Professional Documents
Culture Documents
Week 4 Engineers and Society
Week 4 Engineers and Society
By its
i very nature engineering
i
i is
i closely
l l related
l d to
society and human behavior. Every product or
construction
i usedd by
b modern
d
society
i are influenced
i fl
d by
b
engineering design. Engineering design is a very
powerful
f l tooll to make
k changes
h
to environment,
i
society
i
and economies, and its application brings with it a
great responsibility.
ibili
Reduction of poverty
Improvement in health
Lessened appeal of socialism
Rise of living standard
Invention and discoveries
Mass production
Sustainable development
11
E i
Engineering
i S
Social
i lR
Responsibility
ibilit
What do we mean by this? You have
p
social responsibility
p
y
heard of corporate
that is how organisations take into account
the economic
economic, social and environmental
impacts of the way they operate.
As engineers, we can apply similar
precautionary
p
yp
principles.
p
12
E i
Engineering
i S
Social
i lR
Responsibility
ibilit
There is an opportunity, and indeed a moral
obligation, for us to set a standard of
engineering design that benefits the
environment in both the long
g and the shortterm.
There are major forces at play: climate
change, water shortages and energy issues,
all of which mean we must constantly think
about the overall sustainability of our designs.
13
A Response
p
to Climate Change
g
In response to climate change, going
carbon neutral is a way to reduce the
impacts associated to the greenhouse gas
(GHG) emissions created during the
business or production cycle. Given that
climate
li t change
h
iis a worldwide
ld id
phenomenon, the concept of carbon
neutrality is based on the principle that a
GHG emissions reduction achieved
elsewhere has the same positive effect as a
reduction made locally.
14
Carbon offsets
When releasing GHG emissions into the
atmosphere, a company can effectively
neutralize their global warming impact by
purchasing carbon offsets.
Offsets are emissions reductions achieved
y projects
p j
elsewhere,, such as energy
gy
by
efficiency investments, wind farms, or
solar installations
installations. By purchasing these
reductions, a firms emissions levels and
their net climate impact are red
reduced.
ced
19
Carbon offsets
Offset purchases will form the final
component of a carbon neutral program,
supplementing measures taken to reduce
the organization carbon footprint, including
th
those
related
l t d tto iinternal
t
l abatement
b t
t and
d
green power purchases.
20
21
Socialengineering akeyelementof
sustainableengineering
Socialengineering akeyelementof
sustainableengineering
Socialengineeringcanbeseenasmethodicalapproachto
overcomeoppositionagainstaproject. Factualconcernscan
bemetbyrationalarguments emotionalconcernshaveto
bedealtwithonemotionallevel.
Whatkindofconcernsdopeoplehave?
Concernoflosingmoney
Concernofpersonalsafetyandhealth
Concernofhavinganykindofdisadvantage
Concernofdecreaseoflivingcondition
Concernofanyunexpectedalterationintheirlife
Concernedtobetricked
Source:http://www.esha.be/fileadmin/esha_files/documents/SHERPA/Report_on_mechanism_of_social_engineering.pdf
Socialengineering akeyelementof
sustainableengineering
Socialengineeringmeansaccompanying
technicalandeconomicaspectswiththegreat
varietyofsocialaspects.
Socialengineeringwillneverstandalone.
Necessarilyitneedsaprojecttodealwith.The
finaltargetisthefactualimplementationofan
idea.
Source:http://www.esha.be/fileadmin/esha_files/documents/SHERPA/Report_on_mechanism_of_social_engineering.pdf
PublicInvolvement
From a general point of view the first step is
to identify who is really involved by the project and
what are the interests. Generally it is possible to
distinguish between local inhabitants, who want to
protect their own interest, the local enterprises,
who are interested in working opportunities, the
research organizations and/or universities, who can
be involved from a scientific point of view and
finally representatives of the government but also
nongovernmental organizations. Each of these
bodies mentioned is animated by different kind of
interest, which should be firstly identified and
precisely defined.
Source:http://www.esha.be/fileadmin/esha_files/documents/SHERPA/Report_on_mechanism_of_social_engineering.pdf
PublicInvolvement
Source:http://www.esha.be/fileadmin/esha_files/documents/SHERPA/Report_on_mechanism_of_social_engineering.pdf
PublicInvolvement
Source:http://www.esha.be/fileadmin/esha_files/documents/SHERPA/Report_on_mechanism_of_social_engineering.pdf
PublicInvolvement
How is it possible to divulge the scientific and technical
information to common people? For sure there is need for
documents, reviews and summaries explaining in a simple way
the background and the fundamental aspects of the design. This
direct involvement of people is a process which can be carried
out effectively through a series of informational meetings and
public hearings. During these meetings it is possible to urge the
population in the decision making process. Participation is, as
described, much more than giving information and may have
significant influence on the engineering contents of the scheme.
The engineer should not principally resist other ideas but it is his
job to evaluate new ideas and to check whether they can be
implemented, modified or rejected.
Source:http://www.esha.be/fileadmin/esha_files/documents/SHERPA/Report_on_mechanism_of_social_engineering.pdf
Case Study:
Creation of A Sustainable City
in China
C a
22
Jonathan Loh
Senior Manager
Economic Promotion
Presentation
7th Aug. 09
Page 2
Page 3
China by 2025:
Page 4
Site Selection
The Chinese Government set two criteria for the location of the Eco-city site:
(a) should be developed on non
non-arable
arable land
(b) should be located in an area facing water shortage.
Four possible locations were identified:
(1) Baotou (Inner Mongolia) (2) Tangshan (Hebei province), (3) Tianjin municipality and
(4) Urumqi
U
i (Xinjiang).
(Xi ji
)
Source:http://www.tianjinecocity.gov.sg/bg_intro.htm
Sino-Singapore Tianjin
Eco-City in the Making
Presentation
7th Aug. 09
Page 5
Tianjin Eco-City
Flagship bilateral project between China &
Singapore that draws on national
resources
Start-up Area:
~ 4 sq km
Target Population:
350,000
Estimated no of homes:
110,000
Page 7
Keppel Group
Singbridge
Singapore Consortium
50%
China
Development Bank
20%
Investors
45%
Chinese Consortium
Eco-City (JV)
50%
Bohai
Liaoning
Rim
Beijing
Tianjin
Hebei
Shandong
Yangtze
River
Delta
Pearl River Delta
Page 9
Yangtze River
Delta
Areas covered
Beijing, Tianjin,
Hebei, Liaoning,
Shandong
Shanghai,
Zhejiang,
Jiangsu
Guangzhou,
Shenzhen, Zhuhai,
Foshan, Jiangmen,
Dongguan,
Zhongshan,
Huizhou, Zhaoqing
Population (million)
225.7
85.3
42.3
521,800
50,000
41,698
2009 GDP
(RMB billion
9,000 -10,000
7,179
3,210
30%
(Estimated to be
over 30% in
2010)
21.4%
9.6%
Page 10
Page 12
an
jin
-Ta
ngg
u Hig
hw
ay
Hangu
ay
w
h
g
l Hi
a
t
s
Eco-cityCoa
Hanbei Road
Coastal Resort
Ce
nt
Tianjin
ji n
gTi
an
Jinhan semi
jin
expressway
H
i
gh
w
ay
ra
Ta
n
l Bo
Ro gha
u
n
ad
lev
a
rd
Beijing
Page 13
Page 14
Master Plan
Master Plan sets out the land uses
for the various land parcels.
Eco City
Land Area
Resid GFA
Population
30 sq km
14.4 mil sqm
350,000
Page 15
Page 16
Tianjin Eco-citys
KPIs
7. 100%
green
building
17. 100%
coverage
19. >20%
renewable
energy use
16. 100% barrier free accessibility
14. Free recreational/sports
facilities within walking distance of
500m
5. <150ton-C/mil US$
GDP
Page 17
12. >30% green trips by 2013
- >90% green trips by 2020
Development Update
Presentation
7th Aug. 09
Page 18
Chinese Consortium
TECID
Singapore Consortium
Page 19
Eco-CBD
Water-based activities
LOHAS
Qing Tuo Zi
Entertainment hub
of SUA
Eco-lifestyle museum
Page 20
1st Phase:
Community Development
GEMS International School
GEMS World Academy at Plot 2
Page 22
Community Development
Elderly Apartments and Hospital at Plot 12b
Sanctuary for the Elderly
Land Area 5.9 ha
Plot Ratio 1.6
Residential GFA 54,400sqm
Residential Land Area 3.4ha
Hospital GFA 35,000sqm
Hospital Land Area - 2.5ha
Page 23
Page 24
Site
Page 25
2011
2012
Source:http://www.tianjinecocity.gov.sg/bg_intro.htm
Presentation
7th Aug. 09
Page 26
Clean Energy
Green
Buildings
Clean Water
Eco & Urban Solutions: Clean Energy,
Water & Wastewater, Solid Waste
Treatment, Green Buildings & Green
Transport
Economic
Clusters
Waste & Envt
Management
Green
Transport
LOHAS
Page 27
ECO-CITY OVERALL
INDUSTRIAL
CLUSTER
DISTRIBUTION
Economic Development
Eco-Industrial Park
-GBES certified buildings, ecoinspired surroundings conducive
for boosting productivity
- Full spectrum of greenfield,
ready-built, customized building
solutions
-High quality factory & logistics
spaces with practical and
optimized designs and layouts
-Modern neighborhood amenities
and workers dormitories
Industrial Clusters
Green Building
Clean Energy
Green Transport
Clean Water
Waste Management
Environment Management
Logistics
Warehousing
Distribution Center
Page 29
Economic Development
Ready-Built Factory
Plug-and-Play solutions
GBES certified
Energy-, water-, lighting-efficient
buildings
Modular buildings with individual
character and flexibility
Adoption of Eco-Technologies
and >5% renewable energy
consumption
Completion mid-2011
Page 30
Economic Development
Eco-Business Park
- Unique integrated environment with an
eco-inspired ambience
- Conducive for R&D, IT professionals and
creative talent
-Work-Play elements, balanced
community lifestyle
-Ecologically sustainable green design
features and LEED Silver
Certification
()
SITOJiaHua
(Beijing)
InvestmentCo.,
Ltd
Page 31
Clusters
Research & Development
Innovation & Incubation
Testing & Certification
BPO/ITO
Regional Headquarters
Data Centers
Software Development
Training and Education
Multi-media or Animation
Other high-value supporting services
Economic Development
Ready-Built Offices
Pre-built modular spaces - provide
ease and flexibility to companies
seeking fast start-ups solutions
Unique green building features with
artistic and exuberant composition
Inspiring working environment
conducive to research and
knowledge-intensive activities
Lushly landscaped grounds and
integration of a wide range of retail
and recreational amenities
Page 32
Poverty
alleviation:
the role of
the engineer
David Singleton
Introduction
The statistics on world poverty are frightening. Close to half the
worlds 6bn people live on less than US$2 a day; conversely
1% of the population has an income equal to that of the entire
bottom 57%1. But poverty is not only about lack of wealth in
monetary terms; it also implies the denial of various choices
and opportunities basic to human development. These include
the ability to lead a long, creative and healthy life, to acquire
knowledge, to have freedom, dignity, self-respect and respect
for others, and to have access to the resources needed for a
decent standard of living.2
Community infrastructure is key to alleviating poverty and
thus engineers have an essential role to play. Without ready
access to clean water and sanitation, productivity is severely
reduced through illness and time spent in water collection.
Without roads, the poor are unable to sell their goods at
market. Basic infrastructure is not a luxury that can wait for
better economic times, but a precondition for creating them,
and its provision is an urgent and ongoing requirement.
The Economist has observed that over the past 50 years
rich nations have given US$1 trillion in aid to poor ones. This
stupendous sum has failed spectacularly to improve the lot of
its intended beneficiaries. Poor countries that receive lots of aid
do no better, on average, than those that receive very little3.
Poverty is thus not being ignored, but alleviation strategies
must be more effective for relief to be achieved.
The origins of poverty
To begin solving poverty, its origins must be clearly understood.
The basic causes are:
lack of access to safe water and sanitation
lack of facilities for adequate health care
lack of access to educational opportunities
shortage of adequate nutrition
lack of adequately paid employment
inadequate or expensive transport facilities
This article is an
edited version of
the Fourth Brunel
International
Lecture 2002/03,
given under the
auspices of the
Institution of Civil
Engineers, by
David Singleton,
Chairman of
Arup Australasia.
Case study 1:
Australian remote Aboriginal communities
Project details
Project background
2. Drilling a borehole.
Case study 2:
South African roundabout HIV/AIDS initiative
Project background
The AIDS epidemic is tearing apart the social and economic
fabric of many African nations. 70% of the worlds AIDS-infected
adults and 80% of infected children live in Sub-Saharan Africa.
There are 11M child AIDS orphans, and grandparents are
forced to assume the responsibility for childrearing7. Affected
families lose income-earning capacity, both through the absence
of the income earner and the time and cost incurred in nursing
the infected. The problem compounds itself: poverty is a key
factor leading to the behaviour that exposes people to risk of
HIV infections, and the resulting HIV compounds the poverty.
ZIMBABWE
BOTSWANA
NAMIBIA
MOZ.
Pietersburg
Pretoria
Johannesburg
Project details
Upington
Messina
Ladysmith
Kimberley
Bloemfontein
SWAZILAND
LESOTHO
Durban
De Aar
Saldanha
Cape
Town
0
50
East London
Mosselbaal
100 km
Richards
Bay
Port Elizabeth
Area where roundabouts
have been installed
5. Southern Africa.
4. Play power.
Progress report
More than 300 roundabout pumps have been installed in
South Africa, each serving a community of over 2500 people.
Various improvements to standard of living have been noted,
including the ready availability of clean drinking water. This
reduces water-borne diseases like cholera, and helps in the
development of thriving vegetable farms providing fresh
produce for schools and for sale at market.
Case study 3:
Micro-finance in Bangladesh
NEPAL
Project background
Bangladesh is one of the poorest, most densely populated,
and least developed nations in the world. With more than
125M inhabitants, it is the eighth most populous country in
the world - but with a per capita annual income estimated at
around US$2809. Situated in a low-lying delta where four
major river systems come together, the country is blessed with
highly fertile soil, but also suffers regular and severe flooding.
Shelter is one of the most basic requirements, but many
Bangladeshis cannot afford the cost of housing able to
withstand the monsoon and winter periods. Typical houses
are made of jute sticks placed side-by-side and cost between
US$25 and US$30. Such houses tend to collapse in moderately
severe weather. Even if constructed with bamboo walls and
hay/thatch roofing, at a significantly higher cost, they are not
very durable. As a result, almost every year, people replace or
repair the roof of their house at a cost of up to US$40. This
cost is increasing with the constant rise in price of bamboo and
hay. This ongoing expenditure is a heavy burden on the poor.
If they have no access to cash, people are forced to borrow
money from moneylenders at very high rates (10% per month)9.
This situation could be avoided if more durable shelter could
be constructed; in turn this depends on finance.
Project details
The Grameen Bank10, the largest rural credit institution in
Bangladesh, with 2.4M borrowers (95% of them female), was
established in 1976. The Bank recognizes that it is lack of
access to collateral rather than inability to make loan payments
that perpetuates poverty. Regular micro-enterprise loans are
typically disbursed to individuals for one year and are paid back
in weekly instalments at 2% of the loan amount, which is
normally no more than US$20 for the first loan. To participate
in the loan programme, a member must gather five people
with similar economic and social backgrounds who will agree
to apply for and sign together on loans (a group). A cluster of
groups (between two and 10) constitutes a centre, which is
presided over by two officials9. The borrowers group and centre
members must agree to stand behind the loan for the individual
member. The collateral system, based on peer support, means
that families help each other out with payment to ensure that
all repayments are made on time. Grameen Bank operates as
a specialized bank for the poor, generating income from its
investments; it is not reliant on donor funding. When the Bank
was formally incorporated in 1983, the original rural members
provided 40% of the initial capital: the Bangladesh government
contributed the rest. The Bank has since become largely
self-sufficient, with the government now holding less than
10% of the equity.
Housing loans: In 1984, the Bank started to lend money for
housing, and to date 450 000 houses have been built using
these loans. An average of 7000-8000 new loans are made
every month. Although exceptions are made for the poorest
of poor in dire need of shelter, relatively strict rules govern
these loans. To qualify for a housing loan, a member must
fulfil the following:
be an existing Bank borrower, with a 100% repayment
record, and have completely repaid their first two
loans from income generating activities
prove that they have an adequate income and
have acquired savings
have a history of regularly attending weekly meetings
provide legal documentation of land ownership where
the house will be built (if the member does not own
land, he/she is encouraged to use the loan towards
land purchase), and
must submit a proposal on the type of house planned
and devise a repayment schedule.
House design: The Grameen Bank developed house designs
for borrowers. The houses, although varying in appearance,
have the same basic structural components: four reinforced
concrete pillars on brick foundations at the corners and six
intermediary bamboo posts, with bamboo tie beams, wooden
rafters, and purlins supporting corrugated iron roofing sheets.
This design provides stability in flood and strong monsoon winds
and protection from rain. Although the borrower is responsible
for the construction of the house, the Bank ensures that it
meets basic health and safety requirements and achieves
minimum Grameen standards. Since mid-1998, the Bank has
required members to install a sanitary latrine with each house.
Rangpur
INDIA
7. Bangladesh.
Mymensingh
Sylhet
Rajshahi
Tungi
Dhaka
INDIA
Narayanganj
Jessore
Khulna
Mongla
Comilla
Barisal
Chittagong
Coxs
Bazar
0
50
100 km
MYANMAR
Progress report
The Bank operates efficiently and is widely considered
innovative, progressive, and corruption-free. The rate of
repayment for all loans is 98%, and for housing loans it is
close to 100%, compared to 25-30% for other banks.
Loans are currently available at 8% interest, again comparing
very favourably with the 20% interest charged for regular or
short-term loans from other banks9. The Bank provides
employment for 12 600 people.
To date, the Grameen Bank housing programme has assisted
hundreds of thousands of Bangladeshi families to break out of
the downward spiral of poverty. A sturdy, well-built house is a
symbol of social status, so borrowers gain dignity and standing
within the community.
The larger houses give improved environments for work and
study, and hence have directly contributed to higher income
generation. It is estimated that 95% of borrowers children
attend school, well above the nationwide average.
By demanding standardized construction practices like the use
of cement pillars and installation of sanitary latrines, Grameen
Bank assists in improving the health and safety of borrowers.
In one survey, the general health of those with the new
Grameen houses compared well with those in pre-existing
or more traditional houses. Fever, influenza, and typhoid
(among other diseases) were down by almost 50%9.
Micro-credit programmes based on the Grameen
experience have been established in 56 other countries.
8. A group of borrowers
at their micro-credit
weekly meeting with the
Grameen Bank manager.
Case study 4:
BP solar energy project, Philippines
Project background
Progress report
0 50 100 km
Aparri
Angeles
Manila
Legaspi
Samar
Iloillo
Palawan
Iligan
Jolo
Mindanao
Davao
12 left: Lighting
for improved
education facilities.
13 below:
Communal lighting
to wharves.
Case study 5:
Communal sanitation, Myanmar
Project background
Access to clean water and adequate sanitation is essential
to the development of a sustainable community. Access for
the poor is a key factor in improving health and economic
productivity, and is therefore an essential component in any
effort to alleviate poverty.
In 2001, 16% of the world was without water supply and 40%
without access to adequate sanitation. Water-borne diseases
are responsible for more than 80% of all sicknesses in the
world, resulting in the deaths of over 4M children annually.
Diarrhoeal diseases are the third most significant child killer
(after respiratory infections and malaria), accounting for 15%
of the under-five years mortality rate, especially in rural areas.
Substantial decreases in the frequency of contagious disease
from inadequate sanitation and water supply would result
in substantial savings in healthcare costs. These could be
invested in national development, thus further increasing
national productivity.
In 1997, Myanmar was crippled by diarrhoeal disease, killing
30 000 children. Sanitation coverage stood at only 39% of the
population, and personal and domestic hygiene was poor13.
Myanmar ranked 190th out of 191 in the WHO Report 200014.
Project details
Over the past decade, significant attempts have been made
to improve sanitation in Myanmar. In the mid-1990s the
government, in a bid to promote community participation,
adopted a strategy in which families were provided with free
latrine pans. However this proved too costly, failed to achieve
community support, and was phased out. The government
then recognized that it could no longer be the sole provider of
sanitation services, and that the key role of government should
be to facilitate and stimulate local communities to recognize
and meet their own needs. This was to be carried out through
organizing and financing community mobilization and household motivation, and running an awareness campaign, known
as the National Sanitation Week (NSW). For the past five years,
UNICEF has supported this programme. National Sanitation
Week activities are carried out under the guidance of the
National Health Committee and with the active involvement
of the entire nation.
The Week has three key objectives:
to educate the general public in the values
of sanitation
to assist people in actual implementation
of sanitary work
to reduce the spread of communicable disease.
Community mobilization: As individual users are the ultimate
decision makers who embrace or reject new technology,
community involvement is widely accepted as a key ingredient
in the success of any aid project. As noted in previous case
studies, participation of local people in all stages of a project,
from design and construction to operation and maintenance, is
paramount in fostering a sense of ownership and ensuring that
facilities are properly used and maintained.
Use of sanitation cannot be imposed - it has to be created by
demand. In the past, supply-driven approaches to sanitation
provision have led to widespread disuse of latrines, leaving
latrine slabs as a health hazard and a negative influence on
any future sanitation attempts. Demand for use of sanitation
systems is thus not is easily generated, as rural populations do
not often perceive the health benefits arising from sanitation. It
is therefore fundamentally important that sanitation be effectively
promoted, as part of health education, to create demand.
Promotional campaign: This treated sanitation as a product
to be marketed to individual households, with all available and
affordable media and communication channels being used to
promote sanitation messages. The approach was broad-based,
emphasizing not only potential health improvements but
also benefits such as privacy and convenience, elevation of
household status, respect and dignity (especially for women),
environmental awareness, and the potential economic benefits
of generating resources out of waste.
Social mobilization was intensified through community meetings
organized at various levels, supported by visiting health teams
and input non-governmental organizations, schoolteachers,
and local leaders. A range of information and communication
materials, such as posters, pamphlets, and models of affordable
latrines, was produced. National television and media also
played a significant communication role. UNICEF contributed
about US$100 000 per year to these promotional activities15.
8
Zayu
INDIA
CHINA
Myitkyina
Banmauk
THAILAND
Taunggyi
Rangoon
Moulmein
0 100 200 km
14. Myanmar.
Conclusions
Each case study illustrates the application of relatively low
technology engineering in small-scale investments which
nonetheless enjoy high levels of community engagement.
The success of these programmes is due in significant
measure to this level of community commitment and to the
extent of understanding of social, economic and political
influences in that local community.
As Sir Ove Arup said, Engineering problems are under-defined,
there are many solutions, good, bad and indifferent. The art is
to arrive at a good solution. This is a creative activity, involving
imagination, intuition and deliberate choice.
In these case studies and in many similar scenarios, the
solutions developed have not been primarily engineering
solutions, although engineering plays a key part in the
outcome adopted. It is not known which profession took
the lead in which scenario, but it is clear that engineers with
appropriate sensitivity could have led in all of them.
The case studies therefore illustrate the application of sound
engineering solutions to poverty alleviation:
Sustainable engineering was achieved, as the
solutions adopted will have a positive or neutral
impact on natural resources.
Life-cycle engineering took into account the
operational and maintenance cost of the engineering
solutions. The completed projects have effective and
affordable operational and maintenance regimes.
Empowered engineering took into account the
capabilities of the local community, in particular its
engineering and technical professions. The solutions
developed involve local professional and technical
staff and will establish an on-going engineering and
operational resource.
Appropriate engineering considered various
options that met the engineering project needs
and adopted labour-intensive construction where
relevant, so as to create community involvement
and knowledge of the projects operations and to
stimulate community income.
The challenge for the engineering profession is to revisit our
Brunel roots and develop a suite of solutions to the issues
raised in this paper. These should include solutions not only
to the alleviation of poverty when it occurs but also to the
development of sustainable urban infrastructure; solutions
that recognize rather than resist the inevitability of migration
to urban centres and then make provision for these rapidly
growing populations.
Engineers can work effectively with other professions and
community leaders to develop sustainable solutions to poverty.
And engineers can take the lead in developing sustainable
concepts for the urban areas of the future, concepts in which:
Access to and opportunities for
employment are enhanced.
Housing, sanitation, and water supply
are provided at affordable prices.
Access to and opportunities for
education are enhanced.
Affordable transport facilities are available.
This is our Brunel challenge.
It is worthy of our commitment.
Authors acknowledgement:
Nicole Hahn undertook the research for this paper.
Her enthusiasm and personal commitment for this topic is
unbounded and exemplifies the commitment of many young
engineering professionals to make a difference.
I am grateful for her contribution and support.
Text references
(1) WORLD BANK. World Development Report 2000/2001:
Attacking poverty. Oxford University Press, USA, 2000.
(2) UNITED NATIONS DEVELOPMENT PROGRAMME (UNDP).
Understanding and responding to poverty.
[online at http://www.undp.org/poverty/overview/].
Accessed 20 September 2002.
(3) USAKA and GABORONE, Helping the third world:
How to make aid work. The Economist, 26 June 1999.
(4) CROSWELL, J. The role of the consultant: Symposium on labour
intensive construction. Midrand, South Africa, 1993.
(5) SMALL, K. The rural village water supply programme, Botswana.
The Arup Journal, 28(1), pp15-17, 1/1993.
(6) TSOUKAS, J. Managing the HIPP programme.
The Arup Journal, 34(4), pp10-13, 4/1999 (Millennium Issue 1).
(7) AVERT. How many people in Africa are infected with HIV/AIDS?
[online at http://www.avert.org/aafrica.htm].
Accessed 20 October 2002.
(8) BUSINESS ACTION FOR SUSTAINABLE DEVELOPMENT
(BASD) and UNITED NATIONS DEVELOPMENT PROGRAMME.
Virtual Exhibit - South Africa: the roundabout outdoor HIV/AIDS
initiative. [online at http://www.virtualexhibit.net/new/home.php].
Accessed 18 September 2002.
(9) BUILDING AND SOCIAL HOUSING FOUNDATION (BSHF). World
Habitat Awards: The Grameen Bank low-cost housing programme,
Bangladesh. [online at http://www.mandamus.co.uk/bshf/
cgi-bin/wha/show.a.wha.cgi?whaNo=31].
Accessed 30 September 2002.
(10) GRAMEEN BANK. Microfinance. [online at
http://www.grameen-info.org]. Accessed 11 May 2001.
(11) BUSINESS ACTION FOR SUSTAINABLE DEVELOPMENT and
UNITED NATIONS DEVELOPMENT PROGRAMME. Virtual exhibit
The Philippines Municipal Solar Infrastructure Project. [online at
http://www.virtualexhibit.net/new/home.php].
Accessed 18 September 2002.
(12) WORLD BUSINESS COUNCIL FOF SUSTAINABLE
DEVELOPMENT (WBCSD). Sustain online - A ray of sunshine
in the Philippines. [online at
http://www.sustainonline.org/news/fullstory.php/aid/265/
A_ray_of_sunshine_in_the_Philippines.html].
Accessed 18 September 2002.
(13) YANGO, R. Fourth National Sanitation Week 2001
(Myanmar Information Centre) [online at
http://www.myanmar-information.net/infosheet/2001/010225.htm].
Accessed 22 May 2001.
(14) WORLD HEALTH ORGANIZATION.
Global water supply and sanitation assessment 2000 report.
WHO Publication Center, USA, 2000.
(15) SANDA, D, and OYA, K. Community-based water supply and
sanitation improvement. Proceedings of the 24th Water Engineering
and Development Centre Conference, Islamabad, Pakistan, 1998.
WEDC,1998.
(16) UNICEF MYANMAR. Rehabilitation of water supply and
sanitation facilities affected by the flood. [0nline at
http://www.unicef.org/myanmar/pages/WES_Echo.pdf].
Accessed 18 September 2002.
(17) WORLD HEALTH ORGANIZATION. World health report 2002.
WHO Publication Center, USA, 2002.
(18) BAJRACHARY, D. Myanmar experiences in sanitation and
hygiene promotion: Lessons learned and future directions.
UNICEF, Yangoon, 2002.
Other references
(19) BOTHA, D and HOLLWAY, A. Addressing poverty alleviation
through engineering development. South Africa
(20) CLEARY, P. Africas Holocaust - How the West is ignoring the
disaster. The Weekend Australian Financial Review,
14-15 September, 2002.
(21) DEPARTMENT OF INTERNATIONAL DEVELOPMENT (DFID).
Making connections Infrastructure for poverty reduction.
Copyright UK Ltd, UK, 2002.
(22) UNITED NATIONS HIGH COMMISSION FOR REFUGEES.
What is poverty?. [online at
http://www.unhchr.ch/development/poverty-02.html].
Accessed 18 September 2002.
(23) WHYTE, A. Guidelines for planning community participation
activities in water supply and sanitation projects. WHO Publication
Centre, Geneva, 1986.
(24) WORLD BANK. DM past projects: South Africa Journal. [online
at http://www.developmentmarketplace.org/safrica3journal.html].
Accessed 20 September 2002.
(25) WORLD BANK. South Africa: the roundabout outdoor
playpump. [online at
http://www.worldbank.org/af/findings/english/find218.pdf].
Accessed 20 November 2002.
(26) WORLD BUSINESS COUNCIL FOR SUSTAINABLE
DEVELOPMENT. Developing Countries and Technology
Co-operation 10 business cases. WBCSD, Austria, 2002.
Image Credits
2, 3: Arup
1, 4, 6: Roundabout Outdoor
5, 7, 11, 14: Daniel Blackhall
8-10: Building and Housing
Social Foundation
12, 13, 15: BP Solar
The difference
between what
we do and what
we could do
would suffice to
solve most of
the worlds
problems:
Mahatma Ghandi
No other issue
suffers such
disparity
between human
importance and
its political
priority:
Kofi Annan
(on water and
sanitation)
Social Responsibility
The burning question for engineering in extending the outreach of society is: What is responsible
outreach? The answer is perhaps best given in evolutionary terms. Man-made artifacts, albeit
extensions of our body, have not evolved through the gradual process that has shaped man and other
biological species. Thus, we constantly face the question of whether the technology we develop
enhances the long-range survival of our species. Because assessing how well engineering carries out
its social function lacks the ultimate test of the crucible of evolution, we need to define what we mean
by the social responsibility of engineering. In the following paragraphs, I offer five guiding principles,
some of which are already deeply embedded in the conscience of engineers.
Uphold the dignity of man. The dignity of man is an imponderable in terms of a clear evolutionary
meaning. However, it is a fundamental value of our society that never should be violated by an
engineering design. This happens when the design or operation of a technological product (a building,
a machine, a procedure) fails to recognize the importance of individuality, privacy, diversity, and
aesthetics and is based on a stereotyped view of a human being.
Avoid dangerous or uncontrolled side effects and by-products. The challenge to engineering is how to
fulfill its social purpose in ways that either control side effects and by-products or make them more
easily foreseeable. This demands a rigorous preliminary examination of how to solve a problem and
achieve a given social purpose. The problem is complicated beyond measure by the multitude of
pressures leading to the development of a design or a technology be they political, economic,
popular, or intrinsically technological. These pressures can lead to unwise outcomes beyond the ability
of engineering to solve, for example, the deferral of municipal maintenance due to constrained
budgets or the abandonment of nuclear power plants in some Western countries.
Make provisions for consequence when technology fails. The importance of making provisions for the
consequences of failure is self-evident, especially in those systems that are complex, pervasive, and
place us at great risk if they fail. A simple example is the failure of an air-conditioning system in a
closed ventilation system, as occurred tragically in 1990 at Mecca, with the loss of over a thousand
lives (Newsweek, 1990). A more complex example is the space shuttle. Because it is the sole vehicle
for a multitude of space tasks, any of its failures sets back our position in space.
Avoid buttressing social systems that perform poorly and should be replaced. This runs much against
the grain of most engineers. Thanks to a multitude of technological and engineering fixes (Weinberg,
1966), our society often avoids rethinking fundamental social issues and organization. However,
short-run technological fixes can put us at much greater risk in the long term. In the case of energy,
for instance, technological or commercial fixes cannot mask the need to rethink globally the impact of
consumerism and the interrelationship of energy, environment, and economic development.
Participate in formulating the why of technology. At present the engineering profession is poorly
equipped to do so both in this country and elsewhere. Few engineers, for instance, have been involved
in developing a philosophy of technologyas distinct from that of scienceand in teaching the subject
in engineering schools. 3 Yet, John Dewey saw the problems of philosophy and those of technology as
inseparable at the beginning of this century (Hickman, 1990). This separation of engineering and
philosophy affects our entire society. Engineers, in shaping our future, need to be guided by a clearer
sense of the meaning and evolutionary role of technology. The great social challenges we face require
a rethinking of the human-artifact-society interrelationship and the options it offers us to carry out a
growing number of social functions using quasi-intelligent artifacts to instruct, manufacture, inspect,
control, and so on. We also need to think through the implications of a shift from energy to
information (for example, for issues relating to urban planning and the environment), and the
possibilities of hyperintelligencethe enhancement of the social intelligence of our species through
the interaction of humans and global computer networks.
Social Purpose
How well does engineering fulfill it social purpose? This apparently simple question presents several
problems.
Which social group are engineers trying to satisfy? Is it a family, a tribe, a company, a municipality, a
nation, or a supernational global entity? It is clear that different groups have different technological
needs and expectations, and that if engineering satisfies some groups, it may not satisfy others.
What about the needs of the engineers themselves as a social group? A technology that does not
respond to the interests of other social groups but serves exclusively its own purposes evinces
concerns about autonomous or runaway technology (Winner, 1977). While it is possible to envision
such an occurrence for a technological system, the likelihood of runaway engineering is generally
remote, if only because engineers, as a cog in the technological system, are unable to be autonomous
and run away with their designs (Florman, 1987; Veblen, 1921) and are most often subservient to
contingent pressures of a social group.
The term satisfaction lacks a rigorous definition necessary to describe an engineering response to a
particular social need. The dimensions of a social group are a particularly important factor. In the case
of small social groups resources are generally too limited to develop anything but the simplest
technologies. Even the wealthiest of families today could not, even if they wished it, mount a manned
exploration of space. Hence, small social groups, as well as large, unorganized populations, can only
use today's technologies, not create them. With this comes the associated danger of alienation from
technology or of resentment spurred by limited participation and ignorance. At a national and global
scale, there is a similar lack of powerful supranational organizations to mobilize and control
technological resources. Hence, the danger of global environmental damage continues. Today,
intermediate-size organizationscorporations and governmental bodiesare most effective in
mobilizing technology in response to their needs.
An important determinant of how well engineering satisfies its social purpose is the breadth of
engineering. Engineering today continues overwhelmingly to focus on inanimate artifacts or machines,
just as engineering school curricula worldwide continue to bypass sociotechnological integrations like
the biomachinethe ever-growing interaction and interpenetration of biological and machine systems.
4
This lopsided orientation grew out of obvious historical origins that have had major consequences for
society. The factory environment so single-mindedly rationalized by the engineer F. W. Taylor
overlooked the effective integration of the workerthe biological unitand the machine in the
production process. This is so almost everywhere in the world, with the notable exception of Japan,
where a different social ethos has produced a more effective integration. At the opposite end of the
spectrum is the anomie of the worker in Eastern Europe.
Social Needs
The various needs of social groups that engineering and technology may be expected to satisfy are
educational (mentioned earlier), economic, environmented, health, public service, spiritual, and
defense. It is important to underscore that, in seeking to satisfy these needs, engineering cannot be
shackled to short-range and narrow technical applications. It must be allowed to explore new
extensions of our biological capability.
The recurrent conflict between advocates of independent and targeted research is an example and an
inevitable result of the tension between short-and long-range needs. If pushed to the extreme,
however, such conflicts may cross the boundary between what is socially useful and what is out of
control.
At the intellectual core of the sluggish and somewhat myopic response of U.S. engineering to
environmental needs is the lack of basic environmental principles embedded by education in the
consciousness of all engineers. A key principle, for instance, is recognition that any artifact any
alteration of nature inevitably has an effect on the environment, and particularly on the humans and
other living organisms in it. Another key principle is the requirement, as an essential component of the
design process, to address those impacts to the satisfaction not only of the engineer and the
engineer's employer but also of the general public.
The health care system has absorbed an ever-greater portion of our gross national product, regardless
of the state of our economic prosperity. At the same time, it has priced itself outside the financial
reach of almost 40 million Americans. Technology has abetted the situation, not only by favoring the
higher-cost, high-repair segment of the system, but also by not addressing the structure of the
system (Bugliarello, 1984b). Similarly the problem of hunger remains endemic in many parts of the
globe despite advances in agricultural technology. Even when production is high, in many countries
grain supplies rot for lack of effective storage and distribution systems.
The pattern of technology repeats itself in the way we address problems of infrastructure, education,
and poverty, or the problems of the metropolitan areas that now are home to more than 75 percent of
our population. For instance, the problem of housing for the poor and homeless in many developing
countries as well as in the United States persists despite our knowledge of building techniques and
materials. We need to organize a system of production, distribution, self-help, and education to put
that knowledge to work for the dispossessed.
Technology and science working in concert have demythologized many social and cultural beliefs and
left a spiritual no-man's-land. Paradoxically, the very success envisioned by eighteenth-century
encyclopedists man's conquest of naturehas confused our society, sweeping away the certainties
of the past and leaving society in need of guidance and new orthodoxies. Cars, airplanes,
telecommunications, fast foods, and contraceptives have brought about a drastic restructuring of
social customs and processes and a jadedness about technological advances. It may be argued that
engineers need to question their cultural responsibility to society as they contribute to its change. This
effort must begin in the universities. The task is particularly daunting for the United States, with its
thin line of 20,000 engineering teachers of growing disparity in cultural backgrounds.
The social role of engineering cannot overlook military engineering the activity from which modern
engineering is derivedas one of the most controversial facets of that role (Mitcham and Siekevitz,
1989). Although military engineering is not viewed by everyone as fulfilling a useful social role, it is
crucial for the survival and success of a society. The importance of that social role to the long-term
future of a society can be a matter of judgment and hence open to controversy in the context of a
hoped for reduction of military confrontations.
The specialist's role of the engineer seems to prevail todaya retreat from the situation in the last
century and earlier in this century, when engineers like Herbert Spencer or Vilfredo Pareto took
broader views of society and developed new economic, social or political ideas. The dominance,
particularly in our country, of the purely technical over the broader role of engineering can be
attributed primarily to the sociological characteristics of engineering and to the inadequacy of
engineering education in preparing students for broad social leadership. This is so in spite of the fact
that the earliest U.S. technological universities hark back conceptually to the model of the French
Ecole Polytechnique, with its purpose of producing technically prepared leaders. Indeed, it may be
argued that the rigorous professionalization of engineering has been achieved in our country at the
expense of preparation for broader leadership roles.
To reiterate, any attempt to rate the current performance of engineering in the satisfaction of social
needs must take into account at least three factors:
(1) the fundamental difficulty that engineers encounter in addressing major social problems given a
lack of an adequate sociotechnological preparation, (2) the propensity of engineers to find
technological fixes for existing social systems rather than to develop and use technological innovations
to accomplish needed social change, and (3) the ensuing limited or simplistic views of the social role
of engineering.
LESSONS LEARNED
A current assessment of the purposes, roles, and aspirations for engineering and society suggest some
pathways to more effective partnerships:
1. When social systems and technology have been able to complement each other,
engineering has been immensely effective in improving human life by augmenting
agricultural production, building infrastructure, producing jobs, improving public
health, etc.
2. Engineering can best carry out its social purpose when it is involved in the formulation
of the response to a social need, rather than just being called to provide a quick
technological fix. Often, a technological fix is in the long run counterproductive. The
Sahel economy was devastated, at least in part, when local populations were
persuaded to abandon animal power for motor-driven vehicles and pumpsonly to
find them immobilized when the OPEC cartel made fuel inaccessibly expensive.
3. Society and technologyand hence engineeringfail, often spectacularly, when the
social system is hostile or unwilling to modify itself to allow technology to operate
under the best conditions for producing beneficial results. Nowhere is this more
obvious than in societal failures to alleviate problems of hunger, illiteracy, and health
care.
4. Engineering can respond to a societal purpose in the measure that such a purpose is
well articulated. However, even if well articulated, the social purpose may be
detrimental to society and to humankind in general. Engineering, as a force of society,
can and should intervene in correcting a social purpose it perceives as detrimental.
Historically, this has been very difficult to do. Engineering has tended to respond to
the social system in which it is embedded: in market economies it has made unbridled
consumerism possible, and in authoritarian regimes it has provided the technological
means that reinforce the regimes' power.
5. Whether, even within the framework of existing socioeconomic systems, engineering
has served well the social purpose of those systems is a complex question.
Engineering, to the extent it has influence on the process, may have failed in this
more limited context if a market economy produces consumer goods that do not stand
up well to competition or pollute dangerously, or if a nonmarket economy produces
artifacts that are shoddy, such as much of public housing in Eastern Europe.
Furthermore, U.S. engineering has not participated to any major extent in the development of
strategies for the reform of the health care and education systems as two key service activities that
together absorb well over 15 percent of our GNP. In the case of health care, engineering has produced
a host of
innovative technologies, which, applied within the framework of an obsolete system, have added
greatly to cost, without correspondingly improving national mortality statistics and access to health
care (Bugliarello, 1984b). Similarly, although engineering provides education with powerful tools, it
has little impact on an education system that remains largely an artisan enterprise, incapable of
reorganizing itself to take full advantage of the great potential offered by systems, information, and
telecommunications technology.
Engineering also has been absent from the attack on some of the most vexing problems of urban
areas. Poverty, drugs, and alienation are all interconnected sociotechnological problems of our cities,
with their deteriorating infrastructure and the loss of easily accessible jobs in manufacturing.
A further example of engineering acquiescence in the subordination of technological possibilities and
common sense is the anarchical situation in the United States concerning telecommunications. The
current absence of a plan for the transition to fiber optics may deny the United States, to the
advantage of its competitors abroad, the possibility of developing integrated new technologies for the
largest telecommunications system and the biggest computer market in the world (Keyworth and Abell,
1990).
Contributing to the difficulty of U.S. engineering in addressing major social problems is the limited
participation of women and African-American, Hispanic, and Native American minorities in the
engineering enterprise. These groups are more squarely in the middle of most of those problems, and
bring to engineering an enhanced sensitivity and urgency, as well as broader societal support. Much is
being done today to attract women and underrepresented minorities to engineering, but it must be
remembered that, as late as the early 1970s, there was a fairly strong opposition among engineers
themselves to the recruitment of women (Bugliarello et al., 1972). The recruitment of minorities at
that time was also limited, as it continues to be today despite major efforts over the intervening 20
years.
It has been said that this is the first generation in the history of the United States that has lost the
hope of being better off than the previous generation. That view is too sweeping. Consider, for
example, the immigrants and the great progress made on improving the economic conditions of
minorities. However, to the extent that there is a perception of loss, much of it is undoubtedly
associated with the weakening of our industrial competitiveness and with the sense that American
technology, once believed to be the foundation of our success as a society, is not necessarily the
harbinger of an ever-better future for Americans. Hence, regaining industrial competitiveness in
manufacturing and addressing crucial social problems are challenges that American engineering must
address if it is to help instill in our society a greater sense of optimism about the future.