Professional Documents
Culture Documents
Introduction
1
Chapter 2
This chapter will build on two previous published papers. In the first, “The
Externalist’s Demon”, I explain how externalists can deal with the new evil de-
mon objection. In the second, “Defeating Phenomenal Conservatism”, I explain
why Huemer’s arguments for Phenomenal Conservatism are unsuccessful. In
addition, I shall explain why the standard arguments for reliabilism and proper-
functionalism should not persuade anyone to think of justification in externalist
terms.
2
Chapter 3
Epistemic Value
3.1 Introduction
In this chapter, we shall look at some of the ways in which considerations having
to do with epistemic value might help shape a theory of justification. Epistemol-
ogists have recently started to test competing accounts of knowledge by looking
at the implications these accounts have concerning the value of knowledge.1 Ev-
eryone thinks that a theory of knowledge has to be extensionally adequate (i.e.,
if we do not know that Tom stole the book, Dick knows that he is a member of
the executive branch, and Henry does not know that the building he saw was a
barn, this is what our theory should say). They say that extensional adequacy is
not enough. If by some miracle we were to hit upon an extensionally adequate
theory only to discover that the theory implied that knowledge was no more
valuable than a lucky guess, we should hope for a better theory. If we can rely
on our evaluative intutions in formulating and testing our theories of knowledge,
we should be able to do something similar when it comes to justification.
Let’s distinguish between two ways in which axiological considerations can
help shape a theory of justification. The first role is modest. If we have views
or intuitions concerning epistemic value, we should try to bring our theory of
justification into reflective equilibrium with these views or intuitions. Intuitively,
it is always good to believe with justification. In fact, it seems that it is better
to believe with justification than without it. These kinds of intuitions, I think,
are intuitions that many of us share and so I think many of us would agree
that it would be a mark against a view if it clashes with them. In appealing
to these kinds of intuitions, we are not assuming that the good is conceptually,
explanatorily, or metaphysically prior to the right. Appealing to these intuitions
should appeal to consequentialist and non-consequentialist alike.2
A far less modest role for axiological considerations to play is as the basis
of a theory of justification. An epistemic consequentialist could argue that the
1 See Kvanvig 2003, Pritchard 2007, and Riggs 2008.
2 Below, we shall look at Feldman’s 2000 value-driven argument for evidentialism.
3
CHAPTER 3. EPISTEMIC VALUE 4
good is, in some sense, prior to the right, and try to derive an account of right
believing from some prior conception of the epistemic good. Such a view has at
least this much to recommend it. It provides a neat explanation as to why it is
always better to believe with justification. It is by realizing epistemically good
states of affairs that beliefs are justified. Goodness makes for rightness. One
potential advantage of working from an account of the good to the right is that
it might free us from relying on intuitions about justification ascription we have
already seen cannot settle the debate between the internalists and externalists.
Although considerations having to do with epistemic value should play some
role in constructing a theory of justification, I doubt these evaluative considera-
tions can really advance the internalism/externalism debate. Someone could try
to argue, on broadly consequentialist grounds, for an externalist theory of justi-
fication.3 The move from epistemic consequentialism to externalism might make
sense, but the argument would fail because of its consequentialist underpinnings.
For reasons discussed below, we should be epistemic non-consequentialists and
deny that right or justified believing can be understood simply in terms of pro-
moting something of value. While there is nothing wrong with trying to bring a
theory of justification in line with the intuitions you have, these intuitions about
value will not tell us whether justification is an internalist or externalist notion.
At best, such intuitions suggest that there are internalist elements required for
justified belief. Since this is a view few externalists will deny, we will need to
look at other strategies for determining whether justification is an internalist or
externalist notion.
dition of a no-defeater clause. I doubt that the addition of such a clause is in the spirit of
consequentialism, but I wish to be generous to the epistemic consequentialists.
CHAPTER 3. EPISTEMIC VALUE 5
(1991).
8 Goldman 1986, pp. 59.
CHAPTER 3. EPISTEMIC VALUE 6
the one hand, it has explanatory virtues that consequentialist views have that
non-consequentialist views seem to lack insofar as it supplies an independent
rationale for the rules it recognizes. On the other, it conforms to commonly
held intuitions that act-consequentialists have to try to explain away.
Of course, the critics of rule-consequentialism in ethics and epistemology will
say that this is all too good to be true. Here, I want to look at two kinds of
criticism. One kind of critic will say that we should adopt a non-consequentialist
view that recognizes a plurality of epistemic rules and denies that these rules can
be given a value-theoretic justification. Recently, a few authors have defended
accounts of epistemic justification modeled on Ross’ pluralist account of right
action and I want to see here whether it would be better to understand J-rules in
the way that Ross understood his principles of prima facie duty.12 Another kind
of critic will say that ERC is not a viable alternative to EBC. They say that the
consequentialists should follow the value-theoretic arguments where they lead
and, our critic says, they lead towards a direct form of consequentialism such
as EBC. Myself, I am not entirely convinced by these kinds of criticisms. In
the end, I think the critics of ERC are right to reject the view. After offering
a partial defense of the view, I shall try to explain where precisely ERC goes
wrong.
to have their status necessarily, they say that we cannot know apriori whether
these rules confer justification when in fact it seems we do know apriori that
some J-rules have that status.
These objections are two sides of the new evil demon objection, and since
we have already discussed that objection, my response can be brief. Even if
it is necessarily true that subjects that conform to rules like PER are justified
in their beliefs, all that follows is that persons are justified in their beliefs,
not that their beliefs are adequately justified. Intuition does not support the
further claim that these subjects have justified beliefs and so intuition does not
support the further claim that forming beliefs in conformity to PER confers
doxastic justification even if it does not reliably lead to truth. And, since we
do not know apriori that PER confers justification even in epistemically hostile
environments, it is not obviously wrong to say that we cannot know apriori if
PER confers justification.
So far, ERC remains unscathed. At this point, defenders of ERC should
go on the offensive. One problem with PENC is that it seems unmotivated.
Intuition does not seem to support the modal or epistemological objections to
ERC, but intuition does seem to support the Rossian view that principles of
prima facie duty can confer justification upon actions that do not bring about
the best consequences. Intuitively, if you have to choose between two options
where one is not better than the other but one involves keeping a promise and
one involves breaking it, you ought to keep your promise rather than breaking it.
If the consequences of keeping a promise are dire enough, you should break it,
but you still regret that you had to break your promise. PENC is not supported
by similar intuitions. This is worrisome.
A second worry is that the specific reasons Ross had for adopting a pluralist
account of justified action do not support PENC. Why was Ross a pluralist?
Here, Ross explains why he is dissatisfied with the monism exemplified by util-
itarian theories:
. . . the theory of ‘ideal utilitarianism’ . . . seems to simplify unduly
our relations to our fellows. It says, in effect, that the only morally
significant relation in which my neighbors stand to me is that of
being possible beneficiaries by my actions. They do stand in this
relation to me, and this relation is morally significant. But they
may also stand to me in the relation of promisee to promiser, of
creditor to debtor, of wife to husband, of child to parent, of friend
to friend, of fellow countryman to fellow countryman, and the like;
and each of these relations is the foundation of a prima facie duty.17
A simple example should help illustrate Ross’ point. You could feed your hungry
child or you could feed an equally hungry stranger, but there is not enough bread
for both. In explaining why it would be right for you to help your child rather
than the stranger, we can say that there is a morally significant relation between
you and your child that justifies giving the child priority (You created that child
17 Ross 1930, pp. 19.
CHAPTER 3. EPISTEMIC VALUE 11
and so you put them in need of assistance. You did this without their consent.
So, you owe the child something you do not owe the stranger even if you owe a
stranger assistance when you are able to assist without failing to live up to some
other obligation.) In other situations, it might be wrong to use a second bit of
bread to feed your child rather than, say, save the lives of sixteen strangers.
Here a second kind of morally significant relation determines what you should
do. In the first case, the overriding reason is a reason is a reason you have
because you stand in some prior relation to someone. In the second, the reason
is a reason you can have to help a stranger. Helping the stranger is beneficent,
but it is no mere act of beneficence to feed your child. For evidence that the
reasons differ in kind, notice that morality does not require you to flip a coin
when the needs of your children and strangers are equally strong and can be
met equally well.
Modifying Ross’ rationale for pluralism in ethics does not provide us with
a suitable rationale for PENC. Maybe perceptual experience justifies because
it puts beliefs in the right relation to truth to be justified (whatever that is).
A belief that is not put in the right relation to truth (whatever that is) by
perception cannot be justified by memory or testimony unless memory or tes-
timony makes up for this deficiency by putting the belief in the right relation
to truth (whatever that is). No one really thinks that perception or memory
justifies without putting a belief in the right relation to truth (whatever that
is) or thinks that we can justify a belief that cannot be put in the right relation
to truth (whatever that is) by putting it in the right relation to something else
(e.g., fame, beauty, a pleasant illusion).
Finally, note that the evidence that seems to confirm Ross’ view seems to
disconfirm PENC. Remember that Ross thought that when duty compels us to
act against some defeated moral reason, that reason continues to exert a force
on us:
If, as almost all moralists except Kant are agreed, and as most plain
men think, it is sometimes right to tell a lie or to break a promise,
it must be maintained that there is a difference between prima facie
duty and actual or absolute duty. When we think ourselves justified
in breaking, and indeed morally obliged to break, a promise in order
to relieve some one’s distress, we do not for a moment cease to
recognize a prima facie duty to keep our promise, and this leads us
to feel, not indeed shame or repentance, but certainly compunction,
for behaving as we do; we recognize, further, that it is our duty to
make up somehow to the promisee for the breaking of the promise.18
According to Ross, one mark of genuine pluralism is the possibility of a kind of
rational regret. You can rationally regret a choice even if you know that this
choice is right. The regret is an indication that the agent faced a choice between
competing concerns where the goods contained in one of these options is not
18 Ross 1930, pp. 28.
CHAPTER 3. EPISTEMIC VALUE 12
contained in the other.19 You can rationally regret doing the right thing because
you can see in the neglected option something that is not contained in the option
chosen. To see this, notice that acting on the strongest reason and acting against
a defeated prima facie duty is importantly different from choosing between two
goods that do not differ in kind. Suppose someone offers you a choice between
a large and a small coffee on the house. There is nothing of value in the smaller
cup not contained in the larger cup. In this sort of situation where there is not a
plurality of goods, the right choice is not regrettable. In choice situations where
the right choice is regrettable, the regret registers that there was a kind of good
in the neglected option not contained in the right option. There is nothing like
the phenomenon of rational regret in the theoretical domain and this seems to
count against PENC. It posits a plurality of epistemic principles each of which
supplies a unique kind of justifying reason for belief while denying that there is
a common value these reasons all serve.
This is a point that should be credited to Williams. He observed that if
you are trying to decide what to believe and you weigh the evidence for and
against some proposition, you cannot judge that some proposition is the one
you should believe while also thinking of the evidence against that proposition
as anything but misleading evidence.20 The point is not that we cannot regret
losing a belief upon discovering (what we take to be non-misleading) evidence
against it. If you regret reasonably the loss of belief, this will always be due to
some desire of yours that is ill served by losing the belief (e.g., that you have
to abandon a pet theory, that you are caused pain by recognizing the facts that
falsify the belief, etc. . . ). The point is that there is nothing in the reasons that
seemed to support the belief that you think you lose out on by abandoning
that belief whereas there can be something in the reasons that you act against
that you see as attractive even when those reasons are pitted against stronger
reasons. A defeated practical reason to act might constitute a compelling reason
to act at another opportunity should it arise, but defeated reasons to believe p
that constitute misleading evidence do not later constitute compelling reasons
to believe p at another occasion.
Now, this point has been contested. Nelson has claimed that there are
epistemic residues:
[M]any of us will be familiar with such epistemic residues in the form
of perplexity. After searching fruitlessly through that article for the
passage I remember, I wonder, ‘I clearly recall reading that quote
from Flaubert in this article, but now I can’t find it anywhere. How
can this be!?’21
19 To be sure, if you had to choose between retriving the five dollar bill that fell from your
pocket and the ten dollar bill that fell from your pocket, this might be regrettable. What seems
regrettable, however, is not responding in the right way but that you had to respond to the
situation at all. For a useful discussion of the distinction between choice- and option-regret,
see D’Agostino 1988, pp. 32.
20 See Williams 1965, pp. 107.
21 Nelson 2002, pp. 273.
CHAPTER 3. EPISTEMIC VALUE 13
If epistemic residues were anything like moral residues, you could know that a
reason is defeated by an overriding reason and it would still continue to exert a
kind of rational force. For reasons sketched above, the phenomenon of rational
regret is supposed to require a plurality of kinds of justifying goods and so
would point in favor of PENC. I doubt perplexity involves epistemic residue.
I suspect that perplexity is due to the fact that the evidence you take to be
misleading is so robust. In taking the passage to be in those pages, you expect
not to find such strong evidence that it is not there. So, perplexity is due just
to the fact that the appearances you take to be misleading hold up so well
upon examination. To see that perplexity does not require pluralism and so
does not involve epistemic residue, notice that perplexity does not require a
plurality of kinds of sources of justification and so does not require a plurality
of J-rules. In cases of perceptual illusion, for example, there might be an object
that you visually attend to that appears to have properties it could not have
simultaneously. If the illusion is robust, you might be perplexed, but as the case
involves one source of justification only, we do not need to assume that there is
an irreducible plurality of J-rules to understand why this is.
To sum up, we have seen no reason to think that there is anything wrong
with offering a consequentialist justification for J-rules. Indeed, it seems to be
a mistake to deny that there could be a unifying explanation of these rules.
So far, ERC seems to favor reasonably well. Above I said that we should be
epistemic non-consequentialists. This is not because we should model epistemic
non-consequentialism on Ross’ view. In later chapters, I shall defend a non-
consequentialist account of justification. Before we get to that, I need to explain
why epistemic justification cannot be understood in consequentialist terms.
but it does not tell us how to compare the value of true belief to the disvalue
of false belief. So, our account is still incomplete because it does not yet tell
you how to compare the value of the available alternatives. Goldman suggests
that the absolute value of true belief is the same as the absolute value of false
belief.23 Epistemically speaking, you are as well off believing nothing, as you
are forming beliefs on the basis of a process that gets things right half of the
time. This last feature of his view is not essential to veritism or ERC, so if the
need arises to adjust it, he can adjust it as need be.
Remember that the evaluative consequences of ERC and EBC might differ
because of ERC’s two-level structure. Initially, this seems to be a reason to
prefer ERC to EBC. EBC seems to say that no belief is justified unless that
particular belief promotes something of value. Suppose we were to say that true
beliefs are the bearers of epistemic value. Given this assumption, EBC seems
to imply that you cannot justifiably believe p unless in believing p you believe
something true. ERC avoids this implication. It denies that the justification of
a belief depends upon the value of the consequences of forming that particular
belief. So, while EBC suggests that there is too tight a connection between
justification and truth, ERC allows for a looser connection. You can justifiably
believe p even if in coming to believe p, you do not form a true belief.
Initially, it might seem that ERC enjoys an advantage over EBC because of
its two-level structure. In fact, it is a liability for ERC. To see why, consider
one of Rawls’ example:
In a game of baseball if a batter were to ask “Can I have four strikes?”
it would be assumed that he was asking what the rule was; and if,
when told what the rule was, he were to say that he meant that on
this occasion he thought it would be best on the whole for him to
have four strikes rather than three, this would be most kindly taken
as a joke.24
Suppose that when Bill Baseball drew up the rules for baseball, he did so in the
hopes of making the game as enjoyable for the fans as possible. He knew, never
mind how, that fans would enjoy the game more if batters were given three
strikes and umpires were not given any discretion in awarding more strikes
or depriving batters of a second or third strike. At one level, what justified
adopting the three-strike rule were facts about the fans and their preferences.
At a second level, particular calls are justified by the rule. The justification of
an umpire’s call depends upon whether it conforms to the rules and not upon
whether the fans would have been happier if the umpire made a different call.
On this model, if the value that justifies adopting the rule is not mentioned in
the specification of the rule’s application condition, the justification of the calls
governed by those rules do not depend upon how well any particular call serves
those values. This has nothing to do with the umpire’s epistemic predicament.
If everyone despises the Yankees, the umpire might know that calling one of
23 Goldman 1999, pp. 89.
24 Rawls 1955, pp. 26.
CHAPTER 3. EPISTEMIC VALUE 15
their batters out after two strikes would please everyone and still know that
there is no justification for making this call.
One lesson to draw from the example is this. If Goldman takes seriously the
parallels between ERC and rule-consequentialism, he should say that a particu-
lar belief that does not serve the values that justify the J-rules could nevertheless
be perfectly justified, provided the belief conforms to the J-rules. Indeed, this
is what he says. Think about the umpire’s call. Suppose the umpire’s call
conformed to the rulebook—he called the Red Sox batter out upon correctly
calling a third strike. Suppose this upsets everyone tremendously. Is there any
sense in which the umpire’s call was mistaken? It seems not. Or, to change
examples, suppose you have to choose between keeping a promise and breaking
it. You know that if you break the promise, you can produce a smidge more
happiness than you can if you keep it. This is perfectly consistent with the rule-
consequentialist saying that you are obliged to keep the promise. So, let us as-
sume that this is what the rule-consequentialist says. On rule-consequentialism,
there is no sense in which it is correct to say that it was a mistake to keep your
promise. There is no sense in which this view implies that you chose incorrectly
if you chose to keep your promise. The rule-consequentialist does not say that
the choice to perform the suboptimal action was justified if it conformed to the
rules but mistaken because it was suboptimal.
Now, let’s switch from action to belief. Suppose someone believes p in con-
formity with the J-rules but p is false. ERC implies that the belief is justified.
It also seems to imply that there is no sense in which forming the belief was a
mistake. Not if the analogy holds true. But, this is why ERC is mistaken. It
is essential to the state of belief that every false belief is mistaken and every
time you form a false belief you make a mistake. Just to be clear, the prob-
lem is not that ERC implies there are false, justified beliefs. Nearly everyone
agrees that there can be false, justified beliefs.25 The objection is that the
rule-consequentialist says that you can know that you ought to perform a sub-
optimal action if that action conforms to the right system of rules. When this
happens, you know that the correct way to deal with the situation is precisely
by doing what you know you should always do—follow the rules. The value-
theoretic considerations that determine which rules are genuine are not among
the considerations that determine whether you make the correct choice or make
a mistake in acting apart from selecting the rules. These values are screened
off, if you like. The worry is that in asserting that justification and truth are
connected only indirectly by means of J-rules, ERC asserts that if you follow
the rules you can form a false belief without making a mistake and denies that
there is any sense in which the right response to the rules is mistaken. This is
false to our concept of belief.
How might Goldman deal with this objection? Might he say that there is a
sense in which a false belief is a mistake and another sense in which it is not?
He might, but the objection does not assume that “mistake” is not ambiguous.
25 For dissent, see Sutton 2005 and Unger 1975. To come clean, I will argue that there are
It rests on the intuition that there is no sense in which the umpire’s call is
mistaken if the umpire calls the batter out upon correctly calling a third strike.
So, to press the analogy, the worry is that there would be no sense in which ERC
can say that a belief is mistaken if it conforms to the J-rules. Could Goldman
instead deny that it is always a mistake to form a false belief? Of course he
could say this, but the response is both inherently implausible and damaging to
his veritism. If there can be false beliefs that are correct and true beliefs that are
incorrect, why would true beliefs be invariably intrinsically good and false beliefs
invariably intrinsically epistemically bad? What could be bad about believing
a false proposition if the false belief is both correct and justified? What could
be good about believing a true proposition if the belief is neither justified nor
correct?
The first problem arises precisely because of ERC’s two-level structure and
the way that truth is relegated to the role of selecting J-rules. The second prob-
lem has more to do with the way that epistemic consequentialists understand
the relation between the good and the right. In practical reasoning when op-
tions are tied, you cannot go wrong in picking between them. In theoretical
reasoning, if there is equally good evidence to believe both a proposition and
its negation, there is a conclusive reason to refrain from believing until you can
break the tie and find stronger evidence for believing one of these propositions
instead of the other.26
This is a familiar point and it points to a problem with ERC. Suppose that
the total epistemic value that results from following R1 is the same as the
total epistemic value that results from following R2. ERC should say that it
is permissible to follow R1 iff it is permissible to follow R2 even if following
these rules leads you to form different sets of beliefs. According to Goldman,
there is no obligation to form beliefs.27 J-rules give us permissions to believe
and determine which beliefs we are prohibited from having, but they do not
generate obligations to believe. So, suppose R1 forbids belief across a wide
range of cases (e.g., it forbids believing or disbelieving any proposition about
the past, the future, or the external world). In effect, if you follow R1, you
will believe nothing at all about the external world. Now, consider a rule that
permits you to form beliefs about the external world but only gets things right
half of the time. For example, suppose R2 says that for any p such that p
is a proposition about the external world, you are permitted to form a belief
about whether p by flipping a fair coin (i.e., believe p if heads or believe ∼p
if tails). In such cases, you know you have no better evidence to believe p
or its negation and that is why you know that you have conclusive reason to
believe neither. If you are permitted to follow R1 by believing nothing, you are
permitted to believe whatever you like about the external world by flipping a
fair coin. Consider another rule, R3. According to R3, you are permitted to
believe that the number of Fs is odd if you know that there is a finite number of
Fs and too many Fs to count. I am not in any position to judge that the number
26 Adler 2002, pp. 25.
27 Goldman 1986, pp. 77.
CHAPTER 3. EPISTEMIC VALUE 17
of koalas is odd, but it is just as likely to be odd as even given what I know
about koalas. We should reject any theory that says that you are permitted to
believe p when the evidence supports p and ∼p equally well. We should do the
same for a theory that says that you are permitted to believe p by following a
rule you know is as likely to lead you to form a true belief as it will lead you to
form a false one.28
What can Goldman say to deal with the 50/50 problem? As stated, the
objection assumes that the J-rules state permissions or prohibitions only, which
implies that you are not obliged to believe anything at all. This is a strange
position for the epistemic consequentialist to defend. As a rule, consequentialists
are not terribly keen on the doing/allowing distinction. Suppose we revise the
view so that its J-rules generate positive obligations to believe in ways that
promote epistemic value.29 Notice that this assumption is inessential to the
objection. Suppose the J-rules oblige you to do the best you can in promoting
verific consequences. If the number of Fs is finite and too large to count, you can
do no better than to either believe that the number of Fs is odd or the number
of Fs is even. If the aim is to maximize epistemic value, the rule that permits
believing the number of koalas is even should be expected to do just as well as
the rule that forbids this. Since there can be ties for first and consequentialism
denies that there is a normative difference between options of equal value, you
are permitted to believe both or permitted to believe neither. The problem
remains. Someone could say, plausibly, that you cannot justifiably believe on
the basis of a rule that is just as likely to get things right as it is to get things
wrong, but this misses the force of the objection. Why would ERC say that
J-rules only confer justification when you are ignorant of the chance of success?
In knowing that some particular J-rule leads you to form as many true beliefs
as false beliefs, you might know that following this rule is not suboptimal. So,
there is nothing available to the consequentialist to say that knowledge of the
low chance of success defeats the justification otherwise provided by the rule.
A different strategy would be to modify Goldman’s view concerning the
absolute values of true and false belief. Up to this point, we have assumed that
the magnitudes of the absolute value of true and false belief are the same (i.e.,
|VTB | = |VFB |). If you think that it is worse to believe a false proposition than
it is to fail to believe a true proposition, the way for the consequentialist to try
to capture this intuition is to say that |VTB | < |VFB |. If |VTB | < |VFB |, you
are better off not believing in accord with a rule that gets things right only half
of the time than you are by getting things right half of the time. Consider a
new rule. If you know that the number of Fs is finite but too large to count,
you have permission to believe that the number of Fs is not divisible by three.
It is likely that the number of koalas is not be divisible by three, but it also
seems that you are not in a position to justifiably believe that the number of
28 DePaul 2004 discusses a version of this problem.
29 Like Sutton 2005 and Nelson 2010, I think there are no positive epistemic duties to
believe. I cannot imagine any reasonable consequentialist rationale for denying that there are
any positive epistemic duties to believe. Add this to the list of complaints about epistemic
consequentialism if you are so inclined.
CHAPTER 3. EPISTEMIC VALUE 18
koalas is not divisible by three. Consider yet another rule. If you know that
the number of Fs is finite but too large to count, you have permission to believe
that the number of Fs is composite. It is likely that the number of tealeaves is
composite rather than prime, but you are not in a position to justifiably believe
this. Why not? On the present view, it has to be because the difference in
the absolute values of true and false belief are so great that you are worse off
believing on the rule in spite of the high probability of success. Any rule that
comes with a greater risk of leading to error cannot confer justification on your
beliefs. One worry about the present view, then, is that in dealing with the
50/50 problem, it implies that only very reliable rules can confer justification.
Consider yet another rule. For any lottery ticket you buy, believe that it is a
loser. Some have the intuition that you know you cannot know the ticket will
lose. It seems that if you know you cannot know p, your belief in p cannot be
justified.30 To accommodate these intuitions on the present view, there must
be a vast difference in the absolute values of true and false belief. The skeptical
implications of this view are straightforward. There are few things we believe
on the basis of rules that are more likely to get things right than the lottery
rule just described.
The third and final objection to ERC is the most serious. Unlike the previous
objection, it rests on no assumptions about the absolute values of true and
false belief. Unlike previous objections, it has implications for all version of
epistemic consequentialism. According to EBC, the justification of a particular
belief depends upon the value it promotes. According to ERC, the justification
of a belief does not depend upon the value the belief promotes but whether it
conforms to the right system of rules. By virtue of its two-level structure, it
seems that the evaluative consequences of ERC and EBC should differ. But,
some say that these views in the end really must come to the same thing.
Inspired by Lyon’s collapse objection to rule-consequentialism in ethics, Maitzen
argues that ERC faces a dilemma.31 Either it is extensionally equivalent to
EBC or it is incoherent. Why is that? Suppose you say that some rules are
J-rules only if there is not some alternative set of rules that you could follow
and thereby produce better outcomes. The best you could do is to follow the
rule EBC identifies as the fundamental epistemological rule. That rule simply
says we should believe in such a way as to bring about the best epistemic
consequences. According to EBC, in forming beliefs, you ought to believe p if
believing p is better than the alternatives and are permitted to believe p if there
is no better alternative in which you do not believe p. There are no beliefs that
ERC would classify as justified that EBC would classify as unjustified (or vice
versa) because ERC would say, in effect, that in cases where the views differed
it would defer to EBC.
Suppose this is right. What is wrong with EBC? Maitzen remarks:
30 Trivially, this is so if you cannot justifiably believe what you do not know. Even those
with internalist sympathies often defend the view that you cannot justifiably believe what you
know you are not in a position to know. See Huemer 2007.
31 See Maitzen 1995. For discussion of the collapse objection, see Lyons 1965 pp. 62-119.
CHAPTER 3. EPISTEMIC VALUE 19
sense to pick an acknoweldged lesser good over a greater good if you do so be-
cause of some non-consequentialist consideration that constrains choice, but we
are trying to use consequentialist considerations to determine what constraints
there are.)
The problem with Maitzen’s objection to EBC is that he neglects the fact
that on EBC it is the total epistemic intrinsic value that determines the justi-
ficatory status of a belief. If the belief is true, the true belief contributes some
positive value. If the belief is false, the false belief contributes some disvalue.
Beliefs also have consequences and come with opportunity costs. Epistemic con-
sequentialists should care about this. EBC implies that all and only true beliefs
are justified only on the assumption that it is impossible to form a true belief
without maximizing total epistemic value and impossible to form a false belief
while maximizing total epistemic value. Both assumptions are false, however.
It is possible that in forming the true belief that p the total value that results is
less than or equal to the value that would have resulted if you had instead either
formed the false belief that ∼p or believed neither p nor ∼p. It is possible that
in forming the false belief that p the total value that results is equal to or greater
than the total value that would have resulted if you had instead either formed
the true belief that ∼p or believed neither p nor ∼p. So, on straightforward
veristic grounds, it looks like (2) is false.
What might be true on EBC is that every time you justifiably believe a
proposition you also believe a true proposition, but these need not be the same
proposition.35 Believing p when p is true could trigger a chain of events that
causes the formation of large numbers of false beliefs. The result could be that
it would have been better not to believe p in the first place. Believing p when p
is true could set events in motion that prevent you from forming a large number
of true beliefs you would have formed otherwise. Given totalism, EBC says that
in these kinds of situations, p is true, but you should not believe it. If you
should not believe p, you cannot justifiably believe p. We can break the link
between false and unjustified beliefs constructing structurally similar cases.
Maitzen’s argument against epistemic consequentialism fails, but we can
now see why epistemic consequentialism is so deeply implausible. Our ordinary
practice of epistemic assessment is not just non-consequentialist. It is deeply
anti-consequentialist because we reject totalism. You can know that p is true
even if forming a belief in p brings about less overall epistemic value than
believing ∼p or suspending judgment. You can knowingly infer that p is true
even if you know that the result of forming this belief is that you will bring
about less overall epistemic value than believing ∼p or suspending judgment.
You cannot know p unless you justifiably believe p, so the justification of a
belief does not depend upon the total epistemic value of forming that belief.
35 Indeed, these need not even be believed by the same person. I do not think anyone believes
that the justification of your belief depends upon the value realized by the beliefs of others
as a result of your coming to believe what you do. My own intuitions strongly favor views
on which the justificatory status of my beliefs are not threatened by facts about what others
believe as a result of my beliefs. For a helpful discussion of the separateness of persons, see
Norcross 2008.
CHAPTER 3. EPISTEMIC VALUE 21
We should reject EBC because the totalizing assumption is at odds with the
anti-consequentialist nature of epistemic assessment. Even if ERC does not
collapse into EBC, it does not avoid the objection. There is nothing internal to
ERC that rules out the possibility of J-rules that classify beliefs as unjustified
by virtue of the value of the belief’s effects just as there is nothing internal to
rule-consequentialism that rules out the possibility of moral rules that classify
actions as unjustified by virtue of the value of the action’s effects. (Remember,
rule-consequentialists tend to agree with Ross that there are prima facie duties
of non-maleficence and beneficence.36 Their disagreement with Ross is about
whether there is an underlying rationale that explains why these rules are rules
and why there are more rules besides just these.) However, it is not just some
contingent fact about genuine epistemic principles or rules that they determine
the justificatory status of a belief apart from the belief’s consequences. So, while
we know it is impossible for a belief to count as unjustified simply in virtue of
the value of its effects, we know ERC does not rule this out and so ERC cannot
provide an adequate foundation for a theory of justification.37
Epistemic consequentialism can come in many forms. So far, we have as-
sumed the combination of consequentialism and veritism. Suppose true belief
is not intrinsically valuable. Suppose instead that knowledge is epistemically
valuable and any status short of knowledge is disvaluable. Or, suppose that
believing on the basis of evidence is intrinsically valuable and any irrationally
held belief is disvaluable. Modifying the value theory will not help. If the jus-
tification for believing p depends upon whether the total value of forming that
belief is at least as good as not forming that belief, we can construct examples
just like the examples described above to show that believing p on the evidence
or knowingly inferring that p is true prevents you from maximizing epistemic
value. So far we have focused on objective forms of consequentialism. The move
to a subjective form of consequentialism will not help. The examples do not
assume that the epistemically disvaluable effects of forming a belief are effects
the subject knows nothing about. Even if the subject is absolutely certain that
the cost of coming to believe the truth about p is a penalty of thousands of false
beliefs or irrationally formed beliefs, she knows this is irrelevant to the question
as to whether to believe p.
your beliefs concern.38 The view is an internalist view in that it says that your
evidence supervenes upon your non-factive mental states. Instead of working
from a theory of the epistemic good to a theory of right believing by means of
some consequentialist assumptions about the priority of the good to the right,
the argument we shall consider here appeals to intuitions about epistemic value
that many of us likely share.
The argument is intended to support an evidentialist view that upholds these
claims about epistemic wrongs and the right to believe:
It is wrong always, everywhere, and for anyone to believe without
sufficient evidence (EW).
It is right always, everywhere, and for anyone to believe upon suffi-
cient evidence (ER).
EW is perfectly harmless. This is the sort of claim that internalists and external-
ists alike can and should accept. ER might at first seem trivial, but evidentialists
do not deal in trivialities. If all ER said was that it is right to believe upon evi-
dence that is sufficient to provide a permission to believe, no one could sensibly
deny ER. So understood, if you did not have sufficient evidence for your beliefs,
you would not have whatever evidence is necessary, if any, to to permissibly
believe. Evidentialists defend something more contentious. They defend the
view that if you have just the same evidence as someone who justifiably believes
p, you also have sufficient justification for believing p.
The idea is that two individuals cannot have precisely the same evidence
but then differ in that on individual lacks sufficient evidence. This does not
tell us what sufficiency amounts to, but I do think that this is probably right
to say that if you know p, you have sufficient evidence for believing p is true.
Why think that? If you have knowledge, you have justified belief.39 You should
never believe without sufficient justification in the relevant sense. This is what
EW tells us. So, if you do justifiably believe, you have sufficient evidence in the
relevant sense (i.e., evidence sufficient to satisfy whatever requirement must be
satisfied so that your belief does not fail to be justified for a lack of evidence).
38 Not unless those states of affairs are themselves the sorts of things that obtain by virtue
of facts about your own non-factive mental states.
39 Does knowledge require justified belief? This is controversial, but I find Williamson’s
Arguably, two individuals can have the same bodies of evidence but know dif-
ferent things.40 Given the conception of evidence our evidentialists are working
with, this is certainly so. If having the same evidence as someone in the know
is sufficient, ER says that if you have this evidence but fail to know for reasons
“external” to your evidence, you still can justifiably believe what you do. You
might have the same evidence as someone who could have known p while you
yourself fail to know p because p is false. You might have the same evidence
as someone who could have known p while you yourself do not know p because
your belief concerning p is Gettiered. Hopefully, the connection between EW,
ER, and this evidentialist supervenience thesis is clear:
If you and another individual have precisely the same evidence, you
have sufficient evidence for believing p iff this second individual
has sufficient evidence for believing p (EEJ).
Let us now turn to the argument for EEJ.
Feldman says we should accept evidentialism because, “following one’s evi-
dence is the proper way to achieve something of epistemic value”.41 Expanding
on this, he remarks:
While true beliefs may have considerable instrumental value, a per-
son who irrationally believes a lot of truths is not doing well epis-
temically. In contrast, a person who forms a lot of rational but false
beliefs is doing well epistemically . . . Consider a person who is con-
templating a particular proposition. To carry out the role of being
a believer in an epistemically good way, in a way that maximizes
epistemic value, the person must adopt a rational attitude towards
a proposition . . . To achieve epistemic value one must, in each case,
follow one’s evidence.42
We can restate his argument as follows:
(1) If you form the belief that is supported by the evidence, you form
the epistemically rational attitude towards a proposition.
(2) If you form the epistemically rational attitude towards a propo-
sition, you maximize something of epistemic value.
(3) In maximizing something of epistemic value, it is not wrong for
you to believe what you do.
(C1) Thus, it is right always and everywhere for you to believe upon
sufficient evidence.
40 This is controversial. We shall discuss Williamson’s account of evidence in the next two
chapters. For now, let us assume that two individuals in the same non-factive mental states
have the same evidence. This is Feldman’s conception of evidence and it is his argument for
an internalist conception of epistemic justification.
41 Feldman 2000, pp. 682.
42 Feldman 2000, pp. 685.
CHAPTER 3. EPISTEMIC VALUE 24
Feldman is probably right that some epistemic good is realized when you believe
in accordance with the evidence. He seems to assume that the value realized
either provides you with the right to believe or indicates that you have it. While
every value might call for some sort of response, it is not obvious that the value
realized by believing in accordance with the evidence calls for that response or
justifies it, come what may. Some values call for responses that do not involve
promoting the value in question (e.g., they might give us reasons to respect or
admire something without giving us reasons to try to bring about more of this
value).43 Some values call for promotion but provide only pro tanto reason to
bring these values about. So, even granting that it is always good to believe in
accordance with the evidence, it might also always be good in some sense to do
something that falls sort of being the right thing to do and something might be
good in some sense without giving any reason at all to bring that value about.
To see what the problem is, it might be useful to consider an argument
against ER and consider what Feldman could say in response:
(4) An agent can φ and her φ-ing can have moral worth even if it
was not right for the agent to φ.44
(5) If an agent’s φ-ing has moral worth, her normative judgment
that rationalizes her φ-ing has to have epistemic worth.
(6) If the normative judgment that justifies the agent’s φ-ing is jus-
tified, the agent’s φ-ing is justified if she φ’s accordingly.
(C2) Thus, a judgment can have epistemic worth without being jus-
tified.
(7) Any judgment that has epistemic worth has the value that at-
taches to reasonably held beliefs formed in response to the evi-
dence in a responsible way.
(C3) A judgment can have the value that attaches to reasonably
held beliefs formed in response to the evidence in a responsible
way without being justified.
Once we see what Feldman’s response to this argument is, we can start to see
how to blunt the force of his argument for EEJ.
Can an agent fail to do the right thing and still act in such a way that
it is creditable to her or laudable? I believe so, and Feldman seems to agree.
He thinks, for example, that an action can be wrong by virtue of its untoward
effects even if the agent happened to be non-culpably ignorant that the action
would have these effects. If the ignorance is “hard earned” in the sense that the
agent’s belief that the action would be for the best is based on sufficiently good
evidence, it is hard to deny that it is possible for the agent’s action to have just
as much moral worth as it would have had if only by some miracle those events
had not transpired and things really did turn out for the best. As Kant would
43 For a discussion of different modes of response to value, see Baron (1997) and Swanton
(2003).
44 This is controversial, but for defense, see Sverdlik 2001 and Zimmerman 1988, pp. 50.
CHAPTER 3. EPISTEMIC VALUE 25
stress, there is nothing in the production of those effects that shows that there
is anything at all defective in the agent’s will. The agent could have acted for an
appropriate moral motive and taken all the care in the world, but mother nature
likes bad things to happen because of good people. To be sure, Kant would say
that the permissibility of the action does not depend upon these effects, but on
this point, Feldman and I seem to be in agreement that Kant is wrong. I will
offer arguments against the sort of anti-consequentialist view associated with
Kant in the later discussion of norms of assertion and practical reason. Let us
bracket them for now and see if the rest of the argument holds up.
In (5), I introduce this notion of epistemic worth, a notion that is supposed
to parallel the notion of moral worth. According to Kant, an action has moral
worth only if it is done from a suitable motive. If that motive is taken to be
the motive of duty, many commentators take Kant’s view to be objectionable
insofar as it seems commendable for others to act from other kinds of motives
and it is not at all clear that there is anything admirable about the agent
who acts from a reverence for the law as opposed to the values that the moral
law is concerned with and directs us to respect, care for, produce, etc... For our
puposes, let us say that an action has moral worth iff it is creditable or laudable.
As Zimmerman stresses, it is probably best to acknowledge that while we speak
as if actions have moral worth, they do only because of the qualities of the
agents who perform them.45 What then is epistemic worth supposed to be? A
belief is supposed to have epistemic worth if the agent is motivated to hold it
because the agent both respects the right kind of reasons for holding a belief
and has exercised sufficient care in trying to respond to these reasons. Given
that the right kind of reasons for belief consist of truth-related considerations
(i.e., evidence), there is something plausible to the idea that epistemic worth
can be cashed out in broadly evidentialist terms. My objection to Feldman’s
argument is not so much that there is not something for the evidentialist to be
right about, it is that the thing that the evidentialist is right about is not the
standards that determine right or justified belief. The thought, then, behind (5)
is this. Suppose that the agent’s judgment about how to deal with a situation is
epistemically defective in some way that is a discredit to her as a person. This
would seem to indicate a lack of concern for considerations of moral importance
on the agent’s part. Surely, if I did not live up to my responsibilities in trying to
settle the question as to whether to believe I ought to φ, I cannot have lived up
to my responsibilities in trying to settle the question as to whether to φ since
the first question is transparent to the second.
I do not think that Feldman will deny (7), so by process of elimination, it
seems he must deny (6). In so doing, he needs to deny that there is a principled
connection between the normative standing of normative judgments and the
actions that these judgments rationalize. We, then, need to see if there are
counterexamples to the following principle:
If you judge that you must φ and your judgment is justified, you
cannot be obligated not to φ (EPJ).
45 Zimmerman 1988, pp. 38.
CHAPTER 3. EPISTEMIC VALUE 26
agent non-culpably knew nothing about. Unknowable obligations, I take it, if there are such
things, are good candidates for obligations we know nothing about. There are good reasons
to believe in such obligations. Think of cases of conflicting pro tanto duties. Parents have to
decide when to let their children out to play. They might know that if they let them out too
often, they expose them to too much danger. If they let them out too little, they shelter them.
We can imagine a series of neighborhoods. At one end is the perfectly safe neighborhood and
at the other is an exceptionally dangerous neighborhood. Any parent who keeps their kids in
in the first is clearly sheltering them. Any parent who keeps their kinds in in the second is
probably letting them out to collect the insurance. There will be neighborhoods in the middle
where it is impossible to know whether it is too dangerous to let the kids play unsupervised.
This is not ignorance that can be remedied by giving the parents more crime statistics, more
reports of strangers in the area, a second look at the pollen count or the numbers of bees. I
am tempted to say that parents forced to decide will often make the wrong decision but be
nothing less than perfectly reasonable in their decision. Their acts, we might say, have just as
much moral worth as the permissible acts of parents in ever so slightly safer neighborhoods
who act from a similar sense of concern for their children. Both Jussi Suikkanen and Ralph
Wedgwood have made similar points in conversation. Also, see Sorensen (1995).
47 Feldman 1988, pp. 415.
CHAPTER 3. EPISTEMIC VALUE 27
On his view, when it comes to action, the evidence offers a kind of subjective jus-
tification. Objective justification or permissibility depends upon further factors
beyond the subject’s evidence. He says that this is not so for belief:
[A]ll subjectively justified beliefs are also objectively justified. When-
ever one is subjectively justified in believing p, then one is objectively
justified in believing that one’s reasons for believing p are good ones.
But then the evidence for this [second-order] belief together with the
reasons for thinking that those are good reasons constitute an objec-
tively good reason for believing p. Hence, . . . moderate subjective
justification implies objective justification.48
Let me register two concerns. His position seems to be that evidence constitutes
a reason for belief without constituting a reason for action. This might be so,
but someone who accepts EPJ does not need to say that evidence for forming
a belief provides reasons for action. Instead, someone who accepts EPJ can
say that the reasons there are not to act also constitute reasons not to believe.
If those reasons include reasons that the subject is unaware of, someone who
accepts EPJ can accept everything that Feldman says and simply add that the
reason EPJ is true is that when you ought not φ but reasonably believe that
you must φ the very same reasons that Feldman agrees prevent your action from
being justified (or, as he puts it, “objectively justified”) prevent your belief from
being justified. While some could object to the suggestion that a reason can be
decisive even if the subject is not aware of it, this is not just my view. This
is Feldman’s view. He thinks that there can be a decsive case against acting
even if the reasons not to act are inaccessible to the agent at the time of action.
Given that this is his view, it is reasonable to ask (again) why this is not so for
reasons that bear on whether to believe.
Dialectically, this puts him in an awkward spot. With very little honest toil,
we can construct an argument for EPJ that parallels his argument for EEJ:
(8) If you form the belief you must φ and the evidence supports this
belief, you form the epistemically rational belief and you perform
a practically rational action if you φ in accordance with your own
justified judgment.
(9) If you perform a practically rational action by φ-ing, you thereby
maximize something of practical value.
(10) If you maximize something of practical value, it is not wrong
for you to φ.
(C4) Thus, it is right always and everywhere for you to act on the
belief that is based on sufficient evidence.
Now, we can now get down to the theft. If Feldman thinks EPJ is false, he has to
reject one of the premises. (8) and (9) are perfectly sound. If it is epistemically
rational to believe that you must φ, it cannot be practically irrational for you
to act on that very judgment. Here, I agree with Foley who maintains:
48 Feldman 1988, pp. 416.
CHAPTER 3. EPISTEMIC VALUE 28
upon the evidence. Stated crudely, the idea is that bad things can happen when
good people follow the evidence and act on the available intelligence. Iraq is a
bad example of this, but we knew what people were up to when they conceded
that mistakes were made. When people follow the evidence and believe on it,
however, nothing bad can come of it because facts that do not supervene upon
the evidence have no epistemic value whatsoever.
Developed in this way, the view is not that a justification does not aspire
to show that there are not decisive reasons not to believe or that a belief can
be justified even if a justification fails in its aspirations. Instead, the idea is
that there is nothing outside the head of epistemic value that could threaten
the normative standing of a belief whereas there are things outside the head
of practical value (e.g., facts about the needs of others and what would serve
our needs) that threaten a justification. Developed in this way, the evidentialist
would have to deny the veritist claims that false belief is epistemically bad and
true belief is epistemically good. The truth or falsity of most of what we believe
does not supervene upon the evidence. The evidentialist would have to say that
false beliefs have no epistemic disvalue, per se. And, they would have to say
that true beliefs have no epistemic value, per se. Evidentialists would need to
explain away the intuitions that seem to support the veritist’s claims to the
contrary. This would also create a problem internal to the evidentialist view.
Truth is an essential goal of doxastic deliberation. This is why following the
evidence concerning the truth value of a belief is the appropriate way to pursue
your epistemic goals and following the evidence that a belief has other desirable
features not related to truth is an inappropriate way to pursue your epistemic
goals. If no good can come of achieving your epistemic goals, why would it be
good to pursue them in the right way? If nothing bad can come of failing to
achieve your epistemic goals, why would it be bad to pursue them in the wrong
way?
The only way I can see to fix Feldman’s argument is to assert that the
rational is the mark of the permissible in both the practical and theoretical
domain. I do not explore this option in this chapter, but we shall return to it
later. Insofar as he denies that the rational is the mark of the permissible in
some domains, Feldman leaves his argument susceptible to the objection that
he is wrong about the proper mode of response to the value that attaches to
rational belief.
Anyone who agrees that the value of rational action does not justify the
rational action when there is a case to be made against acting that the agent is
ignorant of has to say that the value that attaches to rational action calls for a
response other than performing the action. Why? Because every value calls for
some response or other and the value in question is a value that impermissible
actions can have. When the morally conscientious agent tries but fails to live up
to her obligations because she is non-culpably ignorant of what it would have
taken to meet her obligations, we can say that her actions had moral worth. If
an agent’s actions have moral worth, the action might have only seemed to be
justified and so only seemed to have the values that justified it. That does not
mean that the action was valueless, only that the values the action had call for
CHAPTER 3. EPISTEMIC VALUE 30
the value of the truth-connection, we might spoil our explanation of the value
of knowledge.
To see what the worry is, suppose the value of knowledge, VK , is greater
than the value of true belief, VTB . We can appeal to the value of justified
belief, VJB , to explain this, but only if VJB is not itself contained in VTB . On
its face, it does seem plausible to maintain that VJB is not contained in VTB .
There can be unjustified, true beliefs, after all. It seems better to believe with
justification than without it. While these claims seem plausible, they can be
contested. Should we say that justified belief is valuable because of the value of
the truth-connection (i.e., the connection between a belief and the truth that
must be in place for the belief to be justified), VJTC , or should we say that
there is more to VJB than VJTC ? BonJour seems to think we value justification
precisely because we value the truth, and this suggests that VJB might just be
VJTC :
Why is such justification something to be sought and valued? Once
the question is posed this way, the following answer seems obviously
correct . . . We want our beliefs to correctly and accurately depict
the world . . . The basic role of justification is that of a means to
truth . . . We cannot, in most cases at least, bring it about directly
that our beliefs are true, but we can presumably bring it about di-
rectly . . . that they are epistemically justified. And, if our standards
of epistemic justification are appropriately chosen, bringing it about
that our beliefs are epistemically justified will tend to bring it about
. . . that they are true . . . It is only if we have some reason for
thinking that epistemic justification constitutes a path to truth that
we as cognitive beings have any motive for preferring epistemically
justified beliefs to epistemically unjustified ones. Epistemic justifi-
cation is therefore in the final analysis only an instrumental value,
not an intrinsic one.52
If he is right and VJB = VJTC , we face a problem that is structurally similar
to the swamping problem.53 VJTC appears to be an instrumental value. Unless
VJTC is also a non-instrumental value, we cannot explain how VJB could be a
non-instrumental value. If VJTC is merely instrumentally valuable (i.e., valuable
only because of the connection to truth), then when a belief is false, that belief
will not have some positive value by virtue of having VJTC . (Plausibly, if the
only value Fs ever have is instrumental value, on those occasions where nothing
of intrinsic value is realized, F has no value at all. To borrow an example, if
a horrible shot of espresso is made using the finest equipment, this shot is not
better for this reason than a qualitatively indistinguishable shot you could get
at the gas station.54 ) If VJTC is merely instrumentally valuable, then when a
belief is true, it should not have some additional value by virtue of possessing
VJTC , a value that unjustified, true beliefs lack. (If the only value the Fs ever
52 BonJour 1985, pp. 7-8.
53 SeeSwinburne 1999 and Pritchard Forthcoming for discussion.
54 Zagzebski 2003, pp. 13.
CHAPTER 3. EPISTEMIC VALUE 32
worth do not constitute a justification for action or belief, but both intuitively
seem valuable in their own way even on occasions where the agent failed to live
up to her obligations, moral and epistemic. Because of this, it seems we do
not conceive of these values as purely instrumental. However, these values are
clearly connected to further ends. An action has moral worth only if an agent
is pursuing her moral ends responsibly and a belief has epistemic worth only
if the subject is pursuing her epistemic ends responsibly. Above, we saw that
BonJour’s remarks supported the view that VJB is really nothing over and above
VJTC . We defined VJTC in such a way that no justified belief can lack VJTC . It
is a value accrues to a belief if it stands in the connection to truth necessary for
the belief to be justified. While BonJour seems to think that this means that
VJTC has to be purely instrumental and that the same would hold true for VJB ,
the examples of moral worth and epistemic worth should give us pause. Could
epistemic worth be a component of VJTC ? It seems so. Epistemic worth is a
necessary condition on justified belief and any belief that lacks epistemic worth
is not related to truth in the way it must be to be justified. It also seems to be
but one component of VJB since beliefs can have epistemic worth even if they
are unjustified.
In making his case for the claim that VJTC is a merely instrumental value,
BonJour explained why you seek and value justification in instrumentalist terms.
You seek and value justification as a means to truth, he said. He is right. I
would add that from the perspective of first-person deliberation, your primary
concern seems to be the truth of your beliefs. However, it is one thing to say that
the aspect of justification you care about when trying to settle the question as
to whether p is whether the considerations you have in mind correctly settle the
question. It is another thing entirely to say this is the only aspect of justification
you care about. When you settle to your satisfaction the question as to whether
p only to later discover that ∼p, you might not value the justification you had
because you see know that it misled you. Contrast this case with the case
in which you settle to your satisfaction the question as whether p only later
to be told that while technically you were correct, you were unreasonable or
irresponsible in concluding that p is true given the reasons that were available
to you. On the instrumentalist picture, what concern would that be to you?
If the instrumentalist picture is right, it would be of no value at all, but this
does not ring true. In trying to settle the question as to whether p, you might
settle it to your satisfaction without shifting your focus from the truth to you
to consider how well you live up to your responsibilities, but in retrospect if
someone says that your beliefs lack epistemic worth, you care. At least, you
should. Notice, however, that you care about whether you pursued the truth
responsibly and reasonably because you care about the truth. So, even if there
is nothing more to VJB than VJTC , it does not follow that VJB is a purely
instrumental value. VJTC might be more than some mere instrumental value.
There might be many aspects of the truth-connection necessary for justification
and the subjective dimension that is connected to epistemic worth is part of it.
If VJTC accrues only to beliefs that have epistemic worth, we can explain why
VJB is not swamped by VTB . Not every true belief has epistemic worth and
CHAPTER 3. EPISTEMIC VALUE 34
not every belief with epistemic worth is true. Both truth and epistemic worth
confer value upon a belief, and so we might be able to explain VK > VTB by
appeal to a non-instrumental value contained in all justified beliefs.
One problem remains. In explaining why it is always good in some respect to
believe with justification, we really have not explained why it is always better
to believe with justification than without it. Epistemic worth is, arguably,
necessary for justified belief but not sufficient for justified belief. So, we have to
explain why it is better to believe with justification than to simply have beliefs
that have epistemic worth. It is better to believe with justification because it
is always better to live up to your obligations. Better even than failing to live
up to your obligations in admirable ways. You should never believe without
justification, but if you believe with justification, you have lived up to your
obligations. This is not because there is some independent notion of goodness
that determines what our obligations are. I want to suggest that this is because
our judgments about what is good or best often is a reflection of our independent
sense of what is right and what there is reason to do. This is a point that Foot
stressed in her critical discussions of consequentialist moral thought.55 She
would say that we do not have a grip on the idea good states of affairs that were
not good from particular points of view. I think she might have overstated her
case. Even if we have a grip on this idea, the fact is that our talk of what is
“good”, “better”, and “best” does not reflect our commitment to the idea that
the right is what is best from no particular point of view and our intuitions do
not suggest that moving to this mode of moral thinking would improve things.
Suppose that while backing out of your driveway you hit your neighbor’s
kid, Alice, with your car. She has a badly twisted ankle. You rush her to the
emergency room. Meanwhile, on the far side of town, I back my car into my
neighbor’s kid, Bernice. She has a badly twisted ankle and I take Bernice to the
emergency room. Alice and Bernice are both in pain, they respond equally well
to pain relievers, but there is only one pill left in the waiting room. You say
to yourself, “If there is only one pill to give, it would be better for me to give
it to Alice”. I say to myself, “It would be better for me to give it to Bernice”.
The nurse, meanwhile, says to herself, “It is not better to give it to Alice or
Bernice because they are both in equally bad shape, so it is best for me to flip
a coin”. I do not think that anyone is getting it wrong and I do not there is any
disagreement here. These judgments about what is better to do or best to do
simply reflect the agent’s recognition of the reasons there are for them to act
and not some measure of the value of the states of affairs they can bring about.
You know full well that it would be just as good for Alice and Bernice to get
the pill, but it is better for you to look after Alice first. It is better because
you have a reparative duty to Alice, not just some duty of beneficence. The
nurse knows full well that it would be just as good for Alice to get the pill as
Bernice, and since she has no prior relation to either of them (and an overriding
obligation to ignore such prior relations for professional reasons) this is why she
knows she should flip a coin if she decides who gets the pill.
55 See Foot 1985.
CHAPTER 3. EPISTEMIC VALUE 35
Evidence (I)
4.1 Introduction
According to one version of evidentialism, your beliefs are justified iff your beliefs
are supported by your evidence “on balance”.1 This view purports to tell us
something about the normative significance of evidence. Your evidence is what
gives you the right to believe. This right can be lost only if your evidence
changes and it no longer supports your belief. It tells you little else. It does not
say what your evidence consists of or what evidential support amounts to. Like
this evidentialist view, I have nothing to say about the nature of the evidential
support relation.2 What I shall do with this chapter is defend an externalist
conception of evidence. Like the evidentialists, I hope that the views defended
here can be combined with any plausible account of evidential support. With
this account of evidence in place, I can start to build a case against internalism
about the justification of belief.
If the acccount of evidence defended here is correct, I shall argue that some
important facts about the justification of your beliefs does not supervene upon
your mental states.3 The evidentialists think that two kinds of relation deter-
mine the justificatory standing of a belief. If a belief is not justifiably held, it is
either because it is not based on sufficiently good evidence or the believer is not
sufficiently sensitive to the evidence she has against her belief. Building on the
arguments of this chapter, I shall argue in the next chapter that this position
is a mistake. The relations between evidence and belief matter, but epistemic
appraisal does not focus on these relations to the exclusion of further relations
between your beliefs and the matters that your beliefs concern. This more am-
bitious argument will have to wait for the next chapter. In this chapter, I shall
lay down some foundations.
1 Conee and Feldman 2008, pp. 83.
2 To keep things simple, let us assume that p is evidence for q only if p raises the probability
of q: P(q p) > P(q).
3 In this chapter, our focus will be on non-factive mental states.
36
CHAPTER 4. EVIDENCE (I) 37
The externalist view I defend here is rather weak. I shall argue that this
supervenience thesis is false:
The conditions that determine what your beliefs are like justifica-
tionally strongly supervene upon your mental states (Supervenience
Internalism).4
Evidentialists such as Conee and Feldman are committed to Supervenience In-
ternalism because of their commitment to evidentialism and a certain conception
of evidence:
The conditions that determine (i) what your evidence consists of and
(ii) the support relations that hold between your beliefs and your
evidence strongly supervene upon your mental states (Mentalism).5
If two subjects’ beliefs are perfectly alike justificationally, these subjects have
the same justified beliefs, these beliefs are justified to the same degree, and
their beliefs stand in the same relations to the same justifying reasons. If two
subjects are perfectly alike evidentially, these subjects have to have precisely the
same evidence, their evidence must support the same beliefs for them, and the
degree of support provided by their evidence has to be the same. Supervenience
Internalism denies that it is possible for two internal duplicates to have different
evidence supporting their beliefs. This view is mistaken.
ism in Audi 2001, Pollock and Cruz 1999, and Wedgwood 2002.
5 Conee and Feldman 2004.
6 See Conee and Feldman 2008, Kelly 2008, and Silins 2005.
CHAPTER 4. EVIDENCE (I) 38
those beliefs.7 Third, we have intuitions about what your evidence consists of
and what is consistent with your evidence. A conflict with intuition is a mark
against a view. Fourth and finally, there seems to be an important connection
between evidence and justifying reasons for belief. Your evidence does not (just)
explain why you believe. We look to your evidence to try to determine whether
you are reasonable or rational in your beliefs. This should be enough to get us
started.
One caveat is in order. The views defended here should be consistent with
plausible views about the nature of evidential support, but as I have nothing to
say about the relation of evidential support, I shall not be terribly concerned
with what it takes for something to be evidence for something else. Instead,
I shall be concerned with what evidence is and what it takes to have it. I
am not boldly suggesting that there is such a thing as evidence that is not
evidence for something or other. Nothing can be an ingredient without being an
ingredient for some possible dish.8 Just as we can speak of ingredients without
explicitly mentioning any dishes, we can speak of evidence without saying that
the evidence supports something or other.
Propositionality is true. See Conee and Feldman 2008, pp. 101. In criticizing rival views, they
never do so on the grounds that these views assume Propositionality. I would be surprised
if they thought that the only reason my attempted refutation of their view fails is that it
assumes Propositionality.
CHAPTER 4. EVIDENCE (I) 39
What is it that justifies a belief? ... For example, consider the case
of a person who believes there is a sheep in the field because he sees
a dog that looks very much like a sheep–so much like a sheep that
anyone would be justified in taking it to be a sheep until he examined
it quite closely. One is apt to say that it is the fact that the dog
looks like a sheep that justifies the person in thinking that there is
a sheep in the field. But this is misleading. What is important in
deciding whether the person is justified in his belief is not the fact
itself but rather the person’s belief that it is a fact. After all, if
the person did not believe that the dog looked like a sheep, then
his belief that there was a sheep in the field would not be justified,
although it would of course still be a fact that the dog looked like a
sheep. Thus we must say that what justifies a belief is always another
belief. It is a person’s “doxastic state” which determines which of his
beliefs are justified. Of course, we can still talk about facts, states of
affairs, etc., justifying beliefs, but this must be understood in terms
of beliefs justifying beliefs.10
It seems that Pollock denies that evidence or a reason to believe could consist
be a fact or a true proposition because if you subtracted a belief, that fact
or true proposition could not justify anything. This is true, but Pollock’s test
for determining whether something could be a reason is too crude insofar as it
does not distinguish between reasons and enabling conditions. Suppose there
is a difference between the reason and that by virtue of which the reason is a
reason. Subtract conditions that fall into that second category and there would
be no reason, but we have stipulated that the conditions in this category are
not reasons.11
Even if Pollock’s argument against Propositionality is not persuasive, it is
fair to ask for reasons to believe that evidence consists of facts or propositions
rather than mental states or events. Evidence seems to be a kind of normative
10 Pollock 1974, pp. 25.
11 For a useful discussion of the difference between reasons and enabling conditions, see
Dancy 2004. In a recent paper, Turri argues that mental states are not enablers that enable
us to have facts or true propositions as reasons. He suggests that if someone asks why some
event transpired, it is strange to then ask why the enabling conditions obtained (e.g., it is
strange to ask, after being told that someone’s belongings were destroyed by a fire, why there
was oxygen in the apartment). Then, he observes that it is not strange to ask someone who
has just explained why something has occurred by citing the fact that p why they believe p.
This, he suggests, shows that mental states are not enabling conditions. See his 2009, pp. 504.
Myself, I do not think it is always strange to ask this (e.g., we might have expected that the
oxygen had been evacuated from the apartment). He says that if a speaker tries to explain
p in terms of q and we ask about X, if it is natural to ask about X, X is a reason rather
than an enabling condition. Suppose someone says that they believe Tiger will win because
he excels at putting. Turri takes the it that since it is perfectly natural to ask the speaker
why he believes Tiger excels at putting, this belief is a reason why (for?) the speaker to hold
the further belief about Tiger’s chances of success rather than an enabling condition. I do not
find this convincing. Suppose we modify the example slightly. The speaker says that Tiger
won because he excels at putting. Someone might ask why someone thinks that Tiger excels
at putting and the question might be natural, but nobody thinks that this fact about the
speaker’s attitudes has anything to do with explaining anything about Tiger’s performance.
CHAPTER 4. EVIDENCE (I) 40
If two subjects differ only in that one subject has less propositional evidence for
her beliefs than the other, we should expect that her beliefs are supported to
a lesser degree even if non-propositional evidence can provide some evidential
support.
With these preliminary points out of the way, here is the refutation of Men-
talism+:
(1) My evidence includes the proposition that I have hands.
(2) If my evidence includes the proposition that I have hands, I have
hands.
(3) The fact that I have hands does not supervene upon facts about
my mental states.
(C) Thus, it is possible for two individuals to differ evidentially with-
out differing mentally–the proposition that I have hands is not
evidence that my handless mental duplicates have.
There are not many proofs in philosophy, but we can hope for the occassional
valid argument with premises supported by argument. Anyone who accepts
Supervenience Internalism, Mentalism, or Mentalism+ has to reject one of the
premises. On the account of evidence defended below, each of the premises
turns out to be true.
4.3.1 FactivityE
In this section, I shall argue that evidence consists of true propositions:
If p is part of your evidence, p is true (FactivityE ).
Evidence consists of propositions, but only true propositions constitute evi-
dence. The metaphysics of this seems to makes sense. Saying that a proposi-
tion constitutes evidence only if it stands in a relation to something else (e.g.,
an individual’s attitudes, things that ensure that the proposition is true, etc...)
is kind of like saying that a hunk of matter makes for a statue, but only if it
stands in some relation to a sculptor. If the reader prefers to think of evidence
as consisting of facts, I should say now that I do not have a view concerning the
relation between facts and true propositions. The arguments here can be taken
as supporting the disjunctive proposition that pieces of evidence are either true
propositions or facts. My main concern is to argue that ascriptions of evidence
that say that p is part of someone’s evidence are true only if p is true.
Mentalists do not need to deny FactivityE . There are truths that supervene
upon your mental states, after all. For them, such true propositions are certainly
fair game. Remember that nothing I argue for in this section directly contradicts
Mentalism, Mentalism+, or Supervenience Internalism. The arguments that
support FactivityE do not rest on any particularly contentious claims about our
knowledge of the external world or the nature of mind. You can construct a
compelling argument for FactivityE on purely linguistic grounds. This is where
we will start.
CHAPTER 4. EVIDENCE (I) 42
to why these seem contradictory is that they are. If p is Plum’s reason for φ-ing
only if she knows p, p is among Plum’s reasons for φ-ing only if p is true.
While it would make things easier for me if there was a convincing argument
for Known Reasons, but there are reasons to be skeptical. Known Reasons also
predicts that these could be a successful challenges to (1) and (2):
(1c) Plum believed that she was out of candlesticks, but her belief
was not justified. There was tons of misleading evidence that
we planted in the hopes of tricking her into thinking that she
had candlesticks. She knew of the evidence, but she completely
ignored it. So, her reason for going wasn’t that she was out of
candlesticks.
(2c) Plum was out of candlesticks and she also reasonably believed
that she was. But, she believed this on the basis of a note she
reasonably but mistakenly thought was addressed to her saying
that there were no candlesticks left. So, her belief was only ac-
cidentally true and so her reason for going wasn’t that she was
out of candlesticks.
While the considerations offered might show that Plum’s belief did not satisfy
the conditions necessary for knowledge, these considerations do not threaten (1)
or (2). One explanation as to why this is is that there seem to be contexts in
which we use “knows” to pick out something like a true belief. Think about
when unfaithful lovers say that others “know” of their affair even if the lovers
know that others have little evidence to support their beliefs.15 In such contexts,
the behavior of “knows” is not reliable evidence for claims about knowledge and
its ascription. So, someone could reasonably doubt that the evidence on offer
provides good support for Known Reasons. Of course, one reaction to this is
to say that if the argument for Known Reasons fails because “knows” picks out
true beliefs rather than knowledge, the linguistic evidence thought to support
Known Reasons would support FactivityE . While someone could say this, I
would rather look for further evidence. This evidence seems tainted.
This seems to be better evidence for FactivityE :
Scarlet: Do they have solid evidence against Mustard?
Green: The prosecution thinks it does. Here’s the evidence they
have: that he was the last one to see the victim alive, that he lied
about his whereabouts on the night of the crime, that his fingerprints
were on the murder weapon, and that he wrote a letter containing
details the police think only the killer could have known.
Scarlet: But, didn’t you say that he wasn’t the last person to see
him alive and his fingerprints couldn’t have been on the weapon?
Green: That’s right. He also didn’t lie about his whereabouts and
wasn’t the last one to see him alive.
15 Goldman 2002, pp. 183.
CHAPTER 4. EVIDENCE (I) 44
Green’s remarks seem contradictory. In stating the facts of the case as he takes
them to be, it appears that he contradicts his claims about the prosecution’s
evidence. If evidence ascriptions were non-factive, Green’s remarks should be
perfectly coherent. Ascribing evidence and denying that the propositions as-
cribed as evidence were true would be akin to ascribing false beliefs.
His remarks here seem defective as well:
Scarlet: Do they have solid evidence against Mustard?
Green: People seem to think they do. Here’s the evidence they have:
that he was the last one to see the victim alive, that he lied about
his whereabouts on the night of the crime, that his fingerprints were
on the murder weapon, and that he wrote a letter containing details
the police think only the killer could have known. That being said, I
don’t know if he’s the last one who saw the victim alive and I don’t
know if he lied.
There is nothing at all strange about assertions such as:
(4) The prosecution believes on reasonably solid evidence that Mus-
tard was the killer, but I don’t know if they are right. I want to
hear Mustard’s side of things.
But this seems defective:
(5) The prosecution knows that Mustard was the killer, but I don’t
know if they are right. I want to hear Mustard’s side of things.
This is further evidence that evidence ascriptions are factive in the way knowl-
edge ascriptions are and belief ascriptions are not.
I believe that nobody can enter my office (O for now) because I be-
lieve that I have just locked the door (LD for now). Let us stipulate
that I have inferred (O) from (LD). I pushed the lock in and gave it
a quick twist to the left, which usually does the trick; however, my
lock is damaged and does not work. Hence, (LD) is false.18
Rizzieri says this about his example:
If Williamson’s proposal that (E=K) is correct then (LD) cannot
serve as an evidential ground for (O). This generates problems for
(E=K). The first difficulty is that it is very plausible that (LD) does
partially constitute my evidence for (O). After all, I am justified in
believing (LD), (LD) supports (O), and an explicit inference from
(LD) is my most immediate basis or ground for (O).19
Given the features of the case, he says it is difficult to deny that LD is evidence
for O because LD renders O more probable than it would have been otherwise.20
Adding to the difficulties facing E=K and FactivityE , Comesaña and Kantin
allege that these theses are incompatible with an attractive closure principle:
If your belief in p is justified, you have sufficient justification for
believing the obvious consequences of p and can justifiably believe
these consequences if these beliefs are arrived at by means of com-
petent deduction (J-Closure).
They say that if we assume that the proposition that p can justify you in
believing something only if it is part of your evidence, E=K implies that the
following is true:
The proposition that p justifies you in believing that q only if you
knows that p (E=K1 ).
They then argue against E=K1 and E=K as follows:
[S]uppose that Terry is a recently envatted human. On the basis
of an experience very much like the one that you have when you
are facing a dog in your neighborhood, Terry believes that there
is a dog in her neighborhood. Of course, Terry doesn’t know that
there is a dog in her neighborhood (if only because it is false, let
us suppose, but not only because of that), but she is still justified
in believing it. She then deduces from that belief that there is a
nonhuman animal in her neighborhood. Isn’t she thereby justified
in believing that there is a non-human animal in her neighborhood?
J-Closure (and intuition) say ‘‘Yes,’’ E=K1 says ‘‘No.’’ But the
proposition that there is a non-human animal in the neighborhood
is a lightweight implication of the proposition that there is a dog in
18 Rizzieri
Forthcoming, pp. 2.
19 Forthcoming, pp. 3.
20 Forthcoming, pp. 3.
CHAPTER 4. EVIDENCE (I) 46
Finally, suppose you were under the impression that LD was true and so
thought you had evidence that O was true. Suppose you said as you were
leaving the office:
(10) It is likely that nobody will get into the office because the door
is locked. Later, we discover that the door had not locked.
Looking back, we cannot say that you knew (10) was true when you uttered
it. Why not? You could have had excellent evidence for (10). You believed
(10). If ‘because’ is not factive, (10) could be true. My guess is that the reason
you cannot say you knew (10) was true is that (10) is false if the explanans
proposition is false.
Comesaña and Kantin’s objection fails for essentially the same reasons.
Their case is a counterexample to FactivityE only if we assume that Terry’s
belief that there is an animal in the neighborhood is based on the justified belief
that there is a dog in the neighborhood and that the proposition that there is
a dog in the neighborhood is part of Terry’s evidence. If this were so, then this
would have to be true:
(11) That there is a dog in the neighborhood is a reason for Terry
to believe that there is an animal in the neighborhood.
This entails:
(12) Because there is a dog in the neighborhood, Terry has a reason
to believe there is an animal in the neighborhood.
In turn, this entails:
(13) There is a dog in the neighborhood.
But, we were told to stipulate that (13) is false. If it were true, the case would
not threaten FactivityE . If (13) is false, so is (11).
The linguistic evidence discussed in the previous section is suggestive, but
the linguistic evidence for FactivityE does not focus on any of the essential
functional features of evidence. The discussion in this section does focus on one
of the roles essential to evidence. Whatever constitutes evidence has to figure
in explanations. If something constitutes a reason to act, it often does so by
explaining why it is that there is something good or attractive about so acting.
If something constitutes a reason to believe a proposition, it has to explain
something about the kind of rational support there is for believing it. It might
do this by explaining why something believed is more likely than it would have
been otherwise or it might do it in some entirely different way, but it has to
explain some fact about the support available for a belief. False propositions
explain nothing, so false propositions explain nothing about normative standing
or normative properties of a belief. So, false propositions do not constitute
normative reasons for action or for belief.
CHAPTER 4. EVIDENCE (I) 49
knowledge is limited to propositions that are part of the representational content of experience.
CHAPTER 4. EVIDENCE (I) 52
line of argument in Greco 2000 that seems to show that you give the game to the skeptic if
you deny that perception can provide direct knowledge of the external world.
CHAPTER 4. EVIDENCE (I) 53
Now it seems that the mentalist turned skeptic is attacking us on the grounds
that we are fallibilists about justification. Which is worse, the view that denies
that there are false, justified beliefs or the view that denies that there is suffi-
cient justification in the absence of entailing evidence? The evidentialists who
say that all a belief needs to be justified is ’on balance’ support should reject
both views. This is one reason why evidentialists should not be mentalists.
It should be clear now why Mentalism+ and Supervenience Internalism are
not viable options. Mentalists can tie themselves in knots to avoid the argu-
ment just sketched above. Given the arguments for FactivityE , they can only
do this by embracing an implausible form of skepticism. The argument against
Mentalism+ shows that there is this flaw in Supervenience Internalism. Accord-
ing to Supervenience Internalism, you and your systematically deceived mental
duplicate do not differ justificationally. But, the only way for you and your
systematically deceived mental duplicate to be perfectly alike justificationally
is you and your duplicate to have the same support relations between your evi-
dence and your beliefs. But, the only way for these relations to be the same is
for you to have just the same evidence your systematically deceived counterpart
to have. Given Broad Experientiality and FactivityE , these relations between
belief and evidence are the same in both cases only if you are systematically
deceived as well. Assuming you are not systematically deceived, Supervenience
Internalism is false.
For the purposes of the arguments against Mentalism+ and Supervenience
Internalism, I did not have to take a position on whether Experientiality is true.
There are probably different ways of interpreting Experientiality and I think
there are some readings on which it is perfectly harmless. There is one reading
that strikes me as not being perfectly harmless, so I thought I should comment
on that. Someone could interpret Experientiality as saying that p is evidence
you have if p is part of the content of some perceptual experience. On this view,
having evidence can be understood in non-normative terms. Understood in this
way, I have two concerns about Experientiality. The first is that the view offers
us a non-normative account of what it is to have evidence. The second is that
it implies that it is possible for you to have p as part of your evidence even if
you do not suffer from any sort of self-deception or failure of any failure of self
knowledge and either do not believe p or disbelieve p.
It seems intuitive to me to say that if you have p as part of your evidence,
you have the right to treat p as a reason for further beliefs. If I think Plum
did it and tell you that I think this for the reason that her prints were on the
murder weapon, it would be odd to say that I should not have assumed that her
prints were on the weapon if you concede that this is part of my evidence. If,
however, having p as part of the content of an experience is enough for having
p as part of your evidence, it seems you cannot say that this is so. Having an
experience as of p being the case is compatible with having strong reasons to
think p is not the case or having strong reasons to think that there is something
amiss with your experience. In either case, I think you might not have the
right to treat p as a reason for forming further beliefs, so the non-normative
account seems to cut the link between having evidence and having the right to
CHAPTER 4. EVIDENCE (I) 54
use it. It also seems strange to think that you can believe that something is
part of your evidence without believing that it is true or while believing that it
is false. It is possible, however, to believe that p is part of the content of some
experience while believing either that p is false and the experience is delusory
or while suspending judgment as to whether p is true because you have some
reason to think that something is amiss. To me, these points suggest that we
should prefer a doxastic account of having evidence to a non-doxastic account
and a normative understanding of the relevant notion of having to one that is
non-normative. It may well be that experience is one of the primary ways by
which we acquire evidence, but that is not to endorse the further claim that you
have as your evidence whatever the content of your experience is.
that the evidential probability of (2) is 1 if you know (1), I hope the reader is
willing to make a minor modification of Williamson’s view.
Given the reasons for thinking that there can be knowledge without evidence,
I do not think the problems that arise for KSE are particularly interesting and
do not think the move to IKSE is particularly illuminating. The claim that your
evidence consists of what you know directly or immediately is consistent with
the knowledge-first program, after all. In this section, I shall argue that it is
possible to have evidence without knowledge. If the arguments offered in this
section are sound, the concept of knowledge plays a much more diminished role
in the account of evidence than Williamson maintains.
An initial worry you might have about E=K is that it seems to conflict with
the apparent platitude:
You have unproblematic access to your evidence (Unproblematic Ac-
cess).
Silins suggests that we can think of this kind of access in terms of Armchair
Access:
If p is part of your evidence, you can know that p is part of your
evidence from the armchair alone (Armchair Access).
He objects to E=K on the following grounds.30 Consider:
(3) You know that E=K is true from the armchair.
(4) You know p on the basis of observation.
(5) p is part of your evidence. [(3), (4)]
(6) If p is part of your evidence, you could know that p is part of
your evidence from the armchair alone. [Armchair Access]
(7) You knows that p is part of your evidence from the armchair
alone. [(5), (6)]
(8) You know from the armchair that if you know that p is part of
your evidence from the armchair alone, you can know p from the
armchair alone. [(3)]
(9) You can know p from the armchair alone. [(7), (8), and K-
Closure]
To avoid the conclusion, we either have to deny that we could know from the
armchair that E=K is true or say that anything we know we can know from
the armchair. The argument assumes that knowledge is closed under known
entailment:
If you know p and know q is an obvious consequence, you can come
to know q by means of competent deduction (K-Closure).
30 See Silins 2005.
CHAPTER 4. EVIDENCE (I) 57
water-thoughts water exist just as you do not know from the armchair that if
you have unicorn-thoughts unicorns exist. What you know from the armchair
is that if the external world differed in various ways, you would grasp different
thoughts. Unfortunately, the objection to E=K does not have the commitments
of that view wrong. Some other response is needed.
There are problems with E=K, but the objection has little force as it is
stated. Armchair Access seems to lead to skeptical problems of its own:
(10) You can know from the armchair that your evidence is limited
to propositions you can know from the armchair belong to your
evidence. [Armchair Access]
(11) If p is part of your evidence, p is true. [FactivityE ]
(12) If you know non-inferentially that p is true, p is part of your
evidence. [IKSE]
(13) If your evidence includes the proposition that you have hands,
then you have hands and you know from armchair that you have
hands. [(10), (11), (12)]
(14) But, it is absurd to think you could know from the armchair
that you have hands.
(15) If your evidence cannot include the proposition that you have
hands, either you are handless or you cannot know non-inferentially
that you have hands. [IKSE, FactivityE ]
(16) Your evidence cannot include the proposition that you have
hands. [(13), (14)]
(17) Either you are handless or you cannot know non-inferentially
that you have hands. [(15), (16)]
(18) If you have hands, you cannot know non-inferentially that you
do. [(17)]
(19) If you do not have hands, you cannot know non-inferentially
that you do.
(20) So, whether you have hands or not, you cannot know non-
inferentially that you have hands. [(18), (19)]
The argument assumes IKSE and FactivityE . To block the argument from
Armchair Access to the skeptical result, you would either have to deny IKSE
or deny FactivityE . Suppose, then, that we relax our assumptions a bit. We do
not need FactivityE to show that Armchair Access leads to the same sorts of
unpalatable skeptical results that Mentalism+ did earlier:
(21) If you know from the armchair that p could be part of your
evidence only if you had empirical justification to believe p, then
you cannot know from the armchair that p is part of your evi-
dence.
CHAPTER 4. EVIDENCE (I) 59
(22) You know from the armchair that if the proposition that you
have hands is part of your evidence, you would have to have
empirical justification to believe that you have hands.
(23) You know that cannot know from the armchair that you have
empirical justification to believe that you have hands.
(24) You know that you cannot know from the armchair that the
proposition that you have hands is part of your evidence. [(21),
(22), (23)]
(25) Your evidence cannot include the proposition that you have
hands. [(24), Armchair Access]
(26) If you could know non-inferentially that you have hands, your
evidence could include the proposition that you have hands. [IKSE]
(27) You know you cannot know non-inferentially that you have
hands. [(25), (26)]
As the notion was introduced, armchair knowledge is knowledge that does not
depend constitutively upon experience and the justification it provides. So, (21)
and (23) are harmless assumptions. As for (22), the thought is that you cannot
properly treat contingent worldly propositions such as the proposition that you
have hands as reasons for further belief unless they received some sort of support
from experience. This seems to be rather obvious, something you could know
upon reflection alone. So, it is a good candidate for armchair knowledge. Now, if
you recall earlier our discussion of Pryor’s argument for liberal foundationalism,
he argued (plausibly) that it is a contingent matter whether the scope of non-
inferential knowledge includes contingent worldly propositions. The argument
just sketched here shows that if Armchair Access is true, no such proposition
could be part of anyone’s evidence regardless of whether they were wired in
such a way that their beliefs about such contingent worldly propositions were
based on propositions about the subject’s own mental life or not. If the lesson
you took from his argument is that any argument that purports to show that
we cannot in principle have non-inferential knowledge of contingent worldly
propositions would show that we cannot have knowledge of such propositions,
the argument just sketched here shows that Armchair Access commits us to the
very unpleasant skeptical view that you cannot know that you have hands at
all.
If the Armchair Access objection to E=K has any bite, we have to assume
that the intuition behind Armchair Access is intuition that underwrites Un-
problematic Access. If it is, then perhaps the thought is that facts that you
know about the external world non-inferentially cannot belong to our evidence
because if they did, you would have only epistemically problematic access to
the evidence. While there is something strange to the suggestion that you have
only problematic access to your own evidence, there is also something strange
to the suggestion that you can know p non-inferentially even if your access to
the truth of p is epistemically problematic. If it were problematic, it seems you
could not justifiably believe p without independent evidence. But, if you could
CHAPTER 4. EVIDENCE (I) 60
Your evidence includes p iff you know p or fail to know p for reasons
external to your mental states (E≈K).
This view takes its inspiration from Bird’s account of justification on which a
justified belief is either knowledge or a belief that fails to constitute knowledge
for reasons that, in some sense, you cannot be held responsible for.33 Such a view
seems to accomodate intuitions about access and Gettier cases, but there are
worries about how it can handle cases of false propositions. If the argument for
FactivityE are sound and the Gettier objection to E=K is also sound, it would
be strange for someone who bought into the knowledge-first program to say
that the truth of the proposition believed is required for it to be evidence while
conceding that some of the external conditions necessary for knowledge had no
bearing on whether the proposition was part of your evidence. Both truth and
the absence of Gettier conditions are necessary for knowledge, so it would seem
arbitrary to say that one of these conditions is involved in determining what
evidence you have while the other is not.
These objections to E=K do not threaten a weaker view that incorporates
IKSE and FactivityE . There is no reason to think that IKSE and FactivityE
imply that you do not have unproblematic access to your evidence because
FactivityE says that your evidence consists of true propositions and IKSE rules
33 Bird 2007, pp. 84. There is no indication that he would accept such a view of evidence.
CHAPTER 4. EVIDENCE (I) 62
out facts that you have only epistemically problematic access to. You can con-
sistently maintain that IKSE and FactivityE are true while denying (31).
While I think IKSE and FactivityE are true, tacked together, they do not
constitute a view. Let me start to sketch an alternative to E=K and E=IK. In
motivating IKSE, I noted that IKSE is implied by IJSE. If your belief in p is
non-inferentially justified, it is proper to treat p as if it is a justifying reason for
forming further beliefs. So, if your belief in p is non-inferentially justified, it is
proper to treat p as if it is a piece of evidence. If, however, your belief in p is
not justified, it is not proper to treat p as a reason for further beliefs. Finally,
if p is not true, p is not itself a piece of evidence. So, consider this equation:
Your evidence includes p iff p is true and your belief in p is non-
inferentially justified (E=IJTB).
E=IJTB does not deny that evidence is factive, it implies that IKSE is true, and
it provides us with necessary and sufficient conditions for evidence ascriptions.
The worries about access and Gettier cases that arose for E=K and variants of
that view do not arise for E=IJTB.
We should pause to consider an objection. Comesaña and Kantin have ar-
gued in a recent paper that FactivityE implies that there are no Gettier cases.34
If this is right, it is not fair for me to use Gettier cases to criticize E=K as
FactivityE commits me to saying that there are no Gettier cases. They ask us
to consider one of Gettier’s examples, Coins:
Suppose that Smith and Jones have applied for a certain job. And
suppose that Smith has strong evidence for the following conjunctive
proposition:
d. Jones is the man who will get the job, and Jones has ten coins in
his pocket.
Smith’s evidence for (d) might be that the president of the company
assured him that Jones would in the end be selected, and that he,
Smith, had counted the coins in Jones’s pocket ten minutes ago.
Proposition (d) entails:
e. The man who will get the job has ten coins in his pocket.
Let us suppose that Smith sees the entailment from (d) to (e), and
accepts (e) on the grounds of (d), for which he has strong evidence.
In this case, Smith is clearly justified in believing that (e) is true.
But imagine, further, that unknown to Smith, he himself, not Jones,
will get the job. And, also, unknown to Smith, he himself has ten
coins in his pocket. Proposition (e) is then true, though proposition
(d), from which Smith inferred (e), is false. In our example, then,
all of the following are true: (i) (e) is true, (ii) Smith believes that
(e) is true, and (iii) Smith is justified in believing that (e) is true.
But it is equally clear that Smith does not know that (e) is true;
34 Comesaña and Kantin 2010.
CHAPTER 4. EVIDENCE (I) 63
InfallibilityJ commits you to the skeptical thesis that you cannot have justi-
fied beliefs based on inductive inference. This kind of skepticism is inherently
unattractive, but that is not the main problem with InfallibilityJ . Coins is
a genuine Gettier case only if Smith justifiably believes (d). Smith’s belief is
based on non-entailing evidence. (It must be based on non-entailing evidence
because (d) is false and it is based on propositions that Gettier says are true
when we describe the case.) So, InfallibilityJ seems to imply that Coins is not a
genuine Gettier case because it seems to imply that Smith does not justifiably
believe (d). Since E=J implies InfallibilityJ , E=J implies that Coins is not a
genuine Gettier case. Note that the argument from E=J to (∼3) did not assume
FactivityE . So, I think it is safe to say that the objection to FactivityE failed.
There might be ways of reformulating their objection so as to avoid this
worry, but we need not worry too much about revised versions of this objec-
tion. First, their argument does not show that FactivityE commits us to the
impossibility of Gettier cases because there are Gettier cases that do not involve
reasoning from any false beliefs. At best, the objection suggests that FactivityE
forces us to deny that Coins is a Gettier case. Second, their objection rests on a
questionable description of Gettier cases insofar as Gettier’s own description of
the case involves forming a false belief without forming it on the basis of any false
evidential propositions and then inferring a true belief from that. Finally, the
objection neglects the distinction between personal and doxastic justification.
Remember that early in the post-Gettier literature, some authors thought that
Gettier cases were not genuine. The worry was that Smith’s beliefs could not
be justified because they were beliefs in false propositions, false propositions do
not constitute evidence, but a belief is justified only if the proposition believed
constitutes evidence or a justifying reason. In response, Lowy argued that these
objections all missed their mark. As she noted, Getter was interested in the
conditions that determined whether a believer was justified in holding a belief,
not in the conditions that determined whether the believer’s belief is justified.37
Consistent with the standard intuitions about Gettier’s cases is the claim that
Gettier cases are one of the cases where personal and doxastic justification come
apart. Smith is justified, sure, but Smith’s beliefs are not justifiably held. So
even if Smith’s beliefs in (d) in (e) cannot be justified, Smith can be justified in
holding these beliefs. By all accounts, Smith was fully rational and responsible
in believing (d) and (e). If all a Gettier case requires is a case in which Smith
is (personally) justified in believing p, believes p, and p is true where Smith
does not know p, Coins is the case we need. It does its job even if FactivityE
is true. (Indeed, it does its job even if InfallibilityJ and E=J are true.) Thus,
E=IJTB does not imply that Gettier cases are impossible and so it is fair for me
to appeal to intuitions about such cases in arguing that E=IJTB is preferable
to E=K.
37 For a discussion, see Lowy 1978.
CHAPTER 4. EVIDENCE (I) 65
of rationality are not luminous and agree that subjects in the bad case are typi-
cally mistaken about what their evidence is, this line seems more promising if you
are trying to undercut the intuitive support for Supervenience InternalismR than
if you are trying to undercut the argument from Supervenience InternalismR to
Mentalism+. As most parties seem to agree that subjects are perfectly rational
in forming beliefs in response to hallucination, the challenge is to explain how
this could be if subjects in the bad case have less evidence than similarly situ-
ated subjects in the good case. I do not think that we can explain why these
subjects are reasonable or rational in terms of their ignorance of the demands
of epistemic rationality.
Second, Williamson suggests that even if subjects in the bad case have less
evidence for their worldly beliefs than subjects in the good case do, that does
not mean they lack sufficient evidence to justifiably believe what they do.39 So,
there is no good reason to think that it follows from the fact that subjects in
the bad case have less evidence by virtue of being in the bad case that they are
thereby anything less than perfectly rational or reasonable.
This second point needs to be handled with some care. I do think that
someone can have less evidence a subject has in some good case and still have
sufficient evidence for her beliefs. I want to bracket the question as to whether
someone has sufficient evidence for her beliefs in the case of hallucination until
the next chapter. What worries me here is that while Williamson is right that the
externalist about evidence can say that subjects in the bad case are reasonable
or rational, it is not entirely clear that they can say this while also saying that
subjects in the good case are also perfectly reasonable and rational. For, suppose
subjects in the good and bad case are equally confident in believing what they
do on the basis of their respective experiences. It seems that given the extra
evidence subjects have in the good case, they ought to be more confident than
subjects are in the bad case. So, some subject is either too confident or not
confident enough. So, some subject is not perfectly rational and the externalist
about evidence has to deny Supervenience InternalismR .40
There are two points to make in response to these worries. First, for reasons
discussed earlier, it is important to be careful about the link between deontic
judgments and judgments about rationality. The rational, the reasonable, and
the responsible are not the mark of the permissible or the proper. If this point is
granted, then it must also be granted that two subjects can be equally rational
or reasonable in how they respond to the reasons that apply to them even if there
is a difference in the reasons that apply to them and even if the right response to
these reasons differ. In the case of excusable wrongdoing, for example, the agent
counts as being equally reasonable or responsible as the agent who acts rightly
even though she acts against an undefeated reason. (If the reason had been
defeated, this would have been a wrongful act that was justified by overriding
reasons.) So, suppose we just bite the bullet and say that if subjects in the case
of hallucination and perception are equally confident, one of these subjects is
39 Williamson 2000a, pp. 197.
40 This version of the objection is inspired by some of Silins’ 2005 remarks.
CHAPTER 4. EVIDENCE (I) 67
not as confident as she should be. If they ought to have different degrees of
confidence, there is an undefeated reason for them to adjust their degrees of
confidence accordingly. It does not follow that one of these subjects is less than
perfectly rational because failing to respond to the reasons there are is not a
failure of rationality, per se. There has to be an argument that these reasons
are somehow special insofar as failing to respond to them is always a failure of
rationality.
On the bullet biting response, White and Plum are equally confident in their
perceptual beliefs. Both are sufficiently confident to believe on the basis of their
respective experiences, but at most one of these subjects ought to be as confident
as they are. So, one of them ought either to be more confident or less so. Here
is an argument for the bullet biting response. At most, one of these subjects
is permitted to believe on the basis of her experiences. If a subject ought not
believe p but she believes p, she ought to be less confident in p. How much less
confident? She should lower her level of confidence below whatever threshold
she must to avoid having the false belief. Clearly, Plum is too confident because
she believes White is the killer but, I shall argue later, she ought not believe
this. She ought not believe this because her belief is based on hallucination. It
does not follow that she is less than fully rational or reasonable, mind you, but
she ought to be less confident.
My argument for the bullet biting response assumes that if you believe p
but ought not believe p, you ought to be less confident that p. Someone could
deny this, but then claims about the justificatory standing of a belief seem to
have little to do with claims about the proper degree of confidence and so the
argument for Mentalism+ simply fails at an earlier stage. This talk of degrees
of confidence was a distraction. So, even if the degree of confidence you ought
to have matched perfectly the degree of confidence it is reasonable or rational
to have, the (purported) fact that subjects in the good and bad case ought to
be equally confident does not cut against the claim that subjects ought to form
different beliefs in the good and the bad case. So, if what you ought to believe
is fixed by the evidence, we cannot determine what evidence someone has by
determining what degree of confidence they ought to have.
What does it mean to say that someone is epistemically rational? Someone
is rational in φ-ing if she φ’s in light of what she takes to be reasons where
should not have expected that there would be a decisive case against φ-ing.
There is a division of labor here. If the perceptual faculties do not do what they
are supposed to, the subject can believe without seeing that there is a decisive
case against believing what she thought she saw. What if the subject believes
for no reason at all? Can she be rational in believing for no reason at all or for
prudential reasons? Even if this were possible, the account does not imply that
the subject is rational in forming beliefs in this way unless the subject should
not have expected that there would be a decisive case against forming beliefs
in this way. Later, I shall argue that there is always a decisive case against
believing without evidence, so this should help to mitigate some of the worries
behind this objection. I think it is false to say of normal subjects that they
should not have expected that there would be a decisive case against believing
CHAPTER 4. EVIDENCE (I) 68
if they did not live up to the ordinary intellectual standards that we regularly
apply to one another but I cannot rule out the possibility of someone who, for
theoretical reasons, has good reason to think that it is permissible to believe
without evidence or on practical grounds. Happily, I think I am not alone in
this. My guess is that anyone who dismisses this possibility is employing an
externalist conception of rationality that many of us would find objectionable.
The basic idea behind judgments of rationality is that we can defend the subject
from the charge that she has failed in her responsibilities as someone who must
respond to the reasons that apply to her. On its face, the natural way to do this
is to argue that the subject should not have expected that she would fail to live
up to her responsibilities. If she should have expected this, she is unreasonable.
If she should not have expected this and you fault her, you are unreasonable.
The subject that fails to live up to the standards of rationality is either pitied
or the proper object of the reactive attitudes. If the subject did not have the
capacities to determine whether there is a case against her beliefs or the ability
to exercise those capacities, she ought to be exempted from criticism. If the
subject had the capacities and the power to use them but believed when she
should have expected that there would be a case against so believing, her beliefs
are irrational or unreasonable.
Evidence (II)
5.1 Introduction
In the previous chapter, I defended an inelegant, externalist account of evidence
(E=IJTB) and argued against an internalist supervenience thesis on the grounds
that it denied that our beliefs can be justified, in part, by things we know
directly upon the basis of our perceptual awareness of our own surroundings. A
critic might say that the account of evidence is too gerrymandered to have any
plausibility. Another might say that even if the account defended in the previous
section is correct, it is of little interest to the larger internalism/externalism
debate. There are internalist views that say that only facts that supervene
upon your mental states can have anything to do with the justification of your
beliefs, but there are internalist views that do not say this.
Let me address the first worry first. E=K is simple and elegant in precisely
the way E=IJTB is not. Other things equal, simpler views are preferable.
Now, the arguments from the previous chapter were supposed to show that
other things are not equal. Still, it might be fair to say, as Williamson does,
that E=IJTB is, “a rather unnatural hybrid: the truth-condition is an ad hoc
afterthought, not an organic consequence”.1
Williamson is right that the right view cannot be as complicated as E=IJTB.
To tidy things up, I shall argue that the truth-condition is strictly speaking
redundant. If your belief in p is non-inferentially justified, p is part of your
evidence. If p is part of your evidence, p must be true. The truth-condition has
to be satisfied for your belief to satisfy the justification condition:
You cannot justifiably believe p unless p (FactivityJ ).
The truth-condition is an organic consequence of a view that says that p is part
of your evidence if your belief in p is non-inferentially justified. You cannot con-
sistently maintain that normative reasons for belief or action consist of facts or
1 Williamson 2009, pp. 311.
69
CHAPTER 5. EVIDENCE (II) 70
true propositions and also maintain that the satisfaction of the truth-condition
has nothing to do with whether a belief is justified.
Below, I shall argue FactivityJ follows from these theses about the ontology
of reasons for belief and action:
If p is a justifying reason of yours to believe, p is true (FactivityT ).
If p is a justifying reason of yours to act, p is true (FactivityP ).
The argument for FactivityJ rests, in part, upon the idea that if you justifi-
ably believe something, what you believe can justify further beliefs or justify
actions that the belief (partially) rationalizes. The argument should show that
an account of the ontology of reasons has a direct bearing on an account of
justified belief and so could potentially help us decide whether justification is
an internalist or externalist notion. It is not entirely clear whether internalists
have to deny FactivityJ , for they can say that justification is unattainable in
a wide range of cases. If, for example, we can have no justified beliefs about
contingent worldly facts, we cannot argue from FactivityJ against an internalist
view that says that individuals in the same non-factive mental states will not
differ justificationally. So, one of the things I need to do in this chapter is try
to show that FactivityJ is at least consistent with the commonsense view that
says that we have extensive knowledge of the external world. If, as it seems
plausible to say, that we have extensive knowledge of the external world, then
the case for FactivityJ does show that justification cannot be understood along
internalist lines.
Those who deny Proper Basis have to say that it is possible for a belief to
be justified even if it is not based on evidence or a genuine justifying reason.2
Anyone who denies Proper Basis faces a dilemma. Either they have to say you
do not need evidence for p to justifiably believe it or they have to say that you
have to have evidence but don’t have to base your beliefs on it. If Williamson,
for example, says we do not need evidence that supports our beliefs to justifiably
hold these beliefs, he cannot then say that knowledge is what justifies belief. But
this is central to his account of evidence. Should we say instead that justified
belief doesn’t have to be based on evidence? I think not. We want to capture
the intuition that someone who believes on the evidence is epistemically better
off than if they just happen to have evidence that supports what they would
have believed anyway. As Pollock and Cruz put it:
One could have a good reason at one’s disposal but never make the
connection. Suppose, for instance, that you are giving a mathemat-
ical proof. At a certain point you get stuck. You want to derive a
particular intermediate conclusion, but you cannot see how to do it.
In despair, you just write it down and think to youself, “That’s got
to be true.” In fact, the conclusion follows from two earlier lines by
modus ponens, but you have overlooked that. Surely, you are not
justified in believing the conclusion, despite tha fact that you have
impeccable reasons for it at your disposal. What is lacking is that
you do not believe the conclusion on the basis of those reasons.3
It makes little sense to endorse the standard view that doxastic justification en-
tails propositional justification while allowing that that the propositional justifi-
cation you have to have to have justified beliefs might play no role in supporting
your beliefs. If you are not going to use it, why would you have to have it on
hand?
Someone might be skeptical of the reasons offered in support of Proper Basis.
They might think that if reasons are facts or true propositions, the justification
of a belief does not depend upon whether the belief is based on a genuine
reason, but only whether the subject can justifiably take it that the reasons for
which she believes are genuine reasons. To address this sort of skepticism, let
me remind the reader that we also saw earlier that there is linguistic evidence
that supports the orthodox account of the logic of justification ascriptions. On
the orthodox view, doxastic justification requires propositional justification. If
someone’s belief is justified, there is a reason or a justification for that belief
and that is the believer’s reason for believing. This seems to best explain why
it seems contradictory to say, “She has no reason to believe that it’s raining
outside” having just conceded that her belief that it is raining outside is perfectly
justified.
2 Fantl and McGrath 2009, pp. 104 say that this is a viable view for someone who agrees
that only true propositions can justify but wants to allow for the possibility of false, justified
beliefs.
3 Pollock and Cruz 1999, pp. 35.
CHAPTER 5. EVIDENCE (II) 72
Suppose Proper Basis is true. For a large class of beliefs, it will be impossible
to justifiably have such beliefs if they are mistaken. If p is non-inferentially
justified, maybe your belief in p is based directly on the fact or some factive
mental state (e.g., seeing that p). Given the argument for FactivityT , it is
obvious that such a belief can only be justified if true. The content of the belief
and the justifying reason that serves as the belief’s basis are the same. If p
is inferentially justified and based on entailing evidence, you cannot justifiably
believe p if ∼p. Not if the arguments for FactivityT are sound.
If there are false, justified beliefs, they have to be inferentially justified beliefs
based on non-entailing grounds. So, could these be cases where you justifiably
believe a false proposition on the basis of true propositions? Not if Same Basis
is true:
If you and another subject both believe p on the basis of a justifying
reason, these will only be different justifying reasons if your justifying
reasons for believing p differ or there is some difference in your non-
factive mental states (Same Basis).
The thought behind Same Basis is that your justifying reasons for believing
something are not just justifying reasons (i.e., facts), they are the things you
treat as if they are reasons and that depends upon your mental states rather
than the facts. What you treat as a reason for your beliefs is determined by
your psychological states.
Suppose that you believe p on the basis of non-entailing evidence, r. You are
the non-factive mental duplicate of someone who believes p on the basis of r in
a p-world. Are you also in a p-world? Yes. You both deduce q from p because
you both know that q is an obvious consequence of p. According to J-Closure,
you both justifiably believe q. According to Same Basis, you both believe q for
the reason that p. According to Proper Basis, you justifiably believe q only if p
is a justifying reason. But, Factivity says, this is true only if p is true. So, yes,
you are in a p-world. If p is non-inferentially justified, Proper Basis says that
p is the justifying reason for believing p. FactivityT says that p must be true.
If p is inferentially justified and based on entailing evidence, FactivityT implies
that p is true. If p is inferentially justified and based on non-entailing evidence,
p still turns out to be true. So, there are no false, justified beliefs based on
non-entailing evidence. The argument for FactivityJ is now complete.
How might someone who accepts FactivityT try to block the argument? In
his discussion of perceptual error, Williamson says this:
In unfavorable circumstances, one fails to gain perceptual knowl-
edge, perhaps because things are not the way they appear to be.
One does not know that things are that way, and E=K excludes the
proposition that they are as evidence. Nevertheless, one still has
perceptual evidence, even if the propositions it supports are false.
True propositions can make a false proposition probable, as when
someone is skillfully framed for a crime of which she is innocent. If
perceptual evidence in the case of illusions consists of true proposi-
tions, what are they? The obvious answer is: the proposition that
CHAPTER 5. EVIDENCE (II) 73
concerning contingent matters of fact that do not supervene upon the internal
facts. It will take some work to defend the idea that someone can consistently
say that there can be no false, justified beliefs while at the same time say that
many of our beliefs about the external world are justified. One view to consider
is a kind of epistemological disjunctivism that says we have justified beliefs
about our surroundings because our beliefs are based on factive reasons, mental
states that embrace worldly facts.7 This is one way to go, but I would prefer
not to enter into any entangling alliances with any disjunctivist view. It might
seem, however, that I need epistemological disjunctivism to avoid skepticism.
To see why, consider Cohen’s objection to FactivityJ :
The strongest view one could take regarding the truth connection
is that taken by Descartes. The Cartesian view is that justification
logically entails truth. To put it schematically: It is a conceptual
truth that, if conditions C justify belief B for subject S, then C
logically entails that B is true.
The worry is that Factivity entails skepticism because it entails a kind of infal-
libilism.
As stated, it is easy to deal with this objection. According to the knowledge
account of justified belief, S’s belief that p is justified iff that belief constitutes
knowledge.9 Because knowledge is factive, the knowledge account is committed
to FactivityJ . To show that the knowledge account is committed to skepticism,
you have to show that we cannot have knowledge. If you could somehow show
that we do not have knowledge of the external world, we should embrace the
(alleged) skeptical consequences of FactivityJ . If we do have knowledge of the
external world (we do), the knowledge account implies that FactivityJ is true
and carries no skeptical consequences. Of course, the knowledge account is
7 See Brewer 1999, Gibbons Forthcoming, Neta and Pritchard 2007, McDowell 1998, and
Williamson 2000.
8 Cohen 1984, pp. 281.
9 See Sutton 2005.
CHAPTER 5. EVIDENCE (II) 75
wrong. Knowledge suffices for justified belief but justified belief is not sufficient
for knowledge. If less is required for justified belief than knowledge, then it
will be harder to show that we do not have justified beliefs than it will be to
show that knowledge is unattainable. Since the skeptic is wrong and no one can
“show” that we lack this knowledge, we have nothing to fear from the skeptic
simply because we think that justified belief is like knowledge in that it requires
truth.
Cohen’s argument seems to say, in effect, that you should not combine ex-
ternalism about the conditions that determine whether a belief is justified with
internalism about the conditions that can justify belief. So long as the exter-
nalist denies that the factors common to you and your systematically deceived
counterpart exhaust the conditions that determine whether your beliefs are jus-
tified, the objection seems to have no force. But, perhaps this brusque dismissal
is too brusque. Conee agrees that Cohen’s objection is flawed, but he thinks its
flaws are easily remedied:
Suppose you have the belief that someone is speaking. You infer
this from your justified belief that Mr. Jones is speaking. Thus,
your external world belief that someone is speaking is a belief for
which you have an entailing justification, your justified belief that
Jones is speaking. However, it is quite plausible that your belief
that Jones is speaking must itself be justified in order to justify
any other belief. In general, it is quite plausible that a belief can
contribute epistemic justification only if the belief is justified. When
we consider candidate justifications for entailing justifiers like the
belief that Jones is speaking, it becomes plain that at some point
there is always a proposition that is justified without being entailed
by its justification. In the present instance, the nonentailing justifier
may well be your justification for the belief that Jones is speaking.
This belief may be justified by the experience of its seeming to you
that you hear what you seem to recall to be the sound of Jones’
voice. This experience does not necessitate that Jones, or anyone
else, is speaking. But it may be all that you have, and all that
you need, in favor of the belief that Jones is speaking. Exactly
how this justification works is another matter ... [I]n any plausible
view, at some point in the justification of each external world belief
that is justified, there is justification without entailment. When this
further assumption is added to the assumption that the entailment
account is correct, we have a valid argument for the conclusion that
no external world belief is well enough justified to be known ... The
entailment claim is the argument’s least plausible assumption. So, if
the skeptical conclusion is to be avoided, then the entailment account
of the truth connection is the best candidate for rejection.10
Some now deny Conee’s claim that we lack a sufficient stock of entailing jus-
10 Conee 2004, pp. 245.
CHAPTER 5. EVIDENCE (II) 76
tifying reasons for our worldly beliefs, and would reject his argument on the
grounds that he assumes we do not. I confess that I find myself sympathetic to
some of what Conee says, so helping myself to this stock of factive reasons is
not the sort of thing I want to do here.
To address this worry, we need to make a brief detour into the issues having
to do with the nature of experience and the reasons provided by experience.
Let’s start with a tempting, popular, but flawed line of reasoning:
If there is a cat in the corner and it looks to you as if there is, you have
good reason to believe there is a cat in the corner. Indeed, you might
have good enough reason to believe this. Since it can look to you as if
there is a cat there even if the nearest cat is miles away, experience
can provide you with a sufficiently good reason for belief even if
there is no cat. The reasons provided by veridical experience give
you the right to believe. The same is true for the reasons subjectively
indistinguishable hallucination provide. If so, the justificatory work
is done by the elements common to hallucination and perception.
These elements do their justificatory work just as well in cases of
perception and hallucination. After all, you have the same evidence
either way.
For their part, the mentalists say that there is nothing wrong with this sort of
reasoning. On their view if two individuals have the same evidence, the same
reasons bear on their beliefs and it is impossible for two individuals to have
different evidence if they happen to be non-factive mental duplicates. As they
see it, the conditions that determine whether your experience is veridical or not
do not determine the nature of your experience, they do not determine what
evidence you have, and so they have nothing to do with the proper description
of your reasons for believing any of the worldly propositions you believe. So,
they endorse:
Veridical experience and subjectively indistinguishable hallucination
provide you with the same evidence for your worldly beliefs (Same
Reasons).11
McDowell agrees that this line of reasoning is defective. He thinks the mistake
is in thinking that since it can look as if there is a cat in the corner whether
there is or not if it looks as if there is a cat there you have the same reason
to believe there is, cat or no cat. The conditions that distinguish veridical
experience from hallucination are essential to perceptual knowledge. Everyone
agrees to that. Knowledge, he says, is a standing in the space of reasons.12 So,
the difference between perceptual knowledge and ignorance requires a difference
in the reasons there are to believe worldly propositions in the case of veridical
perceptual experience and subjectively indistinguishable hallucination. As he
sees it, Same Reasons leads to skepticism. To avoid skepticism, he thinks we
should say:
11 This is a popular view. See also Huemer 2006 and Silins 2005.
12 McDowell 1995, pp. 877.
CHAPTER 5. EVIDENCE (II) 77
conditions under which a kind of skeptical argument fails, not provide premises for refuting
the skeptic. See his 2008, pp. 378.
CHAPTER 5. EVIDENCE (II) 79
Different Basis entails that if you know p, you believe p on a different basis than
anyone who fails to know p. So, in ∼p-worlds, subjects in very similar epistemic
situations believe p on a different basis than you do. But, that just means that
if you know p, you believe on a basis that is incompatible with ∼p. This just is
the infallibilist view:
If you know p, your belief must be based on something incompatible
with ∼p (Infallibilism).
The argument from Infallibilism to inductive skepticism is straightforward. In
cases of inductive inference, the basis for your belief is a basis you could have
even if your belief is mistaken. If I believe correctly that the n+1st draw from my
bag will be black on the basis of n observations of black draws and you believe
incorrectly that the n+1st draw from your bag will be black on the basis of n
observations of black draws, there is a perfectly good sense in which we believe
what we do on the same basis. I get things right, but you do not. According to
Infallibilism, I cannot know unless everyone who believes on your basis knows.
But, you did not know the next marble would be black. You pulled the first
white ball.
To block the objection, we have to deny Different Basis. Instead we should
say that it is possible to know p even if you believe p on the same basis as
someone who mistakenly believes p. The lesson is supposed to be that if you
reject Different Basis, you have to also reject Better Reasons and Good Enough.
Unless Different Basis is true, your (allegedly) better reasons cannot make you
better off, epistemically, because the qualities by virtue of which your reasons
are better are blankly external to you or beyond your ken. If you deny Better
Reasons, you also have to deny Good Enough. How could you have the same
reasons as someone else and only one of you have reasons that are good enough?
17 See Comesana 2005.
18 A point noted by both Comesana 2005 and van Cleve 2004.
CHAPTER 5. EVIDENCE (II) 80
If Same Reasons is true and the reasons in the case of hallucination are not good
enough to justify belief, those reasons cannot be good enough to justify belief
in the case of veridical experience. My guess is that McDowell and McDowell’s
critics might agree that Better Reasons and Good Enough require Different
Basis. If they agree on this point, then I think they are both making a mistake.
We shall see that externalists can deny Different Basis even if they accept Good
Enough and Better Reasons, but this is something we shall return to below.
Let us consider a second objection. In explaining how it is possible to have
the kind of knowledge the skeptic denies we could have, McDowell rejects Same
Reasons and argues that Disjunctivism is needed to explain Better Reasons.
Nothing could be a reason that contributes to the justificatory standing of your
belief unless that reason is part of your basis for believing. For reasons we
have touched on, having such a reason requires having a kind of unmediated,
unbroken mental contact with the facts you come to know via perceptual experi-
ence. Conee objects to this on the grounds that Disjunctivism could not explain
Better Reasons because such an explanation would run afoul of the following
principle:
A subject’s justification for a belief is not stronger than a second
subject’s justification for the same belief, if their respective justifi-
cations are prone to being equally well defeated by the same defeaters
(Defeat).19
If Defeat says that two reasons defeated by the same defeater cannot differ in
strength, the principle is not very plausible. A full house is stronger than a pair
even if four aces would beat both hands.
On a more charitable reading, Defeat says that the justification provided
by two conscious experiences is equally strong if these justifications are liable
to defeat by all the same defeaters. This is more plausible, but still hardly
self-evident. It is not obvious that the strength of a reason can be measured in
terms of what can defeat it. Forget about reasons for a moment and think about
boxers. Nobody can defeat Mustard in a boxing match. Apart from Mustard,
nobody can defeat White or Plum. White and Plum cannot box against each
other because they share gloves. Plum and Green cannot box each other because
they share trunks. No one can box without both gloves and trunks. Suppose
you have debts that you can only repay if you come into some quick money.
The only way to come into some quick money is to set up a boxing match
for tomorrow night. You have to bet on the boxer you send to the ring and
you manage White and Plum. You do not know whether the opponent will be
Green, Mustard, or someone else. You know the fight will not take place if you
try to send Plum up against Green, so there is stronger reason to send in White.
While White and Plum would lose to the same boxers, you have stronger reason
to send White in. One lesson to take from this is that if reasons are like boxers,
strength cannot simply be measured in terms of who could defeat the reason or
19 Conee 2007, pp. 19.
CHAPTER 5. EVIDENCE (II) 81
boxer you have. Surely some reasons are like boxers. Reasons to pick between
boxers are reasons and they behave a bit like boxers.
Not only do I think we have reason to doubt Defeat, we have pretty good
reason to think that Conee’s objection fails. He thinks veridical perceptual
experience and subjectively indistinguishable hallucination are equally well de-
feated by the same defeaters because they are subjectively indistinguishable. If
his objection is sound, it shows that if two conscious experiences are indistin-
guishable, the reasons they provide for your beliefs are equally strong and these
experiences will justify the same beliefs to the same degree. Consider two theses
about indiscriminability and justification:
TransitivityI : (x)(y)(z)[(Ixy & Iyz) → Ixz)].
TransitivityJ : (x)(y)(z)[(Jxy & Jyz) → Jxz)].
According to TransitivityI , a and c must be indiscriminable or indistinguishable
for you if you cannot distinguish a from b and cannot distinguish b from c.
According to TransitivityJ , if a and b justify the same (i.e., justify the same
beliefs to the same degree) and b and c justify the same, a and c must justify
the same as well.
Arguably, TransitivityI is false. Suppose a, b, and c are perceptual expe-
riences you have while looking at three different paint chips in good viewing
conditions. It seems possible for a and b to be indiscriminable, b and c to
be indiscriminable, even if you can discriminate a from c. If these chips differ
only slightly, you might be unable to distinguish the first from the second and
the second from the third even if you can discriminate the first from the third
by sight.20 What goes for the chips goes for the perceptual experiences of the
chips. Although it seems that TransitivityI is false, TransitivityJ is true. For
TransitivityJ to be false, there would have to be some proposition, p, such that
the degrees to which a and c justified belief in p differed even though both a
and c justified belief in p to the same degree that b does. This is impossible.
With this in mind, I shall argue that Conee cannot use Defeat to show that
Disjunctivism cannot explain Better Reasons. His objection assumes:
(1) (x)(y)(Ixy → Jxy).
Let me introduce a further assumption:
(2) (x)(y)(∼ Ixy →∼ Jxy).
The justification for (2) is that in discriminating between two things, you can
know that these two things are distinct.21 If you can discriminate between a
and c, you will have stronger reasons for believing that you are undergoing a
while undergoing a than you will have for believing that you are undergoing
some experience you can knowingly discriminate from a (e.g., c).
If TransitivityI is false, we can coherently suppose that a is indiscriminable
from b, b is indiscriminable from c, but you can discriminate between a and
20 For discussion, see Williamson 1994, pp. 237-44.
21 See Williamson 1990.
CHAPTER 5. EVIDENCE (II) 82
c. (1) entails that a and b justify the same beliefs to the same degree. It also
entails that b and c justify the same beliefs to the same degree. It follows by
TransitivityJ that a and c justify the same beliefs to the same degree. But, if (2)
is correct, this contradicts the further assumption that a and c are experiences
that you can discriminate between. The most obvious way to avoid this con-
tradiction is to deny (1). If (1) is false, Conee’s Defeat principle is no threat to
Better Reasons. His objection was that McDowell’s view implied that it is pos-
sible for indistinguishable states to provide different reasons for belief, reasons
that differed in strength. His objection assumed that indistinguishable states
can be defeated by precisely the same considerations and that states that can be
defeated by precisely the same considerations cannot offer reasons that differ in
strength. We know now that these assumptions cannot both be correct. Either
the reasons provided by two indistinguishable states are not defeated by the
very same considerations or the reasons provided by two states can be defeated
by the same considerations even if these states provide different reasons.
There is a deeper problem with Conee’s objection. It is tempting to think
that claims like Better Reasons and Good Enough are only true if the reasons
we have in the case of perceptual knowledge are stronger than the reasons we
have in cases of hallucination. While we do have stronger reasons in the case of
veridical perception than hallucination, it is also important to remember that
strength of epistemic position is not simply a function of the strength of reasons
to believe. Normative standing is a function of both reasons for and reasons
against. This is something to keep in mind as we try to sort out the connections
between Better Reasons, Good Enough, Different Basis, and Infallibilism.
experience is left in place, all is lost. Why is that? Remember that McDowell
wanted to hold onto the internalist thought that your epistemic standing cannot
be constituted even partially by matters blankly external to you. Why not?
Because, he says, such matters are beyond your ken and what is beyond your
ken cannot make any difference to your epistemic standing.
If I understand the reasoning right, it goes something like this:
(1) If q is blankly external to your subjectivity, q is beyond your
ken.
(2) If q is beyond your ken, q cannot make a difference to your
epistemic standing.
(3) Thus, if q is blankly external to your subjectivity, q cannot make
a difference to your epistemic standing.
What does it actually mean to say that something is blankly external to your
subjectivity? One interpretation that seems plausible is given by van Cleve–
q is blankly external to your subjectivity iff a complete description of your
psychological states neither entails q nor ∼q.22 What does it mean to say that
q is beyond your ken? Whatever it means, we know that McDowell’s conclusion
is that whether you know something cannot depend upon q if q is beyond your
ken. And, so, let us say that if q is beyond your ken, you are not in a position
to know q non-inferentially. If, however, you are in a position to know q non-
inferentially, q is not beyond your ken.
We can now restate the argument as follows:
(4) If a full description of your psychological states entails neither q
nor ∼q, you cannot know whether q know non-inferentially.
(5) If you cannot know whether q non-inferentially, q cannot make
a difference to the justificatory status of your beliefs.
(6) Thus, if a full description of your psychological states entails
neither q nor ∼q, q cannot make a difference to the justificatory
status of your beliefs.
Does this compel us to accept Disjunctivism?
McDowell is probably right that if something is beyond your ken, it cannot
confer any epistemic benefit upon you. However, I think it is a mistake to
say that your epistemic standing cannot be determined, in part, by features
that are beyond your ken. In fact, McDowell should say as much. On his
view, there can be matters beyond your ken that can partially determine the
justificatory standing of your beliefs–that you are in the bad case, for example,
is not blankly external to your subjectivity but it is, nevertheless, something
that partially determines your epistemic standing. It does if Disjunctivism is
true and either Better Reasons or Good Enough is true. Better Reasons and
Good Enough say that there is a justificatory difference between the good and
22 van Cleve 2004, pp. 486.
CHAPTER 5. EVIDENCE (II) 84
bad cases and Disjunctivism says that this corresponds to a difference in the
psychological states and events by virtue of which it looks to you the way it
does in these cases. Thus, we should restate (5) and (6) as follows:
(5’) If you cannot know whether q non-inferentially, q cannot make a
difference to the justificatory status of your beliefs by conferring
any sort of epistemic benefit upon you.
(6’) If a full description of your psychological states entails neither
q nor ∼q, q cannot make a difference to the justificatory status
of your beliefs by conferring any sort of epistemic benefit upon
you.
With this fix in place, we have our argument for Disjunctivism.
McDowell is right to deny that something inaccessible to you can confer
upon you an epistemic benefit. Consider some examples. Suppose someone
does something there is reason not to do. Suppose that there happens also to
be reason to do it. Bernie shoots a kid carrying a weapon (that is something
there is a pro tanto reason not to do), but doesn’t know that the kid is carrying a
weapon. Maybe the kid was going to use that weapon to attack a bunch of people
(perhaps that’s a pro tanto reason to shoot the kid). Since this has nothing to do
with Bernie’s reasons for shooting, it is hard to see how facts about what the kid
was carrying and what the kid planned to do with his weapon could be cited to
justify his deeds. Even if Bernie were made aware of the kid’s weapon, if Bernie is
shooting the kid just because he hates kids it is hard to see how these facts could
justify his conduct. To justifiably act against a reason, it seems that it is not
enough that there is overriding reason that happens to be out there somewhere.
It seems that this reason to act has to be the reason for which the subject acts
if that reason is going to be the reason in virtue of which some other agent’s
deeds are going to have a moral standing superior to the standing of Bernie’s
deeds. The reasons that count in favor of acting seem to contribute positively
to moral standing only if they play some motivational role. They cannot play
that motivational role, however, if they are beyond the subject’s ken. Indeed,
one argument for the claim that considerations beyond your ken cannot confer
any justification is predicated on the assumption that considerations can only
justify when they play some motivational role. If Bernie’s reasons for shooting
were not the reasons for which he shot, those reasons seem to do nothing to
justify his action even if he is aware of them but is motivated instead wholly by
malice. We do not need practical examples to make the point. One lesson you
might take from BonJour’s clairvoyant examples is precisely that considerations
that are inaccessible to you cannot be reasons that justify forming beliefs.
This much seems right. It seems to be the sort of thing that might lead
McDowell to say that there is something a subject in the good case is cog-
nizant of that explains why a subject in this case ends up with beliefs better
justified than beliefs formed in the bad case. The reasons that count against
acting, however, can contribute negatively to the normative standing of an ac-
tion without playing any motivational role. Moreover, the reasons that count
CHAPTER 5. EVIDENCE (II) 85
having the right sort of basis for your belief no matter how things external to
you turn out.
which there are reasons that defeat the case for φ-ing. The point seems rather
obvious. If all it took to justify an action was that there was some reason to
do it, all sorts of actions there are strong cases against could be justified by the
trivial reasons that count in favor of them. It would be excruciatingly painful
to stick a fork into a live outlet, but it would be interesting to know what it is
like to receive that sort of jolt. If those are the operative reasons, I think I have
just explained why you should not stick a fork into the outlet.
As for (5), the thought behind this premise is that if you have the right
to believe, you have the right to treat what you believe as reasons for further
beliefs. Essentially, this is an application of J-Closure. Does that right end
when that belief is included in deliberation about what to believe about what
to do? J-Closure says that it does not. What is the relation between practical
deliberation and deliberation about what to believe about what to do? Don’t
we do the one by doing the other. All that (5) says is that there will not be
a decisive epistemic case against treating p as if it is a reason for action when
there is not a decisive case against believing p in the first place. It is difficult for
me to imagine a case in which there is a decisive purely epistemic case against
reasoning from p where that does not constitute a case against believing p that
threatens the justificatory status of belief in p.
Let’s take stock. We have seen two lines of argument from claims about
the ontology of reasons to a conclusion about the justification of belief. We
can summarize the argument as follows. The justification of a belief depends,
inter alia, upon whether what you believe can properly be treated as reasons for
further beliefs. Whether you can properly treat what you believe as a reason
depends upon whether it is a reason. Since reasons are facts, beliefs have to fit
the facts.
why the agent behaves as she does. They say that there is nothing in us or in
the world that plays both roles:
When we have such a reason, and we act for that reason, it becomes
our motivating reason. But we can have either kind of reason without
having the other. Thus, if I jump into the canal, my motivating
reason was provided by my belief; but I had no normative reason
to jump. I merely thought I did. And, if I failed to notice that the
canal was frozen, I had a reason not to jump that, because it was
unknown to me, did not motivate me.29
The problem with such a view is that it denies what seems obvious to many of
us. When someone acts for a reason, there is a reason that is at least potentially
a valid reason and the agent acts for it. If all goes well, the agent’s reason for
acting was a good reason.
Dancy has argued that if this is so, we ought to think of both normative
and motivating reasons as constituted by the worldly facts or states of affairs
we have in mind when acting rather than the states of mind or the contents
of those states.30 An acceptable theory of reasons, he says, should accomodate
these two constraints:
Any normative reason is capable of contributing to the explanation
of an action done for that reason. (Explanatory Constraint)
Any motivating reason must be capable of being among the reasons
that count in favor of acting. (Normative Constraint)
The problem with his view is that it too seems to deny what is obvious to many
of us. When the agent acts on a mistaken belief, the agent’s reason for acting
cannot be a worldly state of affair or fact because the facts do not fit the agent’s
beliefs.31 So, what happens when that happens? Dancy says that it sounds
“too harsh” to say that such an agent acts for no reason at all.32 So, it seems
that the reason for which the agent acts must be an attitude or the content of
an attitude. If this is right, there must be something wrong with the argument
against Psychologism.
Someone could respond to Dancy’s argument against Psychologism by deny-
ing that Explanatory and Normative Constraints. They could deny that the
reasons we act for and the reasons there are to act belong to the same onto-
logical category. Instead, they could argue that Dancy was wrong to say that
Psychologism violates the Explanatory and Normative Constraints.33 Turning
29 Parfit 1997, pp. 99. Smith 1987 is also often saddled with this sort of view.
30 See Dancy 2000.
31 Gibbons 2009, Hornsby 2007, Lord 2008, Miller 2008, Turri 2009, and Wiland 2002 argue
to accomodate both the Normative and Explanatory Constraints. They all reject the view that
motivating reasons are worldly facts or states of affairs. For Miller, motivating and normative
reasons are Fregean propositions. For Schroeder, both kinds of reasons are propositions, but
CHAPTER 5. EVIDENCE (II) 91
Dancy’s argument on its head, some now defend views on which both norma-
tive and motivating reasons are either our attitudes or the contents of these
attitudes.
Arguments from error make it hard to give up Psychologism about motivat-
ing reasons. In this section, I want to do two things. First, I want to argue that
Dancy was right to reject Psychologism in both of its forms. Second, I want
to offer a response to the argument from error that saves what is right with
Dancy’s view. Is it possible to act for good reasons? The argument from error
does not force us to deny that it is even if we insist that the good reasons are
typically facts about the situation or states of the world rather than states of
mind.
because states of mind make things reasonable and that is what reasons are in the business of
doing. Turri 2009 defends the view that motivating reasons are states of mind, but does not
endorse the further claim that normative reasons are also states of mind.
35 See Fantl and McGrath 2009, Lord 2008, Miller 2008, and Schroeder 2008.
CHAPTER 5. EVIDENCE (II) 92
be many paths to reasonhood, but the most obvious way something gets to be
a reason is by counting in favor or counting against. So, while some reasons
might not count in favor of anything at all, most of the reasons I can think of
are reasons precisely because they count in favor of doing something or count
against the doing of it. From here, it is a short step to the rejection of Normative
Psychologism. Unless we all harbor systematic and massive confusions about
what counts in favor of acting, the things that count in favor of, say, lending
a hand, are facts having to do with the external situation or worldly states of
affairs. We need not be too terribly picky about which of these options to set-
tle for because Normative Psychologism rejects both. It asserts that normative
reasons are the sorts of things that supervene upon our mental states, so they
are either states of mind or the contents of those states with their veridicality
or accuracy bleached out.
This first argument against Normative Psychologism is the implausible error
argument. Ordinary agents may well be mistaken about the facts on the ground
and so the actions they think will turn out favorable might not. That kind of
error is often unfortunate, but often understandable. It is implausible to accuse
ordinary agents of failing to know what it would take for actions to turn out
to be favorable in some respect or other on the grounds that it is facts about
the agent’s beliefs rather than facts the agent has beliefs about that determines
whether things turned out favorably for them. If I drink a tonic in the belief
that it will help my headache and it only makes the pain more intense, it would
be implausible to say that things turned out favorably for me. If counting in
favor is what confers reasonhood upon a reason, it is facts about the efficacy
of the tonic rather than my beliefs about its efficacy that determines whether
there was the reasons to drink I took there to be. If counting in favor cannot
confer reasonhood upon a reason, this just seems like one more implausible error
to impute to ordinary agents. If Moore had asked, “I know that such and such
counts strongly in favor of doing it, but what reason is there to do it?” we never
would have been so fascinated by the open question argument.
This is one objection to Normative Psychologism, but it is not the only one.
Myself, I think Normative Psychologism cannot do justice to our intuitions
about right action. In some recent defenses of Normative Psychologism, some
have argued for their view on the grounds that it preserves the link between
the right and the reasonable. Reasons, they say, are things that make things
reasonable and so the reasonable judgment of the morally conscientious agent
is the mark of the permissible.36 If this is right and the reasons demanded that
the agents acted against their own reasonable judgments about what to do,
the reasons would make unreasonable demands. But, reasons are, if anything,
reasonable things. And, if the reasons accede and do not demand that you do
not φ when it would not be reasonable from your point of view to do something
other than φ, φ-ing just is permissible for you. After all, if you ought not φ,
there is a reason not to φ and that reason is the winning reason. Remove that
reason, and the obligation not to φ goes away.
36 See Gibbons Forthcoming.
CHAPTER 5. EVIDENCE (II) 93
To see why this view is problematic, consider two plausible claims about
what it is reasonable to judge about what you should do:
It is reasonable for you to judge that you should φ if you are the
mental duplicate of someone who knows she should φ.37
It is reasonable for you to judge that you should φ if it seems intuitive
that φ-ing is the thing to do, these intuitions are robust, you have
no available reason to distrust these intuitions, you have no reason
available to think that φ-ing is not the thing to do, or you reasonably
judge that ψ-ing is necessary for some further end, ψ-ing, where you
reasonably judge that ψ-ing is the thing to do and that judgment is
not threatened by any available defeaters.38
It seems unreasonable to reasonably judge that you should φ and refrain from
φ-ing, so these claims tell us something about what is reasonable to do. The
problem with Normative Psychologism is this. Given the second account of
what is reasonable to judge and do, we end up denying that facts that the agent
is non-culpably ignorant of can bear on whether φ-ing is the thing for the agent
to do. Whether these are non-normative facts (e.g., facts about the effects of
action, the historical features of the situation) or normative facts (e.g., facts
about which normative principles are genuine, facts about which of the relevant
reasons are stronger), since these facts are not fixed by facts that Normative
Psychologism says determines which reasons apply to you, these facts do not
determine which reasons apply to you. It should not be terribly difficult to
construct any number of counterexamples to this view. Non-culpable factual
ignorance excuses.39 It does not obviate the need to justify an action that
results in an overall bad state of affairs. Less controversially, we can make
reasonable mistakes about which normative principles are genuine or which of
the reasons we are considering is overriding.
It is more difficult to counterexample the first view about what is reasonable
to judge. It seems to be something of a contingent fact about human psychology
that no actual person has the sorts of moral intuitions that would make acting
like a vampire, cannibal, or Neo-Con reasonable, but since it is a mere contingent
fact about human psychology that this is so, this fact counts against the second
view of reasonable judgment and action. The first view escapes this because
someone who is the same on the inside as a vampire, cannibal, or Neo-Con may
well not be the same on the inside as someone who knows what to do. These
horrible creatures fail to do what they ought because they act against necessarily
true principles and while these principles might not be inviolable, the reasons
these creatures have for acting against them do not justify the violations. The
problem with this view, it seems, is that it avoids counterexamples but abuses
the notion of the reasonable. Someone can make a reasonable mistake about
37 See Gibbons Forthcoming.
38 See Huemer 2006.
39 We shall come back to this later. In Chapter Y, I shall argue that non-culpably held
mistaken beliefs might excuse, but they do not obviate the need to justify an action that
brings about some bad state of affairs.
CHAPTER 5. EVIDENCE (II) 94
whether some reason is stronger than another and in so doing might judge
that φ-ing is the thing to do even though no one could knowingly judge that
that is so. If the hope is to link the reasonable to the right, I worry the first
view avoids counterexamples by means of a technical trick. We know what it
would take for it to avoid all the counterexamples, it would have to deny that a
conscientious and careful moral reasoner can reason to a reasonable judgment
about what to do if given the wrong intuitions as inputs. But, the thought
that someone can reason carefully and correctly from the firm intuitions she
has to a judgment about what to do and fail to be reasonable precisely because
she has the wrong inputs smacks of a strange kind of externalism. It is akin
to saying that someone who hallucinates cannot have reasonable beliefs about
the external world because the inputs were defective. The reasonable, it seems,
is more intimately connected to the agent’s perspective on things and the first
view avoids the counterexamples that arise for the second only by denying this.
So, here is a second argument against Normative Psychologism. It is possible
for two equally reasonable subjects to judge that they should φ and act accord-
ingly where one subject is permitted to φ but the other is obliged not to φ. Such
a difference in obligations requires a difference in the reasons that apply to them
because ought implies reason. In such cases, the reasons are typically grounded
in features external to the subject (e.g., facts that the subject is non-culpably
ignorant of, facts about the comparative weight of reasons that the agent is
non-culpably ignorant of, or facts about which principles are genuine that the
subject is non-culpably ignorant of). So, some reasons are neither attitudes of
the agent nor the propositions that the agent has in mind. So, some reasons are
constituted by facts external to the agent.
While defenders of Psychologism can try to accomodate intuitions about the
right by cutting the connection between the agent’s perspective and the reason-
able, they do violence to our intuitions about reasonable judgment. Instead,
they can try to accomodate intuitions about the reasonable by upholding the
link between the reasonable and the agent’s perspective, but then they do vi-
olence to our intuitions about right action. Of course, they can deny that the
reasonable judgment is the mark of the permissible, but then they undercut the
argument offered for Normative Psychologism. It seems that the last option is
the best option for Psychologism. If the defenders of Psychologism deny that
the reasonable judgment is the mark of the permissible, this undercuts one ar-
gument for Normative Psychologism but leaves Psychologism untouched. In the
next section, we shall consider another argument for Psychologism, the argu-
ment from error. I hope to show below that Psychologism cannot respect the
Explanatory and Normative Constraints if it is motivated by the argument from
error. If we treat these assumptions as axiomatic, there might be difficulties that
arise for Dancy’s view, but Psychologism is not a tenable alternative.
halls in two very similar houses. There is a killer chasing Plum and she knows
it. White believes that there is a killer chasing her, but there is no one after
her. Keep Plum and White as psychologically similar as you can in keeping
with what I have just said. To introduce some jargon, Plum is in the good case,
White is in the bad. (Obviously, goodness and badness is measured in epistemic
terms rather than practical terms. Most of us would think our case is not made
better by putting a killer into it much less one that gives us good reason to
run screaming down a hall.) Given anti-Psychologism about motivating and
normative reasons, it is tempting to say Plum’s case is a case where there are
good reasons to run and Plum runs for those reasons. So, we might say:
(1) Plum’s reason for running down the hall was that the killer was
after her.
(2) Plum’s reason for running down the hall was that the killer was
after her and this was a good reason for her to run.
(3) Plum ran down the hall for the reason that the killer after her.
(4) Plum ran down the hall for the reason that the killer after her
and this was indeed a good reason for her to run.40
What should we say about White? According to Dancy, “The distinction be-
tween true and false beliefs on the agent’s part cannot affect theform of the
explanation which will be appropriateto his actions.” 41 Why think this? I
would defend the idea this way. Think about the implausible error objection. If
the form the explanation took depended upon whether the agent’s beliefs were
correct, in the case of error we would need to describe the agent’s reason for act-
ing as something that the agent is right about. While the agent is wrong about
the facts on the ground, the agent is, presumably, right about the facts in her
head. So, we would have to describe the agent as acting for the sort of reason
that only a muddled agent would think counts in favor of acting. If we are not
trying to explain the behavior of muddled agents, we should not describe the
agent’s reason for acting in psychologized terms.42 So, it seems that if (1)-(4)
are correct, these should be correct as well:
(5) White’s reason for running down the hall was that the killer was
after her.
40 If “reason” in (1)-(4) meant different things depending upon whether it was the kind of
reason that could be good or the kind of reason for which somene φ’s, (2) and (4) would be
zeugmatic (e.g., “She saw a crack and the killer in the mirror”). They both seem perfectly fine.
So, there is at least a tiny bit of evidence that the Explanatory and Normative Constraints
are correct. The “this” in (2) and (4) pretty clearly refer to whatever it is that was Plum’s
reason for running and (2) and (4) are correct only if what “this” picks out is a good reason.
41 Dancy 1995, pp. 13.
42 Someone could defend the idea in this way. The explanations we are after are causal
explanations and the cause of behavior does not depend upon the correctness of the agent’s
attitudes. Some of the relevant attitudes are about the future and the present and past do
not depend causally upon future facts. The reason I did not offer this kind of justification is
that it is controversial as to whether the explanations we are interested in are purely causal.
Others might try to justify Dancy’s point in these ways, but Dancy would not. He thinks that
these reasons explanations are not causal.
CHAPTER 5. EVIDENCE (II) 96
(6) White’s reason for running down the hall was that the killer was
after her and this was a good reason for her to run.
(7) White ran down the hall for the reason that the killer after her.
(8) White ran down the hall for the reason that the killer after her
and this was indeed a good reason for her to run.
Since there was no killer much less a killer chasing White, it seems that White’s
reason for running could not have been that the killer was after her. So, it seems
that (5)-(8) should be false. If (5)-(8) are false, (1)-(4) must be false as well. So,
neither Plum nor White ran for the reason that there was a killer after them.
It was, in some sense, the thought that was their reason for running.
Dancy responds by saying that there can be correct non-factive explanations
(e.g., (7)).43 While he would not describe White’s case by means of (5)-(8), that
is not because he thinks (5)-(8) are false. He would prefer to describe the case
this way:
(5d) White’s reason for running down the hall was that, as she sup-
posed, there was a killer after her. However, there was no one
after her.
This is supposed to be a correct explanation because the explanation depicts the
light in which the agent acted. It is supposed to be non-factive, however, because
the truth of (5d) does not turn on the truth or falsity of the agent’s relevant
beliefs (i.e., (5d) is supposed to be true even if there is no killer after her). He
thinks it is “too harsh” to deny that White acted for a reason, but I think (5d)
sounds too harsh in a different way. To my ears (5d) is a contradiction. Here, I
have to side with Hornsby who remarks:
... [I]t is a very strange idea that explanations are ever non-factive.
To many ears, “He φ-ed because, as he supposed, p” is true only if
it is true that p. (One plausible account of “as X supposes” used
parenthetically within a sentence s will treat it [as a sentence adverb
such as “luckily” should arguably be treated] as conveying something
about what is said in s without affecting its truth-conditions. If so,
then, given that “p because q” requires the truth of p and of q,
introducing a parenthetic “as X supposes” within it will not produce
anything non-factive.44
On this point, she and I are in perfect agreement.
There is further evidence against Dancy’s proposal. Consider:
(9) White ran down the hall because the killer was after her.
Dancy agrees that in the circumstances described, (9) is false.45 He agrees that
(9) is false because he agrees that it is obviously factive, but if (∼9) is false.
43 Dancy 2000, pp. 131.
44 Hornsby pp. 292
45 On this point, he and Schroeder both said in personal correspondence that they agree.
CHAPTER 5. EVIDENCE (II) 97
To my ear, (13) is a redundant conjunction much in the way that (10) is. So,
we have further linguistic evidence for the hypothesis that (7) entails (9). This
is a problem because, as we have seen, “p because q” is factive. Consider:
(14) White ran down the hall because the killer was after her. In-
deed, the killer was after her.
(15) The killer was after White. That is why she ran down the hall.
It seems that (14) is a redundant conjunction, so there is some evidence that (9)
is true only if there is a killer coming after White. Also, note that (15) seems
to be equivalent to (9). (15) entails:
(16) The killer was after White.
If (16) is not factive, nothing is.
Hornsby accepts some of this, possibly all of it. She offers a disjunctivist
account of acting for a reason according to which you can be influenced by the
facts you know to be true. On her account, since agents in the good and bad
case know different things, the reasons for which they act (can) differ accordingly
even if these subjects are in the same non-factive mental states:
46 A point I owe to Stanley 2008 who credits it to Sadock 1978.
CHAPTER 5. EVIDENCE (II) 98
(17) Plum ran down the hall for the reason that a killer was after
her and White ran down the hall for the reason that she believed
a killer was after her.47
There are concerns, of course, whether (17) really properly describes the light in
which White acted. As she sees it, this does what we want a reasons explanation
to do because we manage to express that both Plum and White treated some
consideration as they would have if they knew it to be true. If either knew that
there was a killer after them, they would run. That is what (17) conveys and
that does a pretty good job depicting the light in which they acted. Neither
tried to be a hero, both tried to get to safety.
One of the difficulties I have in accepting this view is that it clashes with
the thought that the from the explanation takes depends upon the accuracy of
the agent’s beliefs. So, for example, if we did not know whether it was Plum or
White who correctly believed that the killer was after them but knew that one
of them had correct beliefs, we could not say whether it was (17) or (18) that
was correct:
(18) White ran down the hall for the reason that a killer was after
her and Plum ran down the hall for the reason that she believed
a killer was after her.
What is it that we are not supposed to know if we do not know whether it is
(17) or (18) that is correct? Whatever it is, it is something we do not know if
all we know is this:
(19) White and Plum both ran down the hall because they both
believed that a killer was after them.
If that contains all we need to know to explain their action, what is wrong with
a conjunctive account that denies both (17) and (18) and simply offers (19) in
its place?
Perhaps she would reply by saying that (19) does not tell us the reasons for
which White and Plum acted, but we can easily enrich (19) as follows:
(20) White and Plum both ran down the hall because they both
believed that a killer was after them and both thought that the
fact that there was a killer after them was a good reason to run.
Both knew that if they knew that there was a killer there, running
was the way to respond.
This does not tell us whether (17) or (18) is true, but it seems to tell us every-
thing we need to know about White and Plum. On the disjunctivist account,
full understanding requires knowing whether it is (17) or (18) is true, and I just
do not see what the disjunctivist thinks is gained if we gain this extra bit of
knowledge beyond what is contained in (20). We do learn that there was a killer
47 Hornsby 2007, pp. 300.
CHAPTER 5. EVIDENCE (II) 99
after one of our agents, but it is not at all clear what this has to do with reasons
or understanding the agent’s action.
There is a further strange feature of the view. The that-clauses we use to pick
out motivating reasons often employ propositions that are true only if certain
future events transpire. Indeed, these events might take place after we offer the
explanation of the agent’s action. White put all of her money into a hedge fund
that Mustard was running. It is strange to say that her reason for investing her
money with Mustard is one thing if it pans out and something else if it does
not. But, on the view that says the explanans will depend upon whether White
knows or merely believes that she will make a good return on her investment,
this is precisely how things are.
If neither of these views seem satisfactory, it is tempting to embrace Moti-
vational Psychologism. Like Dancy’s view, it denies that the form the reasons
explanation takes depends upon events that will transpire only after the action
occurs and asserts that the form that the explanation takes does not depend
upon the accuracy of the agent’s mental states. Like Hornsby’s view, it does
not respond to the argument from error by saying things that are contradictory.
Miller says this on behalf of PsychologismP:
[U]nless we are infallible about what facts there are, there will be
plenty of instances in which we invoke motivating reasons in our
practical deliberation and yet at the same time are quite mistaken
about the existence of the facts to which they make putative refer-
ence.48
Think about White. She is mistaken about the facts. Is she mistaken about
the reason for which she runs? According to Miller, if you were to ask either
Plum or White why they were running down the hall so quickly, both would be
disposed to say, “I am running down the hall for the reason that the killer is after
me”. They would then politely excuse themselves and continue running. On his
view, motivating reasons are propositions, not propositional attitudes, so these
remarks are not elliptical for a longer statement that makes explicit reference
to attitudes. Suppose, then, that this is a case where White is mistaken about
the facts but not thereby mistaken about her reasons. White would thus speak
the truth if she said:
(21) I am running down the hall for the reason that the killer is after
me.
But the problem here is obvious. The proposition her utterance expresses is
false. (21) entails (5) and (7), which entail (9). But (9) is false. He is not wrong
in saying that we are fallible about the facts. Obviously, we are. He is wrong in
denying that this fallibility extends straightforwardly to judgments about our
reasons for acting or the reasons others acted for. White cannot correctly assert
(21) if there is no killer after her and we cannot correctly assert (7) if there is
no killer after her.
48 Miller 2009, pp. 229.
CHAPTER 5. EVIDENCE (II) 100
attitudes are veridical or not. If we have two subjects that are non-factive men-
tal duplicates who both φ and we want to say the reasons for which they φ, we
cannot then say that hte reasons for which they φ differ (i.e., it is a fact about
an agent’s mind in one case and a fact the agent has in mind in the other). As
for (3), that seems pretty well supported by the linguistic evidence. If you think
the idea of a correct but non-factive explanation makes little sense, you should
accept (C).
How does this view differ from disjunctivism? It flips disjunctivism on its
head. According to the disjunctivist:
(4) In the good case, she ran down the hall for the reason that the
killer was after her.
(5) In the bad case, she ran down the hall for the reason that she
believed the killer was after her.
The disjunctivist thinks that the propositions that specify the agent’s motivating
reasons in the good and bad case provide the explanans that correctly explain
the same explanandum proposition in the good and bad case. This contradicts
(2) because it says that there are two cases (i.e., the good and the bad) with
the same explanandum where agents are in the same non-factive mental states
and the reasons that explain their behaviors differ. On the present view:
(6) In the good case, she ran down the hall for the reason that the
killer was after her.
(7) In the bad case, she ran down the hall, but she did not run for
any reason at all. At best, she took it that there was a reason to
run.
The view is consistent with (2). I say that the explanandum proposition that
we explain by describing the agent’s motivating reasons in the good case is a
proposition that is false in the bad case. So, the question, “What was the agent’s
reason for acting?” rests on a mistake if the agent is in the bad case, but not in
the good. If acting for a reason is something that happens only in the good case
and not in the bad, we can accept the principle that states that there will not
be different correct explanations of the same phenomenon in both cases. Why
hold this view? Given (1) and (3), all the candidate explanans propositions that
we use in the good case are excluded if we try to explain how the agent in the
bad case managed to act for a reason. She acted in the bad case, but failed to
act for a reason.
Does that mean that the present view makes it impossible to explain the
agent’s behavior in the bad case? Not at all. The view agrees with disjunctivism
in saying the following:
(8) In the good case, she ran down the hall because the killer was
after her.
(9) In the good case, she ran down the hall because she believed that
the killer was after her.
CHAPTER 5. EVIDENCE (II) 102
(10) In the bad case, she ran down the hall because she believed that
the killer was after her.
Not only do the disjunctivists seem to agree that these all come out to be true,
all parties seem to agree that this comes out false:
(11) In the bad case, she ran down the hall because the killer was
after her.
Suppose Dancy’s view and Motivational Psychologism accept (8)-(10) but reject
(11). Consider:
(12) She ran down the hall because the killer was after her.
(13) She ran down the hall because she believed that the killer was
after her.
If they say that the truth of (12) or (13) depends upon whether the agent is in
the good case or bad, the only position for them to take that is consistent with
(2) is the position I am advocating, which is that the thing you try to explain
by citing the reasons for which an agent V’s is a feature unique to the good
case. If to deal with this point you accept (9) and (10) but deny (8), it seems
you also have to deny:
(14) In the good case, she ran down the hall for the reason that the
killer was after her.
On its face, (14) entails (8). But, to deny (8) is simply to deny (1). It is to assert
that the reasons for which we act really are correctly picked out by propositions
that report our attitudes instead of the propositions that are the contents of the
attitudes that figure in deliberation.
The most significant obstacle the present view faces is that in asserting (7),
it seems the view suffers from an explanatory deficit that other views do not.
In response, notice that those who defend PsychologismP or Dancy’s view have
to deny “She φ’d for the reason that p” entail “She φ’d because p”. They agree
that “She φ’d because she believed p” is true whenever “She φ’d for the reason
that p” is true. In asserting (4), I am committed to saying that in the bad case,
it is false that White ran down the hall because the killer was after her. On this
point, all the views are in agreement. I am not committed to denying that she
ran down the hall because the killer was after her. This causal explanation is
one that all parties seem to agree is correct. I say that the explanans proposition
in “She φ’d because she believed p” does not ascribe the reason for which the
agent acts. All parties seem to agree on that point as well. So, I do not think
my view suffers from any explanatory deficit. My view accepts all the “because”
claims that the other views accept and offers the same causal explanation of the
agent’s behavior in terms of the agent’s attitudes that alternative views do.
The difference is that on the view defended here, there are more true “be-
cause” claims than on the rival view. In the good case where the agent correctly
believes p, you can correctly say, “She φ’d because p”. So, maybe the problem
CHAPTER 5. EVIDENCE (II) 103
with the view is not that it suffers from an explanatory deficit. Does the view
offer too many explanations? What is the extra thing that motivating reasons
explain? It has to be something that distinguishes the good case from the bad.
Here is what it is. We know what something has to be to be a motivating
reason–it has to be something that could “turn out” to be a good (normative)
reason if the facts fit the attitudes. We know that each instance of acting for a
reason involves a motivating reason and each behavior that can be understood
in terms of motivating reasons is acting for a reason. So, acting for a reason is
an achievement. When you act for a reason, there is a reason and you act for
it. You saw something in the situation and have responded to it rather than re-
sponded in a predictable way given psychological inputs that might misrepresent
the circumstances in which you acted.
Why have two notions? Why have causal explanations of behavior that cite
the agent’s psychological states and reasons explanations that cite facts that fit
those states? One idea is this. In saying that someone acted for a reason, we
impart two pieces of information. Part of it has to do with specifying the agent’s
reasons to say what the agent’s intentions were in acting. (This is something
we can do in the good case and the bad by describing the agent’s psychological
states.) Part of it has to do with reporting facts that the agent confronted
because those facts are facts that we all potentially might have to deal with.
Causal explanations of behavior that cite the agent’s psychological states do not
convey this extra bit of information, which is that the agent saw something in
the circumstance that she took to be something that called for her to act in the
way that she did.
Properly understood (8) and (9) are complementary, not competing. They
do not compete because facts and beliefs explain different things. In some
contexts, we want to know what it is that the agent got out of acting in the way
that she did. We want to know what she accomplished or what she achieved.
These are the contexts in which we say what the reasons for which an agent
acted. If it turns out that the agent’s attitudes were mistaken, our question
rested on a mistake. We had thought that the agent got something out of
acting in the way that she did that she had hoped for, but she did not. In
contexts where we do not want to know what the agent got out of acting, we
are looking for a psychological explanation of the agent’s behavior. So, if we
know that the agent’s attitudes are false or do not know whether the agent’s
attitudes are false, our interest is in what would make the agent’s behavior
intelligible. Here, psychological states of the agent are useful. If the agent is in
the good case, we can ask both sorts of question and that is why both (8) and
(9) turn out true. If the agent is in the bad case, we can ask only one sort of
queston and that is why (10) turns out true rather than (11).
Acting for a reason is thus similar to knowing and different from believing
insofar as knowing and acting for a reason are both achievements. In contexts
where we can safely assume that the agent’s attitudes were correct, we can ask,
“Why did she do that?” and get in return an account of what she achieved by
acting in the way she did. This is akin to contexts where someone asks, in a
non-skeptical or non-challenging way, “How does she know that?” Just as we can
CHAPTER 5. EVIDENCE (II) 104
ask “How does she know that?” to learn something either about how she learned
that p or why she came to believe p, we can ask, “Why did she do that?” either
to learn what she gained or what she had hoped to gain and receive different
answers. If taken in the first way, the answer cites facts. If taken in the second,
the answer can cite attitudes. In contexts where we cannot safely assume that
the agent’s attidues were correct, we can ask, “Why did she do that?” and get
a correct answer that describes the agent’s attitudes, but that does not tell us
the reasons for which she acted. We are not interested in the reasons for which
she acted, we want a psychological story that makes sense of her behavior that
remains neutral on the question as to whether she had any reasons to act as she
did.
In this way, we can allow that psychological states of the agent do have a
role to play in explaining behavior. In asking why some event occurred, if we
want to know the causes, we can cite the psychological states as causes. These
psychological states are the reasons why someone’s body moved in such and
such a way. The reasons why an event occurred are not reasons for the event to
occur and they are not the reasons for which an agent acted.49 The thesis that
psychological states are reasons why events take place is extremely plausible
and I think that this is all that Psychologism can be right about. And this, is
just to say, that Motivational Psychologism is false.
Should this be upsetting to those who defend Psychologism? I do not think
it should be at all upsetting to Smith, for as I understand his view, he does not
really deny (1). Rather, for him, “motivational reason” is a term of art that has
more to do with explaining why actions occurred. I do not think Smith assumes
something the parties to this debate have assumed, which is that motivating
reasons are whatever we pick out using that-clauses when we describe the reasons
for which an agent acted. Rather, he assumed that motivating reasons are
whatever psychological states we pick out that can figure in causal explanations
of events that involve agents acting purposively. So, in the end, nothing I have
said against Motivational Psychologism speaks against the Humean view that
he defends. Whether that view is correct depends pretty much on what he
thought it depended on, not on whether the things we describe as the reasons
for which an agent acts are facts, beliefs, the contents of beliefs rather than
desires, but on whether the correct causal story of an event that is an action
involves psychological states with differing directions of fit. If the reader prefers
to think of motivating reasons as reasons why people behave in certain ways,
nothing I have argued here has called that view into question.
In the previous chapter and this one, we have covered considerable ground.
I have argued for an externalist conception of justification by arguing for an
49 That reasons why are not the same thing as motivating reasons is something that Dancy
2000 and some of his critics agree on. It is less clear that this is something that all defenders of
Psychologism agree to. Some might say that motivating reasons are kinds of reasons why and
they might deny that they are reasons why because they are considerations in light of which
the agent acted. Instead, they are states by virtue of which there seemed to be something
in the situation that called for a response. My sense is that this is closer to the view that
someone like Smith prefers.
CHAPTER 5. EVIDENCE (II) 105
externalist account of reasons for belief and action. Such an account causes
trouble for the orthodox internalist and externalist views insofar as it asserts
that the justification of a belief depends upon whether it is true. Justification
depends upon truth because normative reasons are constituted by truths and
the justification of a belief depends upon whether it can provide us with reasons
from which we can reason to a conclusion about what to do or what to believe.
This view faces a number of objections. Some say that the view either
motivates a kind of skepticism or requires an implausible account of the nature
of experience. I have tried to show that this is not so and the arguments to the
contrary rest on an assumption that many take for granted that I think we must
reject. The objection rested on the assumption that the normative properties
that determine whether a belief is justified have to be properties of the basis
that the subject has for holding that belief. If we reject this assumption, we
can say that while having a justified belief requires that the belief is true for it
to be justified, the justification offered in support of that belief need not entail
that the belief is true.
There was a further worry that taking reasons to consist of facts or true
propositions clashes with the thought that we can explain an agent’s behavior
and an agent’s beliefs by citing psychological states of the agent. Since mo-
tivating reasons have to be mental states or the contents of those states and
normative reasons have to belong to the same ontological category as moti-
vating reasons, normative reasons cannot be facts or true propositions. This
objection does not hold up. If the objector takes motivating reasons to be the
reasons in light of which someone believes or acts, motivating reasons are facts.
If, however, the objector takes motivating reasons to be elements of a causal ex-
planation that explain why someone believes or acts and denies that these need
to be the reasons for which the agent believes or acts, the objector’s mistake is
in thinking that my arguments call this view into question.
Chapter 6
Assertion
6.1 Introduction
There has been considerable discussion recently of epistemic norms governing
assertion. Assertions can be evaluated along a number of dimensions, but can
they be assessed epistemically? It seems so. Some locals tell you that the water
is not safe to drink and so you buy some bottles. Then they tell you that the
reason the water is not safe is that it has been fluoridated. Now, we might
assume that the water is unsafe for reasons our local knows nothing about. In
some sense, then, it was a good thing the local said what he did and you believed
it. If there is something wrong with the speaker’s assertion, it is not that it was
not true and it was of no benefit to you. Still, you can resent the speaker for
saying what he did. He should not have thought that what he told you was
true because he should not have taken his grounds to be grounds. The grounds
for your resentment have to do with the credentials of the speaker’s belief. So,
there is work here for epistemologists to do. We can try to work out what
the proper standards are for determining whether an assertion is epistemically
defective and whether there are norms that can help sort between warranted
and defective assertion.
If this is right and we could work out an account of warranted assertion,
this might help us in trying to work out an account of justification. There are
two reasons to think so. First, the concepts of warrant and justification are
both normative. A belief is justified only if it is permissibly held and “warrant”
is a technical term that stands for permissible. Some of the arguments that
shape the internalism/externalism debate are intended to show that justifica-
tion is an internalist notion on the grounds that it is a deontological notion.
Warrant is also a deontological notion. If warrant is understood along exter-
nalist lines, these arguments that purport to show that justification must be
understood along internalist lines because it is a deontological notion are un-
persuasive. Second, an increasing number of contributors to the literature on
warranted assertion are convinced that assertion and belief are governed by
106
CHAPTER 6. ASSERTION 107
common standards.1 So, arguments that purport to show that warrant should
be understood in internalist or externalist terms might show tha the same is
true for justification.
Assertions are correct only if they are true. In this respect, assertion is like
belief. If we go so far as to say that an assertion is correct iff it is true, someone
could say that warranted assertions just are true assertions:
Your assertion that p is true is warranted iff p (TA).2
Williamson thinks this will not do and we know why it will not. In the example
sketched above, our local’s assertion is true but unwarranted. He and I both
agree that there is a truth norm that governs assertion, but he thinks that this
norm governs assertion because knowledge is the fundamental norm of assertion:
Your assertion that p is true is not warranted unless p is true (TNW).
Your assertion that p is true is warranted iff you know that p is true
(KA).
TNW governs assertion on his view because knowledge requires truth. I shall
start by reviewing the case for the knowledge account of warranted assertion.We
shall see that the arguments offered in its support only support weaker views
on which the internal components of knowledge are required for warranted as-
sertion:
Your assertion that p is true is warranted iff you reasonably believe
p (RA).3
Having said that, I do not here defend the view that you have sufficient warrant
to assert anything you happen to reasonably believe. Sometimes you do, but
sometimes you ought to be excused for asserting something you should not have
for the reason that you were reasonable in thinking what you said was true.
What I have not seen in the literature on warranted assertion is a convincing
argument for TNW and that is what I hope to offer here in the course of arguing
for a justification account of warranted assertion:
Your assertion that p is true is warranted iff you justifiably believe
that p is true (JA).
It might seem that this account is in tension with TNW. Combined, JA and
TNW entail that there are no false, justified beliefs. Although many do hold
to the view that there cannot be false, warranted assertions, they almost all
insist that there can be false, justified beliefs. This combination of views, I shall
argue, is untenable. We should think of justification in deontological terms. If
you justifiably believe p, you cannot be under any epistemic obligation to refrain
from so believing. Among the norms governing assertion is a norm that enjoins
1 See Adler 2002, Sutton 2005, and Kvanvig 2009.
2 Weiner 2005 defends this view.
3 This view is close to views defended by Douven 2006, Lackey 2007, and Kvanvig 2009.
CHAPTER 6. ASSERTION 108
you to refrain from asserting false propositions. Among the norms governing
belief is a norm that enjoins you to refrain from believing p if you do not have
sufficient warrant to assert p. So, you cannot have it both ways. If warrant
requires truth, so does justification.
one of Thomson’s examples, there are rules that tell us the correct way to move
a rook in chess.5 If the only way to save the lives of some hostages is to move
the rook incorrectly, this is what you should do. The rules that distinguish the
correct from incorrect ways of moving the castle do not really tell us that we
must move our castles in such and such a way. (They also do not tell us that we
must move them certain ways if we are to move them at all.) If they did, the
rules of chess would seem to conflict with the rules of any sensible moral code.
Chess is not immoral. Do the rules of chess even really tell us what we ought
(in some sense) to do? It would do no good to say that these rules tell us only
what we oughtchess to do. Maybe the moral rules tell us what we oughtmoral to
do, but once we see that the rules of chess and morality require us to move the
rook in different ways, we have to decide what we ought (or oughtreally , if you
like) to do. Surely, morality is concerned with what you oughtreally to do. If
chess is also concerned with what you oughtreally to do, which it must be if it is
giving us advice, the rules of chess would conflict with morality. But, they do
no such thing. So, they really do not tell us anything about what we oughtreally
to do. I suspect that the rules governing assertion are like this, but then they
do not so much as tell us that we oughtreally not assert something if we do not
know it to be true.
If the rules of assertion are anything like the rules of chess, they do not tell us
what we ought not say or must not say. How damaging is this to Williamson’s
project? Not very, I think. As Thomson herself says, Williamson is surely right
that there are cases where you should not assert something that you do not
know to be true and she seems tempted by the thought that in some of these
cases you should not assert something because you do not know that it is true.6
To deal with this mess, we should probably say this. First, if there is some sort
of knowledge rule for assertion, the rule does not constrain our intentions in
such a way that we intend to conform to the rule in order to count as asserting
that something is so. Parties to this debate tend to agree that lies are assertions
and clearly liars do not at all intend to say what they know to be true. Second,
we have to take some care in saying what sort of obligation we are under to
avoid saying implausibly that it is not permissible on purely epistemic grounds
to lie. If the Nazis are at your door and silence would give everything away, the
right thing to do is to lie. If such cases are not counterexamples to the accounts
of warranted assertion considered below, they cannot be taken to be accounts
of what we must not say. I am all for distinguishing between epistemic and
non-epistemic obligations, but it does no good to say that while morally you are
under an obligation to lie to the Nazis you are under an epistemic obligation to
either tell them the truth or say nothing. Suppose the epistemic norms said that
you must not assert p unless you know it. Insofar as the right thing to do is to
lie to the Nazis, what epistemology said was false. Suppose epistemology only
says that you oughtepistemic not assert p unless you know it. We then would
have to work out how this obligation relates to other obligations such as the
5 Thomson 2008, pp. 166.
6 Thomson 2008, pp. 94.
CHAPTER 6. ASSERTION 110
obligation we have to lie to the Nazis. Since we are under an obligation to lie,
whatever reason associated with this epistemic obligation is defeated. If there
is such an obligation, then, to refrain from asserting without warrant, it is a
pro tanto obligation or duty only. There can be principles of pro tanto duty
that bend without breaking, but when they bend, there is supposed to be some
sort of residue that rationalizes regret. Do you really have to regret lying to the
Nazis at your door? No. Is it really regrettable for epistemic reasons? Certainly
not.
Let’s switch cases. Your friend recently told his class that cows have no
difficulty walking down stairs because of the way their legs are jointed. He
knew this was false, but he also knew that if he did not tell the class this,
horrible things would happen to them. If he knew he could never correct this
and explain to the students the reasons he had for deceiving them, I can imagine
that he would regret having had to deceive them. We can imagine variants on
the case. The teacher is forced at gun point to assert something he had no
reason to believe is true. Again, I could imagine he would regret having to do
this even though he knows that it is best for him to do this.
What distinguishes this case from the case with the Nazis at the door? It is
not that in one of these cases the speaker knows that his overriding obligation is
to say what he knows or takes himself to know. In both cases, the speaker has
overriding reason to assert something she knows she does not know to be true.
What distinguishes these cases might be this. In the second case, the speaker
has assumed a certain role and assumed the responsibility that comes with
occupying this role but realizes his role obligation is overridden by a weighty
moral obligation. In the first, the speaker never assumed this sort of role and so
had no reason to assume any responsibility for the veracity of what she said. In
the second, the speaker was under a standing obligation to assume responsibility
for her remarks and was not able to cancel that obligation. While the speaker
rightly decided competing reasons having to do with the welfare of the students
were overriding, there was still the pull of the defeated reason that made it
regrettable that the students had to be deceived.
Perhaps we can now formulate our issue this way. There are some conversa-
tional exchanges in which a speaker has a responsibility to another as a testi-
monial source and the speaker assumes this responsibility in choosing to assert
that something is so. In some such cases, the obligation might be overridden by
practical obligations (e.g., the teacher who is compelled to deceive his students
to save them from harm), but there is another set of cases in which a party to the
conversational exchange has no responsibility to another as a testimonial source
(e.g., the speaker who is forced to deal with the Nazis at the door conducting
searches). Our focus is on those cases where the subject’s responsibility as a
testimonial source is her overriding responsibility. What standards determine
whether she has lived up to her obligations in such a case? If the speaker lives
up to her responsibilities in such a case, her assertions are warranted. If not,
they are not.
This much seems obvious. In asserting that something is so, the speaker tells
her audience that it is so and claims that something is true. Whether this means
CHAPTER 6. ASSERTION 111
that TNW is correct is a delicate issue. It depends, in part, upon whether there
is an epistemic reason not to assert false propositions and also upon what such
a reason demands. For the purposes of the discussion in this chapter, let us
assume that if there is a norm that enjoins you not to φ unless some condition
C obtains, this norm says that there is a reason not to φ unless C obtains
and this reason demands conformity.7 Further, let us assume that if there is
reason not to φ and this reason is undefeated, you cannot be warranted in φ-ing
against such a reason without an equally strong reason that demands that you
φ. Given these assumptions, someone who denies TNW either has to say that
there are epistemic reasons to assert propositions that are not true that are just
as strong as whatever reasons there are not to assert false propositions or deny
that there is any epistemic reason not to assert false propositions. Similarly, to
argue against KA, you either need to argue that there is no epistemic reason
to refrain from asserting what you do not know or when you are warranted
in asserting things you do not know, there are epistemic reasons as strong as
whatever reasons there are not to assert that enjoin you to assert. It is an
interesting question as to whether the assumptions just introduced are true. I
shall later argue that they are, but doing so requires a careful discussion of what
the reasons associated with norms demand. With these preliminaries out of the
way, let us look at the case that has been offered in support of the knowledge
account of assertion.
Suppose, as seems plausible, that belief does aim at the truth and that
belief has no further independent aim such that a false belief might fail to hit
its first target but succeed in hitting some second equally significant target.
Given this, it seems natural to say that even if some good comes of believing a
false proposition, such a good has little significance when it comes to justifying
the belief in question. Our concern is with assertion, not belief but I think
we can make some progress in understanding the norms governing assertion by
thinking about the norms that govern belief. As Williamson notes, “assertion is
the exterior analogue of judgment, which stands to belief as act to state”.8 Given
that this is so, it seems a reasonable default assumption would be that assertion
and belief share common aims and are governed by common standards. If belief
aims at the truth, so does assertion. If truth is normative for assertion, it is
probably normative for belief. If the assumption that truth is the fundamental
norm for belief is too weak to account for all of the normative demands that we
are under as believers, we should expect the same to be true for assertion and
the demands that we are under if we assume the responsibilities we have to our
audience if we decide to tell them that something is so.
Williamson suggests that if the norms of assertion can be derived from a
proper description of the norms and aims of belief, you can derive the knowledge
account of assertion from the assumption that truth is among the aims of belief
and assertion. How is this supposed to work? If there is such a derivation,
it is hardly straightforward. Utilitarians do not think that the justification of
an action depends upon whether the agent knew that it was optimific at the
time of action, only that it was optimific. I think no one has ever thought of
faulting them for this omission. It is not hard to see that you are courting
disaster if you advance a view on which there are positive duties alongside the
further claim that all duties must be knowingly discharged. Such a combination
of views would seem to lead rather quickly to the untenable view that says that
there are unknowable obligations that are only obligations insofar as they are
knowable.
It helps that here it seems natural to say that our duties are all negative. We
do not fail to live up to our responsibilities if we simply choose to say nothing.
If there is a truth norm that governs assertion, it enjoins us to say only what is
true, not to say that things are true:
You should not assert p unless p is true (TNW).
Williamson seems to think that you cannot say that this norm governs assertion
while denying that there is an evidential norm that also governs assertion:
You should not assert p unless you have sufficient evidence for be-
lieving that p is true (ENW).
If this is right, he thinks we cannot then deny that knowledge is the norm of
assertion:
You should not assert p unless you know that p is true (KNW).
8 Williamson 2000, pp. 238.
CHAPTER 6. ASSERTION 113
The idea seems to be that the evidential norm is derivative from the truth norm
and that the view that combines these two norms but does not incorporate the
knowledge norm will only be able to handle some of the data.
If TNW is among the norms that governs assertion, we have to reject the
following claim about epistemic wrongs and fault:
All epistemic wrongs are fault-implying wrongs (i.e., any condition
that makes believing or asserting p wrongful is a condition that the
believer can be faulted for failing to take account of if she asserts or
believes p when that condition obtains) (Fault1 ).
You can consistently reject Fault1 and accept this claim about fault and epis-
temic wrongs:
Any condition that grounds the charge of epistemic fault is a condi-
tion that makes assertion and belief wrongful (Fault2 ).
It seems that Williamson’s reason for thinking ENA is a consequence of TNA
might be something along the lines of Fault2 . He says:
[I]f one must not bury people when they are not dead, then one
should not bury them when one lacks evidence that they are dead.
It is at best negligent to bury someone without evidence that he is
dead, even if he is in fact dead.9
Let’s suppose this is right. I do not think these considerations support the
knowledge account.
Williamson says that we do not satisfy the evidential norm governing as-
sertion unless we have evidence that puts us in a position to know that the
proposition we assert is true.10 If we think about lottery propositions, it seems
we do not have adequate evidence to believe or assert such propositions. It
seems the best explanation as to why this is rests on the observation that the
evidence we have for believing lottery propositions without insider’s information
does not put us in a position to know that these claims are true.
There are two ways of reading Williamson’s lottery argument. On the first
reading, his remarks concerning lottery propositions gives us a clue as to what he
thinks it takes to satisfy Fault2 . If you believe or assert without first gathering
evidence that puts you in a position to know that p, you seem to be at fault
even if your belief turns out to be true. After all, you could have weakened your
commitment by simply believing that p is likely or probable. On the second,
we appeal directly to ENA and let intuition serve as our guide in determining
what it takes to satisfy ENA rather than appeal to assumptions linking fault
and justification.
On the first reading, the argument amounts to this.
9 Williamson 2000, pp. 245
10 Williamson 2000, pp. 246.
CHAPTER 6. ASSERTION 114
with (a) your belief being mistaken or (b) your belief being Gettiered. One
consequence of this is that you cannot satisfy the justification condition if it
is possible that someone should have just your reasons but be mistaken about
whether p. Thus, your reasons must entail p if your belief that p is justified.
But, no one seems to think that you must have entailing grounds to permissibly
believe p. Second, it seems that Fault3 has the consequence that if someone
does not know that p, they are not justified in believing p, in which case Gettier
cases are impossible.
In light of these problems, I think an alternative reading of the argument
might be more charitable.12 On this reading, the argumentative burden is shoul-
dered not solely by assumptions about fault and epistemic responsibility, but
also by intuitions concerning cases involving lottery propositions. The assump-
tions about fault are supposed to support the idea that some sort of evidential
norm governs belief. Our intuitions about lottery propositions are supposed to
help us see what it takes to satisfy this evidential norm. We start from the
assumption that you should not assert or believe lottery propositions. The nat-
ural explanation for this is that you do not have evidence for believing these
propositions that would put you in a position to know that they are true. From
here, the argument might go in one of two directions. If someone said that it
followed from this alone that you ought not assert what you do not know, this
would repeat the mistakes we have just discussed. All that follows is that you
ought not believe p if you are in a position to appreciate that your evidence
does not put you in a position to know p. In Gettier cases and in cases where
you do not know that p is a lottery proposition, it seems p is not known, you
do not know that you are not in a position to know p, but it is not obvious
that you have violated ENA. If you think you do violate ENA in such cases, it
seems you will once again be forced to accept the JTB analysis of knowledge
and an infallibilist account of justification. To avoid these difficulties, someone
should instead argue as follows. Intuition tells us that evidence is needed for
permissible belief. Intuitions about lottery cases tell us that beliefs in lottery
propositions are defective because there is not adequate evidence for believing
them outright. The best explanation of the observation that you do not satisfy
ENA unless your evidence puts you in a position to know that the relevant
proposition is true is that KA is the fundamental norm of assertion.
This argument rests on a pair of assumptions. First, the argument assumes
that beliefs in lottery propositions do not constitute knowledge. Second, it
assumes that you ought not believe lottery propositions. If we deny the first
assumption, we cannot appeal to intuitive verdicts about lottery cases to moti-
vate the knowledge account. If we were to reject the second assumption while
accepting the first, lottery cases would provide counterexamples to the claim
that you should not believe what you know you do not know.
In response to this argument, I want to say two things. The knowledge ac-
count cannot give the best explanation if independent considerations show that
KA is not a norm that governs assertion. The verdicts the knowledge account
12 Jonathan Sutton suggested that this was the more plausible way of reading the argument.
CHAPTER 6. ASSERTION 116
delivers for covert lottery beliefs and for Gettier cases are counterintuitive. In
addition, cases involving covert lottery beliefs suggest that while the knowledge
account delivers the right verdict about some familiar lottery cases, it gives the
wrong reason for thinking this is the right verdict. Intuitions concerning cases of
covert lottery beliefs suggest that the reason we ought not believe lottery propo-
sitions is not that they cannot constitute knowledge per se, but that subjects
that believe lottery propositions are wrong to do so in light of considerations
accessible to them (i.e., considerations about the kinds of grounds they have for
believing lottery propositions). While such grounds might not put the subject in
a position to know, the normative significance of this is not what the knowledge
account takes it to be.
The distinction between covert and overt lottery beliefs is a familiar one,
but the terminology is not. Let us say that a covert lottery belief is a belief
whose truth or falsity depends on the outcome of a lottery when the believer is
not in a position to appreciate that this is so. Let us say that an overt lottery
belief is a belief in a lottery proposition held by someone who has no insider’s
information. If you look at your bank statement and see that you are down to
your last few dollars, you might reasonably believe that you will not be able to
go on safari. If your mother has just purchased you a ticket for a lottery drawing
being held later this afternoon without telling you, that belief is a covert lottery
belief. Were you to believe that the ticket that your mother bought you will
lose, that would be an overt lottery belief. (We are assuming that you know that
you would be able to afford to go on safari if only you were to win the lottery
drawing being held this afternoon.) It seems that overt and covert lottery beliefs
will either both constitute knowledge or neither will. If you think that safety is
necessary for knowledge, it will be just as easy for a covert lottery belief to turn
out to be false as an overt one to turn out to be false. If you think that some
suitably formulated closure principle holds true, someone will be in a position
to know that a covert lottery belief is true only if this subject is in a position to
know that an overt lottery belief is true. Assuming, as we are, that overt lottery
beliefs fail to constitute knowledge, it seems we have two reasons for thinking
that covert lottery beliefs similarly fail to constitute knowledge.
If this much is correct, the knowledge account commits us to saying that
you should not hold or form covert lottery beliefs. I think this is bad news for
the knowledge account. First, in defences of the knowledge account, the focus
has been on the judgments that overt lottery beliefs should not be held and
cannot constitute knowledge. No intuitive support has been offered to back the
claim that neither type of lottery belief ought to be held. In fact, you might
think that one of the reasons that the lottery paradox is so interesting is that
we are not naturally disposed to think of covert lottery beliefs held by others
as beliefs they should not continue to hold for reasons of which only we are
aware (i.e., that unbeknownst to them the truth of their beliefs is contingent on
the outcome of a lottery). Second, not only is the knowledge account’s verdict
about covert lottery cases not intuitive, it seems positively counterintuitive. To
see this, consider a modified version of one of Hawthorne’s examples. A friend
writes you an email on Monday before a lottery is held, but you only read it
CHAPTER 6. ASSERTION 117
Tuesday after the results of that lottery are known to you. It contains the
following line of reasoning:
The ticket for tomorrow’s lottery is a loser. So if I keep the ticket I
will get nothing. But if I sell the ticket I will get a penny. So, I’d
better sell the ticket.13
You know now that the first premise was not known to be true because of the
grounds the subject had for that belief and know that the belief turned out to
be true. Retrospectively, it seems you would agree with Hawthorne that this
reasoning is unacceptable and would likely further agree that its unacceptability
is due to the speaker’s belief in the argument’s first premise. Assuming that you
should not hold beliefs that should not be trusted for the purposes of practical
deliberation, we would arrive at the view that the speaker should not have held
the first belief. Even without that assumption, you might agree that the subject
should not have held the first belief regardless of whether it was fit to figure in
practical deliberation.
Now, suppose a different friend writes you an email on Monday before a
lottery is held, but you only read it Tuesday after the results of that lottery are
known to you. You had purchased this friend a ticket for this lottery without
telling them, but now know that the ticket was a loser. They had written:
I want nothing more than to go on safari. If I were to go on safari, I
would want nothing more than to buy a new elephant gun. The gun
will be useless, however, since I cannot afford to go on safari. So I
guess I will use that money instead to do some repairs around the
house.
The subject’s belief in the first premise is known to you to be a covert lottery
belief. The lottery was held and the ticket lost. You know this, so you know that
the speaker’s belief in the first premise was not known by the speaker to be true
and that the speaker was in no position to appreciate this fact (i.e., it was an
“unknown unknown” in Sutton’s terminology). I think you would not take this
reasoning to be unacceptable. However, the knowledge account regards both
instances of reasoning as unacceptable and takes them to be unacceptable for
the very same reason. It says neither piece of reasoning is acceptable because
both bits of reasoning involve crucially beliefs not known to be true.
That the knowledge account delivers the wrong verdict in the case of covert
lottery beliefs suggests that knowledge is not the norm of assertion or belief.
Additionally, it suggests that the knowledge account gives the wrong explanation
for the unacceptability of the first bit of reasoning. The knowledge account seeks
to explain the unacceptability of this reasoning in terms of a fact that is not
accessible to the individual engaged in this bit of reasoning (i.e., that one of
the beliefs involved in the reasoning is not known to be true). However, if overt
and covert lottery beliefs have different normative statuses (i.e., one ought never
hold overt lottery beliefs but may permissibly hold some covert lottery beliefs),
13 Hawthorne 2004, pp. 29.
CHAPTER 6. ASSERTION 118
it seems that the proper explanation as to why you should not reason from
overt lottery beliefs should be given in terms of features distinctive of overt
lottery beliefs (e.g., the kinds of ground available for overt lottery belief) rather
than ignorance, per se. We have not found a route from the truth norm or
the thesis that belief aims at the truth to the knowledge norm. It is not for
a lack of trying. Williamson is right that anyone who thinks there is a truth
norm should think there is an additional evidential norm governing belief, but
we know from Gettier that there is more to conforming to the knowledge norm
than conforming to these two.
that belief aims at knowledge. The fakes prevent your belief from fulfilling its
aim only when they fool you into believing a fake barn is genuine.
Now, it should be noted that some of these authors have argued that knowl-
edge is the aim of belief, and it is worth taking a moment to address the argu-
ment. It is clear, I think, that truth is at least among the aims of belief. A false
belief is mistaken, there is no sense in denying that. What is wrong with saying
that truth is all that belief aims at? Sutton remarks:
Another assumption is almost as common as the assumption that
truth maximization/falsity minimization is a primary epistemic goal–
the assumption that a central fact about belief is that it aims at
truth. Known unknown beliefs again suggest that this is not so. If
belief aims at truth, then the belief that one will lose the lottery ...
will, in almost all cases, succeed in fulfilling that central aim, and so
should be impeccably formed, that is, justified. If, as I will argue,
the known unknown beliefs are not justified, and are not justified be-
cause they do not constitute knowledge, we should rather say that
belief aims at knowledge.15
The argument assumes that if something is an aim or, perhaps, a legitimate aim,
of φ-ing, φ-ing is justified if it fulfills that aim. The thought here is that if there
are beliefs that are true, they should be justified whether or not they constitute
knowledge if belief’s aim is truth but not knowledge. The problem with this
argument is that it ignores the possibility of side-constraints that distinguish
between legitimate and illegitimate ways of pursuing legitimate aims. One could
have a view on which the justification of φ-ing turns entirely upon whether the
aims of φ-ing were pursued by legitimate means or also upon whether φ-ing
fulfilled it aims, but Sutton’s argument suggests that neither of these views are
possible. This, I think, is why his argument fails.
If we set aside the question about aims and focus on the normative question,
it seems that if someone said that you should not believe it is a barn knowing that
your belief fails to constitute knowledge simply because the belief is Gettiered,
it seems that they have made the mistake, not you. If that is right, there is
nothing left of the view that knowledge is what is necessary for permissible
belief. In saying that it is not epistemically wrong to believe p if that belief
has been Gettiered, it might seem I am denying something Reynolds says in
his discussion of Gettier cases and warranted assertion.16 He says the locals
who know that you have been driving through fake barn country would not say
that you should believe you saw a barn. They know that you were reasonable in
holding this belief, but they know that given the grounds on which your belief is
based, you did not have the power to distinguish fake from genuine barns. This
may be true, but the knowledge account is not necessary for explaining why the
locals would not (and ought not) say it is permissible for you to believe you saw
a barn. Reynolds says the locals do not know whether the particular belief you
15 Sutton 2007, pp. 23.
16 Reynolds 2002, pp. 150.
CHAPTER 6. ASSERTION 120
have formed is true. They only know that your grounds are not effective for
determining whether your belief is true. Because of this, it would be wrong for
them to assert that you should believe what you do because they do not have
a true and reasonable belief that your belief satisfies the truth norm. Once we
give the locals the additional piece of information that your belief is correct and
they know that the sole reason you fail to know has to do with factors beyond
those that determine whether you are justified or you are right, speakers are
not disposed to think you should revise your beliefs and suspend judgment.
Without this information, however, we cannot use their responses to evaluate
the respective merits of the knowledge account or the weaker truth account.
that status if knowledge is in fact the norm of belief. According to the third,
alternatives to the knowledge account are too weak to explain why certain kinds
of Moorean absurdities have that status.
In making the case for the knowledge norm of belief, Huemer helps himself
to two assumptions:
Consciously believing p rationally commits you, upon reflection,
to comprehensively, epistemically endorsing your belief that p
(MCP).
Knowledge attribution is the most comprehensive epistemic endorse-
ment (ETK).18
Given these assumptions, if you believed p it would be wrong to have that belief
without endorsing it as knowledge. But, you should not endorse that belief as
knowledge unless it is knowledge. Therefore, you ought not believe p unless you
know p.
In defence of MCP, remember that MA tells us that whenever someone
utters a Moorean absurdity, they have uttered something absurd because the
beliefs associated with that statement conflict with the rational commitments
that come with those beliefs and so those beliefs cannot be comprehensively
endorsed. As for ETK, there seems to be no more comprehensive epistemic
endorsement of a belief than one that says the belief constitutes knowledge.
Suppose we were to grant ETK. Here is an initial worry about Huemer’s
strategy. His argument implicitly assumes that each of the conditions that fig-
ure in a comprehensive epistemic evaluation pertains to the permissibility of
belief. This does not seem right. Consider moral evaluation. A moral eval-
uation that focused on just the permissibility of some action would not be a
comprehensive evaluation. A comprehensive evaluation of an action should not
only tell us whether the act was permissible, but also whether the act had moral
worth. That my act lacks moral worth does not show that I have acted imper-
missibly and so does not show that my act lacked justification. Similarly, that
my action was not supererogatory similarly does not show that my action calls
for a justification. Huemer offers no reason to think that a comprehensive eval-
uation of belief would concern only a belief’s deontic status. Thus, even if we
assume ETK, it would not be surprising if some of the conditions necessary for
knowledge were not necessary for permissible belief.
We should be given some reason for thinking that a comprehensive epistemic
endorsement is only concerned with properties that are of deontic significance,
and he gives us no such reason. We have already seen some reason to think that
the permissibility of believing p does not turn on that belief’s being properly
endorsed along all lines of epistemic evaluation. Suppose you thought that if
a belief constitutes knowledge, that belief is more valuable from the epistemic
point of view than a belief that fails to so constitute knowledge. Along one line
of evaluation, a true belief someone is justified in holding might be less valuable
than an item of knowledge. (Think of Gettier cases and covert lottery beliefs.)
18 Huemer 2007.
CHAPTER 6. ASSERTION 122
The additional value that attaches to beliefs that constitute knowledge would
only be necessary for permissible belief if we were to say that you should never
harbour covert lottery beliefs or hold beliefs in Gettier cases. So, we either
have to say that a comprehensive epistemic endorsement concerns more than
just that which bears on the permissibility of belief or deny the evaluative claim
that items of knowledge are epistemically more valuable than beliefs that fail to
do so. If a comprehensive epistemic endorsement concerns more than just those
properties of a belief that are of deontic relevance, a belief might not be one we
can endorse and not amount to knowledge even if it is permissibly held.
Maybe this worry is relatively minor. This next worry is much more serious.
While the knowledge account does seem to follow from MCP and ETK, you
also get the result that you should not believe p unless you know that you
know that you know (etc. . . ) that p. Clearly, the argument needs revision. It
is not hard to find the needed fix. We simply have to rewrite MCP and say
that consciously believing p requires that you should not believe yourself to fail
to satisfy the standards of a comprehensive epistemic endorsement while also
consciously believing p. This revision is independently motivated. It is simply
not true that if you permissibly believe p, you ought to believe that your belief
satisfies a comprehensive epistemic endorsement. Failing to have any belief
about whether you know p when you happen to believe p (and happen not to
be wrong to do so) is no sin at all. What rationality requires is that you revise
your beliefs if you believe that you cannot comprehensively endorse them (i.e.,
by judging that they are false, that they don’t amount to knowledge, etc. . . ).
We should replace MCP with:
Consciously believing p rationally commits you, upon reflection, to
refrain from believing both p and that p cannot satisfy the standards
of a comprehensive epistemic endorsement (MCP2 ).
If we replace MCP with MCP2 , we undermine the argument for the knowledge
account. According to ETK and MCP2 , all that permissibly believing p requires
is that you do not both believe that you do not know that p while holding the
belief that p, and that is a requirement you could easily satisfy even if you did
not know that p. All it takes to satisfy this requirement is not forming the belief
that you do not know p.
Adler offers a similar argument for the knowledge account, but it seems not
to suffer from the same difficulties.19 He thinks we can use our intuitive sense of
which combinations of attitudes would constitute Moorean absurd combinations
to tell us something about the norms governing those attitudes and is as follows.
According to MA, if any judgment that expresses the belief that p is coupled
with the acknowledgement that some condition C does not obtain, you are
cognizant that, by holding these beliefs, you violate rational requirements on
holding those beliefs. The judgment expressed by ‘p but I do not know it’ is
incoherent in the way Moorean absurdities are. Therefore, in judging that you
19 See Adler 2002.
CHAPTER 6. ASSERTION 123
conceptual connection between what you should apologize for and what you can
be faulted for, there is not a close conceptual connection between the conditions
under which it is appropriate to apologize and the conditions under which you
act wrongfully. Perhaps whenever you ought to apologize, you committed some
wrong, but it is not at all obvious that whenever you commit some wrong, you
owe an apology. Having said that, if I am wrong on that point, it is likely
because I am wrong in thinking that you only ought to apologize when someone
can properly fault you for what you did. If we sever that connection and say that
you can owe an apology even for an excusable wrong, it seems that you should
sometimes apologize for having done something you could not have reasonably
expected at the time of action to be wrong. If this is so, there is no argument
for internalism here.
What about regret? Regret is complicated. We have already seen that an
agent can act with justification but regret having so acted when duty requires
her to act against some defeated reason. The agent might rightly regret having
φ’d even though she knows she must φ. The regret is not the recognition that
she ought to have done things differently. She regrets that she could not have
done things differently given what her obligations were and regrets that meeting
her obligations necessitated acting against the defeated reason. That you regret
having φ’d does not mean that you ought to have done something else. Perhaps
what Kvanvig is saying is this. Regret is not the mark of the impermissible;
rather, if something is not the sort of thing that you can properly regret, it is
not the sort of thing that has any bearing on whether to φ. To convert this point
into an argument for an internalist approach to warrant, we have to assume that
you cannot properly regret asserting something that you reasonably took to be
true. The problem with the argument seems to be this very assumption. I
think Oedipus can rationally regret that he married his mother. I think I would
have regretted telling Oedipus that Jocasta made quite the catch. Intuitively,
it seems that we can regret bringing about outcomes we did not know we were
bringing about. My own intuitions might be idiosyncratic, but if I am wrong on
this point, it is not because it is true in general that you should only regret that
you φ’d if you could have known at the time how to avoid φ-ing. In situations of
moral conflict, you know that you cannot avoid wrongdoing whatever you end
up doing. Still, you can regret acting against a reason however you decide to
act. if the unforseeable is not regrettable, it is not because you ought not regret
what you do not know how to avoid. The unavoidable can be regrettable.
One of the issues that separates those think you have sufficient warrant to
assert what you reasonably believe from those who do not seems to be an issue
about the relation between an assessment of the speaker and an assessment of
the speaker’s speech acts. DeRose and Weiner, for example, both deny that
you have sufficient warrant to assert p if ∼p, but agree that there is something
proper about asserting p even if ∼p. Weiner remarks:
Someone who reasonably believes that she is complying with a norm
is in some sense acting properly, even if she is in fact violating the
norm; and vice versa. If I have every reason to think that I know that
CHAPTER 6. ASSERTION 130
Alice is in her office, when in fact she has slipped out through the
window, you may not condemn me for asserting that Alice is in her
office, even though in so doing I violate the knowledge norm or the
truth norm (whichever applies). This is because my assertion was
secondarily proper even if it violated the primary norm of assertion.
We will deal largely with cases in which the distinction between
primary and secondary propriety does not arise because the speaker
knows exactly what her epistemic situation is.25
This talk of primary and secondary propriety is something Weiner picked up
from DeRose.26 The distinction they draw is an important one, but I wish they
would use different language for drawing it. So far as I can tell, this is just the
distinction between the permissible and the excusable. If something is merely
secondarily proper, it is wrong. It is not just pro tanto wrong, it is wrong all
things considered. The agent cannot be blamed for having committed a wrong,
so the agent ought to be excused or the agent cannot be held responsible. If,
however, the agent’s acts are primarily proper, they just are permissible. They
satisfy the demands that the norms governing the act place upon the agent.
Williamson offers us this defense of TNW:
Suppose that I rationally believe myself to know that there is snow
outside; in fact, there is no snow outside. On the BK and RBK
accounts [that say that you have warrant to assert what you believe
you know or you reasonably believe yourself to know], my assertion
‘There is snow outside’ satisfies the rule of assertion. Yet something
is wrong with my assertion; neither the BK nor RBK account implies
that it is. They can allow that something is wrong with my belief
that I know that there is snow outside, for it is false, but that is
another matter. The BK and RBK accounts lack the resources to
explain why we regard the false assertion itself, not just the asserter,
as faulty.27
While he is right that there is something defective with the assertion, those who
deny TNW might say that these defectiveness intuitions are weak evidence.
Someone who acts rightly might bring about regrettable side-effects and these
might be defects of a kind, but by hypothesis, the agent acted rightly. Not
only that, Williamson might have given his opponents just what they need, an
explanation as to why the assertion seems faulty. The false assertion would
dispose someone who trusted the speaker to believe something false and, as
Williamson notes, there is something wrong with the false belief. Since he
thinks such beliefs are nevertheless permissibly held, it is not at all clear why
the defect he has focused on makes the assertion wrongful.
I want to try to shore up the support for TNW by taking aim at this idea that
the test that determines whether someone has lived up to her responsibilities
25 2005, pp. 229.
26 See DeRose 2002.
27 Williamson 2000, pp. 262.
CHAPTER 6. ASSERTION 131
is that the agent can be said to have been responsible in trying to meet them.
This seems to be the position of those who defend RA, and I think the view
does not get the cases right. Let’s start with an example:
Peacock just moved into the apartment next to Plum’s. To welcome
her to the building, Plum cooked her dinner. She did not realize
that the mushrooms she used in making her dinner were poisonous.
(So far as this is possible, imagine that she is not culpable or blame-
worthy for her ignorance. She used a field guide for distinguishing
safe from unsafe mushrooms, but it contained a few errors.) Plum
has on hand the stuff to give people who eat poisoned mushrooms,
but only enough for one person. It just so happens that her other
neighbor, Mustard, is suffering from food poisoning because he ate
a can of bad peaches. (So far as this is possible, imagine that he is
non-culpably ignorant). Plum’s stuff could help Mustard just as well
as it could help Peacock. It’s good stuff. Now, Mustard and Peacock
are equally sick and Plum can help only one. It seems intuitively
clear that Plum has a more stringent duty to assist Peacock than to
assist Mustard. She did poison Peacock, after all (Cook).
The example suggests that when it comes to an agent’s action, it is possible for
two agents to be internal duplicates up to the point of action but then differ
with respect to whether they acted permissibly. We could easily imagine a story
similar to Cook in which there were no poisonous mushrooms where it is clear
that some internal duplicate of Plum’s does nothing wrong in cooking a dish for
her new neighbor.
If Plum’s duty to Peacock was just some prima facie duty of beneficence, it
would be difficult to see how the duty to Peacock could be more stringent since
Mustard’s needs are just as great as hers. Thus, it’s tempting to think that
Plum’s duty is no mere duty of beneficence. My hypothesis is this. The reason
that Plum’s duty to Peacock is more stringent is that Plum is righting some
past wrong of hers by assisting Peacock. Whereas reasons having to do with
beneficence count in favor of helping both Mustard and Peacock, the reparative
duty gives a reason that breaks the tie. We cannot make sense of how there could
be this wrong on any internalist view for the simple reason that it seems there
is no ground for wrongdoing that is constituted by or strongly supervenes upon
the internal conditions that determine how things seem to Plum and Plum’s
counterpart. The reason she ought to assist Peacock first is that she poisoned
Peacock by serving her poisonous mushrooms, and this fact is something that
is not accessible to Plum.
Someone might say that while Plum has a more stringent duty to assist
Peacock, it doesn’t follow that this is a duty to address some prior wrong she’s
committed. Perhaps it is no mere duty of beneficence, but it is not a reparative
duty if such duties are understood as responses to past wrongs that the agent
has committed. To give this kind of duty a name, we can speak of reparative*
duties. A reparative* duty is similar to a reparative duty insofar as they are
duties one can be under only if the agent brought about some bad state of
CHAPTER 6. ASSERTION 132
affairs, but they are like the duty of beneficence insofar as they can arise without
any prior wrongdoing on the agent’s part. Why not say that the difference in
stringency is due to the fact that there is a prima facie duty to assist both
Peacock and Mustard, but a stronger duty to Peacock because there is the
additional reparative* duty that gives her a pro tanto reason to assist Peacock?
That way, we can accommodate intuition without giving up internalism about
the justification of action. The problem with this response is with this idea of
reparative* duties. If this is merely a reparative* duty, then we would have
to say that this is a case in which Plum did not act against any pro tanto
reason to refrain from giving Peacock the poisoned dish. (Otherwise, we would
have to say that this was a reparative duty.) But, then it seems quite odd to
think that Plum could have such a duty because it would have to combine two
features. First, it would have to give Plum a reason to act that a similarly
situated but causally idle agent would not have. (Otherwise, we would say that
the reparative* duty was really a mere duty of beneficence. It would be the very
duty that, say, Green would have if he had just the same amount of stuff to give
to someone who has been poisoned as Plum has.) Second, it would have to be a
reason for Plum to act over and above a reason associated with a mere duty of
beneficence to address some bad state of affairs when she could know full well
that she never had any reason not to bring that bad state of affairs about in
the first place.
On this account, there would be a resultant moral difference between Plum
and Green’s duties (i.e., both would have reasons of beneficence to assist either
subject but Plum would have the additional reason to discharge a reparative*
duty) that alters the range of permissible options available to them that arose in
virtue of a causal difference that was not coupled with any normative difference.
That sounds quite odd. Better, I think, to say that the reason that this causal
difference between Plum and Green makes a normative difference because it
was in virtue of a causal relation between Plum and the bad state of affairs that
she acted against a pro tanto reason unknowingly and now has the knowledge
necessary to see that her actions were wrongful and there is a wrong that needs
to be addressed. This is why Peacock has a stronger claim on Plum’s assistance
than Mustard does. But, this is why there is a reparative duty that Plum ought
to discharge, not a reparative* duty.
Let’s add a further detail to the story. Suppose Plum didn’t know what to
make Peacock to welcome her to the building. She asked White. White said
that she should use the mushrooms in the garden to make her dish and Plum
followed his advice. Should White have said this? Here’s a principle that seems
pretty plausible:
If an advisee oughtn’t φ and there is no reason to give insincere
advice, the advisor oughtn’t assert that the advisee ought to φ (Ad-
vice).
Why? If it is false, the reasons that speak against φ-ing do not constitute
reasons to refrain from encouraging someone to act against those reasons by
advising them to do so. That seems to go against everything we know about
CHAPTER 6. ASSERTION 133
giving sincere advice. Yes, sometimes we should give insincere advice but the
principle takes account of that. If the argument above is correct, a kind of
non-culpable ignorance works as an excusing condition. When such excusing
conditions obtain, the agent can only act rightly if there is some justifying
reason for giving the neighbor the poisoned dish. There is none in the story
I have just told. That is true of the action and the assertion that the action
should be performed.
Now we have our case against RA:
(1) Circumstances can arise in which a decisive case can be made
against φ-ing where the reasons not to φ are grounded in consid-
erations the agent is non-culpably ignorant of (e.g., Cook).
(2) In such cases, an advisor might also be reasonably ignorant of
the reasons that constitute a decisive case against φ-ing.
(3) In such cases, there is nevertheless a decisive case to be made
against the advisor’s asserting that the advisee ought to φ.
(C) Circumstances can arise in which a decisive case can be made
against the advisor’s assertion that the advisee ought to φ where
the considerations that constitute this case are considerations the
advisor is non-culpably ignorant of.
Since you cannot have warrant to assert that p is the case when there is a decisive
case to refrain from asserting that p is the case, Cook is a counterexample to RA.
Now, someone could resist this and say that the assertion was merely morally
defective, not epistemically defective. The effect of this would be to undercut
the motivation for RA. So far as I can tell, the motivation for RA is the general
thought that if an agent is fully responsible in how she conducted herself, she
could not have failed to live up to her responsibilities. As we have seen, it is
hard to square this view with the intuitive data. In the next chapter, we will see
further evidence that supports the view that a strict liability standard makes
good moral sense and epistemic sense, but insofar as the reason to reject TNW
seems to be the denial of this point, I deny that RA is well-motivated.
cannot be false, warranted assertions and that excuses are needed if someone
speaks falsely in a context where their overriding responsibility is to serve as
a testimonial source for another. There are a fair number of writers who do
agree with me.28 The aim of this section is to argue that they cannot have it
both ways. There cannot be false, justified beliefs because there cannot be false,
warranted assertions. The explanation for this is that you cannot lack warrant
for asserting what you have the right to believe. So, the right to believe requires
truth because it provides warrant and warrant requires truth.
Consider two further norms:
(TNJ) You should not believe p unless p is true.
(WNJ) You should not believe p if you lack sufficient warrant to
assert p.
In this section, I shall argue that anyone who violates TNJ violates WNJ (i.e.,
if you believe a false proposition, you cannot have sufficient warrant to assert
that what you believe is true). If you do not have warrant to assert that p is
true, you should not believe p. You might believe p even if you should not, but
not with justification. If among the norms of assertion is a norm that enjoins
us to refrain from asserting falsehoods, there is a norm that similarly enjoins
us to refrain from believing falsehoods. Since there are norms that enjoin us to
refrain from asserting falsehoods, FactivityJ is true. Key to the argument is the
assumption that TNA governs assertion and that you should not assert p unless
p is true.
An obvious argument for FactivityJ derives TNJ from the combined assump-
tions of TNA and WNJ. It then derives FactivityJ by means of the additional
assumptions that justification is a deontological notion and that there’s no norm
that takes precedence over TNJ. The argument depends on the assumption that
the conditions that determine whether our beliefs are justified can only ensure
that our beliefs are justified if they thereby give us the right to assert that our
beliefs are true. WNJ seems to me to be rather plausible. If you don’t have suf-
ficient warrant to assert p, you epistemically shouldn’t assert that p is the case.
If you shouldn’t assert that p is the case in this sense, there is an undefeated
reason for you to refrain from asserting that p is the case. If it is nevertheless
the case that your belief is justified, that is either because the reason to refrain
from asserting is not a reason to refrain from believing or because there is an
overriding reason to believe that does not provide a justification for asserting.
The suggestion that the (alleged) reason to refrain from asserting on epistemic
grounds would not constitute a reason to refrain from believing is obscure, as is
the suggestion that the (alleged) overriding reason to believe could not provide
an overriding reason to assert what there is (allegedly) a reason not to assert.
So, it seems plausible to maintain that belief and assertion are held to common
rather than divergent epistemic standards.
28 DeRose 2002, Weiner 2005, and Williamson 2000 all deny that there can be false, war-
ranted assertions but all believe there can be false, justified beliefs.
CHAPTER 6. ASSERTION 135
(2) cannot be true unless p is true. This explanation also assumes FactivityJ .
The third potential explanation is that you cannot believe (1) and (2) unless p
is true. This does not assume FactivityJ , but it is crazy. The fourth potential
explanation is that if p is false, anyone who believes (1) or (2) fails to know (1)
or (2) for purely Gettierish reasons. This also does not assume FactivityJ , but
it has no plausibility. So, it seems that the only two plausible explanations as to
why it follows from the fact that p is false that someone cannot have sufficient
warrant to assert (1) or (2) assume that it cannot be that someone justifiably
believes p when ∼p.
Let’s take stock. If truth is required for warranted assertion and common
epistemic norms govern assertion and belief, truth is required for having the
right to believe. I would not say that this is because you have the right to
believe only what you have the right to assert. This seems to get the order of
explanation the wrong way around. The evidence suggests that assertion and
belief are governed by common standards, and so a sign that truth is required
for justified belief is that it is required for warranted assertion. At least, it
is in some cases. Since there cannot be more to having the right to assert
p than is involved in the right to believe p, both require truth. If epistemic
justification is a deontological notion in the seemingly trivial sense that you
should not believe without justification, it seems to follow that there can be no
false, justified beliefs. Even if we should not work from the assumption that
beliefs and assertions are governed by similar norms, it seems that our best
accounts of warranted assertion are committed to FactivityJ . If accepting our
assertions causes our audience to suffer a direct epistemic harm, we should not
have asserted what we did. When we assert that p is true when in fact p is
false, we can harm our audience in a way that is epistemically objectionable.
Intuitively, it seems that asserting that there is sufficient justification to believe
a proposition that turns out to be false causes the exact same harm. It follows
that if p is false we cannot have sufficient warrant to assert p and so cannot know
that there is sufficient justification to believe p when ∼p. This fact calls out for
explanation and the only remotely plausible explanations assume FactivityJ .
Chapter 7
Action
7.1 Introduction
Earlier in our discussion, I argued that we ought to think of justification in
externalist terms because we ought to think of reasons for action as constituted
by facts about the situation rather than facts about us. Belief is supposed to
provide us with reasons from which we can then reason. Beliefs that do not
fit the facts pass of spurious reasons as if they were genuine. In this section,
we look at another link between belief and action. Here, I shall argue that
internalism fails as an approach to justification because it cannot do justice to
our moral intuitions or the thought that there is an internal connection between
the normative standing of a belief and the actions that the belief rationalizes.
Rather than look for an argument for externalism in the external conditions
that bring reasonably held beliefs “closer” to knowledge, we should look inwards
towards the role that beliefs play in deliberation. We shall see that orthodox
internalist views fare poorly as do orthodox externalist views. For they too
cannot provide us with an adequate account of the relation between a belief’s
normative status and the normative status of the actions we perform in light of
what we believe.
most preferable option conditional on p is not the most preferable option conditional on ∼p.
137
CHAPTER 7. ACTION 138
To some, the claim that nothing beyond knowledge of p’s truth could be nec-
essary for properly acting on p might seem perfectly harmless.2 The notion of
propriety we are concerned with is epistemic, not practical. What more could
we possibly need to properly treat p as a reason for action? Superknowledge?
Perhaps the main reason that RKP is controversial is that it asserts that noth-
ing short of knowledge of p’s truth could warrant acting on p. In this section, I
shall argue that you can have sufficient warrant to act on p even if you do not
know that p is true and address Hawthorne and Stanley’s arguments for RKP.
In support of RKP, Hawthorne and Stanley write:
Consider . . . how blame, judgments of negligence and so on interact
with knowledge. If a parent allows a child to play near a dog and
does not know whether the dog would bite the child, and if a doctor
uses a needle that he did not know to be safe, then they are prima
facie negligent.3
It is hard to know what to make of this passage because of the qualification
‘prima facie’. Let us ignore this qualification for now and consider the proposal
that:
In cases where you ought not φ unless p is true, you can be blamed
for φ-ing if you do not first know that p is true (Fault4 ).
Given the plausible assumption that it is not proper to treat p as a reason to φ
when you can be blamed for treating p as a reason to φ, it seems Fault1 does
lend support to RKP. Note that judgments of blame, negligence, and the like
also seem to interact with ascriptions of justification:
If you can be properly blamed for believing p, you are not justified
in believing p (Fault5 ).
To deny Fault5 , you would have to say that the facts in light of which someone
can be properly blamed for believing p do not threaten the justificatory status
of that belief. This would be an odd stance to take for someone who argues for
RKP by means of the assumption that if you can be blamed for treating p as a
reason for belief, it is not permissible to treat p as a reason for belief. Problems
arise for any view that incorporates both Fault4 and Fault5 . Combined, these
assumptions entail that if your belief that p is true is practically relevant, your
belief cannot be justified unless it constitutes knowledge.4 To use their example,
suppose that you should not use a needle unless it is clean. From Fault4 , it
follows that you can be blamed for using the needle if you use it but do not know
that it is clean. It seems, intuitively, that you can be properly blamed for using
the needle only if you are not blameless in the belief that it is clean. It follows
2 Brown 2008 criticizes the claim that knowledge that p is true is sufficient for properly
treating p as a reason for action. See Neta 2009 for a response to Brown’s criticism.
3 Hawthorne and Stanley 2008, pp. 572.
4 Let’s say that your belief that p is the case is practically relevant iff you faced with some
p-dependent choice.
CHAPTER 7. ACTION 139
from Fault5 , that you cannot be justified in believing that the needle is clean.
Two objections should suffice to show that we should not accept both Fault4
and Fault5 . Given that Fault5 is relatively uncontroversial it seems that the
objections below, if sound, give us good reason to deny Fault4 .
First, according to the JTB analysis of knowledge, if Audrey is justified in
believing p and her belief is true, she knows p. We all know that this analysis
will not do. Audrey and Cooper are on a cross-country trip and stopped this
afternoon to have lunch in the land of fake dollar bills. Neither knows that
they are in the land of fakes. That is why we can say that they are justified in
believing that they have cash and not counterfeit bills in their pockets. Audrey
recalls that she owes Coop ten dollars. She reaches into her pocket, pulls out
ten dollars, hands it to Coop, and says that they are now even. While her belief
that her debt is repaid is true and she is justified in that belief, she does not
know that her debt has been repaid. Or, so the story goes. If, however, she does
not know that her debt has been repaid, it follows from Fault1 that she can be
blamed for acting on her belief that p. In turn, she can be blamed for believing
p. In turn, it follows from Fault2 that her belief that p cannot be justified. In
turn, it follows that Gettier cases are not possible.
Here is a second objection. I do not think that epistemic justification super-
venes upon our non-factive mental states. Those who think that epistemic justi-
fication does supervene on our non-factive mental states will typically also assert
that the conditions that determine culpability and blameworthiness supervene
on these internal conditions. They will deny that it is possible for situations to
arise in which two subjects in precisely the same non-factive mental states φ and
only one of these subjects is properly blamed for φ-ing. Externalists about epis-
temic justification often accuse internalists of conflating this perfectly harmless
claim about blame and the perfectly false claim that justification supervenes on
the same internal conditions. As part of the error theory that purports to ex-
plain why the internalists are mistaken about epistemic justification, they will
say that the conditions that determine culpability and blameworthiness that
do supervene on the internal states are distinct from the conditions that de-
termine deontic status. The internalist’s mistake about justification is due to
their mistaken view that conditions you cannot be culpable for failing to take
account of cannot affect the justificatory status of your beliefs. Justification and
permissibility, they will say, can come apart from culpability.
Suppose, as seems plausible, that the conditions that determine blamewor-
thiness and culpability do supervene upon a subject’s non-factive mental states.
If you combine this supervenience thesis with Fault1 , you get the result that
you can only blamelessly believe p if every possible internal duplicate of you
knows p. This in turn commits you to an infallibilist conception of epistemic
justification according to which it is permissible to believe p only if the reasons
for which you believe entail p. Such a view about justification is quite clearly at
odds with ordinary intuition. Such a view, arguably, leads to skepticism given
the plausible additional assumption that next to nothing we believe about the
external world we believe on the basis of infallible grounds.
CHAPTER 7. ACTION 140
To see this, forget about cases of reasonable but mistaken beliefs. Forget
about the cases of aspiring actors that look like prisoners trying to escape and
think about aspiring escapees who surround themselves with aspiring actors.
According to the order, George, who is a prisoner and not an actor, ought
to be shot if he tries to escape. According to the order, Tobias, who is an
actor but not a prisoner, ought not be shot. Assume George tries to escape.
According to the order, the guard ought to shoot him before he makes his escape.
Because unbeknownst to the guard there are aspiring actors like Tobias dressed
like prisoners, the guard does not know George ought to be shot. He merely
reasonably and correctly believes George ought to be shot. According to RKP,
it is wrong to act on the one premise that could justify shooting George (i.e.,
that he is a prisoner trying to escape). George ought not be shot. It seems to
follow that the guard ought to shoot George and ought not shoot George. That
seems like a contradiction.
You are going to run into trouble if you combine RKP with the view that it
is possible for there to be positive duties to φ if p is true if p is the sort of thing
someone can non-culpably fail to know to be true when it is. If it is possible
for circumstances to arise in which p is true where p cannot be known to be
true, it follows that you both ought to φ and ought not φ. That seems like a
contradiction. Similar difficulties arise if you combine RKP with the knowledge
account of assertion. According to the knowledge account, you ought not assert
p unless you know p. It follows that you have a conclusive reason to refrain from
asserting p if you do not know p. It follows from this and RKP that you ought
not assert p unless your belief that you know p constitutes knowledge. Since
not everything you know is something you are in a position to know that you
know, a problem arises, which is that knowledge of p’s truth is not invariably
going to ensure that you have sufficient warrant for asserting p. However, the
view that knowledge of p’s truth is sufficient for having epistemic warrant for
asserting p is surely more plausible than the view that knowledge of p’s truth
is necessary for having that warrant. So, it seems you ought not accept both
RKP and the knowledge account of assertion. It seems the easiest way to sort
out these messes is to deny RKP.
Earlier I suggested that if you combined RKP with Fault4 , you had to deny
that Gettier cases were possible. That seems pretty costly. You can avoid
paying that cost if you deny Fault4 , but by denying Fault4 you do not avoid
all the difficulties caused by Gettier cases. It seems that if RKP is true, there
is a prima facie reason for anyone who fails to know p to refrain from reasoning
from p. Now, if your belief about p is mistaken, I can see that the consequences
of acting on the mistaken belief might be terrible. Because of this, we might be
inclined to say that your having acted on p was wrongful. If your belief about p
is unreasonably held, I can see how your acting on p might manifest the kinds of
bad motives or intentions that show that you can be faulted for having acted on
p. It is not hard to see the normative significance of negligence or recklessness.
It is not hard to see why someone might think that RKP rightly says that you
ought not act from unreasonably held beliefs or mistaken beliefs.
CHAPTER 7. ACTION 142
What is hard to grasp is the idea that there are considerations beyond those
that have to do with the accuracy of your beliefs and the reasonableness of
holding those beliefs that have an additional kind of normative significance. If
Audrey hands Coop the ten dollars she owes him, her bills are genuine, and she
has no reason to think anything is amiss, precisely what is it that was wrong
with her acting from the belief that by handing that bill over she’d repay her
debt? I cannot fathom it. From Coop’s point of view, it is not as if he would
care whether she repaid the debt knowingly at home or unknowingly in the land
of fake bills. If I imagine myself as an outside observer who knows that Audrey
does not know she will repay the debt merely because she is trying to repay
that debt in the land of fake bills, I am not at all inclined to think that the
advisory judgment ‘You should not act from the assumption that you will repay
that debt’ is correct. It seems that the very same examples that show that we
cannot identify knowledge with true beliefs we are justified in holding show that
knowledge of p’s truth is not needed to properly rely on p in practical reasoning.
Surely we have all we need to rightly reason from p if our belief about p is true
and not unreasonably held.
We have seen reasons to think RKP must be wrong, so we have good reason
to be suspicious of arguments for RKP. The first argument we are offered draws
heavily on ordinary usage. Hawthorne and Stanley write:
Suppose . . . Hannah and Sarah are trying to find a restaurant, at
which they have time-limited reservations. Instead of asking some-
one for directions, Hannah goes on her hunch that the restaurant is
down a street on the left. After walking for some amount of time,
it becomes quite clear that they went down the wrong street. A
natural way for Sarah to point out that Hannah made the wrong
decision is to say, “You shouldn’t have gone down this street, since
you didn’t know that the restaurant was here”.6
It is natural enough for Sarah to say this and for us to construe this as criticism of
Hannah. The case provides little support for RKP however, because Hannah’s
belief fails to constitute knowledge for a variety of reasons (e.g., her belief is
really no better than a hunch and her hunch is mistaken). To test RKP properly,
it seems we should consider three variants on the example:
Hannah and Sarah are trying to find a restaurant, at which they have
time-limited reservations. Instead of asking someone for directions,
Hannah relies on her usually impeccable memory and decides to
go left. She has been eating at this restaurant regularly for years.
After walking for some amount of time, it becomes quite clear that
they went down the wrong street. Unbeknownst to Hannah, the
restaurant had caught fire three days ago and was working from an
alternative location two blocks away (Restaurant1 ).
Hannah and Sarah are trying to find a restaurant, at which they have
time-limited reservations. Instead of asking someone for directions,
6 Hawthorne and Stanley 2008, pp. 571.
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Hannah goes on her hunch that the restaurant is down a street on the
left. They find the restaurant just in time when Hannah declares,
“That was lucky, I was just guessing that it would be this way.”
(Restaurant2 )
Hannah and Sarah are trying to find a restaurant, at which they
have time-limited reservations. Instead of asking someone for direc-
tions, Instead of asking someone for directions, Hannah relies on her
usually impeccable memory and decides to go left. She has been
eating at this restaurant regularly for years. After walking for some
amount of time, it becomes quite clear that they went down the
wrong street. Unbeknownst to Hannah, owners of a rival restaurant
managed to trick all the local papers and news outfits into running
a story according to which the restaurant burnt down and would be
serving at an alternative location (Restaurant3 ).
In Restaurant1-3 , Hannah does not know that the restaurant is to the left.
However, it is only in Restaurant1 and Restaurant2 that it seems natural for
Sarah to say, “You should not have gone down this street, since you did not know
that the restaurant was here”. The defender of RKP cannot say that the reason
it seems unnatural to say this in Restaurant3 is that Hannah is blameless in that
example, because she is blameless in Restaurant1 and yet Sarah’s remark seems
natural. The defender of RKP cannot say that the reason it seems unnatural
to say this in Restaurant3 is that there is no reason for Sarah to say this so
long as they arrived at the restaurant because it is natural for Sarah to say this
in Restaurant2 . I cannot see how either the original restaurant case or these
modified versions provide any more support to RKP than they to do the thesis
that knowledge is merely a matter of, say, true beliefs that are not baselessly
held.
There is a perfectly reasonable explanation for this pattern that does not
assume RKP. We often use “knows” loosely as if it served to pick out true beliefs
or not horribly unreasonable true beliefs.7 Unfaithful lovers will speak this way
when they think someone “knows” of their secret rendezvous. Thieves speak this
way of cops who “know” about the heist. In conversational contexts like this, the
propriety of using “knows” does not depend upon what is known. That Sarah’s
remarks only seem proper in Restaurant1 and Restaurant2 suggests that we are
dealing with conversational contexts like this. Observing how “knows” functions
in such contexts provides no real support for RKP. At least, no more support
than it does for the hopeless view that knowledge is merely a matter of firmly
held true belief.
knowledge:
Where your choice is a p-dependent choice, it is appropriate to treat
the proposition that p as a reason for action iff you justifiably believe
that p (RJP).
This view or views similar to it have been defended by a number of people as
an alternative to the knowledge account defended by Hawthorne and Stanley.
Those who have defended the view have worked with an orthodox account of
justification in the hopes of shedding some light on what it is to properly treat
something as a reason for action. We shall see below that RJP is true only if we
reject the orthodox view that insists that there can be false, justified beliefs. If
the arguments below are successful, the project of trying to use the concept of
justification to make sense of when it is proper to treat something as a reason
for action is a failure. We should work from the other direction. What it is for
a belief to be justified is for a belief to be fit for the purposes of deliberation.
If we can work out an account of when it is improper to treat something as a
reason for action, we can say what is required to believe with justification.
need to say that justified belief suffices for knowledge, deny J-Closure, or deny
RKP. Of the options, denying RKP seems best.
Three claims form an inconsistent triad. The first is that justified belief is
not sufficient for knowledge.8 The second is that justified belief is sufficient
for it to be epistemically proper to treat something as a reason for action.
The third is that you know p if it is epistemically proper for you to treat p
as a reason. It seems odd, to me, to acknowledge that justified belief both
falls short of knowledge and falls short of giving you the right to rely on p
in your deliberations, especially once we are clear that the kind of propriety,
right, permissibility, etc... at issue is epistemic. The incoherence argument
urges those who think justified belief falls short of knowledge to reject the idea
that knowledge rather than justified belief is the epistemic norm for practical
reasoning. It is strikingly similar to the incoherence argument from the previous
chapter that purported to show that it is a mistake to say that knowledge rather
than justified belief is the norm of assertion. If knowledge is justified belief, it
makes sense to say that knowledge determines a normative standard for belief,
assertion, action, etc..., but Gettier cases seem to show that the antecedent of
that conditional is false.
Hawthorne and Stanley float the suggestion that there is a principled link
between knowledge and reasons for belief that is akin to their principle linking
knowledge and reasons for action.9 This would be fine if they were willing to
go further and say that since you have to know p to properly treat p as a
reason for belief, you have to know p to justifiably believe p as Sutton does. I
see no indication that they are willing to say that knowledge is necessary for
justification and Gettier suggests that they would be wrong to do otherwise.
So, their view seems susceptible to the incoherence objection. Sutton avoids it,
but only by offering us an account of justification that is hard on intuition and
forces us to say awkward things about fake barn cases.
The incoherence argument is similar in some ways to an argument of Fantl
and McGrath’s. In support of something in the neighborhood of RJP, they run
the subtraction argument:
(1) If you know p, it is permissible for you to treat p as a reason for
action or for belief.10
(2) Holding fixed knowledge-level justification while subtracting from
knowledge any combination of truth, belief, and being unGet-
tiered makes no difference as to whether it is permissible to treat
p as a reason for action.
(C) If p is knowledge-level justified, it is permissible to treat p as a
reason for action or for belief.11
The key difference between their argument and mine is that they work with an
orthodox conception of justification on which you can have sufficient justification
8 Sutton 2005 and Unger 1975 deny this.
9 Hawthorne and Stanley 2008, pp. 577.
10 For a defense, see Fantl and McGrath 2009, pp. 72.
11 Fantl and McGrath 2009, pp. 99.
CHAPTER 7. ACTION 146
for believing p even if you do not happen to believe p, your belief is Gettiered,
or p is not true. In my argument, the notion of justification operative is a
purely deontic notion. A justified belief is a belief you can hold while fulfilling
your epistemic duties. In other words, the justified belief is the permissibly held
belief, whatever that happens to come to. I made no substantive assumptions
about what justification is, such assumptions are defended on the grounds that
we need them to understand how justified beliefs do what justified beliefs are
supposed to do. We have too tenuous a grip on the notion of justification to use
that concept to cash out the permissible use of a belief in deliberation and so
would be wary of using some independent notion of justification to argue that,
say, the truth of p does not matter when it comes to properly treating p as a
reason for action.
Below, I shall argue that the subtraction argument is unsound. While it
does not matter whether your belief is Gettiered when it comes to determining
whether you have sufficient warrant to treat what you believe as a reason for
action, the truth matters. Since the truth matters to determining whether it is
proper to treat p as a reason for action, beliefs must be true to be justifiably
held.
7.3.2 Segregationism
Fantl and McGrath defend RJP on the grounds of the subtraction argument as
well as an argument similar to my incoherence argument. As they see it, the
right to believe p comes with the right to treat p as a reason for action or belief.
They do not say, however, that p must itself be a reason if it is to be justifiably
treated as one. So, while we agree that RJP is true, we still find plenty to
disagree about. One of the primary points of disagreement between us has to
do with our understanding of the relation between the normative standing of
normative judgments and the normative standing of the intentions and actions
they rationalize. For reasons that will emerge, they defend Segregationism and
I defend Unificationism:
The demands of practical and theoretical reason can diverge in such
a way that it can be practically improper to treat p as a reason for
action even if it is epistemically proper to treat p as a reason for
action (Segregationism).
The demands of practical and theoretical reason cannot diverge and
so if it is epistemically proper to treat p as a reason for action, it is
practically proper to do so as well (Unificationism).
It might appear at first that they defend Unificationism because they say:
any proposition that is warranted enough to be a reason you have
for belief is also warranted enough to be a reason you have for action
or anything else. We can see the plausibility of the Unity thesis by
reflecting on our habits of deliberation. When trying to determine
what is true ... we draw conclusions from the reasons we have. The
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same goes for trying to decide what to do ... We bring reasons into
our reasoning knowing that we might draw all sorts of conclusions
from them along the way, some practical and some theoretical.12
Appearances can be misleading. While they think you have sufficient epistemic
warrant to treat what you justifiably believe as a reason for action, belief, or
anything else, they think there are counterexamples to the stronger claim that
you also have sufficient practical warrant to treat what you justifiably believe
as a reason for action. Because of this, they cannot link the normative standing
of normative judgment to action in the way the unificationists do.
In the course of explaining why they think that you can justifiably believe
p even if p is not a genuine reason, they ask us to consider this example:
Coop tries to make two gin and tonics. He uses the last of the gin on
the first. He grabs a new bottle to make the second, but accidentally
mixes Audrey a Bernard (i.e., a petrol with tonic and fresh lime). Fill
in the details however you like so that Coop is perfectly reasonable in
thinking that he has just made two gin and tonics. He gives Audrey
her Bernard believing it to be a gin and tonic. She drinks and she
becomes violently ill. This date is not going well, Coop nearly killed
Audrey (Gin and Tonic).
For reasons already discussed, I would not say that Coop’s belief that the stuff
he gave to Audrey was a gin and tonic was justified and so I need not agree with
them in saying that it was proper for Coop to treat that this is a gin and tonic
as a reason to give Audrey the poisonous concoction. Myself, I think he should
not have given her the drink and so should not have thought he should, should
not have thought that the stuff was gin, etc... Predictably, they disagree. They
say that Coop’s action was perfectly justified:
Notice if we asked the unlucky fellow why he did such a thing, he
might reply with indignation: ’Well, it was the perfectly rational
thing to do; I had every reason to think the glass contained gin; why
in the world should I think that someone would be going around
putting petrol in the gin bottles!?’ Here the unlucky subject, in our
view, is not providing an excuse for his action ...; he is defending it
as the action that made the most sense for him to do and the propo-
sition that made most sense to treat as a reason. He is providing a
justification, not an excuse.13
I think this is all wrong, of course. The action could not be excused unless it
made sense for Coop to do what he did and he could have reasonably taken
himself to have acted rightly. This is something to return to later, but notice
that if Fantl and McGrath reject Unificationism it is not because of the way
that Unificationism treats cases of error or mistaken non-normative belief.
12 Fantl and McGrath 2009, pp. 125.
13 Fantl and McGrath 2009, pp. 125.
CHAPTER 7. ACTION 148
If they reject Unificationism and say that the epistemic warrant someone has
to treat p as a reason for action does not always come with a further practical
warrant to treat p as a reason for action, there must be cases where the epistemic
and practical warrant come apart. In conversation, they said that they did
not think cases of mistaken non-normative belief were the right sort of case to
provide a counterexample. They look to cases of mistaken normative belief to
motivate their segregationist view:
Coop has a prima facie duty to be in Austin and a prima facie duty
to be in Boston. He cannot be in both places. He knows of both
duties and their grounds. He thinks there is a weightier reason to be
in Austin and, let us assume, that this is something he is reasonable
to believe. There are, however, weightier reasons to be in Boston.
So, that is where he ought to be. (Austin and Boston).
Suppose Coop acts on his reasonable but mistaken belief about where he ought
to be. Fantl and McGrath are waiting for him in Boston and they accuse him of
wrongdoing. I can imagine Coop saying in response, “Well, it was the perfectly
rational thing to do; I had every reason to think I ought to be here in Boston
rather than Austin for as you both agree, this was the rational thing to believe.
Here I am, the unlucky subject, and I am not providing an excuse for an action.
I’m defending it as the thing it made most sense for me to do given not just what
I believe, but what I ought to believe.” Myself, I think that if Coop’s defense
works in Gin and Tonic, it works just as well in Austin and Boston. I think it
works as a way of defending himself from criticism (i.e., as an excuse), but think
it succeeds in neither case as a defense of what Coop did (i.e., a justification). I
might be wrong about this, but I doubt their defense succeeds in one case rather
than the other.
Perhaps they ought to be convinced by the defenses they offered on Coop’s
behalf initially in defending his behavior in Gin and Tonic. Perhaps they should
say that cases of mistaken belief are not counterexamples to the Unificationist
view. If they reject the Segregationist view, they can either opt for a view that
classifies Coop’s actions in both cases as justified or says that he didn’t act
with justification in either case. My preference is for the latter view, but such
a preference needs to be defended.
7.3.3 Unificationism
There has to be some connection between the normative status of the beliefs
that rationalize action and the actions and intentions such beliefs rationalize.
If you judge that you ought to φ and ψ instead knowing that you were ψ-ing
rather than φ-ing, it seems that you would be deeply irrational in acting in the
way that you have. It seems plausible that you should not be irrational in this
way. So, if there is some normative relation between beliefs that rationalize
actions and the actions rationalized, what is it? Could it be this?
If you believe you ought to φ, you ought to φ (NSO).
CHAPTER 7. ACTION 149
I think not. NSO allows for factual detachment. For counterexamples to NSO,
see any movie about Nazis.
If “ought” takes wide-scope, we can block factual detachment:
You ought to see to it that: if you believe you ought to φ, you φ
(WSO).
You cannot find counterexamples to WSO in movies about Nazis. If someone
believes he should φ but he should not believe this, WSO does not allow us
to detach the conclusion that he should φ. The trouble with WSO is not that
it allows factual detachment, it is that it is not at all clear that it represents
the normative relation between normative belief and the actions such beliefs
rationalize. Suppose that, in some sense, someone ought to believe she ought to
φ. If she ought to believe and does believe, can we detach the conclusion that
she ought to φ in accordance with her judgment? If she ought not φ and so
ought not φ in accordance with her judgment, can we say that she ought not
believe she ought to φ? It is unclear.
Those who like WSO might say that once you determine what you ought
to do and then you do it accordingly, this is not some fallacy of practical rea-
son. This is precisely how reasoning should go. As such, there has to be some
principle that allows for a kind of detachment. You cannot rightly detach the
conclusion that you ought to φ simply given that you believe you ought to φ, but
surely you can if you believe it and you ought to. The trouble here is making
sense of what happens when an agent’s reasoning can be represented as follows:
(1) She ought to believe she ought to φ and she does.
(2) She ought to see to it that: if she believes she ought to φ, she
φ’s. She does.
(3) She φ’s just as she ought to.
It looks like this kind of reasoning is good because it seems fine to say (6) follows
from (4) and (5):
(4) She ought to φ and she does.
(5) She ought to see to it that she ψ’s if she φ’s.
(6) She ought to ψ.
The trouble is that this seems different from:
(7) She ought to believe p and she does.
(8) She ought to see to it that: if she believes p, she φ’s.
(9) She ought to φ.
If (7) is true, it must be because there are certain kinds of epistemic reasons
by virtue of which the agent is obligated to believe something. If (7) and (8)
entail (9), how are we supposed to interpret (9)? She cannot have an epistemic
obligation to φ. There is no such thing as an epistemic obligation to act. If we
CHAPTER 7. ACTION 150
want to get a practical obligation out, we can try to put a practical obligation
in, but I have no idea what a practical obligation to believe would be. Whatever
they are supposed to be, they have nothing to do with the sorts of cases that
interest us. The move from a belief about what you ought to do to the action it
rationalizes is not some exotic thing that happens when, say, someone gives you
practical reason to induce a belief that creates a practical obligation to make
yourself into a believer.
The principles that capture the spirit of the unificationist view have to allow
for mixed deontic detachment. That is to say, they have to allow us to detach
a practical obligation from statements about epistemic obligation and some
linking premise that tells us how the epistemic and practical obligations mesh.
And, it has to allow us to detach an epistemic obligation from statements about
practical obligation and the same linking premise that tells us how the practical
and epistemic obligations mesh. Just so that we are clear, Unificationism should
accept the following conditionals that tell us when mixed deontic detachment is
allowed:
If you believe you oughtP to φ and oughtE to believe you oughtP to
φ, you oughtP to φ (MDD1 ).
If you oughtP not φ, you oughtE not believe you oughtP to φ (MDD2 ).14
The segregationist denies that these conditionals are true. Fantl and McGrath
denied that Gin and Tonic were counterexamples to MDD1 and MDD2 , but
they thought Austin and Boston constituted a counterexample to the claim. To
take one of these cases to be a counterexample requires cutting the link between
the reasonable and the permitted that suggested that the plea they offered on
Coop’s behalf would not be convincing in Gin and Tonic. So, one rationale for
MDD1 and MDD2 might be the thought that if the reasonable is the mark of
the permissible in either the practical or theoretical domain, it is the mark of
the permissible in both. Those who take it to be the mark of the permissible
in both might be attracted to these principles since it seems that denying them
requires allowing that it is possible that the thing you ought to do is to act
against your own impeccable normative judgment. Such a thing could never
be reasonable. If the reasonable is the mark of the permissible, you would be
permitted to act on your judgment. The putative counterexamples would be
defused.
Of course, some of us do not think that the reasonable is the mark of the
permissible. Those of us who deny that the reasonable is the mark of the
permissible have to defend MDD1 and MDD2 on different grounds. Some of
this will involve deflecting objections. One objection that I have heard that has
little force has it that MDD1 and MDD2 clash with the idea that the reasons that
bear on whether to believe or act either depend upon our perspective or have to
pass through some sort of “epistemic filter”. Defending MDD1 and MDD2 does
14 To say that you ought to φ is to say that in light of the practical reasons, you ought to
P
φ. To say that you oughtE to believe is to say that in light of the practical reasons, you ought
to believe.
CHAPTER 7. ACTION 151
not force you to deny that the reasons that bear on whether to act or believe
depend, in some sense, upon our perspective. It might seem that way because
MDD2 lets you say that you ought not believe something simply because there
is a practical obligation you are under not to act on that belief. Notice, however,
that all MDD2 says is that the reasons that oblige you not to act must have
passed through an epistemic filter if that is what reasons must do to oblige you.
To deny MDD2 it seems you would have to say that the reasons that determine
what to do do not thereby determine what to believe, and that would seem to
require reasons that determine your obligations that are not available to you.
So, if you think reasons depend upon perspectives, you should probably like
MDD1 and MDD2 .
Of course, some of us deny that reasons have to pass through an epistemic
filter to determine what you ought to do or believe. Some of us deny that the
reasons that apply to you depend upon your perspective. I think we have some
sense of how we can respond to putative counterexamples and know better than
to think that MDD1 and MDD2 force you to deny that reasons have to be avail-
able to you. I know of no other objections to MDD1 and MDD2 , but the reader
might harbor doubts. Let me offer two points in support of Unificationism.
First, think about the incoherence argument for RJP and against RKP.
Assuming that we do not need to know p to treat p as a reason for action,
I said that there was something strange to the view that says that you can
properly treat p as a reason in deliberation if that deliberation is concerned
with determining what to believe but not if it is concerned with determining
what to do. I think similar worries arise for Segregationism. With apologies to
Judith Thomson, please consider an example:
Plum: Mustard, I have a problem. We’re at war with a villainous
country called Bad, and my superiors have ordered me to drop some
bombs at Placetown in Bad. Now there is a munitions factory at
Placetown, but there is a children hospital there too. Some people
tell me that I should drop the bombs to help with the war effort
but some tell me that we should avoid killing innocents. I am so
confused, I just do not know what to think. Should I believe this is
a necessary evil or what?
Mustard: Look, Plum, given what you have said, it is clear that you
should appreciate that dropping the bombs is a necessary evil.
Weeks later:
White: Plum, you really should not have dropped those bombs. You
killed scores of children in that attack on the munitions factory.
Plum: Mustard, can I get a little help here?
Mustard: What’s the problem?
White: I told Plum that she should not have dropped the bombs.
Mustard: She’s right, you shouldn’t have.
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Plum: But you told me that I should think of dropping the bombs
as a necessary evil.
Mustard: That’s right, and I stick by that. That is what you should
have believed. Isn’t that right, White?
White: Certainly, that’s just what you should have believed. But,
as I’m sure Mustard would agree, what you should have done is not
dropped the bombs. I’m really more concerned with action, Mustard
is more concerned with belief. We agreed to not disagree. I think
Mustard has the epistemology right and we both think I have the
ethics right.
Mustard: Precisely.15
I have little sympathy for this. I’m troubled by the thought that the epistemol-
ogist and the ethicist can agree not to disagree by denying that the oughts that
concern one have any bearing on the oughts that concern the others. If, like
me, you think that if someone ought to think of something as a necessary evil,
she should gnash her teeth and do what she thinks she must, you probably have
some sympathy for Unificationism.
Let me offer a second rationale for MDD1 and MDD2 . If either MDD1 or
MDD2 is false, it has to be possible for situations to arise where there is a decisive
case against acting that does not constitute a decisive case against believing you
should act in that way. In other words, there is sufficient epistemic reason to
believe you ought to φ but sufficient practical reason not to φ. Suppose, then, we
imagine two cases. In the first, the subject knows she ought to φ and knows that
the reasons by virtue of which she ought to φ are the reasons by virtue of which
she should believe she should φ. In the bad, the subject believes mistakenly that
she should φ. Really, she should not φ. Perhaps what the subject should believe
in the good case and bad is determined by the evidence, or her perspective, or
how things seem. What the subject should do, we might say, depends upon
the facts. Since the facts do not fit the beliefs in the bad case, we need a bad
case to cause trouble for MDD1 and MDD2 . At this point, however, it seems
the segregationists have to explain why one sort of reason depends upon things
available to us when the other does not. I take it that such differences cannot be
brute.16 The explanation, however, either has to appeal to something about the
reasonness of reasons, the epistemicness of epistemic reasons, or the practicality
of practical reasons. The explanation cannot be grounded in something having
to do with the concept of a reason, both epistemic and practical reasons are
reasons. We cannot say that the epistemicness of epistemic reasons or the
practicality of practical reasons will provide us with the explanation we seek.
The difference between the epistemic and the practical is that the former is
15 Inspired by example taken from Thomson 1991. She used her example to tell us something
about intention and permissibility, not something about the relation between the normative
standing of belief and action.
16 This expands on an argument from Gibbons Forthcoming. He thinks “Don’t be an idiot”
is a categorical imperative and that anyone who acts against their own justified judgment
about what to do is an idiot.
CHAPTER 7. ACTION 153
concerned with truth and knowledge whereas the latter is concerned with the
good. That difference does not help us see why one sort of reason applies to
us only if it is available to us when the other does not. So, since it cannot be
a brute fact that the reasons differ this way and it seems there is nothing that
could explain why the reasons bearing on belief and action would differ in this
way, perhaps the alleged fact about reasons is no fact at all. Either both sorts
of reason depend upon your perspective rather than the facts, depends upon
the facts rather than your perspective, or depends upon both.
(1) Peacock would act rightly if she intervened on behalf of the man
Mustard intends to shoot (i.e., on behalf of Green’s twin).
The story could have unfolded differently. We could have changed our cast of
characters a bit:
Peacock knows that the man Mustard takes to be Green is really
Green, not Green’s twin. As Green approaches, Mustard produces
the revolver, pulls the trigger, but nothing happens. He is out of
bullets. Peacock intervenes and knocks Green unconscious with her
pipe (Loan Shark B).
Concerning Loan Shark B, it seems intuitive to say:
(2) Peacock would only act rightly if she decided to intervene on
behalf of Mustard.
What explains these intuitions? The reason that the range of permissible options
open to Peacock differs in these stories is that Mustard loses the right to non-
interference in Loan Shark A but not in Loan Shark B. I think that this tells
us something about the deontic status of the acts Mustard intends to perform
in Loan Shark A and B. This can be contested, of course, and we shall look at
the way that it has been contested momentarily.
Suppose for now that I am right. Suppose that Mustard is permitted to use
force in one case but not the other. What follows? Consider:
(3) It is consistent with views that deny FactivityJ that Mustard’s
beliefs are justified in both cases.
(4) So, views that deny FactivityJ should allow that if we took the
trouble to fill out the details of the case, we could fill them out
in such a way that Mustard justifiably judges that he should use
force to defend himself from the man approaching in both Loan
Shark A and B.
(5) Given Unificationism, however, that would mean that Mustard
is permitted to use force in Loan Shark A and B.
(6) But, this simply is not so. In one case, he is permitted to use
force and in the other he is not.
(7) Thus, given Unificationism, views that deny FactivityJ have to
say that reasonably held mistaken beliefs do not merely excuse,
they obviate the need to justify acting against undefeated rea-
sons.
(8) Thus, given Unificationism, views that deny FactivityJ cannot
do justice to our moral intuitions.
We might agree that there is certainly something bad about shooting someone
who just happens to look just like a loan shark, but how do we decide whether the
shooting would have been bad and impermissible or merely regrettable? From
CHAPTER 7. ACTION 155
my own experience, the intuitions that favor internalist views are strongest when
we ask what someone should do or believe and do not let the story continue from
there.
Externalist intuitions start to get their grip on us when the let the story
continue and ask what should be done in the wake of some untoward chain of
events. Think about the injuries that Green suffers in Loan Shark B. He gets
a nasty bump on the head and a massive headache waiting for him if he ever
wakes up. Suppose we add in some detail to Loan Shark A. In Loan Shark A,
White sees Peacock swinging her pipe at Mustard. White believes that Green’s
twin is Green and believes that Peacock must be helping the loan shark rub
Mustard out. White grabs a pipe and swings it at Peacock on the reasonable
but mistaken belief that she is helping to defend Mustard from a loan shark and
an accomplice. White connects and knocks Peacock unconscious, but only after
Peacock connects and knocks Mustard unconscious. The story is complicated,
but at the end of the story we have two unconscious subjects. Mustard was
knocked unconscious by Peacock because she knew that Mustard was going
to shoot an innocent person if she did not intervene. White knocked Peacock
unconscious just as she was striking Mustard. After the police come, White sees
Green and Peacock begin to stir. She has enough pain-reliever to help one of
these subjects but not enough to help both. It seems intuitive to say:
(9) Given just enough pain-reliever to help one, White ought to assist
Peacock rather than Mustard.
If this is right, why is her duty to Peacock stronger than her duty to Mustard?
If her duties to Peacock and Mustard were both just duties of beneficence, it
seems that given that I’ve stipulated that she can help both equally and both are
equally badly off, we would be at a loss to explain why (9) is true. If, however,
her duty to Peacock is a duty of reparation, it is easy to see why (9) is true.
However, duties of reparation are duties to respond to previous wrongs. I don’t
see that a view that denies that the justification of action depends upon certain
facts external to the agent can easily explain how it could be that White’s
actions were wrongful. White, we might assume, was perfectly reasonable in
her beliefs and had her beliefs been correct we might all agree that she did just
the thing that she should have done. Unfortunately for Peacock, however, her
beliefs were not correct and if we say that she acted impermissibly we can say
that the intuitions that support (1), (2), and (9) will cause trouble for views
that deny that the truth of a belief matters to whether it can properly figure in
deliberation.
In conversation, some have suggested that the intuition that White owes
something to Peacock rather than Mustard has everything to do with the fact
that there is a causal chain that connects White to Peacock.18 Perhaps the
thought is that our intuition is sensitive to this fact and this fact about the source
of our intuition helps explain it away and undercut the support it is supposed to
provide for (9). While someone could say this, I think it does little to blunt the
18 Both Robert Howell and Sarah Wright suggested a response along these lines.
CHAPTER 7. ACTION 156
force of the intuition. We might easily imagine that White is ambidextrous and
wields two clubs. Striking both someone engaged in wrongdoing and someone
trying to help stop wrongdoing, we can imagine there are causal chains leading
from one agent to two bumps. We can ask again which of these bumps White
should do something about first, which bump she has stronger reason to respond
to, etc... If your intuitions are anything like mine, they suggest that White has
a stronger duty to the party trying to help rather than the party up to no good.
Now it seems we have two sorts of intuition putting pressure on the unifi-
cationist to accept FactivityJ . There are intuitions about the justified use of
force in intervention and intuitions about reparative duties owed in the wake
of an action. With the argument now before us, we can consider a number of
ways in which someone might try to resist the conclusion. Some might contest
the intuitions, some might contest their significance, and I suspect many will
contest both. Below, I do my best to dispel these various doubts.
cases of mistaken belief are cases of excusable wrongdoing. He defends the deeds theory of
justification on which the justification of the action depends upon its objective characteristics
and not (just) the reasons the agent took to count in favor of its performance.
CHAPTER 7. ACTION 157
little innocent aggressor? Or, less realistically, suppose there is only one life
preserver left and both Green and White need it to survive.20 Does morality
really require them to find a coin to flip and condemn them if they wrestle for
it? Morality might condemn one of them for kicking, biting, or gouging during
the match and would surely condemn Green if he threw sand in White’s eyes,
but I do not think it would condemn White for being quicker and more agile
if she used agility and speed to get the last remaining life preserver in a fair
match.
What to do? While I agree that Non-Interference is questionable, cases that
call it into question might give us a clue as to how to present the argument for
FactivityJ . Consider:
Cooper intends to bomb a munitions factory. Destroying the fac-
tory is an important step towards winning a just war. If the bombs
hit the factory, the explosion will destroy the apartments that abut
the factory. Audrey is among the non-combatants who live in those
apartments whose deaths count as acceptable losses. Audrey re-
alizes that she can defend herself and her family by manning an
anti-aircraft gun and firing at Cooper’s plane. Someone could say
that Audrey’s decision to try to stop Coop from carrying out his
mission was justified and that Coop’s decision to bomb the factory
was justified (Anti-Aircraft).
According to Non-Interference, Audrey’s intervention would be justified only
if Coop’s intended course of action was not justified. But that seems like a
mistake. It is not wrong for those non-combatants whose deaths are permitted
by a just war theory to take arms against just actors who would cause their
deaths unintentionally if they weren’t stopped by aggressive means. Surely
if Audrey decides to allow herself to be killed by Coop’s actions because she
hoped that his side would win, she has gone beyond the call of duty. Surely
circumstances can arise in which Coop could justifiably act in a way that would
predictably cause Audrey’s death.
Notice that in this example, Audrey has a range of permissible options avail-
able to her. She can intervene on behalf of Coop and die for the cause or she
can intervene to protect herself and her loved ones from Coop. It would be
wrong for her to intervene on behalf of, say, the forces of the despotic tyrant
that is sending planes to intercept Coop. In Loan Shark A and B, there is a
range of permissible options available as well. The agent can rightly do nothing
or rightly intervene on behalf of one party, but they do not have free choice as
to which party to assist. So, perhaps the way to state the challenge is this. The
best explanation as to why agents are permitted to assist different parties in
Loan Shark A and B has to do with the fact that it is wrong to assist someone
engaged in wrongdoing and the parties engaged in wrongdoing differ in these
cases. We can free ourselves from relying on the mistaken thought that you can
20 For a discussion of these kinds of examples (and whether they actually involve conflicting
never justifiably use force to interfere with someone who is also acting (or trying
to act) with justification. So, we can remain agnostic as to whether there can
be conflicts of justification.
Her suggestion is that we can capture the thought that the agent’s duties do not
end with the breaking of the clock by saying that the agent who is required to
adopt the end is required to take the means adequate to bring that end about,
and that will require adopting further strategies when the initial attempt is not
met with success. Built into the obligation to, say, return the clock or keep a
promise is the obligation to pursue adequate means, and in this way the Kantian
can explain how the moral story continues.
This all seems perfectly sensible, but I wonder if her treatment of this case
really covers the cases we need it to. In her example, the agent had an obligation
to φ, could anticipate that her attempts to φ could fail, knows that she must
pursue some means by which she could φ and so is under a persistent obligation
to φ if her initial attempts failed. What happens, however, if the agent misses
her opportunity to φ? Can she then wash her hands of the situation? Or, what
happens if the agent was not obligated to φ in the first place?
In Herman’s example, you are obligated to return a clock. The necessity of
the end makes it necessary to pursue means effective to that end, and so when
you know that the duty persists and know that your initial attempt fails, you
know that you must either adopt a new end or adopt new means. However,
since you know the end is non-optional, you know that you must adopt new
means. This, I take it, is how the Kantian would look at it. Suppose, however,
that the clock in question cannot be replaced and so the end intended is one
you know now cannot be achieved. Now there is no resultant obligation to
pursue sufficient means to the end because you know there are no such means.
Intuitively, it seems there is still a resultant obligation to make amends the best
you can. But, it seems that this second best thing you must do (whatever that
is) is not a way of discharging your initial obligation. So, how can the Kantian
explain why there is this residual duty to do the next best thing when the initial
end is impossible and so no longer necessary?
This worry suggests all might not be well with the Kantian approach to
reparative duty, but focusing on this sort of case distracts us from the fact that
there is an important difference between my cases (i.e., Loan Shark and Cook)
and Herman’s case. In my cases, my agents were never under any obligation to
perform the acts they performed. There was no obligation to make dinner for
the new neighbor, that was just a thoughtful gesture. There was no obligation
to grab a pipe and protect an innocent person from an armed loan shark, that is
clearly going above and beyond the call of duty. In my cases, the agent adopts
an end she is free not to have adopted in the first place, pursues that end by
means reasonably taken to be sufficient, but then fails. My agents are free to
walk away. If the poisoned dish fell to the floor before it was handed over the
neighbor, there was no necessary end adopted in the first place that requires the
agent to make another. If our heroic individual grabs a pipe, tries to help, but
slips on a wet floor and fails to render assistance, she can just stay down. With
no end these agents must pursue, there is nothing internal to the Kantian story
that could explain the intuition that they must do something about the messes
that they made. The Kantian story is partial at best, and while it is a good
story for the cases it covers, it does nothing to undermine the argument offered.
CHAPTER 7. ACTION 160
In Loan Shark and in Cook, an agent comes to have reparative duties that are
duties to right some past wrong and the wrong is not the failure to fulfill some
prior obligation. So the cases do pose a serious threat to the view that moral
evaluation is limited to an evaluation of the quality of the agent’s will. That is
surely part of it, but outcomes also matter.
Or, perhaps they do not. Perhaps there is no way to account for the thought
that an agent who pursues an optional end and takes due care can come to have
reparative duties simply by virtue of harming another. According to Zimmer-
man, none of us have the right not to be harmed by others and we have no right
to be compensated for having been harmed. At most, he says, we have the right
not to be put at risk of harm. So, he rejects the first thesis but accepts the
second:
We have moral rights against others that they not cause us harm
(Harm Thesis).
We have moral rights against others that they not impose risks of
harms on us (Risk Thesis).22
Whether someone is put at risk of harm is determined not by the epistemic
position of the victim, but of the agent who I would allege owes compensation.
If this is right, the problem with my argument was not that I drew the wrong
moral from a perfectly sound intuition. The problem with my argument is
simply that there are not reparative duties owed to a victim in cases like Cook.
Against the claim that someone is owed compensation by those who harm
them, Zimmerman says three things. First, that this leaves some needy parties
(e.g., White) “out in the cold” even if this party is just as deserving of compen-
sation. So, for example, in Cook, we had two parties who were equally deserving
of assistance and it seems strange to him to suggest that one of these parties has
a stronger claim on receiving that assistance. Zimmerman thinks that rights are
correlative with duties:
One party has a moral right against another agent that this agent
φ iff this agent has an obligation to this party to φ (Correlativity
Thesis).23
If there is no duty to the party harmed, they had no right not to be harmed.
If they had no right not to be harmed, there might be duties in the wake of an
action, but not duties to the party that I have claimed in my examples. Since
reparative duties are duties that relate agents to particular parties and so differ
from mere duties of beneficence, it looks like an attack on the Harm Thesis puts
me in an awkward spot. Second, he says that the party that harmed may have
been just as innocent as the party harmed. The significance of this, I take it, is
that it makes no sense to hold one party accountable for making reparations to
another if both are equally innocent. Third, he says that there might be some
further party who is just as much at fault as the party that causes the injury
22 Zimmerman 2008, pp. 80.
23 Zimmerman 2008, pp. 78.
CHAPTER 7. ACTION 161
that is just as deserving to be made to make amends who we know should not
be made to do so. Why not haul them into the picture and make them pay
some reparations?
I do not find these responses altogether convincing. We cannot determine
what an agent’s obligations are by determining whether we think there is in-
dependent reason to think that they deserve to be under these obligations or
made to live up to those obligations. Against the second and third point, no
one deserves to be under a duty of beneficence. Remember, if you have a duty
of beneficence, this can arise without there being any prior relation between you
and the benefactor and so the duty does not require that there is any relation
between you and anyone else by virtue of which you deserve to be on the hook
for their welfare. We are for that often duty bound to assist others at an ex-
pense to ourselves and when we are perfectly innocent in terms of what brought
it about that they need our assistance. Against the first, I think we cannot
rest too much weight on this point. Suppose Mustard had tried to poison Plum
and succeeded in so doing. If White and Plum are equally faultless in finding
themselves poisoned, surely they are equally deserving of assistance, but nobody
would say that Mustard’s obligations to Plum are for that reason not stronger
than the duties he has to those he has not tried to kill. If the first point were
applied consistently, I think it would essentially prevent us from saying that
victims are owed compensation by those who put them at risk of harm for no
good reason just as surely as it would prevent us from saying that victims are
owed compensation for being harmed with no overriding reason to have done
that. The Risk Thesis would be at the same risk as the Harm Thesis. Since it
is uncontroversial that one of these theses is true, this objection cannot succeed
in establishing that it is the Risk Thesis rather than the Harm Thesis that is
true.
he also rejects FactivityJ and thinks that you cannot be obligated to do something if you
could not reasonably work out that it is your obligation. He does, however, endorse mixed
deontic detachment. Zimmerman 1996 notes that some subjective views of “ought” have to
deny that “ought” implies “can”, and we shall see that this sort of problem arises for Gibbons’
version of Unificationism.
CHAPTER 7. ACTION 162
insofar as subjects with defective moral views can be reasonable in holding their
views because they reason to them carefully and they are based on firmly held
intuitions, the unificationist view would force us to sign off on their actions if we
sign off on the attitudes that rationalize them. This was a worry we discussed
earlier in discussing phenomenal conservatism. That view, we saw, condones all
manner of morally abhorrent behavior. If that was right and that was a worry,
I do not see how that worry does not arise again here.
There is a further objection to unificationist views that deny FactivityJ . To
see what the problem is, let us sketch an account of “ought to believe”. Perhaps
we can say that:
You ought to believe p if you have sufficient evidence, are concerned
to settle the question whether p, and you have given the matter
sufficient reflection (SE1 ).
Let us say that:
You have sufficient evidence if you have precisely the same evidence
as someone who knows p (SE2 ).
There are probably ways of refining these claims, but for our purposes, they
should do.
Now, we need an example to cause trouble for the internalist. Coop gets
in line to buy a snack from the vending machine. He sees that there is an
infant, a puppy, and a kitten trapped inside. He knows the machine is in good
working order because he has seen people using it all morning and knows that
the machine was serviced yesterday. He knows he has just enough change to
save either the infant, the kitten, or the puppy but not enough to save two.
He thinks that puppies are worth more than kittens but thinks that infants are
worth more than either puppies or kittens. So, let us say:
(1) In w1 , Coop believes correctly and on exceptionally good evi-
dence that it is better to save the infant.
(2) In w1 , Coop believes correctly and on exceptionally good evi-
dence that he can save the infant.
(3) In w1 , Coop believes correctly and on exceptionally good evi-
dence that he can save the infant.
This much, I can stipulate. It is tempting to say that if he reasons from his belief
that it is best to save the infant and his belief that he can save the infant that
he ought to save the infant. Indeed, it is tempting to say that he knows that he
ought to save the infant. But, imagine that in some possible world where Coop
is in the same mental states as he is in w1 that the following is true:
(4) In w2 , Coop has just the same evidence for his beliefs as he does
in w1 .
It seems that it follows that:
CHAPTER 7. ACTION 163
(5) If Coop knows in w1 that it is best to save the infant, that he can
do that, and that is what he ought to do, Coop ought to believe
these things in w2 ((4), SE1 , and SE2 ).
(6) If Coop knows in w1 that it is best to save the infant, that he
can do that, and that is what he ought to do, Coop ought to save
the infant in w2 ((5), MMD1 ).
It is consistent with everything that has been said that:
(7) In w2 , Coop cannot save the infant because the vending machine
is broken.
It follows that if “ought” implies “can”:
(8) It is false that Coop ought to save the infant in w2 ((7)).
(9) It is false that Coop ought to believe he ough to save the infant
in w2 ((8), MMD1 ).
(10) It is false that Coop could know both that he ought to save the
infant and that the best thing to do is save the infant ((9), SE1 ,
and SE2 ).
So, the unificationists who accept SE1 and SE2 end up saying that those of us
who do know that infants matter more than kittens or puppies cannot have
sufficient evidence to believe we can get infants out of vending machines. Now,
someone did say that we can never know what we will get out of a vending
machine once we put our money in. This is a very high standard for knowledge,
but really, it does not matter. Or, someone could say that we never have
obligations to bring about states of affairs in which, say, babies are saved from
vending machines. We could change (7) to deal with such worries. Coop cannot
save the infant because there is a transparent piece of glass that covers the
coin slot so he cannot get his coins into the machine. Or, Coop cannot save
the infant because he cannot move his arm because the sight of the infant set
of a strange chain of events in his nervous system that left him temporarily
paralyzed without his feeling anything strange at all. Or, Coop cannot save the
infant because he cannot so much as try to do so owing to some even stranger
events taking place in his nervous system.
The cost of combining the unificationist view with the view that denies
FactivityJ is a surprising form of skepticism. Why is it that Coop cannot know
that he can free the infant? Because an epistemic counterpart of his could
have just his evidence for believing this proposition and be mistaken where this
mistaken belief would rationalize an action that the agent cannot perform. So,
you know p only if you have no epistemic counterparts in any possible world who
falsely believe p and whose belief that p would rationalize forming the intention
to perform an action the agent cannot perform under those circumstances. If
that’s right, is there anything we can know about the external world? Little.
All it took to show that Coop did not have knowledge was to find some possible
world where he had the same evidence as he did actually but had a mistaken
CHAPTER 7. ACTION 164
belief. Now it is starting to look like this view is committed to the view that
we have sufficient evidence to believe p only when our evidence for believing
p entails p. Seems like a strange view to adopt if you are opposed to the less
demanding view that says that you ought never believe a false proposition.
Unlike this view, my view does not demand that you have entailing evidence for
your beliefs. If the choice is between FactivityJ and the view that is committed
to a kind of infallibilism that seems to make it impossible to have justified beliefs
on the grounds that such beliefs could have been mistaken and been based on
the same evidence, I think my view is an attractive one to choose.
Chapter 8
Justification
This chapter will build on “Reasons and Belief’s Justification”. In this chapter, I
discuss the significance of the results from the previous chapters for the orthodox
internalist and externalist views and develop a positive account of justification.
On the account I defend, to justifiably believe p is to believe p on the basis
of something that shows that p is true. The view is similar to the knowledge
account of justified belief insofar as both views deny that there can be false,
justified beliefs. It differs, however, insofar as there are Gettier cases in which
it seems intuitive to say that a belief that fails to constitute knowledge is not
normatively defective in any way.
165
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