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Fidic 99 - 2002 Vietnamese
Fidic 99 - 2002 Vietnamese
HIP HI QUC T CC K S T VN
iu kin Hp ng
FIDIC
IU KIN HP NG
NH MY V THIT K XY DNG
IU KIN HP NG
D N EPC CHA KHA TRAO TAY
Conditions of Contract
FIDIC
CONDITIONS OF CONTRACT FOR
PLANT AND DESIGN BUILD
CONDITIONS OF CONTRACT FOR
EPC TURNKEY PROJECTS
HIP HI QUC T CC K S T VN
iu kin Hp ng
FIDIC
IU KIN HP NG
MY MC THIT BV THIT K XY DNG
IU KIN HP NG
D N EPC CHA KHA TRAO TAY
Condition of Contract
FIDIC
CONDITIONS OF CONTRACT FOR
PLANT AND DESIGN BUILD
CONDITIONS OF CONTRACT FOR
EPC TURNKEY PROJECTS
NH XUT BN XY DNG
H NI - 2002
T
F
Hip hi Quc t cc k s T vn
FIDIC xut bn
P.O Box 86
CH-1000 Lausane 12 Thy S.
in thoi +4121654 4411
Fax +4121653 3432
E.mail fidic @ pobox.com.
w w w http:/www.fidic.org
FIDIC 1999
LI GII THIU
t lu, cc mu iu kin v Hp ng ca FIDIC dng cho cc ch u t v Nh thu
trong cc d n xy dng quc t nh trong mi nc (c iu chnh) c s dng mt cc
rng ri trn th gii. nc ta, t khi c chnh sch m ca theo c ch th trng, cc dng
mu iu kin Hp ng ny tr thnh quen thuc vi cc c quan nh nc, cc gii kinh
doanh xy dng. Quyn sch iu kin hp ng i vi cc cng vic cc cng trnh
xy dng do FIDIC xut bn nm 1984 c xem nh cm nang ca nhng ngi xy dng.
Ngh nh s 43/CP ngy 16/7/1996 v Ngh nh s 88/CP ngy 1/9/1999 ca Chnh ph v
quy ch u thu u yu cu p dng Cc iu kin chung v iu kin c th cc Hp
ng theo hng dn ca FIDIC (Hip hi Quc t cc K s T vn) trong cng tc u thu.
FIDIC khng ngng thu thp tnh hnh, nghin cu v n nay nhn thy mt s d n nm
ngoi phm vi ca cac biu mu iu kin Hp ng c. Qua mt thi gian d tho, ly
kin rng ri ca cc chuyn gia u ngnh, ca cc t chc ti chnh quc t, ca cc Hi,
Hip hi c lin quan v p dng th, n thng 9/1999 mt b gm 4 dng mu iu kin Hp
ng mi ra i. Cc mu iu kin Hp ng mi c th thch ng cho i b phn cc d
n xy dng v lp t trn th gii.
B mi ny c lin tc ph bin trn khp nm chu v dn dn thay th cc b c v
ngy cng m rng phm vi tc dng ca n trong cng tc u thu xy dng. Trong dng
hp ng ngn gn c ngn hng Th gii WB xem nh l cc iu kin tiu chun trong
Ti liu v u thu tiu chun trong cc cng trnh nh.
c s cho php ca FIDIC vi t cch l i din duy nht ca FIDIC ti Vit Nam, Hip
hi T vn Xy dng Vit Nam dch ph bin mi Cc iu kin Hp ng xy dng
nhm gip cc doanh nghip nm bt kp thi cc thng l quc t trong kinh doanh xy dng.
thun tin cho vic s dng, b mi ca FIDIC c dch v xut bn thnh 2 tp:
-
HIP HI QUC T CC K S T VN
iu kin Hp ng
NH MY V THIT K - XY DNG
DNG CHO CC NH MY C V IN V
CC CNG TRNH XY DNG V K THUT
DO NH THU THIT K
iu kin chung
Hng dn son tho iu kin ring
Mu th d thu, tha thun hp ng v
Tha thun x l tranh chp
FIDIC 1999
IU KIN CHUNG
iu kin Hp ng
NH MY V
THIT K - XY DNG
DNG CHO CC NH MY C V IN V
CC CNG TRNH XY DNG V K THUT
DO NH THU THIT K
Sa i ln th nht 1999
HIP HI QUC T CC K S T VN
FIDIC 1999
CC MU TH D THU,
THA THUN HP NG
V THA THUN X L
TRANH CHP
LI CM N
Hip hi Quc t cc K s T vn (FIDIC) xin chn thnh cm n cc thnh vin sau y
ca T cng tc cp nht ti liu: Christopher Wade (Trng nhm), SWECO-VBB Thy in;
Peter L Booen, c; Christpher R Seppala (C vn php l), White & Case, Php; v Jose F
Speziale, IATASA, Achentina.
Vic chun b c tin hnh di s ch o chung ca y ban v Cc Hp ng ca FIDIC
bao gm cc ng Dohn B Bowcock, k s t vn, Vng quc Anh (Ch tch); Michael
Mortimer Hawkins, Swedpower, Thy in; v Axel-Volkmar Jaeger, Schmidt Reuter Partner,
c; cng vi ng K B (Tony) Norris, c vn c bit.
Cc d tho c nhiu c nhn v t chc c tn trong danh sch di y r sot li.
Nhng nhn xt ca h c Nhm cng tc cp nht nghin cu kp ti v nhng ch
thch hp cc nhn xt c sa li li vn ca cc iu khon, Mushtag Ahmad, NESPAK,
Pakistan; Peter Batty, Post Buckley International, M, Roeland Bertrams Clifford Chance, H
Lan; Charles G Borthwich, SwedoPower, Thy in; Manfred Breege, Lahmeyer International,
c, Pablo Bueno, TYPSA, Ty Ban Nha; Nael G Bunni, K s T vn, Ai len; Ian Fraser,
Beca Carter Hollisng & Femer Niu Di In; Roy Goode, i hc Oxford, Vng quc Anh; Dan
W Graham, Bridtows Cooke & Carpmael, Vng quc Anh; Tonny Jensen (Ch tch y ban
qun l cht lng ca FIDIC); COWI, an Mch; Philip Loots v Hip hi Nam Phi; Neil
McCole, Merz and McLellan, Vng quc Anh; Tim Raynolds, Constant & Constant, Anh;
Matthew Needham-Laing, Victoria Russell & Paul J Taylor, Berrynams Lace Mawer, Vng
quc Anh; David R. Wightman & Gerlando Butera, Nabarro Nathanson, Vng quc Anh;
Hip hi cc k s T vn Nht Bn; C quan Cng nghip Xy dng Phi Lip Pin; T chc
Quc t Cc Nh thu Chu u (EIC); C quan Lin lc Cng nghip Kim loi Chu u
(ORGALIME); Hip hi Quc t cc Nh thu lm cng vic no vt, Hi lut gia Quc t;
Ngn hng Pht trin chu ; v Ngn hng Th gii. S tha nah65n ca nhng c nhn v
t chc ni trn khng c ngha l h thng qua cch din t ca tt c cc iu khon.
FIDIC xin c nh gi cao thi gian v cng sc b ra ca tt c c nhn v t chc
trn y.
Quyt nh cui cng v hnh thc v ni dung ca ti liu vn thuc v FIDIC.
FIDIC 1999
LI NI U
FIDIC 1999
(b)
trong nhng trng hp khc, nhng ch m vic p dng (a) khng thch
hp th khon nn c cc quy nh c xem l c th p dng cho hu ht
cc hp ng.
V d, Khon 14.2 [ng trc] c a vo l cho thun tin ch khng phi v chnh
sch no ca FIDIC lin quan n vic tm ng. Khon ny s khng p dng c
(thm ch c nu c khng b gch b) nu n b b qua do khng trnh by r chi tit s
tin thanh ton trc. Cn lu rng mt vi quy nh nm trong iu kin chung c th
khng thch hp i vi mt hp ng mang tnh ei63n hnh.
Nhng thng tin tip theo v mt ny, v d cu ch cho nhng quy nh khc, v nhng
ti liu gii thch khc v nhng v d v cu ch gip son tho iu kin ring v
nhng h s mi thu khc c gp chung li trong ln xut bn ny thnh Hng dn
son tho iu kin ring. Trc khi a thm bt c v d v cu vn no, cn kim tra
mbo l n hon ton ph hp cho tnh hung ring ; nu khng n s phi sa li.
Ngy hn
Ngy khi cng
Bo lnh thc hin
Chng ch Thanh ton tm
Thi gian hon thnh (nh c ko di theo khon 8.4)
Kim nh khi hon thnh
Chng ch nghim thu
Kim nh sau khi hon thnh (nu c)
Thi hn thng bo sai st (nh c ko di theo 11.3)
Chng ch thc hin
Chng ch Thanh ton cui cng
10
Pht hnh
cc ti liu
mi thu
Np
H s
d
thu
Pht hnh
Th chp
thun
Ngy
Thi hn
u thu
10.1 Cp
Chng ch
nghim thu
11.9 Cp
Chng ch
Thc hin
Hp ng
hn
28
ngy
< 28
ngy
Chm tr 11 Thng
do Nh
bo cc sai
thu
st
9.1 Th khi
hon thnh
< 21
ngy
Sa cha
sai st
4.2 Tr li
Bo lnh
thc hin
Hp ng
2.
3.
4.
FIDIC 1999
11
14.3 Nh thu np
Bo co cho
Nh t vn
Mi ln
Thanh ton
tm hng
thng (hoc
cch khc)
14.6 Nh t vn cp
Chng ch Thanh
ton tm thi
< 56 ngy
< 28 ngy
Nh t vn r sot
Bo co, Nh thu
Thanh ton cung cp thng tin
< 28 ngy
cui cng
< 56 ngy
14.13 Nh t vn
pht hnh Chng
ch thanh ton
cui cng
14.7 Ch u
t thanh ton
Bn ra thng
Bo nh trnh
BXLTC (DAB)
xem xt 1
tranh chp
20.2 Cc bn
ch nh Ban
XLTC (DAB)
Cc Bn a ra
kin vi
BXLTC (DAB)
< 28 ngy
< 84 ngy
20.4 Mt Bn
c th ra thng
bo v s khng
tha mn
20.6 Mt Bn
c th khi
xng s phn
x trng ti
Ha gii mt cch hu ho
< 28 ngy
BXLTC (DAB)
ra quyt nh
> 56 ngy
Trng ti/cc
Trng ti c
ch nh
FIDIC 1999
12
IU KIN CHUNG
iu kin Hp ng
NH MY V
THIT K - XY DNG
CC MU TH D THU,
THA THUN HP NG
V THA THUN X L
TRANH CHP
DNG CHO CC NH MY C V IN V
CC CNG TRNH XY DNG V K THUT
DO NH THU THIT K
iu kin chung
HIP HI QUC T CC K S T VN
FIDIC 1999
13
iu kin Chung
NI DUNG
1.
1.1
nh ngha
1.2
Din gii
1.3
1.4
Lut v ngn ng
1.5
Th t u tin ca cc ti liu
1.6
Tha thun hp ng
1.7
Nhng li
1.8
1.9
Cc sai st trong cc yu cu ca Ch u t
2.
CH U T
2.1
2.2
2.3
Nhn lc ca Ch u t
2.4
S thu xp ti chnh ca Ch u t
2.5
Khiu ni ca Ch u t
3.
NH T VN
3.1
Nhim v v quyn hn ca Nh t vn
3.2
y quyn ca Nh t vn
3.3
Ch dn ca Nh t vn
3.4
Thay th Nh t vn
3.5
Quyt nh
4.
NH THU
4.1
FIDIC
14
4.2
4.3
i din Nh thu
4.4
Nh thu ph
4.5
Cc Nh thu ph c c
4.6
Hp tc
4.7
nh v cc mc
4.8
Cc quy nh v an ton
4.9
m bo cht lng
5.
THIT K
5.1
5.2
Cc ti liu ca Nh thu
5.3
m bo ca Nh thu
5.4
5.5
o to
5.6
5.7
5.8
Li thit k
6.
6.1
FIDIC
15
6.2
6.3
6.4
Lut lao ng
6.5
Gi lao ng
6.6
6.7
6.8
S gim st ca Nh thu
6.9
Nhn lc Nh thu
7.
7.1
7.2
Mu m
7.3
Gim nh
7.4
Kim nh (th)
7.5
T chi
7.6
7.7
7.8
L ph s dng
8.
8.1
Khi cng
8.2
8.3
8.4
8.5
8.6
8.7
8.8
8.9
Hu qu ca vic tm ngng
FIDIC
16
9.
9.1
Ngha v Nh thu
9.2
9.3
Th (kim nh) li
9.4
17
15. CHM DT HP NG BI CH U T
15.1 Thng bo sa cha
15.2 Chm dt hp ng bi Ch u t
15.3 Xc nh gi ti ngy chm dt hp ng
15.4 Thanh ton sau khi chm dt hp ng
15.5 Quyn chm dt hp ng ca Ch u t
18
17.3 Ri ro ca Ch u t
17.4 Hu qu cc ri ro ca Ch u t
17.5 Quyn s hu tr tu v s hu cng nghip
17.6 Gii hn ca trch nhim
18. BO HIM
18.1 Cc yu cu chung v bo him
18.2 Bo him cng trnh v thit b ca Nh thu
18.3 Bo him tn thng cho ngi v thit hi v ti sn
18.4 Bo him cho nhn lc Nh thu
19. BT KH KHNG
19.1 nh ngha v bt kh khng
19.2 Thng bo v bt kh khng
19.3 Nhim v gim s chm tr n thp nht
19.4 Cc hu qu ca bt kh khng
19.5 Bt kh khng nh hng n Nh thu ph
19.6 Chm dt c la chn, thanh ton, ht trch nhim
19.7 Ht trch nhim thc hin theo lut
PH LC
CC IU KIN CHUNG CA THA THUN X L TRANH
CHP
BN MC LC CC KHON
FIDIC
19
Lut
1.1.1.9
Ph lc ca H s d thu
1.1.1.3
Th chp thun
1.1.3.1
Ngy hn
1.1.1.4
Th d thu
1.1.3.2
1.1.4.5
Ni t
1.1.3.3
Hp ng
1.1.5.3
Vt liu
1.1.3.4
Tha thun Hp ng
1.1.2.1
Bn
1.1.4.2
Gi Hp ng
1.1.4.9
1.1.2.3
Nh thu
1.1.3.8
1.1.6.1
H s Nh thu
1.1.6.6
1.1.5.1
Thit b Nh thu
1.1.5.4
1.1.2.7
Nhn lc Nh thu
1.1.5.5
Thit b
1.1.1.7
xut ca Nh thu
1.1.4.10
S tin tm thi
1.1.2.5
i din Nh thu
1.1.4.11
Tin gi li
1.1.4.3
Chi ph
1.1.1.6
Tin
1.1.6.2
Nc s ti
lnh
1.1.1.10
Bng cc ni dung bo
1.1.2.9
1.1.1.10
1.1.3.9
Ngy
1.1.5.6
1.1.3.7
1.1.6.7
Cng trng
1.1.2.2
Ch u t
1.1.4.12
Bn k khai
1.1.6.3
Thit b Ch u t
1.1.2.8
Nh thu ph
1.1.2.6
Nhn lc Ch u t
1.1.3.5
1.1.1.5
Cc yu cu ca Ch u t
1.1.5.7
Cng trnh tm
1.1.2.4
Nh t vn
1.1.1.4
H s d thu
1.1.2.10
FIDIC
1.1.3.6
1.1.4.4
1.1.3.4
1.1.4.5
1.1.3.3
1.1.6.4
Bt kh khng
1.1.6.8
1.1.4.6
Ngoi t
1.1.6.9
Bin i
1.1.5.2
Hng ha
1.1.5.8
Cng trnh
1.1.4.7
1.1.3.9
Nm
FIDIC
20
IU KIN CHUNG
1.
1.1
nh ngha
Trong Nhng iu kin ca Hp ng (Nhng iu kin ny) bao gm iu kin
ring v iu kin chung ny, nhng t v cm t lit k di y s c ngha nh quy
nh bn di. Nhng t ch ngi hoc cc bn, c ngha bao gm cng ty v cc
n v php nhn khc, tr nhng ch m ng cnh i hi phi hiu khc.
1.1.1 Hp ng
FIDIC
1.1.1.1
1.1.1.2
1.1.1.3
1.1.1.4
1.1.1.5
Cc yu cu ca Ch u t l ti liu c tiu cc yu cu
ca Ch u t, nh c trong Hp ng, v bt k s b sung v sa
i ti liu ny ph hp vi Hp ng. Ti liu ny nu c th mc
ch, phm vi v/hoc cc tiu chun thit k v/hoc cc c tnh
k thut khc i vi cng trnh.
1.1.1.6
1.1.1.7
21
1.1.1.8
1.1.1.9
1.1.1.10
1.1.2 Cc Bn v cc c nhn
FIDIC
1.1.2.1
1.1.2.2
1.1.2.3
1.1.2.4
Nh t vn l ngi c Ch u t ch nh l Nh t vn
nhm thc hin mc ch ca Hp ng v c gi nh vy trong
Ph lc ca H s d thu, hoc ngi khc c Ch u t ch
nh theo tng thi gian v bo cho Nh thu theo Khon 3.4 [Thay
th Nh t vn].
1.1.2.5
1.1.2.6
1.1.2.7
1.1.2.8
1.1.2.9
22
Khon 20.2 [Ch nh Ban x l tranh chp] hoc theo Khon 20.3
[Bt ng trong vic c Ban x l tranh chp].
1.1.2.10
FIDIC
1.1.3.1
1.1.3.2
1.1.3.3
Thi hn hon thnh l thi gian hon thnh cng trnh hoc
hng mc cng trnh (ty tng trng hp) theo Khon 8.2 [Thi
hn hon thnh], nh nu trong Ph lc H s d thu vi bt k
s ko di no theo Khon 8.4 [Gia hn thi hn hon thnh], c
tnh t ngy khi cng.
1.1.3.4
1.1.3.5
1.1.3.6
1.1.3.7
1.1.3.8
1.1.3.9
23
1.1.4.2
1.1.4.3
1.1.4.4
1.1.4.5
1.1.4.6
1.1.4.7
1.1.4.8
Ni t l tin t ca nc s ti.
1.1.4.9
1.1.4.10
1.1.4.11
1.1.4.12
FIDIC
24
1.1.5.3
1.1.5.4
1.1.5.5
1.1.5.6
1.1.5.7
1.1.5.8
FIDIC
1.1.6.1
1.1.6.2
1.1.6.3
1.1.6.4
1.1.6.5
25
1.2
1.1.6.6
1.1.6.6
1.1.6.7
1.1.6.8
Bin i l bt k s bin ng no i vi yu cu ca Ch u
t hoc cng vic c ch dn hoc chp thun l s bin i theo
iu 13 [Bin i v iu chnh].
Din gii
Trong Hp ng, tr nhng trng hp ng cnh yu cu khc, cn th:
(a)
t ng ch mt gii l gm tt c cc gii;
(b)
(c)
(d)
(b)
FIDIC
26
(ii)
Lut v Ngn ng
Hp ng chu s iu tit theo lut ca nc s ti (hoc quyn lc php l khc)
c nu trong Ph lc H s d thu.
Nu c bt c phn no ca Hp ng c dch bng nhiu hn mt th ngn ng th
bn dch thc hin bng ngn ng ch o c nu trong phn Ph lc H s d thu,
s chim u th.
Ngn ng giao dch phi l ngn ng quy nh trong Ph lc H s d thu. Nu
trong khng quy nh ngn ng giao dch, th phi dng ngn ng m Hp ng
(hoc a phn Hp ng) c son tho.
1.5
Th t u tin ca cc ti liu
Cc ti liu to thnh Hp ng c dng gii thch chung gia cc bn. Vi mc
ch din gii, th t u tin ca cc ti liu theo trnh t sau:
(a)
(b)
Th chp thun
(c)
Th d thu
(d)
iu kin ring
(e)
iu kin chung
(f)
Cc yu cu ca Ch u t
(g)
Tin , v
(h)
Tha thun Hp ng
Cc bn s k Tha thun Hp ng trong vng 28 ngy sau khi Nh thu nhn c
th chp thun, tr phi c s tha thun khc. Tha thun Hp ng phi c da
FIDIC
27
Nhng li
Khng bn no c chuyn nhng ton b hoc mt phn Hp ng hoc bt c
phn li ch hoc quyn li trong hoc theo Hp ng. Tuy nhin, cc bn:
1.8
(a)
(b)
1.9
Sai st trong Cc Yu cu ca Ch u t
Nu Nh thu gp phi s chm tr v/hoc phi chu chi ph do sai st trong Cc Yu
cu ca Ch u t v tuy l mt Nh thu c kinh nghim v cn thn nhng
khng pht hin ra sai st khi kim tra cc yu cu ca Ch u t theo Khon 5.1
[Nhim v thit k chung] th Nh thu phi thng bo cho Nh t vn v c quyn
theo Khon 20.1 [Khiu ni ca Nh thu] :
(a)
(b)
Sau khi nhn c thng bo, Nh t vn phi tin hnh theo Khon 3.5 [Quyt nh]
nht tr hoc xc nh (i) liu c ng khng v (nu ng) chng mc no m sai
st ny khng th c pht hin mt cch hp l, v (ii) nhng vn c ni trong
im (a) v (b) trn lin quan n chng mc ny.
FIDIC
28
1.10
(b)
(c)
1.12
Cc chi tit b mt
Nh thu phi cung cp tt c cc thng tin b mt v cc thng tin khc khi Nh t vn
yu cu mt cch hp l iu tra v xc nh vic tun th Hp ng ca Nh thu.
1.13
FIDIC
Ch u t phi c hoc s phi c giy php quy hoch, phn vng hoc giy
php tng t cho cng trnh vnh cu, v cc giy php khc c m t trong
Yu cu ca Ch u t nh Ch u t c hoc s c; v Ch u t phi
29
1.14
FIDIC
(a)
(b)
(c)
30
2.
CH U T
2.1
ko di thi gian b cho s chm tr ny, nu vic hon thnh b chm hoc s
b chm, theo Khon 8.4 [Gia hn thi gian hon thnh],
(b)
Sau khi nhn c thng bo ny, Nh t vn phi thc hin theo Khon 3.5 [Quyt
nh] nht tr hoc quyt nh vn ny.
Tuy nhin, nu v trong phm vi m vic Ch u t khng cho php nhng quyn y
cho Nh thu l do sai st hoc s chm tr ca Nh thu, bao gm mt sai st, hoc
chm tr trong vic np bt c ti liu no ca Nh thu, th Nh thu s khng c
quyn hng vic gia hn thi gian, chi ph hoc li nhun nh vy.
2.2
FIDIC
(a)
(b)
v vic xin giy php hoc giy chp thun m Lut nc s ti yu cu, gm
nhng loi:
(i)
(ii)
31
(iii)
2.3
Nhn lc ca Ch u t
Ch u t phi chu trch nhim m bo ngi ca Ch u t v cc Nh thu khc
ca Ch u t trn cng trng:
2.4
(a)
(b)
S thu xp ti chnh ca Ch u t
Ch u t phi trnh, trong vng 28 ngy sau khi nhn c bt k yu cu no ca
Nh thu, bng chng hp l l thu xp ti chnh c thc hin v ang c duy
tr, iu s to iu kin cho Ch u t c th thanh ton Gi Hp ng (nh d
ton ti thi im ) theo iu 14 [Gi Hp ng v thanh ton], nu Ch u t d
nh thc hin nhng thay i c th no i vi vic thu xp ti chnh th Ch u
t phi thng bo cho Nh thu cc chi tit c th.
2.5
Khiu ni ca Ch u t
Nu Ch u t t xt thy mnh c quyn i vi bt k thanh ton no theo bt c
iu no ca nhng iu kin ny hoc cc quy nh khc lin quan n Hp ng,
v/hoc i vi vic ko di thi gian thng bo sai st, Ch u t hoc Nh t vn
phi thng bo i vi cc khon thanh ton ng hn theo Khon 4.19 [in, nc v
kh t] theo Khon 4.20 [Thit b ca Ch u t v vt liu cp t do] hoc cc dch
v khc do Nh thu yu cu.
Phi thng bo cng c tnh hin thc cng tt sau khi Ch u t nhn thy vn
hoc tnh trng dn ti khiu ni. Thng bo v vic ko di Thi hn thng bo sai st
phi c thc hin trc khi ht hn thi gian thng bo.
Cc thng tin chi tit phi xc nh c th iu hoc c s khiu ni khc, v phi bao
gm minh chng ca s tin v/hoc s ko di m Ch u t t cho mnh c quyn
c hng lin quan n Hp ng. Nh t vn sau phi tin hnh theo Khon 3.5
[Quyt nh] nht tr hoc quyt nh (i) s tin (nu c) m Ch u t c quyn
c Nh thu thanh ton v/hoc (ii) ko di (nu c) Thi hn thng bo sai st theo
Khon 11.3 [Ko di thi hn thng bo sai st].
S tin ny c th s c a ra vo thnh mt khon tr i trong Gi hp ng v
Chng ch thanh ton. Ch u t ch c quyn tr hoc gim s tin tr tng s
c xc nhn trong Chng ch thanh ton, hoc theo mt khiu ni no khc i vi
Nh thu theo Khon ny.
FIDIC
32
3.
NH T VN
3.1
Nhim v v quyn hn ca Nh t vn
Ch u t phi ch nh Nh t vn, l ngi s thc hin cc nhim v c giao
trong Hp ng. Ngi ca Nh t vn phi l nhng k s c trnh thch hp v
nhng cn b chuyn mn khc c trnh thc hin cc nhim v ny.
Nh t vn khng c quyn sa i Hp ng.
Nh t vn c th thc hin cc thm quyn c dnh cho mnh nh quy nh c
th trong Hp ng hoc p dng mt cch cn thit theo Hp ng. Nu Nh t vn
cn phi c s ph duyt ca Ch u t trc khi thc hin mt thm quyn c th,
cc Yu cu ny phi c quy nh nh trong iu kin ring. Ch u t cam kt s
khng p t thm nhng g p i vi thm quyn ca Nh t vn, tr nhng g tha
thun vi Nh thu.
Tuy nhin, bt c khi no Nh t vn thc hin mt thm quyn c th m cn c s
ph duyt ca Ch u t, th (v mc ch ca Hp ng) coi nh Ch u t chp
thun.
Tr phi c nu khc i trong iu kin ny, th:
3.2
(a)
(b)
(c)
bt k s chp thun, kim tra, xc nhn, ng , xem xt, thm tra, ch dn,
thng bo, xut, yu cu, th hoc hnh ng tng t no ca Nh t vn
(bao gm c trng hp khng c s phn i) cng khng h min cho Nh
thu khi bt k trch nhim no theo Hp ng, bao gm c trch nhim i
vi cc sai st, b st, khng nht qun v khng tun th ng.
y quyn ca Nh t vn
i khi Nh t vn c th phn cng nhim v v y nhim quyn hn cho cc tr l,
v cng c th hy b s phn cng hoc y quyn . Nhng ngi tr l ny ca
Nh t vn c th l mt k s thng tr v/hoc gim st vin c lp c ch nh
gim st v/hoc th cc hng mc thit b v/hoc vt liu. S phn cng, y
quyn hoc hy b s phn cng, y quyn ca Nh t vn phi th hin bng vn bn
v ch c hiu lc khi no c hai Bn nhn c cc vn bn . Tuy nhin, tr phi c
s tha thun khc ca hai Bn, Nh t vn s khng y quyn quyt nh bt k
vn g theo Khon 3.5 [Quyt nh].
Nhng ngi tr l phi l nhng ngi c trnh ph hp, c trnh thc hin
cc nhim v v nhng quyn hn c giao, ng thi phi thng tho ngn ng giao
tip nh xc nh ti Khon 1.4 [Lut v Ngn ng].
FIDIC
33
3.3
(a)
(b)
Ch dn ca Nh t vn
Nh t vn c th a ra cho Nh thu (bt c lc no) nhng hng dn cn thit
thc hin Cng trnh v sa cha mi sai st, tt c phi ph hp Hp ng. Nh thu
s ch thc hin hng dn ca Nh t vn, hoc ca ngi tr l, c y quyn thch
hp theo Khon ny. Nu hng dn dn n mt bin i th p dng iu 13 [Bin
i v iu chnh]
Nh thu phi tun th theo ch dn do Nh t vn hoc ngi tr l c y quyn,
i vi bt c vn no c lin quan n Hp ng. Ch dn phi c a ra bng
vn bn.
3.4
Thay T vn
Nu Ch u t nh thay Nh t vn, Ch u t trong vng khng t hn 42 ngy
trc ngy d nh thay th phi thng bo cho Nh thu bit tn, a ch, kinh nghim
thch hp ca Nh t vn nh thay. Ch u t khng c thay th Nh t vn bng
mt ngi m Nh thu a ra l do phn i hp l bng cch thng bo cho Ch u
t, vi cc thng tin chng minh c th.
3.5
Quyt nh
Bt k khi no iu kin ny quy nh rng Nh t vn phi thc hin theo Khon 3.5
ng hay quyt nh vn , Nh t vn phi trao i vi tng Bn c gng i
n tha thun. Nu khng t c tha thun, Nh t vn phi a ra mt quyt nh
khch quan ph hp vi Hp ng, vi s xem xt k tt c cc bi cnh lin quan.
Nh t vn phi thng bo cho hai Bn tng tha thun hoc quyt nh vi cc thng
tin c th chng minh. Mi bn phi c gng tn trng hiu lc ca mi tha thun
hoc quyt nh, tr phi hoc cho ti khi c r sot theo iu 20 [Khiu ni, Tranh
chp v Trng ti].
FIDIC
34
4.
NH THU
4.1
4.2
FIDIC
35
(a)
(b)
(c)
Nh thu khng sa cha nhng sai st trong vng 42 ngy sau khi nhn c
thng bo ca Ch u t yu cu sa cha sai st, hoc
(d)
Ch u t phi bi thng v gnh chu nhng thit thi cho Nh thu v nhng h
hng, tn tht, v chi ph (bao gm chi ph v l ph php l) do vic khiu ni v Bo
lnh thc hin gy nn phm vi m Ch u t khng c php khiu ni.
Ch u t phi tr li Bo lnh thc hin cho Nh thu trong vng 21 ngy sau khi
nhn c mt bn sao Chng ch nghim thu.
4.3
i din Nh thu
Nh thu phi ch nh i din Nh thu v y quyn cho ngi ny hnh ng thay
mt Nh thu trong Hp ng.
Tr phi i din Nh thu c nu tn trong Hp ng, trc ngy khi cng Nh
thu phi np cho Nh t vn tn v cc chi tit ca ngi m Nh thu ngh lm
i din ca Nh thu c xem xt v ng . Nu ngi ny khng c chp
thun hoc sau b gt b hoc nu ngi c b nhim khng m bo hot ng
vi t cch l ngi i din Nh thu th, mt cch tng t, Nh thu phi trnh tn
v cc thng tin chi tit ca ngi i din khc thch hp cho v tr ny.
Nu khng c s ng trc ca Nh t vn, Nh thu khng c bi nhim i
din Nh thu hoc b nhim ngi khc thay th.
i din Nh thu phi c dnh ton b thi gian ch o vic thc hin Hp
ng ca Nh thu. Nu i din Nh thu buc phi vng mt tm thi ti hin
trng trong thi gian thi cng cng trnh th phi b nhim ngi thay th thch hp
vi s nht tr t trc ca Nh t vn v phi thng bo kp thi cho Nh t vn.
i din ca Nh thu, thay mt Nh thu, phi tip nhn cc ch dn theo Khon 3.3
[Ch dn ca Nh t vn]
i din Nh thu c th y nhim quyn hn, chc nng v thm quyn cho bt c
ngi no c nng lc v c th hy b vic y thc ny vo bt c thi im no.
Vic y thc hoc hy b s ch c hiu lc khi Nh t vn nhn c thng bo trc
do i din Nh thu k, nu tn ngi ny v quy nh quyn hn, chc nng v thm
quyn c giao hoc hy b.
FIDIC
36
i din Nh thu v nhng ngi ny phi thng tho ngn ng giao tip c xc
nh ti Khon 1.4 [Lut v Ngn ng].
4.4
Nh thu ph
Nh thu khng c giao cho thu ph ton b cng trnh.
Nh thu phi chu trch nhim v mi hot ng hoc sai st ca thu ph, cc i
din hoc nhn vin ca h nh th l hnh ng hoc sai st ca Nh thu, tr phi
c quy nh khc trong iu kin ring:
Khng yu cu Nh thu phi ng ngi cung cp vt liu hoc i vi mt hp
ng thu ph m thu ph ca hp ng ny c tn trong Hp ng.
Phi c s ng trc ca Nh t vn i vi cc Nh thu ph c xut khc;
v
Nh thu phi thng bo cho Nh t vn trong vng 28 ngy trc ngy d nh bt
u thc hin mi cng vic ca Nh thu ph v ngy bt u thc hin cng trnh
ny trn cng trng.
4.5
Nh thu ph c c
Trong Khon ny, Nh thu ph c c l mt thu ph m Nh t vn, theo
iu 13 [Bin i v iu chnh], ch dn cho Nh thu thu lm nh mt thu ph.
Nh thu khng c ngha v phi thu mt thu ph c c m Nh thu khng
ng mt cch hp l bng cch thng bo cho Nh t vn cnh nhanh cng tt vi
cc chi tit chng minh.
4.6
Hp tc
Nh c quy nh trong Hp ng hoc theo ch dn ca Nh t vn, Nh thu
phi to cc c hi thch hp vic thc hin cng vic i vi:
(a)
nhn lc ca Ch u t,
(b)
(c)
Bt c s ch dn no nh th s dn n s Bin i nu v mt mc no s
lm cho Nh thu phi chu cc chi ph khng lng trc c. Cc dch v cho
nhng ngi ny v cho cc Nh thu khc c th bao gm vic s dng thit b ca
Nh thu, cc cng trnh tm hoc vic b tr ng vo cng trng l trch nhim
ca Nh thu.
Nh thu phi chu trch nhim v cc hot ng thi cng xy lp ca mnh trn cng
trng, v phi phi hp cc hot ng ca mnh vi hot ng ca cc Nh thu khc
phm vi (nu c) c nu r trong Yu cu ca Ch u t.
FIDIC
37
nh v cc mc
Nh thu phi nh v cng trnh theo cc im gc, tuyn v cao trnh tham chiu
c xc nh trong Hp ng hoc do Nh t vn cung cp. Nh thu phi chu trch
nhim nh v ng ton b cc hng mc ca cng trnh v phi sa cha bt k v sai
st no v v tr, cao trnh, kch thc hoc cn tuyn ca cng trnh.
Ch u t s phi chu trch nhim v bt c sai st no ca nhng hng mc tham
chiu c quy nh c th hoc c thng bo, nhng Nh thu phi c gng
kim tra chnh xc trc khi s dng chng
Nu Nh thu gp phi s chm tr v/hoc phi chu chi ph trong thi cng do sai st
trong nhng hng mc tham chiu ny, v mc d l mt Nh thu c kinh nghim v
bng mi cch khng th (mt cch hp l) pht hin ra sai st ny v trnh s
chm tr v/hoc tn thm chi ph th Nh thu phi thng bo cho Nh t vn v c
quyn theo Khon 20.1 [Khiu ni ca Nh thu] yu cu:
(a)
(b)
Sau khi nhn c thng bo, Nh t vn phi thc hin theo Khon 3.5 [Quyt nh]
thng nht hoc quyt nh (i) liu v (nu c) mc no m sai st khng
th c pht hin, v (ii) vn c m t trong im (a) v (b) trn c lin quan
n mc ny hay khng.
4.8
Cc quy nh v an ton
Nh thu phi:
FIDIC
(a)
(b)
(c)
(d)
m bo c hng ro, chiu sng, bo v v coi sc cng trnh cho ti khi hon
thnh v bn giao theo iu 10 [Nghim thu bn giao ca Ch u t], v
(e)
38
4.9
m bo cht lng
Nh thu phi xy dng mt h thng m bo cht lng tun th yu cu ca Hp
ng. H thng ny phi thch hp vi cc chi tit nu trong Hp ng. Nh t vn
c quyn kim tra bt c khu no ca h thng.
Chi tit ca tt c cc th tc v ti liu chng minh s ph hp phi c np cho
Nh t vn thng tin trc khi bt u mi giai on thit k v thi cng. Khi bt c
ti liu k thut no c gi cho Nh t vn, bng chng ca vic chp thun t trc
ca Nh thu phi c th hin trn chnh ti liu .
S ph hp vi h thng bo m cht lng khng lm gim bt i bt k nhim v,
ngha v hoc trch nhim no ca Nh thu theo Hp ng.
4.10
4.11
(a)
(b)
(c)
phm vi v tnh cht cng vic v hng ha cn thit thc hin v hon
thnh cng trnh v sa cha sai st;
(d)
(e)
Tnh cht y ca Gi hp ng
Nh thu c coi l :
FIDIC
(a)
(b)
39
ko di thi gian cho s chm tr ny, nu vic hon thnh cng trnh b hoc
s b chm theo Khon 8.4 [Gia hn thi gian hon thnh ], v
(b)
Sau khi nhn c thng bo v thm tra v/hoc iu tra nhng iu kin vt cht
ny, Nh t vn phi theo Khon 3.5 [Quyt nh] nht tr hoc xc nh (i) liu v
(nu c) mc no nhng iu kin vt cht l khng th lng trc, v (ii) cc
vn c m t trong im (a) v (b) trn lin quan n mc ny.
Tuy nhin, trc khi thng nht hoc xc nh ln cui cng chi ph pht sinh theo
im (ii), Nh t vn c th xem xt liu nhng iu kin vt cht khc cc hng
mc tng t ca cng trnh (nu c) li t ra thun li hn l c th c nhn thy
mt cch hp l trc khi Nh thu np thu. Nu v chng mc no m gp
c nhng iu kin thun li hn th Nh t vn c th tin hnh theo Khon 3.5
[Quyt nh] ng hoc quyt nh gim bt chi ph pht sinh do nhng iu kin
ny, c coi l phn khu tr trong Gi hp ng v Chng ch thanh ton. Tuy
nhin, hiu qu thc ca vic iu chnh theo im (b) v phn khu tr cho ton b
iu kin vt cht xy ra trong cc hng mc tng t ca cng trnh s khng c
dn n mt s gim gi thc trong Gi hp ng.
FIDIC
40
4.14
(b)
ng vo cng trng
Nh thu phi c coi l tha mn v s c sn v ph hp ca cc tuyn ung
ti cng trng. Nh thu phi n lc hp l trnh lm h hng ng hoc cu do
vic s dng i li ca Nh thu hoc ngi ca Nh thu gy ra. Nhng n lc ny
phi bao gm c vic s dng ng cc phng tin v tuyn ng thch hp.
Tr phi c quy nh khc trong cc iu kin ny:
FIDIC
(a)
Nh thu (trong quan h gia cc bn) s phi chu trch nhim bo dng nu
Nh thu c yu cu khi s dng cc tuyn ng ;
(b)
(c)
(d)
(e)
41
4.16
Vn chuyn Hng ha
Tr phi c quy nh khc trong iu kin ring:
4.17
(a)
(b)
Nh thu phi chu trch nhim v vic ng gi, xp hng, vn chuyn, tip
nhn, d hng, lu kho v bo v ton b hng ha v cc vt dng khc cn
thit cho cng trnh, v
(c)
Thit b Nh thu
Nh thu phi chu trch nhim i vi ton b thit b Nh thu. Khi c a n
cng trnh, thit b ca Nh thu phi l dng ring cho vic thi cng cng trnh.
Nh thu khng c chuyn cc hng mc thit b chnh ca Nh thu ra khi cng
trng nu khng c s ng ca Nh t vn. Tuy nhin, khng yu cu phi c
s ng i vi phng tin vn chuyn hng ha v ngi ca Nh thu ra khi
cng trng.
4.18
Bo v mi trng
Nh thu phi thc hin cc bc hp l bo v mi trng (c trong v ngoi cng
trng) v hn ch thit hi v nh hng ti con ngi v ti sn do nhim, ting n
v cc hu qu khc do hot ng ca Nh thu gy ra.
Nh thu phi m bo rng cc kh thi, cht thi trn mt t v dng thi do hot
ng ca Nh thu khng c vt qu mc quy nh trong cc yu cu ca Ch u
t v khng c vt qu mc quy nh ca Lut hin hnh.
4.19
in, nc v kh t
Tr nhng trng hp quy nh di y, Nh thu phi chu trch nhim cung cp
in, nc v cc dch v khc Nh thu cn.
Nh thu c quyn s dng cho mc ch thi cng Cng trnh vic cung cp in, nc
v dch v khc c th c trn cng trng m cc chi tit v gi c a ra trong
cc yu cu ca Ch u t. Nh thu, t mnh phi chu ri ro v dng chi ph ca
mnh, cung cp my mc thit b cn thit s dng nhng dch v ny v o c s
lng tiu th.
S lng tiu th v s tin phi tr (theo gi c ny) cho cc dch v phi c chp
thun hoc xc nh bi Nh t vn theo Khon 2.5 [Khiu ni ca Ch u t] v
Khon 3.5 [Quyt nh]. Nh thu phi thanh ton nhng khon tin ny cho Ch u
t.
FIDIC
42
4.20
Thit b v vt liu cp t do ca Ch u t
Ch u t phi c sn cc thit b ca Ch u t (nu c) Nh thu dng cho thi cng
cng trnh theo cc chi tit, s sp xp v gi c c nu trong cc yu cu ca Ch u
t. Tr khi c quy nh khc trong cc yu cu ca Ch u t th:
(a)
(b)
Bo co Tin
Tr phi c quy nh khc trong iu kin ring, cc bo co tin thc hin hng
thng s c Nh thu chun b v np cho Nh t vn su bn. Bo co u tin phi
tnh t ngy khi cng n ngy cui cng ca thng u. Sau cc bo co phi
c np hng thng, mi bo co phi np trong vng 7 ngy sau ngy cui cng ca
khong thi gian lin quan.
Bo co phi lin tc cho ti khi Nh thu hon thnh ton b cng vic cn tn li ti
thi im hon thnh c nu trong Chng ch nghim thu cng trnh.
Mi bo co phi c:
FIDIC
(a)
(b)
(c)
43
4.22
(i)
bt u gia cng ch to
(ii)
kim nh ca Nh thu,
(iii)
kim nh, v
(iv)
(d)
(e)
(f)
(g)
(h)
so snh tin theo k hoch v thc t, vi chi tit ca mi s vic hoc tnh
hung c th gy nguy him cho vic hon thnh theo Hp ng, v cc bin
php ang (hoc s) c p dng khc phc s chm tr.
4.23
(a)
Nh thu phi chu trch nhim v vic khng cho php nhng ngi khng c
nhim v vo cng trng, v
(b)
FIDIC
44
C vt
Ton b cc ha thch, ng xu, c hoc cc di vt khc hoc cc hng mc a
cht hoc kho c c tm thy trn cng trng s c t di s bo qun v
thuc thm quyn ca Ch u t. Nh thu phi ch khng cho ngi ca mnh
hoc ngi khc ly i hoc lm h hng cc vt tm thy ny.
Khi pht hin ra nhng vt ny, Nh thu phi thng bo ngay cho Nh t vn
hng dn gii quyt. Nu Nh thu gp phi s chm tr v/hoc phi chu chi ph
thc hin hng dn th Nh thu phi thng bo tip cho Nh t vn bit v c quyn
theo Khon 20.1 [Khiu ni ca Nh thu] i:
(a)
(b)
Sau khi nhn c thng bo tip theo ny, Nh t vn phi tin hnh theo Khon 3.5
[Quyt nh] nht tr hoc quyt nh nhng vn ny.
FIDIC
45
5.
THIT K
5.1
5.2
Ti liu ca Nh thu
Ti liu ca Nh thu phi bao gm ti liu k thut c quy nh trong cc yu cu
ca Ch u t, ti liu yu cu p ng s ph duyt theo php quy, v ti liu m
t trong Khon 5.6 [Ti liu hon cng] v Khon 5.7 [Hng dn vn hnh v bo
dng]. Tr phi c quy nh khc trong cc yu cu ca Ch u t, ti liu ca Nh
thu phi c vit bng ngn ng giao tip quy nh ti Khon 1.4 [Lut v ngn
ng].
Nh thu phi chun b tt c ti liu ca Nh thu v cc ti liu cn thit khc ch
dn cho ngi ca Nh thu. Ngi ca Ch u t c quyn kim tra vic chun b
cc ti liu ny bt c lc no trong lc ti liu ang c chun b.
Nu cc yu cu ca Ch u t m t cc ti liu ca Nh thu s c trnh cho Nh
t vn xem xt v/hoc chp thun th ti liu ny s c trnh cng vi thng bo
c di y. Trong cc quy nh di y ca Khon ny, (i) thi gian xem xt c
ngha l thi gian m Nh t vn cn xem xt v (nu c quy nh c th) chp
thun v (ii) cc ti liu ca Nh thu loi tr cc ti liu khng c quy nh l
cn trnh ln xem xt v/hoc chp thun.
FIDIC
46
(ii)
(iii)
(b)
(c)
vic thi cng hng mc cng trnh nh vy phi theo ng nhng ti liu ca
Nh thu c xem xt ny (v chp thun nu c nu r); v
(d)
FIDIC
47
5.3
m bo ca Nh thu
Nh thu phi m bo vic thit k, cc ti liu ca Nh thu, cng tc thi cng v
hon thnh cng trnh s phi theo ng vi:
5.4
(a)
Lut ca nc s ti, v
(b)
Nh t vn xc nh l cn phi p dng, v
(b)
o to
Nh thu s tin hnh o to nhn lc ca Ch u t v vic vn hnh v bo dng
cng trnh trong phm vi c quy nh c th trong cc yu cu ca Ch u t. Nu
Hp ng nu r vic o to phi c tin hnh trc khi bn giao cng trnh, cng
trnh s khng c coi l hon thnh bn giao theo Khon 10.1. [Nghim thu cng
trnh v hng mc cng trnh] cho n khi o to c hon thnh.
5.6
FIDIC
48
5.8
Li thit k
Nu pht hin ra trong ti liu ca Nh thu c cc li, b st, khng r rng, khng
nht qun hay khng ph hp, Ch thu phi chu mi chi ph cho vic sa cha cc
li ny cng nh cc cng trnh du cho c s chp thun hoc ng theo iu
ny.
FIDIC
49
6.
6.1
6.2
6.3
6.4
Lut lao ng
Nh thu phi tun th tt c cc Lut lao ng hin hnh c p dng cho nhn lc
ca Nh thu, bao gm c Lut lin quan n vic lm, sc khe, an ton, phc li,
nhp c, di c v tt c cc nhng quyn li hp php ca h.
Nh thu phi yu cu cc nhn cng ca mnh tun th cc Lut ang c p dng,
bao gm c nhng Lut lin quan n an ton lao ng.
6.5
Gi lao ng
Khng tin hnh lm vic trn cng trng vo nhng ngy ngh ca a phng, hoc
ngoi gi lm vic bnh thng c nu trong Ph lc ca H s d thu, tr phi:
6.6
(a)
(b)
(c)
FIDIC
50
6.8
Gim st ca Nh thu
Trong sut qu trnh thit k v thi cng cng trnh, v c thi gian cn thit sau
hon thnh cc ngha v ca Nh thu, Nh thu s c s gim st cn thit vch k
hoch, sp xp, ch o, qun l, kim tra v th nghim cng vic.
Vic gim st s c giao cho mt s lng y ngi c kin thc v ngn
ng giao tip c quy nh trong Khon 1.4 [Lut v Ngn ng] v v cc hot ng
s c tin hnh (bao gm c cc phng php v cc k thut cn thit, nhng kh
khn c th s gp phi v nhng bin php phng tai nn) tha mn yu cu
cng trnh cng nh vic thi cng cng trnh c an ton.
6.9
Nhn lc Nh thu
Nhn lc ca Nh thu phi c trnh chuyn mn, k nng v kinh nghim ph hp
tng xng v ngh nghip, cng vic lm ca mnh. Nh t vn c th yu cu Nh
thu sa thi (hay tc ng sa thi) bt c nhn cng no cng trng hay cng
trnh, k c i din ca Nh thu nu nhng ngi :
FIDIC
(a)
(b)
(c)
(d)
51
6.11
Hnh vi gy ri
Nh thu phi lun lun cn trng trnh bt k cc hnh vi, phm lut gy ri hoc
mt trt t no do nhn vin ca Nh thu gy ra v gi s bnh n v bo v s
yn bnh cho con ngi v ti sn trn v gn cng trng.
FIDIC
52
7.
7.1
7.2
(a)
(b)
(c)
Mu m
Nh thu phi np cc mu vt liu v cc thng tin cn thit sau y cho Nh t vn
xem xt theo cc th tc cho ti liu ca Nh thu c miu t trong Khon 5.2 [Ti
liu ca Nh thu]:
(a)
(b)
cc mu b sung Nh t vn yu cu nh l mt bin i.
Gim nh
Ngi ca Ch u t trong mi thi im thch hp s:
(a)
(b)
trong qu trnh sn xut, gia cng, ch to v xy dng ( trn cng trng, hay
ni khc) c quyn kim tra, kim nh, o lng, th cc loi vt liu, tay
ngh v kim tra tin trnh ch to thit b, sn xut v gia cng vt liu
FIDIC
53
Th (kim nh)
Khon ny s c p dng cho tt c cc cuc th c nu trong Hp ng, ngoi
vic th sau khi hon thnh (nu c).
Nh thu phi cung cp cc my mc, s tr gip, ti liu v cc thng tin khc, in,
thit b, nhin liu, vt dng, dng c, ngi lao ng, vt liu v nhn vin c trnh
v kinh nghim cn thit tin hnh nhng kim nh c th mt cch hiu qu. Nh
thu phi thng nht vi Nh t vn v thi gian, a im tin hnh kim nh c th
ca thit b, vt liu v cc hng mc cng trnh khc.
Nh t vn c th, theo iu 13 [Bin i v iu chnh] c th thay i a im hoc
cc chi tit ca cc cuc kim nh c th hoc hng dn Nh thu tin hnh cc
cuc kim nh b sung. Nu nhng cuc kim nh b sung hoc thay i ny cho
thy thit b, vt liu hoc tay ngh c kim nh khng ph hp vi Hp ng th
cc chi ph cho vic tin hnh nhng bin i ny s do Nh thu chu bt k nhng
iu khon khc ca Hp ng.
Nh t vn phi thng bo trc 24 ting ng h cho Nh thu v nh ca mnh l
s tham gia vo cuc kim nh. Nu nh Nh t vn khng tham gia vo cuc kim
nh ti a im v thi gian tha thun, Nh thu c th tin hnh kim nh, tr
phi c s ch dn khc t pha Nh t vn, v cc cuc kim nh coi nh c tin
hnh vi s c mt ca Nh t vn.
Nu Nh thu phi chu s chm tr hay chu cc chi ph do tun th cc hng dn
ca Nh t vn hay do s chm tr thuc trch nhim ca Ch u t, Nh thu phi
thng bo cho Nh t vn, v theo Khon 20.1 [Khiu ni ca Nh thu] s c
quyn i:
(a)
gia hn thi gian b cho s chm tr ny, nu nh vic hon thnh b chm
hoc s b chm theo Khon 8.4 [Gia hn thi gian hon thnh], v
(b)
Sau khi nhn c thng bo, Nh t vn s theo Khon 3.5 [Quyt nh] ng hoc
quyt nh cc vn ny.
Nh thu phi trnh ngay cho Nh t vn cc bo co c xc nhn v cc cuc kim
nh. Khi cc cuc kim nh c th c tin hnh xong, Nh t vn s chng thc
chng ch kim nh ca Nh thu hoc cp chng ch cho Nh thu v kt qu .
Nu nh Nh t vn khng tham gia vo cc cuc kim nh, coi nh h chp nhn
cc bo co l chnh xc.
7.5
T chi
Nu nh kt qu ca cuc kim tra, gim st, o c hay th nghim cho thy c
nhng li ca thit b, vt liu, thit k hay tay ngh hoc khng ph hp vi Hp
FIDIC
54
(b)
(c)
tin hnh cng vic cn gp m bo an ton cng trnh hoc do mt tai nn,
s kin khng lng trc hoc nguyn nhn khc.
7.8
(a)
(b)
Bn quyn
Tr phi c quy nh khc trong cc yu cu ca Ch u t, Nh thu s phi tr tin
bn quyn, tin thu v nhng tin khc cho:
(a)
FIDIC
55
(b)
FIDIC
56
8.
8.1
Khi cng
Nh t vn s thng bo cho Nh thu t nht l 7 ngy v ngy khi cng. Tr phi c
cc quy nh khc trong nhng iu kin ring. Ngy khi cng s l trong vng 42
ngy sau khi Nh thu nhn c Th chp thun.
Nh thu s bt u tin hnh thit k v thi cng cng trnh ngay trn c s thc t
sau ngy khi cng v s thc hin cng trnh ng thi hn m khng c chm tr.
8.2
Nh thu phi hon thnh ton b cng trnh, v mi hng mc (nu c) trong khong thi hn hon
8.3
(a)
(b)
th t cng vic m Nh thu s tin hnh thc hin cng trnh, bao gm
thi gian d tnh cho mi giai on thit k, chun b ti liu ca Nh thu, mua
sm thit b, gia cng ch to, kim tra, vn chuyn n cng trng, xy lp,
th nghim v vn hnh th.
(b)
thi gian xem xt theo Khon 5.2 [Ti liu ca Nh thu] v cho cc vic trnh,
ph duyt v chp thun khc c nu c th trong cc yu cu ca Ch u
t.
(c)
(d)
(ii)
Tr phi Nh t vn, trong vng 21 ngy sau khi nhn c chng trnh k hoch,
thng bo cho Nh thu bit phm vi m chng trnh khng ph hp vi Hp ng,
FIDIC
57
c s bin i, tr phi vic iu chnh thi gian hon thnh c thng nht
theo Khon 13.3 [Th tc bin i],
(b)
(c)
(d)
(e)
Nu Nh thu t coi nh mnh c php gia hn thi gian hon thnh, Nh thu
phi thng bo cho Nh t vn theo Khon 20.1 [Khiu ni ca Nh thu]. Khi xc
nh vic ko di thi gian theo Khon 20.1, Nh t vn phi xem xt li nhng quyt
nh trc v c th tng, ch khng c gim tng thi gian ko di.
8.5
FIDIC
(a)
(b)
(c)
58
8.6
tin thc t qu chm hon thnh cng vic trong khong thi gian hon
thnh, v/hoc
(b)
m khng phi do nhng nguyn nhn nu trong Khon 8.4 [Gia hn thi gian hon
thnh], khi Nh t vn c th hng dn cho Nh thu, theo Khon 8.3 [Chng
trnh tin ], trnh mt chng trnh c sa i v bo co h tr m t cc phng
php c sa i m Nh thu xut p dng thc hin tin v hon thnh
trong thi gian hon thnh.
Tr phi Nh t vn c thng bo khc, Nh thu s p dng nhng phng php
c sa i ny, m chng c th yu cu tng s gi lm vic v s lng nhn lc
ca Nh thu v/hoc hng ha m Nh thu phi chu ri ro v mi chi ph. Nu
nhng phng php c sa i ny dn n nhng chi ph thm cho Ch u t,
theo Khon 2.5 [Khiu ni ca Ch u t], Nh thu s phi thanh ton nhng chi ph
ny cho Ch u t, ngoi nhng thit hi do vic chm tr gy ra (nu c) theo Khon
8.7 di y.
8.7
8.8
FIDIC
59
Hu qu ca vic tm ngng
Nu Nh thu gp phi s chm tr v/hoc phi chu cc chi ph do tun th cc
hng dn ca Nh t vn theo Khon 8.8 [Tm ngng cng vic] v/hoc t vic tin
hnh li cng vic, Nh thu phi thng bo cho Nh t vn v theo quy nh ca
Khon 20.1 [Khiu ni ca Nh thu] c:
(a)
gia hn thi gian b cho chm tr ny, nu vic hon thnh b hoc s b
chm theo Khon 8.4 [Gia hn thi gian hon thnh], v
(b)
Sau khi nhn c thng bo ny, Nh t vn phi tin hnh theo Khon 3.5 [Quyt
nh] thng nht hoc quyt nh nhng vn ny.
Nh thu s khng c quyn ko di thi gian, hay thanh ton cc chi ph cho vic
sa cc hu qu ca li thit k, tay ngh hay vt liu ca Nh thu gy ra hoc li ca
Nh thu khng bo v, ct gi hoc bo qun theo Khon 8.8 [Tm ngng cng vic].
8.10
Thanh ton tin thit b v cc vt liu trong trng hp tm ngng cng vic
Nh thu s c thanh ton cho gi tr ca thit b v cc vt liu khng c vn
chuyn n cng trng (vo ngy tm ngng) nu:
Cng vic i vi thit b hoc s cung cp thit b v/hoc cc vt liu b tr hon
hn 28 ngy, v
Nh thu nh du thit b v hoc cc vt liu l ti sn ca Ch u t theo hng
dn ca Nh t vn.
8.11
Tm ngng qu lu
Nu vic tm ngng theo Khon 8.8 [Tm ngng cng vic] tip tc din ra qu 84
ngy, Nh thu c th yu cu Nh t vn cho php tip tc tin hnh cng vic. Nu
Nh t vn khng cp php trong vng 28 ngy sau khi Nh thu yu cu, Nh thu
c th thng bo cho Nh t vn v coi nh vic tm ngng s b b qua theo iu 13
[Bin i v iu chnh] ca hng mc cng trnh b nh hng. Nu vic tm ngng
nh hng n ton b cng trnh, Nh thu c th thng bo kt thc Hp ng theo
Khon 16.2 [Kt thc Hp ng bi Nh thu].
8.12
FIDIC
60
9.
9.1
Ngha v ca Nh thu
Nh thu s tin hnh cc cuc kim nh khi hon thnh theo iu ny v Khon 7.4
[Kim nh], sau khi cung cp cc ti liu theo Khon 5.6 [Ti liu hon cng] v
Khon 5.7 [Hng dn vn hnh v bo dng].
Nh thu s thng bo cho Nh t vn khng mun hn 21 ngy v ngy m Nh thu
sn sng tin hnh cc cuc kim nh khi hon thnh. Tr phi c tha thun
khc, cc cuc kim nh hon thnh s c tin hnh trong vng 14 ngy sau ngy
thng bo, vo ngy m Nh t vn hng dn.
Tr phi c quy nh khc trong iu kin ring, cc cuc kim nh khi hon thnh s
c tin hnh theo tun t sau:
(a)
(b)
(c)
vn hnh th, cho thy rng cng trnh hay hng mc hot ng tt v ng
vi Hp ng.
Trong khi vn hnh th, khi cng trnh ang hot ng trong iu kin n nh; Nh
thu s thng bo cho Nh t vn rng cng trnh sn sng cho bt c cuc kim
nh khi hon thnh khc, trong c cc cuc kim nh thao tc thy c cng
trnh p ng cc tiu chun c nu c th trong cc yu cu ca Ch u t v vi
cc bo lnh thc hin.
Vn hnh th s khng c tnh vo nghim thu cng trnh theo iu 10 [Nghim thu
ca Ch u t]. Tr phi c quy nh khc trong Cc iu kin ring, sn phm do
cng trnh to ra trong qu trnh vn hnh th s l ti sn ca Ch u t.
Khi xem xt kt qu ca cc cuc kim nh khi hon thnh, Nh t vn s xem xt
n hiu qu ca vic s dng cng trnh do Ch u t yu cu v hot ng hoc cc
c tnh khc ca cng trnh. Ngay sau khi cc cng trnh hay hng mc vt qua
cc cuc kim nh khi hon thnh nh nu trong phn (a), (b) hay (c), Nh thu s
trnh bn bo co c chng nhn v kt qu ca cc cuc kim nh ny cho Nh
t vn.
9.2
FIDIC
61
Kim nh li
Nu cng trnh hay hng mc khng vt qua c cc cuc kim nh khi hon
thnh, th Khon 7.5 [T chi] s c p dng v Nh t vn hoc Nh thu c th
yu cu tin hnh li cc cuc kim nh khng t v cc cng vic c lin quan theo
nhng quy trnh v iu kin tng t trc .
9.4
(b)
(c)
Trong trng hp ca phn (c), Nh thu khi s thc hin tt c cc ngha v khc
theo Hp ng, v Gi hp ng s b gim i mt s tin b vo s tin m Ch
u t b thit t vic gi tr cng trnh b gim i do vic khng qua c kim nh.
Tr phi vic gim gi do nguyn nhn ny gy ra c nu c th (hay xc nh c
phng php tnh ton) trong Hp ng, Ch u t c th yu cu vic gim Gi
c: (i) hai bn tha thun (khi hon thnh va lng ch ring v vn ny) v s
thanh ton trc khi cp Chng chi nghim thu cng trnh, hoc (ii) xc nh v thanh
ton theo Khon 2.5 [Khiu ni ca Ch u t] v Khon 3.5 [Quyt nh].
FIDIC
62
cp Chng ch nghim thu cng trnh cho Nh thu, nu r ngy m cng trnh
hay hng mc c hon thnh theo Hp ng, tr nhng cng vic nh cn
tn ng li v cc sai st v c bn khng lm nh hng n vic s dng
cng trnh hay cc hng mc cho mc ch ban u (cho n khi hoc trong khi
nhng vic ny ang c hon thnh v cc sai st ang c sa cha), hoc
(b)
FIDIC
(a)
(b)
Nh thu s khng chu trch nhim v phn cng trnh k t ngy ny, khi
trch nhim s thuc v Ch u t, v
63
(c)
Sau khi Nh t vn cp Chng ch nghim thu cho mt phn cng trnh, Nh thu s
c to c hi sm nht thc hin cc bc cn thit tin hnh nhng cuc
kim nh khi hon thnh cn tn li. Nh thu s tin hnh cc cuc kim nh khi
hon thnh ny cng sm cng tt trc khi ht hn ca thi hn thng bo sai st.
Nu Nh thu phi chu cc chi ph do vic nghim thu v/hoc s dng ca Ch u
t m khng phi l vic s dng c nu c th trong Hp ng v c hai bn
ng , khi Nh thu s (i) thng bo cho Nh t vn v (ii) theo Khon 20.1
[Khiu ni ca Nh thu] c quyn thanh ton nhng chi ph cng vi li nhun
hp l v c tnh vo Gi hp ng. Sau khi nhn c thng bo ny, Nh t vn
s ng hoc xc nh chi ph ny v li nhun theo Khon 3.5 [Quyt nh].
Nu Chng ch nghim thu c cp cho mt phn cng trnh (ch khng phi l
mt hng mc) th nhng thit hi do chm tr hon thnh nhng phn cn li ca
cng trnh sau s phi gim bt. Tng t, nhng thit hi do chm tr cho phn
cn li ca hng mc (nu c) m phn ny l mt b phn cng s phi gim bt. i
vi bt c thi k chm tr no sau ngy c nu c th trong Chng ch nghim thu
ny, s gim bt theo t l trong cc thit hi do chm tr ny s c tnh nh l mt
t l m gi tr ca phn c xc nhn mang n cho gi tr cng vic hoc phn
vic (nu trng hp xy ra) c xem nh l mt tng th. Theo Khon 3.5 [Quyt
nh], Nh t vn s ng hoc xc nh nhng phn thit hi do tr hon gy ra hng
ngy theo Khon 8.7 [Nhng thit hi do chm tr], v s khng nh hng n gi tr
ti a cc thit hi ny.
10.3
(b)
FIDIC
64
10.4
Yu cu b tr li mt bng
Tr phi c ni dung khc trong Chng ch nghim thu cng trnh, mt chng ch cho
mt hng mc hay mt phn cng trnh s khng c xem l xc nhn hon thnh
mt khu vc no hoc yu cu khi phc li mt bng.
FIDIC
65
(b)
(b)
(c)
(d)
FIDIC
66
11.4
11.5
(a)
t tin hnh cng vic hoc thu ngi khc theo cch thc hp l v Nh thu
phi chu mi chi ph, nhng Nh thu s khng chu trch nhim v cng vic
ny; v Nh thu theo Khon 2.5 [Khiu ni ca Ch u t] phi tr cho Ch
u t nhng chi ph hp l pht sinh t vic Ch u t sa cha cc sai st
hoc h hng;
(b)
(c)
11.6
Cc kim nh thm
Nu vic sa cha sai st hoc h hng c th nh hng n s vn hnh ca cng
trnh, Nh t vn c th yu cu tin hnh li bt c cuc kim nh no nu trong Hp
ng, bao gm c cc cuc kim nh khi hon thnh v/hoc kim nh sau khi hon
thnh sa cha sai st hoc h hng.
Cc kim nh ny phi c tin hnh theo cc iu kin c p dng cho cc kim
nh trc, ch khc l c tin hnh bng s ri ro v kinh ph ca bn chu trch
nhim theo Khon 11.2 [Chi ph cho vic sa cha sai st] cho chi ph sa cha sai
st.
FIDIC
67
11.7
Quyn c ra vo
Khi Chng ch thc hin hp ng c cp, Nh thu s c quyn tip cn tt c
cc phn ca cng trnh v cc h s v hot ng v s thc hin ca cng trnh, tr
phi khng ph hp vi nhng hn ch hp l v mt an ninh ca Ch u t.
11.8
11.9
FIDIC
68
cung cp in, thit b, nhin liu, dng c, lao ng, vt liu v cc nhn vin
c trnh v kinh nghim thch hp cn thit tin hnh cc cuc kim nh
sau khi hon thnh mt cch hiu qu, v
(b)
tin hnh cc cuc kim nh sau khi hon thnh theo cc ti liu hng dn
ca Nh thu thuc Khon 5.7 [Hng dn vn hnh v bo dng] v vic
hng dn m Nh thu c yu cu trong qu trnh tin hnh cc cuc kim
nh ny; v vi s c mt nhn vin ca Nh thu hoc cc bn kia c yu
cu.
Cc cuc kim nh sau khi hon thnh s c thc hin ngy nu c sau khi Ch
u t nghim thu cng trnh hoc hng mc. Ch u t s thng bo cho Nh thu
trc 21 ngy v ngy s tin hnh kim nh sau khi hon thnh. Tr phi c s tha
thun khc, cc cuc kim nh sau khi hon thnh s c tin hnh trong vng 14
ngy sau ngy c thng bo, vo ngy hay cc ngy c Ch u t quyt nh.
Nu Nh thu khng tham gia vo kim nh ti thi im v ni c tha thun,
Ch u t c th tin hnh kim nh sau khi hon thnh, khi cuc kim nh coi
nh tin hnh vi s c mt ca Nh thu v Nh thu s phi chp nhn kt qu
kim nh l chnh xc.
Kt qu ca kim nh sau khi hon thnh s c c hai bn tp hp v nh gi. Khi
, bo co s tnh n nh hng ca vic Ch u t s dng cng trnh trc .
12.2
12.3
Kim nh li
Nu cng trnh, hoc hng mc khng qua c cc cuc kim nh sau khi hon
thnh th:
FIDIC
69
(a)
s p dng phn (b) ca Khon 11.1 [Hon thnh cng vic d dang v sa
cha sai st], v
(b)
(b)
(c)
Khi cng trnh hoc hng mc s c coi nh qua cc cuc kim nh sau khi
hon thnh,
Nu cng trnh hoc hng mc khng qua c cuc kim nh sau khi hon thnh v
Nh thu ngh iu chnh hoc sa i cng trnh hay hng mc , Ch u t
(hoc i din ca Ch u t) c th hng dn cho Nh thu rng Nh thu s khng
c ra vo cng trnh hoc hng mc nu cha thun tin cho Ch u t. Nh
thu c trch nhim tin hnh iu chnh hoc sa i v t c cuc kim tra,
trong khong thi gian thch hp m Ch u t hoc i din ca Ch u t thng
bo v cho bit thi gian l thun tin. Tuy nhin, nu Nh thu khng nhn c
thng bo ny trong thi hn thng bo sai st, Nh thu s khng phi chu trch
nhim v cng trnh hoc hng mc (ty theo tng trng hp) coi nh qua c
cuc kim nh sau khi hon thnh ny.
Nu Nh thu phi chu nhng chi ph pht sinh t vic chm tr v l ca Ch u t
trong vic khng cho php Nh thu ra vo cng trnh hay nh my, iu tra cc
nguyn nhn dn n vic khng qua c cuc kim nh hay iu chnh hoc sa
i, Nh thu phi (i) thng bo cho Nh t vn v (ii) theo Khon 20.1 [Khiu ni ca
Nh thu] c thanh ton cc chi ph cng thm li nhun hp l, v c tnh
vo Gi hp ng
Sau khi nhn c thng bo ny, Ch u t s ng hoc quyt nh v chi ph v
li nhun ny theo Khon 3.5 [Quyt nh].
FIDIC
70
Quyn c bin i
Vic bin i c th c Ch u t trin khai vo bt c lc no trc khi cp
Chng ch nghim thu cng trnh bng vic yu cu hoc hng dn cho Nh thu
trnh xut. Vic sa i s khng bao gm vic b st cng vic no do ngi
khc thc hin.
Nh thu s thc hin v chu trch nhim v mi vic bin i, tr phi Nh thu thng
bo ngay cho Nh t vn nu r (vi cc chi tit h tr c th) rng (i) Nh thu khng
th c c nhng phng tin cn thit theo yu cu cho vic bin i, (ii) vic s
lm gim s an ton hoc n nh ca cng trnh hoc (iii) vic s nh hng khng
tt n vic t c cc bo lnh thc hin. Khi nhn c thng bo ny, Nh t vn
s hy b, khng nh hoc thay i hng dn.
13.2
T vn gi tr cng trnh
Vo bt c lc no, Nh thu s t ln Nh t vn cc kin ngh bng vn bn m
(theo kin ca Nh thu) nu c p dng s, (i) y nhanh tin hon thnh, (ii)
gim chi ph cho Ch u t trong vic iu hnh, bo dng hoc vn hnh cng
trnh, (iii) tng hiu qu hoc gi tr ca cng trnh hon thnh cho Ch u t, hoc
(iv) s c li cho Ch u t.
xut s c son tho bng chi ph ca Nh thu v s bao gm cc hng mc
Khon 13.3 [Th tc bin i].
13.3
Th tc bin i
Nu Nh t vn yu cu mt xut trc khi hng dn bin i, Nh thu s tr li
bng vn bn ngay l do ti sao Nh thu khng th p ng (nu l trng hp )
hoc np:
(a)
(b)
(c)
FIDIC
71
13.5
Tin d chi
Tin d chi s ch c s dng ton b hay mt phn theo hng dn ca Nh t vn,
v Gi hp ng s c iu chnh tng ng. Ton b s tin Nh thu c chi tr s
bao gm tin cho cng vic, cung cp hay cc dch v m tin d chi c lin quan nh
Nh t vn hng dn. i vi mi khon tin d chi, Nh t vn c th hng dn:
(a)
(b)
(ii)
FIDIC
72
(a)
(b)
(c)
(b)
FIDIC
73
Pn a b
Ln
E
M
c n d n
Lo
Eo
Mo
trong :
Pn l s nhn iu chnh c p dng cho gi tr hp ng c tnh cho cc cng
vic c tin hnh trong thi gian n theo tin t tng ng, thi gian ny c ngha
l 1 thng tr khi c nu trong Ph lc H s d thu;
a l h s c nh, c nu trong bng s liu iu chnh tng ng, th hin phn
khng iu chnh ca cc khon thanh ton theo hp ng;
b, c, d, ... l nhng h s biu hin t l c tnh ca mi phn chi ph lin quan
n vic thi cng cng trnh, c nu trong bng cc s liu iu chnh tng ng;
nh cc phn chi ph trong bng c th th hin cc ngun nh lao ng, thit b v vt
liu;
Ln, En, Mn, ... l nhng ch s chi ph hin thi hoc nhng gi tham kho cho
thi gian n, c th hin bng tin t thanh ton tng ng, mi ch s c p
dng cho mt loi chi ph tng ng trong bng vo thi im 49 ngy trc ngy cui
cng ca thi gian (m Chng nhn thanh ton ring c lin quan n), v
Lo, Eo, Mo, ... l nhng ch s chi ph c bn hoc gi tham kho cho thi gian
n, c th hin bng tin t thanh ton tng ng, mi ch s s c p dng cho
mt loi chi ph tng ng trong bng vo Ngy khi cng.
Cc ch s chi ph hoc cc gi tham kho c nu trong bng s liu iu chnh s
c s dng. Nu c nghi ng v ngun ca chng, Nh t vn s xc nh. Cho mc
ch ny, vic tham kho s c thc hin i vi cc gi tr ca cc ch s vo nhng
ngy c nu (c nu ring trong ct 4 v ct 5 ca bng) nhm lm sng t v
ngun ca gi tham kho; mc d nhng ngy ny (v cc gi tr ny) c th khng
khp vi cc ch s chi ph c bn.
Trong trng hp m tin t ca ch s (c nu trong bng) khng phi l tin t
thanh ton tng ng, mi ch s s c chuyn i sang tin t thanh ton tng ng
theo t gi bn ra, do Ngn hng Trung ng ca nc s ti n nh, ca tin t tng
ng ny vo ngy nu trn, ngy m ch s s c yu cu p dng.
Khi m mi ch s chi ph hin hnh cn cha c, Nh t vn s xc nh mt ch s
tm thi cp Chng nhn thanh ton tm thi. Khi mt ch s chi ph hin hnh c
ri th vic iu chnh s c tnh ton li cho ph hp.
Nu Nh thu khng hon thnh cng trnh trong khong thi gian hon thnh, vic
iu chnh gi s c thc hin da trn (i) mi ch s hoc gi c p dng vo thi
im 49 ngy ngy trc ngy ht hn Thi gian hon thnh cng trnh hoc (ii) ch
s hoc gi c hin hnh: ty theo cch thc no thun li hn cho Ch u t.
Cc h s cho mi yu t chi ph c nu trong bng s liu iu chnh s ch c
iu chnh nu chng c chng t l khng hp l, khng cn bng hoc khng
p dng c, dn n thay i.
FIDIC
74
Gi hp ng
Tr phi c cc quy nh khc trong iu kin ring:
(a)
(b)
(c)
khi lng cng vic c nu trong Lch trnh c coi l nhng khi lng
c tnh v s khng c coi l nhng khi lng thc t v ng ca cng
trnh m Nh thu c yu cu thc hin; v
(d)
Tuy nhin, nu mt phn cng trnh c thanh ton theo khi lng c cung cp
hoc cng vic c thc hin, cc quy nh v tnh ton v nh gi s c nu
trong iu kin ring. Gi hp ng s c xc nh theo , ty theo vic iu chnh
theo Hp ng.
14.2
ng trc
Ch u t s ng trc, nh mt khon vay khng c li sut cho vic huy ng v
thit k, khi Nh thu trnh mt giy bo lnh theo Khon ny. Tng s ng trc, s
ln v thi gian ca thanh ton (nu hn 1 ln) v tin t v t l c p dng s nh
c nu trong Ph lc H s d thu.
Tr phi v cho n khi Ch u t nhn c giy bo lnh ny, hoc nu tng s
thanh ton trc khng c nu trong Ph lc H s d thu, Khon ny s khng
c p dng.
Nh t vn s cp Chng ch thanh ton tm thi cho ln thanh ton u tin sau khi
nhn c mt bn Bo co theo Khon 14.3 [Xin cp chng ch thanh ton tm] v
sau khi Ch u t nhn c (i) Bo lnh thc hin theo Khon 4.2 [Bo lnh thc
hin] v (ii) mt bo lnh bng s lng v tin t tng ng vi s tin ng trc.
Bo lnh ny s c mt c quan cp v t trong mt nc (hoc php quyn khc)
do Ch u t chp thun, v s theo biu mu ph lc ca cc iu kin ring hoc
theo biu mu khc c Ch u t chp thun.
Nh thu phi m bo rng bo lnh l c gi tr v c hiu lc cho n khi vic ng
trc c hon tr, nhng s tin ny c th s c chit khu ly tin bi s tin
m Nh thu tr li nh nu trong Chng ch thanh ton. Nu cc iu khon ca
bo lnh nu c th ngy ht hn bo lnh v vic ng trc khng c hon tr
FIDIC
75
trc ngy ht hn 28 ngy, Nh thu phi gia hn hiu lc ca bo lnh cho n khi
vic ng trc c hon tr.
Vic ng trc s c hon tr thng qua cc chit khu phn trm trong Chng ch
thanh ton. Tr phi c cc phn trm khc c nu c th trong Ph lc H s d
thu th:
(a)
(b)
Nu vic ng trc vn cha c hon tr trc khi cp Chng ch nghim thu cng
trnh hoc trc khi chm dt Hp ng theo iu 15 [Chm dt Hp ng bi Ch
u t], iu 16 [Tm dng v chm dt Hp ng bi Nh thu] hoc iu 19 [Bt
kh khng] (ty tng trng hp), khi ton b s n s l n n k v Nh thu
phi chu trch nhim thanh ton cho Ch u t.
14.3
FIDIC
(a)
(b)
(c)
(d)
s tin thm vo hoc gim i cho thanh ton trc v hon tr theo Khon
14.2 [ng trc],
76
14.4
(e)
(f)
(g)
vic chit khu s tin c xc nhn trong cc Chng ch thanh ton trc .
(b)
(c)
Nu Hp ng khng c Lch trnh thanh ton, Nh thu s trnh d ton khng rng
buc i vi cc khon thanh ton m Nh thu mun c tr gp ng hn trong
mi qu. D ton u tin s c trnh trong vng 42 ngy sau Ngy khi cng. Cc
d ton c sa i s c np theo nh k hng qu cho n khi Chng ch
nghim thu cng trnh c cp.
14.5
FIDIC
Nh thu
77
(i)
(ii)
v hoc
(b)
(ii)
(iii)
hoc
(c)
FIDIC
78
14.6
(b)
nu Nh thu hoc ang khng thc hin cng vic no hoc ngha v ca
mnh theo ng Hp ng v c Nh t vn thong bo nh vy, gi tr
ca cng vic ny hoc ngha v ny c th b t chi cho n khi cng vic
hoc ngha v c thc hin xong.
Thanh ton
Ch u t s thanh ton cho Nh thu:
(a)
t ng trc u tin trong vng 42 ngy sau khi cp th Chp thun hoc
trong vng 21 ngy sau khi nhn c cc ti liu theo Khon 4.2 [Bo lnh
thc hin] v Khon 14.2 [ng trc], ty theo vic no n sau;
(b)
s tin c chng nhn trong mi Chng ch thanh ton tm thi trong vng
56 ngy sau khi Nh t vn nhn c Bo co v cc ti liu lin b tr, v
(c)
s tin c chng nhn trong Chng ch thanh ton cui cng trong vng 56
ngy sau khi Ch u t nhn c Chng ch thanh ton ny.
FIDIC
79
s tin khng c thanh ton trong thi gian chm tr. Thi gian ny c coi nh
s c coi nh bt u t ngy thanh ton c nu c th trong Khon 14.7 [Thanh
ton] bt k n (trong trng hp ca phn (b)) ngy m Chng ch thanh ton c
cp.
Tr phi c quy nh khc trong iu kin ring, nhng khon thanh ton ti chnh ny
s c tnh theo t l hng nm l 3% trn t sut chit khu ca Ngn hng Trung
ng nc ca tin t thanh ton, v s c thanh ton theo tin t .
Nh thu s c nhn khon thanh ton ny m khng cn c thng bo hoc chng
nhn chnh thc v khng lm nh hng quyn li hoc phng sch khc.
14.9
FIDIC
(a)
(b)
(c)
80
Sau Nh t vn s chng nhn theo Khon 14.6 [Cp Chng ch thanh ton tm].
14.11 Xin cp Chng ch thanh ton cui cng
Trong vng 56 ngy sau khi nhn c Chng ch thc hin, Nh thu s trnh cho
Nh t vn 06 bn ca d tho bo co cui cng vi cc ti liu b tr trnh by chi
tit theo mu m Nh t vn chp thun:
(a)
(b)
(b)
Nu Nh thu khng xin Chng ch thanh ton cui cng theo Khon 14.11 [Xin cp
Chng ch thanh ton cui cng] v Khon 14.12 [Trang tri xong], Nh t vn s yu
FIDIC
81
(b)
(tr nhng vn v vic ny sinh sau khi cp Chng ch nghim thu cng
trnh) trong bo co khi hon thnh c nu trong Khon 14.10 [Bo co khi
hon thnh].
FIDIC
(ii)
vic thanh ton v chit khu theo Khon 13.5 [Tin tm ng] v Khon
13.7 [iu chnh do thay i lut php] s c tnh bng cc loi tin
t v t l c p dng; v
(iii)
vic thanh ton v chit khu trong phn (a) n (d) ca Khon 14.3
[Xin cp chng ch thanh tom tm] s c tnh bng cc tin t v t
l c nu r trong phn (a) (i) trn;
(b)
(c)
(d)
82
(e)
FIDIC
83
15. CHM DT HP NG BI CH U T
15.1
Thng bo sa cha
Nu Nh thu khng thc hin ngha v theo Hp ng, Nh t vn c th ra thng
bo yu cu Nh thu phi thc hin v sa cha cc sai hng trong khong thi gian
hp l c th.
15.2
Chm dt Hp ng bi Ch u t
Ch u t s c quyn chm dt Hp ng nu Nh thu:
(a)
khng tun th Khon 4.2 [Bo lnh thc hin] hoc vi mt thng bo theo
Khon 15.1 [Thng bo sa cha],
(b)
b d cng trnh hoc th hin r rng nh khng tip tc thc hin ngha v
theo Hp ng,
(c)
(ii)
(d)
(e)
(f)
a hoc c ng a (trc tip hoc gin tip) t lt, qu cp hay tin hoa
hng hoc cc vt khc c gi tr cho ngi no nh phn thng hoc
mua chuc:
(i)
(ii)
FIDIC
84
Xc nh gi vo ngy chm dt Hp ng
Ngay khi thng bo chm dt theo Khon 15.2 [Chm dt Hp ng bi Ch u t]
c hiu lc, Nh t vn theo Khon 3.5 [Quyt nh] s ng hoc xc nh gi tr
ca cng trnh, hng ha v ti liu ca Nh thu v cc khon tin phi thanh ton cho
Nh thu cc cng vic c thc hin theo ng Hp ng.
15.4
FIDIC
(a)
(b)
khng thanh ton thm cho Nh thu cho n khi chi ph thit k, thi cng,
hon thnh v sa cha cc sai st v h hng do chm tr trong hon thnh
(nu c) v cc chi ph khc m Ch u t chu c thit lp, v/hoc
(c)
85
15.5
Quyn chm dt Hp ng ca Ch u t
Ch u t c quyn chm dt Hp ng vo bt c lc no thun tin cho Ch u t,
bng cch thng bo cho Nh thu vic chm dt Hp ng. Vic chm dt ny s c
hiu lc 28 ngy sau ngy n sau ca cc thi im m Nh thu nhn c thng
bo ny ca Ch u t hoc Ch u t tr li Bo lnh thc hin. Ch u t s
khng c chm dt Hp ng theo Khon ny t thi cng cng trnh hoc sp
xp cho Nh thu khc thi cng cng trnh.
Sau khi chm dt Hp ng, Nh thu phi tin hnh theo Khon 16.3 [Ngng cng
vic v di di thit b Nh thu] v s c thanh ton theo Khon 19.6 [Chm dt c
la chn, thanh ton v ht trch nhim].
FIDIC
86
gia hn thi gian b cho s chm tr nh vy, nu vic hon thnh ang
hoc s b chm tr theo Khon 8.4 [Gia hn thi gian hon thnh], v
(b)
Chm dt Hp ng bi Nh thu
Nh thu c quyn chm dt hp ng nu:
FIDIC
(a)
(b)
Nh t vn khng cp Chng ch thanh ton trong vng 56 ngy sau khi nhn
c Bo co v cc ti liu b tr,
(c)
(d)
(e)
Ch u t khng tun th Khon 1.6 [Tha thun Hp ng] hoc Khon 1.7
[Chuyn nhng],
(f)
(g)
16.4
(a)
(b)
(c)
FIDIC
(a)
(b)
thanh ton cho Nh thu theo Khon 19.6 [Chm dt c la chn, thanh ton
v ht trch nhim], v
(c)
88
Bi thng
Nh thu phi bi thng v gnh chu nhng tn hi cho Ch u t, cc nhn vin
ca Ch u t v cc i l ring ca h, i vi cc khiu ni, hng hc, mt mt v
cc chi ph (bao gm ph v cc chi ph php l) c lin quan n:
(a)
(b)
pht sinh t hoc trong qu trnh tin hnh hoc do nguyn nhn ca
thit k, thi cng v hon thnh cng trnh v sa cha cc sai st,
(ii)
FIDIC
89
Ri ro ca Ch u t
Cc ri ro c tham chiu trong Khon 17.4 di y l:
17.4
(a)
(b)
ni lon, khng b, cch mng, khi ngha, qun s, hoc chim ot quyn
lc, hoc ni chin,
(c)
(d)
(e)
(f)
(g)
(h)
Hu qu ca cc ri ro ca Ch u t
Nu v trong chng mc no mi ri ro c lit k trong Khon 17.3 trn y dn
n mt mt hay h hng cho cng trnh, bt ng sn, hng ha hay cc ti liu ca
Nh thu, th Nh thu phi ngay lp tc gi thng bo cho Nh t vn v sa cha s
mt mt v h hng trong phm vi Nh t vn yu cu.
Nu Nh thu phi chu s chm tr v/hoc chu chi ph do sa cha nhng mt mt
hay h hng ny Nh thu phi gi mt thng bo cho Nh t vn v s c quyn theo
Khon 20.1 [Khiu ni ca Nh thu] :
FIDIC
90
(a)
(b)
Sau khi nhn thng bo tip theo ny, Nh t vn phi thc hin theo Khon 3.5
[Quyt nh] nht tr hay quyt nh cc vn ny.
17.5
(b)
v mt mc ch hn l mc ch c ch ra hoc c suy ra mt
cch thch ng bi hp ng, hoc
(ii)
FIDIC
91
17.6
FIDIC
92
18. BO HIM
18.1
Cc yu cu chung v bo him
Trong iu khon ny, i vi mi loi bo him Bn bo him c ngha l Bn
chu trch nhim thc hin v duy tr bo him c quy nh trong Khon lin quan.
Khi Nh thu l Bn bo him, mi bo him phi c thc hin bi cc Nh bo
him vi cc khon mc c Ch u t duyt. Cc khon mc ny phi tng thch
vi cc khon mc c c hai Bn tha thun trc ngy c Th chp thun. Tha
thun v cc khon mc ny phi c quyn u tin ng trc cc quy nh ca
iu ny.
Khi Ch u t l bn bo him, mi bo him phi c thc hin bi cc Nh bo
him vi cc khon thch hp vi cc chi tit c km theo iu kin ring.
Nu yu cu phi bi thng cho i tng bo him chung th vic bi thng phi
c p dng ring cho mi i tng bo him nh th hin mt Hp ng bo him
ring bit c pht hnh cho mi i tng trong bo him chung. Nu yu cu
phi bi thng cho i tng c b sung vo bo him chung tc l v danh ngha
c b sung vo cho bo him c quy nh trong iu ny, (i) Nh thu phi theo
Hp ng i din cho i tng c bo him chung b sung ny ngoi tr vic Ch
u t i din cho cc nhn vin ca mnh, (ii) i tng c bo him chung b
sung s khng c quyn nhn thanh ton trc tip t Nh bo him hoc c bt k
quan h trc tip no vi nh bo him, v (iii) Bn bo him phi yu cu mi i
tng c bo him chung b sung phi tun th cc iu kin quy nh trong Hp
ng bo him.
Mi Hp ng bo him cho s mt mt hay thit hi s thanh ton bng cc loi tin
t c yu cu b p mt mt v thit hi. Cc khon thanh ton c nhn t
nh Bo him phi c s dng b p mt mt hay thit hi.
Bn bo him lin quan, trong cc khong thi gian ring c nu trong Ph lc H
s d thu (c tnh ton t ngy khi cng) phi np cho bn kia:
(a)
(b)
FIDIC
93
FIDIC
94
(b)
(c)
(d)
(e)
(ii)
(iii)
(iv)
FIDIC
95
18.4
(a)
(b)
(c)
(d)
tuy nhin, c th loi tr trch nhim php l trong phm vi pht sinh t:
(i)
(ii)
(iii)
FIDIC
96
19. BT KH KHNG
19.1
nh ngha v Bt kh khng
Trong iu ny, Bt kh khng c ngha l mt s kin hoc trng hp bt thng:
(a)
(b)
(c)
(d)
Bt kh khng c th gm, nhng khng gii hn, nhng s kin hay trng hp bt
thng thuc cc loi c lit k di y, nu tha mn cc iu kin t (a) n (d)
trn:
19.2
(i)
chin tranh, tnh trng chin tranh (bt k c tuyn b chin tranh
khng) s xm lc, hot ng ca k th nc ngoi,
(ii)
(iii)
(iv)
(v)
Thng bo v bt kh khng
Nu mt Bn b hoc s b cn tr thc hin bt c ngha v ca mnh theo Hp ng
do tnh trng bt kh khng, Bn phi gi thng bo cho Bn kia v s vic hoc
trng hp gy nn tnh trng bt kh khng v phi nu r cc ngha v, cng vic
v/hoc s b cn tr. Thng bo phi c gi trong vng 14 ngy sau khi bn
nhn bit c tnh trng, hoc l ra nhn bit c v s vic hoc trng hp gy
nn tnh trng bt kh khng.
Bn , khi thng bo, phi c min cho vic thc hin cng vic thuc ngha v
trong thi gian m tnh trng bt kh khng cn tr vic thc hin ca h.
Du cho c cc quy nh no khc ca Khon ny, th bt kh khng cng khng p
dng i vi cc ngha v thanh ton tin ca bt c Bn no cho Bn kia theo Hp
ng.
FIDIC
97
19.3
19.4
Cc hu qu ca bt kh khng
Nu Nh thu b cn tr thc hin bt k nhim v no ca mnh theo Hp ng do bt
kh khng m thng bo theo Khon 19.2 [Thng bo v bt kh khng], v chu s
chm tr v/hoc chu Chi ph do bt kh khng, Nh thu s c quyn theo Khon
20.1 [Khiu ni ca Nh thu]:
(a)
(b)
Sau khi nhn c thng bo ny, Nh t vn phi thc hin theo Khon 3.5 [Quyt
nh] nht tr hay quyt nh cc vn ny.
19.5
19.6
FIDIC
(a)
(b)
98
19.7
(c)
(d)
(e)
FIDIC
(a)
(b)
99
Khiu ni ca Nh thu
Trong trng hp Nh thu t cho rng mnh c quyn i vi bt k s gia hn thi
gian hon thnh v/hoc bt c s thanh ton thm bt k iu khon no ca cc
iu kin ny hoc c lin quan ti Hp ng, Nh thu phi thng bo cho Nh t
vn m t s vic hay trng hp dn ti vic pht sinh khiu ni. Thng bo phi
c a ra ngay v khng c qu 28 ngy sau khi Nh thu nhn thy hoc l ra
thc c s vic hoc trng hp ny.
Nu Nh thu khng thng bo v khiu ni, trong vng 28 ngy th thi gian hon
thnh s khng c ko di, Nh thu s khng c quyn thanh ton thm v Ch
u t khng phi chu mi trch nhim v khiu ni. Nu khng s p dng nhng
quy nh sau y ca Khon ny.
Nh thu cng phi trnh cc thng bo khc theo Hp ng yu cu v cc chi tit b
sung cho vic khiu ni, tt c u c lin quan ti s vic hoc trng hp ny.
Nh thu phi gi cc bn h s hin c ti cng trng hoc l mt ni m Ch
u t c th chp nhn v c th s cn thit minh chng cho khiu ni. Vi vic
khng tha nhn trch nhim ca Ch u t, Nh t vn c th sau khi nhn c bt
c mt thng bo no theo Khon ny, phi gim st vic lu gi cc h s v/hoc
hng dn Nh thu tip tc lu gi lu hn cc h s hin c. Nh thu phi cho php
Nh t vn kim tra tt c cc h s, v phi np cc bn sao (nu c yu cu) cho
Nh t vn.
Trong thi gian 42 ngy sau khi Nh thu thc c (hoc l ra phi thc c),
v s vic hoc trng hp a n khiu ni, hoc l trong khong thi gian khc
tng t m c th c Nh thu a ra v c Nh t vn ph duyt, Nh thu phi
gi cho Nh t vn y chi tit khiu ni bao gm c cc chi tit h tr v c s ca
vic khiu ni v ca yu cu ko di thi gian v/hoc thanh ton thm. Nu s vic
hoc trng hp dn n khiu ni vn tip tc c hiu lc th:
(a)
(b)
Nh thu phi gi trc tip cc khiu ni tm thi hng thng cho thy s chm
tr tch li v/hoc khon tin khiu ni v nhng chi tit c th m Nh t vn
c th yu cu; v
(c)
Nh thu phi gi bn khiu ni cui cng trong vng 28 ngy sau khi ht nh
hng do s vic hoc trng hp gy ra, hoc trong khong thi gian khc c
th c Nh thu xut v c Nh t vn ng .
Trong vng 42 ngy sau khi nhn c mt khiu ni hoc cc chi tit h tr thm cho
khiu ni trc y, hoc trong khong thi gian khc c th c Nh t vn xut
v c Nh thu chp nhn, Nh t vn phi tr li vi s tn thnh hay khng tn
thnh v cc nhn xt chi tit. H cng c th yu cu thm bt c chi tit no, nhng
tuy nhin phi c tr li trn cc nguyn tc ca v khiu ni trong khong thi gian
.
FIDIC
100
FIDIC
101
20.4
(a)
(b)
(c)
(d)
FIDIC
102
cu cho mc ch a ra quyt nh cho vic tranh chp, Ban x l tranh chp phi
c coi l khng hnh ng nh cc trng ti.
Trong thi gian 84 ngy sau khi nhn c cc kin nh vy, hoc nhn c khon
tm ng theo nh iu 6 ca Ph lc - Nhng iu kin chung ca tha thun x l
tranh chp, bt c k hn no mun hn, hoc trong khong thi gian khc c th c
Ban x l tranh chp xut v c hai Bn chp thun Ban x l tranh chp phi
a ra quyt nh ca mnh, nhng quyt nh ny phi hp l v phi c cng b
rng n ph hp vi khon ny. Tuy nhin nu nh khng Bn no thanh ton y
cc ha n c np bi mi thnh vin ng theo iu 6 ca Ph lc, Ban x l
tranh chp s khng c ngha v phi a ra quyt nh cho n khi ha n c
thanh ton y . Quyt nh s rng buc hai Bn, phi thc hin ngay lp tc quyt
nh tr phi v cho n khi c xem xt li theo s ha gii hoc mt quyt nh
trng ti nh c m t di y. Tr phi Hp ng chm dt, khc t hoc hy
b, Nh thu phi tip tc thc hin cng trnh theo Hp ng.
Nu mt Bn khng tha mn vi quyt nh ca Ban x l tranh chp, th Bn
trong vng 28 ngy sau khi nhn c quyt nh, c th thng bo chi Bn kia v vic
cha tha mn ca mnh. Nu Ban x l tranh chp khng a ra quyt nh trong
vng 84 ngy (hoc thi gian khc c chp nhn) sai khi nhn c h s hoc
khon thanh ton nh vy th bn ny trong vng 28 ngy sau thi hn ny c th
thng bo cho Bn kia v vic cha tha mn.
Trong mi s kin, thng bo v vic cha tha mn phi cng b l n ph hp vi
Khon ny, v trnh by nhng vn ca Tranh chp v nhng l do cha tha mn.
Ngoi tr nhng quy nh trong Khon 20.7 [Khng tun th quyt nh ca Ban x l
tranh chp] v 20.8 [Ht hn vic ch nh Ban x l tranh chp], khng Bn no c
quyn khi s phn x tranh chp tr khi mt thng bo v vic cha tha mn
c a ra theo khon ny.
Nu Ban x l tranh chp a ra quyt nh ca mnh v mt vn tranh chp cho
hai Bn, v khng c thng bo vic cha tha mn do cc bn a ra trong vng 28
ngy sau khi nhn c quyt nh ca Ban x l tranh chp, th quyt nh s l cui
cng v rng buc c hai Bn.
20.5
Ha gii mt cch hu ho
i vi ni dung m thng bo cha tha mn c a ra theo Khon 20.4 trn, cc
Bn phi c gng gii quyt tranh chp bng ha gii trc khi khi kin. Tuy nhin
tr phi cc Bn tha thun khc, vic trng ti phn x c th tin hnh vo hoc sau
ngy th 56 sau ngy thng bo khng tha mn c a ra, thm ch khng c
mt c gng ha gii no.
20.6
Trng ti
Tr phi tranh chp c gii quyt bng ha gii, cn bt k tranh chp no lin quan
n quyt nh ca Ban x l tranh chp (nu c) cha phi l cui cng v rng buc
u phi c gii quyt bi trng ti quc t. Ngoi tr c nhng tha thun khc bi
hai Bn:
FIDIC
103
(a)
tranh chp phi c gii quyt xong theo cc Quy tc trng ti ca Phng
Thng mi quc t,
(b)
(c)
vic gii quyt tranh chp ca trng ti phi c thc hin bng ngn ng
giao tip c quy nh trong khon 1.4 [Lut v Ngn ng].
20.8
(a)
(b)
(c)
FIDIC
(a)
Khon 20.4 [C quyt nh ca Ban x l tranh chp] v Khon 20.5 [Ha gii
mt cch hu ho] s khng p dng, v
(b)
PH LC
iu kin chung ca Tha thun x l tranh chp
1.
nh ngha
Mi Tha thun x l tranh chp l mt tha thun 3 Bn bi v gia:
(a)
Ch u t,
(b)
Nh thu; v
(c)
Thnh vin duy nht ca Ban x l tranh chp hoc Ngi phn x
v trong trng hp ny mi tham kho i vi cc Thnh vin khc
khng p dng, hoc
(ii)
Ch u t v Nh thu k (hoc d nh k) mt hp ng c gi l Hp
ng v c nu r trong Tha thun x l tranh chp kt hp vi Ph lc ny.
Trong Tha thun x l tranh chp, cc cm t v t khng c nh ngha cch khc
s c cc ngha nh cho chng trong Hp ng.
2.
Cc iu khon chung
Tha thun x l tranh chp s c hiu lc khi Ch u t, Nh thu v mi mt thnh
vin (hoc thnh vin) u tng ngi mt k vo bn tha thun x l tranh chp.
Khi Tha thun x l tranh chp c hiu lc, Ch u t v Nh thu phi thng bo
cho cc thnh vin mt cch ph hp. Nu thnh vin khng nhn c thng bo no
trong vng su thng sau khi k Tha thun x l tranh chp th n s ht hn v v
hiu.
Vic tuyn dng thnh vin l s ch nh c nhn. Khng c php c s y nhim
hay hnh thc Thu ph ca Tha thun x l tranh chp nu khng c tha thun
trc bng vn bn ca cc bn v vic ny v ca cc thnh vin khc (nu c).
3.
S bo m
Thnh vin bo m v tha thun rng ng/b ta phi v s phi v t v c lp vi
Ch u t, Nh thu v Nh t vn. Thnh vin s thng bo ngay cho mi ngi
trong s h v cho cc thnh vin khc (nu c), mi s vic hay tnh hung c th
xut hin mu thun vi s bo m v tha thun ca ng/b ta l v t v c lp.
Khi ch nh thnh vin, Ch u t v Nh thu da vo nhng kh nng tiu biu ca
thnh vin l ngi:
FIDIC
105
4.
(a)
c kinh nghim trong cng vic m Nh thu thc hin theo Hp ng,
(b)
(c)
FIDIC
(a)
(b)
(c)
(d)
(e)
(f)
(g)
(h)
(i)
106
5.
(b)
(c)
Thanh ton
Thnh vin phi c thanh ton nh sau, bng tin t c quy nh trong Tha thun
x l tranh chp:
(a)
(b)
FIDIC
(ii)
107
(c)
Chi ph hng ngy phi c quy nh trong Tha thun x l tranh chp.
Ngay sau khi Tha thun x l tranh chp c hiu lc, Thnh vin s, trc khi tham
gia bt c hot ng no theo Tha thun x l tranh chp, np cho Nh thu, vi mt
bn sao cho Ch u t mt danh n cho (a) khon ng trc 25% ca tng d ton
cc chi ph hng ngy m ng/b ta c hng v (b) ng trc mt khon tng
ng vi tng chi ph d ton m ng/b ta chu lin quan n cng vic. Thanh ton
cho danh n nh vy s do Nh thu thc hin khi nhn danh n. Thnh vin khng
c ngha v phi tin hnh cc hot ng theo Tha thun x l tranh chp cho n khi
mi thnh vin c thanh ton y cc danh n np theo on ny quy
nh.
Sau thnh vin phi np cho Nh thu, vi mt bn sao cho Ch u t, cc ha
n cn i cc ph v chi ph ca ng/b ta hng ngy, tr i cc khon ng
trc. Ban x l tranh chp s khng c ngha v phi np quyt nh ca mnh cho
n khi cc danh n cho tt c cc ph v chi ph hng ngy ca mi thnh vin
a ra quyt nh c thanh ton y .
Ngoi tr c tr sm hn quy nh nu trn, Nh thu phi thanh ton y cho
mi danh n ca thnh vin trong vng 28 ngy theo lch sau khi nhn c mi danh
n v s yu cu Ch u t (trong cc gii trnh theo Hp ng) thanh ton mt na
s tin ca cc danh n ny. Ch u t sau phi thanh ton cho Nh thu theo
Hp ng.
Nu Nh thu khng tr cho thnh vin khon m ng/b ta c quyn hng theo
Tha thun x l tranh chp, Ch u t phi thanh ton khon tin thch ng cho
thnh vin v bt c khon no khc c th cn duy tr hot ng ca Ban x l
tranh chp; v khng lm tn hi n quyn li hoc s b p ca Ch u t. B
sung cho cc quyn li khc pht sinh t li ny, Ch u t c quyn hng s chi
tr ton b s tin tr vg qu na khon thanh ton ny, cng thm mi chi ph
trang tri cc khon tin ny v chi tr cc chi ph tnh theo t gi quy nh khon
14.8 ca cc iu kin hp ng.
Nu Thnh vin khng nhn c khon thanh ton ng trong thi gian 28 ngy sau
khi np danh n hp l, Thnh vin c th (i) tm ngng dch v ca ng/b ta
(khng cn thng bo) cho n khi nhn c thanh ton v/hoc (ii) xin thi vic
bng cch gi thng bo ti Ch u t v Nh thu. Thng bo s c hiu lc khi c
hai cng nhn c. Mi thng bo nh vy s l thng bo cui cng v rng buc
Ch u t, Nh thu v Thnh vin.
7.
FIDIC
108
8.
Cc tranh chp
Mi tranh chp hoc khiu ni pht sinh ngoi hoc lin quan n Tha thun x l
tranh chp, hoc do vi phm, chm dt hoc khng cn gi tr ca n, cui cng s
phi c gii quyt theo cc Quy tc trng ti ca Phng Thng mi Quc t bi
mt trng ti c ch nh theo Quy tc trng ti ny.
FIDIC
109
PH LC
Cc quy tc v th tc
1.
2.
Ban x l tranh chp phi thc hin theo Khon 20.4 v cc quy nh ny. Ty thuc
vo thi gian cho php a ra thng bo v mt quyt nh v cc yu t c lin
quan khc, Ban x l tranh chp s:
(a)
(b)
3.
Ban x l tranh chp c th tin hnh nghe cc kin v cc kin tranh chp, ty
tng v vic m Ban s quyt nh thi gian v a im nghe kin v c th yu
cu cc ti liu v cc lun c bng vn bn t Ch u t v Nh thu c gi trc
cho Ban hoc trnh by ti cuc hp
4.
5.
FIDIC
(a)
(b)
(c)
tin hnh bt k cuc nghe kin no cho l thch hp, khng b rng buc bi
bt c quy tc hay th tc no khc ngoi nhng iu quy nh trong Hp ng
v cc quy tc ny,
(d)
(e)
6.
FIDIC
(f)
(g)
(h)
xem xt kim tra v sot li cc chng ch, quyt nh, xc nh, hng dn,
kin hoc nh gi ca Nh t vn, c lin quan n tranh chp.
ban s nhm hp ring sau mt cuc nghe kin, nu c, tho lun v chun
b quyt nh ca mnh;
(b)
(c)
nu mt thnh vin khng tham d bui hp nghe cc kin hoc khng thc
hin y cc chc nng theo yu cu, th hai thnh vin cn li c th tin
hnh a ra quyt nh, tr phi:
(i)
(ii)
111
BNG MC LC CC KHON
Khon
Trang
4.22
44
1.9
28
5.4
48
14.10
79
Bo co tin
4.21
43
6.10
52
18.2
94
18.4
96
18.3
95
Bo lnh Hp ng
4.2
35
Bo v mi trng
4.18
42
19.5
98
19.6
98
Bi thng
17.1
89
1.3
26
Cc ch dn hoc bn v b chm
1.9
28
Cc chi tit mt
1.12
29
Cc hu qu ca bt kh khng
19.4
98
Cc kim nh thm
11.6
67
Cc quy nh v an ton
4.8
38
Cc yu cu chung Bo him
18.1
93
7.1
53
10.3
64
14.13
81
14.6
78
Chm dt Hp ng bi Ch u T
15.2
84
Chm dt Hp ng bi Nh thu
16.2
87
19.6
98
14.14
82
8.5
58
Ch dn ca Nh t vn
3.3
34
FIDIC
112
20.2
101
11.2
66
11.9
68
8.3
57
20.4
102
C vt
4.24
45
12.1
69
7.6
55
i din ca Nh thu
4.3
36
m bo cht lng
4.9
39
nh gi
12.3
69
nh gi
12.3
69
11.5
67
in, nc v kh t
4.19
42
in, nc v kh ga
4.19
42
13.7
73
13.7
73
13.8
73
4.12
40
nh ngha Nh thu ph c ch nh
5.1
46
nh ngha bt kh khng
19.1
97
nh ngha
1.1
21
nh v cc mc
4.7
38
1.14
30
4.10
39
ng vo cng trng
4.15
41
Gi Hp ng
14.1
75
11.11
68
Gim nh
7.3
53
Gim st ca Nh thu
6.8
51
2.2
31
Gi lao ng
6.5
50
17.6
92
17.6
92
FIDIC
113
Hnh vi gy ri
6.11
52
Hu qu cc ri ro ca Ch u t
17.4
90
Hu qu ca bt kh khng
19.4
98
Hu qu ca vic tm ngng
8.9
60
20.8
104
19.7
99
Ha gii mt cch hu ho
20.5
103
11.1
66
4.23
44
Hp tc
4.6
37
8.4
58
11.3
66
8.11
60
Khiu ni ca Ch u t
2.5
32
Khiu ni ca Nh thu
20.1
100
17.5
91
Khi cng
8.1
57
11.4
67
20.3
102
20.7
104
9.4
62
Kim nh (th)
7.4
54
Kim tra
7.3
53
L ph s dng
7.8
55
14.15
82
Lut lao ng
6.4
50
Lut v Ngn ng
1.4
27
Mu m
7.2
53
6.2
50
Ngy cng
13.6
72
Ngha v Nh thu
9.1
61
10.2
63
10.1
63
16.3
88
FIDIC
114
6.3
50
Nh thu ph
4.4
37
1.11
29
11.8
68
Nhn lc ca Ch u t
2.3
32
Nhn lc ca Nh thu
6.9
51
Nhim v v quyn hn ca Nh t vn
3.1
33
11.10
68
8.7
59
Nhng li li ch ca Hp ng ph
4.5
37
Nhng li
1.7
28
Ni li cng vic
8.12
60
Phn i vic ch nh
5.2
46
12.2
69
6.6
50
Quyn chm dt hp ng ca Ch u t
15.5
86
16.1
87
Quyn c bin i
13.1
71
Quyn c ra vo
11.7
68
17.5
91
7.7
55
16.1
87
2.1
31
4.13
41
Quyt nh
3.5
34
Ri ro ca Ch u t
17.3
90
S b st
12.4
70
1.8
28
17.2
89
S din gii
1.2
26
S thu xp ca Ch u t
2.4
32
6.7
51
Sc khe v an ton
6.7
51
8.8
59
FIDIC
115
13.4
72
14.8
78
5.3
48
16.4
88
15.4
85
14.9
79
8.10
60
Thanh ton
14.4
77
Thanh ton
14.7
78
Thay t vn
3.4
34
Thit b ca Nh thu
4.17
42
14.5
77
Thit b v vt liu cp t do ca Ch u t
4.20
43
Tha thun Hp ng
1.6
28
8.2
57
Thng bo bt kh khng
19.2
97
Thng bo sa cha
15.1
84
Th (kim nh) li
9.3
62
Th t u tin ca cc ti liu
1.5
27
Th tc bin i
13.3
71
Th tc khiu ni
20.1
100
Thu xp ti chnh ca Ch u t
2.4
32
8.6
59
Tin tm ng
13.5
72
14.11
81
4.1
35
4.14
41
Trng ti
20.6
103
Trng ti phn x
20.6
103
T chi
7.5
54
T vn v Gi tr cng trnh
13.2
71
1.13
29
6.1
50
ng trc
14.2
75
FIDIC
116
y quyn ca Nh t vn
3.2
33
Vn chuyn hng ha
4.16
42
1.10
29
1.11
29
9.2
61
Vic u quyn ca Nh t vn
3.2
33
Xc nh gi vo ngy chm dt
15.3
85
14.11
81
14.3
76
Yu cu b tr li mt bng
10.4
65
Yu cu chung vi bo him
18
93
FIDIC
117
IU KIN CHUNG
iu kin Hp ng
NH MY V
THIT K - XY DNG
CC MU TH D THU,
THA THUN HP NG
V THA THUN X L
TRANH CHP
DNG CHO CC NH MY C V IN V
CC CNG TRNH XY DNG V K THUT
DO NH THU THIT K
FIDIC
118
2.
Ch u t ...................................................................................................................
3.
Nh t vn ...................................................................................................................
4.
Nh thu ......................................................................................................................
5.
Thit k .......................................................................................................................
6.
7.
8.
9.
10.
11.
12.
13.
14.
15.
Chm dt bi Ch u t .............................................................................................
16.
17.
18.
Bo him .....................................................................................................................
19.
Bt kh khng ..............................................................................................................
20.
PH LC
CC MU BO LNH
FIDIC 1999
FIDIC
119
FIDIC
120
FIDIC
121
FIDIC
122
iu 1
Cc quy nh chung
Khon 1.1
Cc nh ngha
1.1.4.6
C th yu cu mt loi ngoi t c th
1.1.4.7
1.1.6.2
Khon 1.2
S Din gii
Th t u tin ca ti liu
Tha thun Hp ng
FIDIC
123
KHON MU CHO HP NG NH MY
Thm vo phn cui ca Khon 1.13:
Tuy nhin, Nh thu, vo ng thi im, phi np cc chi tit v
hng ha cho Ch u t, Ch u t cn nhanh chng c ton b
giy php hoc chng ch nhp khu cn thit cho nhng hng ha
ny.
Ch u t cng phi c hoc cp giy php ng bao gm giy
php thi cng, quyn i li v cc tha thun c yu cu cho cng
trnh.
Khon 1.14
Chi tit cn b mt
iu 2
Ch u t
Khon 2.1
C th cn thit phi cho php Nh thu sm tip cn cng trng kho st v iu tra
di mt t. Nu khng c php tip cn cng trng sm v c c dnh ring sau
, cn c cc chi tit c th nu r trong nhng Yu cu ca Ch u t.
Khon 2.3
Nhn lc ca Ch u t
124
iu 3
Nh t vn
Khon 3.1
Quyn v nhim v ca Nh t vn
Danh sch ny phi c thm hoc bt khi cn. Nu s bt buc phi c s chp thun
ca Ch u t ch p dng khi vt mt s gii hn, ti chnh hoc g khc, th cch vit
mu phi c thay i.
Khon b sung
KHON MU:
Nh t vn hoc i din ca Nh thu c th yu cu ngi khc
tham gia cuc hp ca lnh o xem xt vic thu xp cho cc
cng vic trong tng lai. Nh t vn phi ghi li ni dung ca cuc
hp lnh o v cung cp cc bn sao bin bn cuc hp cho nhng
ngi d hp v cho Ch u t. Trong bin bn, trch nhim i
vi mi hnh ng tin hnh phi ph hp vi Hp ng.
iu 4
Nh thu
Khon 4.2
Nu Bo lnh thc hin l theo mu bo lnh ca ngn hng, th n phi c pht hnh
bi (a) hoc ngn hng nc s ti hoc (b) trc tip t mt ngn hng nc ngoi c
Ch u t chp nhn. Nu Bo lnh thc hin khng theo mu ca ngn hng, n phi do
mt c quan ti chnh c ng k hoc c php kinh doanh nc s ti cp.
FIDIC
125
Khon 4.3
i din ca Nh thu
V D:
Khon 4.4
Nh thu ph
Cch vit trong iu kin chung gm nhng iu kin s thng xuyn uc p dng. Nu
yu cu c s ng t hn hoc khng cn, mt s (hoc ton b) cc im t (a) n (c)
c th phi b, hoc ni r trong iu kin ring:
V D:
khng cn c s ng t trc nu gi tr hp ng ph nh hn
mt phm trm (1%) gi tr c chp thun trong hp ng.
Khon 4.8
Cc th tc v an ton
Trong trng hp ca nhng cng trnh ngm ln, vic phn b ri ro ca iu kin ngm
l mt kha cnh cn c xem xt khi chun b H s d thu. Nu ri ro ny do cc bn
cng chu, Khon ny c th c sa i:
V D:
Khon 4.16
Vn chuyn hng ha
FIDIC
126
V D:
Khon 4.17
Thit b Nh thu
Khon 4.19
in, nc v kh t
FIDIC
127
iu 5
Thit k
Khon 5.1
Ti liu ca Nh thu
iu 6
Khon 6.5
S gi lm vic
Gim st ca Nh thu
Nu ngn ng c quy nh khng ging ngn ng giao tip hng ngy (theo Khon 1.4)
hoc nu v mt l do no , cn phi quy nh l nhn vin gim st ca Nh thu phi
thng tho mt th ting c th, cn b sung cc cu sau:
FIDIC
128
V D:
Cc Khon b sung:
C th b sung cc v d cho cc iu Khon thch hp, tnh n tnh trng v v tr
cng trng, c trong iu kin Hp ng xy dng ca FIDIC.
iu 7
iu 8
Khon 8.2
Thit hi do chm tr
Theo nhiu h thng php lut, s tin ca nhng thit hi c nh trc ny phi c
c tnh hp l tn tht c th xy ra cho Ch u t trong trng hp chm tr. Nu s
tin c chp thun theo Hp ng c n nh l s tin trn gi bng nhiu loi tin
t, th tt hn ht l xc nh nhng h hng ny (theo ngy) bng cch khu tr phn trm
cho mi mt ni dung. Nu s tin c chp nhn theo Hp ng c tnh bng ng
ni t: xem Khon 14.15 (b).
Khon b sung:
Vic khuyn khch hon thnh sm c th c trong ti liu thu (mc d Khon 13.2
cp ti vic hon thnh nhanh hn).
FIDIC
129
KHON MU:
iu 9
Khon 9.1
Ngha v ca Nh thu
iu 10
Nghim thu ca Ch u t
Khon 10.1
iu 11
Khon 11.10
C th cn phi xem xt nh hng ca Khon ny lin quan ti thi hn trch nhim theo
quy nh ca lut hin hnh.
FIDIC
130
iu 12
Khon 12.1
iu 13
Bin i v iu chnh
(b)
(c)
Khon 13.5
FIDIC
131
s khng c tnh vo cc phn khc ca Khon tin c chp thun theo Hp ng.
Nu nh gi c Khon tin d chi theo Khon 13.5 (b), t l phn trm phi c Nh
D thu tnh trong Ph lc H s d thu.
Khon 13.8
iu 14
Gi hp ng v thanh ton
Khon 14.1
Gi hp ng
Khi vit iu kin ring, cn xem xt s tin v thi gian thanh ton cho Nh thu. Dng
tin mt ch ng r rng c li cho Nh thu, cc ng thu phi xem xt th tc thanh
ton tm thi khi chun b H s d thu ca mnh.
Thng thng, loi Hp ng ny da vo gi trn gi, khng iu chnh gi hoc iu
chnh t. V vy, Nh thu phi chu ri ro khi thay i chi ph pht sinh t thit k ca h.
Gi tin trn gi c th gm hai hoc nhiu Khon tin, c tnh theo loi tin t thanh
ton (c th, nhng khng cn, bao gm c ng ni t).
nh gi s bin i, c th yu cu cc ng thu gi km bng thng k chi tit v
gi, bao gm s lng, t gi n v v cc thng tin khc v gi. Thng tin ny c th
cng s hu ch cho vic nh gi Khon thanh ton tm. Tuy nhin thng tin khng th
mang tnh cnh tranh. Khi H s d thu ang c chun b, Ch u t v vy phi
quyt nh c chp nhn tr s tin theo bng tnh chi tit ca ng thu hay khng. Nu
khng chp nhn, Ch u t cn m bo Nh t vn phi c kinh nghim cn thit
nh gi nhng thay i c th c yu cu.
C th yu cu cc Khon b sung bao trm c cc ngoi l i vi vic la chn
trong Khon 14.1 v cc vn khc lin quan ti vic thanh ton.
Nu khng p dng Khon 14.1 (a), phng php xc nh gi Hp ng cn phi c
quy nh trong cc Khon b sung v c a vo trong cu cui ca Khon 14.1. Nu
vic thanh ton cho bt c phn no ca cng trnh c thc hin trn c s tnh gi,
phn cng trnh ny phi c nu trong Hp ng, v cch dng t ng sau c th ph
hp cho mt trong nhng Khon b sung:
KHON MU V NH GI:
Nh t vn phi ng hoc xc nh gi tr ca nhng phn cng
trnh c nh gi, theo khon 3.5. Vic nh gi phi c thc
FIDIC
132
hin bng khi lng thc t ca nhng phn cng trnh ny, khng
theo thng l a phng.
Bt c khi no Nh t vn yu cu phn no ca cng trnh phi
c nh gi, cn c thng bo cho i din ca Nh thu m
ngi phi:
(a) tham gia ngay hoc c i din khc c trnh tr gip cho
Nh t vn nh gi, v
(b) cung cp mi th theo yu cu ca Nh t vn.
Nu Nh thu khng tham gia hoc khng c i din, vic nh gi
ca Nh t vn hoc i din s c chp thun l chnh xc.
Loi tr c quy nh khc trong Hp ng, bt c ch no cng
trnh vnh cu c nh gi bng bin bn u phi do Nh t vn
chun b. Nh thu, theo v khi c yu cu, phi tham gia kim
tra v ng cc bin bn vi Nh t vn, v phi k cc ni dung
nh ng . Nu Nh thu khng tham gia kim tra v ng
nhng bin bn ny, chng s c chp thun l chnh xc.
Nu Nh thu kim tra v khng ng vi cc bin bn, v/hoc
khng k bin bn, Nh thu phi thng bo cho Nh t vn nhng
ni dung c a vo bin bn l khng chnh xc. Sau khi nhn
c thng bo, Nh t vn phi xem xt k bin bn v/hoc
khng nh hoc iu chnh chng. Nu Nh thu khng thng bo
nh vy cho Nh t vn trong vng14 ngy sau khi c yu cu
kim tra bin bn, bin bn s c chp nhn l chnh xc.
Nu khng p dng Khon 14.1 (b), cn b sung thm cc Khon:
KHON MU V MIN THU QUAN
Tt c hng ha do Nh thu nhp khu vo nc s ti phi c
min thu hi quan v cc thu nhp khu khc, nu c s cho php
bng vn bn t trc ca Ch u t nhp khu. Ch u t
phi k xc nhn cc giy t min thu cn thit do Nh thu chun
b xut trnh cho vic thng qua hng ha v cng phi cung cp
cc ti liu xin min thu sau:
(M t ti liu cn thit m Nh thu khng th chun b c)
Nu khng c cp th tc min thu, thu hi quan phi tr v
tr phi c Ch u t hon li.
Ton b hng ha nhp khu khng kt hp vi hoc khng dng
ht cho cng trnh phi c xut khu khi kt thc hp ng.
FIDIC
133
ng trc
Khi son tho iu kin ring, cn xem xt li ch ca vic ng trc. Tr phi khng p
dng Khon ny, tng s tin ng trc (v s ln thanh ton nu l hn mt ln) phi
c quy nh c th trong Ph lc H s d thu. T l chit khu cho phn hon li phi
c kim tra m bo rng s tin hon li phi c thc hin xong trc khi hon
thnh. Cc s tin c th trong phn (a) v (b) ca Khon iu kin chung phi c da
trn gi nh tng s tin thanh ton l nh hn 22% s tin c chp thun theo Hp
ng.
Mu bo lnh c th chp nhn c phi c trong ti liu thu, km vi iu kin ring:
mu v d c km theo ti liu ny, l Ph lc E.
Nu Nh thu phi cung cp cc hng mc thit b chnh, cn xem xt li ch ca vic
thanh ton theo giai on trong khi ch to. Ch u t c th xem xt c nn c mt mu
bo lnh, v l nhng thanh ton ny khng lin quan ti nhng th thuc s hu ca
mnh. Nu Nh thu c thanh ton theo giai on trc khi xp hng xung tu, ti liu
thu c th gm:
FIDIC
134
(a) cc iu khon trong Ph lc H s d thu lin quan ti thi gian ng trc (theo
Khon ny) theo cc giai on ch to;
(b)
(c)
Khon 14.4
FIDIC
135
Khon 14.7
(b)
(c)
Thanh ton
Khon 14.8
Nu t sut chit khu ti ngn hng trung ng nc c ng tin thanh ton khng
thch hp nh gi chi ph ti chnh ca Nh thu, c th phi quy nh mt t gi mi.
Mt cch chn la khc, c th thanh ton chi ph ti chnh thc, c xem xt n vic thu
xp ti chnh trong nc.
Khon 14.9
136
Nu ton b s tin c thanh ton phi l ng ni t v ton b s tin thanh ton theo
Hp ng phi l ng ni t. Khon tin thanh ton bng ng ni t phi c t do
chuyn i, loi tr nhng s tin thanh ton chi ph trong nc. Phn trm tnh cho chi
ph trong nc c quy nh trong Ph lc H s d thu.
Thu xp ti chnh
i vi Hp ng ln mt s th trng, c th cn c m bo v ti chnh t cc php
nhn nh: c quan vin tr, ngn hng pht trin, c quan tn dng xut khu hoc cc t
chc ti chnh quc t khc. Nu u t ti chnh l t nhng ngun ny, iu kin ring
c th cn phi hp vi cc yu cu c bic ca chng. Vic dng t chnh xc ph thuc
vo t chc lin quan, v vy cn tham kho m bo yu cu ca h, v s ph duyt
d tho H s d thu.
T chc ti chnh hoc ngn hng c th mun Hp ng phi c cc tham chiu cho phn
thu xp ti chnh, c bit nu Khon tin c thu xp t nhiu ngun cho cc ni dung
cng vic khc nhau. S l bnh thng i vi iu kin ring bao gm cc Khon c
bit xc nh cc hng, loi thit b khc nhau v quy nh c th cc ti liu s c trnh
ln t chc cung cp ti chnh lin quan c thanh ton. Nu cc yu cu ca t chc
ti chnh khng c p ng, c th gp kh khn (hoc thm ch khng th) m bo
vic cp ti chnh ph hp cho d n, v/hoc t chc ti chnh c th khc t cung cp
ti chnh cho mt phn hoc ton b Hp ng.
Tuy nhin, nhng ni m vic cp ti chnh khng b rng buc i vi xut khu hng
ha v dch v t mt nc no nhng c cung cp n gin bi cc ngn hng
thng mi cho Ch u t vay, nhng ngn hng ny c th quan tm n vic m bo
rt hn ch quyn ca Nh thu. Nhng ngn hng ny c th mun Hp ng c da
trn iu kin Hp ng cho EPC/ cc d n cha kha trao tay ca FIDIC.
gc khc, Nh thu c th c chun b bt u vic thu xp ti chnh v duy tr
trch nhim i vi chng, mc d Nh thu c th khng c kh nng hoc khng sn
sng cung cp ti chnh t ngun chnh ca mnh. Cc yu cu ca ngn hng cung cp ti
chnh ca Nh thu s c nhng tc ng n thi ca h trong thng tho Hp ng.
H c th yu cu Ch u t thanh ton tm thi, mc d t l ln gi Hp ng c th
c gi li cho ti khi cng trnh c hon thnh. V Nh thu sau s phi thu xp ti
chnh ca mnh trang tri thm ht gia tin thanh ton v s tin phi b ra, Nh thu
(v ngn hng cung cp ti chnh ca mnh) c th s yu cu mt s mu bo lnh, bo
lnh thanh ton khi n.
C th l thch hp cho Ch u t, khi chun b ti liu thu, d tnh yu cu tip theo
bng vic m bo cung cp mt bo lnh cho ni dung thanh ton m Nh thu s nhn
FIDIC
137
khi hon thnh cng trnh. (Cc) mu bo lnh chp nhn c phi c trong H s d
thu, km vi iu kin ring: mt mu v d c a ra km ti liu ny, Ph lc G. C
th b sung Khon sau:
CC QUY NH MU CHO TI CHNH CA NH THU
Ch u t phi xin (bng chi ph ca mnh) mt giy bo lnh
thanh ton s tin v nhng loi tin t v do mt php nhn cp,
nh nu trong Ph lc H s d thu. Ch u t phi chuyn
bo lnh cho Nh thu trong vng 28 ngy sau khi hai bn k Tha
thun Hp ng. Giy bo lnh phi theo mu nh km iu kin
ring ny hoc theo mu khc c Nh thu chp thun. Tr phi v
cho ti khi Nh thu nhn c giy bo lnh, Nh t vn khng
c thng bo theo Khon 8.1.
Bo lnh phi c tr li cho Ch u t ti thi im sm nht
ca nhng thi im sau:
(a) khi Nh thu c thanh ton s tin chp thun theo Hp
ng.
(b) khi ngha v theo bo lnh ht hn hoc c hon thnh;
hoc
(c) khi Ch u t hon thnh ton b ngha v theo Hp ng.
iu 15
Chm dt bi Ch u t
Khon 15.2
Chm dt bi Ch u t
Trc khi mi thu, Ch u t cn phi kim tra r rng cch dng t ca Khon ny, v
mi l do chm dt d kin l ph hp vi lut iu chnh Hp ng.
Khon 15.5
Quyn chm dt ca Ch u t
iu 16
Khon 16.2
Chm dt bi Nh thu
FIDIC
138
iu 17
Ri ro v trch nhim
Khon 17.6
V D:
iu 18
Bo him
Khon b sung:
Bo him thit k
FIDIC
139
KHON MU:
iu 19
Bt kh khng
iu 20
Khon 20.2
FIDIC
140
Ha gii
Trng ti
FIDIC
141
FIDIC
142
Cc Ph lc
CC MU BO LNH
FIDIC
143
Ph lc A:
MU BO LNH CA CNG TY M
{Xem trang 30, v cc kin ti Khon 1.14}
M t tm tt Hp ng ng ..................................................................................................
Tn v a ch ca Ch u t .........................(cng vi nhng ngi k tha v tha hng)
Chng ti c thng bo rng.........................(sau y c gi l Nh thu) ang
trnh mt bn cho cho Hp ng ny theo th mi thu ca cc ng, v cc iu kin trong
th mi thu ca cc ng yu cu bn cho ca Nh thu phi c h tr bng mt bo lnh
ca cng ty m.
cc ng, vi t cch l Ch u t, xem xt, giao Hp ng cho Nh thu, chng ti (tn
ca cng ty m).............................bo lnh khng hy ngang v v iu kin vi cc ng, nh
mt ngha v u tin, vic thc hin ng tt c cc trch nhim v ngha v ca Nh thu
theo Hp ng, gm vic Nh thu tun th tt c cc iu khon v iu kin theo ngha v
nh ca chng.
Nu Nh thu khng thc hin nh vy cc ngha v v trch nhim ca mnh v khng tun
th Hp ng, chng ti s bi thng cho Ch u t ton b mt mt, thit hi v cc chi
ph (gm chi ph v ph php l) pht sinh t vic khng thc hin ny m Nh thu phi chu
trch nhim i vi Ch u t theo Hp ng..
Bo lnh ny s chnh thc c hiu lc v tc dng khi Hp ng chnh thc c hiu lc v tc
dng. Nu Hp ng cha chnh thc c hiu lc v tc dng trong vng mt nm k t ngy
c giy bo lnh ny, hoc nu cc ng t thi rng cc ng khng nh k kt Hp ng
vi Nh thu, bo lnh ny s b hy b v v hiu. Bo lnh ny s tip tc c hiu lc v tc
dng cho n khi Nh thu hon thnh tt c cc ngha v v trch nhim theo Hp ng, khi
bo lnh ny s ht hn v s c tr li cho chng ti, v theo ngha v ca chng ti s
c hon thnh y .
Bo lnh ny s p dng v b sung cho Hp ng khi c Ch u t v Nh thu sa i
hoc thay i theo tng t. Chng ti sau y cho php h tha thun bt k sa i hoc
thay i no, vic thc hin ng nhng ci v tun th nhng ci m Nh thu cng c bo
lnh di y. Ngha v v trch nhim ca chng ti trc bo lnh s khng c hon
thnh do mt s cho php v thi gian hoc bt k c n no khc ca Ch u t i vi
Nh thu, hoc do s bin i hoc tm dng cng trnh c thc hin theo Hp ng, hoc
do bt c sa i ca Hp ng hoc ca t chc Nh thu hoc Ch u t, hoc do bt c
vn no khc, bt k l chng ti c bit v ng hoc khng bit v khng ng .
Bo lnh ny s do lut ca cng mt quc gia iu chnh (hoc c quan quyn lc khc) nh
lut iu chnh Hp ng v bt c tranh chp no theo bo lnh ny s c gii quyt cui
cng theo Cc quy nh trng ti ca Phng Thng mi quc t do mt hoc nhiu trng ti
c ch nh theo cc quy nh ny. Chng ti khng nh rng li ch ca bo lnh ny c
th chuyn nhng ch ph thuc vo cc quy nh ny. Chng ti khng nh rng li ch ca
bo lnh ny c th c chuyn nhng ch ph thuc vo cc quy nh v chuyn nhng
ca Hp ng.
Ngy...........................................(Cc) Ch k .........................................................................
FIDIC
144
Ph lc B:
MU BO LNH THU
[Xem trang 126]
M t tm tt Hp ng ....... ..................................................................................................
Tn v a ch ca ngi th hng .................(ngi m ti liu thu xc nh l Ch u t)
Chng ti c thng bo rng.........................(sau y c gi l Ngi chu trch
nhim) ang trnh mt bn cho cho Hp ng ny theo th mi thu ca cc ng, v cc
iu kin trong th mi thu ca cc ng (cc iu kin ca th mi thu, c ra trong
ti liu c tn Cc hng dn cho cc Nh d thu) yu cu bn cho ca ngi c trch
nhim ny phi c h tr bng mt bo lnh thu.
Theo yu cu ca ngi chu trch nhim, chng ti (tn ngn hng) ....................theo y
cam kt thanh ton khng hy ngang cho cc ng, ngi th hng/ Ch u t, mt s tin
hoc nhng s tin tng cng li khng qu s tin...............................................(bng
ch:..................................) khi chng ti nhn c yu cu bng vn bn ca ng v bn vit
trnh by ca ng (theo yu cu) nu r rng:
(a)
(b)
Ngi chu trch nhim t chi chp nhn vic sa cha cc sai st trong bn cho
ca mnh theo cc iu kin ca th mi thu, hoc
(c)
(d)
ng trao Hp ng cho ngi c trch nhim v anh ta khng tun th khon 4.2
ca cc iu kin Hp ng.
Ngy...........................................(Cc) Ch k .........................................................................
FIDIC
145
Ph lc C:
MU BO LNH HP NG BO LNH
THEO NHU CU
[Xem kin ti Khon 4.2]
M t tm tt Hp ng ....... ..................................................................................................
Tn v a ch ca ngi th hng...........................(ngi m Hp ng xc nh l Ch u
t)
Chng ti c thng bo rng.........................(sau y c gi l Ngi chu trch
nhim) l Nh thu ca cc ng theo Hp ng ny, yu cu h c bo lnh thc hin hp
ng.
Theo yu cu ca ngi chu trch nhim, chng ti (tn ngn hng) ....................theo y
cam kt thanh ton khng hy ngang cho cc ng, ngi th hng/ Ch u t, mt s tin
hoc nhng s tin tng cng li khng qu s tin...............................................(S tin theo
giy bo lnh bng ch:..................................) khi chng ti nhn c yu cu bng vn bn
ca ng v bn vit trnh by ca ng (theo yu cu) nu r rng:
(a)
Ngi chu trch nhim vi phm trch nhim ca mnh theo Hp ng, v
(b)
[Theo bn sao c cng chng bin bn nghim thu ton b cng trnh m chng ti nhn c
theo iu 10 ca cc iu kin Hp ng, s tin c bo lnh ny s c
gim.................% v chng ti s thng bo ngay cho ng rng chng ti nhn c chng
nhn ny v gim s tin bo lnh thch hp](1)
Bt c nhu cu thanh ton no cng phi c ch k ca [b trng/gim c] ca cc ng m
ch k phi c cc ngn hng ca cc ng hoc phng cng chng chng thc. Nhu cu
v bin bn c chng thc ny phi c chng ti nhn ti vn phng ny vo hoc
trc (thi hn 70 ngy sau hn d kin thi hn xc nh cc h hng ca cng
trnh)............................................(ngy ht hn), khi bo lnh ny ht hn v s c tr cho
chng ti.
Chng ti c thng bo rng ngi th hng c th yu cu ngi chu trch nhim gia
hn bo lnh ny nu chng nhn thc hin theo Hp ng cn cha c cp vo thi hn 28
ngy trc ngy ht hn ny. Chng ti cam kt thanh ton cho cc ng s tin c bo lnh
khi chng ti nhn c, trong vng 28 ngy, yu cu bng vn bn ca cc ng v bn trnh
by vit rng chng ch thc hin khng c cp, v nhng l do c quy cho ngi chu
trch nhim, v bo lnh ny cn cha c gia hn.
Bo lnh ny s do cc lut ca...........................iu chnh v phi theo cc quy nh v bo
lnh theo nhu cu, do Phng Thng mi quc t xut bn s 458, loi tr quy nh trn.
Ngy........................................Ch k.......................................... ..............................................
(1)
FIDIC
146
Ph lc D:
MU BO LNH HP NG GIY BO M
[Xem kin ti khon 4.2]
M t tm tt Hp ng ....... ..................................................................................................
Tn v a ch ca ngi th hng.........................................................................(cng vi
nhng ngi k tha v th hng, tt c nh c xc nh trong hp ng l Ch u t)
Bng Giy bo lnh ny, (tn v a ch ca Nh thu).................(ngi l Nh thu theo Hp
ng ny) l ngi chu trch nhim v (tn v a ch ca ngi bo lnh) l ngi bo lnh
c duy tr khng th hy ngang v rng buc cht vi ngi th hng bng tng s
tin.................................................
(S
tin
theo
giy
bo
lnh
bng
ch:................................) cho vic thc hin ng ton b ngha v v trch nhim ny ca
ngi chu trch nhim theo Hp ng. [S tin theo giy bo lnh ny s c chit
khu................% khi pht hnh Chng nhn bn giao ton b cng trnh theo iu 10 ca cc
iu kin ca Hp ng](1)
Giy bo lnh ny s c hiu lc t ngy khi cng nh quy nh trong Hp ng.
i vi s khng p ng ca ngi chu trch nhim trong vic thc hin bt c ngha v
Hp ng no, hoc do xy ra bt c s vic hoc trng hp no c lit k ti Khon
15.2 ca cc iu kin ca Hp ng, ngi bo lnh s phi lm tha mn v tr tin cho
nhng thit hi m ngi th hng phi chu do s khng p ng, s vic hoc trng hp
(2). Tuy nhin, ton b trch nhim ca ngi bo lnh phi khng c qu s tin theo
Giy bo lnh.
Ngha v v trch nhim ca ngi bo lnh s khng hon thnh do bt k s cho php v
thi gian hoc bt c c n no khc m ngi th hng dnh cho ngi chu trch nhim,
hoc do bt k s bin i hoc tm dng cng trnh c thc hin theo Hp ng, hoc do
s sa i Hp ng hoc quy c ca ngi chu trch nhim hoc ngi th hng, hoc do
bt c vn no khc, bt k c hoc khng c s bit r hoc ng ca ngi bo lnh.
Bt c khiu ni no thuc Giy bo lnh ny phi c ngi bo lnh nhn vo hoc trc
(thi hn su thng sau hn d kin thi hn thng bo h hng ca cng trnh)
...........................(Ngy ht hn), khi giy bo lnh ny s ht hn v s c tr li cho
ngi bo lnh.
Li ch ca Giy bo lnh ny c th c chuyn nhng theo cc quy nh v chuyn
nhng Hp ng v ph thuc vo vic ngi bo lnh nhn c cc bng chng v vic
tun th ton b cc quy nh ny.
Giy bo lnh ny phi c iu chnh bi lut ca cng mt nc (hoc c quan quyn lc
khc) nh lut iu chnh Hp ng ny. Giy bo lnh ny kt hp v s ph thuc vo cc
quy tc thng nht v Giy bo lnh Hp ng, do Phng Thng mi quc t pht hnh s
524, v cc t ng c s dng trong Giy bo lnh ny phi cha ng cc ngha c
nu trong cc quy tc ny.
FIDIC
147
Do vy, Giy bo lnh ny c ban hnh bi Ngi chu trch nhim v Ngi bo lnh pht
hnh vo (ngy thng nm) ... ..................................................................................................
Ch k i din hoc thay mt ngi chu trch nhim ............................................................
Ch k i din hoc thay mt ngi bo lnh .........................................................................
(1)
B sung: [v khng c quyn thc hin cc ngha v ca ngi chu trch nhim theo
Hp ng]
hoc: [hoc theo la chn ca Ngi bo lnh (s c thc hin bng vn bn trong vng
42 ngy nhn c khiu ni nu r s khng p ng) thc hin cc ngha v ca
Ngi chu trch nhin theo Hp ng]
FIDIC
148
Ph lc E:
M t tm tt Hp ng ....... ..................................................................................................
Tn v a ch ca ngi th hng......................................................................(ngi m Hp
ng quy nh l Ch u t)
Chng ti c thng bo rng.........................(sau y c gi l Ngi chu trch
nhim) l Nh thu ca cc ng theo Hp ng ny v mun nhn c mt khon ng
trc, m Hp ng yu cu h phi c giy bo lnh.
Theo yu cu ca ngi chu trch nhim, chng ti (tn ngn hng) ....................theo y
cam kt thanh ton khng hy ngang cho cc ng, ngi th hng/ Ch u t, mt s tin
hoc nhng s tin tng cng li khng qu s tin...............................................(S tin theo
giy bo lnh bng ch:..................................) trn c s vic chng ti nhn c yu cu
bng vn bn v bn trnh by vit nu rng:
(a)
vic ngi chu trch nhim khng thanh ton li s tin thanh ton trc theo cc iu
kin ca Hp ng, v
(b)
Bo lnh ny s c hiu lc khi ngi chu trch nhim nhn c [ln u tin] s tin ng
trc. S tin bo lnh ny s c chit khu theo s tin thanh ton trc c thanh ton
cho cc ng, nh c bng chng bi cc thng bo ca cc ng c ban hnh theo Khon
14.6 ca cc iu kin ca Hp ng. Khi nhn c (t ngi chu trch nhim) mt bn sao
ca tng thng bo gii thch, chng ti s thng bo ngay cho ng s tin bo lnh c
iu chnh thch hp.
Bt c yu cu thanh ton no u phi c (cc) ch k ca ng m phi c cc ngn hng
ca ng hoc Phng Cng chng chng thc. Yu cu c chng thc v bin bn phi
c chng ti nhn ti vn phng ny vo hoc trc (Thi hn 70 ngy sau khi ht hn theo
d kin ca thi hn hon thnh).....................................(Thi hn ht hn), khi bo lnh
ny ht hn v phi c tr li cho chng ti.
Chng ti c thng bo rng ngi th hng c th yu cu ngi chu trch nhim gia
hn bo lnh ny nu khon tin ng trc khng c thanh ton vo thi hn 28 ngy trc
ngy ht hn ny. Chng ti cam kt tr cho ng s tin bo lnh ny khi chng ti nhn c,
trong vng 28 ngy, yu cu bng vn bn ca ng v bin bn rng s tin ng trc cha
c thanh ton li v bo lnh ny cn cha c gia hn.
Bo lnh ny s do cc lut ca...........................iu chnh v phi ph thuc vo cc quy tc
thng nht v bo lnh theo yu cu, do Phng Thng mi quc t pht hnh s 458, tr cc
quy nh trn.
Thi gian.................................(Cc) ch k ............................................................................
FIDIC
149
Ph lc F:
M t tm tt Hp ng ....... ..................................................................................................
Tn v a ch ca ngi th hng.........................................................................(ngi
Hp ng xc nh l Ch u t)
ngi chu trch nhim khng thc hin ngha v ca mnh sa cha cc thiu st
c th m h phi chu trch nhim theo Hp ng, v
(b)
FIDIC
150
Ph lc G:
M t tm tt Hp ng ....... ..................................................................................................
Tn v a ch ca ngi th hng ................... (ngi m Hp ng xc nh l Ch u t)
Chng ti c thng bo rng .........................(ngi m Hp ng quy nh l Ch u t
v ngi sau y gi l Ngi chu trch nhim) c yu cu c mt bo lnh ngn hng.
Theo yu cu ca ngi chu trch nhim, chng ti (tn ngn hng) ....................theo y
cam kt thanh ton khng hy ngang cho cc ng, ngi th hng/ Nh thu, mt s tin
hoc nhng s tin tng cng li khng vt qu ...............................................(bng ch
...............) khi chng ti nhn c yu cu bng vn bn v bin bn ca cc ng nu:
(a)
rng, v thanh ton ng theo Hp ng, ngi chu trch nhim khng thanh ton
y vo thi hn 14 ngy sau thi hn ca thi gian quy nh trong Hp ng m
trong thi gian vic thanh ton ny l ra phi c thc hin, v
(b)
FIDIC
151
IU KIN CHUNG
iu kin Hp ng
NH MY V
THIT K - XY DNG
CC MU TH D THU,
THA THUN HP NG
V THA THUN X L
TRANH CHP
DNG CHO CC NH MY C V IN V
CC CNG TRNH XY DNG V K THUT
DO NH THU THIT K
FIDIC
152
TH D THU
HP NG
KNH GI:
Chng ti kim tra Cc iu kin ca Hp ng, Cc yu cu ca Ch u t, cc bng
biu, cc ph lc v ch thch km theo s:.................hoc cng trnh c nu trn y.
Chng ti kim tra, hiu v sot xt cc ti liu ny v tin rng chng khng c sai st. Do
vy chng ti xin c thit k, thc hin v hon thnh cng trnh v sa cha cc sai st ny
sinh theo ng vi H s d thu ny bao gm tt c cc ti liu v xut km theo cho gi
trn gi l: (loi tin thanh ton)
Chng ti chp nhn cc khuyn ngh ca cc ng v vic ch nh Ban x l tranh chp nh
nu trong danh sch
[Chng ti hon chnh danh sch bng vic b sung khuyn ngh ca chng ti i
vi thnh vin khc ca Ban x l tranh chp, nhng cc khuyn ngh ny khng phi
l cc iu kin ca ngh ny].
Chng ti nht tr tun th theo H s d thu ny cho n................................ v n s rng
buc chng ti v c th c chp nhn bt k thi im no trc ngy ny. Chng ti
xc nhn rng Ph lc l mt phn ca Th d thu.
Nu ngh ny c chp nhn, chng ti s cung cp Bo lnh hp ng theo quy nh, bt
u cng vic ngay sau khi cng v hon thnh cc cng trnh ng vi cc ti liu c tn
trn trong thi hn hon thnh. Chng ti cam kt rng cng trnh s ng vi cc ni dung
bo m.
Tr phi v cho n khi mt tha thun chnh thc c lp v thc hin, cng vi s chp
nhn bng vn bn ca cc ng, Th d thu ny s lm thnh mt Hp ng rng buc gia
chng ta.
Chng ti hiu rng cc ng khng bt buc phi chp nhn bn cho gi thp nht hay bt k
bn cho khc m cc ng c th nhn c.
Ch k: ..............................vi t cch l: ..............................................................................
C thm quyn k Th d thu v thay mt cho.....................................................................
a ch: ...................................................................................................................................
.................................................................................................................................................
Ngy: ......................................................................................................................................
*
153
PH LC H S THU
[Ghi ch: ngoi tr cc iu khon m cc yu cu ca Ch u t c, cc thng tin sau
y phi c hon chnh trc khi h s thu c np]
Khon mc
Khon
Tn v a ch ca Ch u t.................. 1.1.2.2&1.3
Mc ghi
..................................................
..................................................
..................................................
..................................................
..................................................
..................................................
Tn v a ch ca Nh t vn ................ 1.1.2.4&1.3
..................................................
..................................................
..................................................
1.1.3.3 .............
...................ngy
1.1.3.7 .............
365 ngy
........................................ngy
FIDIC
5.1
...........% ca Gi Hp ng
cui cng cho mi
ngy, bng cc loi
154
tin t v cc t l
m Gi Hp ng c
th thanh ton
S tin ti a ca thit hi do chm tr.... 8.7
...........% ca Gi Hp ng
cui cng
Nu c cc khon tm thi:
Phn trm cho iu chnh cc khon
tm thi ............................................... 13.5(b) ...............
..........................%
.................................................................................................................................................
Ch k tt ca ng k H s thu ........................................................................................
Nu khon 13.8 p dng:
iu chnh do thay i trong chi ph:
Bng s liu iu chnh ........................... 13.8 ................... Cho cc khon thanh ton mi
thng/nm .................... (tin)
H s; Phm vi
ca ch s
Nc xut x;
Tin t ca ch s
Ngun ca ch s;
Tn/xc nh
Gi tr vo ngy
cng b
Gi tr
Ngy
a = 0.10 c nh
............................
.............................
....................................
b = .......Lao ng
............................
..............................
.....................................
c = ......................
............................
.............................
....................................
d = ......................
............................
.............................
....................................
14.2 ................
..........................................
14.2 ................
FIDIC
ng t hn cc s tin d
phng
Chi tr dn khon ng trc .................... 14.2(b)................
.................%
.................%
.............% ca s tin c
chp thun theo Hp ng
14.6 ...................
................% ca s tin
c chp thun theo
Hp ng
Nu cc thanh ton ch c thc hin bng loi tin t/cc loi tin t c nu tn trong
trang u ca Th d thu:
Loi tin t/cc loi tin t thanh ton .....
14.15 .................
nh c nu tn trong
Th d thu
..................................................................................................................................................
Ch k tt ca ngi k H s thu .......................................................................................
Nu mt s khon thanh ton c tr bng mt loi tin/cc loi tin khng c nu tn
trong trang u ca Th d thu:
Cc loi tin thanh ton ........................... 14.15 ...................
n v tin t
T gi hi oi: t l tin
ni t/mt n v ngoi t
Ni t: ......................
FIDIC
.....................................{tn}
1.000
156
Ngoi t: ..................
.....................................{tn}
.................................................
..................
.....................................{tn}
.................................................
.................................................................................................................................................
Cc khong thi gian np bo him:
(a) Chng t bo him ............................ 18.1 .....................
.....................ngy
.....................ngy
20.2 ...................
l: ......................................
Mt thnh vin duy nht/
ngi x l
Hoc
Ban x l tranh chp c ba
thnh vin
Nu c cc hng mc:
nh ngha cc hng mc:
.................................................................................................................................................
M t
Thi gian
Thit hi do chm tr
(Khon 1.1.5.6)
S tin c chp
Hon thnh
(Khon 8.7)
thun theo Hp ng
(Khon 1.1.3.8)
.........................
.......................................
..........................
...................................
.........................
.......................................
..........................
...................................
.........................
.......................................
..........................
...................................
FIDIC
157
* Nhng phn trm ny cng s c p dng cho mi na phn tin gi li theo Khon
14.9.
[Trong Ph lc trn, phn in nghing nhm gip ngi son tho mt Hp ng ring
bng vic cung cp hng dn v cc iu khon lin quan n Hp ng ring ny. Phn
in nghing ny khng cn gp vo trong H s thu v nhn chung n t ra khng thch
hp cho cc ng thu]
..................................................................................................................................................
Ch k tt ca ngi k H s thu .......................................................................................
FIDIC
158
THA THUN HP NG
Tha thun ny c lp vo ..................... ngy .................... thng .................nm ...........
Gia ......................... ca ........................ (di y c gi l Ch u t) ca mt Bn
V ............................ ca ........................ (di y c gi l Nh thu) ca Bn kia
Cn c mong mun ca Ch u t i vi cng trnh c bit n l ............................... cn
c thc hin bi Nh thu, v chp nhn h s thu ca Nh thu thc hin v hon
thnh cng trnh ny v sa cha mi sai st trong .
Ch u t v Nh thu tha thun nh sau:
1.
2.
(b)
Th d thu ...
(c)
Phn ph ch
(d)
Cc iu kin ca Hp ng
(e)
Cc yu cu ca Ch u t
(f)
(g)
xut ca Nh thu
3.
4.
Ch u t tha thun thanh ton cho Nh thu, c xem xt n vic thc hin v hon
thnh cng trnh v sa cha cc sai st h hng, Gi Hp ng ti cc thi im v
theo phng thc c Hp ng quy nh.
Ngi k ..............................................
Thay mt Ch u t trong s c mt ca
a ch: .................................................
FIDIC
159
2.
3.
4.
5.
Ch u t v Nh thu cng cam kt chung v cam kt ring chi tr cho thnh vin,
c xem xt vic thc hin cc dch v ny, theo iu 6 ca iu kin chung ca tha
thun x l tranh chp.
6.
Thay mt Nh thu vi
s c mt ca
FIDIC
160
2.
3.
4.
5.
Ch u t v Nh thu cng cam kt chung v cam kt ring chi tr cho thnh vin,
c xem xt vic thc hin cc dch v ny, theo iu 6 ca iu kin chung ca tha
thun x l tranh chp.
6.
FIDIC
161
HIP HI QUC T CC K S T VN
iu kin hp ng
D n EPC/Cha kha trao tay
iu kin chung
Hng dn son tho iu kin ring
Cc mu th d thu, tha thun hp ng v
Tha thun x l tranh chp
FIDIC
162
IU KIN CHUNG
iu kin Hp ng
D N EPC/
CHA KHA TRAO TAY
CC MU TH D THU,
THA THUN HP NG
V THA THUN X L
TRANH CHP
Sa i ln th nht 1999
FIDIC
163
FIDIC
164
FIDIC
165
Nu vic xy dng dnh lu n cng trnh ngm hoc cng trnh cc khu vc khc
m h khng kim tra c.
FIDIC
166
LI CM N
Hip hi Quc t cc K s T vn (FIDIC) xin chn thnh cm n cc thnh vin sau y ca
T cng tc cp nht ti liu: Christopher Wade (Trng nhm), SWECO-VBB Thy in;
Peter L Booen (Ngi son tho chnh), GIBB Ltd, Vng quc Anh; Hermann Bayerlein,
Fichtner, c; Christopher R Seppala (C vn php l), White & Case, Php; v Jose F
Speziale, IATASA, Achentina.
Vic chun b c tin hnh di s ch o chung ca y ban v cc Hp ng ca FIDIC
bao gm cc ng Dohn B Bowcock, k s t vn, Vng quc Anh (Ch tch); Michael
Mortimer Hawkins, Swedpower, Thy in; v Axel-Volkmar Jaeger, Schmidt Reuter
Partner, c; cng vi ng K B (Jony) Norris, c vn c bit.
Cc d tho c nhiu c nhn v t chc c tn trong danh sch di y r sot li. Nhng
nhn xt ca h c Nhm cng tc cp nht nghin cu kp thi v nhng ch thch
hp cc nhn xt c sa li li vn ca cc iu khon, Mushtag Ahmad, NESPAK,
Pakistan; Peter Batty, Post Buckley International, M; Roeland Bertrams Clifford Chance, H
Lan; Charles G Borthwich, SwedPower, Thy in; Manfred Breege. Lahmeyer International,
c; Pablo Bueno, TYPSA, Ty Ban Nha; Nael G Bunni, K s T vn, Ai len; lan Fraser,
Beca Carter Hollising & Ferner Niu Di ln; Roy Goode, i hc Oxford, Vng quc Anh;
Dan W Graham, Bristows Cooke & Carpmael, Vng quc Anh; Mark Griffiths, Griffiths &
Armour, Vng quc Anh; Geoffrey F Hawker, K s T vn, Vng quc Anh; Hesse &
Steinberger, VDMA, c; Poul E Hvilsted Elsamprojekt, an Mch; Lennart Iwar, Lindahl,
Thy in; Gordon L Jaynes, Whitman Breed Abbott & Morgan, Vng quc Anh; Tonny
Jensen (Ch tch y ban qun l cht lng ca FIDIC); COWI, an Mch; Martin Klapper,
Hopgood v Ganim, xtrylia; Philip Loots v Hip hi Nam Phi; Neil McCole, Merz and
McLellan, Vng quc Anh; Matthew Needham Laing, Victoria Russell v Paul J Taylor,
Berrymans Lace Mawer, Vng quc Anh; J Gordon Rees, Binnie Black v Veatch, Vng
quc Anh; Tim Raynolds, Constant & Constant, Anh; David R.Wightman & Gerlando Butera,
Nabarro Nathanson, Vng quc Anh; Hip hi cc k s t vn Nht Bn; C quan Cng
nghip Xy dng Phi Lip Pin; Vereniging voor Bouwrecht, H Lan; T chc Quc t Cc Nh
thu Chu u (EIC); C quan Lin lc Cng nghip Kim loi Chu u (ORGALIME);
Hip hi Quc t Cc Nh thu lm cng vic no vt, Hi lut gia Quc t; Ngn hng Pht
trin Chu ; v Ngn hng Th gii. S tha nhn ca nhng c nhn v t chc ni trn
khng c ngha l h thng qua cc din t ca tt c cc iu khon. c bit, EIC v
ORGALIME nu r cc im hn ch v mt s iu ca hp ng EPC.
FIDIC xin c nh gi cao thi gian v cng sc b ra ca tt c cc c nhn v t chc
trn y.
Quyt nh cui cng v hnh thc v ni dung ca ti liu vn thuc v FIDIC.
FIDIC
167
LI NI U
Trong nm 1999, Hip hi quc t cc k s t vn (FIDIC) cng b ln xut bn th nht
ca 4 dng hp ng tiu chun mi:
iu kin ca Hp ng Xy dng,
Dng ny c khuyn ngh dng cho cc cng trnh xy dng hoc k thut do Ch u t
hoc k thut do Ch u t hoc i din ca Ch u t, cc Nh t vn thit k. Theo s
sp xp thng thng i vi cc loi hp ng ny th Nh thu xy dng thc hin cng
trnh ng vi thit k do Ch u t cung cp. Tuy nhin cng trnh c th bao gm mt s
hng mc v c, in v/hoc xy dng do Nh thu thit k.
iu kin ca Hp ng Nh my v Thit k - Xy dng,
Dng ny c khuyn ngh dng cho vic cung cp nh my in v/hoc c kh v cho vic
thit k v thi cng cc cng trnh xy dng hoc k thut. Theo s sp xp thng thng i
vi loi hp ng ny th Nh thu thit k v cung cp cc nh my v/hoc cc cng vic
khc theo cc yu cu ca Ch u t m n c th kt hp c cc cng vic h tng, c, in
v/hoc xy dng.
iu kin Hp ng cho cc D n EPC/Cha kha trao tay (EPC l: k thut mua sm, xy
dng ND)
Dng ny c th thch hp vi vic cung cp trn c s cha kha trao tay mt dy chuyn hay
mt nh my in, mt x nghip hay c s tng t hoc mt d n h tng hoc mt loi d
n pht trin khc m : (i) gi thnh v thi gian c yu cu cao hn, v (ii) Nh thu
chu trch nhim hon thnh i vi thit k v thi cng cng trnh, vi s tham gia rt t ca
Ch u t. Theo s sp xp thng thng, i vi cc d n cha kha trao tay th Nh thu
thc hin mi cng vic K thut, Mua sm v Xy dng (EPC): cung cp trang thit b ng
b, sn sng vn hnh (ti lc cha kha trao tay).
Dng Hp ng ngn,
Dng ny c khuyn ngh dng cho cc cng trnh xy dng hoc k thut c vn tng i
nh. Ty theo loi cng vic v iu kin c th, dng ny cng c th thch hp i vi cc
hp ng c gi tr ln hn, c bit i vi cng trnh tng i n gin, lp i lp li hoc
cng trnh lm trong thi gian ngn. Theo sp xp thng thng i vi loi hp ng ny th
Nh thu xy dng cng trnh ph hp theo thit k do Ch u t hay i din ca Ch u
t (nu c) cung cp, nhng dng ny cng c th thch hp i vi mt hp ng c hoc bao
gm ton b cc cng vic h tng v c, in v/hoc xy dng do Nh thu thit k.
Cc dng hp ng c khuyn ngh cho vic s dng chung khi vic u thu c mi
trn c s quc t. C th yu cu sa i mt s quyn hn php l no , c bit nu cc
iu kin c dng trong nhng hp ng trong nc. FIDIC coi cc vn bn chnh thc v
ng tin cy l bng ting Anh.
Khi son tho iu kin Hp ng cho d n EPC/Cha kha trao tay ny, thy rng, trong
khi c nhiu khon s c p dng rng ri th c mt s khon no cn thit phi thay
i tnh n cc tnh hung lin quan n hp ng ring. Nhng khon c xem l c th
FIDIC
168
(ii)
(iii)
(b)
trong nhng trng hp khc, nhng ch m vic p dng (a) khng thch
hp th khon nn c cc qui nh c xem l c th p dng cho hu ht cc
hp ng.
V d, Khon 14.2 (ng trc) c a vo l cho thun tin ch khng phi v chnh
sch no ca FIDIC lin quan n vic tm ng. Khon ny s khng p dng c (thm
ch c nu n khng b gch b) nu n b b qua do khng trnh by r chi tit s tin thanh
ton trc. Cn lu rng mt vi quy nh nm trong iu kin chung c th khng thch
hp i vi mt hp ng mang tnh in hnh.
Nhng thng tin tip theo v mt ny, v d cu ch cho nhng quy nh khc, v nhng ti
liu gii thch khc v 1 phiu kim tra v v d v cu ch gip son tho iu kin ring
v nhng h s mi thu khc c gp chung li trong ln xut bn ny thnh Hng dn
son tho iu kin ring. Trc khi a thm bt c v d v cu vn no, cn kim tra
m bo l n hon ton ph hp cho tnh hung ring ; nu khng n s phi sa li.
nhng ch m vn a ra lm v d c sa li v trong trng hp khi c nhng sa i
v li vn hoc c cc b sung khc, cn phi thn trng m bo khng to ra nhng ch
ti ngha hoc l ca iu kin chung hoc gia cc iu khon ca iu kin ring. Mt iu
rt c bn l tt c nhng nhim v d tho ny v ton b vic son tho h s mi thu phi
c giao ph cho ngi c trnh thch ng k c v mt hp ng, k thut v mua sm.
FIDIC
169
Ngy hn
FIDIC
170
Pht hnh
Cc Ti liu
mi thu
Np
H s
d thu
Thi hn
u thu
<28
ngy
10.1 Cp
chng ch
nghim thu
11.9 Cp
chng ch
thc hin
Thi hn
thng bo
sai st 3
Ngy
hn
28
ngy
K tha
thun
Hp ng
11 Thng
Chm tr do bo cc
Nh thu 2 sai st
<21
ngy
Sa cha
sai st
4.2 Tr li
bo lnh
thc hin
hp ng
2.
3.
4.
FIDIC
171
14.3 Nh thu np bo
co cho Ch u t
Mi ln
thanh ton
tm hng
thng (hoc
cch khc)
14.6 Ch u t
cp cho Nh thu
thng bo v s
tin c hng
<56 ngy
<28 ngy
Thanh ton
cui cng
<42 ngy
14.11 Nh thu np d
tho bo co cui cng
cho Ch u t
14.11 Nh thu
np bo co cui
cng v 14.2
trang tri xong
14.7 Ch
u t
thanh ton
20.2 Cc bn
ch nh Ban
XLTC (DAB)
20.4 Mt bn trnh
BXLTC (DAB)
xem xt 1 tranh chp
20.4 Mt bn
c th ra
thng bo v
s khng tha
mn
20.6 Mt bn
c th khi
xung s phn
x trng ti
Ha gii mt cch hu ho
Cc bn a ra
kin vi BXLTC
(DAB)
<28 ngy
<84 ngy
<28 ngy
BXLTC
(DAB) ra
quyt nh
>56 ngy
Trng ti/ cc
trng ti c
ch nh
FIDIC
172
IU KIN CHUNG
iu kin Hp ng
D N EPC/
CHA KHA TRAO TAY
CC MU TH D THU,
THA THUN HP NG
V THA THUN X L
TRANH CHP
iu kin chung
FIDIC
173
IU KIN CHUNG
NI DUNG
1.
1.1
nh ngha
1.2
Din gii
1.3
1.4
Lut v ngn ng
1.5
Th t u tin ca cc ti liu
1.6
Tha thun hp ng
1.7
Nhng li
1.8
1.9
Vic bo mt
1.10
1.11
1.12
Cc chi tit b mt
1.13
1.14
2.
CH U T
2.1
2.2
2.3
Nhn lc ca Ch u t
2.4
S thu xp ti chnh ca Ch u t
2.5
Khiu ni ca Ch u t
3.
VIC IU HNH CA CH U T
3.1
i din ca Ch u t
3.2
Nhn lc khc ca Ch u t
3.3
Ngi c y quyn
3.4
Cc ch dn
3.5
Quyt nh
4.
4.1
FIDIC
NH THU
Trch nhim chung ca Nh thu
174
4.2
4.3
i din Nh thu
4.4
Nh thu ph
4.5
Nh thu ph c c
4.6
Hp tc
4.7
nh v cc mc
4.8
Cc quy nh v an ton
4.9
m bo cht lng
4.10
4.11
Tnh cht y ca Gi Hp ng
4.12
4.13
4.14
4.15
ng vo cng trng
4.16
Vn chuyn hng ha
4.17
Thit b Nh thu
4.18
Bo v mi trng
4.19
in, nc v kh t
4.20
Thit b v vt liu cp t do ca Ch u t
4.21
Bo co tin
4.22
4.23
4.24
C vt
5.
THIT K
5.1
5.2
Cc ti liu ca Nh thu
5.3
m bo ca Nh thu
5.4
5.5
o to
5.6
5.7
5.8
Li thit k
6.
6.1
FIDIC
175
6.2
6.3
6.4
Lut lao ng
6.5
Gi lao ng
6.6
6.7
6.8
Gim st ca Nh thu
6.9
Nhn lc Nh thu
6.10
6.11
Hnh vi gy ri
7.
7.1
7.2
Mu m
7.3
Gim nh
7.4
Kim nh (th)
7.5
T chi
7.6
7.7
7.8
L ph s dng
8.
8.1
Khi cng
8.2
8.3
8.4
8.5
8.6
8.7
8.8
8.9
Hu qu ca vic tm ngng
8.10
8.11
8.12
Ni li cng vic
FIDIC
176
9.
9.1
Ngha v Nh thu
9.2
9.3
Th (kim nh) li
9.4
10.
NGHIM THU CA CH U T
10.1
10.2
10.3
11.
11.1
11.2
11.3
11.4
11.5
11.6
Cc kim nh thm
11.7
Quyn c ra vo
11.8
11.9
12.
12.1
12.2
12.3
Th (kim nh) li
12.4
13.
BIN I V IU CHNH
13.1
Quyn c bin i
13.2
T vn v gi tr cng trnh
13.3
Th tc bin i
13.4
13.5
Tin d chi
13.6
Ngy lm vic
FIDIC
177
13.7
13.8
14.
GI HP NG V THANH TON
14.1
Gi hp ng
14.2
ng trc
14.3
14.4
14.5
14.6
Thanh ton tm
14.7
14.8
14.9
15.
CHM DT HP NG BI CH U T
15.1
Thng bo sa cha
15.2
Chm dt hp ng bi Ch u t
15.3
Xc nh gi vo ngy chm dt hp ng
15.4
15.5
Quyn chm dt hp ng ca Ch u t
16.
16.1
16.2
Chm dt hp ng bi Nh thu
16.3
16.4
17.
RI RO V TRCH NHIM
17.1
Bi thng
17.2
17.3
Ri ro ca Ch u t
FIDIC
178
17.4
Hu qu cc ri ro ca Ch u t
17.5
17.6
18.
BO HIM
18.1
Cc yu cu chung v bo him
18.2
18.3
18.4
19.
BT KH KHNG
19.1
nh ngha v bt kh khng
19.2
Thng bo v bt kh khng
19.3
19.4
Cc hu qu ca bt kh khng
19.5
19.6
19.7
20.
20.1
Khiu ni ca Nh thu
20.2
20.3
20.4
20.5
Ha gii mt cch hu ho
20.6
Trng ti
20.7
20.8
PH LC
CC IU KIN CHUNG CA THA THUN X L TRANH CHP
BN MC LC CC KHON
FIDIC
179
Ngy hn
1.1.6.5
Lut
1.1.3.6
1.1.4.5
Ni t
1.1.3.7
Hp ng
1.1.5.3
Vt liu
1.1.3.8
Tha thun Hp ng
1.1.2.1
Bn
1.1.3.9
Gi Hp ng
1.1.3.8
1.1.2.3
Nh thu
1.1.1.5
1.1.6.1
H s Nh thu
1.1.6.6
1.1.5.1
Thit b Nh thu
1.1.5.4
1.1.2.7
Nhn lc Nh thu
1.1.5.5
Thit b
1.1.2.5
i din Nh thu
1.1.4.6
S tin tm thi
1.1.4.2
Chi ph
1.1.4.7
Tin gi li
1.1.6.2
Nc s ti
1.1.1.5
1.1.2.9
1.1.5.6
1.1.2.9
Ngy
1.1.6.7
Cng trng
1.1.3.7
1.1.4.8
Bn k khai
1.1.2.2
Ch u t
1.1.2.8
Nh thu ph
1.1.6.3
Thit b Ch u t
1.1.3.5
1.1.2.6
Nhn lc Ch u t
1.1.5.7
Cng trnh tm
1.1.2.4
i din ca Ch u t
1.1.1.4
H s d thu
1.1.1.3
Cc yu cu ca Ch u t
1.1.3.6
1.1.2.10
FIDIC
1.1.3.4
1.1.4.3
1.1.3.3
1.1.6.4
Bt kh khng
1.1.6.8
1.1.4.4
Ngoi t
1.1.6.9
Bin i
1.1.5.2
Hng ha
1.1.5.8
Cng trnh
1.1.3.9
Nm
FIDIC
180
IU KIN CHUNG
1.
1.1
nh ngha
Trong Nhng iu kin ca Hp ng (Nhng iu kin ny) bao gm iu kin
ring v iu kin chung ny, nhng t v cm t lit k di y s c ngha nh quy
nh bn di. Nhng t ch ngi hoc cc bn, c ngha bao gm cng ty v cc
n v php nhn khc, tr nhng ch m ng cnh i hi phi hiu khc.
1.1.1 Hp ng
1.1.1.1
1.1.1.2
1.1.1.3
Yu cu ca Ch u t l ti liu c ly tiu cc yu cu ca Ch
u t, c a vo trong Hp ng, v bt k s b sung v sa i ti
liu ny ph hp vi Hp ng. Ti liu ny nu c th mc ch, phm vi
v/hoc cc tiu chun thit k v/hoc cc c tnh k thut khc i vi
Cng trnh.
1.1.1.4
1.1.2 Cc bn v cc c nhn
FIDIC
1.1.2.1
1.1.2.2
1.1.2.3
1.1.2.4
1.1.2.5
181
1.1.2.6
Nhn lc Ch u t l i din ca Ch u t, cc tr l c
ni ti trong Khon 3.2 [Nhn lc khc ca Ch u t] v tt c
nhng nhn vin, ngi lao ng khc, hoc nhng ngi lm khc
ca Ch u t v i din Ch u t thng bo cho Nh thu l
nhn lc Ch u t.
1.1.2.7
1.1.2.8
1.1.2.9
1.1.2.10
FIDIC
1.1.3.1
1.1.3.2
Thi hn hon thnh l thi gian hon thnh cng trnh hoc
hng mc cng trnh (ty tng trng hp) theo Khon 8.2 [Thi
hn hon thnh] nh nu trong iu kin ring vi bt c s ko
di theo Khon 8.4 [Gia hn thi gian hon thnh], c tnh t
ngy khi cng.
1.1.3.3
1.1.3.4
1.1.3.5
182
1.1.3.6
1.1.3.7
1.1.3.8
1.1.4.2
1.1.4.3
1.1.4.4
1.1.4.5
Ni t l tin t ca nc s ti.
1.1.4.6
1.1.4.7
1.1.4.8
FIDIC
1.1.5.3
1.1.5.4
1.1.5.5
1.1.5.6
1.1.5.7
1.1.5.8
FIDIC
1.1.6.1
1.1.6.2
1.1.6.3
1.1.6.4
1.1.6.5
1.1.6.6
184
1.2
1.1.6.7
1.1.6.8
1.1.6.9
Bin i l bt k s bin ng no i vi yu cu ca Ch u
t hoc cng vic c ch dn hoc chp thun l s bin i theo
iu 13 [Bin i v iu chnh]
Din gii
Trong, Hp ng tr trng hp ng cnh yu cu khc, cn th:
(a)
(b)
(c)
(d)
FIDIC
(a)
(b)
(ii)
185
Lut v ngn ng
Hp ng chu s iu tit theo lut ca nc s ti (hoc quyn lc php l khc)
c nu trong iu kin ring.
Nu c bt c phn no ca Hp ng c dch bng nhiu hn mt th ngn ng th
bn dch thc hin bng ngn ng ch o c nu trong phn iu kin ring, s
chim u th.
Ngn ng giao dch phi l ngn ng quy nh trong iu kin ring. Nu trong
khng quy nh ngn ng giao dch, th phi dng ngn ng m Hp ng (hoc a
phn Hp ng) c son tho.
1.5
Th t u tin ca cc ti liu
Cc ti liu to thnh Hp ng c dng gii thch chung gia cc bn. Vi mc
ch din gii, th t u tin ca cc ti liu theo trnh t sau:
1.6
(i)
(b)
iu kin ring
(c)
iu kin chung
(d)
Cc Yu cu ca Ch u t
(e)
Tha thun Hp ng
Hp ng s hon ton c hiu lc thi hnh t ngy c nu r trong tha thun Hp
ng. Chi ph ng du v chi ph tng t (nu c) theo lut nh lin quan n vic
k kt tha thun Hp ng do Ch u t chu.
1.7
Nhng li
Khng bn no c chuyn nhng ton b hoc mt phn Hp ng hoc bt c
phn li ch hoc quyn li trong hoc theo Hp ng. Tuy nhin, cc bn:
FIDIC
(a)
(b)
186
1.8
1.9
Vic bo mt
Ngoi tr trng hp cn thit thc hin theo ngha v hoc tun theo cc Lut hin
hnh, c hai bn u phi xem cc chi tit ca Hp ng l b mt v ca ring mnh.
Nh thu khng c xut bn, cho php xut bn hay l bt k chi tit no ca
cng trnh trn mi sch bo thng mi hoc k thut hoc mt ni no khc m
khng c s tha thun trc ca Ch u t.
1.10
(b)
(c)
FIDIC
187
1.11
1.12
Cc chi tit b mt
Nh thu khng b yu cu phi tit l cho Ch u t bt c mt thng tin no m
Nh thu trnh by trong H s d thu nh l chi tit bo mt. Nh thu s phi tit l
bt k thng tin no khc m iu kin ringc th yu cu mt cch hp l iu tra
v xc nh vic tun th Hp ng ca Nh thu.
1.13
1.14
(a)
iu kin ring phi c (hoc s phi c) giy php quy hoch, phn vng hoc
giy php tng t cho cng trnh vnh cu, v cc giy php khc c m t
trong Yu cu ca Ch u t nh Ch u t c hoc s c; v Ch u t
phi bi thng v gnh chu thit hi cho Nh thu do hu qu sai st do mnh
gy ra; v
(b)
FIDIC
(a)
(b)
(c)
188
2.
CH U T
2.1
ko di thi gian b cho s chm tr ny, nu vic hon thnh b chm hoc s
b chm, theo Khon 8.4 [Gia hn thi gian hon thnh]
(b)
Sau khi nhn c thng bo ny, Nh t vn phi thc hin theo Khon 3.5 [Quyt
nh] nht tr hoc quyt nh vn ny.
Tuy nhin, nu v trong phm vi m vic Ch u t khng cho php nhng quyn y
cho Nh thu l do sai st hoc s chm tr ca Nh thu bao gm mt sai st, hoc
chm tr trong vic np bt c ti liu no ca Nh thu, th Nh thu s khng c
quyn hng vic gia hn thi gian, chi ph hoc li nhun nh vy.
2.2
FIDIC
(a)
(b)
v vic xin giy php hoc giy chp thun m Lut nc s ti yu cu, gm
nhng loi:
(c)
(ii)
189
2.3
Nhn lc ca Ch u t
Ch u t phi chu trch nhim m bo cho ngi ca Ch u t v cc Nh thu
khc ca Ch u t trn cng trng:
2.4
(a)
(b)
S Thu xp ti chnh ca Ch u t
Ch u t phi trnh, trong vng 28 ngy sau khi nhn c bt k yu cu no ca
Nh thu, bng chng hp l l thu xp ti chnh c thc hin v ang c duy
tr, iu s to iu kin cho Ch u t c th thanh ton Gi hp ng (nh d
ton vo thi im ) theo iu 14 [Gi hp ng v thanh ton], nu Ch u t d
nh thc hin nhng thay i c th no i vi vic sp xp ti chnh th Ch u
t phi thng bo cho Nh thu cc chi tit c th.
2.5
Khiu ni ca Ch u t
Nu Ch u t t xt thy mnh c quyn vi bt k thanh ton no theo bt c iu
no ca nhng iu kin ny hoc cc quy nh khc lin quan n Hp ng, v/hoc
i vi vic ko di thi gian thng bo sai st, Ch u t phi thng bo v cung cp
cc chi tit c th cho Nh thu. Tuy nhin, khng phi thng bo i vi cc khon
thanh ton ng hn theo Khon 4.19 [in, nc v kh t], theo Khon 4.20 [Thit
b ca Ch u t v vt liu cp t do], hoc cc dch v khc do Nh thu yu cu.
Phi thng bo cng c tnh hin thc cng tt sau khi Ch u t nhn thy vn
hoc tnh trng dn ti khiu ni. Thng bo v vic ko di Thi hn thng bo sai st
phi c thc hin trc khi ht hn thi gian thng bo.
Cc thng tin chi tit phi xc nh c th iu hoc c s khiu ni khc, v phi bao
gm minh chng ca s tin v/hoc s ko di m Ch u t t cho mnh c quyn
c hng lin quan n Hp ng. Ch u t sau phi tin hnh theo Khon 3.5
[Quyt nh] nht tr hoc quyt nh (i) s tin (nu c) m Ch u t c quyn
c Nh thu thanh ton v/hoc (ii) ko di (nu c) thi hn thng bo sai st theo
Khon 11.3 [Ko di thi hn thng bo sai st].
Ch u t c th khu tr s tin ny t bt k khon n hay s n no ca Nh thu.
Ch u t ch c quyn tr hoc gim s tin t tng s c xc nhn khon n
ca Nh thu, hoc theo mt khiu ni no khc i vi Nh thu theo Khon ny hoc
on ph (a) v/hoc (b) ca Khon 14.6 [Thanh ton tm]
FIDIC
190
3.
VIC IU HNH CA CH U T
3.1
i din ca Ch u t
Ch u t c th ch nh mt i din hnh ng thay mt cho mnh theo hp
ng. Trong trng hp ny, Ch u t phi cung cp cho Nh thu thng bo v tn,
a ch, nhim v v quyn hn i din ca mnh.
i din ca Ch u t s phi thc thi cc nhim v c phn cng cho mnh, v
s thc hin cc quyn lc c y thc bi Ch u t. Tr phi v cho n khi Ch
u t thng bo khc cho Nh thu, i din ca Ch u t c coi l c ton
quyn ca Ch u t theo Hp ng, ngoi tr chi tit c th trong iu 15 [Chm
dt hp ng bi Ch u t].
Nu Ch u t mun thay th bt c ngi no c ch nh lm i din cho mnh
th trong vng khng t hn 14 ngy, Ch u t phi cung cp cho Nh thu mt
thng bo v tn a ch, nhim v v quyn hn i din ca mnh.
3.2
3.3
Ngi c y quyn
Tt c nhng ngi bao gm i din Ch u t v cc tr l, nhng ngi c phn
cng nhim v hoc y quyn quyn hn ca Ch u t, s ch c quyn a ra cc
ch dn cho Nh thu trong trng hp c nu r trong vic y quyn. Bt k s
chp thun, xem xt, xc nhn, ng , kim tra, gim st, ch dn, thng bo, xut,
yu cu, kim nh, hoc cc hnh ng tng t ca ngi c y quyn, ph
hp vi vic y quyn, s c cng hiu lc nh l nu hnh ng do chnh Ch u
t thc hin. Tuy nhin:
FIDIC
(a)
(b)
191
(c)
3.4
Cc ch dn
Ch u t c th a ra cho Nh thu nhng ch dn cn thit Nh thu thc hin
ngha v ca mnh theo hp ng. Mi mt ch dn phi c vit thnh vn bn v
phi nu r ngha v lin quan n n v cc Khon (hoc iu khon khc ca Hp
ng) m trong cc ngha v c ghi r. Nu hng dn dn n mt bin i th
p dng iu 13 [Bin i v iu chnh]
Nh thu phi tip nhn cc ch dn ca Ch u t, hoc ca i din Ch u t hay
tr l ngi c quyn hn chnh ng c y quyn theo iu ny.
3.5
Quyt nh
Bt k khi no iu kin ny quy nh rng Ch u t phi thc hin theo Khon 3.5
ng hoc quyt nh vn , Ch u t phi trao i vi Nh thu c gng i
n tha thun. Nu khng t c tha thun, Ch u t phi a ra mt quyt nh
khch quan ph hp Hp ng vi s xem xt k tt c cc bi cnh lin quan.
Ch u t phi thng bo cho Nh thu tng tha thun hoc quyt nh vi cc
thng tin c th chng minh. Mi bn phi c gng tn trng hiu lc ca mi tha
thun hoc quyt nh, tr phi Nh thu a ra mt thng bo cho Ch u t v s
khng tha mn ca mnh vi quyt nh trong vng 14 ngy k t khi nhn c
thng bo. Sau , bn kia c th chuyn s bt ng cho Ban x l tranh chp theo
Khon 20.4 [C quyt nh ca Ban x l tranh chp].
FIDIC
192
4.
NH THU
4.1
4.2
FIDIC
193
(a)
(b)
(c)
(d)
Ch u t phi bi thng v gnh chu nhng thit thi cho Nh thu v nhng h
hng, tn tht v chi ph (bao gm chi ph v l ph t php) do vic khiu ni v Bo
lnh thc hin gy nn phm vi m Ch u t khng c php khiu ni.
Ch u t phi tr li Bo lnh thc hin cho Nh thu trong vng 21 ngy sau khi
nhn c mt bn sao Chng ch nghim thu.
4.3
i din Nh thu
Nh thu phi ch nh i din Nh thu v y quyn cho ngi i din hnh ng
thay mt Nh thu trong Hp ng.
Tr phi i din Nh thu c nu tn trong Hp ng, trc ngy khi cng, Nh
thu phi np cho Ch u t tn v cc chi tit ca ngi m Nh thu ngh lm
i din ca Nh thu xem xt v ng . Nu ngi ny khng c chp nhn
hoc sau b gt b hoc nu ngi c b nhim khng m bo hot ng vi t
cch l ngi i din Nh thu th, mt cch tng t, Nh thu phi trnh tn v cc
thng tin chi tit ca ngi i din khc thch hp cho v tr ny.
Nu khng c s ng trc ca Ch u t, Nh thu khng c bi nhim i
din Nh thu hoc b nhim ngi khc thay th.
i din ca Nh thu, thay mt Nh thu, phi tip nhn cc ch dn theo Khon 3.4
[Cc ch dn]
i din ca Nh thu c th y nhim quyn hnh, chc nng v thm quyn cho bt
c ngi no c nng lc v c th hy b vic y thc ny ti bt c thi im no.
Vic y thc hoc hy b s ch c hiu lc khi Ch u t nhn c thng bo trc
do i din Nh thu k, nu tn ngi ny v quy nh quyn hnh, chc nng v
thm quyn c giao hoc hy b.
i din ca Nh thu v nhng ngi ny phi thng tho ngn ng giao tip c
xc nh ti Khon 1.4 [Lut v Ngn ng].
4.4
Nh thu ph
Nh thu khng c giao cho thu ph ton b cng trnh.
FIDIC
194
Nh thu phi chu trch nhim v mi hnh ng hoc sai st ca thu ph, cc i
din hoc nhn vin ca h nh th l hnh ng v sai st ca Nh thu. Khi
c xc nh trong iu kin ring, khng chm hn 28 ngy, Nh thu phi giao cho
Ch u t thng bo v:
4.5
(a)
(b)
(c)
Nh thu ph c c
Trong Khon ny, Nh thu ph c c l mt thu ph m Ch u t, theo
iu 13 [Bin i v iu chnh], ch dn cho Nh thu thu lm nh mt thu ph.
Nh thu khng c ngha v phi thu mt thu ph c c m Nh thu khng
ng mt cch hp l bng vic thng bo cho Ch u t cng nhanh cng tt vi
cc chi tit chng minh.
4.6
Hp tc
Nh c quy nh trong Hp ng hoc ch dn ca Ch u t, Nh thu phi to
ra cc c hi thch hp thc hin cng vic i vi:
(a)
nhn lc ca Ch u t,
(b)
(c)
FIDIC
195
4.7
nh v cc mc
Nh thu phi nh v cng trnh theo cc im gc, tuyn v cao trnh tham chiu
c xc nh trong Hp ng. Nh thu s chu trch nhim v vic nh v ng tt
c cc hng mc ca cng trnh v phi iu chnh sai st v v tr, cao , kch thc
hoc cn tuyn ca cng trnh.
4.8
Cc quy nh v an ton
Nh thu phi:
4.9
(a)
(b)
(c)
(d)
m bo c hng ro, chiu sng, bo v v coi sc Cng trnh cho ti khi hon
thnh v bn giao theo iu 10 [Nghim thu bn giao ca Ch u t], v
(e)
m bo cht lng
Nh thu phi xy dng mt h thng m bo cht lng tun th yu cu ca Hp
ng. H thng ny phi thch hp vi cc chi tit nu trong Hp ng. Ch u t
c quyn kim tra bt c khu no ca h thng.
Chi tit ca tt c cc th tc v ti liu chng minh s ph hp phi c np cho
Ch u t thng tin trc khi bt u mi giai on thit k v thi cng. Khi bt c
ti liu k thut no c gi cho Ch u t, bng chng ca vic chp thun t trc
ca Nh thu phi c th hin trn chnh ti liu .
S ph hp vi h thng m bo cht lng khng lm gim bt i bt k nhim v,
ngha v hoc trch nhim no ca Nh thu theo Hp ng.
4.10
FIDIC
196
4.11
Tnh cht y ca Gi hp ng
Nh thu c coi l tha mn v tnh cht ng v ca Gi hp ng.
Tr phi cc quy nh khc trong Hp ng, Gi hp ng c chp nhn bao gm
ton b ngha v ca Nh thu theo Hp ng (gm c ngha v theo tin tm ng, nu
c) v tt c nhng g cn thit cho vic thi cng v hon thnh mt cc thch hp cng
trnh v vic sa cha cc sai st.
4.12
4.13
(a)
(b)
Khi k Hp ng, Nh thu chp nhn trch nhim ton b v vic lng trc
tt c cc kh khn v chi ph hon thnh thng li cng trnh; v
(c)
4.14
(b)
ng vo cng trng
Nh thu phi c coi l tha mn v s c sn v ph hp ca cc tuyn ng ti
cng trng. Nh thu phi n lc hp l trnh lm h hng ng hoc cu do
vic s dng i li ca Nh thu hoc ngi ca Nh thu gy ra. Nhng n lc ny
phi bao gm vic s dng ng cc phng tin v tuyn ng thch hp.
Tr phi c quy nh khc trong cc iu kin ny:
FIDIC
197
4.16
(a)
Nh thu (trong quan h gia cc bn) s phi chu trch nhim bo dng nu
Nh thu c yu cu khi s dng cc tuyn ng ;
(b)
(c)
(d)
(e)
Vn chuyn Hng ha
Tr phi c quy nh khc trong iu kin ring:
4.17
(a)
(b)
Nh thu phi chu trch nhim v vic ng gi, xp hng, vn chuyn, nhn,
d hng, lu kho v bo v ton b hng ha v cc vt dng khc cn cho
cng trnh; v
(c)
Thit b Nh thu
Nh thu phi chu trch nhim i vi ton b thit b Nh thu. Khi c a ti
cng trnh, thit b ca Nh thu phi l dng ring cho vic thi cng cng trnh.
4.18
Bo v mi trng
Nh thu phi thc hin cc bc hp l bo v mi trng (c trn v ngoi cng
trng) v hn ch thit hi v nh hng ti con ngi v ti sn do nhim, ting n
v cc hu qu khc t hot ng ca Nh thu gy ra.
Nh thu phi m bo rng cc kh thi, cht thi trn mt t v dng thi do hot
ng ca Nh thu khng c vt qu mc quy nh trong cc yu cu ca Ch u
t v khng c vt qu mc quy nh ca lut hin hnh.
FIDIC
198
4.19
in, nc v kh t
Tr trng hp quy nh di y, Nh thu phi chu trch nhim cung cp in,
nc v cc dch v khc m Nh thu cn.
Nh thu c quyn s dng cho mc ch thi cng Cng trnh vic cung cp in nc
v dch v khc c th c trn cng trng m cc chi tit v gi c a ra trong
cc yu cu ca Ch u t. Nh thu, t mnh phi chu ri ro v dng chi ph ca
mnh, cung cp my mc thit b cn thit s dng nhng dch v ny v o s
lng tiu th.
4.20
Thit b v vt liu cp t do ca Ch u t
Ch u t phi c sn cc thit b ca mnh (nu c) Nh thu dng cho thi cng
cng trnh theo cc chi tit, s thu xp v gi c c nu trong cc yu cu ca Ch
u t. Tr phi c quy nh khc trong cc yu cu ca Ch u t th:
(a)
(b)
Bo co Tin
Tr phi c quy nh khc trong iu kin ring, cc bo co tin thc hin hng
hng s c Nh thu chun b v np cho Nh t vn 6 bn. Bo co u tin phi
tnh t ngy khi cng n ngy cui cng ca thng u. Sau , cc bo co phi
c np hng thng, mi bo co phi np trong vng 7 ngy sau ngy cui cng ca
khong thi gian lin quan.
Bo co phi lin tc cho ti khi Nh thu hon thnh ton b cng vic cn tn li ti
thi im hon thnh c nu trong Chng ch nghim thu cng trnh.
Mi bo co phi c:
FIDIC
199
4.22
(a)
(b)
(c)
(ii)
kim nh ca Nh thu,
(iii)
kim nh, v
(iv)
(d)
(e)
(f)
(g)
(h)
so snh tin theo k hoch v thc t, vi chi tit ca mi s vic hoc tnh
hung c th gy nguy him cho vic hon thnh theo Hp ng, v cc bin
php ang (hoc s) c p dng khc phc s chm tr.
4.23
(a)
Nh thu phi chu trch nhim v vic khng cho php nhng ngi khng c
nhim v vo cng trng, v
(b)
FIDIC
200
C vt
Tt c cc c vt, ng tin, c hoc cc di vt khc hoc hng mc a cht hoc
kho c c tm thy trn cng trng s c t di s bo qun v thm quyn
ca Ch u t. Nh thu phi ch khng cho ngi ca mnh hoc ngi khc ly i
hoc lm h hng cc vt tm thy ny.
Khi pht hin ra nhng vt ny, Nh thu phi thng bo ngay cho Ch u t
hng dn gii quyt. Nu Nh thu gp phi s chm tr v/hoc phi chu chi ph
thc hin hng dn th Nh thu phi thng bo tip cho Ch u t v c quyn theo
Khon 20.1 [Khiu ni ca Nh thu] i:
(a)
(b)
Sau khi nhn c thng bo tip theo ny, Ch u t phi tin hnh theo Khon 3.5
[Quyt nh] ng hoc quyt nh nhng vn ny.
FIDIC
201
5.
THIT K
5.1
5.2
(a)
(b)
(c)
(d)
Ti liu ca Nh thu
Ti liu ca Nh thu phi bao gm ti liu k thut c quy nh trong cc yu cu
ca Ch u t, ti liu yu cu p ng s ph duyt theo php quy, v ti liu m
t trong Khon 5.6 [Ti liu hon cng] v Khon 5.7 [Hng dn vn hnh v bo
dng]. Tr phi c quy nh khc trong cc yu cu ca Ch u t, ti liu ca Nh
thu phi c vit bng ngn ng giao tip quy nh ti Khon 1.4 [Lut v Ngn
ng]
Nh thu phi chun b tt c ti liu ca Nh thu v cc ti liu cn thit khc ch
dn cho ngi ca Nh thu.
Nu cc yu cu ca Ch u t m t cc ti liu ca Nh thu s c trnh cho Ch
u t xem xt th ti liu ny s c trnh cng vi thng bo c nu di y.
Trong cc quy nh di y ca Khon ny, (i) thi gian xem xt c ngha l thi
gian m Ch u t cn xem xt v (ii) Cc ti liu ca Nh thu loi tr mi ti
liu khng c quy nh l cn trnh ln xem xt.
FIDIC
202
(b)
vic thi cng hng mc cng trnh nh vy phi theo ng nhng ti liu ca
Nh thu trnh xem xt; v
(c)
m bo ca Nh thu
Nh thu phi m bo vic thit k, cc ti liu ca Nh thu, cng tc thi cng v
hon thnh cng trnh s phi theo ng vi:
5.4
(a)
Lut ca nc s ti, v
(b)
FIDIC
203
Ch u t xc nh l cn phi p dng, v
(b)
o to
Nh thu s tin hnh o to nhn lc ca Ch u t v vic vn hnh v bo dng
cng trnh trong phm vi c quy nh c th trong cc yu cu ca Ch u t. Nu
Hp ng nu r vic o to phi c tin hnh trc khi nghim thu cng trnh,
cng trnh s khng c coi l hon thnh bn giao theo Khon 10.1 [Nghim thu
cng trnh v hng mc cng trnh] cho n khi o to c hon thnh.
5.6
5.7
FIDIC
204
Cng trnh s khng c coi l hon thnh nghim thu theo Khon 10.1 [Nghim
thu cng trnh v hng mc cng trnh] cho n khi Ch u t nhn c nhng
ti liu hng dn chi tit Ch u t c th vn hnh v bo dng v nhng ti
liu hng dn khc c nu c th trong cc yu cu ca Ch u t cho nhng mc
ch ny.
5.8
Li thit k
Nu pht hin trong ti liu ca Nh thu c cc li, b st, khng r rng, khng nht
qun hay khng ph hp, Ch thu phi chu mi chi ph cho vic sa cha cc li ny
cng nh cc cng trnh du cho c s chp thun hoc ng theo iu ny.
FIDIC
205
6.
6.1
6.2
6.3
6.4
Lut lao ng
Nh thu phi tun th tt c cc Lut lao ng hin hnh c p dng cho nhn lc
ca Nh thu, bao gm c Lut lin quan n vic lm, sc khe, an ton, phc li,
nhp c, di c v tt c cc nhng quyn li hp php ca h.
Nh thu phi yu cu cc nhn cng ca mnh tun th cc Lut ang c p dng,
bao gm c nhng Lut lin quan n an ton lao ng.
6.5
Gi lao ng
Khng tin hnh lm vic trn cng trng vo nhng ngy ngh ca a phng, hoc
ngoi gi lm vic bnh thng, tr phi:
6.6
(a)
(b)
(c)
FIDIC
206
6.8
Gim st ca Nh thu
Trong sut qu trnh thit k v thi cng cng trnh, v c thi gian cn thit sau
hon thnh cc ngha v ca Nh thu, Nh thu s c s gim st cn thit vch k
hoch, sp xp, ch o, qun l, kim tra v th nghim cng vic.
Vic gim st s c giao cho mt s lng y ngi c kin thc v ngn
ng giao tip (c quy nh trong Khon 1.4 [Lut v Ngn ng] v v cc hot ng
s c tin hnh (bao gm c cc phng php v cc k thut cn thit, nhng kh
khn c th s gp phi v nhng bin php phng tai nn tha mn yu cu
cng trnh cng nh vic thi cng cng trnh c an ton.
6.9
Nhn lc Nh thu
Nhn lc ca Nh thu phi c trnh chuyn mn, k nng v kinh nghim ph hp
tng xng v ngh nghip, cng vic lm ca mnh. Ch u t c th yu cu Nh
thu sa thi (hay tc ng sa thi) bt c nhn cng no cng trng hay cng
trnh, k c i din ca Nh thu nu nhng ngi :
FIDIC
(a)
(b)
(c)
(d)
207
6.11
Hnh vi gy ri
Nh thu phi lun lun cn trng trnh bt k cc hnh vi, phm lut gy ri hoc
mt trt t no do nhn vin ca Nh thu gy ra v gi s bnh n v bo v s
yn bnh cho con ngi v ti sn trn v gn cng trng.
FIDIC
208
7.
7.1
7.2
(a)
(b)
(c)
Mu m
Nh thu phi np cc mu cho Ch u t xem xt theo cc th tc cho ti liu ca
Nh thu c miu t trong Khon 5.2 [Ti liu ca Nh thu]; c xc nh trong
Hp ng v bng chi ph ca h. Mi mu phi c nhn hiu ghi r ngun gc v d
kin s dng trong cng trnh.
7.3
Gim nh
Ngi ca Ch u t trong mi thi im thch hp s:
(a)
(b)
FIDIC
209
7.4
Th (kim nh)
Khon ny s c p dng cho tt c cc cuc th c nu trong Hp ng, ngoi
vic th sau khi hon thnh (nu c)
Nh thu phi cung cp cc my mc, s tr gip, ti liu v cc thng tin khc, in,
thit b, nhin liu, vt dng, dng c, ngi lao ng, vt liu v nhn vin c trnh
v kinh nghim cn thit tin hnh nhng kim nh c th mt cch hiu qu. Nh
thu phi thng nht vi Ch u t v thi gian, a im tin hnh kim nh c th
ca thit b, vt liu v cc hng mc cng trnh khc.
Ch u t c th, theo iu 13 [Bin i v iu chnh] c th thay i a im hoc
cc chi tit ca cc cuc kim nh c th hoc hng dn Nh thu tin hnh cc
cuc kim nh b sung. Nu nhng cuc kim nh b sung hoc thay i ny cho
thy thit b, vt liu hoc tay ngh c kim nh khng ph hp vi Hp ng th
cc chi ph cho vic tin hnh nhng bin i ny s do Nh thu chu bt k nhng
iu khon khc ca Hp ng.
Ch u t phi thng bo trc 24 ting ng h cho Nh thu v nh ca mnh l
s tham gia vo cuc kim nh. Nu nh Ch u t khng tham gia vo cuc kim
nh ti a im v thi gian tha thun, Nh thu c th tin hnh kim nh, tr
phi c s ch dn khc t pha Ch u t, v cc cuc kim nh coi nh c tin
hnh vi s c mt ca Ch u t.
Nu Nh thu phi chu s chm tr hay chu cc chi ph do tun th cc hng dn
ca Ch u t hay do s chm tr thuc trch nhim ca Ch u t, Nh thu phi
thng bo cho Ch u t, v theo Khon 20.1 [Khiu ni ca Nh thu] s c
quyn i:
(a)
gia hn thi gian b cho s chm tr ny, nu nh vic hon thnh b chm
hoc s b chm theo Khon 8.4 [Gia hn thi gian hon thnh], v
(b)
Sau khi nhn c thng bo, Ch u t s theo Khon 3.5 [Quyt nh] ng hoc
quyt nh cc vn ny.
Nh thu phi trnh ngay cho Ch u t cc bo co c xc nhn v cc cuc kim
nh. Khi cc cuc kim nh c th c tin hnh xong, Ch u t s chng thc
chng ch kim nh ca Nh thu hoc cp chng ch cho Nh thu v kt qu .
Nu nh Ch u t khng tham gia vo cc cuc kim nh, coi nh h chp nhn
cc bo co l chnh xc.
7.5
T chi
Nu nh kt qu ca cuc kim tra, gim st, o c hay th nghim cho thy c
nhng li ca thit b, vt liu, thit k hay tay ngh hoc khng ph hp vi Hp
ng, Ch u t c th t chi cc thit b, vt liu, thit k hoc nhn lc tay ngh
bng cch thng bo cho Nh thu vi cc l do. Nh thu phi sa cha sai st ngay
FIDIC
210
lp tc v m bo cho cc mc ch b bc b c x l cho ph hp vi Hp
ng.
Nu Ch u t yu cu l thit b, vt liu, thit k hay tay ngh cn c kim nh
li, cc cuc kim nh s c tin hnh li theo ng nhng trnh t v iu kin
lm trc . Nu nh vic t chi v kim nh li dn n nhng chi ph thm cho
Ch u t th Nh thu s phi chu trch nhim thanh ton cc chi ph ny cho Ch
u t theo Khon 2.5 [Khiu ni ca Ch u t].
7.6
(b)
(c)
tin hnh cng vic cn gp m bo an ton cng trnh hoc do mt tai nn,
s kin khng lng trc hoc nguyn nhn khc.
Nu Nh thu khng tun theo ch dn, Ch u t theo Khon 3.4 [Cc ch dn] s c
quyn thu v tr lng cho ngi khc tin hnh cc cng vic. Tr phi Nh thu
c hng quyn thanh ton cho cng vic, Nh thu s phi tr theo Khon 2.5
[Khiu ni ca Ch u t] tin thanh ton cho Ch u t ton b chi ph do khng
tun th ch dn gy ra.
7.7
7.8
(a)
(b)
L ph s dng
Tr phi c quy nh khc trong cc yu cu ca Ch u t, Nh thu s phi tr tin
bn quyn, tin thu v nhng tin khc cho:
FIDIC
(a)
(b)
211
8.
8.1
Khi cng
Tr phi c quy nh khc trong tha thun Hp ng.
(a)
(b)
Nh thu phi bt u tin hnh thit k v thi cng cng trnh ngay trn c s thc t
sau ngy khi cng v s thc hin cng trnh ng thi hn m khng c chm tr.
8.2
8.3
(a)
(b)
th t cng vic m Nh thu s tin hnh thc hin cng trnh, bao gm
thi gian d tnh cho mi giai on chnh ca cng trnh,
(b)
(c)
(d)
(ii)
Tr phi Ch u t, trong vng 21 ngy sau khi nhn c chng trnh k hoch,
thng bo cho Nh thu bit phm vi m chng trnh khng ph hp vi Hp ng,
FIDIC
212
c s bin i (tr phi vic iu chnh thi gian hon thnh c thng nht
theo Khon 13.3 [Th tc bin i],
(b)
(c)
Nu Nh thu t coi nh mnh c php gia hn thi gian hon thnh, Nh thu
phi thng bo cho Ch u t theo Khon 20.1 [Khiu ni ca Nh thu]. Khi xc
nh vic ko di thi gian theo Khon 20.1, Ch u t phi xem xt li nhng quyt
nh trc v c th tng, ch khng c gim tng thi gian ko di.
8.5
(b)
(c)
FIDIC
213
8.6
tin thc t qu chm hon thnh cng vic trong khong thi gian hon
thnh, v/hoc
(b)
m khng phi do nhng nguyn nhn nu trong Khon 8.4 [Gia hn thi gian hon
thnh], khi Ch u t c th hng dn cho Nh thu, theo Khon 8.3 [Chng
trnh tin ], trnh mt chng trnh c sa i v bo co h tr m t cc phng
php c sa i m Nh thu xut p dng thc hin tin v hon thnh
trong thi gian hon thnh.
Tr phi Ch u t c thng bo khc, Nh thu s p dng nhng phng php
c sa i ny, m chng c th yu cu tng s gi lm vic v s lng nhn lc
ca Nh thu v/hoc hng ha m Nh thu phi chu ri ro v mi chi ph. Nu
nhng phng php c sa i ny dn n nhng chi ph thm cho Ch u t,
theo Khon 2.5 [Khiu ni ca Ch u t], Nh thu s phi thanh ton nhng chi ph
ny cho Ch u t, ngoi nhng thit hi do vic chm tr gy ra (nu c) theo Khon
8.7 di y.
8.7
8.8
FIDIC
214
8.9
Hu qu ca vic tm ngng
Nu Nh thu gp phi s chm tr v/hoc phi chu cc chi ph do tun th cc
hng dn ca Ch u t theo Khon 8.8 [Tm ngng cng vic] v/hoc t vic tin
hnh li cng vic, Nh thu phi thng bo cho Ch u t v theo quy nh ca
Khon 20.1 [Khiu ni ca Nh thu] c:
(a)
gia hn thi gian b cho chm tr ny, nu vic hon thnh b hoc s b
chm theo Khon 8.4 [Gia hn thi gian hon thnh], v
(b)
Sau khi nhn c thng bo ny, Ch u t phi tin hnh theo Khon 3.5 [Quyt
nh] thng nht hoc quyt nh nhng vn ny.
Nh thu s khng c quyn ko di thi gian, hay thanh ton cc chi ph cho vic
sa cc hu qu ca li thit k, tay ngh hay vt liu ca Nh thu gy ra hoc li ca
Nh thu khng bo v, ct gi hoc bo qun theo Khon 8.8 [Tm ngng cng vic]
8.10
Thanh ton tin thit b v cc vt liu trong trng hp tm ngng cng vic
Nh thu s c thanh ton cho gi tr ca thit b v cc vt liu khng c vn
chuyn n cng trng (vo ngy tm ngng) nu:
8.11
(a)
(b)
Tm ngng qu lu
Nu vic tm ngng theo Khon 8.8 [Tm ngng cng vic] tip tc din ra qu 84
ngy, Nh thu c th yu cu Ch u t cho php tip tc tin hnh cng vic. Nu
Ch u t khng cp php trong vng 28 ngy sau khi Nh thu yu cu, Nh thu
c th thng bo cho Ch u t v coi nh vic tm ngng s b b qua theo iu 13
[Bin i v iu chnh] ca hng mc cng trnh b nh hng. Nu vic tm ngng
nh hng n ton b cng trnh, Nh thu c th thng bo kt thc Hp ng theo
Khon 16.2 [Kt thc Hp ng bi Nh thu].
8.12
FIDIC
215
9.
9.1
Ngha v ca Nh thu
Nh thu s hon thnh cc cuc kim nh khi hon thnh theo iu ny v Khon
7.4 [Kim nh], sau khi cung cp cc ti liu theo Khon 5.6 [Ti liu hon cng]
v Khon 5.7 [Hng dn vn hnh v bo dng].
Nh thu s thng bo cho Ch u t khng mun hn 21 ngy v ngy m Nh thu
sn sng tin hnh cc cuc kim nh khi hon thnh. Tr phi c tha thun
khc, cc cuc kim nh hon thnh s c tin hnh trong vng 14 ngy sau ngy
thng bo, vo ngy m Ch u t ch dn.
Tr phi c quy nh khc trong iu kin ring, cc cuc kim nh khi hon thnh s
c tin hnh theo tun t sau:
(a)
(b)
(c)
vn hnh th, cho thy rng cng trnh hay hng mc hot ng tt v ng
vi Hp ng.
Trong khi vn hnh th, khi cng trnh ang hot ng trong iu kin n nh; Nh
thu s thng bo cho Ch u t rng cng trnh sn sng cho bt c cuc kim
nh khi hon thnh khc, trong c cc cuc kim nh thao tc thy c cng
trnh p ng cc tiu chun c nu c th trong cc yu cu ca Ch u t v vi
cc bo lnh thc hin.
Vn hnh th s khng c tnh vo nghim thu cng trnh theo iu 10 [Nghim thu
ca Ch u t]. Tr phi c quy nh khc trong iu kin ring, sn phm do cng
trnh to ra trong qu trnh vn hnh th s l ti sn ca Ch u t.
Khi xem xt kt qu ca cc cuc kim nh khi hon thnh, Ch u t s c cc s
chp nhn thch ng v tnh hiu qu ca bt k s s dng no v cng trnh cho s
thc hin hoc ca c tnh khc ca cng trnh. Ngay sau khi cc cng trnh hay hng
mc vt qua cc cuc kim nh khi hon thnh nh nu trong phn (a), (b) hay
(c), Nh thu s trnh bn bo co c chng nhn v kt qu ca cc cuc kim
nh ny cho Ch u t.
9.2
FIDIC
216
Kim nh li
Nu cng trnh hay hng mc khng vt qua c cc cuc kim nh khi hon
thnh, th Khon 7.5 [T chi] s c p dng v Ch u t hoc Nh thu c th
yu cu tin hnh li cc cuc kim nh khng t v cc cng vic c lin quan theo
nhng quy trnh v iu kin tng t trc .
9.4
(b)
(c)
Trong trng hp ca phn (c), Nh thu khi s thc hin tt c cc ngha v khc
theo Hp ng, v Gi hp ng s b gim i mt s tin b vo s tin m Ch
u t b thit t vic gi tr cng trnh b gim i do vic khng qua c kim nh.
Tr phi vic gim gi do nguyn nhn ny gy ra c nu c th (hay xc nh c
phng php tnh ton) trong Hp ng, Ch u t c th yu cu vic gim gi
c: (i) hai bn tha thun (khi hon thnh va lng ch ring v vn ny) v s
thanh ton trc khi cp Chng chi nghim thu cng trnh, hoc (ii) xc nh v thanh
ton theo Khon 2.5 [Khiu ni ca Ch u t] v Khon 3.5 [Quyt nh].
FIDIC
217
cp Chng ch nghim thu cng trnh cho Nh thu, nu r ngy m cng trnh
hay hng mc c hon thnh theo Hp ng, tr nhng cng vic nh cn
tn ng li v cc sai st v c bn khng lm nh hng n vic s dng
cng trnh hay cc hng mc cho mc ch ban u (cho n khi hoc trong khi
nhng vic ny ang c hon thnh v cc sai st ang c sa cha), hoc
(b)
10.3
FIDIC
218
(a)
(b)
FIDIC
219
(b)
(b)
(c)
(d)
FIDIC
220
11.4
11.5
(a)
t tin hnh cng vic hoc thu ngi khc theo cch thc hp l v Nh thu
phi chu mi chi ph, nhng Nh thu s khng chu trch nhim v cng vic
ny; v Nh thu theo Khon 2.5 [Khiu ni ca Ch u t] phi tr cho Ch
u t nhng chi ph hp l pht sinh t vic Ch u t sa cha cc sai st
hoc h hng;
(b)
(c)
11.6
Cc kim nh thm
Nu vic sa cha sai st hoc h hng c th nh hng n s vn hnh ca cng
trnh, Ch u t c th yu cu tin hnh li bt c cuc kim nh no nu trong Hp
ng, bao gm c cc cuc kim nh khi hon thnh v/hoc kim nh sau khi hon
thnh sa cha sai st hoc h hng.
Cc kim nh ny phi c tin hnh theo cc iu kin c p dng cho cc kim
nh trc, ch khc l c tin hnh bng s ri ro v kinh ph ca bn chu trch
nhim theo Khon 11.2 [Chi ph cho vic sa cha sai st] cho chi ph sa cha sai
st.
FIDIC
221
11.7
Quyn c ra vo
Khi Chng ch thc hin hp ng c cp, Nh thu s c quyn tip cn tt c
cc phn ca cng trnh v cc h s v hot ng v s thc hin ca cng trnh, tr
phi khng ph hp vi nhng hn ch hp l v mt an ninh ca Ch u t.
11.8
11.9
(b)
Ch c Chng ch thc hin mi c coi l cu thnh nn vic chp nhn cng trnh.
11.10 Nhng ngha v cha c hon thnh
Sau khi cp Chng ch thc hin, mi bn s phi chu trch nhim hon thnh
ngha v vn cha c thc hin ti thi im . Hp ng vn c coi l c hiu
lc i vi cc mc ch xc nh ni dung
11.11 Gii phng mt bng
Khi nhn c Chng ch thc hin hp ng, Nh thu s dn khi cng trng tt c
cc thit b ca Nh thu, vt liu cn tha, rc v cc cng trnh tm cn li.
Nu tt c nhng vt dng ny khng c dn khi cng trng trong vng 28 ngy
sau khi Ch u t cp Chng ch thc hin, Ch u t c th bn hoc thi b cc
vt . Ch u t c quyn c thanh ton cc chi ph pht sinh t vic bn hoc
thi b hay lu cc vt dng trn cng trng.
Vic cn i cc khon tin thu c t vic bn cc vt dng trn s c tr cho Nh
thu. Nu s tin ny t hn cc chi ph m Ch u t phi tr, Nh thu s tr phn
chi ph pht sinh di ra cho Ch u t.
FIDIC
222
(b)
(c)
Cc cuc kim nh sau khi hon thnh s c thc hin ngy nu c sau khi Ch
u t nghim thu cng trnh hoc hng mc. Ch u t thng bo cho Nh thu
trc 21 ngy v ngy s tin hnh kim nh sau khi hon thnh. Tr phi c s tha
thun khc, cc cuc kim nh sau khi hon thnh s c tin hnh trong vng 14
ngy sau ngy c thng bo, vo ngy hay cc ngy c Ch u t quyt nh.
Kt qu ca kim nh sau khi hon thnh s c Nh thu, ngi phi chun b cc
chi tit bo co, tp hp v nh gi. Khi , bo co s tnh n nh hng ca vic
Ch u t s dng cng trnh trc .
12.2
12.3
Kim nh li
Nu cng trnh, hoc hng mc khng qua c cc cuc kim nh sau khi hon
thnh th:
(a)
FIDIC
s p dng phn (b) ca Khon 11.1 [Hon thnh cng vic d dang v sa
cha sai st], v
223
(b)
(b)
(c)
Khi cng trnh hoc hng mc s c coi nh qua cc cuc kim nh sau khi
hon thnh,
Nu cng trnh hoc hng mc khng qua c cuc kim nh sau khi hon thnh v
Nh thu ngh iu chnh hoc sa i cng trnh hay hng mc , Ch u t
hoc i din ca Ch u t c th hng dn cho Nh thu rng Nh thu s khng
c ra vo cng trnh hoc hng mc nu cha thun tin cho Ch u t. Nh
thu c trch nhim tin hnh iu chnh hoc sa i v t c cuc kim tra,
trong khong thi gian thch hp m Ch u t hoc i din ca Ch u t thng
bo v cho bit thi gian l thun tin.
Tuy nhin, nu Nh thu khng nhn c thng bo ny trong thi hn thng bo sai
st, Nh thu s khng phi chu trch nhim v cng trnh hoc hng mc (ty theo
tng trng hp) coi nh qua c cuc kim nh sau khi hon thnh ny.
Nu Nh thu phi chu nhng chi ph pht sinh t vic chm tr v l ca Ch u t
trong vic khng cho php Nh thu ra vo cng trnh hay nh my, iu tra cc
nguyn nhn dn n vic khng qua c cuc kim nh hay iu chnh hoc sa
i, Nh thu phi (i) thng bo cho Ch u t v (ii) theo Khon 20.1 [Khiu ni ca
Nh thu] c thanh ton cc chi ph cng thm li nhun hp l, v c tnh
vo Gi hp ng
Sau khi nhn c thng bo ny, Ch u t s ng hoc quyt nh v chi ph v
li nhun ny theo Khon 3.5 [Quyt nh]
FIDIC
224
Quyn c bin i
Vic bin i c th c Ch u t trin khai vo bt c lc no trc khi cp chng
ch nghim thu cng trnh bng vic yu cu hoc hng dn cho Nh thu trnh
xut. Vic sa i s khng bao gm vic b st cng vic no do ngi khc thc
hin.
Nh thu s thc hin v chu trch nhim v mi vic bin i, tr phi Nh thu thng
bo ngay cho Ch u t nu r (vi cc chi tit h tr c th) rng (i) Nh thu khng
th c c nhng phng tin cn thit theo yu cu cho vic bin i, (ii) vic s
lm gim s an ton hoc n nh ca cng trnh hoc (iii) vic s nh hng khng
tt n vic t c cc bo lnh thc hin. Khi nhn c thng bo ny, Ch u t
s hy b, khng nh hoc thay i hng dn.
13.2
T vn gi tr cng trnh
Vo bt c lc no, Nh thu s t ln Ch u t cc kin ngh bng vn bn m
(theo kin ca Nh thu) nu c p dng s, (i) y nhanh tin hon thnh, (ii)
gim chi ph cho Ch u t trong vic iu hnh, bo dng hoc vn hnh cng
trnh, (iii) tng hiu qu hoc gi tr ca cng trnh hon thnh cho Ch u t, hoc
(iv) s c li cho Ch u t.
xut s c son tho bng chi ph ca Nh thu v s bao gm cc hng mc
Khon 13.3 [Th tc bin i].
13.3
Th tc bin i
Nu Ch u t yu cu mt xut trc khi hng dn bin i, Nh thu s tr li
bng vn bn ngay l do ti sao Nh thu khng th p ng (nu l trng hp )
hoc np:
(a)
(b)
(c)
FIDIC
225
13.5
Tin d chi
Tin d chi s ch c s dng ton b hay mt phn theo ch dn ca Ch u t, v
Gi hp ng s c iu chnh tng ng. Ton b s tin Nh thu c chi tr s
bao gm tin cho cng vic, cung cp hay cc dch v m tin d chi c lin quan nh
Ch u t hng dn. i vi mi khon tin d chi, Ch u t c th hng
dn:
(a)
(b)
(ii)
Ngy lm vic
Nu l cng vic nh hoc ph, Ch u t c th hng dn vic bin i s c
thc hin trn c s ngy lm vic. Cng vic sau s c ch nh gi theo bng k
ngy cng c nu trong Hp ng, v nhng th tc tip theo s p dng. Nu bng
k ngy cng khng c nu trong Hp ng, Khon ny s khng c p dng.
Trc khi t hng hng ha cho cng vic, Nh thu s trnh bng bo gi ln Ch
u t. Khi ngh thanh ton, Nh thu s trnh giy bin nhn, ha n, phiu thanh
ton ca cc hng ha .
Tr cc mt hng c nu trong lch cng vic hng ngy rng vic thanh ton s
khng ng hn, hng ngy Nh thu s phi gi cc thng bo chnh xc (gm 02
bn) cho Ch u t bao gm cc chi tit sau y ca cc ngun c s dng trong
vic thc hin cc cng vic ca ngy trc :
FIDIC
226
(a)
(b)
(c)
(b)
FIDIC
227
Gi hp ng
Tr phi c cc quy nh khc trong iu kin ring:
14.2
(a)
(b)
ng trc
Ch u t s ng trc, nh mt khon vay khng c li sut cho vic huy ng v
thit k, khi Nh thu trnh mt giy bo lnh theo Khon ny bao gm cc chi tit
c nu trong cc iu kin ring, nu iu kin ring khng quy nh:
(a)
(b)
(c)
(d)
FIDIC
228
Nu vic ng trc vn cha c hon tr trc khi cp Chng ch nghim thu cng
trnh v trc khi chm dt Hp ng theo iu 15 [Chm dt Hp ng bi Ch u
t], iu 16 [Tm ngng v Chm dt hp ng bi Nh thu] hoc iu 19 [Bt kh
khng] (ty tng trng hp), khi ton b s n s l n n k v Nh thu phi
chu trch nhim thanh ton cho Ch u t.
14.3
14.4
(a)
(b)
(c)
(d)
s tin thm vo hoc gim i cho thanh ton trc v hon tr theo Khon
14.2 [ng trc],
(e)
(f)
FIDIC
(a)
(b)
14.6
(a)
(b)
Thanh ton tm
S khng c s tin no c chng nhn hoc c thanh ton cho n khi Ch u
t nhn v thng qua Bo lnh Hp ng. Sau , trong vng 28 ngy sau khi nhn
c Bo co v cc ti liu lin quan khc, Ch u t s cp cho Nh thu thng bo
nu r hng mc no trong bo co m Ch u t khng ng cng vi cc chi tit
h tr. Thanh ton tm thi s khng b t chi loi tr khi:
(a)
(b)
nu Nh thu hoc ang khng thc hin cng vic no hoc ngha v
ca mnh theo ng Hp ng v c Ch u t thng bo nh vy, gi
tr ca cng vic ny hoc ngha v ny c th b t chi cho n khi cng vic
hoc ngha v c thc hin xong.
FIDIC
230
(a)
(b)
(c)
s tin phi tr cui cng trong vng 42 ngy sau khi nhn c thanh ton
cui cng v lnh tr bng vn bn theo Khon 14.11 [Xin cp Thanh ton cui
cng] v Khon 14.12 [Trang tri xong].
14.9
FIDIC
231
(b)
(c)
Sau Ch u t s thng bo cho Nh thu theo Khon 14.6 [Thanh ton tm] v tr
theo Khon 14.7 [Thi hn thanh ton].
14.11 Xin cp thanh ton cui cng
Trong vng 56 ngy sau khi nhn c Chng ch thc hin, Nh thu s trnh cho
Ch u t 06 bn ca d tho bo co cui cng vi cc ti liu b tr trnh by chi
tit theo mu m Ch u t chp thun:
(a)
(b)
FIDIC
232
(b)
(tr nhng vn v vic ny sinh sau khi cp Chng ch nghim thu cng
trnh) trong bo co khi hon thnh c nu trong Khon 14.10 [Bo co khi
hon thnh].
FIDIC
(ii)
vic thanh ton v chit khu theo Khon 13.5 [Tin tm ng] v Khon
13.7 [iu chnh do cc thay i v lut l] s c tnh bng cc loi
tin t v t l c p dng; v
(iii)
vic thanh ton v chit khu khc trong phn (a) n (d) ca Khon
14.3 [Xin cp thanh ton tm] s c tnh bng cc tin t v t l
c nu r trong phn (a) (i) trn.
(b)
(c)
(d)
233
FIDIC
234
15. CHM DT HP NG BI CH U T
15.1
Thng bo sa cha
Nu Nh thu khng thc hin ngha v theo Hp ng, Ch u t c th ra thng
bo yu cu Nh thu phi thc hin v sa cha cc sai hng trong khong thi gian
hp l c th.
15.2
Chm dt Hp ng bi Ch u t
Ch u t s c quyn chm dt Hp ng nu Nh thu:
(a)
khng tun th Khon 4.2 [Bo lnh thc hin] hoc vi mt thng bo theo
Khon 15.1 [Thng bo sa cha],
(b)
b d Cng trnh hoc th hin r rng nh khng tip tc thc hinn ngha
v theo Hp ng,
(c)
(d)
(e)
(f)
a hoc c ng a (trc tip hoc gin tip) t lt, qu cp hay tin hoa
hng hoc cc vt khc c gi tr cho ngi no nh phn thng hoc
mua chuc:
(i)
(ii)
FIDIC
235
Xc nh gi vo ngy chm dt Hp ng
Ngay khi thng bo chm dt theo Khon 15.2 [Chm dt Hp ng bi Ch u t]
c hiu lc, Ch u t theo Khon 3.5 [Quyt nh] s ng hoc xc nh gi tr
ca cng trnh, hng ha v ti liu ca Nh thu v cc khon tin phi thanh ton cho
Nh thu cc cng vic c thc hin theo ng Hp ng.
15.4
15.5
(a)
(b)
khng thanh ton thm cho Nh thu cho n khi chi ph thit k, thi cng,
hon thnh v sa cha cc sai st v h hng do chm tr trong hon thnh
(nu c) v cc chi ph khc m Ch u t chu c thit lp, v/hoc
(c)
Quyn chm dt Hp ng ca Ch u t
Ch u t c quyn chm dt Hp ng vo bt c lc no thun tin cho Ch u t,
bng cch thng bo cho Nh thu vic chm dt Hp ng. Vic chm dt ny s c
hiu lc 28 ngy sau ngy n sau ca cc thi im m Nh thu nhn c thng
bo ny ca Ch u t hoc Ch u t tr li Bo lnh thc hin. Ch u t s
FIDIC
236
FIDIC
237
gia hn thi gian b cho s chm tr nh vy, nu vic hon thnh ang
hoc s b chm tr theo Khon 8.4 [Gia hn thi gian hon thnh], v
(b)
Chm dt Hp ng bi Nh thu
Nh thu c quyn chm dt hp ng nu:
FIDIC
(a)
(b)
(c)
(d)
238
16.3
(e)
(f)
16.4
(a)
(b)
(c)
FIDIC
(a)
(b)
thanh ton cho Nh thu theo Khon 19.6 [Chm dt c la chn, thanh ton
v ht trch nhim], v
(c)
239
Bi thng
Nh thu phi bi thng v gnh chu nhng tn hi cho Ch u t, cc nhn vin
ca Ch u t v cc i l ring ca h, i vi cc khiu ni, hng hc, mt mt v
cc chi ph (bao gm ph v cc chi ph php l c lin quan n:
(a)
(b)
pht sinh t hoc trong qu trnh tin hnh hoc do nguyn nhn ca
thit k, thi cng v hon thnh cng trnh v sa cha cc sai st,
(ii)
FIDIC
240
Ri ro ca Ch u t
Cc ri ro c tham chiu trong Khon 17.4 di y l:
17.4
(a)
(b)
ni lon, khng b, cch mng, khi ngha, qun s hoc chim ot quyn lc,
hoc ni chin,
(c)
(d)
(e)
Hu qu ca cc ri ro ca Ch u t
Nu v trong chng mc no mi ri ro c lit k trong Khon 17.3 trn y dn
n mt mt hay h hng cho cng trnh, bt ng sn, hng ha hay cc ti liu ca
Nh thu, th Nh thu phi ngay lp tc gi thng bo cho Ch u t v sa cha s
mt mt v h hng trong phm vi Ch u t yu cu.
Nu Nh thu phi chu s chm tr v/hoc chu chi ph do sa cha nhng mt mt
hay h hng ny Nh thu phi gi mt thng bo cho Ch u t v s c quyn theo
Khon 20.1 [Khiu ni ca Nh thu] :
(a)
(b)
Sau khi nhn thng bo tip theo ny, Ch u t phi thc hin theo Khon 3.5
[Quyt nh] nht tr hay quyt nh cc vn ny.
17.5
FIDIC
241
(b)
v mt mc ch hn l mc ch c ch ra hoc c suy ra mt
cch thch ng bi hp ng, hoc
(ii)
FIDIC
242
18. BO HIM
18.1
Cc yu cu chung v bo him
Trong iu khon ny, i vi mi loi bo him Bn bo him c ngha l Bn
chu trch nhim thc hin v duy tr bo him c quy nh trong Khon lin quan.
Khi Nh thu l Bn bo him, mi bo him phi c thc hin bi cc Nh bo
him vi cc khon mc c Ch u t tha thun. Cc khon mc ny phi tng
thch vi cc khon mc c c hai Bn tha thun trc khi h k kt tha thun
hp ng. Tha thun v cc khon mc ny phi c quyn u tin ng trc cc
quy nh ca iu ny.
Khi Ch u t l bn bo him, mi bo him phi c thc hin bi cc Nh bo
him vi cc khon thch hp vi cc chi tit c km theo iu kin ring.
Nu yu cu phi bi thng cho i tng bo him chung, th vic bi thng phi
c p dng ring cho mi i tng bo him nh th mt Hp ng bo him ring
bit c pht hnh cho mi i tng trong bo him chung. Nu yu cu phi bi
thng cho i tng c b sung vo bo him chung tc v danh ngha c b
sung cho vo bo him c quy nh trong iu ny, (i) Nh thu phi theo Hp
ng i din cho i tng bo him chung b sung ny ngoi tr vic Ch u t i
din cho cc nhn vin ca mnh, (ii) i tng c bo him chung b sung s
khng c quyn nhn thanh ton trc tip t Nh bo him hoc c bt k quan h trc
tip no vi nh bo him, v (iii) Bn bo him phi yu cu mi i tng c bo
him chung b sung phi tun th cc iu kin quy nh trong Hp ng bo him.
Mi Hp ng bo him cho s mt mt hay thit hi s thanh ton bng cc loi tin
t c yu cu b p mt mt v thit hi. Cc khon thanh ton c nhn t
nh Bo him phi c s dng b p mt mt hay thit hi.
Bn bo him lin quan, trong cc khong thi gian ring c nu trong iu kin
ring (c tnh ton t ngy khi cng) phi np cho bn kia:
(a)
(b)
FIDIC
243
FIDIC
244
(b)
(c)
(d)
(e)
(ii)
(iii)
(iv)
FIDIC
245
18.4
(a)
(b)
(c)
(d)
tuy nhin, c th loi tr trch nhim php l trong phm vi pht sinh t:
(i)
(ii)
(iii)
FIDIC
246
19. BT KH KHNG
19.1
nh ngha v Bt kh khng
Trong iu ny, Bt kh khng c ngha l mt s kin hoc trng hp bt thng:
(a)
(b)
(c)
(d)
Bt kh khng c th gm, nhng khn gii hn, nhng s kin hay trng hp bt
thng thuc cc loi c lit k di y, nu tha mn cc iu kin t (a) n (d)
trn:
19.2
(i)
chin tranh, tnh trng chin tranh (bt k c tuyn b chin tranh
khng) s xm lc, hot ng ca k th nc ngoi,
(ii)
(iii)
(iv)
(v)
Thng bo v Bt kh khng
Nu mt bn b hoc s b cn tr thc hin bt c ngha v ca mnh theo Hp ng
do tnh trng bt kh khng, Bn phi gi thng bo cho bn kia v s vic hoc
trng hp gy nn tnh trng bt kh khng v phi nu r cc ngha v, cng vic
v/hoc s b cn tr. Thng bo phi c gi trong vng 14 ngy sau khi bn
nhn bit c tnh trng, hoc l ra nhn bit c v s vic hoc trng hp gy
nn tnh trng bt kh khng.
Bn , khi thng bo, phi c min cho vic thc hin cng vic thuc ngha v
trong thi gian m tnh trng bt kh khng cn tr vic thc hin ca h.
Du cho c cc quy nh no khc ca Khon ny, th bt kh khng cng khng p
dng i vi cc ngha v thanh ton tin ca bt c bn no cho bn kia theo Hp
ng.
FIDIC
247
19.3
19.4
Cc hu qu ca bt kh khng
Nu Nh thu b cn tr thc hin bt k nhim v no ca mnh theo hp ng do bt
kh khng m thng bo theo Khon 19.2 [Thng bo v bt kh khng], v chu s
chm tr v/hoc chu chi ph do bt kh khng, Nh thu s c quyn theo Khon 20.1
[Khiu ni ca Nh thu]:
(a)
(b)
Sau khi nhn c thng bo ny, Ch u t phi thc hin theo Khon 3.5 [Quyt
nh] nht tr hay quyt nh cc vn ny.
19.5
19.6
FIDIC
(a)
(b)
248
19.7
(c)
(d)
(e)
FIDIC
(a)
(b)
249
Khiu ni ca Nh thu
Trong trng hp Nh thu t cho rng mnh c quyn i vi bt k s gia hn thi
gian hon thnh v/hoc bt c s thanh ton thm bt k iu khon no ca cc
iu kin ny hoc c lin quan ti Hp ng, Nh thu phi thng bo cho Ch u
t m t s vic hay trng hp dn ti vic pht sinh khiu ni. Thng bo phi c
a ra ngay v khng c qu 28 ngy sau khi Nh thu nhn thy hoc l ra
thc c s vic hoc trng hp.
Nu Nh thu khng thng bo v khiu ni, trong vng 28 ngy th thi gian hon
thnh s khng c ko di, Nh thu s khng c quyn thanh ton thm v Ch
u t khng phi chu mi trch nhim v khiu ni. Nu khng s p dng nhng
quy nh sau y ca Khon ny.
Nh thu cng phi trnh cc thng bo khc theo Hp ng yu cu v cc chi tit b
sung cho vic khiu ni, tt c u c lin quan ti s vic hoc trng hp ny.
Nh thu phi gi cc bn h s hin c ti cng trng hoc l mt ni m Ch
u t c th chp nhn v c th s cn thit minh chng cho khiu ni. Vi vic
khng tha nhn trch nhim ca Ch u t, Ch u t c th sau khi nhn c bt
c mt thng bo no theo Khon ny, phi gim st vic lu gi cc h s v/hoc
hng dn Nh thu tip tc lu gi lu hn cc h s hin c. Nh thu phi cho php
Ch u t kim tra tt c cc h s, v phi np cc bn sao (nu c yu cu) cho
Ch u t.
Trong thi gian 42 ngy sau khi Nh thu thc c (hoc l ra phi thc c),
v s vic hoc trng hp a n khiu ni, hoc l trong khong thi gian khc
tng t m c th c Nh thu a ra v c Ch u t ph duyt, Nh thu phi
gi cho Ch u t y chi tit khiu ni bao gm c cc chi tit h tr v c s ca
vic khiu ni v ca yu cu ko di thi gian v/hoc thanh ton thm. Nu s vic
hoc trng hp dn n khiu ni vn tip tc c hiu lc th:
(a)
(b)
Nh thu phi gi trc tip cc khiu ni tm thi hng thng cho thy s chm
tr tch li v/hoc khon tin khiu ni v nhng chi tit c th m Ch u t
c th yu cu; v
(c)
Nh thu phi gi bn khiu ni cui cng trong vng 28 ngy sau khi ht nh
hng do s vic hoc trng hp gy ra, hoc trong khong thi gian khc c
th c Nh thu xut v c Ch u t ng .
Trong vng 42 ngy sau khi nhn c mt khiu ni hoc cc chi tit h tr thm cho
khiu ni trc y, hoc trong khong thi gian khc c th c Ch u t xut v
c Nh thu chp nhn, Ch u t phi tr li vi s tn thnh hay khng tn thnh
FIDIC
250
v cc nhn xt chi tit. H cng c th yu cu thm bt c chi tit no, nhng tuy
nhin phi c tr li trn cc nguyn tc ca v khiu ni trong khong thi gian .
Mi Chng ch thanh ton phi bao gm cc khon tin khiu ni nh c chng
minh hp l ng vi cc iu khon lin quan ca Hp ng. Ngoi tr v cho n
khi cc chi tit c cung cp y chng minh ton b khiu ni, Nh thu s ch
c quyn thanh ton cho phn ca khiu ni m c th chng minh c.
Ch u t s phi tin hnh theo Khon 3.5 [Quyt nh] thng nht hoc quyt
nh (i) gia hn (nu c) thi gian hon thnh (trc hoc sau hn nh) theo Khon
8.4 [Gia hn thi gian hon thnh] v/hoc (ii) thanh ton thm (nu c) m Nh thu
c quyn theo Hp ng.
Cc yu cu ca Khon ny l phn b sung thm cho mi khon khc c th p dng
cho mt khiu ni. Nu Nh thu khng tun th Khon ny hoc Khon khc c lin
quan n khiu ni, th bt c s ko di thi gian hon thnh v/hoc khon thanh
ton thm s phi c xt n mc (nu c) m s vi phm ny cn tr hoc
lm nh hng n vic iu tra khiu ni, tr phi khiu ni khng nm trong on th
hai ca Khon ny.
20.2
FIDIC
251
hoc khng th m nhn bi nguyn nhn t vong, khng c nng lc, t chc hoc
kt thc nhim k. Vic thay th phi c ch nh theo cch tng t nh i vi
vic ch nh hoc tha thun ngi b thay th nh m t trong khon ny.
Vic ch nh bt c thnh vin no c th b kt thc bng s nht tr ca c hai Bn,
nhng khng c bi Ch u t hoc Nh thu t hnh ng. Mt khc tr phi c
s ng ca c hai Bn, vic ch nh Ban x l tranh chp (gm mi thnh vin) s
chm dt khi Ban x l tranh chp a ra quyt nh v vic phn x tranh chp
theo Khon 20.4 tr phi cc tranh chp khc c a ln Ban x l tranh chp vo
thi gian theo Khon 20.4, trng hp m thi im lin quan s l khi Ban x l
tranh chp a ra quyt nh v nhng tranh chp ny.
20.3
(b)
(c)
(d)
FIDIC
252
Hai Bn phi ngay lp tc c mi thng tin cho Ban x l tranh chp, to iu kin
tip cn cng trng v cc phng tin ph hp m Ban x l tranh chp c th yu
cu cho mc ch a ra quyt nh cho vic tranh chp, Ban x l tranh chp phi
c coi l khng hnh ng nh cc trng ti.
Trong thi gian 84 ngy sau khi nhn c cc kin nh vy, hoc nhn c khon
tm ng theo nh iu 6 ca Ph lc. Nhng iu kin chung ca tha thun x l
tranh chp, bt c k hn no mun hn, hoc trong khong thi gian khc c th c
Ban x l tranh chp xut v c hai Bn chp thun Ban x l tranh chp phi
a ra quyt nh ca mnh, nhgng quyt nh ny phi hp l v phi c cng b
rng n ph hp vi khon ny. Tuy nhin nu nh khng Bn no thanh ton y
cc ha n c np bi mi thnh vin ng theo iu 6 ca Ph lc, Ban x l
tranh chp s khng c ngha v phi a ra quyt nh cho n khi ha n c
thanh ton y . Quyt nh s rng buc hai Bn, phi thc hin ngay lp tc quyt
nh tr phi v cho n khi c xem xt li theo s ha gii hoc mt quyt nh
trng ti nh c m t di y. Tr phi Hp ng chm dt, khc t hoc hy
b, Nh thu phi tip tc thc hin cng trnh theo Hp ng.
Nu mt Bn khng tha mn vi quyt nh ca Ban x l tranh chp, th Bn
trong vng 28 ngy sau khi nhn c quyt nh, c th thng bo chi Bn kia v vic
cha tha mn ca mnh. Nu Ban x l tranh chp khng a ra quyt nh trong
vng 84 ngy (hoc thi gian khc c chp nhn) sai khi nhn c h s hoc
khon thanh ton nh vy th bn ny trong vng 28 ngy sau thi hn ny c th
thng bo cho Bn kia v vic cha tha mn.
Trong mi s kin, thng bo v vic cha tha mn phi cng b l n ph hp vi
Khon ny, v trnh by nhng vn ca Tranh chp v nhng l do cha tha mn.
Ngoi tr nhng quy nh trong Khon 20.7 [Khng tun th quyt nh ca Ban x l
tranh chp] v 20.8 [Ht hn vic ch nh Ban x l tranh chp], khng bn no c
quyn khi s phn x tranh chp tr khi mt thng bo v vic cha tha mn
c a ra theo khon ny.
Nu Ban x l tranh chp a ra quyt nh ca mnh v mt vn tranh chp cho
hai bn, v khng c thng bo vic cha tha mn do cc bn a ra trong vng 28
ngy sau khi nhn c quyt nh ca Ban x l tranh chp, th quyt nh s l cui
cng v rng buc c hai bn.
20.5
Ha gii mt cch hu ho
i vi ni dung m thng bo cha tha mn c a ra theo Khon 20.4 trn, cc
Bn phi c gng gii quyt tranh chp bng ha gii trc khi khi kin. Tuy nhin
tr phi cc Bn tha thun khc, vic trng ti phn x c th tin hnh vo hoc sau
ngy th 56 sau ngy thng bo khng tha mn c a ra, thm ch khng c
mt c gng ha gii no.
20.6
Trng ti
Tr phi tranh chp c gii quyt bng ha gii, cn bt k tranh chp no lin quan
n quyt nh ca Ban x l tranh chp (nu c) cha phi l cui cng v rng buc
FIDIC
253
u phi c gii quyt bi trng ti quc t. Ngoi tr c nhng tha thun khc bi
hai bn:
(a)
tranh chp phi c gii quyt xong theo cc Quy tc trng ti ca Phng
Thng mi quc t,
(b)
(c)
vic gii quyt tranh chp ca trng ti phi c thc hin bng ngn ng
giao tip c quy nh trong khon 1.4 [Lut v Ngn ng].
20.8
(a)
(b)
quyt nh c lin quan ca Ban x l tranh chp (nu c) l cui cng v bt buc
(c)
FIDIC
(a)
Khon 20.4 [C quyt nh ca Ban x l tranh chp] v Khon 20.5 [Ha gii
mt cch hu ho] s khng p dng, v
(b)
254
PH LC
IU KIN CHUNG CA THA THUN X L TRANH CHP
1.
nh ngha
Mi Tha thun x l tranh chp l mt tha thun 3 bn bi v gia:
(a)
Ch u t,
(b)
Nh thu; v
(c)
(ii)
Ch u t v Nh thu k (hoc d nh k) mt hp ng c gi l Hp
ng v c nu r trong Tha thun x l tranh chp kt hp vi Ph lc ny.
Trong Tha thun x l tranh chp, cc cm t v t khng c nh ngha cch khc
s c cc ngha nh cho chng trong Hp ng.
2.
Cc iu khon chung
Tha thun x l tranh chp s c hiu lc khi Ch u t, Nh thu v mi mt thnh
vin (hoc thnh vin) u tng ngi mt k vo bn tha thun x l tranh chp.
Khi Tha thun x l tranh chp c hiu lc, Ch u t v Nh thu phi thng bo
cho cc thnh vin mt cch ph hp. Nu thnh vin khng nhn c thng bo no
trong vng su thng sau khi k Tha thun x l tranh chp th n s ht hn v v
hiu.
Vic tuyn dng thnh vin l s ch nh c nhn. Khng c php c s y nhim
hay hnh thc thu ph ca Tha thun x l tranh chp nu khng c tha thun trc
bng vn bn ca cc bn v vic ny v ca cc thnh vin khc (nu c).
3.
S bo m
Thnh vin bo m v tha thun rng ng/b ta phi v s phi v t v c lp vi
Ch u t, Nh thu v i din ca Ch u t, thnh vin s thng bo ngay cho
mi ngi trong s h v cho cc thnh vin khc (nu c), mi s vic hay tnh hung
c th xut hin mu thun vi s bo m v tha thun ca ng/b ta l v t v c
lp.
Khi ch nh thnh vin, Ch u t v Nh thu da vo nhng kh nng tiu biu ca
thnh vin l ngi:
(a)
FIDIC
c kinh nghim trong cng vic m Nh thu thc hin theo Hp ng,
255
4.
(b)
(c)
5.
(a)
(b)
(c)
(d)
(e)
(f)
(g)
(h)
(i)
FIDIC
256
tranh chp theo Hp ng v Tha thun x l tranh chp ngoi tr phm vi c tha
thun trc ca Ch u t, Nh thu v cc Thnh vin khc (nu c). Ch u t v
Nh thu phi chu trch nhim ring v s tun th theo iu khon ny, ca cc nhn
vin ca Ch u t v cc nhn vin ca Nh thu.
Ngoi tr c s nht tr bng vn bn ca Ch u t, Nh thu, thnh vin v cc
thnh vin khc (nu c), Ch u t v Nh thu cam kt vi nhau v vi thnh vin
rng thnh vin s khng:
(a)
(b)
(c)
Thanh ton
Thnh vin phi c thanh ton nh sau, bng tin t c quy nh trong Tha thun
x l tranh chp:
(a)
(ii)
(b)
(c)
Chi ph hng ngy phi c quy nh trong tha thun x l tranh chp.
Ngay sau khi Tha thun x l tranh chp c hiu lc, thnh vin s, trc khi tham gia
bt c hot ng no theo Tha thun x l tranh chp, np cho Nh thu, vi mt bn
sao cho Ch u t mt danh n cho (a) khon ng trc 25% ca tng d ton cc chi
FIDIC
257
8.
Cc tranh chp
Mi tranh chp hoc khiu ni pht sinh ngoi hoc lin quan n Tha thun x l
tranh chp, hoc do vi phm, chm dt hoc khng cn gi tr ca n, cui cng s
phi c gii quyt theo cc Quy tc trng ti ca Phng Thng mi quc t bi mt
trng ti c ch nh theo Quy tc trng ti ny.
FIDIC
258
PH LC
Cc quy tc v th tc
1.
2.
Ban x l tranh chp phi thc hin theo Khon 20.4 v cc quy nh ny. Ty thuc
vo thi gian cho php a ra thng bo v mt quyt nh v cc yu t c lin
quan khc, Ban x l tranh chp s:
(a)
(b)
3.
Ban x l tranh chp c th tin hnh nghe cc kin v cc kin tranh chp, ty
tng v vic m Ban s quyt nh thi gian v a im nghe kin v c th yu
cu cc ti liu v cc lun c bng vn bn t Ch u t v Nh thu c gi trc
cho Ban hoc trnh by ti cuc hp
4.
5.
FIDIC
(a)
(b)
(c)
tin hnh bt k cuc nghe kin no cho l thch hp, khng b rng buc bi
bt c quy tc hay th tc no khc ngoi nhng iu quy nh trong Hp ng
v cc quy tc ny,
(d)
(e)
6.
FIDIC
(f)
(g)
(h)
xem xt kim tra v sot li cc chng ch, quyt nh, xc nh, hng dn,
kin hoc nh gi ca Nh t vn, c lin quan n tranh chp.
(b)
(c)
Nu mt thnh vin khng tham d bui hp nghe cc kin hoc khng thc
hin y cc chc nng theo yu cu, th hai thnh vin cn li c th tin
hnh a ra quyt nh, tr phi:
(i)
(ii)
260
Bn mc lc cc khon
Khon
Trang
11.7
222
i vo kim tra
7.3
209
ng vo cng trng
4.15
197
2.1
189
4.13
197
1.3
185
Ban X l
20.2
251
13.8
227
13.7
227
ng trc
14.2
228
Tha thun Hp ng
1.6
186
Ha gii
20.5
253
5.2
202
2.2
189
Trng ti
20.6
253
5.6
204
Nhng li
1.7
186
H tr bi Ch u t
2.2
189
3.2
191
8.5
213
4.14
197
17.2
240
11.9
222
10.1
218
Khiu ni ca Ch u t
2.5
190
Ph lc khiu ni
20.1
250
11.11
222
4.23
200
Khi cng
8.1
212
1.3
185
1.4
186
11.1
220
FIDIC
261
14.10
232
8.2
212
4.12
197
Cng tc bo mt
1.9
187
Cc chi tit mt
1.12
188
Gi Hp ng
14.1
228
Tnh y ca Gi Hp ng
4.11
197
Nh thu tm kim
11.8
222
Khiu ni ca Nh thu
20.1
250
5.1
202
Cc ti liu ca Nh thu
5.2
202
1.10
187
16.1
238
Thit b ca Nh thu
4.17
198
4.1
193
2.5
190
17.6
242
9.1
216
4.23
200
Ngi ca Nh thu
6.9
207
6.10
208
i din ca Nh thu
4.3
194
Gim st ca Nh thu
6.8
207
m bo ca Nh thu
5.3
203
Hp tc
4.6
195
13.4
226
14.15
233
4.10
196
Ngy lm vic
13.6
226
Thng bo li ca Nh thu
15.1
235
Chm dt Hp ng do li ca Nh thu
15.2
235
16.1
238
Chm dt Hp ng do li ca Ch u t
16.2
238
FIDIC
262
11.5
221
11.4
221
11.3
220
Sa cha c sai st
11.1
220
11.8
222
Cc nh ngha
1.1
181
Thit hi do chm tr
8.7
214
8.5
213
Ngi i din
3.3
191
3.2
191
Li thit k
5.8
205
5.1
202
Quyt nh
3.5
192
14.12
232
Hnh vi mt trt t
6.11
208
20.3
252
20.8
254
20.7
254
20.4
252
Ha gii hu ho
20.5
253
5.6
204
1.8
187
1.11
188
Th t u tin ca cc ti liu
1.5
186
in, nc v kh ga
4.19
199
1.3
185
Khiu ni ca Ch u t
2.5
190
14.15
233
Quyt nh ca Ch u t
3.5
192
Quyn chm dt Hp ng ca Ch u t
15.5
236
4.20
199
Thu xp ti chnh ca Ch u t
2.4
190
14.14
233
Ngi ca Ch u t
2.3
190
FIDIC
263
3.2
191
Cc ri ro ca Ch u t
17.3
241
Hu qu cc ri ro ca Ch u t
17.4
241
Vic ch nh i din ca Ch u t
3.1
191
Bo v mi trng
4.18
198
Li ca Nh thu
5.8
205
8.4
213
12.4
224
9.4
217
Ti chnh ca Ch u t
2.4
190
19.5
248
Hu qu ca Bt kh khng
19.4
248
nh ngha Bt kh khng
19.1
247
Thng bo Bt kh khng
19.2
247
19.6
248
C vt
4.24
201
19.7
249
Vn chuyn hng ha
4.16
198
Sc khe v an ton
6.7
207
Bi thng
17.1
240
Kim tra
7.3
209
Cc ch dn
3.4
192
18.3
245
18.4
246
18.2
244
Yu cu chung i vi bo him
18.1
242
S hu tr tu v cng nghip
17.5
241
4.14
197
10.3
218
S din gii
1.2
185
1.14
188
6.1
206
6.6
206
Ngn ng
1.4
186
FIDIC
264
S iu chnh
1.4
186
1.13
188
Lut lao ng
6.4
206
14.14
233
17.6
242
18.1
243
2.2
189
7.1
209
5.7
204
8.10
215
S hu v vt liu
7.7
211
14.5
230
Vt liu do Ch u t cung cp
4.20
199
Cc Nh thu ph c ch nh
4.5
195
4.16
198
Thng bo sa cha
15.1
235
Cc thng bo
1.3
185
11.10
222
4.1
193
Cc Nh thu khc
4.6
195
16.4
239
15.4
236
14.11
232
14.15
233
14.8
231
14.13
233
14.5
230
13.4
226
19.4
248
14.3
229
Thanh ton tm
14.6
230
14.4
229
14.7
230
11.9
222
FIDIC
265
9.1
216
4.2
193
Nhn lc ca Nh thu
6.9
207
Hnh vi mt trt t
6.11
208
Nhn lc ca Ch u t
2.3
190
18.4
246
o to nhn s
5.5
204
Thanh ton cho thit b v cc vt liu cho cng trnh trong trng
8.10
215
S hu thit b v cc vt liu
7.7
211
Chng trnh
8.3
212
8.6
214
Cc bo co tin
4.21
199
S tin tm ng
13.5
226
m bo cht lng
4.9
196
1.13
188
5.4
203
T chi
7.5
210
19.7
249
7.6
211
11.2
220
16.3
239
i din ca Nh thu
4.3
194
i din ca Ch u t
3.1
191
4.1
193
8.12
215
14.3
229
14.9
231
Quyn c bin i
13.1
225
17.5
241
1.10
187
1.11
188
4.13
197
Tin bn quyn
7.8
211
hp tm ngng
FIDIC
266
Cc th tc m bo an ton
4.8
Cc mu nguyn vt liu
7.2
nh v cc mc
4.7
11.11
4.23
4.10
4.22
Bo co cui cng
14.11
Bo co gia k
14.3
19.5
Cc Nh thu ph
4.4
Gim st ca Nh thu
6.8
Yu cu b tr li mt bng
8.9
Tm ngng do li ca Ch u t
16.1
8.8
Tm ngng b ko di
8.11
10.2
10.1
Chm dt Hp ng bi Nh thu
16.2
16.4
Quyn chm dt Hp ng bi Ch u t
15.5
15.4
19.6
15.5
nh gi vo ngy chm dt Hp ng
15.3
16.3
Kim nh
7.4
12.1
12.2
12.3
Kim nh thm
11.6
9.1
9.2
9.4
FIDIC
267
Bo him Bn th ba
18.3
14.7
o to
5.5
4.12
11.10
Xc nh gi vo ngy chm dt Hp ng
15.3
T vn v gi tr cng trnh
13.2
Th tc bin i
13.3
Bin i
13.1
13.4
6.2
Gi lm vic
6.5
17.2
FIDIC
268
IU KIN CHUNG
iu kin Hp ng
D N EPC/
CHA KHA TRAO TAY
CC MU TH D THU,
THA THUN HP NG
V THA THUN X L
TRANH CHP
iu kin chung
FIDIC
269
Cc quy nh chung
..................................................................................................
2.
Ch u t
..................................................................................................
3.
4.
Nh thu
..................................................................................................
5.
Thit k
..................................................................................................
6.
7.
8.
9.
10.
11.
12.
13.
14.
15.
Chm dt bi Ch u t .............................................................................................
16.
18.
Bo him
..................................................................................................
19.
Bt kh khng
..................................................................................................
20.
FIDIC
CC MU BO LNH
270
1.4
Lut v Ngn ng
2.1
4.2
FIDIC
271
4.4
Thng bo v thu ph
14.2
ng trc
14.3(c)
Tin gi li
17.6
18.1
Bo him ca Ch u t
18.2(d)
Bo him v ri ro ca Ch u t
18.3
20.2
20.3
FIDIC
272
1.13
Cc Giy php m Ch u t c
2.1
4.1
4.6
4.7
4.18
Hn ch v mi trng
4.19
4.20
5.1
5.2
5.4
5.5
5.6
5.7
6.6
7.2
Cc mu vt liu
7.3
7.4
9.1
9.4
FIDIC
273
12.1
12.4
4.9
9.2
12.1
18
Bo him
20
FIDIC
274
iu 1
Cc quy nh chung
Khon 1.1
Cc nh ngha
iu kin ring phi xc nh thi gian hon thnh cng trnh, v thi hn thng bo sai st.
Nu cng trnh c nghim thu theo nhiu giai on, mt vic t xy ra cho hp ng cha
kha trao tay, iu kin ring phi xc nh mi gian on nh l mt phn on v phi xc
nh cc phm vi, gii hn a l v thi gian hon thnh.
C th cn thit phi sa i mt s nh ngha. V d:
1.1.3.1
1.1.4.4
1.1.4.5
1.1.6.2
Khon 1.2
S Din gii
Khon 1.3
Lut v Ngn ng
(b)
(c)
(Nu thng tin lin lc khng c vit cng th ting vi Hp ng) ngn ng lin
lc vi nhau.
Khon 1.5
Th t u tin ca ti liu
Thng thng cn c mt th t u tin d phng khi sau ny pht hin c s mu thun trong
cc ti liu hp ng. Nu trnh t u tin khng c nu trc, Khon ny phi c thay
i:
V D:
FIDIC
275
Tha thun Hp ng
.Nu Ch u t s thu xp giy php nhp khu v tng t th iu khon khc s thch hp.
KHON MU CHO HP NG NH MY
Thm vo phn cui ca Khon 1.13:
Tuy nhin, Nh thu, vo ng thi im, phi np cc chi tit v hng
ha cho Ch u t, Ch u t cn nhanh chng c ton b giy php
hoc chng ch nhp khu cn thit cho nhng hng ha ny.
Ch u t cng phi c hoc cp giy php ng bao gm giy
php thi cng, quyn i li v cc tha thun c yu cu cho cng
trnh.
Khon 1.14
FIDIC
276
iu 2
Ch u t
Khon 2.1
Nhn lc ca Ch u t
iu 3
Vic iu hnh ca Ch u t
Khon 3.1
i din ca Ch u t
iu 4
Nh thu
Khon 4.2
FIDIC
277
i din ca Nh thu
V D:
Khon 4.4
Nh thu ph
Khon 4.12
Nu cng trnh bao gm o hm hoc, cc cng trnh di mt t quan trng, thng thng
iu thch hp l chuyn ri ro cc iu kin t khng lng trc c cho Ch u t. Cc
Nh thu chu trch nhim s rt min cng gnh cc ri ro ca iu kin t xa l kh hoc
khng th nh gi trc c. iu kin ca Hp ng Nh my - Thit k - Xy dng cn
c s dng cho cc trng hp ca cng trnh c Nh thu (hoc nhn danh ca...)
thit k.
Khon 4.19
in, nc v kh t
FIDIC
278
Khon 4.22
Nu Nh thu cng s dng cng trng vi cc Nh thu khc, Khon 4.8 v/hoc 4.22 cn
phi sa i v ngha v ca Ch u t cn c xc nh.
iu 5
Thit k
Khon 5.1
Ti liu ca Nh thu
(b)
(c)
iu 6
Khon 6.6
Gim st ca Nh thu
Nu ngn ng c quy nh khng ging ngn ng giao tip hng ngy (theo Khon 1.4)
hoc nu v mt l do no , cn phi quy nh l nhn vin gim st ca Nh thu phi
thng tho mt th ting c th, cn b sung cc cu sau:
V D:
FIDIC
279
KHON MU
KHON MU
V kh v n dc
Nh thu s khng cho, thng qua trao i hng hoc bng cch no
khc, chuyn nhng cho bt k ai v bt c v kh v n dc
thuc bt k loi no, hoc cho php ngi ca Nh thu lm iu
.
KHON MU
iu 7
Khon b sung
Nu Hp ng c mt t chc cung cp ti chnh m cc nguyn tc hoc chnh sch ca t
chc yu cu mt s hn ch v vic s dng vn ca h, cn b sung thm Khon:
KHON MU:
FIDIC
280
iu 8
Khon 8.7
Thit hi do chm tr
Theo nhiu h thng php lut, s tin ca nhng thit hi c nh trc ny phi c c
tnh hp l tn tht c th xy ra cho Ch u t trong trng hp chm tr. iu kin ring
phi xc nh s tin hng ngy cho cng trnh v mi hng mc c biu th hoc l mt s
tin hoc l mt t l: xem Khon 14.15 (b).
V D:
Khon b sung:
Vic khuyn khch hon thnh sm c th c trong ti liu thu (mc d Khon 13.2 cp ti
vic hon thnh nhanh hn).
KHON MU:
Cc hng mc c yu cu hon thnh vo cc ngy c a ra
trong trong yu cu ca Ch u t nhng hng mc ny c th
c Ch u t nm gi v s dng trc khi hon thnh ton b
cng trnh. Cc chi tit ca cng vic c yu cu thc hin cho
php Nh thu c hng tin thng v s tin thng c quy
nh trong cc Yu cu ca Ch u t.
tnh tin thng, phi xc nh cc ngy hon thnh cc hng
mc. Khng cho php iu chnh cc ngy hon thnh vi l do gia
hn thi gian hon thnh.
iu 9
Khon 9.1
Ngha v ca Nh thu
FIDIC
281
iu 10
Nghim thu ca Ch u t
Khon 10.1
Nu cng trnh c nghim thu theo tng giai on, mt iu khng bnh thng Hp ng
cha kha trao tay, cc giai on ny cn c xc nh theo iu 1 trong iu kin ring. Cn
c cc xc nh chnh xc v a l.
iu 11
Khon 11.10
C th cn phi xem xt nh hng ca Khon ny lin quan ti thi hn trch nhim theo quy
nh ca lut hin hnh.
iu 12
Khon 12.1
Trong mt d n cha kha trao tay EPC, Nh thu c yu cu c bit chng minh tnh tin
cy v hot ng ca Nh my trong qu trnh kim nh hon thnh v cng trnh ch c
nghim thu sau khi kim nh thnh cng. C bit, c th cn tin hnh kim nh hon thnh
sau khi Ch u t nghim thu v vn hnh cng trnh sao cho vic bo hnh thc hin
c thc hin trong cc iu kin vn hnh bnh thng. V d sau khi ngng vn hnh ca
Nh my.
Cc yu cu ca Ch u t cn m t cc cuc kim nh m Ch u t yu cu, sau khi
nghim thu, xc nh r cng trnh c p ng y cc Bo lnh thc hin ha trong
H s d thu khng. i vi mt s loi cng trnh, tht kh c th quy nh r nhng cuc
kim nh ny, mc d chng cn thit c mt kt qu thnh cng. C th l thch hp nu
h s d thu bao gm cc sp xp chi tit, v/hoc nu r thit b c yu cu, ngoi nhng
th c nh my.
FIDIC
282
Cc iu khon trong iu kin chung c da trn cc cuc kim nh sau khi hon thnh
do Nh thu vi s gip ca Ch u t nh ngi quan st, vt tiu hao. Nu tr liu c
s sp xp khc th chng cn phi c quy nh c th trong cc yu cu ca Ch u t, v
Khon ny cn c sa i cho thch hp. V d, cc iu khon trong iu kin Hp ng
Nh my v thit k xy dng ca FIDIC c da trn cc cuc kim nh do Ch u t
thc hin v cc nhn vin vn hnh ca h vi s hng dn ca nhn vin Nh thu.
Khon 12.4
Nu s p dng phn u ca Khon ny, phng php tnh thit hi do khng t c (da
trn mc khng t) cn c nh r trong iu kin ring hoc trong cc yu cu ca
Ch u t, v cng phi nh r tiu chun hon thin thnh ti thiu c th chp nhn.
iu 13
Bin i v iu chnh
(b)
Nh thu c th xut ca ring mnh theo Khon 13.2, m s c li cho c hai bn,
hoc;
(c)
Khon 13.5
iu 14
Gi hp ng v thanh ton
Khon 14.1
Gi hp ng
FIDIC
283
Khi vit iu kin ring, cn xem xt s tin v thi gian thanh ton cho Nh thu. Dng tin
mt ch ng r rng c li cho Nh thu, cc ng thu phi xem xt th tc thanh ton tm
thi khi chun b H s d thu ca mnh.
Thng thng, loi Hp ng ny da vo gi trn gi, khng iu chnh gi hoc iu chnh
t. V vy, Nh thu phi chu ri ro khi thay i chi ph pht sinh t thit k ca h. Gi tin
trn gi c th gm hai hoc nhiu Khon tin, c tnh theo loi tin t thanh ton (c th,
nhng khng cn, bao gm c ng ni t).
nh gi s bin i, c th yu cu cc ng thu gi km bng thng k chi tit v gi,
bao gm s lng, t gi n v v cc thng tin khc v gi. Thng tin ny c th cng s
hu ch cho vic nh gi Khon thanh ton tm. Tuy nhin thng tin khng th mang tnh
cnh tranh. Khi H s d thu ang c chun b, Ch u t v vy phi quyt nh c chp
nhn tr s tin theo bng tnh chi tit ca ng thu hay khng. Nu khng chp nhn, Ch
u t cn m bo ngi i din ca h phi c kinh nghim cn thit nh gi nhng
thay i c th c yu cu.
C th yu cu cc Khon b sung bao trm c cc ngoi l i vi vic la chn trong
Khon 14.1 v cc vn khc lin quan ti vic thanh ton.
Nu khng p dng Khon 14.1 (b), cn b sung thm cc Khon:
KHON MU V MIN THU QUAN
Tt c hng ha do Nh thu nhp khu vo nc s ti phi c
min thu hi quan v cc thu nhp khu khc, nu c s cho php
bng vn bn t trc ca Ch u t nhp khu. Ch u t
phi k xc nhn cc giy t min thu cn thit do Nh thu chun
b xut trnh cho vic thng qua hng ha v cng phi cung cp
cc ti liu xin min thu sau:
(M t ti liu cn thit m Nh thu khng th chun b c)
Nu khng c cp th tc min thu, thu hi quan phi tr v
tr phi c Ch u t hon li.
Ton b hng ha nhp khu khng kt hp vi hoc khng dng
ht cho cng trnh phi c xut khu khi kt thc hp ng.
Nu khng xut khu, nhng hng ha ny phi c nh gi
np thu nh p dng vi nhng hng ha lin quan theo lut ca
nc ny.
Tuy nhin khng c min thu i vi:
(a) hng ha ging nh nhng hng ha c sn xut trong nc,
tr phi khng c s lng hoc hng ha c tiu chun khc
cn cho cng trnh; v
FIDIC
284
ng trc
Khi son tho iu kin ring, cn xem xt li ch ca vic ng trc. Tr phi khng p dng
Khon ny, cc Khon c miu t t im (a) n im (d) ca Khon ny phi c xc
nh trong iu kin ring v mu bo lnh c th chp nhn c phi c trong ti liu thu,
km vi iu kin ring: mu v d c nh km ti liu ny, l Ph lc E.
Mu bo lnh c th chp nhn c phi c trong ti liu thu, km vi iu kin ring: mu
v d c km theo ti liu ny, l Ph lc E.
Nu Nh thu phi cung cp cc hng mc thit b chnh, cn xem xt li ch ca vic thanh
ton theo giai on trong khi ch to. Ch u t c th xem xt c nn c mt mu bo lnh,
v l nhng thanh ton ny khng lin quan ti nhng th thuc s hu ca mnh. Nu Nh
thu c thanh ton theo giai on trc khi xp hng xung tu, ti liu thu c th gm:
(a)
(b)
Khon 14.3
iu kin ring phi xc nh t l phn trm ca vic gi li cho im (c) v cng phi quy
nh mt t l cho s tin tr li.
FIDIC
285
Khon 14.4
(b)
lch trnh thanh ton c th c da trn tin thc t t c khi thi cng cng
trnh, iu cn quy nh c th cc mc thanh ton. C th xy ra bt ng khi cng
vic c yu cu cho mt mc thanh ton gn t c nhng bn cn i ch c th
c hon thnh mt vi thng sau .
Khon 14.7
Thanh ton
Nu t sut chit khu ti ngn hng trung ng nc c ng tin thanh ton khng thch
hp nh gi chi ph ti chnh ca Nh thu, c th phi quy nh mt t gi mi. Mt cch
chn la khc, c th thanh ton chi ph ti chnh thc, c xem xt n vic thu xp ti chnh
trong nc.
Khon 14.9
286
Khon 14.15
(b)
(c)
(d)
cho Nh thu c iu kin ngng/kt thc trong trng hp c sai st trong cc vic
sp xp ti chnh;
(e)
hn ch quyn loi b;
(f)
(g)
(h)
Thm vo , t chc ti chnh hoc ngn hng c th mun Hp ng phi c cc tham chiu
cho phn thu xp ti chnh, c bit nu Khon tin c thu xp t nhiu ngun cho cc ni
dung cng vic khc nhau. S l bnh thng i vi iu kin ring bao gm cc Khon c
FIDIC
287
(b)
(ii)
(ii)
(iii)
(ii)
FIDIC
288
(c)
S cn bng gi Hp ng c tr nh sau:
(i)
(ii)
(d)
FIDIC
289
(b)
(c)
iu 15
Chm dt bi Ch u t
Khon 15.2
Chm dt bi Ch u t
Trc khi mi thu, Ch u t cn phi kim tra r rng cch dng t ca Khon ny, v mi
l do chm dt d kin l ph hp vi lut iu chnh Hp ng.
Khon 15.5
Quyn chm dt ca Ch u t
iu 16
Khon 16.2
Chm dt bi Nh thu
iu 17
Ri ro v trch nhim
Khon 17.6
V D:
FIDIC
290
iu 18
Bo him
iu 19
Bt kh khng
iu 20
Khon 20.2
FIDIC
291
Khon 20.2 a ra vic b nhim Ban x l tranh chp sau khi mt bn thng bo d nh ca
mnh s a tranh chp ln Ban x l tranh chp. Tuy nhin, i vi mt s loi d n nht
nh, c bit l nhng d n lin quan n cng vic ln trn cng trng, ni m s thch
hp nu Ban x l tranh chp n thm cng trng thng xuyn, c th quyt nh duy tr
hot ng ca mt Ban x l tranh chp thng xuyn. Trong trng hp ny, Khon 20.2 v
20.4 cng vi Ph lc v Ph thm vo iu kin chung, v Tha thun x l tranh chp, phi
c sa i tun th vi cc vit ph hp trong iu kin Hp ng Xy dng FIDIC.
Khon 20.2 cung cp 2 cch sp xp khc nhau cho Ban x l tranh chp (BXLTC):
(a)
mt ngi, vi t cch l thnh vin duy nht ca BXLTC, k tha thun tay ba vi
c hai bn; hoc
(b)
mt Ban x l tranh chp gm 3 ngi, mi ngi k tha thun tay ba vi hai bn.
V D:
Khon 20.5
Ha gii
Trng ti
292
1er, 75008 Paris, Php) thng c trong cc Hp ng quc t. Trong s thiu vng cc quy
nh c th v s lng trng ti v ni trng ti phn x, Ta n trng ti quc t ca ICC s
quyt nh s lng trng ti (thng l 3 trong tranh chp xy dng ln) v ni trng ti phn
x.
Nu cc quy nh trng ti UNCITRAL (hoc cc n v trng ti khc khng phi l ICC)
c la chn, cn ch nh trong Ph lc H s d thu, mt t chc ch nh trng ti hoc
qun l vic trng ti, tr phi t chc ny c nu tn (v vai tr c th ca h) trong Cc
quy nh trng ti. C th cng cn m bo, trc khi ch nh mt t chc trong Ph lc H
s d thu, l c chun b b nhim hoc qun l.
i vi cc d n ln c u thu quc t, thng thng ni phn x phi l mt nc
khc vi nc ca Ch u t hoc Nh thu. Nc ny cn phi c lut trng ti hin i v
khng thnh kin v ph chun mt cng c song phng hoc a phng (nh Cng c
Niu Oc 1958 v tha nhn v thi hnh quyt nh trng ti nc ngoi) hoc c hai, m s to
iu kin thi hnh mt quyt nh trng ti cc nc ca cc bn.
C th xem l mong mun trong mt s trng hp cho cc Bn khc tham gia vo phn x
trng ti gia cc Bn, to ra mt trng ti a Bn. Trong khi iu ny c th l kh thi, cc
iu khon v trng ti a Bn yu cu son tho k, v thng cn c son tho trn c s
tng trng hp. Cha c mu tiu chun v iu khon trng ti a Bn cho s dng quc t
no c ban hnh.
FIDIC
293
Cc Ph lc
CC MU BO LNH
FIDIC
294
Ph lc A
MU BO LNH CA CNG TY M
{Xem trang , v cc kin ti Khon 1.14}
M t tm tt Hp ng...........................................................................................................
Tn v a ch ca Ch u t.................................................................................................
.....................................................................(Cng vi nhng ngi k tha v tha hng)
Chng ti c thng bo rng.........................(sau y c gi l Nh thu) ang
trnh mt bn cho cho Hp ng ny theo th mi thu ca cc ng, v cc iu kin trong
th mi thu ca cc ng yu cu bn cho ca Nh thu phi c h tr bng mt bo lnh
ca cng ty m.
cc ng, vi t cch l Ch u t, xem xt, giao Hp ng cho Nh thu, chng ti (tn
ca cng ty m).............................bo lnh khng hy ngang v v iu kin vi cc ng, nh
mt ngha v u tin, vic thc hin ng tt c cc trch nhim v ngha v ca Nh thu
theo Hp ng, gm vic Nh thu tun th tt c cc iu khon v iu kin theo ngha v
nh ca chng.
Nu Nh thu khng thc hin nh vy cc ngha v v trch nhim ca mnh v khng tun
th Hp ng, chng ti s bi thng cho Ch u t ton b mt mt, thit hi v cc chi
ph (gm chi ph v ph php l) pht sinh t vic khng thc hin ny m Nh thu phi chu
trch nhim i vi Ch u t theo Hp ng.
Bo lnh ny s chnh thc c hiu lc v tc dng khi Hp ng chnh thc c hiu lc v tc
dng. Nu Hp ng cha chnh thc c hiu lc v tc dng trong vng mt nm k t ngy
c giy bo lnh ny, hoc nu cc ng t thi rng cc ng khng nh k kt Hp ng
vi Nh thu, bo lnh ny s b hy b v v hiu. Bo lnh ny s tip tc c hiu lc v tc
dng cho n khi Nh thu hon thnh tt c cc ngha v v trch nhim theo Hp ng, khi
bo lnh ny s ht hn v s c tr li cho chng ti, v theo ngha v ca chng ti s
c hon thnh y .
Bo lnh ny s p dng v b sung cho Hp ng khi c Ch u t v Nh thu sa i
hoc thay i theo tng t. Chng ti sau y cho php h tha thun bt k sa i hoc
thay i no, vic thc hin ng nhng ci v tun th nhng ci m Nh thu cng c bo
lnh di y. Ngha v v trch nhim ca chng ti trc bo lnh s khng c hon
thnh do mt s cho php v thi gian hoc bt k c n no khc ca Ch u t i vi
Nh thu, hoc do s bin i hoc tm dng cng trnh c thc hin theo Hp ng, hoc
do bt c sa i ca Hp ng hoc ca t chc Nh thu hoc Ch u t, hoc do bt c
vn no khc, bt k l chng ti c bit v ng hoc khng bit v khng ng .
Bo lnh ny s do lut ca cng mt quc gia iu chnh (hoc c quan quyn lc khc) nh
lut iu chnh Hp ng v bt c tranh chp no theo bo lnh ny s c gii quyt cui
cng theo Cc quy nh trng ti ca Phng Thng mi quc t do mt hoc nhiu trng ti
c ch nh theo cc quy nh ny. Chng ti khng nh rng li ch ca bo lnh ny c
th chuyn nhng ch ph thuc vo cc quy nh ny. Chng ti khng nh rng li ch ca
bo lnh ny c th c chuyn nhng ch ph thuc vo cc quy nh v chuyn nhng
ca Hp ng.
Ngy...........................................(Cc) Ch k........................................................................
FIDIC
295
Ph lc B
MU BO LNH THU
[Xem trang ]
M t tm tt Hp ng...........................................................................................................
Tn v a ch ca ngi th hng........................................................................................
......................................................................(ngi m ti liu thu xc nh l Ch u t)
Chng ti c thng bo rng.........................(sau y c gi l Ngi chu trch
nhim) ang trnh mt bn cho cho Hp ng ny theo th mi thu ca cc ng, v cc
iu kin trong th mi thu ca cc ng (cc iu kin ca th mi thu, c ra trong
ti liu c tn Cc hng dn cho cc Nh d thu) yu cu bn cho ca ngi c trch
nhim ny phi c h tr bng mt bo lnh thu.
Theo yu cu ca ngi chu trch nhim, chng ti (tn ngn hng) ....................theo y
cam kt thanh ton khng hy ngang cho cc ng, ngi th hng/ Ch u t, mt s tin
hoc nhng s tin tng cng li khng qu s tin...............................................(bng
ch:..................................) khi chng ti nhn c yu cu bng vn bn ca ng v bn vit
trnh by ca ng (theo yu cu) nu r rng:
(a)
(b)
Ngi chu trch nhim t chi chp nhn vic sa cha cc sai st trong bn cho
ca mnh theo cc iu kin ca th mi thu, hoc
(c)
ng trao ( tham gia vo) Hp ng cho ngi c trch nhim v anh ta khng
giao bo lnh thc hin theo khon 4.2 ca cc iu kin ca Hp ng.
FIDIC
296
Ph lc C
MU BO LNH HP NG
BO LNH THEO NHU CU
[Xem kin ti Khon 4.2]
M t tm tt Hp ng...........................................................................................................
Tn v a ch ca ngi th hng.......................................................................ngi m Hp
ng xc nh l Ch u t)
Chng ti c thng bo rng.........................(sau y c gi l Ngi chu trch
nhim) l Nh thu ca cc ng theo Hp ng ny, yu cu h c bo lnh thc hin hp
ng.
Theo yu cu ca ngi chu trch nhim, chng ti (tn ngn hng) ....................theo y
cam kt thanh ton khng hy ngang cho cc ng, ngi th hng/ Ch u t, mt s tin
hoc nhng s tin tng s khng qu ...............................................(S tin c bo lnh
bng ch:..................................) khi chng ti nhn c yu cu bng vn bn ca ng v bn
vit trnh by ca ng (theo yu cu) ni rng:
(a)
Ngi chu trch nhim vi phm trch nhim ca mnh theo Hp ng, v
(b)
[Theo bn sao c cng chng bin bn nghim thu ton b cng trnh m chng ti nhn c
theo iu 10 ca cc iu kin Hp ng, s tin c bo lnh ny s c
gim.................% v chng ti s thng bo ngay cho ng rng chng ti nhn c chng
nhn ny v gim s tin bo lnh thch hp](1)
Bt c nhu cu thanh ton no cng phi c ch k ca [b trng/gim c] ca cc ng m
ch k phi c cc ngn hng ca cc ng hoc phng cng chng chng thc. Nhu cu
v bin bn c chng thc ny phi c chng ti nhn ti vn phng ny vo hoc
trc (thi hn 70 ngy sau hn d kin thi hn xc nh cc h hng ca cng
trnh)............................................(ngy ht hn), khi bo lnh ny ht hn v s c tr cho
chng ti.
Chng ti c thng bo rng ngi th hng c th yu cu ngi chu trch nhim gia
hn bo lnh ny nu chng nhn thc hin theo Hp ng cn cha c cp vo thi hn 28
ngy trc ngy ht hn ny. Chng ti cam kt thanh ton cho cc ng s tin c bo lnh
khi chng ti nhn c, trong vng 28 ngy, yu cu bng vn bn ca cc ng v bn trnh
by vit rng chng ch thc hin khng c cp, v nhng l do c quy cho ngi chu
trch nhim, v bo lnh ny cn cha c gia hn.
Bo lnh ny s do cc lut ca...........................iu chnh v phi theo cc quy nh v bo
lnh theo nhu cu, do Phng Thng mi quc t xut bn s 458, loi tr quy nh trn.
Ngy........................................Ch k....................................................................................
(1)
FIDIC
297
Ph lc D
MU BO LNH HP NG
GIY BO M
[Xem kin ti khon 4.2]
M t tm tt Hp ng...........................................................................................................
Tn v a ch ca ngi th hng........................................................................................
.........................................................................(cng vi nhng ngi k tha v th hng, tt
c nh c xc nh trong hp ng l Ch u t)
Bng Giy bo lnh ny, (tn v a ch ca Nh thu).................(ngi l Nh thu theo Hp
ng ny) l ngi chu trch nhim v (tn v a ch ca ngi bo lnh) l ngi bo lnh
c duy tr khng th hy ngang v rng buc cht vi ngi th hng bng tng s
tin.................................................
(S
tin
theo
giy
bo
lnh
bng
ch:................................) cho vic thc hin ng ton b ngha v v trch nhim ny ca
ngi chu trch nhim theo Hp ng. [S tin theo giy bo lnh ny s c chit
khu................% khi pht hnh Chng nhn bn giao ton b cng trnh theo iu 10 ca cc
iu kin ca Hp ng](1)
Giy bo lnh ny s c hiu lc t ngy khi cng nh quy nh trong Hp ng.
i vi s khng p ng ca ngi chu trch nhim trong vic thc hin bt c ngha v
Hp ng no, hoc do xy ra bt c s vic hoc trng hp no c lit k ti Khon
15.2 ca cc iu kin ca Hp ng, ngi bo lnh s phi lm tha mn v tr tin cho
nhng thit hi m ngi th hng phi chu do s khng p ng, s vic hoc trng hp
,(2). Tuy nhin, ton b trch nhim ca ngi bo lnh phi khng c qu s tin theo
Giy bo lnh.
Ngha v v trch nhim ca ngi bo lnh s khng hon thnh do bt k s cho php v
thi gian hoc bt c c n no khc m ngi th hng dnh cho ngi chu trch nhim,
hoc do bt k s bin i hoc tm dng cng trnh c thc hin theo Hp ng, hoc do
s sa i Hp ng hoc quy c ca ngi chu trch nhim hoc ngi th hng, hoc do
bt c vn no khc, bt k c hoc khng c s bit r hoc ng ca ngi bo lnh.
Bt c khiu ni no thuc Giy bo lnh ny phi c ngi bo lnh nhn vo hoc trc
(thi hn su thng sau hn d kin thi hn thng bo h hng ca cng trnh)
...........................(Ngy ht hn), khi giy bo lnh ny s ht hn v s c tr li cho
ngi bo lnh.
Li ch ca Giy bo lnh ny c th c chuyn nhng theo cc quy nh v chuyn
nhng Hp ng v ph thuc vo vic ngi bo lnh nhn c cc bng chng v vic
tun th ton b cc quy nh ny.
Giy bo lnh ny phi c iu chnh bi lut ca cng mt nc (hoc c quan quyn lc
khc) nh lut iu chnh Hp ng ny. Giy bo lnh ny kt hp v s ph thuc vo cc
quy tc thng nht v Giy bo lnh Hp ng, do Phng Thng mi quc t pht hnh s
524, v cc t ng c s dng trong Giy bo lnh ny phi cha ng cc ngha c
nu trong cc quy tc ny.
FIDIC
298
Do vy, Giy bo lnh ny c ban hnh bi Ngi chu trch nhim v Ngi bo lnh pht
hnh vo (ngy thng nm).............................................................................................
Ch k i din hoc thay mt ngi chu trch nhim.........................................................
Ch k i din hoc thay mt ngi bo lnh......................................................................
(1)
B sung: [v khng c quyn thc hin cc ngha v ca ngi chu trch nhim theo
Hp ng]
hoc: [hoc theo la chn ca Ngi bo lnh (s c thc hin bng vn bn trong
vng 42 ngy nhn c khiu ni nu r s khng p ng) thc hin cc ngha v ca
Ngi chu trch nhin theo Hp ng]
FIDIC
299
Ph lc E
M t tm tt Hp ng...........................................................................................................
Tn v a ch ca ngi th hng........................................................................................
.........................................................................(ngi m Hp ng quy nh l Ch u t)
Chng ti c thng bo rng.........................(sau y c gi l Ngi chu trch
nhim) l Nh thu ca cc ng theo Hp ng ny v mun nhn c mt khon ng
trc, m Hp ng yu cu h phi c giy bo lnh.
Theo yu cu ca ngi chu trch nhim, chng ti (tn ngn hng) ....................theo y
cam kt thanh ton khng hy ngang cho cc ng, ngi th hng/ Ch u t, mt s tin
hoc nhng s tin tng s tin khng qu ...............................................(S tin bo lnh
bng ch:..................................) trn c s vic chng ti nhn c yu cu bng vn bn v
bn trnh by vit nu rng:
(a)
vic ngi chu trch nhim khng thanh ton li s tin thanh ton trc theo cc iu
kin ca Hp ng, v
(b)
Bo lnh ny s c hiu lc khi ngi chu trch nhim nhn c [ln u tin] s tin ng
trc. S tin bo lnh ny s c chit khu theo s tin thanh ton trc c thanh ton
cho cc ng, nh c bng chng bi cc thng bo ca cc ng c ban hnh theo Khon
14.6 ca cc iu kin ca Hp ng. Khi nhn c (t ngi chu trch nhim) mt bn sao
ca tng thng bo gii thch, chng ti s thng bo ngay cho ng s tin bo lnh c
iu chnh thch hp.
Bt c yu cu thanh ton no u phi c (cc) ch k ca ng m phi c cc ngn hng
ca ng hoc Phng Cng chng chng thc. Yu cu c chng thc v bin bn phi
c chng ti nhn ti vn phng ny vo hoc trc (Thi hn 70 ngy sau khi ht hn theo
d kin ca thi hn hon thnh).....................................(Thi hn ht hn), khi bo lnh
ny ht hn v phi c tr li cho chng ti.
Chng ti c thng bo rng ngi th hng c th yu cu ngi chu trch nhim gia
hn bo lnh ny nu khon tin ng trc khng c thanh ton vo thi hn 28 ngy trc
ngy ht hn ny. Chng ti cam kt tr cho ng s tin bo lnh ny khi chng ti nhn c,
trong vng 28 ngy, yu cu bng vn bn ca ng v bin bn rng s tin ng trc cha
c thanh ton li v bo lnh ny cn cha c gia hn.
Bo lnh ny s do cc lut ca...........................iu chnh v phi ph thuc vo cc quy tc
thng nht v bo lnh theo yu cu, do Phng Thng mi quc t pht hnh s 458, tr cc
quy nh trn.
Thi gian.................................(Cc) ch k............................................................................
FIDIC
300
Ph lc F
M t tm tt Hp ng...........................................................................................................
Tn v a ch ca ngi th hng........................................................................................
.........................................................................(ngi m Hp ng xc nh l Ch u t)
Chng ti c thng bo .........................(sau y c gi l Ngi chu trch nhim) l
Nh thu ca cc ng theo Hp ng ny v mun nhn c mt thanh ton sm (mt phn)
s tin gi li, m Hp ng yu cu h phi c mt bo lnh.
Theo yu cu ca ngi chu trch nhim, chng ti (tn ngn hng) ....................theo y
cam kt thanh ton khng hy ngang cho cc ng, ngi th hng/ Ch u t, mt s tin
hoc nhng s tin tng s khng qu ...............................................(S tin bo lnh) khi
chng ti nhn c yu cu bng vn bn v bn trnh by vit ca cc ng nu r:
(a)
ngi chu trch nhim khng thc hin ngha v ca mnh sa cha cc thiu st
c th m h phi chu trch nhim theo Hp ng, v
(b)
FIDIC
301
Ph lc G
M t tm tt Hp ng...........................................................................................................
Tn v a ch ca ngi th hng........................................................................................
...........................................................................(Ngi m Hp ng xc nh l Nh thu)
Chng ti c thng bo rng .........................(ngi m Hp ng quy nh l Ch u t
v ngi sau y gi l Ngi chu trch nhim) c yu cu c mt bo lnh ngn hng.
Theo yu cu ca ngi chu trch nhim, chng ti (tn ngn hng) ....................theo y
cam kt thanh ton khng hy ngang cho cc ng, ngi th hng/ Nh thu, mt s tin
hoc nhng s tin tng s khng vt qu ...............................................(bng ch
...........................................) khi chng ti nhn c yu cu bng vn bn v bin bn ca
cc ng nu:
(a)
rng, v thanh ton ng theo Hp ng, ngi chu trch nhim khng thanh ton
y vo thi hn 14 ngy sau thi hn ca thi gian quy nh trong Hp ng m
trong thi gian vic thanh ton ny l ra phi c thc hin, v
(b)
FIDIC
302
IU KIN CHUNG
iu kin Hp ng
D N EPC/
CHA KHA TRAO TAY
CC MU TH D THU,
THA THUN HP NG
V THA THUN X L
TRANH CHP
FIDIC
303
TH D THU
HP NG
KNH GI:
Chng ti kim tra Cc iu kin ca Hp ng, Cc yu cu ca Ch u t, cc bng
biu, cc ph lc v ch thch km theo s:.................hoc cng trnh c nu trn y.
Chng ti kim tra, hiu v sot xt cc ti liu ny v tin rng chng khng c sai st.
Do vy chng ti xin c thit k, thc hin v hon thnh cng trnh v sa cha cc sai
st ny sinh theo ng vi cc ti liu ny v H s d thu c km theo ca chng ti
(bao gm c th ny) vi cc gi c nu trong H s d thu:
Chng ti chp nhn cc khuyn ngh ca cc ng v vic ch nh Ban x l tranh chp
nh nu trong danh sch
[Chng ti km theo khuyn ngh ca chng ti i vi thnh vin khc ca Ban x
l tranh chp trong H s d thu, c tn l danh sch thnh vin tim nng ca Ban
x l tranh chp]*.
Chng ti nht tr tun th theo H s d thu ny cho n................................ v n s
rng buc chng ti v c th c chp nhn bt k thi im no trc ngy ny..
Nu ngh ny c chp nhn, chng ti s cung cp Bo lnh hp ng theo quy nh,
bt u cng vic ngay sau khi cng v hon thnh cc cng trnh ng vi cc ti liu c
tn trn trong thi hn hon thnh. Chng ti cam kt rng cng trnh s ng vi Bo
lnh thc hin c km theo H s d thu.
Chng ti hiu rng cc ng khng bt buc phi chp nhn bn cho gi thp nht hay bt
k bn cho khc m cc ng c th nhn c.
Ch k: ..............................vi t cch l: ..............................................................................
C thm quyn k Th d thu v thay mt cho.....................................................................
a ch: ...................................................................................................................................
.................................................................................................................................................
Ngy: ......................................................................................................................................
*
FIDIC
304
THA THUN HP NG
Tha thun ny c lp vo ..................... ngy .................... thng .................nm ...........
Gia ......................... ca ........................ (di y c gi l Ch u t) ca mt Bn
V ............................ ca ........................ (di y c gi l Nh thu) ca Bn kia
Cn c mong mun ca Ch u t i vi cng trnh c bit n l ...............................
cn c thc hin bi Nh thu, v chp nhn h s thu ca Nh thu thc hin v
hon thnh cng trnh ny v sa cha mi sai st, h hng trong .
Ch u t v Nh thu tha thun nh sau:
1. Trong tha thun ny cc t ng v cu ch phi c cng ngha c n nh ring cho
chng trong cc iu kin Hp ng c tham kho di y.
2. Cc ti liu sau y phi c coi nh l to thnh, c hiu v din gii nh mt
phn ca tha thun ny:
(a)
(b)
Phn ph ch
(c)
Cc iu kin ca Hp ng
(d)
Cc yu cu ca Ch u t
(e)
H s d thu ca Nh thu
FIDIC
305
Ngi k ..............................................................
Ngi k .............................................
Thay mt Ch u t trong s c mt ca
a ch: ................................................
FIDIC
306
Thay mt Nh thu vi
s c mt ca
FIDIC
307
mi ngy
FIDIC
308
FIDIC
309