di
Nhp m NH, m phn loi cho vay, phn loi gi tr p dng cho vay, ngy p dng, gi tr p dng vo pha di
mn hnh.
Nhn phm Thm mi nhp gi tr p dng cho vay tng ng.
3
[Sa] : Tra cu t l li vay/ph qun l ti sn theo tng ngn hng cho vay-> Thay i gi tr p dng cho vay-> Nhn
phm Sa
-> Hon tt sa gi tr p dng cho vay
4
[Xa] : Tra cu t l li vay/ph qun l ti sn theo tng ngn hng cho vay -> Chn dng nh xa -> Nhn phm Xa
-> Hon tt xa gi tr p dng cho vay

2012-02

36/110

Hng dn nghip v

Mn hnh
Menu

[04506] Qun l tn CK kh nng cho vay

[Cho vay]-[Qun l cm c]

Ngi s dng

Nhn vin nghip v

chi nhnh

2012-02

37/110

Hng dn nghip v

Khi qut
1 L mn hnh tra cu t l cho vay theo tng ngn hng, tng danh mc.
2 Qun l danh mc c kh nng cho vay NH.
3 Qun l theo m NH 9999 trong trng hp cho vay cng ty CK.

2012-02

38/110

Hng dn nghip v

nh

ngha hng mc nhp

Hng mc

Cn

Phng

thit

php nhp

Gii thch hng mc

nhp
hay
khng
Phn loi x l

Chn

Phn loi x l

Ngn hng

Chn

Chn Codehelp hoc nhp m ngn hng trc tip

Phn loi tra cu

Chn

Tt c, p dng hin ti

Phn loi cho vay

Chn

Phn loi cho vay (10. ng trc tin bn CK, 20. Cho vay
cm c CK, 30. Cho vay tin mua CK)

M CK

Chn

Chn Codehelp hoc nhp M CK trc tip

Tn CK

Chn

Tn danh mc

Ngy p dng

dd/mm/yyy

Ngy p dng(dd/mm/yyyy)

T l cho vay

T l cho vay p dng

Bi s cho vay

Bi s cho vay

nh ngha hng mc in
Hng mc

2012-02

Gii thch hng mc

Ngn hng

M NH cho vay

M CK

M CK cho vay

Tn danh mc

Tn danh mc c th vay

Ngy p dng

Ngy p dng(dd/mm/yyyy)

S dng Y/N

Danh mc hin ang s dng: Y,khng s dng: N

T l cho vay

T l cho vay

Bi s cho vay

Bi s cho vay

39/110

Hng dn nghip v

Quy trnh nghip v

[Tra cu] :Chn phn loi x l (tra cu) -> Nhp m NH-> Nhn phm Tra cu -> Hon tt tra cu t l cho vay theo
tng ngn hng.
Tra cu thng tin t l cho vay theo tng ngn hng
Nhp m NH l 0000 tra cu ton b NH.

[Thm mi] : Chn phn loi x l (u vo) ->Nhn phm To hng u vo -> Nhp gi tr phn loi pha di mn
hnh ->Nhn phm Thm mi -> Hon tt nhp thng tin t l cho vay theo tng ngn hng
Chn phn loi x l u vo, nhn phm To hng u vo, b sung ni dung mun nhp vo dng.
Nhp m NH, M CK, ngy p dng, t l p dng.
Nhn phm Thm mi , nhp t l cho vay tng ng.

[Sa] : Tra cu t l cho vay theo tng NH -> Thay i t l cho vay ->Nhn phm Sa-> Hon tt sa t l cho vay

[Xa] : Tra cu t l cho vay theo tng NH -> Chn dng mun xa ->Nhn phm Xa > Hon tt xa t l cho vay.

2012-02

40/110

Hng dn nghip v

Mn hnh
Menu

[04511] ng trc tin bn CK

[Cho vay]-[Qun l cho vay]

Ngi s dng

Nhn vin nghip v

chi nhnh

2012-02

41/110

Hng dn nghip v

Khi qut
1 L mn hnh x l ng trc tin bn CK theo s tin giao dch bn trong ngy bn v phn bn cha thanh ton ca
khch hng
2 Mn hnh phn thnh chi tit bn v chi tit vay ca tng CK.
3 Tra cu , x l nhp vo theo th t -> Thm mi

2012-02

42/110

Hng dn nghip v

nh

ngha hng mc nhp

Hng mc

Cn

Phng

thit

php nhp

Gii thch hng mc

nhp
hay
khng
S TK

Chn/S

Chn codehelp hoc nhp trc tip

S b mt/Ch k

Chn/S

Nhp mt khu hoc ch k

Ngn hng cho vay

Chn/S

Nhp trc tip hoc chn Codehelp

S chi nhnh

Chn

S chi nhnh in bo co ng trc

S tin ng trc

Chn

S tin ng trc tin bn CK

T l ph

Chn

T l ph s thanh ton khi hon tr s tin ng trc tin

bn CK

nh ngha hng mc in
Hng mc

Gii thch hng mc

* Mn hnh tra cu pha trn

S hp ng

S hp ng ng trc

Ngy giao dch

Ngy giao dch c khp

Phn loi lnh

Lnh bn thng, bn cm c, bn cho vay tin mua

Ngy thanh ton

Ngy x l thanh ton

Gi tr giao dch

S tin khp bn (Khi lng khp bn * n gi)

Ph giao dch

Ph pht sinh khi thanh ton

S tin iu

S tin khp Ph giao dch

chnh
S tin c th cho

2012-02

S tin cho vay c th nhn c s tin iu chnh i vi CK c khp bn(S

43/110

Hng dn nghip v

vay

tin giao dch Ph giao dch Li vay d tnh D n)

* Mn hnh tra cu gia

S

S th t tnh cho vay

M CK

M CK c giao dch

Khi lng giao

Khi lng khp bn

dch
Gi tr giao dch
Ph giao dch
S tin iu

S tin khp bn
Ph giao dch
S tin khp Ph giao dch

chnh
S tin ng trc

S tin cho vay c th nhn c t s tin iu chnh i vi CK c khp bn(S

tin giao dch Ph giao dch Li vay d tnh D n)

* Mn hnh tra cu pha di

Ngy cho vay

Ngy cho vay

Ngy giao dch

Ngy giao dch c khp

M CK

M CK cho vay

S lng

S lng khp giao dch c x l khi ng trc tin bn CK

S tin khp
S tin ng trc

S tin khp giao dch c x l khi ng trc tin bn CK

S tin ng trc

S tin hon tr

S tin hon tr khon vay ng trc

S tin cha hon

S tin ng trc cn li cha tr ht (S tin ng trc-S tin tr)

tr

Chc nng

ch yu

1
Nhn phm [Tra cu], tra cu ni dung vay v ni dung bn cha thanh ton tng TK.

2012-02

44/110

Hng dn nghip v

2
Click p vo dng cha thanh ton, ni dung bn cha thanh ton c ci t pha trn, click nt phn chia s phn
chia s tin cho vay vo tng dng bn di, ngn hng cho vay s mc nh l ngn hng thanh ton, kch hot phm
Thm mi x l ng trc tin bn CK.
3
Nhp s tin vay v li, nhn phm Thm mi, x l ng trc tin bn CK.

Quy trnh nghip v

1
[Tra cu] : Nhp s TK-> Nhn phm Tra cu -> Hon tt tra cu ni dung ng trc tin bn CK v ni dung bn cha
thanh ton.
2
[Thm mi]: Click p vo ni dung bn cha thanh ton -> Nhp s tin vay, s li ->nhn phm Thm mi -> Hon tt
x l ng trc tin bn CK.

Lin kt nghip v
1
Tra cu ni dung vay mn hnh [04521], [04523]

2012-02

45/110

Hng dn nghip v

Mn hnh
Menu

[04512] Cho vay cm c CK

[Cho vay]-[Qun l cho vay]

Ngi s dng

Nhn vin nghip v

chi nhnh

2012-02

46/110

Hng dn nghip v

Khi qut
1 Khi nhp s tin cho vay, s tin cho vay s c t ng setting vo hng mc ch nh cm c
2 Mn hnh c phn chia thnh chi tit cm c, chi tit vay.
3 Tra cu , x l nhp theo th t -> Thm mi

2012-02

47/110

Hng dn nghip v

nh

ngha hng mc nhp

Hng mc

Cn

Phng

thit

php nhp

Gii thch hng mc

nhp
hay
khng
S TK

Chn/S

Nhp trc tip hoc chn Codehelp

Mt khu

Chn/S

Nhp m s b mt hoc ch k

M ngn hng

Chn/S

Nhp trc tip hoc chn Codehelp

S hp ng

S hp ng cho vay

Ghi ch

Ghi ch cho vay

S tin vay

S tin cho vay cm c CK

T l li vay

T l li vay ca khon vay cm c CK

T l ph

T l ph cho vay cm c CK

Thi gian vay

Thi gian vay

Ngy cho vay

dd/mm/yyy

Ngy cho vay(dd/mm/yyyy)

y
Ngy ht hn

dd/mm/yyy

Ngy ht hn(dd/mm/yyyy)

nh ngha hng mc in
Hng mc

Gii thch hng mc

* Mn hnh tra cu pha trn

M CK
Gi
S d

2012-02

M CK
Gi ng ca ngy hm trc
S lng bo lu

SLCC ban u

S lng cm c

Gi tr nh gi

S lng cm c * n gi

48/110

Hng dn nghip v

Chc nng

ch yu

1
Nhn phm [Tra cu], tra cu ni dung cho vay v ch nh cm c ca ti khon
2 Khi nhp s tin cho vay, s tin cho vay s c t ng setting vo hng mc ch nh cm c
3
Li sut v t l ph cho vay c t ng setting v trng hp i vi khch VIP s p dng t l ph thp th ch cn thay
i l c
4
Nhp s tin cho vay v t l tin li, t l ph cho vay, khi nhn phm [Thm mi] mc cho vay cm c CK s c x l.

Quy trnh nghip v

1
[Tra cu] :Nhp s ti khon -> Nhp m ngn hng -> Nhn phm Tra cu -> Hon tt tra cu ni dung ch nh cm c v
ni dung cho vay cm c CK .
2
[Thm mi]: Nhn p ni dung ch nh cm c -> Nhp s tin cho vay v t l tin li -> Nhn phm Thm mi -> Hon
thnh x l cho vay cm c CK

Lin kt nghip v
1
Tra cu ni dung cho vay trn Mn hnh [04521], [04523]

2012-02

49/110

Hng dn nghip v

Mn hnh
Menu

[04513] Hon tr cho vay cm c CK

[Cho vay]-[Qun l cho vay]

Ngi s dng

Nhn vin nghip v

chi nhnh

2012-02

50/110

Hng dn nghip v

Khi qut
1 L mn hnh x l hon tr cho vay cm c CK ca khch hng.
2 Tra cu , x l theo th t -> Thm mi

2012-02

51/110

Hng dn nghip v

nh

ngha hng mc nhp

Hng mc

Cn

Phng

thit

php nhp

Gii thch hng mc

nhp
hay
khng
S TK

Chn/S

Nhp trc tip s tin khon hoc chn Codehelp

S b mt/Ch k

Chn/S

Nhp mt trong hai hoc m s b mt hoc ch k

S tin ng k

Tin hon tr cho vay cm c CK

Li d kin

Tin li hon tr cho vay cm c CK

Ph d kin

Tin ph hon tr cho vay cm c CK

hon tr

nh ngha hng mc in
Hng mc

Gii thch hng mc

* Mn hnh tra cu pha trn

Ngn hng cho vay

Ngn hng cho khch vay cm c

Ngy cho vay

Ngy cho vay

Ngy ht hn

Ngy ht hn

Thi hn cho vay

Ngy ht hn Ngy cho vay

S tin cho vay

S tin cho vay cm c

S tin hon tr

S tin hon tr

D n

S tin cho vay - S tin hon tr

Li sut cho vay

Li hon tr

Ph cho vay

Ph hon tr

* Mn hnh tra cu pha di

2012-02

Ngn hng

Ngn hng cho khch vay cm c

52/110

Hng dn nghip v

Chc nng

ch yu

1
Nhn phm [Tra cu], tra cu ni dung cho vay cm c CK ca ti khon
2
Khi nhn p dng trong s ni dung cho vay cm c CK, ni dung cho vay cm c CK s c Setting thnh ni dung chi
tit trn mn hnh, ni dung cho vay chi tit s c tra cu theo tng danh mc di. Tip nhn phm [Thm mi]
nhm x l hon tr cho vay cm c CK.
3
Nu khch hng nhp s tin hon tr yu cu v nhn nt phn chia, th s tin yu cu hon tr, tin li cho vay, l ph
cho vay s t ng phn phi v setting vo ni dung chi tit theo tng danh mc c tra cu di.
4
Nhp s tin hon tr v tin li hon tr, ph hon tr, khi nhn phm [Thm mi] th x l hon tr cho vay cm c CK

Quy trnh nghip v

1
[Tra cu] : Nhp s ti khon-> Nhn phm Tra cu -> Hon tt tra cu ni dung cho vay cm c CK
2
[Thm mi]: Nhn p ni dung cho vay cm c -> Nhp s tin hon tr, s tin li hon tr, ph hon tr -> Nhn phm
Thm mi -> Hon tt hon tr cho vay cm c

Lin kt nghip v
1

2012-02

Tra cu ni dung hon tr cho vay trn Mn hnh[04521], [04523]

53/110

Hng dn nghip v

Mn hnh
Menu

[04514] Hy cho vay/ hon tr

[Cho vay]-[Qun l cho vay]

Ngi s dng

Nhn vin nghip v

chi nhnh

2012-02

54/110

Hng dn nghip v

Khi qut
1 Mn hnh hy chi tit vay/hon tr khon vay theo tng TK sau khi tra cu ngy giao dch.

2012-02

55/110

Hng dn nghip v

nh

ngha hng mc nhp

Hng mc

Cn

Phng

thit

php nhp

Gii thch hng mc

nhp
hay
khng
S TK

Chn/S

Nhp trc tip s tin khon hoc chn Codehelp

S b mt/Ch k

Chn/S

Nhp mt trong hai hoc m s b mt hoc ch k

Ngy giao dch

dd/mm/yyy

Ngy giao dch

(dd/mm/yyyy)

y
S giao dch

Nhp trc tip hoc chn Codehelp

nh ngha hng mc in
Hng mc
S ti khon

S ti khon

Tn ti khon

Tn ti khon

Ngy giao dch

Ngn hng cho vay
S cng lin giao dch
M CK
Tn CK
Phn loi cho vay
Ngy cho vay

Ngy giao dch

Ngn hng cho vay
S giao dch x l khi pht sinh vay/tr
M CK
Tn CK
Phn loi cho vay
Ngy cho vay

S tin cho vay

S tin cho vay

Ngy hon tr

Ngy hon tr

Khi lng hon tr

2012-02

Gii thch hng mc

Li sut cho vay

Khi lng hon tr

Li sut cho vay tnh khi hon tr

56/110

Hng dn nghip v

Quy trnh nghip v

1
[Tra cu] : Nhp s TK -> Nhp ngy giao dch -> Nhp s giao dch -> Nhn phm Tra cu -> Tra cu ni dung vay/hon
tr

Nhn phm Tra cu tra cu chi tit vay/hon tr pht sinh trong ngy giao dch.

2
[Thm mi]: Tra cu ni dung vay/hon tr -> Nhn phm Thm mi -> Hon tt hy ni dung vay/hon tr.

2012-02

57/110

Hng dn nghip v

Mn hnh
Menu

[04515] Khi to li nh k thng

[Cho vay]-[Qun l cho vay]

Ngi s dng

Nhn vin nghip v

chi nhnh

2012-02

58/110

Hng dn nghip v

Khi qut
1 L mn hnh dng tnh li nh k theo thng ca thng tng ng i vi s tin d cho vay sau khi tra cu ti khon
thuc trong s nhng ti khon pht sinh cho vay cm c chng khon cho n nay, ly thng hin ti lm tiu chun,
vn cn s d cho vay

2012-02

59/110

Hng dn nghip v

nh

ngha hng mc nhp

Hng mc

Cn

Phng

thit

php nhp

Gii thch hng mc

nhp
hay
khng
Ngy tc nghip

dd/mm/yyy

Ngy tc nghip(dd/mm/yyyy)

y
S TK

Chn/S

Nhp trc tip s ti khon hoc chn Codehelp

nh ngha hng mc in
Hng mc

Gii thch hng mc

S ti khon

S ti khon

Tn ti khon

Tn ti khon

Ngy cho vay

Ngy cho vay

M ngn hng cho

M ngn hng cho vay

vay
Tn ngn hng cho

Tn ngn hng cho vay

vay
S tin cho vay

S tin cho vay

Khi lng hon

Khi lng hon tr

tr
Tin cho vay cha

S tin cha hon tr trong s tin cho vay

hon tr
Li nh k
Li qu hn nh

S tin li nh k pht sinh hng thng theo nh k

S tin li qu hn nh k pht sinh hng thng theo nh k

2012-02

60/110

Hng dn nghip v

Chc nng ch yu

Nhn phm [Tra cu], s tra cu c ti khon cn s d cho vay vi tiu chun l thng hin ti
2
Sau khi tra cu ni dung tng ng, nhn phm [Thm mi] s thc hin c tc nghip to ni dung li nh k thng.

Quy trnh nghip v

1
[Tra cu] : Nhp s TK -> Nhp ngy tc nghip -> Nhn phm Tra cu -> Tra cu ni dung s to li nh k thng

Nhn phm Tra cu , tra cu ni dung li nh k thng s x l trong thng tng ng.

2
[Thm mi]: Tra cu ni dung li nh k thng -> Nhn phm Thm mi -> Hon tt x l to li nh k thng

2012-02

61/110

Hng dn nghip v

Mn hnh
Menu

[04516] Hon tr li nh k thng

[Cho vay]-[Qun l cho vay]

Ngi s dng

Nhn vin nghip v

chi nhnh

2012-02

62/110

Hng dn nghip v

Khi qut
1 L mn hnh hon tr ni dung li nh k thng tng ng sau khi tra cu ni dung li nh k thng theo tng ti khon
vi tiu chun l nm thng

2012-02

63/110

Hng dn nghip v

nh

ngha hng mc nhp

Hng mc

Cn

Phng

thit

php nhp

Gii thch hng mc

nhp
hay
khng
S TK

Chn/S

Nhp trc tip s ti khon hoc chn Codehelp

S b mt/Ch k

Chn/S

Nhp mt trong hai hoc m s b mt hoc ch k

Thng c s

dd/mm/yyy

Thng c s (dd/mm/yyyy)

nh ngha hng mc in
Hng mc
Thng c s

Gii thch hng mc

Nm thng c s to li nh k v li qu hn nh k

S ti khon

S ti khon

Tn ti khon

Tn ti khon

Ngy cho vay

Ngy cho vay

Ngn hng cho vay

Ngn hng cho vay

S tin cho vay

S tin cho vay

Khi lng hon

Khi lng hon tr

tr
Li nh k
Li qu hn nh

Li nh k pht sinh vo nm thng tiu chun tng ng

Li qu hn nh k pht sinh vo nm thng tiu chun tng ng

k
Li nh k phi

S tin li nh k c x l hon tr

hon tr
Li qu hn nh

S tin li qu hn nh k c x l hon tr

k phi hon tr

2012-02

64/110

Hng dn nghip v

Quy trnh nghip v

1
[Tra cu] : Nhp s ti khon -> Nhp thng c s -> Nhn phm tra cu Tra cu -> Tra cu ni dung li nh k thng

Nhn phm Tra cu ri tra cu ni dung li nh k thng.

2
[Thm mi]: Tra cu ni dung li nh k thng -> Nhn p dng tng ng -> Nhn phm Thm mi -> X l hon tr
li nh k.

2012-02

65/110

Hng dn nghip v

Mn hnh
Menu

[04517] X l ng k ng trc tin bn chng khon trc tuyn

[Cho vay]-[Qun l cho vay]

Ngi s dng

Nhn vin nghip v

chi nhnh

2012-02

66/110

Hng dn nghip v

Khi qut
1 L mn hnh tra cu hng mc ng k ng trc tin bn chng khon trc tuyn theo chi nhnh
2 L mn hnh x l sau khi la chn i tng s x l ng trc tin bn chng khon trong hng mc c tra cu .
3 Tra cu , x l theo th t -> Thm mi

2012-02

67/110

Hng dn nghip v

nh ngha hng mc nhp

Hng mc

C cn

Phng

thit

php nhp

Gii thch hng mc

hay
khng?
Chi nhnh

La chn

La chn chi nhnh tng ng trong s cc chi nhnh c

tra cu

Phn loi tra cu

La chn

Chn phn loi x l mun tra cu

Tra cu t ng

La chn

C tra cu t ng d liu hay khng

nh ngha hng mc in
Hng mc
S ti khon
Tn ti khon

S ti khon
Tn ti khon

M chng khon

M chng khon

Tn chng khon

Tn chng khon

Ngy giao dch

Ngy giao dch

Ngy thanh ton

Ngy thanh ton

T l ph

T l ph ng trc

S lng

S lng khp bn theo m chng khon

Gi tr giao dch
Ph giao dch
Thu thu
S tin ng trc
S tin c th cho vay

2012-02

Gii thch hng mc

S tin khp bn theo m chng khon

Ph giao dch
Thu thu nhp CK
S tin ng trc theo m chng khon
S tin c th cho vay theo m chng khon

68/110

Hng dn nghip v

Ngn hng

2012-02

Ngn hng cho vay ng trc

69/110

Hng dn nghip v

Chc nng ch yu
1
Nu click vo nt [Tra cu] s tra cu c hng mc ng k ng trc tin bn chng khon c x l trn (T-PRO, TWEB) trc tuyn
2
La chn phn mun x l Checkbox v ng trc tin bn chng khon s c x l khi click vo nt [Thm mi]

Qui trnh nghip v

1
[Tra cu] : Nhp chi nhnh qun l -> Nhp phn loi x l -> click nt Tra cu -> Tra cu hng mc ng k ng trc
tin bn chng khon trc tuyn

Click vo nt Tra cu ri tra cu hng mc theo phn loi x l tng ng

2
[Thm mi] : Tra cu hng mc ng k ng trc tin bn chng khon -> La chn check box -> X l ng trc tin
bn chng khon
Nghip v lin kt

2012-02

70/110

Hng dn nghip v

Mn hnh
Menu

[04518] Cho vay tin mua chng khon

[Cho vay]-[Qun l cho vay]

Ngi s dng

Nhn vin nghip v

chi nhnh

2012-02

71/110

Hng dn nghip v

Khi qut
4 Khi nhp s tin cho vay, s tin cho vay s c t ng setting vo hng mc khp mua CK
5 Mn hnh c phn chia thnh chi tit cho vay, chi tit khp mua.
6 Tra cu , x l nhp theo th t -> Thm mi

2012-02

72/110

Hng dn nghip v

nh

ngha hng mc nhp

Hng mc

Cn

Phng

thit

php nhp

Gii thch hng mc

nhp
hay
khng
S TK

Chn/S

Nhp trc tip hoc chn Codehelp

Mt khu

Chn/S

Nhp m s b mt hoc ch k

M ngn hng

Chn/S

Nhp trc tip hoc chn Codehelp

S hp ng

S hp ng cho vay

S tin vay

S tin cho vay cm c CK

T l li vay

T l li vay ca khon vay cm c CK

T l ph

T l ph cho vay cm c CK

Thi gian vay

Thi gian vay theo ngy

Ngy cho vay

dd/mm/yyy

Ngy cho vay(dd/mm/yyyy)

y
Ngy ht hn

dd/mm/yyy

Ngy ht hn(dd/mm/yyyy)

y
Phn loi hon tr

Chn/S

1. S d tin cho vay, 2. S tin hon tr

li

2012-02

73/110

Hng dn nghip v

nh ngha hng mc in
Hng mc

Gii thch hng mc

* Mn hnh tra cu pha trn

Ngy giao dch

Ngy giao dch

Ngy thanh ton

Ngy thanh ton

M CK
S lng giao dch

M CK
S lng giao dch

Tin giao dch

Tin giao dch

Ph giao dch

Ph giao dch

S lng iu

Tin giao dch - Ph giao dch

chnh
Gi cho vay
S tin c th cho

Gi cho vay
S tin c th cho vay

vay
S tin vay

S tin cho vay c phn phi vo s tin trn

* Mn hnh tra cu pha di

Ngn hng
Ngy giao dch

Ngy giao dch

Ngy thanh ton

Ngy thanh ton

M CK
S lng giao dch
Tin giao dch
S tin vay
S tin hon tr
D n

2012-02

Ngn hng cho vay

M CK
S lng giao dch
Tin giao dch
S tin vay
S tin hon tr
S tin vay cha tr ht (S tin vay - S tin hon tr)

74/110

Hng dn nghip v

Chc nng

ch yu

5
Nhn phm [Tra cu], tra cu ni dung cho vay mua CK
6 Khi nhp s tin cho vay, s tin cho vay s c t ng setting vo hng mc khp mua CK. Nhp m ngn hng s
tra cu c li sut cho vay ca ngn hng
7
Li sut v t l ph cho vay c t ng setting v trng hp i vi khch VIP s p dng t l ph thp th ch cn thay
i l c
8
Nhp s tin cho vay v t l tin li, t l ph cho vay, khi nhn phm [Thm mi] mc cho vay mua CK s c x l.

Quy trnh nghip v

3
[Tra cu] :Nhp s ti khon -> Nhp m ngn hng -> Nhn phm Tra cu -> Hon tt tra cu ni dung khp mua CK v
ni dung cho vay mua CK .
4
[Thm mi]: Nhn p ni dung khp mua CK -> Nhp s tin cho vay v t l tin li -> Nhn phm Thm mi -> Hon
thnh x l cho vay mua CK

Lin kt nghip v
2
Tra cu ni dung cho vay trn Mn hnh [04521], [04523]

2012-02

75/110

Hng dn nghip v

Mn hnh
Menu

[04519] Thanh ton tin cho vay mua CK

[Cho vay]-[Qun l cho vay]

Ngi s dng

Nhn vin nghip v

chi nhnh

2012-02

76/110

Hng dn nghip v

Khi qut
3 L mn hnh x l thanh ton tin cho vay mua CK ca khch hng.
4 Tra cu , x l theo th t -> Thm mi

2012-02

77/110

Hng dn nghip v

nh

ngha hng mc nhp

Hng mc

Cn

Phng

thit

php nhp

Gii thch hng mc

nhp
hay
khng
S TK

Chn/S

Nhp trc tip s tin khon hoc chn Codehelp

S b mt/Ch k

Chn/S

Nhp mt trong hai hoc m s b mt hoc ch k

S tin ng k

Tin hon tr cho vay cm c CK

Li d kin

Tin li hon tr cho vay cm c CK

Ph d kin

Tin ph hon tr cho vay cm c CK

hon tr

nh ngha hng mc in
Hng mc

Gii thch hng mc

* Mn hnh tra cu pha trn

Ngn hng cho vay

Ngn hng cho khch vay cm c

Ngy cho vay

Ngy cho vay

Ngy ht hn

Ngy ht hn

Thi hn cho vay

Ngy ht hn Ngy cho vay

S tin cho vay

S tin cho vay cm c

S tin hon tr

S tin hon tr

D n

S tin cho vay - S tin hon tr

Li sut cho vay

Li hon tr

Ph cho vay

Ph hon tr

* Mn hnh tra cu pha di

2012-02

Ngn hng

Ngn hng cho khch vay cm c

78/110

Hng dn nghip v

Chc nng

ch yu

5
Nhn phm [Tra cu], tra cu ni dung cho vay mua CK ca ti khon
6
Khi nhn p dng trong s ni dung cho vay mua CK, ni dung cho vay mua CK s c Setting thnh ni dung chi tit
trn mn hnh, ni dung cho vay chi tit s c tra cu theo tng danh mc di. Tip nhn phm [Thm mi]
nhm x l hon tr cho vay mua CK.
7
Nu khch hng nhp s tin hon tr yu cu, th s tin yu cu hon tr, tin li cho vay, l ph cho vay s t ng
phn phi v setting vo ni dung chi tit theo tng danh mc c tra cu di. Khi click nt phn chia s phn
chia s tin cho vay vo tng dng bn di
8
Nhp s tin hon tr v tin li hon tr, ph hon tr, khi nhn phm [Thm mi] th x l hon tr cho vay mua CK

Quy trnh nghip v

3
[Tra cu] : Nhp s ti khon-> Nhn phm Tra cu -> Hon tt tra cu ni dung cho vay mua CK
4
[Thm mi]: Nhn p ni dung cho vay mua CK -> Nhp s tin hon tr, s tin li hon tr, ph hon tr -> Nhn phm
Thm mi -> Hon tt hon tr cho vay mua CK

Lin kt nghip v
1

2012-02

Tra cu ni dung hon tr cho vay trn Mn hnh[04521], [04523]

79/110

Hng dn nghip v

Mn hnh
Menu

[04520] Sa s hp ng cho vay

[Cho vay]-[Qun l cho vay]

Menu

[Cho vay]-[Qun l
cho vay]

2012-02

80/110

Hng dn nghip v

Khi qut
2 Mn hnh sa s hp ng cho vay theo tng TK sau khi tra cu ngy giao dch.

2012-02

81/110

Hng dn nghip v

nh

ngha hng mc nhp

Hng mc

Cn

Phng

thit

php nhp

Gii thch hng mc

nhp
hay
khng
S TK

Chn/S

Nhp trc tip s tin khon hoc chn Codehelp

S b mt/Ch k

Chn/S

Nhp mt trong hai hoc m s b mt hoc ch k

Ngy giao dch

dd/mm/yyy

Ngy giao dch

(dd/mm/yyyy)

y
S giao dch

Nhp trc tip hoc chn Codehelp

nh ngha hng mc in
Hng mc
S ti khon

S ti khon

Tn ti khon

Tn ti khon

Ngy giao dch

Ngn hng cho vay
S cng lin giao dch
M CK
Tn CK
Phn loi cho vay

2012-02

Gii thch hng mc

Ngy giao dch

Ngn hng cho vay
S giao dch x l khi pht sinh vay/tr
M CK
Tn CK
Phn loi cho vay

S hp ng

S hp ng cho vay

Ngy cho vay

Ngy cho vay

S tin cho vay

S tin cho vay

Ngy hon tr

Ngy hon tr

82/110

Hng dn nghip v

Khi lng hon tr

Li sut cho vay
Ph cho vay
S d u
S d tin giao dch

Chc nng

Khi lng hon tr

Li sut cho vay tnh khi hon tr
Ph cho vay tnh khi hon tr
S d u
S d tin giao dch

ch yu

1
Nhn phm [Tra cu], tra cu chi tit vay pht sinh trong ngy giao dch.
2
Nhp ngy giao dch, s giao dch, sau khi tra cu ni dung, sa s hp ng, nhn phm [Sa] sa.

2012-02

83/110

Hng dn nghip v

Quy trnh nghip v

1
[Tra cu] : Nhp s TK -> Nhp ngy giao dch -> Nhp s giao dch -> Nhn phm Tra cu -> Tra cu ni dung vay

Nhn phm Tra cu tra cu chi tit vay pht sinh trong ngy giao dch.

2
[Sa]: Tra cu ni dung vay -> Sa s hp ng -> Nhn phm Sa -> Hon tt sa s hp ng cho vay.

2012-02

84/110

Hng dn nghip v

Mn hnh
Menu

[04521] Tra cu hon tr/ cho vay

[Cho vay]-[Tra cu cho vay]

Ngi s dng

Nhn vin nghip v

chi nhnh

2012-02

85/110

Hng dn nghip v

Khi qut
1 L mn hnh tra cu ni dung vay/tr theo ngy vay/tr.

2012-02

86/110

Hng dn nghip v

nh

ngha hng mc nhp

Hng mc

Cn

Phng

thit

php nhp

Gii thch hng mc

nhp
hay
khng
S TK

Chn/S

Nhp trc tip s ti khon hoc chn Codehelp

Phn loi cho vay

Chn/S

%. Tt c ,
10. ng trc tin bn CK 20. Cho vay cm c CK 30.
Cho vay mua CK

Ngy tra cu

Chn/S

Chn nhp phn loi ngy tra cu

1. Ngy cho vay 2. Ngy hon tr

Ngy cho vay

dd/mm/yyy

Ngy cho vay(dd/mm/yyyy)

nh ngha hng mc in
Hng mc
S TK

S TK

Tn TK

Tn TK

Ngy cho vay

S tin cho vay
Li
Ph cho vay
Ngn hng cho vay
M CK
Tn CK

2012-02

Gii thch hng mc

Ngy cho vay theo tng danh mc

S tin cho vay theo tng danh mc
Li vay tnh khi hon tr
Ph cho vay tnh khi hon tr
Ngn hng cho vay
M CK
Tn CK

87/110

Hng dn nghip v

Ngy hon tr
S tin hon tr
T l li
T l ph cho vay
Phn loi vay

Ngy hon tr
S tin hon tr
T l li vay
T l ph cho vay
Phn loi vay (10. ng trc tin bn CK 20. Cho vay cm c CK 30. Cho vay
mua CK)

2012-02

88/110

Hng dn nghip v

Chc nng

ch yu

1
Nhn phm [Tra cu], tra cu ni dung cho vay/hon tr theo tng ngy cho vay tng ng

Quy trnh nghip v

1
[Tra cu] : Nhp s ti khon -> Nhp ngy -> Nhn phm tra cu Tra cu -> Tra cu ni dung cho vay/hon tr
Khi nhp s ti khon l 000000, tra cu ton b
2
Nhn phm Tra cu , tra cu ni dung cho vay/hon tra theo tng ngy cho vay tng ng.

2012-02

89/110

Hng dn nghip v

Mn hnh
Menu

[04522] Tra cu nh gi cm c
[Cho vay]-[Tra cu cho vay]

Ngi s dng

Nhn vin nghip v

chi nhnh

2012-02

90/110

Hng dn nghip v

Khi qut
1 L mn hnh tra cu t l nh gi cm c theo tng chi nhnh
2 Biu th t l so snh s tin nh gi cm c v s tin cho vay
3 S dng tra cu ti khon lm gim i nh gi cm c

2012-02

91/110

Hng dn nghip v

nh

ngha hng mc nhp

Hng mc

Cn

Phng

thit

php nhp

Gii thch hng mc

nhp
hay
khng
S chi nhnh

Chn

Chn chi nhnh tng ng trong s cc chi nhnh c

tra cu.

T l nh gi

Nhp phm vi t l mun tra cu.

Nhp s lng ch nh cm c b sung

cm c
S lng cm c
thm

nh ngha hng mc in
Hng mc

Gii thch hng mc

* Mn hnh tra cu trn

S TK

S ti khon

Tn TK

Tn ti khon

S tin gi

Tin gi lu trong ti khon

S tin cho vay

Tng hp tin cho vay trong ti khon

Gi tr nh gi

Tng hp tin nh gi cm c trong ti khon

cm c
T l nh gi

Tin nh gi/ Tin cho vay cn d

* Mn hnh tra cu di
Ngy cho vay
Ngn hng cho vay
Tn Ngn hng

2012-02

Ngy cho vay theo tng danh mc

Ngn hng cho vay theo tng danh mc
Tn Ngn hng cho vay

92/110

Hng dn nghip v

S tin cho vay

S tin cho vay theo tng danh mc

S lng cm c

S lng ch nh cm c theo tng danh mc

Gi hm trc

Gi hm trc ngy cho vay

ngy cho vay

Gi hm trc

Gi hm trc ngy nh gi

ngy nh gi
T l nh gi

(Gi trc ngy cho vay -Gi trc ngy nh gi) / Gi trc ngy cho vay

danh mc
S TK

S ti khon

M CK

M CK cho vay

Tn CK

Tn CK cho vay

S Tin hon tr
S lng

gii

S tin hon tr cho vay theo tng danh mc

S lng gii ta cm c

ta cm c
Tin d cho vay

S tin cho vay S tin hon tr cho vay

Gi tr nh gi

S lng ch nh cm c * Gi ng ca vo ngy hm trc

cm c
T l

2012-02

Tin nh gi cm c / Tin cho vay cn d

93/110

Hng dn nghip v

Chc nng

ch yu

1
Nhn phm [Tra cu], tra cu ni dung nh gi cm c theo t l nh gi cm c
2
Khi chn dng c th trong s ni dung nh gi cm c, tra cu ni dung chi tit cho vay
3
Sau khi nhp s lng ch nh cm c b sung, nhn phm [Thm mi] b sung.

Quy trnh nghip v

1
[Tra cu] :Nhp im qun l-> Nhp t l nh gi -> Nhn phm tra cu Tra cu -> Tra cu ni dung nh gi cm c
Khi nhp im qun l l 000, tra cu ton b.
2
Nhn phm Tra cu , tra cu ni dung nh gi cm c theo t l nh gi tng ng
3
Khi nhn p mn hnh tra cu trn, tra cu ni dung chi tit trn mn hnh tra cu di.
4
[Thm mi] : Tra cu chi tit nh gi cm c -> Tra cu chi tit c th ca nh gi cm c -> Nhp s lng ch nh
cm c b sung -> Nhn phm Thm mi -> X l b sung ch nh cm c

2012-02

94/110

Hng dn nghip v

Mn hnh
Menu

[04523] Bo co cho vay

[Cho vay]- [Tra cu cho vay]

Ngi s dng

Nhn vin nghip v

chi nhnh

2012-02

95/110

Hng dn nghip v

Khi qut
2 L mn hnh in ni dung cho vay cm c.

2012-02

96/110

Hng dn nghip v

nh

ngha hng mc nhp

Hng mc

Cn

Phng

thit

php nhp

Gii thch hng mc

nhp
hay
khng
Report Type

Chn

Chn loi bo co (1. Bo co tnh hnh cho khch hng ng

trc tin bn chng khon, 2. Bo co s d chng khon
cm c v tin vay cm c cha hon tr, 3. Bo co ton tr
tin vay cm c, 4. Bo co tnh hnh vay cm c chng
khon, 5. Bo co tnh hnh cm c chng khon, )

Ngy giao dch

dd/mm/yyy

Ngy giao dch (dd/mm/yyyy)

Phn loi tra cu

Chn

Theo tng chi nhnh, Theo tng TK

S chi nhnh

Chn/S

Nhp trc tip hoc chn Codehelp

S TK

Chn/S

Nhp trc tip hoc chn Codehelp

M CK

Chn/Nhp

Nhp trc tip hoc chn Codehelp

Phn loi

Chn

Tt c, 1.C nhn, 2.T chc

Phn loi

Chn

Tt c, 1.Ngi trong nc, 2.Ngi nc ngoi

nh ngha hng mc in
Hng mc
S TK

Gii thch hng mc

S ti khon

Tn ch TK

Tn ti khon

Ngy ng

Ngy ng tin

Ngy TTBT
M CK
Tng tin ng

Ngy thanh ton b tr

M chng khon
Tng tin ng trc

trc

2012-02

97/110

Hng dn nghip v

Mn hnh
Menu

[04524] Giy bo co phong ta/gii ta cm c

[Cho vay]- [Tra cu cho vay]

Ngi s dng

Nhn vin nghip v

chi nhnh

2012-02

98/110

Hng dn nghip v

Khi qut
3 L mn hnh in bo co phong ta/gii ta cm c.

2012-02

99/110

Hng dn nghip v

2012-02

100/110

Hng dn nghip v

nh

ngha hng mc nhp

Hng mc

Cn

Phng

thit

php nhp

Gii thch hng mc

nhp
hay
khng
Report Type

Chn

Chn loi bo co (2. Bo co tnh hnh hot ng cm c

chng khon, 4. Yu cu chuyn khon cm c chng
khon, 5. Bng k chng khon cm c, 6. Yu cu gii to
chng khon cm c, 7. Bng k chng khon gii to cm
c, )

Phn loi th

Chn

Chn/Nhp

HASTC, HOSE

trng CK
Thng c s

Nhp trc tip hoc chn Codehelp

nh ngha hng mc in
Hng mc
STT
M CK
SL CK lu k
S lng CK cm

Gii thch hng mc

S th t
M chng khon
SL CK lu k
S lng CK cm c

c
u thng

u thng

Pht sinh tng

Pht sinh tng

Pht sinh gim

Pht sinh gim

Cui thng
T l CK CC so vi

Cui thng
T l CK CC so vi CK LK

CK LK
T l CK gii ta so

T l CK gii ta so vi CC

vi CC

2012-02

101/110

Hng dn nghip v

Mn hnh
Menu

[04510] Qun l hn mc tn dng theo chi nhnh

[Cho vay]- [Tra cu cho vay]

Ngi s dng

Nhn vin nghip v

chi nhnh

2012-02

102/110

Hng dn nghip v

Khi qut
4 L mn hnh tra cu, sa hn mc tn dng theo chi nhnh

2012-02

103/110

Hng dn nghip v

2012-02

104/110

Hng dn nghip v

nh

ngha hng mc nhp

Hng mc

Cn

Phng

thit

php nhp

Gii thch hng mc

nhp
hay
khng

Phn loi x l

Chn

S chi nhnh

Chn

Thng c s

Chn/Nhp

Phn loi x l (1. Tra cu, 2. u vo)

S chi nhnh
Nhp trc tip hoc chn Codehelp

nh ngha hng mc in
Hng mc

Gii thch hng mc

S chi nhnh

S chi nhnh

Tn chi nhnh

Tn chi nhnh

Phn loi cho vay

Phn loi cho vay (10. ng trc tin bn CK, 20. Cho vay cm c CK, 30. Cho vay tin
mua CK, 70.Cho vay Margin)

S tin hn mc

S tin hn mc cho vay

S tin s dng

S tin s dng cho vay

Check hn mc

C p dng hn mc hay khng: (Y: C, N: Khng)

cho vay Y/N

Chc nng

ch yu

4
[Tra cu] hn mc tn dng theo chi nhnh
5
[Sa] hn mc tn dng v mc c p dng hn mc hay khng
6
[Thm mi] hn mc tn dng cho chi nhnh

2012-02

Quy trnh nghip v

7

105/110

Hng dn nghip v

Mn hnh
Menu

[04912] Gia hn vay (Gia hn hp ng cho vay)

[Cho vay]-[Qun l cho vay]

Ngi s dng

Nhn vin nghip v

chi nhnh

2012-02

106/110

Hng dn nghip v

Khi qut
4 L mn hnh gia hn vay (gia hn hp ng vay)

2012-02

107/110

Hng dn nghip v

2012-02

108/110

Hng dn nghip v

Mn hnh
Menu

[04912] Gia hn vay (Tra cu lch s gia hn)

[Cho vay]-[Qun l cho vay]

Ngi s dng

Nhn vin nghip v

chi nhnh

Khi qut
1 L mn hnh gia hn vay (Tra cu lch s gia hn)

nh

2012-02

ngha hng mc nhp

109/110

Hng dn nghip v

2012-02

110/110