*606(&85,7<

*60DQG3&16HFXULW\DQG(QFU\SWLRQ

&KDUOHV%URRNVRQ

7KHSXUSRVHIRUVHFXULW\
$OOIUDXGVUHVXOWLQDORVVWRWKHRSHUDWRU,WLVLPSRUWDQWWRUHFRJQLVHWKDWWKLVORVVPD\
EHLQWHUPVRI

1RGLUHFWILQDQFLDOORVV ZKHUHWKHUHVXOWLVORVWFXVWRPHUVDQGLQFUHDVH
LQXVHRIWKHV\VWHPZLWKQRUHYHQXH
'LUHFWILQDQFLDOORVVZKHUHPRQH\LVSDLGRXWWRRWKHUVVXFKDVRWKHU
x
QHWZRUNVFDUULHUVDQGRSHUDWRUVRI
9DOXH$GGHG1HWZRUNV
VXFKDV3UHPLXP
5DWHVHUYLFHOLQHV
3RWHQWLDOHPEDUUDVVPHQWZKHUHFXVWRPHUVPD\PRYHWRDQRWKHU
x
VHUYLFHEHFDXVHRIWKHODFNRIVHFXULW\
)DLOXUHWRPHHWOHJDODQGUHJXODWRU\UHTXLUHPHQWVVXFKDV/LFHQVH
x
FRQGLWLRQV&RPSDQLHV$FWVRU'DWD3URWHFWLRQ/HJLVODWLRQ
x

7KHREMHFWLYHRIVHFXULW\IRU*60V\VWHPLVWRPDNHWKHV\VWHPDVVHFXUHDVWKH
SXEOLFVZLWFKHGWHOHSKRQH QHWZRUN7KHXVHRIUDGLRDWWKHWUDQVPLVVLRQPHGLDDOORZV
DQXPEHURISRWHQWLDOWKUHDWVIURPHDYHVGURSSLQJWKHWUDQVPLVVLRQV,WZDVVRRQ
DSSDUHQWLQWKHWKUHDWDQDO\VLVWKDWWKHZHDNHVWSDUWRIWKHV\VWHPZDVWKHUDGLRSDWK
DVWKLVFDQEHHDVLO\LQWHUFHSWHG
7KH*600R8*URXSSURGXFHVJXLGDQFHRQWKHVHDUHDVRIRSHUDWRULQWHUDFWLRQIRU
PHPEHUV7KHWHFKQLFDOIHDWXUHVIRUVHFXULW\DUHRQO\DVPDOOSDUWRIWKHVHFXULW\
UHTXLUHPHQWVWKHJUHDWHVWWKUHDWLVIURPVLPSOHUDWWDFNVVXFKDVGLVFORVXUHRIWKH
HQFU\SWLRQNH\VLQVHFXUHELOOLQJV\VWHPVRUFRUUXSWLRQ$EDODQFHLVUHTXLUHGWR
HQVXUHWKDWWKHVHVHFXULW\SURFHVVHVPHHWWKHVHUHTXLUHPHQWV
$WWKHVDPHWLPHDMXGJPHQWPXVWEHPDGHRIWKHFRVWDQGHIIHFWLYHQHVVRIWKH
VHFXULW\PHDVXUHV

/LPLWDWLRQVRIVHFXULW\

([LVWLQJFHOOXODUV\VWHPVKDYHDQXPEHURISRWHQWLDOZHDNQHVVHVWKDWZHUHFRQVLGHUHG
LQWKHVHFXULW\UHTXLUHPHQWVIRU*60
7KHVHFXULW\IRU*60KDVWREHDSSURSULDWHIRUWKHV\VWHPRSHUDWRUDQGFXVWRPHU
7KHRSHUDWRUVRIWKHV\VWHPZLVKWRHQVXUHWKDWWKH\FRXOG
x
LVVXHELOOVWRWKHULJKWSHRSOHDQGWKDWWKHVHUYLFHVFDQQRWEH
FRPSURPLVHG
F&KDUOHV%URRNVRQ

7KHFXVWRPHUUHTXLUHVVRPHSULYDF\DJDLQVWWUDIILFEHLQJ
RYHUKHDUG

7KHFRXQWHUPHDVXUHVDUHGHVLJQHG
WRPDNHWKHUDGLRSDWKDVVHFXUHDVWKHIL[HGQHWZRUNZKLFK
x
LPSOLHVDQRQ\PLW\DQGFRQILGHQWLDOLW\WRSURWHFWDJDLQVW
HDYHVGURSSLQJ
WRKDYHVWURQJDXWKHQWLFDWLRQWRSURWHFWWKHRSHUDWRUDJDLQVW
x
ELOOLQJIUDXG
WRSUHYHQWRSHUDWRUVIURPFRPSURPLVLQJHDFKRWKHUV
VHFXULW\
x
ZKHWKHULQDGYHUWHQWO\RUEHFDXVHRIFRPSHWLWLYHSUHVVXUHV
7KHVHFXULW\SURFHVVHVPXVWQRW
VLJQLILFDQWO\DGGWRWKHGHOD\RIWKHLQLWLDOFDOOVHWXSRU
x
VXEVHTXHQWFRPPXQLFDWLRQ
LQFUHDVHWKHEDQGZLGWKRIWKHFKDQQHO
x
DOORZIRULQFUHDVHGHUURUUDWHVRUHUURUSURSDJDWLRQ
x
DGGH[FHVVLYHFRPSOH[LW\WRWKHUHVWRIWKHV\VWHP
x
PXVWEHFRVWHIIHFWLYH
x

7KHGHVLJQVRIDQRSHUDWRU
V*60V\VWHPPXVWWDNHLQWRDFFRXQWWKHHQYLURQPHQWDQG
KDYHVHFXUHSURFHGXUHVVXFKDV
WKHJHQHUDWLRQDQGGLVWULEXWLRQRINH\V
x
H[FKDQJHRILQIRUPDWLRQEHWZHHQRSHUDWRUV
x
WKHFRQILGHQWLDOLW\RIWKHDOJRULWKPV
x

'HVFULSWLRQVRIWKHIXQFWLRQVRIWKHVHUYLFHV
7KHVHFXULW\VHUYLFHVSURYLGHGE\*60DUH
x
x
x

$QRQ\PLW\ 6RWKDWLWLVQRWHDV\WRLGHQWLI\WKHXVHURIWKHV\VWHP

$XWKHQWLFDWLRQ 6RWKHRSHUDWRUNQRZVZKRLVXVLQJWKHV\VWHPIRU
ELOOLQJSXUSRVHV

6LJQDOLQJ3URWHFWLRQ 6RWKDWVHQVLWLYHLQIRUPDWLRQRQWKHVLJQDOLQJ
FKDQQHOVXFKDVWHOHSKRQHQXPEHUVLVSURWHFWHGRYHUWKHUDGLR
SDWK
8VHU'DWD3URWHFWLRQ 6RWKDWXVHUGDWDSDVVLQJRYHUWKHUDGLRSDWK
LVSURWHFWHG

F&KDUOHV%URRNVRQ*606HFXULW\

$QRQ\PLW\
$QRQ\PLW\LVSURYLGHGE\XVLQJWHPSRUDU\LGHQWLILHUV:KHQDXVHUILUVWVZLWFKHVRQ
KLVUDGLRVHWWKHUHDOLGHQWLW\LVXVHGDQGDWHPSRUDU\LGHQWLILHULVWKHQLVVXHG)URP
WKHQRQWKHWHPSRUDU\LGHQWLILHULVXVHG2QO\E\WUDFNLQJWKHXVHULVLWSRVVLEOHWR
GHWHUPLQHWKHWHPSRUDU\LGHQWLW\EHLQJXVHG
$XWKHQWLFDWLRQ
$XWKHQWLFDWLRQLVXVHGWRLGHQWLI\WKHXVHURUKROGHURID6PDUW&DUGWRWKHQHWZRUN
RSHUDWRU,WXVHVDWHFKQLTXHWKDWFDQEHGHVFULEHGDVD&KDOOHQJHDQG5HVSRQVH
EDVHGRQHQFU\SWLRQ

$XWKHQWLFDWLRQLVSHUIRUPHGE\DFKDOOHQJHDQGUHVSRQVHPHFKDQLVP$UDQGRP
FKDOOHQJHLVLVVXHGWRWKHPRELOHWKHPRELOHHQFU\SWVWKHFKDOOHQJHXVLQJWKH
DXWKHQWLFDWLRQDOJRULWKP$DQGWKHNH\DVVLJQHGWRWKHPRELOHDQGVHQGVD
UHVSRQVHEDFN7KHRSHUDWRUFDQFKHFNWKDWJLYHQWKHNH\RIWKHPRELOHWKHUHVSRQVH
WRWKHFKDOOHQJHLVFRUUHFW

(DYHVGURSSLQJWKHUDGLRFKDQQHOUHYHDOVQRXVHIXOLQIRUPDWLRQDVWKHQH[WWLPHDQHZ
UDQGRPFKDOOHQJHZLOOEHXVHG$XWKHQWLFDWLRQFDQEHSURYLGHGXVLQJWKLVSURFHVV$
UDQGRPQXPEHULVJHQHUDWHGE\WKHQHWZRUNDQGVHQWWRWKHPRELOH7KHPRELOHXVH
WKH5DQGRPQXPEHU5DVWKHLQSXW3ODLQWH[WWRWKHHQFU\SWLRQDQGXVLQJDVHFUHW
NH\XQLTXHWRWKHPRELOH.LWUDQVIRUPVWKLVLQWRDUHVSRQVH6LJQHG5(6SRQVH
65(6&LSKHUWH[WZKLFKLVVHQWEDFNWRWKHQHWZRUN
7KHQHWZRUNFDQFKHFNWKDWWKHPRELOHUHDOO\KDVWKHVHFUHWNH\E\SHUIRUPLQJWKH
VDPH65(6SURFHVVDQGFRPSDULQJWKHUHVSRQVHVZLWKZKDWLWUHFHLYHVIURPWKH
PRELOH
8VHU'DWDDQG6LJQDOLQJ3URWHFWLRQ
7KHUHVSRQVHLVWKHQSDVVHGWKURXJKDQDOJRULWKP$E\ERWKWKHPRELOHDQGWKH
QHWZRUNWRGHULYHWKHNH\.FXVHGIRUHQFU\SWLQJWKHVLJQDOLQJDQGPHVVDJHVWR
SURYLGHSULYDF\$VHULHVDOJRULWKPV
0 2 % ,/(

.L

5 $ ' , 2 ,1 7( 5 )$ & (

& KDOOHQJH5

$

$
.F
$

5 HVSRQVH6 5 ( 6

),; (' 1 ( 7 : 2 5 .

"

$

$

6 ,0

.F
( 1 & 5 < 3 7( ' ' $ 7$

)LJXUH(QFU\SWLRQIRU*60
F&KDUOHV%URRNVRQ*606HFXULW\

$

. H\
.L

,PSOHPHQWDWLRQDQG5RDPLQJ
7KHDXWKHQWLFDWLRQDOJRULWKP$LVDQRSHUDWRURSWLRQDQGLVLPSOHPHQWHGZLWKLQWKH
VPDUWFDUGNQRZQDVWKH 6XEVFULEHU,QWHUIDFH0RGXOHRU6,06RWKDWWKHRSHUDWRUV
PD\LQWHUZRUNZLWKRXWUHYHDOLQJWKHDXWKHQWLFDWLRQDOJRULWKPVDQGPRELOHNH\V.LWR
HDFK RWKHU *60 DOORZV WULSOHWV RI FKDOOHQJHV 5 UHVSRQVHV 65(6 DQG
FRPPXQLFDWLRQNH\V.FWREHVHQWEHWZHHQRSHUDWRUVRYHUWKHFRQQHFWLQJQHWZRUNV
7KH$VHULHVDOJRULWKPVDUHFRQWDLQHGZLWKLQWKHPRELOHHTXLSPHQWDVWKH\KDYHWREH
VXIILFLHQWO\IDVWDQGDUHWKHUHIRUHKDUGZDUH7KHUHDUHWZRGHILQHGDOJRULWKPVXVHGLQ
*60NQRZQDV$DQG$7KHHQKDQFHG3KDVHVSHFLILFDWLRQVGHYHORSHGE\
(76,DOORZVIRULQWHUZRUNLQJEHWZHHQPRELOHVFRQWDLQLQJ$$DQGXQHQFU\SWHG
QHWZRUNV7KHVHDOJRULWKPVFDQDOOEHEXLOWXVLQJDIHZWKRXVDQGWUDQVLVWRUVDQG
XVXDOO\WDNHVDVPDOODUHDRIDFKLSZLWKLQWKHPRELOH

:RUOGZLGHXVHRIWKHDOJRULWKPV

7KHUHDUHQRZWKUHHGLIIHUHQWSRVVLELOLWLHVIRU*60XQHQFU\SWHGDQGXVHRIWKH$
DOJRULWKPRUWKH$DOJRULWKPWRVHFXUHWKHGDWD7KLVDURVHEHFDXVHWKH*60
VWDQGDUGZDVGHVLJQHGIRU:HVWHUQ(XURSHDQGH[SRUWUHJXODWLRQVGLGQRWDOORZWKH
XVHRIWKHRULJLQDOWHFKQRORJ\RXWVLGH(XURSH7KHXVHVRIWKHDOJRULWKPVLQWKH
QHWZRUNRSHUDWRU
VLQIUDVWUXFWXUHDUHFRQWUROOHGE\WKH*600HPRUDQGXPRI
8QGHUVWDQGLQJ*URXS0R8DFFRUGLQJWRWKHIRUPXODEHORZ
x
x

7KHSUHVHQW$DOJRULWKPFDQEHXVHGE\FRXQWULHVZKLFKDUHPHPEHUV
RI&(37

7KHDOJRULWKP$LVLQWHQGHGIRUDQ\RSHUDWRUVLQFRXQWULHVWKDWGRQRW
IDOOLQWRWKHDERYHFDWHJRU\

([SRUWFRQWUROVRQPRELOHVDUHPLQLPDODQGWKHQH[WJHQHUDWLRQRIPRELOHVZLOO
VXSSRUW$$DQGQRHQFU\SWLRQ7KHSURWRFROVWRVXSSRUWWKHYDULRXVIRUPVRI
$XSWRVHYHQDUHDYDLODEOHLQ*60

/RVVDUHDV

7KHUHDUHDQXPEHURIDUHDVWKDWFDQEHH[SORLWHGWKHPRVWOLNHO\LQWHQWLRQRIDOOWKH
WHFKQLTXHVLVWKHDELOLW\WRPDNHPRQH\DWWKHORZHVWFRVWSRVVLEOH

7HFKQLFDOIUDXG
7HFKQLFDOIUDXGLVZKHUHDZHDNQHVVRIWKHV\VWHPLVH[SORLWHGWRPDNHIUHHFDOOV)RU
H[DPSOH&DOO)RUZDUGLQJRU&RQIHUHQFH&DOOIDFLOLWLHVPD\EHXVHGWRJLYHUHGXFHG
SULFHVHUYLFHVWRFXVWRPHUVIURPDVWROHQPRELOH7KHVHDUHRIWHQNQRZQDV
&DOO6DOHV
2IILFHV
+DFNHUVDUHRFFDVLRQDOO\DEOHWRJDLQDFFHVVDQGH[SORLWDZHDNQHVVLQWKH
VZLWFKLQJRUELOOLQJV\VWHPDQGJDLQWKHDELOLW\WRPDNHFDOOVRUILQDQFLDODGYDQWDJH
7HFKQLFDOIUDXGFDQEHPLQLPLVHGE\GHVLJQLQJLQWKHIHDWXUHVIURPWKHVWDUW
F&KDUOHV%URRNVRQ*606HFXULW\

3URFHGXUDOIUDXG
3URFHGXUDOIUDXGUHVXOWVIURPWKHH[SORLWDWLRQRIEXVLQHVVSURFHVVHVZKHUHDIODZRU
ZHDNQHVVFDQEHXVHGWRJDLQPRQH\,WPD\EHSRVVLEOHIRUH[DPSOHWRJHWIUHHFDOOV
IURPDVWROHQPRELOHDQGVHOOWKHFDOOVRQIRUDORZHUFRVWWKDQDQ\OHJLWLPDWHQHWZRUN
RSHUDWRU
3URFHGXUDOIUDXGVDUHPLQLPLVHGE\GHVLJQLQJSURFHVVHVVRWKDWORVVHVFDQEHVWRSSHG
E\WKHXVHRIFRUUHFWSROLFLHVIORZVRILQIRUPDWLRQDQGWDNLQJWKHRSSRUWXQLW\WR
FUHDWHDIUDXGDZD\IURPWKHDWWDFNHURUHPSOR\HH
3URFHGXUDOPHDVXUHVDUHXVXDOO\WKHHDVLHVWDQGPRVWFRVWHIIHFWLYHWRLQWURGXFH
7HFKQLFDOPHDVXUHVDUHH[SHQVLYHHVSHFLDOO\ZKHQUHWURVSHFWLYHPRGLILFDWLRQRI
HTXLSPHQWLVUHTXLUHG

&RPSDULVRQZLWKRWKHUIUDXGV
0DQ\RIWKHWHFKQLTXHVWKDWFDQEHXVHGWRFRPPLWIUDXGRQDFRQYHQWLRQDO
WHOHFRPPXQLFDWLRQVQHWZRUNFDQDOVREHXVHGIRUDPRELOHQHWZRUN$QDORJXHPRELOH
SKRQHV\VWHPVZHUHVXEMHFWWREHLQJHDYHVGURSSHGDQGWKHSKRQHVFRXOGEHFORQHGVR
WKDWELOOVZHUHSDLGE\WKHRZQHURIWKHRULJLQDOPRELOHSKRQH

0DQ\RIWKHVHDQDORJXHSUREOHPVFDQEHRYHUFRPHE\XVLQJIUDXGHQJLQHVZKLFKDUH
GHVFULEHGODWHU%XWLWLVRIWHQHDVLHUWRGHVLJQWKHWHFKQLFDOPHDVXUHVLQIURPWKHVWDUW
([LVWLQJFHOOXODUV\VWHPVKDYHDQXPEHURISRWHQWLDOZHDNQHVVHVWKDWZHUHFRQVLGHUHG
LQWKHVHFXULW\UHTXLUHPHQWVIRU*60
1HWZRUNVVXFKDV*60ZLWKLQWHUQDWLRQDOURDPLQJDQGLQWHUDFWLRQVZLWKRWKHU
RSHUDWRUVRIIHURWKHURSSRUWXQLWLHVIRUH[SORLWDWLRQ*60KDVEHHQGHVLJQHGWRRIIHU
YDULRXVWHFKQLFDOVROXWLRQVWRSUHYHQWPLVXVHVXFKDVVWURQJDXWKHQWLFDWLRQWRJHWKHU
ZLWKDQRQ\PLW\DQGHQFU\SWLRQRIWKHVLJQDOLQJDQGGDWDRYHUWKHUDGLR+RZHYHUDOO
V\VWHPVDUHGHSHQGHQWRQVHFXUHPDQDJHPHQWDQGSURFHGXUHVDQGODSVHVLQWKHVH
DUHDVZLOOKDYHDVHYHUHLPSDFWRQWKHUHVLOLHQFHRIWKHEXVLQHVVSURFHVVWRIUDXG

2WKHU*60VHFXULW\PHFKDQLVPV

6,0&DUG
7KHUHLVDOZD\VWKHSRVVLELOLW\ZHKDYHQRNQRZOHGJHWKDWWKH6,0FDUGFDQEH
FRPSURPLVHG7KLVLVFRQVLGHUHGXQOLNHO\HVSHFLDOO\DVVRPHRSHUDWRUVXVHWKHLURZQ
YHUVLRQRI$.H\V.LDQGWKHPDWFKLQJ,06,FRXOGEHFRPSURPLVHGE\VRPHRQH
VHOOLQJWKHLQIRUPDWLRQIRUPRQH\

,0(,
,Q*60WKHFXVWRPHUVXEVFULSWLRQDQGDXWKHQWLFDWLRQFDSDELOLW\LVFRQWDLQHGZLWKLQD
VPDUWFDUG6,06XEVFULEHU,GHQWLW\0RGXOH$Q\PRELOHZLOOWDNHRQWKHLGHQWLW\RI
DVXEVFULEHUE\LQVHUWLRQRIDVPDUWFDUG7KHPRELOHVQRZEHFRPHDWWUDFWLYHLWHPVWR
VWHDODVWKH\FDQEHXVHGZLWKDQRWKHU6,0FDUG

F&KDUOHV%URRNVRQ*606HFXULW\

7RSUHYHQWWKLV*60KDVVSHFLILHGDQ,QWHUQDWLRQDO0RELOH(TXLSPHQW,GHQWLILHU
,0(,$OWKRXJKWRDQRSHUDWRUDWILUVWHYDOXDWLRQLWPD\VHHPDVWKHVWROHQPRELOHV
KDYHQRHIIHFWDVWKH\GRQRWDIIHFWDVXEVFULSWLRQWKHUHZLOOEHSUREOHPVZLWKDQ
LQFUHDVHLQFXVWRPHUIDFLQJVWDIIWRKDQGOHHVTXLUHVDQGDSRVVLELOLW\WKDW*60
KDQGVHWVDUHH[SHQVLYHWRLQVXUH
$Q(TXLSPHQW,GHQWLW\5HJLVWHU(,5H[LVWVLQHDFKQHWZRUNZLWK%ODFN:KLWHDQG
*UH\/LVWVIRUVWROHQRUQRQW\SHDSSURYHGPRELOHVYDOLGPRELOHVDQGPRELOHVWKDW
QHHGWUDFNLQJUHVSHFWLYHO\*UH\OLVWVDUHIRUORFDOWUDFNLQJRIPRELOHVZLWKLQD
QHWZRUN
*60KDVGHILQHGDSURFHGXUHVRWKDWDSSURYHGORVWRUVWROHQPRELOH,0(,VFDQEH
FRPPXQLFDWHGWRDOORWKHURSHUDWRUV$&HQWUDO(TXLSPHQW,GHQWLW\5HJLVWHUKDVEHHQ
&(,5SURSRVHG7\SHDSSURYDODXWKRULWLHVLVVXHZKLWHOLVWQXPEHUVUDQGRPUDQJHV
RIYDOLG,0(,VWRPRELOHPDQXIDFWXUHUVDQGPDQXIDFWXUHUVLQIRUPWKH&(,5ZKHQ
WKHPRELOHVDUHUHOHDVHGWRPDUNHW$OORSHUDWRUVDUHDEOHWRSRVWWKHLUEODFNOLVWVWR
WKH&(,5DQGLQUHWXUQFROOHFWDFRQVROLGDWHGOLVWRIDOORSHUDWRUVEODFNDQGZKLWH
OLVWV
%\WKLVPHWKRGVWROHQRULQYDOLGPRELOHVFDQEHTXLFNO\EDUUHGWKURXJKRXWWKHZRUOG
5RDPLQJ
,QWHUQDWLRQDOURDPLQJSUREOHPVDUHPLQLPLVHGE\WKHXVHRIWZRSURFHGXUHV
x 5DSLGH[FKDQJHRIELOOLQJLQIRUPDWLRQE\PHDQVRI(',
x 1RWLILFDWLRQRIWKHKRPHQHWZRUNRIWKHYLVLWRUZKHQWKHYLVLWRUKDVH[FHHGHG
DFHUWDLQELOOLQJOLPLW

2WKHUVHFXULW\UHODWHGFRQVLGHUDWLRQV

&UHGLW&KHFNLQJ
:KHUHLWLVSRVVLEOHWRJDLQVHUYLFHZLWKRXWIXOOFUHGLWFKHFNLQJRUYHULILFDWLRQRIWKH
LGHQWLW\RIWKHFXVWRPHU,QVRPHFRXQWULHVFUHGLWFKHFNLQJLVQRWDYDLODEOH
0DUNHWLQJGHPDQGVIRU
LQVWDQWVDWLVIDFWLRQ
IURPWKHSRLQWRIVDOHPD\DOVREH
FRXQWHUSURGXFWLYHLQWKLVUHVSHFWDOWKRXJKQRWIRUDOHJLWLPDWHFXVWRPHU
2WKHUSURFHGXUHVWKDWQHHGWREHFDUHIXOO\GHVLJQHGLQDUH
x 'LVWULEXWLRQWHFKQLTXHVIRUWKH6PDUW&DUGVDQGHTXLSPHQW
x 3ROLFHVIRUWKHVHOHFWLYHEDUULQJRIDUHDVDQGRWKHUIHDWXUHVWKDWFDQEH
H[SORLWHGIRUIUDXGVXFKDV
SUHPLXPVHUYLFH
OLQHV
x &KHFNVDQGEDODQFHVLQLQWHUQDOSURFHGXUHVVXFKWKDWFROOXVLRQLVUHTXLUHG
EHIRUHDQ\FULPHFDQEHFRPPLWWHG

*HQHUDO,7VHFXULW\WRSUHYHQWPLVXVH
6XSSRUWLQJWKHIUDXGHQJLQHVWKHUHPXVWEHDSURSHUHQYLURQPHQWWRSUHYHQWVHFXULW\
IDLOXUHV$W\SLFDOH[DPSOHRIWKHIUDPHZRUNWKDWFRXOGEHDGRSWHGLVWKDWLQ%ULWLVK
6WDQGDUG%67KLVZLOODOVRPHHWHQDEOHDQRSHUDWRUWRPHHWUHOHYDQWOHJDODQG
UHJXODWRU\UHTXLUHPHQWV
7KH&RGHFRYHUVWKHDUHDVRI

F&KDUOHV%URRNVRQ*606HFXULW\

x
x
x
x
x
x
x
x
x
x

6HFXULW\3ROLF\
6HFXULW\2UJDQLVDWLRQ
$VVHWVFODVVLILFDWLRQDQGFRQWURO
3HUVRQQHOVHFXULW\
3K\VLFDODQGHQYLURQPHQWDOVHFXULW\
&RPSXWHUDQGQHWZRUNPDQDJHPHQW
6\VWHPDFFHVVFRQWURO
6\VWHPGHYHORSPHQWDQGPDLQWHQDQFH
%XVLQHVVFRQWLQXLW\SODQQLQJ
&RPSOLDQFH

0HDVXUHPHQWDQG)UDXG'HWHFWLRQ

$SURSHUO\GHVLJQHGELOOLQJV\VWHPFDQEHXVHGWRGHWHFWIUDXGSDWWHUQVIURPXVDJH
'LIIHUHQWW\SHVRIIUDXGRIWHQSURGXFHDGLVWLQFWSDWWHUQWKDWFDQEHGHWHFWHGEXWWKLV
LVVRPHWLPHVQRWREYLRXVIURPVLPSOHLQVSHFWLRQRIWKHFDOOUHFRUGV
,WLVREYLRXVKRZHYHUWKDWZKDWZHQHHGWRGHWHFWDUH
x 0XOWLSOHFDOOVDWWKHVDPHWLPH
x /DUJHYDULDWLRQVLQUHYHQXHEHLQJSDLGWRRWKHUSDUWLHV
x /DUJHYDULDWLRQVLQWKHGXUDWLRQRIFDOOVVXFKDVYHU\VKRUWRUORQJFDOOV
x &KDQJHVLQFXVWRPHUXVDJHSHUKDSVLQGLFDWLQJWKDWDPRELOHKDVEHHQVWROHQ
RULVEHLQJDEXVHG
x 0RQLWRUWKHXVDJHRIDFXVWRPHUFORVHO\GXULQJD
SUREDWLRQDU\SHULRG


7KHUHDUHVRPHFRPPHUFLDOV\VWHPVRQWKHPDUNHWWKDWFDQSURYLGHWKHVHIHDWXUHV
7KHVH
)UDXG(QJLQHV
HQDEOHSDWWHUQVLQELOOLQJGDWDWREHDQDO\VHGDQGJLYHWLPHIRU
VZLIWHIIHFWLYHDFWLRQ
:LWKIUDXGGHWHFWLRQFDSDELOLW\DQGVHFXULW\SURFHGXUHVLQSODFHLWLVSRVVLEOHWR
PLQLPLVHWKHHIIHFWRIIUDXGRQDELOOLQJV\VWHP

6XPPDU\

*60SURYLGHVDEDVLFUDQJHRIVHFXULW\IHDWXUHVWRHQVXUHDGHTXDWHSURWHFWLRQIRUERWK
WKHRSHUDWRUDQGFXVWRPHU2YHUWKHOLIHWLPHRIDV\VWHPWKUHDWDQGWHFKQRORJ\
FKDQJHDQGVRWKHVHFXULW\LVSHULRGLFDOO\UHYLHZHGDQGFKDQJHG7KHWHFKQLFDO
VHFXULW\IHDWXUHVPXVWEHSURSHUO\VXSSRUWHGE\SURFHGXUHVWRHQVXUHFRPSOHWH
VHFXULW\7KHVHFXULW\SURYLGHGE\*60LVZHOOLQDGYDQFHRIVLPLODUPRELOHUDGLR
V\VWHPVDQGVKRXOGHQVXUHWKDWLWUHPDLQVDWWKHIURQWRIWKHILHOGIRUVRPHWLPHWR
FRPH
+RZHYHULWLVYLWDOO\LPSRUWDQWWKDWWKHVHFDSDELOLWLHVDUHGHVLJQHGLQIURPWKHVWDUW
DVWKH\ZLOOKDYHDQLPSDFWRQWKHV\VWHPUHTXLUHPHQWV%XVLQHVVFDVHVVKRXOGVKRZ
WKHHIIHFWRIIUDXGDQGWKHFRVWVRISURWHFWLRQ

F&KDUOHV%URRNVRQ*606HFXULW\