You are on page 1of 8



$O4DZ>LGDO)LTKL\\DK ,VODPLF/HJDO0D[LPV 
 &RQFHSW)XQFWLRQV+LVWRU\&ODVVLILFDWLRQVDQG
 $SSOLFDWLRQWR&RQWHPSRUDU\0HGLFDO,VVXHV


6XEPLWWHGE\)DZ]\6KDEDQ(OJDULDQLWRWKH8QLYHUVLW\RI
([HWHU
DVDWKHVLVIRUWKHGHJUHHRI
 'RFWRURI3KLORVRSK\LQ$UDEDQG,VODPLF6WXGLHV
,Q)HEUXDU\

7KLVWKHVLVLVDYDLODEOHIRUOLEUDU\XVHRQWKHXQGHUVWDQGLQJWKDW
LWLVFRS\ULJKWPDWHULDODQGWKDWQRTXRWDWLRQIURPWKHWKHVLV
PD\EHSXEOLVKHGZLWKRXWSURSHUDFNQRZOHGJHPHQW


,FHUWLI\WKDWDOOPDWHULDOLQWKLVWKHVLVZKLFKLVQRWP\RZQ
ZRUNKDVEHHQLGHQWLILHGDQGWKDWQRPDWHULDOKDVEHHQ
SUHYLRXVO\VXEPLWWHGDQGDSSURYHGIRUWKHDZDUGRIDGHJUHHE\
WKLVRUDQ\RWKHUXQLYHUVLW\


 VLJQDWXUH 





$%675$&7
$%675$&7
7KLVWKHVLVDQDO\VHV DOTDZ>LGDOILTKL\\DK ,VODPLFOHJDOPD[LPV RQHRI
WKHVLJQLILFDQWGLVFLSOLQHVRI,VODPLFOHJDOWKRXJKW,WDLPVWRLQWURGXFHWKH
VXEMHFW WKHRUHWLFDOO\ DQG SUDFWLFDOO\ )RU WKH IRUPHU LW LQWURGXFHV WKH
SULQFLSDO DEVWUDFW DUHDV UHODWLQJ WR WKH GLVFLSOLQH QDPHO\ GHILQLWLRQ
IXQFWLRQVW\SHVVRXUFHVUHODWLRQVKLSZLWKRWKHUGLVFLSOLQHVRI,VODPLFOHJDO
WKRXJKW,WDOVRWUDFHVWKHKLVWRULFDOGHYHORSPHQWRIWKHGLVFLSOLQHIURPWKH
HDUOLHVW VWDJHV WR UHFHQW WLPHV 7KHVH DUHDV DUH FRYHUHG LQ WKH ILUVW WZR
FKDSWHUVZKLFKFRPSULVHDOPRVWKDOIRIWKHZKROHWKHVLV)RUWKHSUDFWLFDO
HOHPHQW RI WKH WKHVLV WKH GLVFXVVLRQ DLPV WR SUHVHQW WKH YDULRXV SUDFWLFDO
DSSOLFDWLRQV RI DOTDZ>LG DOILTKL\\DK WKURXJK WZR PHDQV )LUVW
H[DPLQLQJ WKH VRFDOOHG DOTDZ>LG DONKDPV DONXEU> WKH ILYH XQLYHUVDO
PD[LPV  DQG DOTDZ>LG DONXOOL\\DK WKH JHQHUDO PD[LPV  ZKLFK KDYH
EHHQ VHHQ DV UHSUHVHQWDWLYH RI WKH HQWLUH ILHOG GXH WR WKHLU ODUJH VFRSH RI
DSSOLFDWLRQ RYHU WKH ILTK SDUWLFXODUV 7KH GLVFXVVLRQ PRVWO\ FRQWDLQV WKH
H[DPSOHVWKDWMXULVWVKDYHDGGXFHGLQWKHFRXUVHRIKLVWRU\,QVRPHFDVHV
KRZHYHUH[DPSOHVRIFRQWHPSRUDU\LVVXHVKDYHDOVREHHQDGGHG7KHPDLQ
IRFXV LV WR VKRZ WKH VLJQLILFDQFH RI TDZ>LG LQ FDWHJRUL]LQJ WKH VFDWWHUHG
DQG VRPHWLPHV XQPDQDJHDEOH ILTK FDVHV LQWR JHQHUDO SULQFLSOHV 7KLV LV
SUHVHQWHGLQWZRFKDSWHUVWKHWKLUGDQGIRXUWK6HFRQGH[DPLQLQJWKHXVH
RI DOTDZ>LG DOILTKL\\DK LQ GHGXFLQJ OHJDO GHWHUPLQDWLRQ IRU
FRQWHPSRUDU\ LVVXHV 6L[ PHGLFDO LVVXHV KDYH EHHQ VHOHFWHG WR EH VWXG\
FDVHV LQ WKLV UHJDUG 7KH DLP LV WR VKRZ WKH LPSRUWDQFH RI TDZ>LG LQ WKH
DUHDRILMWLK>GDQGILQGLQJRXWWKHOHJDOVWDWXVIRUWKHQRYHOLVVXHV7KLVKDV
EHHQSUHVHQWHGLQWKHODVWFKDSWHU



$&.12:/('*0(176
$&.12:/('*0(176

)LUVWDQGIRUHPRVWDOOSUDLVHEHGXHWR$OODKWKH$OPLJKW\IRUJLYLQJPH
WKHDELOLW\KHDOWKDQGNQRZOHGJHWRFRPSOHWHWKLVZRUNIRUZLWKRXW+LP,
ZRXOGQRWKDYHEHHQDEOHWRVWDUWOHWDORQHWRILQLVKLW$QGPD\+LVSHDFH
DQG EOHVVLQJ EH XSRQ WKH 3URSKHW 0XKDPPDG KLV )DPLO\ DQG KLV
&RPSDQLRQV
%DVHGRQD3URSKHWLFWUDGLWLRQVWDWLQJWKDW+HZKRGRHVQRWWKDQNSHRSOH
GRHVQRWWKDQN$OODK,ZRXOGOLNHWRDFNQRZOHGJHDQGWKDQNWKRVHZKR
KDYHVLJQLILFDQWO\FRQWULEXWHGWRWKHFRPSOHWLRQRIWKLVZRUN
0\GHHSDQGVLQFHUH WKDQNVJRWRDOORIP\IDPLO\PHPEHUVWRP\IDWKHU
DQG P\ PRWKHU ZKRVH JUHDW VXSSRUW DQG SUD\HU ZHUH FUXFLDO LQ WKH
DFKLHYHPHQWRIWKLVZRUNP\GHDUHVWDQGORYLQJZLIHIRUKHUSDWLHQFHDQG
HQGXUDQFHGXULQJWKHZKROHSHULRGRIP\VWXG\LQ([HWHUWRP\ORYLQJDQG
DGRUDEOH FKLOGUHQ 0XKDPPDG DQG $LVKD ZKRVH SUHVHQFH EULQJV PH VR
PXFK VRODFH DQG FRPIRUW WR P\ EURWKHUV DQG VLVWHUV P\ QHSKHZV DQG
QLHFHVDQGWRP\IDWKHULQODZPRWKHULQODZDQGWKHLUFKLOGUHQ
0\ GHHS JUDWHIXOQHVV WKDQNV DQG UHVSHFW JR WR P\ VXSHUYLVRU 3URIHVVRU
5REHUW *OHDYH IRU KLV SDWLHQFH FRQWLQXRXV KHOS DQG VXSSRUW DQG IRU KLV
GLOLJHQW VXSHUYLVLRQ ,W LV D SULYLOHJH WR FRPSOHWH WKLV ZRUN XQGHU KLV
VXSHUYLVLRQ
, ZRXOG DOVR OLNH WR WKDQN P\ IULHQGV LQ ([HWHU ZLWK ZKRP , VSHQW QLFH
WLPHV 6XKD\O ,EU>K?P 0>G? ,EU>K?P DO=XZD\ )DUDM 6KDE>Q $\PDQ
$PDG$QDV$\\>G5DPD>Q6>PL$EGDO5DP>QDQG0DEU@N




7$%/(2)&217(176
7$%/(2)&217(176
$EVWUDFW
$FNQRZOHGJPHQW
,QWURGXFWLRQ


6LJQLILFDQFHRIWKH5HVHDUFK6XEMHFW

/LWHUDWXUH5HYLHZ
$LPDQG6WUXFWXUHRIWKH7KHVLV
0HWKRGRORJ\


&KDSWHU2QH3UHOLPLQDU\&RPSRQHQWV
0HDQLQJRI4DZ>LG
7\SHVRIDO4DZ>LGDO)LTKL\\DK
&ULWHULDRI4DZ>LG)RUPDWLRQ




6RXUFHVRIDO4DZ>LGDO)LTKL\\DK

5HODWLRQVKLSV%HWZHHQDO4DZ>LGDO)LTKL\\DKDQG2WKHU
'LVFLSOLQHVRI)LTK?7KRXJKW

 $O4DZ>LG$O8a@OL\\DK
$O$VKE>K:DO1D >!LU

$O)XU@T

$O1D DUL\\>W$O)LTKL\\DK


)XQFWLRQVRIDO4DZ>LGDO)LTKL\\DK
5ROHRIDO4DZ>LGDO)LTKL\\DKLQ,MWLK>G

&KDSWHU7ZR+LVWRULFDO'HYHORSPHQWRIWKH'LVFLSOLQHRI

DO4DZ>LGDO)LTKL\\DK


,QWURGXFWLRQ





4DZ>LGDVD/HJDO3KHQRPHQRQ


4DZ>LG%HIRUHWKH&RPSLODWLRQRI)LTK

4DZ>LG'XULQJWKH/LIHWLPH
RIWKH3URSKHW 3%8+ 



4DZ>LGLQWKH(UDRIWKH
&RPSDQLRQV DQG WKH )ROORZHUV 



4DZ>LG'XULQJWKH(DUO\6WDJHRI&RPSLOLQJ
WKH)LTK

4DZ>LGDVD'LVWLQFW'LVFLSOLQH
,QWURGXFWLRQ
4DZ>LGIURPWKH)RXUWK7HQWKWRWKH(QGRIWKH
6L[WK7ZHOIWK&HQWXULHV
4DZ>LG)URPWKH6HYHQWK7KLUWHHQWKWRWKH
(QGRIWKH7HQWK6L[WHHQWK&HQWXULHV
,QWKH6HYHQWK7KLUWHHQWK&HQWXU\


,QWKH(LJKW)RXUWHHQWK&HQWXU\
,QWKH1LQWK)LIWHHQWK&HQWXU\
,QWKH7HQWK6L[WHHQWK&HQWXU\

4DZ>LGIURPWKH(OHYHQWK6HYHQWHHWK
WRWKH0LG7KLUWHHQWK1LQWHHQWK&HQWXULHV

0RGHUQ6WXGLHVRQDO4DZ>LGDO)LTKL\\DK

&KDSWHU7KUHH7KH0RVW&RPSUHKHQVLYH4DZ>LG , 

$O4DZ>LGDO.KDPVDO.XEU> WKH)LYH8QLYHUVDO0D[LPV 


,QWURGXFWLRQ

$O8PXUX%L0DT>aLGLK>

,QWURGXFWLRQ
0HDQLQJRIWKH4>LGDK
2ULJLQVDQG+LVWRU\RIWKH4>LGDK
5XOLQJVDQG$SSOLFDWLRQVRIWKH4>LGDK
6XEVLGLDU\4DZ>LG

$O<DT?QXO><D]@OX%LO6KDNN
,QWURGXFWLRQ



0HDQLQJRIWKH4>LGDK
2ULJLQVDQG+LVWRU\RIWKH4>LGDK
5XOLQJVDQG$SSOLFDWLRQVRIWKH4>LGDK
6XEVLGLDU\4DZ>LG


$O0DVKDTTDWX7DMOLEXDO7D\V?U
,QWURGXFWLRQ
0HDQLQJRIWKH4>LGDK
2ULJLQVDQG+LVWRU\RIWKH4>LGDK
5XOLQJVDQG$SSOLFDWLRQVRIWKH4>LGDK
6XEVLGLDU\4DZ>LG

$ODUDUX<X]>O
,QWURGXFWLRQ
0HDQLQJRIWKH4>LGDK
2ULJLQVDQG+LVWRU\RIWKH4>LGDK
5XOLQJVDQG$SSOLFDWLRQVRIWKH4>LGDK
6XEVLGLDU\4DZ>LG

$O^GDWX0XDNNDPDK



,QWURGXFWLRQ
0HDQLQJRIWKH4>LGDK
2ULJLQVDQG+LVWRU\RIWKH4>LGDK
5XOLQJVDQG$SSOLFDWLRQVRIWKH4>LGDK
6XEVLGLDU\4DZ>LG

&KDSWHU)RXU7KH0RVW&RPSUHKHQVLYH4DZ>LG ,, $O4DZ>LG

DO.XOOL\\DK
,QWURGXFWLRQ
4DZ>LGRI6SHHFK,QWHUSUHWDWLRQ



,QWURGXFWLRQ
,P>OXDO.DO>PL$ZO>0LQ,KP>OLK
$O$aOX)?O.DO>PLDO_DT?TDK
,GK>7DDGKGKDUDWDO_DT?TDWX<Xa>UX
,O>DO0DM>]

,GK>7DDGKGKDUD,P>OXDO.DO>PL<XKPDO

/><XQVDEX,O>6>NLWLQ4DZO
'KLNUX0>O><DWDMD]]D!X.DGKLNUL.XOOLK

4DZ>LGRIDP>Q /LDELOLW\DQG&RPSHQVDWLRQ 
,QWURGXFWLRQ
$O-DZ>]XDO6KDUL\\X<XQ>I?DODP>Q

$O.KDU>MX%LODP>Q
,GK>,MWDPDDDO0XE>VKLUXZDO0XWDVDEELEX

<X>IXDO_XNPX,O>DO0XE>VKLU
$O0XE>VKLUX>PLQXQ:D!LQODP<DWDDPPDG
$O0XWDVDEELEX/>\DPDQX,OO>%?O7DDPPXG
-LQ>\DWXDO$MP>!L-XE>U

4DZ>LGDO,WKE>WZDO%D\\LQDK 3URRIDQG(YLGHQFH 

,QWURGXFWLRQ
$O%D\\LQDWX$O>DO0XGGD?ZDO<DP?QX

$O>0DQ$QNDU
$OPDU!X0X!>NKDGKXQ%L,TU>ULK
$OED\\LQDWXXMMDWXQPXWDDGGL\DWXQ

ZDOLTU>UXXMMDWXQT>aLUDK
$O_XG@GX7DaTXX%LO6KXEXK>W
/>XMMDWDPDDDOWDQ>TXLO>NLQO>\DNKWDOOX

PDDKXXNPXDO>NLP
&KDSWHU)LYH$SSOLFDWLRQRI4DZ>LGRQ&RQWHPSRUDU\
0HGLFDO,VVXHV




,QWURGXFWLRQ
/HJLVODWLYH3RVLWLRQRI4DZ>LG
5HODWLRQVKLS%HWZHHQ0HGLFLQH(WKLFVDQG)LTK
7KH3URIHVVLRQRI0HGLFDO3UDFWLFH
$ERUWLRQ
2UJDQ'RQDWLRQ
$QHVWKHWL]DWLRQ
3ODVWLF6XUJHU\
5HSDLULQJD5XSWXUHG+\PHQ
&RQFOXVLRQ
$SSHQGL[
%LEOLRJUDSK\













You might also like