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Scapular Positioning in Overhead Athletes With and Without Shoulder
Scapular Positioning in Overhead Athletes With and Without Shoulder
doi: 10.1111/j.1600-0838.2010.01115.x
Division of Musculoskeletal Physiotherapy, Department of Health Sciences, Artesis University College Antwerp, Antwerp, Belgium,
Department of Human Physiology, Faculty of Physical Education and Physiotherapy, Vrije Universiteit Brussel, Brussels, Belgium,
3
Kinetic Control International, Ludlow, UK
2
Corresponding author: Filip Struyf, PT, Campus HIKE, Dept G, Artesis University College Antwerp, Van Aertselaerstraat 31,
2170 Merksem, Belgium. Tel: 132 36 418 265, E-mail: lip.struyf@artesis.be
Accepted for publication 27 January 2010
Abnormalities of scapular positioning are considered important risk factors for developing shoulder disorders. This
study analyses the scapular positioning pattern in a group of
overhead athletes with and without shoulder pain. In a multicenter blinded casecontrol study, 36 shoulder pain athletes
(19 men, 17 women), were compared with 36 unimpaired
athletes free of shoulder pain, matched for gender, age, hand
dominance and body mass index. The blinded assessor
performed visual observation, the measurement of the dis-
809
Struyf et al.
cluded that clinical assessment strategies for scapular
positioning are available but require further study of
their clinimetric properties (Nijs et al., 2007).
Researchers have suggested that shortening of the
pectoralis minor, a decrease in activity of the serratus
anterior muscle and an increase of activity of the
upper trapezius muscle may aect scapular positioning in terms of winging, anteriorly tilting and a
reduced scapular upward rotation. (Ludewig &
Cook, 2000; Borstad & Ludewig, 2005; Cools et al.,
2003) It has also been shown that subjects with short
pectoralis minor muscle length demonstrate similar
scapular kinematics as subjects with shoulder impingement syndrome (Lukasiewicz et al., 1999; Ludewig
& Cook, 2000; Borstad & Ludewig, 2005; Smith
et al., 2006).
Likewise, muscle imbalance results in an abnormal
force contribution around the shoulder, which could
lead to pain and pathology (Comerford & Mottram,
2001). It is noted clinically that patients presenting
with upper extremity dysfunction, frequently demonstrate poor scapular control (Mottram, 1997; Morrissey et al., 2008). Consequently, abnormal scapular
movement and muscle function has been shown to be
related to shoulder impingement syndrome (Lukasiewicz et al., 1999; Ludewig & Cook, 2000). No
previous study examined the ability of a muscular
motor control test in discriminating people with or
without shoulder pain. In addition, the kinetic medial rotation test (KMRT) aims at observing movement faults at the scapula and glenohumeral joint
associated with glenohumeral medial rotation
(Comerford & Mottram, 2001; Mottram, 2003).
This test has been developed by observation of
patients together with research results relating
shoulder girdle movement (Comerford & Mottram,
2001; Morrissey et al., 2008).
The specic purpose for this study was to analyze
the scapular positioning pattern: scapular upward
rotation, forward shoulder posture, tilting, winging
and scapular motor control in a group of athletes
with shoulder pain relative to a group of athletes
without symptoms. Second, inter-individual dierences are subject to this research.
810
YES
Shoulder pain?
NO
Athlete recruitment
Seventy-two athletes (38 men, 34 women), 1860 years of age
[mean standard deviation (SD), 33 11 years] were
included in this study. Thirty-six shoulder pain athletes (19
men, 17 women) were compared with 36 unimpaired athletes
free of shoulder pain, matched for gender, age, hand dominance and body mass index. Among the 36 athletes with
shoulder pain, 35 painful shoulders were on the dominant side.
The mean shoulder disability score (SDQ) was 35.8 13.5.
No signicant dierences were noted in height, age, weight,
hand dominance or duration of overhead activities between
both groups. Table 1 shows the descriptive characteristics of
the athletes.
Age (years)
Mean
33.4
33.1
SD
11.3
10.9
Range
1860
1856
Gender
Male
19 (52.8%)
19 (52.8%)
Female 17 (47.2%)
17 (47.2%)
Height (cm)
Mean
176.9
178.2
SD
10.5
9.8
Range
156194
158195
Duration of contiguous overhead activities (years)
Mean
12.8
11.9
SD
8.8
9.5
Range
135
137
Type of sport
Tennis
9 (25%)
9 (25%)
Volleyball 16 (44%)
12 (33%)
Baseball
2 (6%)
1 (3%)
Badminton 7 (19%)
10 (28%)
Handball 2 (6%)
4 (11%)
Outcome measures
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Struyf et al.
gravity. The starting position of the movement to be measured
is therefore xed, minimizing placement error. All athletes
were assessed in a relaxed, standing (barefoot) position.
Scapular upward rotation was measured during total shoulder
abduction using a standardized reliable protocol as described
by Green et al. (1998).
Athletes were asked to perform full extension at the elbow,
neutral wrist position and with the thumb leading. The
inclinometer is attached perpendicular to the humerus, just
under the deltoid insertion using a Velcro tape. Athletes were
then asked to move both arms into abduction and to stop at
451, 901, 1351 and at full range of humeral abduction (Fig. 3).
At each of these positions, the degree of upward rotation of
the scapula was measured using the second inclinometer. This
was achieved by manually aligning the base of the inclinometer along the spine of the scapula. Additionally, we
created four phases of humeral elevation: phase I (resting
position to 451), phase II (45901), phase III (901351) and
phase IV (1351 to end range). Only positions that can be
measured reliably with the Plurimeter-V inclinometer were
included in this study. For standardization, each athlete gets
one test-rehearsal before the test was performed.
812
SDQ
The SDQ covers 16 items to evaluate functional status
disability in athletes with shoulder disorders and is suggested
to be responsive and ready for use in clinical trials and
longitudinal studies (Van der Windt et al., 1998; Van der
Heijden et al., 2000). All 16 items describe a possible painprovocation during the last 24 h of the athletes daily activities.
The questionnaire is completed with yes, no or not applicable.
It is scored by the summation of all yes-answers, divided by all
answered questions (yes or no) and subsequently multiplied by
100. This results in a score between 0 (no disabilities) to 100
(very disabled). In this study, the Dutch version of the SDQ
was used.
Statistical analysis
Results
Visual observation for tilting and winging
Table 2. 117-point scale for scoring the kinetic medial rotation test
Correct pattern
Score
A-list
(0 or 1)
Compensation
scapular
Efficiency
Score
B-list
(0 or 1)
Difficulty breathing
Difficult to perform
No movement
possible (601)
Fatigue
Extra feedback needed
External support needed
Glenohumeral
compensation
Sum
/1
/7
Table 3. Observation of winging and tilting of the scapula between case and control
Observation
Winging
Tilting
Present
Absent
Present
Absent
A-matched side
B-matched side
4
32
12
24
5
31
8
28
5
31
10
26
5
31
6
30
(11%)
(89%)
(33%)
(67%)
(14%)
(86%)
(22%)
(78%)
(14%)
(86%)
(27%)
(72%)
(14%)
(86%)
(17%)
(83%)
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Struyf et al.
Scapular motor control (KMRT)
Discussion
This casecontrol study highlights several interesting
aspects of the clinical evaluation of scapular positioning and scapular motor control. Although the
clinical assessment protocol was not able to identify
statistically signicant dierences in scapular positioning or motor control between athletes with or
without shoulder pain, there appear to be some
signicant dierences between the athletes symptomatic and asymptomatic shoulder.
Table 4. Measurement of forward shoulder posture (acromial distance index) corrected with body length
AT distance (relaxed)
AT distance (retracted)
Case vs control
SD [(cm/BL) 100]
Power
Pain-free athletes
Athletes with shoulder pain
Pain-free athletes
Athletes with shoulder pain
36
35
36
35
4.77
4.70
3.07
3.04
1.45
1.54
1.20
1.26
0.863
0.913
Table 5. Scapular upward rotation (inclinometry) during humeral elevation between the different groups
Case vs control
Scapular upward rotation at rest
Scapular upward rotation at 451 humeral abduction
Scapular upward rotation at 901 humeral abduction
Scapular upward rotation at 1351 humeral abduction
Maximal scapular upward rotation
Ratio phase 1
Ratio phase 2
Ratio phase 3
Ratio phase 4
Overall gh/st ratio
814
Pain-free athletes
Athletes with shoulder
Pain-free athletes
Athletes with shoulder
Pain-free athletes
Athletes with shoulder
Pain-free athletes
Athletes with shoulder
Pain-free athletes
Athletes with shoulder
Pain-free athletes
Athletes with shoulder
Pain-free athletes
Athletes with shoulder
Pain-free athletes
Athletes with shoulder
Pain-free athletes
Athletes with shoulder
Pain-free athletes
Athletes with shoulder
pain
pain
pain
pain
pain
pain
pain
pain
pain
pain
Mean (1)
SD (1)
Power
36
36
36
36
36
36
36
36
36
36
36
36
36
36
36
36
36
36
36
36
7.72
8.53
3.08
3.75
9.08
8.94
24.64
23.61
39.44
37.22
16.13
16.15
5.35
5.55
3.41
4.29
4.96
3.78
3.66
3.81
6.68
7.00
7.39
7.27
7.37
9.15
8.90
9.25
10.46
9.68
15.19
1.83
5.51
8.37
1.57
3.77
8.56
4.91
0.82
0.99
0.662
0.721
0.94
0.67
0.53
0.99
0.91
0.51
0.58
0.59
The AT-distance measurements are put into perspective with the body length. Our results are in line with
the normative data presented in a previous study on
the AT-distances relative to the body length in 105
healthy subjects (Struyf F, Nijs J, Horsten S, Mottram S, Meeusen R, unpublished observation).
Adults presented with a mean AT-distance (corrected
to BL) of 4.12 cm/cm and 2.67 cm/cm for the relaxed
and retracted position, respectively, while the present
study showed a mean AT-distance of 4.77 cm/cm and
3.07 cm/cm. When we address non-relative distances,
our results are slightly higher than a previous study
in patients with shoulder pain. Nijs et al., (2005)
reported a mean (relaxed) AT-distance of 7.2 vs
4.6 cm during retraction. Our results are approximately 1.0 cm larger, which could be due to the study
population. More specic, Nijs and colleagues implemented a sample of convenience of 29 patients,
mainly recruited in private practices for physical
therapy, while our study included overhead athletes.
The repetitive movements performed by overhead
athletes may increase the AT-distance and hence
trigger forward shoulder posture. This might increase
the risk for developing shoulder disorders among
overhead athletes.
Pain-free athletes
Athletes with
shoulder pain
10/36 (28%)
13/36 (26%)
On painful side: 10/36
On pain-free side: 3/36
P 5 0.017
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Struyf et al.
control between the two groups. The athletes without
shoulder disorders are all performing overhead activities and have therefore an increased risk for developing shoulder disorders. In addition, the KMRT was
validated in a sample of convenience of normal subjects (Morrissey et al., 2008). However, baseball pitchers, tennis and handball players have been repeatedly
found to have an increased range of external rotation
with a corresponding decreased range of internal
rotation in their throwing shoulder compared with
the contralateral shoulder when assessed at 901 of
abduction (Borsa et al., 2008). This could have caused
extra positive scores on the KMRT in both case and
control group. Likewise, this could have increased the
side-to-side dierences.
Except for the KMRT and the visual observation
during humeral elevation, an important limitation of
this study is that in the main outcome measures only
statically held positions were used rather than dynamic motion. Statically held positions may not
represent functional movement patterns. Secondly,
no identication of the type of shoulder disorder was
performed in this study. Pain, as the only inclusion
criteria, may neglect relevant dierences between the
various shoulder disorders. More specically, the
most frequently seen shoulder pathologies are accompanied with dierent scapular motion patterns
(Ludewig et al., 2009). While patients with shoulder
impingement syndrome, rotator cu diseases or
glenohumeral joint instability are accompanied with
a reduced scapular upward rotation, patients with
adhesive capsulitis show an increase in upward rotation. Additionally, patients with shoulder impingement syndrome or rotator cu diseases can show less
posterior tilting, while no evidence for this alteration
is found in patients with other shoulder pathologies.
Future study should include dierentiation of
shoulder pathologies.
As the athletes age ranged from 18 to 60 years, it is
possible that age dierences alter scapular positioning and motor control. Although no dierences in
scapular positioning were noted between unimpaired
adults, clinicians should be aware of the decreasing
muscular system during aging. Since the scapular
muscular system is the major contributor to scapular
positioning, dierences in scapular positioning and
Acknowledgements
This study was nancially supported by a research grant
(G826) provided by the Department of Health Sciences,
Artesis University College Antwerp, Antwerp, Belgium.
We certify that no party having a direct interest in the
results of the research supporting this article has or will confer
a benet on us or on any organization with which we are
associated.
The study protocol was reviewed and approved by the
medical ethics committee of the University Hospital Brussels
(2006/137).
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