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TECHNICAL PAPER
INTRODUCTION
In the design of concrete building structures, deflection
control for floors and roofs is an important design consideration.
While the current code procedures have provided adequate
designs in the past, developments in design practice such as
the use of higher strength materials and longer spans leading
to more flexible structures, as well as increasing expectations by
owners for building performance, suggest that a more
rational approach to design for deflection control may be
required in the future. Such an approach should consider the
uncertainties inherent in predicting deflections of concrete
members and structures as well as the difficulties associated
with defining acceptable limits for deflection of members.
Many researchers have used cost related analyses for optimization and serviceability problems (Hossain 2000; Koskisto
and Ellingwood 1997; Sarma and Adeli 1998). This paper
explores the application of the utility theory to the problem.
Because serviceability failure can occur in structures with
adequate safety against collapse, the question becomes an
economic issue. The utility theory approach balances the
initial cost of construction against the potential costs of
repair considering uncertainties associated with structural
behavior at service load levels, and lack of a well-defined
limit for deflection. It is assumed that the structure has
adequate strength to satisfy ultimate (strength) limit states.
The formulation of the approach is based on the work of
Reid and Turkstra (1980, 1981) and Turkstra and Reid
(1981) at McGill University. Reid and Turkstra applied the
method to two-way slab systems assuming the slabs were
uncracked. In this study, effects of cracking, creep, and
shrinkage are considered to provide a realistic assessment of
member behavior. A deterministic model is used to calculate
deflections for a member with defined time-dependent
material properties and loading history. Monte Carlo
60
i cF
(1)
ACI member Young Hak Lee is a full-time Lecturer in the Department of Architectural
Engineering at The Kyunghee University, Yongin, Korea. He received his PhD from
Pennsylvania State University, University Park, Pa. His research interests include the
serviceability of reinforced and prestressed concrete members and developing analytical
models of concrete structures.
Andrew Scanlon, FACI, is a Professor of civil engineering at Pennsylvania State
University. He is a member of ACI Committees 224, Cracking; 318, Structural Concrete
Building Code; 318-C, Safety, Serviceability, and Analysis (Structural Concrete
Building Code); 342, Evaluation of Concrete Bridges and Bridge Elements; 348,
Structural Safety; 435, Deflection of Concrete Building Structures; and E 803, Faculty
Network Coordinating Committee.
Heecheul Kim is a Professor in the Department of Architectural Engineering at The
Kyunghee University. He received his PhD from New Mexico State University, Las
Cruces, N. Mex. His research interests include the behavior of reinforced concrete and
fiber-reinforced structures for earthquake resistance.
(2)
where ui(x) equals the utility function for failure mode i and cFi(x)
equals the failure cost function for failure mode i = CFi Hi(x).
The expected utility is given by
E [ Ui ] =
ui ( x )f ( x ) dx
(3a)
E [ U i ] = B C I C Fi
Hi ( x )f ( x ) dx
Hi ( xj )p ( xj )
(3c)
j=1
(3b)
E [ U i ] = B C I C Fi
Parameter
Perception damage
Sample size
60
Minimum value
0.0030
0.0006
Maximum value
0.0171
0.0135
Mean
0.0077
0.0054
COV
0.42
0.57
Distribution
Truncated lognormal
Gamma
Remarks
Formwork,
$/ft2 ($/m2)
Item
5.40 (60.00)
Plywood to 15 ft
(4.57 m) high,
three use
Reinforcement,
$/ton [short]
($/ton [metric])
1300.00 (1444.44)
Concrete,
$/yd3 ($/m3)
f c = 3000 psi
(20.69 MPa)
76.00 (100.00)
f c = 4000 psi
(27.58 MPa)
81.50 (107.25)
h < 6 in.
(152.4 mm)
25.00 (32.90)
Concrete ready
mixed, normalweight
Pumped
19.30 (25.40)
Integral topping
and finish, using
1:1:2 mixture,
3/16 in. thick
Finishing,
$/ft2 ($/m2)
1.10 (12.22)
0.55 (6.11)
Curing blankets
$78.00 each
Shoring
Item
Unit price
3
6 ft (0.17 m3)
Cutout demolition,
$/ft3 ($/m3)
Slab
Replacement,
$/ft2 ($/m2)
39.50 (1395.76)
>6 ft (0.17 m )
35.50 (1254.42)
15.20 (168.89)
16.15 (179.44)
16.90 (187.78)
17.90 (198.89)
x in. (interpolation
function)
0.9x + 8.9
0,
H ( x ) = 0.5,
1,
x < 0.003
L
0.003 < x < --------240
L
x > --------240
(4)
It is assumed for all practical purposes that the timedependent deflection reaches a maximum at 5 years and this
is the time at which the incremental deflection is calculated.
Because cost data are highly dependent on local market
conditions, construction costs and repair costs were simply
taken as average present values based on published data.
Further refinement of the methodology could be incorporated
by considering discounted values.
DEFECTION HISTOGRAMS FROM
MONTE CARLO SIMULATION
It is assumed that the critical deflection affecting serviceability is the total long-time deflection as illustrated in
Fig. 4. To account for uncertainties in material properties
and loads, deflection histograms are developed using the
approach presented by Choi et al. (2004). This approach is
based on a deterministic layered beam finite element model.
63
Concrete
(in place)
Mean
Standard
COV deviation
0.675f c + 1100
1.15f c
fc , psi
0.176
(Mpa) (0.675f c + 7.58
1.15f c )
Mirza et al.
1979
fr , psi
0.218
(MPa) 8.3 f c (0.69 f c )
Mirza et al.
1979
Mirza et al.
1979
Mirza and
MacGreagor
1979
Ec, psi
(MPa)
60,400 f c
0.119
(5015.21 f c )
As
0.99An
Es, ksi
(MPa)
29,200
(201,326.91)
0.024
Julian 1966
b, in.
(cm)
bn + 5/32
(bn + 0.397)
0.045
Naaman
1982
dst,
dsh, in.
(cm)
dsn + 1/16
(dsn + 0.159)
0.68/hn
(0.27/
hn)
Naaman
1982
(sh)u
780 106
121.66
106
Choi et al.
2004
Choi et al.
2004
0.024
Reinforcement
Beam
dimension
Shrinkage
Creep
Tension
stiffening
Source
1.0
3.33 102
55 days
25 days
Choi et al.
2004
2.35
0.6
ACI
Committee
209 1992
0.6
10 days
6.66 days
Choi et al.
2004
3.0
0.11
0.33
Choi et al.
2004
Statistical parameters
Mean = 0.11Dn,
COV = 0.10
Distribution
Normal
Source
El-Shahhat
et al. 1993
Construc- Sustained
Ayoub and
Mean = 6.0 psf (0.29 kPa),
tion load construction
Gamma Karshenas
COV
=
1.10
live load
1994
Stacking
load
Dead load
Ayoub and
Mean = 20 psf (0.974 kPa) Gamma Karshenas
COV = 0.60
1994
Mean = 1.05Dn,
COV = 0.10
Normal
Stewart
1996
E = (QR)/A,
E2 =
Ellingwood and
Gamma
2 2
2
2 2
Culver
( Q R + R Q + Q Q )
--------------------------------------------------------------1977
2
A
Note: Dn = nominal dead load; = 2.76, A = influence area; (Q, Q) = (150, 25 [psf]),
A 155
------------------ ; A 400 ft2 (36 m2); Wco
6.3
= construction load + dead load; Wlvar = extraordinary live load; Ws = sustained load =
dead load + sustained live load.
(7.305, 1.218 [KPa]); (R, R) = (4, 2), =
Fig. 7Effect of variation of upper bound of two-step discontinuous loss function (loss of production) on total unit cost for
180 in. (4.57 m) span simply-supported one-way slab.
Span length (in. [m]) for both ends 180 (4.57), 240 (6.09), 300 (7.62),
continuous and one end continuous 360 (9.14), 420 (10.66), 480 (12.19)
6.0 (152.4), 9.0 (228.6), 12.0 (304.8),
Simply supported 15.0 (381.0), 18.0 (457.2), 21.0 (533.4)
Thickness
(in. [m])
Both ends
continuous
One end
continuous
Note: Mean of extraordinary live load was magnified so that 100 psf (4.87 kPa) was
sum of sustained live load and extraordinary live load corresponding to 0.95 of CDF.
65
DISCUSSION
It is in the interests of the concrete industry and the
engineering community to produce concrete structures that
not only have an adequate margin of safety against collapse
but also provide acceptable performance in service at
minimum cost. The preliminary results presented previously
suggest that the proposed approach to design for
serviceability can provide a rational base for deflection
control criteria covering a wide range of design situations.
Further work is needed to better define costs for both initial
construction and repair costs in specific situations. Other costs,
such as the impact of a serviceability failure on the engineers
reputation, should be considered.
Serviceability loss functions can be developed for specialized
applications. For example, a floor supporting sensitive
equipment may have upper and lower limits more stringent
than those used in the present study. Loss of production costs
will vary depending on the application. The definition of the
loss function between the upper and lower limits can also be
improved by considering costs of various repair scenarios
associated with increasing deflection values.
It is not anticipated that analyses of the type outlined
previously would be employed in routine building design.
The methodology, however, may provide a basis for more
generalized code deflection control criteria in the future.
In the present study, the long-time deflection was selected
as the basis for analysis. The procedure can be extended to
consider other deflection criteria including deflections occurring
at any time between initial construction and long-time in-service
use. The methodology can be extended to other structural
systems such as two-way slabs and prestressed members.
ACKNOWLEDGMENTS
This work was supported in part by the Brain Korea 21 (BK21), Level II.
The support is gratefully acknowledged.
NOTATION
A
As
b
COV
Dn
dsb
dst
Ec
Es
f c
fr
(sh)u
u
, f
, D
=
=
=
=
=
=
=
=
=
=
=
=
=
=
=
=
=
=
=
=
influence area
area of reinforcement
width of beam
coefficient of variation
nominal dead load
distance from top fiber to centroid of bottom steel
distance from top fiber to centroid of top steel
concrete modulus of elasticity
steel modulus of elasticity
concrete compressive strength
modulus of rupture
tension stiffening parameter
ultimate shrinkage strain
ultimate creep coefficient
constants of shrinkage equation
constants of creep equation
constant of sustained live load
parameter for extraordinary live load
mean
standard deviation
Subscripts:
E
= extraordinary live load
lsus = sustained live load
Q
= weight of single concentrated load in cell uniformly divided
from influence area
R
= number of loads per cell
REFERENCES
ACI Committee 209, 1992, Prediction of Creep, Shrinkage, and
Temperature Effects in Concrete Structures (ACI 209R-92), American
Concrete Institute, Farmington Hills, Mich., 47 pp.
ACI Committee 318, 2005, Building Code Requirements for Structural
67
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