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Journal Title: The University of Dayton review.
Volume: 19 Issue: -
Month/Year: 1988Pages: Re 45-2
Article Author: University of Dayton, Cole
Artiole Title: Autarkeia in Aristotle
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borrowing @libraries.cul.calumbie.eduAUTARKEIA IN ARISTOTLE
Eve Browning Cole
‘The quality of autarkeia, usually translated “self-sufficiency” or “independence,
is significant in the Greek moral tradition from Socrates through the Stoics!
Xenophon praises the auiarkeia of Socrates in several contexts; Memorabilia 1.2.14
tells how Critias and Alcibiades were attracted by the fact that "Socrates, though
possessed of very little, was living the most self-sufficient of lives (autarkes tata zonta),
having achleved mastery over all the pleasures .. "" Near the end of this work,
Xenophon eulogizes Socrates as having been "so wise that he was unerring in his
Judgement of the better and the worse, and needed no counsellor, but relied on himself
(autarkes einai) for his knowledge of them" (Mem. 4.8.11)? For the Stoles, autar-
keia holds a central place among the valued moral and mental states, appearing in
parallel constructions with ataraxia in references to desirable conditions of soul.?
Aristotle is more interested in autarkeia than any other classical author, however.
His moral philosophy invokes this quality again and again, and in contexts both
important and problematic. For example. happiness is the ultimate end of human
life in part because it possesses autarkeia, or is autarkes (NE 1097b7-21: 11766:
BE 1238al 1-13), Autarkeia both makes the higher kinds of friendship possible, and
raises puzzles about them; for a person who is "sel/-sufficient” is thereby free to have
friends who aren't needed for some more mundane purpose (for their political clout,
or their business acumen. etc.). But are friends needed in any sense by one who is
truly described as “self-sufficient”? (These matters are discussed at NE 1169b5{C.;
BE 1244b6-21; MM2.15.1-9.) Autarkeia isa morally admirable trait in ttself, for the
“great-souled man,” in possessing “beautiful and profitless things,” demonstrates
it, and this is good (VE 1125a12), It is also one of the valued characteristics of con-
templation or study (theorta; NE 117727). For this reason. philosophical individuals
possess autarkeia preeminently, since contemplation is their characterizing, ifnot
their characteristic, activity (NE 1177b1-2)4
Moreover, autarketa is the goal of political organization, the reason why there are
cities (Politics 1253al, 125b29f1.; 1261b14; 1275b21). Individuals by themselves
lack It. and so are disposed to band together (Politics 1253228). It also serves as a
limiting princtple on the size and organization of cities (Pol, 1275b21. 132641).
The concept figures in Aristotle's theology as well. It is possessed by “the gods”
(Magna Moralta 2.15.3.4; 2.15.5.3), or in the terms of Aristotle's cosmology. the
“unmoved movers” (De Caelo 279a21-23).
In spite of, or perhaps because of, this broad range of applications for the term and
the quality it designates, it is not entirely clear what autarketa means. Our English
term “self-sufficiency” is semantically incomplete, requiring either a definite con-
text or an appended purpose-specification (eg., “self-suffictent with regard to food
production” spoken of a farm or a region) to render it meaningful. Aristotle's texts
do not typically provide this. What then does Aristotle mean by it? And why does
he assign positive moral value to it?
‘These questions are the more interesting in that they touch on areas of Aristotie's,
moral thinking which have drawn much criticism. From the aloofness of Aristotle's
ods, to the seemingly cold-hearted indifference to mundane matters shown by the
Universtiy of Dayton Review, Vol. 19, No. 3 (Winter 1988-1989} 35“great-souled man," to the apparently anti-social and elitist implications of contem-
plation asa crowning virtue, some of Aristotle's most sympathetic interpreters have
drawn a line of distaste or even moral disapproval. Autarkeia extends all along this
line. as a defining feature of gods, of “great-souled men.” of philosophy and
philosophers, A clear understanding of the concept is therefore in order, and would
appear to be requisite for deciding whether some of Aristotle's central moral ideals
are defensible to madern moral sensibilities.
The nearest Aristotle himself comes to defining autarkeia in al least one context
is a passage early in the Nicomachean Ethics (beginning 1097b14):"* . . . the self-
sufficient we now define as that which when isolated makes life desirable and lack-
ing in nothing; and such we think happiness to be,"5 Bonitz, in his Index Aristoteli-
cus, designates this as the defining instance of to autarkes. But is this really an infor-
mative definition? It has two strikes against it as such: (1) it sounds stipulative
("tithemen’’), and as such would be strictly speaking valid only for the present con-
text: we would need independent arguments to show that this sense is operative else-
where as well. But more seriously, (2) it is not really a definition at all. What we are
told in this passage is that a thing which 1s autarkes makes life desirable etc., and
that happiness is such a thing. This is to leave it completely open whether there isn’t
more to being autarkes than the designated properties (and, indeed, there must be.
if the above-cited passages employing the concept in other ways are to make sense).
So we are left to interpret this interesting concept on our own. This I will try to
do, by looking at the way Aristotle uses it in three different important connections:
autarkeia (1) in relation to friendship; (2} in relation to the “great-souled man”; and
(3) in relation to the establishment and structure of cities. From these varied con-
texts a composite picture will emerge. which is, I believe. rather different from what
one would expect if either “self-sufficiency” or “independence” were a perfect trans-
lation. These English terms, which may well be the closest one-word equivalents,
have the misleading association of the “Robinson Crusoe,” the condition ofneeding
nothing from without, which is sometimes part but seldom all of what Aristotle must
mean by the terms he uses.®
Autarkeia and Friendship
Good and virtuous persons possess autarkeia, in view of this, Aristotle wonders
whether such persons will need friends (EE 1244b6ff.).
For it does not belong to the self-sufficing man to need either
useful friends or friends to amuse him and society, for he is
sufficient (hikanos) society for himself.
Here, self-sufficiency as a concomitant or effect of moral goodness is contrasted with
two states: (1) a state in which one seeks frlends for some service or favor they can
provide, ic., utility friendships; and (2} that in which one seeks out friends who satisfy
one's need for amusement and society. Interpreting autarkeia contrastively, then,
we can assume that it denotes a degree of independence (whether psychological,
moral, physical, or some combination of the three) in which one needs neither advan-
tage nor amusement from without. There must be a sense in which the Aristotelianly
Sood person is the source of his or her own well-being.
However, this ts far from entailing that frieidship is a thing of lesser importance
in the fife of the virtuous, and hence “autarkic.” individual. As the immediately .
36following passages make clear, the '‘sclf-sufficiency”" of the good person isa positive
incitement to friendship. “For when we need nothing, then we all seek others to share
our enjoyment" {EE 1244b15), We seek, driven not by need, but by the generous desire
to share our felicity. Thus, natural human sociability, the assertion of which is so
basic to Aristotle's anthropology, is here seen in its truest and purest form.
In what sense is the good man “sufficient soctety for himself"? Aristove can hardly
intend to be saying that virtue equips one for solitude, since the context is an
argument for the moral value of friendship. The right sort of friendship is a positive
moral good. Even philosophical thinking goes better when it isa shared activity (NE
1177bi), and many of the activities which display virtue or provide occasions for its
exercise are necessarily social. How then do we take the claim that the good person,
possessing autarketa, finds his own society enough? Well, NE IX tells us of the sort
of person who does not find himself “sufficient society," or even tolerable company—
this is the wicked or viclous person.
And wicked men seck for people with whom to spend their
days, and shun themselves: for they remember many a
grievous deed, and anticipate others like them, when they are
by themselves, but when they are with others they forget. And
having nothing lovable in them they have no feeling of love to.
themselves. Therefore also such men do not rejoice or grieve
with themselves; for their soul is rent by faction ... (NE
1166b13-19)
‘To the wicked person. his own company is torment. He is driven to seek the company
of others, because he is fleeing his detestable haunted solitude. Society is a neces-
sary distraction. Far from sharing happiness, as the good have been asserted to do,
the wicked mitigate their unhappiness by temporarily forgetting themselves. (One
pictures a Dickensian scene in a smoky shabby tavern, with dour villainous charac-
ters muttering to one another over their pints, perhaps casting distrustful glances
at other tables now and then!) No matter how plausible we find the Aristotelian sketch
of the villains-in-society, this passage shows that the autarkeia of the virtuous person
is not an isolating, but a relating kind of quality.
So the ‘'self-sufficiency” of the virtuous person carries with it the capacity for social
self-determination; it is predicated ofa state of character in which a person is cap-
able of true and freely chosen friendships because s/he is net driven by needsor bereft
of self-respect. The relevant contrast between autarkeia and its opposite is not parallel
to that between solitude and society, nor to that between independence and depen-
dence, but 1o that between freedom and compulsion in one’s personal relationships.
Aristotle means his term to connote, not that good persons do not need others, not
even that good persons can ina pinch get along without friends; but that they alone
can behave autonomously in the domain of friendship.” This theme of autonomy or
self-determination will return.
Autarkeia and Megalopsychia
The virtue variously translated as “pride,” “magnanimity.” or 'great-souledness”
{megalopsychia) is really a compendium ofall the virtues, for Its possessor is a moral
paragon.®
37Now the proud man. sinec he deserves most, must be good in
the highest degree: for the better man always deserves more.
and the best man most . . . and greatness in every excellence
Would seem to be a characteristic of a proud man” (NE
1123b27-31).
It's tempting, given ta kala kai akarpa, to think in terms of material wealth, AWE.
Adkins belicves this is appropriate.* The proud man would then be desorbed one
Who can afford the collection of “beautiful and profitless'™ things. These things
bespeak his material well-being.
Economic security is certainly an element in Aristotelian eudaimonia. But I believe
that the profitless beauties of the proud man are Meant to tell us more than that he
can afford them; they are supposed to be morally revelatory as well. oy tell something
about his inner self. But what?
Wie could Uhink here about what, in general, Aristotle would count as a““beautiful
Rrople who have the requisite material well-being, comfort. and leisure; they do not
themselves contribute to that well-being. or produce that leisure. In Aristotle's view,
uselessness (in this sense) mirrors the proud man’s. freedom; for he is “unable to make
his life revoive round another, unless it be a friend; for this is slavish”
(NE 1124b31-1125a2), What the ‘higher kinds: of philosophy and the proud man have
in common Is autonomy, theoretical in the one case and moral or personal in the
other!
‘So, the fact that the proud man has converse with “profitless things” attests to
his autarketa in the sense. ‘of autonomy. of self-determination. He does not subserve;
between autonomy and self-respect in Aristotle!? The autonomy of the proud man,
Aristotle's moral paragon, is the basis on which he devorves Tespect (his own as well
as that of others}; and respect (time) is the good with which megatopsychia is pre-
eminently concerned (NE 112320).
38Autarkeia in the Political Context
In Aristotle's political philosophy, the origins of the state are, as we might say,
causally over-determined: for he invokes three different causal explanations, any one
of which might arguably have brought about political society all by itself. The three
are: (1) the necessity for social cooperation in the interests of survival, (2} the natural
desire for the society of one's fellow creatures, and (3) the desire to flourish, or to be
happy, which can be satisfied only in a polity. Causes (1) and (2) are paired in Eude.
milan Ethics 1242a7-9: “(Flor men seem to have come together because each is not
sufficient (me autarkein) for himself, though they would have come together anyhow
for the sake of living in company" The third cause is invoked often in the Politics:
for example: “The state is the union of families and villages in a perfect and self
sufficing (autarkous} life, by which we mean a happy and honorable life” (Pol.
1280b34-38). That this “perfect and self-sufficing life” is the final cause of the state
has been stated in Politics 1253a1-2: “Again. the object for which a thing exists, its
end, is its chief good; and self-sufficiency (autarkeia) isan end, and a chief good."12
Here there appear to be two separable senses of autarkeia at work. In one sense,
what drives people to band together is the need to be provided for (eause (1) above.
mentioned in the EE passage). Plato's Republic is criticized by Aristotle for advanc.
ing a notion ofa city which could not have been autarkes (Pol. 1291a14-15). for the
straightforward reason that it didn’t contain an adequately diversified range of
producers. But in another sense, the autarketa for which the city is organized has
moral content {cause (3) abovel. Itis for the sake of genuine freedom, moral autonomy,
which as we know is central to Aristotle's moral vision, that cities are formed. Asistotle
maintained that humans flourish, or achieve eudatmonia, only in political society.
Aman without a city is “either a beast or a god," and as such requires a different
analysis of happiness-achieving conditions than that which Aristotle wishes to
provide for humans. In NE, Aristotle says of political justice that it is found among
free equals, “who share their life with a view to self-sufficiency (pros . . . autarkeian:
NE 1134a26-27). Thus freedom and autarkeia are not related.
The connection between these two different senses of the term, in this cluster of
political passages, is as follows: there is a certain level of material satisfaction which
must be achieved if human life as we know it is to be lived (auéarkela in the first sense},
we need shelter, food, security, ete. Once this is given, however, we will naturally begin
looking toward more ultimate ends, or the satisfaction of higher-order desires—for
a government of laws rather than men (NE 1134234), fer a society organized to
facilitate the pursuit of happiness on the part of free and autonomous individuals
{auiarketa in the second sense).'5
Conclusion
From these three different neighborhoods in Aristotle's moral philosophy. friend-
ship. megalopsychia, and the origins and purposes of the state, it has emerged that
uiarkeia has as its central sense moral autonomy, the capacity to choose tmpor-
tantly, to determine the shape of one’s own life. With regard to friendship. this
connoted that the virtuous person's friendships alone are freely chosen; so that only
in such friendships is the true sociality of humankind displayed. The “proud man’
of NELV shares a species of autarkeia with philosophy itself. in his freedoi to pur-
suc the sublimely useless, And the cities we construct are, in Aristotle's view, designed
39to make possible that real individual self-determination which is the project of morality.
If this is true, then I believe this concept, autarketa, brings Aristotle closer to the
dominant moral and political philosophies of western liberalism than is sometimes
thought. b the question whether Aristotle was right to assign positive moral value
tothis quality. think the answer must be ‘yes, if Ihave described iteorrectly. For this
rich sense of autonomy must remain central to any description of what is valuable m
human life,
Department of Philosophy and Humanities
University of Minnesota, Duluth0
NOTES
Research for this paper was substantially completed during a Summer Seminar funded by
the National Endowment for the Humanities. at the University of Texas, Austin in summer
of 1986, under the direction of Prof. Paul Woodruff, am especially indebted to Richard
Lounsbury. Julie Ward. and Paul Woodruff for conversations and helpful suggestions
concerning an early draft, and to Jane Zembaty and Nick Smith for detailed criticisms of
a later draft.
‘Transtations of Xenophon are those of EC, Marchant. in the Loeb Classical Library edition.
For example, Plutarch, Moratta 101b3-4 would appear to be exploiting a Stoic connection.
There is serious question whether Aristotelian contemplation is meant to designate a life
that Is contemplative predominantly. or merely an activity which forms part of the life-
programme of an individual who may also pursue other sorts of goods, euch as moral virtues.
John Cooper, in Reason and Human Good in Aristotle (Harvard, 1975), argues that Aristotle
is describing a life whieh ts almost entirely devoted to theorta, to the exclusion of any other
ends including the moral ones described in the preceding entirety of the Nicomachean Fthics.
His argument rests tn part on “simple facts about the Greek word ‘bios’, " which entatl that
itis used, as in the relevant passages from NE. only of modes of life. Thus, one can live only
‘one sort of bios at a time, See Cooper's pages 158-160. This position remains controver-
sial, however,
For a persuasive account of how the inclusivefexclusive ends controversy, concerning
Aristotle's concept of happiness. can be peacefully resolved, see Howard Curzer {of Texas.
‘Tech University), “Supreme and Secondary Happiness in Aristotle's Ethics” (manuscript).
All quotations from Aristotle are taken from the revised Oxford translations contained in
The Complete Works of Aristotle edited by Jonathan Barnes (Princeton, Bollingen, 1984),
unless otherwise indicated.
‘There are contexts In which Aristotle uses autarkela and the related terms in more straight-
forward senses than those which I'll be arguing arc at work in the Ethics’ and Politics. For
example, in the Progression of Animals, 708425, it ts said that some animals jump but
~,.. do not find this mode of locomotion sufficient lautarkes) by itself.” so must resort to
other locomotive strategies. I think there is a kind of ordinary "enougiiness" sense of the
terms. and an Aristotetianly enriched moral sense of the terms (not entirely original with
Aristotle, though its technical employment is pioneered by him) which Is his legacy to the
Stoies' moral philosophy, It 1s the moral sense with which 1am chtefly concerned here. *
For a more careful and thorough treatment of Aristotle's views on the sociability of virtue,
see Nancy Sherman's article “Aristotle on Friendship and the Shared Life.” in Philosophy
and Phenomenological Research {June 1987).
WER Hardie stresses this, in ‘* ‘Magnanimity’ in Aristotle's Ethics" (Phronesis 23, 1978,
pp.63~79), and argues that this creates some of the pecullarities of the virtue (Le, Il is only
questionably a particular virtue, if". . . to be magnanimousisto possess, asa sort of crowning
ornament, what is great in every virtue"; see p. 65.).
Inhisarticle" ‘Friendship’ and 'Self-sufficiency’ in Homer and Aristotle” (Classical Quarterly
ns. xili (1963), $311), Adkins maintains there fs a qualified con tinulty In the Greek moral
tradition, according to which key terms continue to carry Homeric resonances throughout
the classical period, Thus autarkeia still means economic independence, and this meaning
remains at the center of its semantic field. In the Homeric world, the economically indepen-
dent were the agathoi, worthy of respect [if for no other reason) because they were able to
underwrite military campaigns. From this ground, classical moral thinking grows: and it
never loscs touch with its source entirely. Ubelieve, contrary to Adkins, that Aristotle may
be consciously working against this sense of autarketa at times (e.g.. NE 1179a1-16).
Ina shightly different but still relevant context, Hardie writes, “We are told that the toast
of the higher mathematics is celebrated in Cambridge with the words ‘may they never be
41of any use to anyone’ " (Aristotle's Ethical Theory 2nd edition, p. 356).
1+ Fora convinelng argument thet the proud man philosophizes, and that this explains some
of his quirks, see the article by Hardie, “Magaanimity ..." xeferred to in note above.
1 Martha Nussbaum makes this connection clear, and contrasts Aristotle with Plato on this
theme in “Shame, Separateness, and Political Unity: Aristotie’s Criueism of Plate’ (Essays
on Aristotle's Ethtes, ed. AO. Rorty: UC. Press, 1980, pp. 395-435).
12 -The translation af this passage is that of Rackham. in the Loeb Classical Library edition
of the Politics.
4 Apistotle is referring to the first “unreal city” of the Repubite, which Socrates is deseribed
as calling “the healthy city” before the fever of desire for luaury sets 1.
18 This naturally brings up the hatcful subject of slavery. As one would expect. if aularketa
and autonomy are related (as I have been trying to show they are), Aristotle denies that slaves
possess auitarketa (at Politics 1291410).
a2