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Unit 19 Intervention Invasion
Unit 19 Intervention Invasion
Structure
19.1 Introduction
19.2 Concept of Intervention
19.2.1 Origin of Concept of Intervention
19.1 INTRODUCTION
Intervention is a word used to describe an event, (something that happens in international
relations). The event might take a form as significant as the entry of one state into a violent
conflict within another state or as apparently insignificant as an ill-chosen remark made by a
statesman about the affairs of a foreign state.
The fact that the same word is used to describe such diverse phenomena turns the focus of
attention from intervention as an event to intervention as a concept, in order to decide what it
is that is common to each case. This is the task of definition and three general observations
about it arise from these statements:
In the first place, because intervention is a word used to describe events in the real world, and
not a purely abstract concept, freedom to stipulate an arbitrary definition is limited. Second,
because intervention is a term used to describe such a broad range of activities in international
relations, it is unlikely that any definition can capture the whole of reality. And in the third place,
disagreement about the concept of intervention, about the sorts of activity that are to be called
intervention and what it is that makes them similar, casts doubt upon any idea that painstaking
research could uncover the essential meaning of intervention.
affairs of another whenever it sees a threat to its own peace and safety or to the property or
persons of its citizens. Today, it is generally believed that intervention should take place only
under the authority of an appropriate international organisation, such as the United Nations.
Intervention in international law means the dictatorial interference by a state in the internal
affairs of another state, or in relations between two other states. It is formally forbidden by a
number of treaties, especially among American republics, and has been described as illegal in
essence and justified, if at all, only by its success.
Not all intervention has been selfish, predatory, maleficent or unsought. Not all has involved a
disproportionate exercise of strength by the great power, although the disproportionate strength
was usually in the background. Much of it has been reactive.
Intervention, mediation and interposition
Intervention is distinguished from mediation or the offering of advice by a state after a request
by other states, and from representations or protests that concern the demanding states own
interests or rights. It is also distinguished from interposition, or forcible action by one state in
the territory of another to protect its nationals, and from defensive action against military action
or aggression. It may take the form of another military or diplomatic action but diplomatic
intervention implies resort to force if the demands are not complied with.
against abnormal conditions resulting from internal strife, and as a general rule, the expectant
treatment of non-intervention has come to be preferred to the surgery of intervention.
A second type of intervention so called consists of punitive measures adopted by one state
against another to enforce the observance of treaty engagements or the redress of illegal
wrongs. Such interventions occurred with considerable frequency throughout the 19th Century,
as for example, the blockade by France in 1838 of the coast of Argentina on the ground of the
alleged ill treatment of French subjects by the local government; the warlike expedition sent
jointly by England, France and Spain in 1861 to compel Mexico to repay their debt; the English
embargo on Greek shipping in 1850 as a means of redressing the wrongs suffered by Don
Pacifico and other British subjects; the naval expeditions dispatched against Korea in 1866 by
France and the United States to punish in the one case, the murder of a French apostolic vicar
and in the other, the destruction of an American vessel and the massacre of its crew.
A third type of intervention, usually referred to as external intervention, consists of interference
by one state in the relations usually the hostile relations of other states without the consent of
the latter. The great majority of such interventions have had as their aim the promotion or
settlement of a war between the states interfered with. External intervention usually involves
participation by the intervener in a war, and the modern international law does not profess to
classify the causes of war as just or unjust. But since the institution of League of Nations
(formed in 1919), this doctrine has been seriously modified. Article II of the Covenant of the
League declared that any war or threat of war, whether immediately affecting any members
of the League or not, is a matter of concern to the whole League, which shall take any action
that may be deemed wise and effectual to safeguard the peace of nations. Not only are
elaborate provisions made in other articles for the settlement of disputes between member states
but also certain topics are expressly specified as generally suitable for arbitration.
Since all the three forms of intervention involve force or the threat of force, the question is
raised as to the difference between intervention and war. This is found to lie not in the acts
of the parties but in the intention of one of them. The intervening state in spite of the hostile
character of its conduct and of its recognition as such by the state affected usually regards
pacific relations as uninterrupted. The claim of the intervener may be reluctantly acquiesced ,
in which case the intervention is non-belligerent; or it may be taken up as a gauge of war, and
then it becomes belligerent.
As to the distinction between intervention and war, W.E. Hall wrote:
[R]egarded from the point of view of the state intruded upon, it (intervention) must always
remain an act, which, if not consented to, is an act of war. But from the point of view of the
intervening power it isa measure of prevention or of police, undertaken sometimes for the
express purpose of avoiding warit may be a pacific measure, which becomes war in the
intention of authors only when resistance is offeredHence although intervention often ends
in war, and is sometimes really war from the commencement, it may be conveniently considered
abstractedly from the pacific or belligerent character which is assumed in different cases.
Further, intervention, as a type of activity can be seen as military intervention or economic
intervention. Military intervention might be one such type, taking place when troops are
dispatched to keep order or to support a revolution in a foreign state, or when military aid is
given to a government whose internal position is insecure or which is in conflict with a neighbouring
state. It has been argued that the very presence or display of armed force, such as the location
of the American Sixth Fleet in the Mediterranean Sea, has an effect on the politics of the littoral
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The great powers have frequently intervened, sometimes collectively, to prevent a state from
becoming so powerful as to disturb the balance of power. A system of international relations
based on equilibrium of power can hardly avoid occasional intervention of this kind. Intervention
to stop gross inhumanities against minorities or dependent peoples has also occurred, and has
been considered justifiable if the purpose was genuinely humanitarian. Often such interventions
have veiled political objectives.
The League of Nations Covenant declared that the League shall take any action that may be
deemed wise and effectual to safeguard the peace of nations, and the UN Charter gives the
Security Council primary responsibility for the maintenance of international peace and security.
Action authorised in pursuance of these provisions, as by the UN in Korea and Congo, has,
sometimes been called collective intervention, and is undoubtedly legal if in pursuance of the
authority given to the organisation by its members.
The prevention of situations that will induce states to intervene in the affairs of others is the
major problem of international law and international organisation and can hardly be solved
without, in some degree, subjecting the sovereignty of states to a world order. Nations continue
to be reluctant, however, to surrender their sovereignty in this manner.
21 involved substantial foreign military intervention. That is, about 20 per cent of the civil wars
became internationalised. More than one country intervened in some of these wars (e.g., the
Russian Revolution and the Spanish Civil War). There were altogether 33 cases of substantial
foreign military intervention in civil wars.
The following table shows the most active interventionists in other peoples civil wars. The
United States and the United Kingdom head the list with six interventions each. The five
interventions undertaken by France place it a close third. The record of intervention showed in
this table, however, is understated for two reasons. First, only substantial military interventions
were counted. The coding rules used by Small and Singer define substantial as meaning that
the intervening state must commit at least 1,000 troops or suffer 100 battle deaths. As a result,
small-scale interventions are not included in this table. Second, there were many situations that
did not qualify according to the definition of civil war used by Small and Singer, but that
nonetheless experienced foreign intervention. The Bay of Pigs episode mentioned earlier is such
an example. Similarly, Soviet military forces did intervene in Hungary, Czechoslovakia, and, most
recently, Afghanistan, even though the internal turmoil of these countries did not qualify as civil
war.
Military Intervention in Others Civil Wars, 1816-1980
The Intervener
Number of
Interventions
United States
United Kingdom
France
Portugal
Spain
North Vietnam
Laos, Cambodia
Japan
USSR/Russia, China
Syria
Jordan, Lebanon
Belgium
Zaire
Cuba
Angola
Egypt
Finland
USSR/Russia
Germany
Spain
Italy
Spain
Russia
Iran
South Vietnam
Cambodia
Source: Melvin Small and J. David Singer, Resort to Arms: International and Civil Wars,
1816-1980 (Beverly Hills, California:Sage, 1982). 16-1980 (Beverly Hills, California: Sage,
1982).
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and East Asia stabilised, the great powers increasingly turned their attention to the Third World,
the newly independent states of the West Asia, South East Asia and Africa which were
struggling to develop viable economies and to establish national identities. Soviet-American
competition in the Third World produced the first of many explosive confrontations in the Suez
Crisis of 1956, when the US withdrew an offer to assist Egypt in constructing a gigantic dam
on the river Nile; the Egyptian leader, Gamal Abdel Nasser, nationalised the Suez Canal.
Dependent on the Mediterranean lifeline, Britain, France and Israel subsequently launched
military action against Egypt. The Soviet Union backed Nasser, and Khrushchev even threatened
to use nuclear weapons against the Western allies. Fearful that the Soviet Union might exploit
the crisis to extend its influence in the West Asia, the Eisenhower administration forced Britain
and France to withdraw. The crisis ended, but it only added to intensify the Cold War rivalry.
The Russians expanded their assistance to Nasser and sought to gain influence in the other
West Asian nations. The US enunciated the Eisenhower Doctrine, which offered aid to any
West Asian nation threatened by Communism.
Cuban Missile Crisis
The island of Cuba in the Caribbean is located at a distance of 90 miles from the US state of
Florida. In 1898, United States freed Cuba from Spain. The United States acquired the right to
intervene through the incorporation of Platt Amendment in the Constitution. In 1952, Batista,
who had served as president of Cuba from 1940 to 1944, returned to power and established his
dictatorship in Cuba that lasted till 1959, when Fidel Castro managed to capture power. In 1961
he formally declared himself as a Marxist. On the assumption of power, Castro tried to concentrate
all the powers in his own hands and tried to establish a dictatorship. Castro also tried to free
the Cuban economy from American dependence and decided to ally with a new paymaster USSR. Thus he converted Cuba virtually into a satellite of Soviet Union. Cuba further proceeded
with the nationalisation of American property. The US reacted by stopping purchase of Cuban
sugar and even severed diplomatic relations with Cuba. In the meanwhile a large number of
anti-Castro Cubans moved to the US. Their strength increased so much so as to be able to form
a Cuban army in exile.
In April 1961, president Kennedy permitted the Cuban exiles to invade the island in the hope
that the Cubans would rise and support the liberating forces against Castro. However, the
invasion was a complete disaster. The failure of the mission (popularly known as Bay of Pigs)
greatly enraged the American public opinion. In the meanwhile Soviet prime minister Khrushchev
announced his decision to set up a Soviet base in Cuba with Soviet missiles, which posed a
serious threat to the security of the United States. In fact, since mid-1961, Soviet Union had
been supplying armaments including missiles to Cuba. As the installation of these missiles in
Cuba put the United States in direct firing range from Cuba, US claimed that it posed a serious
threat to its security. Though Khrushchev assured US that these missiles were installed only to
strengthen Cuban defence and were not meant for any offensive use, this did not satisfy the
US. In the meantime in October 1962, Soviet Union dispatched yet another vessel allegedly
carrying long range missiles. However, before this could actually reach Cuba, US announced
the blockade of Cuba. Although Soviet Union denounced the blockade, the Soviet missiles
carriers moved up to the quarantine line and stopped there. Moscow finally ordered these
ships to return home, thereby diffusing a situation, which could have converted into a nuclear
war. Soviet Union subsequently, dismantled the missile bases in Cuba.
Vietnam War
The Vietnam War proved to be a disastrous adventure of the American foreign policy. The
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Geneva Agreement of 1954 confirmed the exit of French from the whole of Indo-China. It also
created two Vietnams, but they never lived in peace. The elections that were to be held in the
two parts in 1956 were never held. Instead the war began which lasted almost twenty years
and finally led to the creation of one unified Vietnam under the communist rule. While North
Vietnam was helped by the Soviet Union, it was mainly the American intervention that made
the Vietnam War different from other wars between the two neighbours.
Both China and Soviet Union were interested in bringing the conflict to an end and prevailed
upon North Vietnam to accept the Geneva Agreement. As South Vietnam did not respond
favourably to the Geneva Agreement, a war broke out between North and South which lasted
for almost 20 years and proved to be the most destructive war in the post Second World War
period.
The foreign policy-makers of the United States made several miscalculations and became
responsible for a prolonged war in which large numbers of casualties were suffered by both the
Americans and the Vietnamese. Eisenhowers decision to provide American military and
economic assistance to Ngo Dinh Diems regime was not in conformity with the US policy of
free elections to decide the contentious issues. When Kennedy assumed office in January 1961,
Vietnam was already Americas costliest commitment.
By 1963, America got more deeply involved in South Vietnam. In 1964 the first bombing raid
was made over North Vietnam, which soon became a regular feature for the Vietnam War. By
the close of 1972, the futility of continued war with Vietnam was realised. This led to the Paris
Agreement in January 1973, whereby a cease-fire was established, which did not last very long.
In 1974-75 the North Vietnamese launched an offensive against South Vietnam. The then
regime of South Vietnam collapsed and the city of Saigon was captured by the communist
troops on 30 April 1975. This marked the end of Vietnam War and the whole Vietnam came
under communist control.
Soviet Intervention in Czechoslovakia
Yugoslav secession in 1948, and the uprising in Poland and Hungary in 1956 had caused
upheaval in the communist system. The USSR could not afford to allow Czechoslovakia to
follow Yugoslav example. Josip Broz Tito was still alive and popular, and in Rumania, Ceausescu
was making uncomfortable gestures. The prospects of Czechoslovakia, under Dubeck sliding
out of the Soviet Bloc were disturbing. By June 1968, Soviet prime minister Kosygin had visited
Czechoslovakia, and Dubeck and other reformist leaders had visited Moscow. When Warsaw
Pact forces began manoeuvres in Czechoslovakia, the situation became very tense. The French
and Italian Communist parties tried to mediate. West Germany got so alarmed that it withdrew
its troops from the Czechoslovak border to belie the rumours that Germans were instigating the
popular reformists.
During mid-1968, Soviet Union alleged that a cache of American arms had been found in
Czechoslovakia. This allegation was sought to introduce Cold War politics in an essentially
internal crisis of the Communists. Soon the Soviet troops began to move out of Czechoslovakia,
but suddenly Soviet intervention took place on 20 August 1968, when the Soviet, East German,
Polish, Hungarian and Bulgarian troops marched into Czechoslovakia.
It was considered as a violation of the Czech sovereignty and in October 1968, Czechoslovaks
were asked to sign a treaty permitting Soviet troops to be stationed in Czechoslovakia. The
Soviet action in Czechoslovakia was a mild intervention. From a Soviet point of view, it was a
regrettable necessity.
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Afghan Crisis
Tension was developing between the East and the West after the Helsinki Summit in 1975. The
areas of tension were outside Europe. However, the Cold War returned with the Soviet military
intervention in Afghanistan. The West described Soviet action as an invasion of Afghanistan.
Afghanistan was a monarchy till Mohammed Daud deposed King Zahir Shah in 1973. Daud
abolished monarchy and himself became the president of the new Republic. Daud decided to
seek weapons from the Soviet Union to restore balance of power in the region. Earlier, Daud
had been supported by Peoples Democratic Party, which soon split into two factions: one led
by Mohammed Taraki and Hafizullah Amin and known as the Khalq, and the other led by
Babrak Karmal, called Parcham.
Having consolidated his position, Daud played off East against the West and sought help from
the Shah of Iran. He persecuted both the factions of Peoples Democratic Party, and in 1977
put some of their leaders in jail. Meanwhile, both the factions had penetrated into the army and
had even made a sort of truce with each other. The tables were turned and Mohammed Daud
was ousted in 1978. Hafizullah Amin took over as Afghan president in September 1979.
Meanwhile, in Iran, Shah had been deposed and Ayatollah Khomeinis volunteers had seized the
US Embassy and taken many Americans as hostages. The USSR felt that America might
organise a coup in Iran. In anticipation that Amin would join hands with America, Soviet Union
decided to get rid of him and tighten its grip on Afghanistan. The Soviet forces entered
Afghanistan towards the end of 1979. Amin was arrested and executed. Babrak Karmal came
back from the Soviet Union and was named the president. This action was described and
justified by the Soviet Union as a painful intervention to keep the US imperialists away from
the country.
Gulf War
The first major international crisis after the Cold War occurred in West Asia during 1990-1991.
The attack by Iraq on neighbouring oil-rich Kuwait, conquest and annexation of Kuwait into Iraq
as its nineteenth province marked the first phase of the crisis. When all efforts to persuade Iraq
to withdraw from Kuwait failed, and peaceful solution appeared to be impossible, the 28-nation
coalition, led by the United States and authorised by the UN Security Council, waged a war on
Iraq and liberated Kuwait. This was the second phase of what is called Gulf War II. The IranIraq War of 1980-88 may be described as Gulf War I. The prolonged war had been generally
indecisive, though Iraq claimed eventual advantage. As Iran had already come under the Islamic
regime of Ayatollah Khomeini, America had generally supported Iraq in that war, without being
actually involved in it. It is the Gulf War of 1990-91, which threatened the international peace
with injected Arab-Israel conflict input and an attempt to give it an ideological colour.
19.7 SUMMARY
Intervention has been and probably still is inevitable as one means of standardising the civilisation
upon which the international law is now based. From the point of view of maintaining peace,
there is something to be said for the suppression of internal discords in another state when it
is a common knowledge that no revolution can break out in a European state without the
likelihood of the balance of power between other states being upset. In many instances this is,
at best, an excuse and not a justification, but it does show clearly that a policy of isolation, if
it signifies absolute indifference to what occurs in other states, is neither advisable nor practicable.
If any change in the trend of ideas about intervention is perceptible, it is this. In future,
intervention is more likely to be undertaken collectively, and the threat in it will more probably
be one of economic outlawry-which is one of the sanctions of the Covenant of the League of
Nations or the Charter of the United Nations-rather than one of actual war.
Under international law, intervention may be legally justified (1) if the intervening state has been
granted such a right by treaty; (2) if a state violates an agreement for joint policy determination
by acting unilaterally; (3) if intervention is necessary to protect a states citizens; (4) if it is
necessary for self defence; or (5) if a state violates international law. The UN Charter also
justifies intervention when it involves a collective action by the international community against
a state that threatens or breaks the peace or commits an act of aggression. Nonetheless,
politically, much less ideologically motivated, interventions are most likely to occur when a great
powers hegemonic role is threatened within its sphere of influence. Interventions by small Third
World states in the territory of their own neighbours, however, also are likely to become a
frequent occurrence.
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19.8 EXERCISES
1. What is meant by intervention?
2. Trace the origin and development of the concept of intervention.
3. Identify three distinct varieties of intervention.
4. What is the purpose of intervention?
5. What are the motives behind any kind of intervention?
6. Give examples of intervention in the post-Second World War period.
7. What do you understand by humanitarian intervention?
8. Explain the difference between Intervention and Non-intervention.
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