Professional Documents
Culture Documents
2010 Certification Handbook
2010 Certification Handbook
Exam Testing Dates Applications Accepted Applications Due Late Application Due*
SPRING
PHR/SPHR May 1–June 30, 2010 Jan. 11, 2010 March 12, 2010 April 16, 2010
GPHR/CA May 1–June 2, 2010 Jan. 11, 2010 March 12, 2010 April 16, 2010
WINTER
PHR/SPHR Dec. 1, 2010–Jan. 31, 2011 July 12, 2010 Oct. 8, 2010 Nov. 12, 2010
GPHR/CA Dec. 1–31, 2010 July 12, 2010 Oct. 8, 2010 Nov. 12, 2010
EXAM FEES
PHR SPHR GPHR PHR-CA/SPHR-CA
II
Contents
INTRODUCTION
Certification Overview ................................................................................................................................... 3
Choosing the Appropriate Exam . .................................................................................................................. 4
PHR, SPHR and GPHR Exam Overview ....................................................................................................... 6
ON EXAM DAY
Presenting Positive Proof of Identity ........................................................................................................... 26
Test Center Rules . ......................................................................................................................................... 27
Test-Taking Tips ............................................................................................................................................ 28
CERTIFICATION OVERVIEW
Certification vs. Certificate and your organization that you have mastered
Programs the core HR knowledge and principles and that
Certification has three main advantages over you are dedicated to staying current in your field.
certificate programs: Passing the exam is only one part of the certifica-
• It typically has an experience/educational tion process. Because the exams are experience-
requirement. based, applicants must have the required work
• It requires recertification, which ensures experience to be eligible to apply for the exams.
that the certified HR professional stays Once the certified HR professional has passed
current in the HR field through continuing
the exam, the recertification requirements ensure
education.
that the HR professional is keeping abreast of
• It allows the certified HR professional to changes in the field.
put the letters after his or her name.
Unlike certificate programs, certification pro- Why Is Certification Desirable?
grams generally consist of the three E’s: educa- Certification sets those with the credential apart
tion, experience and an exam. from—or above—those without it. There are a
number of advantages to seeking certification,
What Is Certification?
including:
HR certification is a career-long commitment • Hiring managers consider an applicant’s
that demonstrates to your peers, your employees certification when making hiring decisions.
3
• Organizations believe hiring HR-certified How Do the Three Exams Differ?
professionals gives them a competitive The PHR and SPHR exams assess generalist
advantage. knowledge of the HR field, including strategic
• Business leaders find HR-certified business management, workforce planning
professionals to be more motivated, more and employment, HR development, total
knowledgeable of the HR field and stronger rewards, employee and labor relations, and
performers.
risk management. Because of the nature of the
• HR professionals report that certified HR exams and their common body of knowledge,
professionals create a positive impact on
the PHR and SPHR designations cannot be held
their organizations’ financial performance.
concurrently. The SPHR exam supersedes the
Certification becomes a public recognition of PHR designation.
professional achievement—both within and
outside of the profession. For many, achieving The GPHR exam assesses the international
The PHR certification becomes a personal professional HR body of knowledge and is intended for HR
and SPHR goal—a way to test knowledge and to measure it professionals with cross-border responsibilities.
against one’s peers. Others see certification as an The GPHR assesses global HR knowledge in the
designations
aid to career advancement. following categories: strategic HR management,
cannot be held
global talent acquisition and mobility, global
concurrently. Purpose and Use of
compensation and benefits, organizational
Certification
effectiveness and talent development, and
PHR, SPHR and GPHR certification shows that
workforce relations and risk management. You
the holder has demonstrated mastery of the
may have simultaneous certification by holding
domestic or international HR body of knowledge
the GPHR and the PHR or SPHR.
and, through recertification, has accepted the
challenge to stay informed of new developments
in the HR field.
CHOOSING THE APPROPRIATE
The PHR, SPHR and GPHR exams are com- EXAM
pletely voluntary. Organizations or individuals
incorporating PHR, SPHR or GPHR certification PHR or SPHR?
as a condition of employment or advancement Candidates should choose the exam that best
do so of their own volition. Individuals should represents their mastery of the HR body of
determine for themselves whether attaining HR knowledge. The HR Certification Institute has
certification, including meeting the eligibility found that appropriate professional (exempt-
and recertification requirements, when coupled level) HR work experience and educational
with any other requirements imposed by indi- background contribute significantly to success
viduals or organizations, meets their needs and on the exams.
complies with any applicable laws.
We strongly recommend that PHR candidates
PHR-, SPHR- and GPHR-certified professionals have two to four years of professional (exempt-
proudly display their certificates and use the level) HR work experience and SPHR candidates
credentials on business correspondence as a have six to eight years of professional (exempt-
visible reminder of this significant professional level) HR work experience.
acheivement.
4
CHOOSING AN EXAM LEVEL
PHR SPHR
*In the United States, “exempt” is defined by the Fair Labor Standards Act (FLSA) and its amendments. To learn more about exempt
versus nonexempt work experience, visit the U.S. Department of Labor web site at www.dol.gov/elaws/flsa.htm.
For those working outside of the United States, the equivalent of exempt-level work is considered to be work done at a “profes-
sional” level. For purposes of eligibility for the HR Certification Institute’s exams, professional experience includes supervisory
responsibility and/or creative or original work requiring advanced HR knowledge.
5
• Designs organizational structures, pro- independently of the answer to any other question.
grams and processes to achieve worldwide Four hours are allotted to complete the exam.
business needs.
• Develops, implements and evaluates GPHR Exam
programs, processes and tools. The purpose of the GPHR certification is to
• Ensures that programs, processes and assess a candidate’s mastery of the knowledge
tools align with competitive practice, necessary to be successful in the worldwide
the organization’s objectives and legal marketplace. Exam questions reflect the most
requirements. recently published GPHR Body of Knowledge
• Oversees practices that balance employer (see Appendix B). The table on page 7 represents
needs with employee rights and needs. the percentages of questions in each functional
• Has core knowledge of the organization’s area covered in the exam.
international HR activities.
The exam is multiple choice and consists of:
• A total of 165 questions:
• 150 scored questions, plus
PHR, SPHR AND GPHR EXAM
OVERVIEW • 15 pretest questions randomly
distributed throughout the exam.
PHR and SPHR Exams
The PHR and SPHR exams are: Each question lists four possible answers, only
• Based on U.S. federal laws, regulations and one of which is the correct or “best possible
practices. answer.” The answer to each question can be
• Generalist in nature (i.e., they assess all the derived independently of the answer to any other
functional areas of the HR field). question. Three hours are allotted to complete
the exam.
They differ, however, in terms of focus and the
online Assessment Exams
cognitive level of questions.
For those considering taking the PHR, SPHR or
• PHR questions tend to be at an operational/
GPHR exam, the HR Certification Institute offers
technical level.
online assessment exams composed of actual exam
• SPHR questions tend to be more at the
questions that have appeared on previous exams
strategic and/or policy level.
but were removed from the item bank to develop
the assessment exams. Before registering for an
Exam questions on both exams reflect the most exam, consider taking an online assessment exam.
recently published body of knowledge (see The assessment exam exposes candidates to the
Appendix A). The table on page 7 represents the types of questions on the actual exam. For more
percentages of questions in each functional area information about our assessment exams (includ-
covered in the exams. ing fees), visit our web site at www.hrci.org.
The exams are multiple choice and consist of: Pretest Questions
• A total of 225 questions: Pretest questions are not counted in scoring.
They are, however, essential in building the PHR,
• 200 scored questions, plus
SPHR and GPHR bank of exam questions and are
• 25 pretest questions randomly on the exam to statistically assess their difficulty
distributed throughout the exam.
level and effectiveness at discriminating between
candidates who meet the passing standard and
Each question lists four possible answers, only one those who do not. The information gathered in
of which is the correct or “best possible answer.” the pretest process determines whether the ques-
The answer to each question can be derived tion will be included on a future exam.
6
Passing Score
The passing score for each exam (based on a
scaled score) is 500. The minimum possible score
is 100. The maximum possible score is 700. For
more information about scaled scoring, please
see “Understanding the Score Report” and “How
the Passing Score Was Set” in this handbook.
Risk Management 7% 7%
7
Applying for the Exam
Eligibility Requirements
To be eligible to sit for the PHR, SPHR and GPHR exam, candidates
must have at least two years of professional (exempt-level) HR
work experience. In the Qualifying Work Experience section of the
application, the candidate’s position(s) must be an exact match of
the HR position codes found in Appendix C of the handbook.
2010 will be the last year in which these eligibility requirements
will apply. Beginning with the 2011 exams, the requirements will
become more stringent depending on the years of experience and
level of education a candidate has. For information on the new
eligibility requirements, please see Appendix G.
8
student/recent graduate, please see “Student/ • HR practitioners (those whose job duties are
Recent Graduate Eligibility Requirements” in normally found in the typical HR function).
this handbook. • HR educators (those whose principal areas
of instruction are in the HR field at an
Documenting Work Experience accredited institution of higher learning).
With the exception of students, recent graduates • HR researchers (those whose research
and recertification-by-examination candidates, activities are restricted primarily to the
all candidates must complete the Qualifying HR field).
Work Experience section of the application to • HR consultants (those whose consulting
document eligibility. Because of the volume of activities are primarily in the HR field).
applications received, we cannot pre-approve For those working outside of the United States,
applications for eligibility. professional-level work is considered work
that includes supervisory responsibility and/or
Candidates may be randomly selected for a cer- creative or original work requiring advanced HR
tification exam application audit. If selected for knowledge. If selected for a certification exam
audit, a candidate must be able to officially docu- application audit, a candidate must be able to pro-
ment two years of professional (exempt-level) vide official documentation—such as an official
HR work experience by providing a copy of his job description—that demonstrates two years of
or her job description(s) to satisfy the two-year professional-level HR work experience.
To learn more about
requirement. exempt versus
Supporting Documentation of nonexempt work
Qualifying HR Work Experience STUDENT/RECENT GRADUATE experience, visit the
Candidates who cannot find an exact match for ELIGIBILITY REQUIREMENTS U.S. Department of
a job title on the position code list (see page 50)
must list that job title as “Other Nonexempt- Labor web site at
Students and recent graduates enrolled in a
level position (000)” or “Other Exempt-level bachelor’s or graduate degree program may www.dol.gov/elaws
position (999)” on their applications; submit take the PHR and GPHR exams at an initial /flsa.htm.
a completed Supporting Documentation form registration rate of US$120. Passing students and
(found in Appendix D) and attach an official job recent graduates must pay the balance of the exam
description to show that the position was at a fee once they have graduated and documented
professional (exempt) level and that at least 51 two years of professional (exempt-level) HR work
percent of the daily activities were HR-focused. experience. They have five years from the date
Candidates who do not provide this information of passing the exam to obtain the two years of
will be deemed ineligible to take the exam. professional (exempt-level) HR work experience.
Student/recent graduate candidates are not eligible
Professional (Exempt-Level) HR
Work Experience to take the SPHR certification exam.
Candidates must demonstrate professional
(exempt-level) HR work experience. In the Students/recent graduates who meet the two-year
United States, “exempt” is defined by the Fair professional (exempt-level) HR work experience
Labor Standards Act (FLSA) and its amendments. requirement cannot take the PHR or GPHR exam
All managers and supervisors have some HR as a student; they must apply as an HR profes-
responsibilities as part of their jobs, but these sional and pay the full exam fee.
responsibilities are generally not the dominant
work function on a daily basis and therefore Student/recent graduate candidates must take
would NOT make them eligible to take the exam. the exam no earlier than 12 months before their
graduation date and no later than 12 months
In the United States, professional (exempt-level) after graduation from a bachelor’s or graduate
HR positions are categorized as: degree program.
9
Beginning with the 2011 exam, students must Submitting Proof of Work
meet the new eligibility requirements to take Experience
the PHR or GPHR exam. For more information, Students/recent graduates have five years from
please see Appendix G. passing the exam to obtain two years of profes-
sional (exempt-level) HR work experience. The
Completing the Student/Recent PHR and GPHR certification is awarded after
Graduate Verification Form student/recent graduate candidates:
To determine eligibility, students/recent • Obtain and provide an official job
graduates must submit a completed Student/ description for the two years of professional
Recent Graduate Verification Form in lieu of (exempt-level) HR work experience.
completing the Qualifying Work Experience • Provide proof of graduation (an official
section of the application. transcript or a copy of the diploma).
• Pay the balance of the exam fee.
Students should complete the top portion of the
Student/Recent Graduate Verification Form and
Passing students will receive more information
have it signed by a college or university official. If
about how to submit this information when they
a college or university official will not verify the
receive their score report.
date with a signature, then the individual may
not apply to take an exam.
For more information about completing the
application form as a student/recent graduate,
Recent graduates should sign the Student/Recent
please see “Completing the Application” in
Graduate Verification Form and attach a copy
Appendix C.
of their diploma or a transcript showing that
the degree was granted. The date the degree Student Use of the PHR and/or
was granted must appear on the diploma or GPHR Designation
transcript. Official transcripts are preferred. Passing students/recent graduates cannot use the
PHR and/or GPHR designation until they obtain
Candidates who have changed their names since the required work experience and have been
graduation should indicate their former name officially approved to use the credentials by the
on the Student/Recent Graduate Verification HR Certification Institute.
Form and follow the instructions in the “Name
Changes” section in this handbook. Students and recent graduates can notify
prospective employers that they passed the exam
Students who obtain a degree from a college or and will become certified if they obtain the work
university outside of the United States or Canada experience within the five-year timeframe.
must provide an equivalency certificate in order
to take the exam as a student/recent graduate.
For a list of organizations that offer this service,
APPLICATION DENIAL AND
please go to the HR Certification Institute’s web
CERTIFICATION REVOCATION
site.
10
• Misrepresentation of work experience or activities through one or more of the following
other information on the exam application. activities:
• Violation of testing procedures. • Continuing education.
• Failure to pass the certification exam. • On-the-job projects.
• Failure to meet recertification • Instruction.
requirements. • Research and publishing.
• Leadership.
APPLICATION Denial and
CERTIFICATION REVOCATION • Professional membership.
Appeals Process For detailed information on the HR Certification
Candidates whose applications are denied or cer- Institute’s recertification requirements, please
tifications revoked for any of the reasons stated review the Recertification Handbook at
above will be notified in writing. Candidates www.hrci.org. The HR
may appeal the decision to the HR Certification
Institute. Appeals must:
Certification
Recertification by Exam
• Be in writing, be signed by you and be Some certified professionals prefer to recertify Institute requires
sent to the HR Certification Institute by by retaking the exam. Recertification-by- that you recertify
traceable mail, fax or e-mail.
examination candidates must: your credentials
• Include the specific reason or reasons for • Take the exam before their certification
appeal. cycle expires. every three years.
• Include evidence or other pertinent • Recertify only at their current certification
information that refutes the original level.
decision.
• Wait at least 12 months from their begin-
• Be sent no later than 10 business days after ning certification date before taking the test.
the date on the e-mail that notified you of
the original decision. Recertification-by-examination candidates are
subject to the same exam fees as outlined in this
handbook and are subject to all optional service
and late fees, if applicable.
RECERTIFICATION
REQUIREMENTS
Exam testing periods,
A crucial component to any certification program APPLICATION DEADLINES
is its recertification requirements. Recertification AND FEES
demonstrates the certified HR professional’s
commitment to staying abreast of the changes
Exam testing periods, application deadlines and
taking place in the field. The HR Certification
fees are listed on page 12. All deadlines are post-
Institute requires that certified HR professionals
mark dates. The term “postmark date” includes
recertify their credential every three years either
system date/time stamps for online applicants.
through continuing education activities or by
Applications will not be accepted after 11:59
retaking the exam.
p.m. ET (GMT -5) on the late-deadline date. It
Recertification Through is strongly recommended that international ap-
Continuing Education plicants apply online.
The most popular method for recertifying is
by obtaining continuing education credits. Apply and Schedule Early
Maintaining one’s PHR, SPHR or GPHR cre- The HR Certification Institute shares Prometric
dential requires certified HR professionals to ac- test centers with many other certification and
cumulate 60 hours of HR-related recertification licensure programs. The earlier you apply, the
sooner your application will be reviewed for
11
eligibility and the sooner you will receive an The chart below outlines the exam testing peri-
Authorization to Test (ATT) letter (if eligible) ods for each exam and the application deadlines.
enabling you to schedule the exam for the date, A notification e-mail will be sent to eligible
time and location of your convenience. candidates within five business days of receipt
of a paid and completed application indicating
Candidates who attempt to schedule their exams that the ATT letter is accessible. This letter will
after the opening of the exam testing period may provide candidates with the information needed
not be able to schedule them for the time and test to schedule an exam. Applications that require
location of their choice. In rare instances, candi- additional documentation (such as a Student/
dates who attempt to schedule or reschedule their Recent Graduate Verification Form) are consid-
exam late into the exam testing period may find ered incomplete until the information is received
that they are unable to schedule an exam, date and processed.
and location. If this occurs, candidates may with-
It is strongly draw from the exam and apply for a 50 percent Late-Deadline Fee
recommended refund of their exam fee (see the “Cancellations” Applications postmarked after the regular
and “Refunds” section in this handbook). The deadline of 11:59 ET (GMT -5) but postmarked
that international
US$75 application fee is nonrefundable. on or before the late deadline will incur a
applicants apply US$50 late fee. To be considered complete, ap-
online. Exam testing periodS and plications must include all required supporting
Deadlines documentation. Applications that require addi-
Two exam testing periods are offered annually. tional documentation (such as a Student/Recent
Exam Testing Dates Applications Accepted Applications Due Late Application Due*
SPRING
PHR/SPHR May 1–June 30, 2010 Jan. 11, 2010 March 12, 2010 April 16, 2010
GPHR/CA May 1–June 2, 2010 Jan. 11, 2010 March 12, 2010 April 16, 2010
WINTER
PHR/SPHR Dec. 1, 2010–Jan. 31, 2011 July 12, 2010 Oct. 8, 2010 Nov. 12, 2010
GPHR/CA Dec. 1–31, 2010 July 12, 2010 Oct. 8, 2010 Nov. 12, 2010
EXAM FEES
PHR SPHR GPHR PHR-CA/SPHR-CA
12
Graduate Verification Form) are considered
incomplete until the information is received and Optional Service Fees
processed. Paper applications received after the
late deadline date will be returned to the candi-
Optional service fees are not refundable.
date unprocessed.
13
(included in Appendix D and online). This See Appendix E for information about taking the
form includes the Documentation of Disability- exam outside of the United States, U.S. territories
Related Needs by Qualified Professional section, or Canada.
which must be completed by a professional
with a license or credential appropriate to
diagnose and treat the candidate’s disability. COMPLETING AND
The nature of the disability, identification of
SUBMITTING THE APPLICATION
the test(s) and protocols used to confirm the
diagnosis, a description of past accommodations
Applying Online
made for the disability and the specific testing
Applicants may apply online or by mail. We rec-
accommodations requested must be included.
ommend applying online because we can process
the applications more quickly and we can trace
Incomplete or late requests may not be honored.
them. Please note: We will notify you by e-mail
about eligibility whether you apply online or by
mail.
TEST CENTER LOCATIONS
If you have questions or problems, please call us at
Prometric currently has more than 250 test (866) 898-4724 or e-mail us at exams@hrci.org.
centers throughout the United States, U.S. ter-
Affirmation
ritories and Canada. In addition, Prometric has
All applicants—whether applying online or via
test center locations throughout the world.
a paper application—will be asked to sign an
affirmation attesting that the information sub-
Before scheduling an exam, be sure to visit the
mitted on the application is complete and true.
Prometric web site at www.prometric.com/hrci
The affirmation also attests that the applicant
to determine the latest test center information
has read the Certification Handbook, which
(including hours of operation). Most Prometric
includes our Code of Ethical and Professional
test centers are open Monday through Saturday.
Responsibility (see Appendix F), and agrees to be
Prometric reserves the right to change test center
bound by all policies and procedures set forth in
locations as necessary.
the handbook.
Be sure that your name exactly matches the unexpired, government-issued ID you’ll be pre-
3.
senting at the test center.
** See Appendix E for information about taking the exam outside of the United States, U.S. territories or Canada.
14
In compliance with the accreditation that the HR All candidates—regardless of how they apply—
Certification Institute received from the National can review/modify their contact information
Commission for Certifying Agencies (NCCA) in online. Note that name changes may only be
2008, applicants are asked to complete a felony made by HRCI’s staff. Candidates who submitted
(serious crime) conviction statement. a paper application must allow 10 business days
from the time of submission before the informa-
Application Confirmation tion will be available in their online file.
Within 24 hours of applying online, candidates
will receive an auto-generated e-mail. This e- Additional Forms
mail confirms successful transmission only, not All forms found in Appendix D may also be
eligibility. If the auto-generated message is not downloaded from the HR Certification Institute’s
received, check the spam folder in your e-mail web site.
software. Make sure that the software settings al-
low receiving e-mails from hrci.org. The applica- When submitting any of these forms, online
tion status can also be checked in the candidate’s applicants must include a copy of the sum-
online account. mary page printed from their online application.
Online candidates have five business days from
User ID Number
their online application submission date to
All candidates are assigned a 12-digit User ID
forward additional documentation to the HR
number. This number will appear on the sum-
Certification Institute.
mary page, the confirmation e-mail and the ATT
letter. The User ID number is not the same as Application Availability
your SHRM member number, if applicable. Your The online application is available until 11:59 p.m.
User ID number and a password will be required ET (GMT -5) on the late-deadline date. Applications
in order to review and modify applications will not be accepted after 11:59 p.m. ET (GMT -5).
online, to schedule exams and for all communi- Online applicants are expected to meet all deadlines.
cation with the HR Certification Institute. Once The HR Certification Institute is not responsible
certified, this will become your User ID number for system problems (web site down, etc.).
for any future exams and recertification. Online applicants are strongly advised to apply
1. Complete the paper application. Be sure that your name exactly matches the unexpired,
government-issued ID you’ll be presenting at the test center.
2. Include payment and supporting documentation (if necessary) with application.
4. Receive e-mail confirmation after the paid and complete application has been processed.*
7. Comply with the certification exam audit if selected by the HR Certification Institute.
** See Appendix E for information about taking the exam outside of the United States, U.S. territories or Canada.
15
well in advance of the regular deadline date. • Fees for candidates using the paper
This will allow candidates time to confirm application can be paid by VISA,
their registration and allow more choices MasterCard or American Express, or by
U.S. money order, certified/cashier’s check
in exam testing dates, times and locations.
or organizational/company check.
Submitting an Application Payments made by money order, certified/ca-
by Mail shier’s check or organizational/company check
You may apply online or by mail. The HR must be in U.S. currency and made payable to
Certification Institute recommends applying HR Certification Institute. Candidate’s name
online because applications are processed more and User ID number must appear on the check
quickly and can be traced. Please note: Candidates or money order to ensure accurate processing.
will be notified by e-mail about their eligibility Unidentifiable checks and money orders will be
whether they have applied online or by mail. returned to the sender. Personal checks are not
accepted. Please do not send cash.
Refer to Appendix C for detailed instructions on
how to complete the paper application. Mailing Application Materials
Before mailing your paper application, be sure
Completing the Paper to:
Application Form • Check the application carefully to ensure
• Only original applications will be accepted. that all required information (exam testing
Paper applications can be obtained from period, e-mail address, fees and contact
the HR Certification Institute or information) is accurate and complete.
downloaded from hrci.org.
• Sign and date the application.
• When completing the paper application,
• Include all applicable forms (e.g.,
print the information in the boxes
supporting documentation, student/recent
provided, one letter or number to a box.
graduate verification, special
• Applications—including supporting accommodation request).
documentation, forms and payment—
• Include proper payment in U.S. currency
must be submitted in one envelope to the
and made payable to HR Certification
HR Certification Institute. Do not fold the
Institute, making sure candidate’s name
application. Paper applications are read
and User ID number appear on checks or
using an optical scanner. Folded applica-
money orders and all credit card informa-
tions may cause the scanner to misread
tion is complete and accurate.
vital information.
• Use a 9 x 12-inch envelope for mailing
• Applications may be returned if they are
(do not fold the application).
incomplete or cannot be read by the optical
scanner. • Affix sufficient postage to the envelope to
ensure delivery.
• Candidates who submit an incomplete
application will receive an e-mail from • Send the completed application packet and
HRCI indicating what is needed to make fees to the HR Certification Institute by
the application complete. To become some form of traceable mail.
eligible, candidates must submit the
required information by the date indicated
in the e-mail.
• Applications postmarked after the late
deadline will not be accepted.
• It is strongly recommended that candidates
use a traceable mailing method (e.g.,
certified or registered mail or expedited
mail service that requires a signature) to
verify delivery.
16
After Applying for the Exam
• Candidates can check the status of their applications online. Note that some fields cannot be
modified after your application is submitted. Your 12-digit User ID number and password are
required in order to access the review feature. Online candidates can review their applications
online immediately.
• Candidates who mail applications can check the status online within 10 business days of HRCI’s
receipt of the application.
• Applications are not processed until they are complete and required documents (if needed) and
payment are received. Completed applications take two to three weeks to process. Candidates
deemed eligible will receive an e-mail that their Authorization to Test letter is available in their
online account. Ineligible candidates will receive a “notice of ineligibility” letter. See “Ineligible
Candidates” below for reasons why an application may be deemed ineligible.
• Candidates can download ATT letters by accessing their applications online. ATT letters will be
available online until four weeks after the end of the exam testing period.
• Candidates must provide an e-mail address to receive all confirmations, including confirmation of
the paid and complete application.
18
to confirm an appointment. The appointment change, candidates must make sure that they
confirmation number will be required. If you lose have an unexpired, government-issued ID that
your confirmation number, you can confirm your matches the requested name change. When
appointment by contacting Prometric by phone appearing for the exam appointment, candidates
at (800) 467-9582; international candidates can without appropriate ID will not be admitted to
confirm by contacting their Regional Contact take the exam and will forfeit their fees.
Center—see Appendix E.
Seats may not be available for candidates who EXAM LEVEL CHANGES
attempt to schedule an appointment less than 30
days before the end of the exam testing period;
Exam level changes can be requested up to 10
therefore, schedule early or risk forfeiting the
business days before a scheduled exam date.
exam fee.
Exam level changes should be submitted to the
HR Certification Institute by mail or fax using the
Exam Level Change Request Form (see Appendix
UPDATING CONTACT D). Requests received after the deadline will not
INFORMATION be processed. Exam level changes cannot be made
online. Exam level changes automatically cancel
Address Changes appointments already scheduled. Candidates
Official score reports and certificates are mailed will need to schedule a new appointment with
to a candidate’s primary address. Candidates Prometric at www.prometric.com/hrci or
should notify HRCI at (866) 898-4724 (800) 467-9582. International candidates should
immediately if there are changes to home or call their Regional Contact Center (see Appendix
work mailing addresses. E) for exam level and test site changes. Those For security
with special accommodations requests must call reasons, name
Address changes can also be made online by (800) 967-1139. An exam level change can only
changes cannot be
accessing your application at www.hrci.org. be made once per exam testing period.
Online address changes are preferred because made online after
these are “virtual” or “live” changes that minimize All requests must include: the application has
human error. • Candidate’s full name (as it appears on the been submitted.
application).
Name Changes
• Candidate’s User ID number.
To correct minor errors in their name (e.g.,
incorrect middle initial, missing hyphen) as • The nature of the level change (for instance,
changing from the PHR exam to the SPHR
printed on the confirmation notice or ATT letter,
exam).
candidates can e-mail the HR Certification
• Payment information, including credit card
Institute at exams@hrci.org to inform us of
number, expiration date and signature, if
the correction at least five business days before applicable.
the exam appointment. For security reasons,
Candidates changing from SPHR to PHR or
name changes cannot be made online after the
GPHR to PHR will be refunded the difference
application has been submitted.
in fees 15 business days after the request has
been processed. Candidates changing from PHR
To change their name because of a legal name
to SPHR or PHR to GPHR will be required to
change, candidates must submit notarized
pay the difference in the exam fees. When a fee
documentation that must be received by the
is required, the exam level change will not take
HR Certification Institute at least five business
place until the payment is received by the HR
days before their scheduled exam appointment.
Certification Institute.
Please do not send originals because documents
Payments can be made by VISA, MasterCard,
cannot be returned. When submitting a name
19
American Express, money order, certified/ www.prometric.com/hrci or (800) 467-9582.
cashier’s check or organizational/company International candidates should contact Prometric
check. Payments made by check or money order at www.prometric.com/hrci or their Regional
must include the candidate’s name and User ID Contact Center (see contact information in
number on the payment form. Candidates will Appendix E). Those with a special accommoda-
receive a confirmation of the change and a new tion request should call (800) 967-1139.
notification of the availability of the revised
ATT letter five business days from receipt of the Cancellations
request. Candidates may withdraw from the exam by
canceling their appointment on or before 12:00
noon ET (GMT -5) two business days before the
exam appointment. To cancel an exam appoint-
EXAM RESCHEDULES,
ment, contact Prometric at www.prometric.com
Candidates may CANCELLATIONS AND
/hrci or (800) 467-9582. International candidates
withdraw from the REFUNDS must contact Prometric at www.prometric.com
exam by canceling /hrci or their Regional Contact Center (see contact
Reschedules and test site information in Appendix E). Those with a
their appointment changes
special accommodation request must call
on or before 12:00 Exam appointments can be rescheduled within
(800) 967-1139.
the same exam testing period. There is no charge
noon ET (GMT -5) to reschedule an exam. Candidates cannot
If canceling online, be sure to keep a copy of the
two business days reschedule to another exam testing period. In
cancellation notice for your files. If canceling
before the exam addition, if a candidate changes from a domestic
or rescheduling an appointment by phone, it is
to an international test site or vice versa, the
appointment. recommended that you confirm this transaction
scheduled appointment is automatically can-
online at www.prometric.com/hrci.
celled and a new appointment must be made.
The HR Certification Institute shares Prometric
Candidates who have not scheduled an appoint-
test centers with other organizations, and seats
ment with Prometric but who wish to withdraw
fill up quickly, so reschedule appointments as
from the exam should refer to the “Refunds”
early as possible. After an appointment has been
section below.
rescheduled, whether online or via telephone, it
is the candidate’s responsibility to verify that the
Refund requests must be submitted on a
change was processed by Prometric. If you do not
Cancellation/Refund Request Form (see Appendix
receive an immediate confirmation via e-mail
D) to the HR Certification Institute on or before the
with the new appointment date, time or location,
last day of the exam testing period. Please allow 15
you must contact Prometric immediately.
business days from receipt of refund request for the
refund to be processed. Please see the refund policy
Exam appointments must be rescheduled no later
and procedures below for more information.
than 12:00 noon ET (GMT -5) two business days
before the scheduled exam date. Candidates who Refunds
do not reschedule exam appointments within • The $75 application fee is nonrefundable.
that time frame and who do not appear to take
• Candidates must cancel their exam ap-
the exam will be considered no-show candidates
pointment with Prometric before submit-
and will forfeit all fees. Seats may not be available ting a refund request (see “Cancellations”).
for candidates who attempt to reschedule an ap-
• Candidates who withdraw from the exam
pointment less than 30 days before the end of the
on or before the late application deadline
exam testing period; therefore, reschedule early will receive a full refund of their exam fees.
or risk forfeiting the exam fee. A Cancellation/Refund Request Form (see
Appendix D) must be completed, signed
To reschedule an exam, contact Prometric at and faxed to the HR Certification Institute
20
Type of Refund Deadline Date/Timeframe Amount of
Refund*
Cancellation No later than 12:00 noon ET. International 50% refund of exam
candidates 12:00 noon (Regional Contact fee
Center time) two business days before exam
appointment.
Medical or personal On or before the last day of the exam testing 50% refund of exam
emergency period. fee
Medical or personal Documentation received no later than five 50% refund of exam
emergency and exam business days from the last day of exam test- fee
scheduled within the last ing period.
two days of exam testing
period
in order to receive a refund during the The Cancellation/Refund Request Form must
exam testing period. be mailed or faxed to the HR Certification
• Candidates who withdraw from the exam Institute on or before the last day of the exam
after the late application deadline but no testing period (see “Submitting Cancellation/
later than 12:00 noon ET (GMT -5) two Refund Request Forms” for address informa-
business days before the exam appointment tion). Refunds will be made in the same manner
will receive a 50 percent refund of their
in which the original payment was made. Please
exam fees. A Cancellation/Refund Request
Form must be completed, signed and faxed allow 15 days from the date of the receipt of the
to the HR Certification Institute in order form for the refund to be processed. Application,
to receive a refund during the exam testing late and optional service fees are nonrefundable.
period. Unless a Cancellation/Refund Request Form
• Candidates who do not cancel their is completed, an auto refund will be generated
exam appointment within the specified approximately four weeks after the close of the
timeframe and/or do not appear for an exam testing period for those who cancel the
exam appointment are considered no-show exam appointment with Prometric but fail to
candidates and forfeit all fees.
submit a Cancellation/Refund Request Form to
• Candidates who cannot take the exam the HR Certification Institute.
because of a medical or personal emergency
should refer to “Refunds for Medical or
Candidates who do not schedule an exam
Personal Emergencies” below.
appointment must indicate on the Cancellation/
• Candidates who do not schedule an exam
Refund Request Form that no exam appointment
appointment with Prometric and who do
not request a refund on or before the last was scheduled with Prometric. If the refund is to
day of the exam testing period are consid- be made payable to an organization, please include
ered no-show candidates and forfeit all fees. the organization’s name and tax ID number.
21
Refunds for Medical or Inability to take the exam due to workload or
Personal Emergencies work conflicts or inability to properly prepare for
The HR Certification Institute recognizes that the exam are not considered emergencies.
medical or personal emergencies may arise that
prevent candidates from rescheduling or with- Submitting Cancellation/
drawing from an exam appointment. In such Refund Request Forms
cases, candidates may request a 50 percent refund Mail or fax all cancellation/refund requests to:
of their exam fees by submitting the Cancellation/ HR Certification Institute
Refund Request Form to HRCI and including 1800 Duke Street
supporting documentation as to the nature of Alexandria, VA 22314
the medical or personal emergency. Application, Attn: HR Certification Exam Refund
late and optional fees are nonrefundable. Exams Fax: +1.703.684.6620
cannot be rescheduled to a future exam testing
period. Requests can also be e-mailed to
exams@hrci.org
Medical or personal emergency refund requests
must be made in writing and mailed, faxed
or e-mailed to HRCI on or before the last day NO-SHOW CANDIDATES
of the exam testing period and must include a
description of the situation and documentation
Candidates who do not appear for their scheduled
of the emergency or extenuating circumstance
exam appointment, who arrive more than 15
(see “Submitting Cancellation/Refund Request
minutes late for their appointment, who appear
Forms” for address information). Candidates
with improper ID or who cancel their appoint-
whose exam appointments were scheduled for
ment later than 12:00 noon ET (for international
the last two days of the exam testing period may
candidates, 12:00 noon Regional Contact Center
submit the refund request no later than five busi-
time—see Appendix E) two business days before
ness days from the last day of the exam testing
the scheduled exam (without a documented
period. Requests received after that time and/
personal or medical emergency) will be consid-
or without documentation will not be reviewed.
ered no-shows and will forfeit all fees. No-show
Requests for refunds because of medical or per-
candidates may reapply for a future exam testing
sonal emergencies are reviewed on a case-by-case
period and pay the full fees.
basis. Candidates will be notified by e-mail of the
outcome of the request.
22
Studying for the Exam
Before undertaking a study program, take a few Institute’s online assessment exams for the
minutes to learn how the exams are developed, PHR, SPHR and GPHR exams, it is important
who develops them, how item writers are trained to recognize that many practice exams may not
to write questions that discern a person’s HR reflect the true difficulty level of the actual exam
knowledge and what steps are taken to ensure questions.
that the exams are a reliable measure of that
knowledge. This information, available at PHR, SPHR and GPHR Online
Assessment Exams
www.hrci.org, will provide valuable background
The HR Certification Institute offers online as-
as you prepare for the exam.
sessment exams for the PHR, SPHR and GPHR
exam. These assessments will help determine
The focus of any study program should be on
if you are ready to take the exam by assessing
the functional areas and the HR content that falls
strengths and weaknesses in each of the exam’s
under those functional areas. Practice exams can
functional areas and will help you focus your
help candidates who have not taken multiple-
study efforts.
choice exams and refresh their test-taking skills.
With the exception of the HR Certification
23
The assessment exam will: the six functional areas of HR. Each module
• Assess your HR knowledge and experience. includes its own self-study guide, case studies and
• Expose you to the types of questions seen diagnostic tests. For more information, contact
on the actual certification exam. the Holmes Corporation at (800) 444-5006,
• Indicate if you have the right experience option 2, or visit the SHRM web site at www.
and knowledge to take the exam. shrm.org. Passing the SHRM Learning System
does not guarantee passing the HR Certification
There are numerous “practice” exams available to
Institute’s exams.
candidates as part of packaged preparation ma-
terials and on the Internet. The HR Certification
University or professional-level textbooks.
Institute’s assessment exams are the only ones
Current editions can be obtained through a local
developed by HRCI, using actual retired exam
college/university library or by contacting the
questions. Use these assessment tools before
publisher. Some textbooks can also be ordered
registering for the exam to help you shape your
through the SHRM bookstore.
study plan. We also recommend taking the as-
sessment exam just before sitting for the actual
GPHR Exam Preparation
exam to help you pace yourself to the rhythm of
The HR Certification Institute’s Official GPHR
the actual exam.
Certification Guide. This test-preparation
guide is an ideal tool for HR professionals with
To learn more about the assessment exams and
cross-border, international and/or global HR
their cost, please visit our web site at www.hrci.
responsibilities who are preparing for their
org.
GPHR exam. The guide includes practice
questions written by the exam development
PHR and SPHR Study Materials
panel. Although these questions do not actually
The range of materials that can be used to help
appear on the exam, they are representative of
prepare for the PHR or SPHR certification exam
the type of questions that will be encountered.
is quite extensive. The most widely used materials
The guide also includes tips for exam preparation,
are listed below.
suggested resources and a 65-question practice
exam, including answers, rationales for the
The HR Certification Institute’s Official PHR
answers and coding. It is available through the
and SPHR Certification Guide. This is an
SHRM bookstore, Amazon.com and Barnes
excellent resource on how to approach the
and Noble online. To order the guide through
certification review process. It features the
the SHRMStore, call (800) 444-5006, option 1,
exam content based on the PHR/SPHR Body
or visit the bookstore online at www.shrm.org
of Knowledge, exam review methods, sample
/shrmstore.
exam questions and rationales for the answers,
a bibliography organized by functional area
The SHRM® Global Learning System. SHRM
and answers to frequently asked questions.
has developed the SHRM Global Learning System
The guide is available through the Society
to help prepare candidates for the GPHR exam.
for Human Resource Management (SHRM)
The SHRM Global Learning System was developed
bookstore, Amazon.com and Barnes and
by a team of HR professionals with international
Noble online. To order the guide through the
HR expertise and course development specialists.
SHRMStore®, call (800) 444-5006, option 1,
For more information about the SHRM Global
or visit the bookstore online at www.shrm.org
Learning System, please contact SHRM at (800)
/shrmstore.
283-SHRM or visit the SHRM web site at www.
shrm.org.
The SHRM® Learning System. This system is
a comprehensive computer-based/workbook
The HR Certification Institute does not endorse
program based on the HR Certification Institute
any specific study preparation method or course
exam content. The SHRM Learning System covers
24
nor does it maintain information about them. In
fact, we strongly recommend that candidates use
multiple reference materials when studying for
the exams.
Preparation Courses
Some people find that independent self-study
meets their needs while others find study group
participation more desirable. Evaluate your own
learning style and decide which study approach
will help you the most.
25
On Exam Day
27
Noise reduction. To reduce distractions by the • Use the “strike through” feature to narrow
sounds of typing, coughing or people entering down your options by striking through the
and exiting the exam room, the test center pro- answers that you believe to be incorrect.
This helps the most if you are considering
vides “white noise” background sound and, by
two answers and want to come back to the
request, earplugs or noise-reducing headsets. In question later.
addition, you may bring a set of sealed, dispos-
• Use “educated guesses.” If you still cannot
able earplugs that the exam site administrator
decide on a correct answer after eliminating
will inspect before the exam. Prometric cannot one or two choices, choose one anyway.
provide a completely noise-free environment. There is no penalty for guessing on the
You may bring exam.
a set of sealed, Inclement Weather and Local
• Don’t look for answer patterns. The psy-
or National Emergencies
disposable ear chometric testing process used by the HR
In the event of inclement weather or a national Certification Institute prevents questions
plugs that will or local emergency, please contact Prometric at from falling into patterns. Despite what you
be inspected the national contact center (number provided in may have heard, “C” is not necessarily the
your ATT letter) to determine the appointment most frequent answer.
by the test site
status or go to www.prometric.com/sitestatus. • Try to determine the answer before you
administrator International candidates should contact their read the choices. By doing this, you will
prior to the exam. Regional Contact Center (see Appendix E). If the more likely have one answer stand out as
center is closed and appointments are canceled, being correct.
candidates should wait two business days before • Review your answers. After going through
calling to reschedule their appointments to allow all the questions on the exam, go back and
answer the questions left unanswered the
for eligibility resetting.
first time. Also, be sure that you answered
all questions.
• Don’t rush. There are no points for finish-
TEST-TAKING TIPS ing early. Use the remaining time to review
and check your answers.
• Trust your first impression. There is a • Use the provided computer-based calcula-
correct answer to each question. It is widely tor as needed.
believed that one’s first impression of the
correct answer will be a better choice.
• Choose the best answer to the question.
Some questions may appear to have more
than one technically correct answer. These
questions are deliberately designed that way
to assess your knowledge of HR.
• Don’t base your answer on your organiza-
tion/company’s policies or your individual
experience. Instead, focus on generally
accepted HR practices.
• If you are uncertain about an answer, use
the “mark question for review” feature and
return to it later.
• Don’t stop. If you are stumped by a
question, continue to the next one or you
may lose valuable time. Use the “mark the
question for review” feature and return to
the question later.
28
After the Exam
All candidates should receive immediate In addition to a score report, passing candidates
preliminary exam results before they leave the test receive an official certificate and lapel pin display-
center, excluding any issues at the test site. These ing the designation earned. Passing candidates
results will indicate whether candidates have passed can notify their employers of their achieve-
or failed the exam; however, this is an unofficial ment by completing the employer notification
exam result and should be treated as such. request form found in your online profile at
Candidates should wait for their official exam www.hrci.org. A sample press release is also
results before announcing their certification status. available online. Candidates should wait for
Official exam results (including the actual score their official test results before requesting the
and functional area breakdown) will be mailed to employer notification or releasing this informa-
the primary address on file two to three weeks after tion publicly.
the exam date. For those testing during the first
and last two weeks of the exam testing period, Passing candidates will receive important recer-
score reports may take up to four weeks to be tification information from the HR Certification
mailed due to the volume of candidates testing Institute at the end of the exam testing period. This
during this time. information is available online at www.hrci.org.
Candidates with questions about their exam Under no circumstances will scores or pass/
results should direct them in writing to the HR fail information be released over the phone, via
Certification Institute. Because of the need to e-mail or Internet, or by fax.
maintain test security, exam questions will not
be released to candidates. Candidates who have not received an official
score report/certificate within six weeks of the
exam or who receive a damaged score report/
29
certificate should notify the HR Certification For each of the exams, a panel of content experts,
Institute in writing and another one will be sent consisting of randomly selected HR professionals
upon confirmation of the mailing address. Please with expertise and experience, discuss the
send requests to exams@hrci.org eligibility requirements for each certification,
review the job-related tasks in the functional areas
of the practice analysis and develop a composite
ABOUT SCORING AND SCORE profile of a typical minimally qualified candidate.
From these profiles, a list of job-related behaviors
REPORTS
that distinguish a candidate who is minimally
qualified from one who is below the certification
To ensure accurate score reports, our testing standard is developed.
vendor has a series of system checks and routines
in place that must be conducted before releasing After discussion on how to rate exam questions,
official exam results. each panel member independently rates each
exam question from an actual exam form in
Candidates’ exam records are received by terms of how many of the minimally qualified
our testing vendor in the form of scrambled candidates would answer each question correctly.
electronic files. Each record is unscrambled These ratings are then used to determine the
according to the scoring key for that particular passing scores by averaging the panel’s ratings
exam form. Candidates are assigned an exam for each item and summing the averages across
form, or version, when they register for the exam. panel members.
There are multiple exam forms for each exam.
Quality control checks include verification that All exam questions in the PHR and SPHR bank
the record is complete and that the preliminary of test questions are “pre-equated’’ using Item
score in the record is accurate. Response Theory (IRT) methodology, making it
unnecessary to assess the statistical characteristics
Understanding the Score
Report of a question each time it appears on a new exam
The score report indicates whether candidates form. Using statistical measurements acquired
have passed or failed the exam. Passing or failing through the pretesting process and use on
the certification exam is reflected in the scaled previous exam forms, each exam question, or
score shown on the score report. A scaled score of item, has been placed on an ability scale. The
500 is needed to pass. All candidates are provided item is then calibrated in relation to the ability
with individual section scores listed by functional level on the scale at which the minimally qualified
area. Each section reports the number of ques- candidate has an even chance (a probability of
tions answered correctly versus the total number .50) of correctly answering the item. The sum
of questions in that section. This information can of the probabilities for each item constitutes the
be used to identify weak areas, focus future exam passing score for the exam.
preparation strategies or identify professional
development opportunities for recertification. Because the GPHR is a newer exam, the HR
Certification Institute follows the modified
How the Passing Score Was Set Angoff method for determining the passing
Passing scores were determined through a point described above prior to each time a new
passing point study, using the modified Angoff GPHR exam form is administered.
method carried out by the HR Certification
Institute and its test vendor. The Angoff method What Are Scaled Scores and
Why Are They Used?
is a commonly used criterion-referenced passing
The HR Certification Institute provides candidates
point technique in the credentialing industry.
with information on their performance in terms
of raw scores and/or scaled scores. The raw
30
score is the number of test questions answered
correctly. The minimum raw passing score RECERTIFICATION
differs from one exam form to another because
of variations in the difficulty level of the exam
Recertification is an integral part of any
forms. After equating procedures are completed,
respected certification program. After passing
raw scores are mathematically converted to scaled
the rigorous exam, you are required to maintain
scores that range from 100 to 700. The scaled
your credential through ongoing continuing
score of 500 always represents the minimum
education activities that demonstrate to your
passing score. Scaled scores are equivalent for all
peers and the organizations in which you work
administrations, and candidates must obtain a
that you are dedicated to staying abreast of
minimum scaled score of 500 to pass, regardless
changes in the HR field.
of when they take the exam. Scaled scores are not
“number correct” or “percent correct” scores.
The HR Certification Institute requires certificants Every PHR, SPHR
to recertify every three years. PHR-, SPHR- and and GPHR exam
What Is Equating?
GPHR-certified professionals can recertify by
To ensure the integrity and security of the exams, form has a unique
participating in 60 hours of HR-related activities
every PHR, SPHR and GPHR exam form has
or by successfully retesting. combination
a unique combination of items. Thus, no two
versions of the exams are the same, although all of items.
For more information about recertification,
forms conform to the same exam content and are
please visit our web site at www.hrci.org. For
created to be similar in terms of difficulty level.
information about recertification by examina-
They are not precisely equivalent, however. To
tion, please see “Recertification by Examination”
address variations in difficulty level, equating
in this handbook or visit the HRCI web site at
procedures are used to determine the passing
www.hrci.org.
score for each exam administration.
31
days from the receipt of payment for the request
to be processed.
32
PHR and SPHR
APPENDIX A Body of Knowledge
The PHR and SPHR exams are created using the following PHR
and SPHR Body of Knowledge, which outlines the responsibilities
and knowledge needed to be a viable HR professional. The PHR and
SPHR Body of Knowledge is created by HR subject matter experts
through a rigorous practice analysis study and then validated by
HR professionals working in the field through an extensive survey
instrument. The PHR and SPHR Body of Knowledge is periodically
updated to ensure that it is consistent with current practices in the
HR field. All questions appearing on the exams are linked to the
responsibility and knowledge statements outlined below.
The percentages that follow each functional area order to contribute to the development of
heading are the PHR and SPHR percentages, the organization’s strategic plan.
respectively. 02 Interpret information from external
sources related to the general business
01 STRATEGIC Business environment, industry practices and
MANAGEMENT (12%, 29%) developments, technological developments,
Developing, contributing to and supporting economic environment, labor pool, and
the organization’s mission, vision, values, stra- legal and regulatory environment, in order
to contribute to the development of the
tegic goals and objectives; formulating policies;
organization’s strategic plan.
guiding and leading the change process; and
evaluating HR’s contributions to organizational 03 Participate as a contributing partner in the
organization’s strategic planning process.
effectiveness.
04 Establish strategic relationships with key
Responsibilities: individuals in the organization to influence
organizational decision-making.
01 Interpret information related to the
organization’s operations from internal 05 Establish relationships/alliances with
sources, including financial/accounting, key individuals and organizations in the
business development, marketing, sales, community to assist in achieving the
operations and information technology, in organization’s strategic goals and objectives.
33
06 Develop and utilize metrics to evaluate Knowledge of:
HR’s contributions to the achievement 01 The organization’s mission, vision, values,
of the organization’s strategic goals and business goals, objectives, plans and
objectives. processes.
07 Develop and execute strategies for manag- 02 Legislative and regulatory processes.
ing organizational change that balance the
expectations and needs of the organization, 03 Strategic planning process and
its employees and all other stakeholders. implementation.
34
the availability of qualified candidates, example, cost-benefit analysis, costs per
utilizing third-party vendors or agencies as hire, selection ratios, adverse impact).
appropriate.
10 Recruitment sources (for example, Internet,
08 Identify internal and external recruitment agencies, employee referral) for targeting
sources (for example, employee referrals, passive, semi-active and active candidates.
online job boards, résumé banks) and
11 Recruitment strategies.
implement selected recruitment methods.
12 Staffing alternatives (for example,
09 Evaluate recruitment methods and sources
temporary and contract, outsourcing,
for effectiveness (for example, return on
job sharing, part-time).
investment [ROI], cost per hire, time to fill).
13 Planning techniques (for example,
10 Develop strategies to brand/market
succession planning, forecasting).
the organization to potential qualified
applicants. 14 Reliability and validity of selection tests/
tools/methods.
11 Develop and implement selection
procedures, including applicant tracking, 15 Use and interpretation of selection tests
interviewing, testing, reference and (for example, psychological/personality,
background checking, and drug screening. cognitive, motor/physical assessments,
performance, assessment center).
12 Develop and extend employment offers and
conduct negotiations as necessary. 16 Interviewing techniques (for example,
behavioral, situational, panel).
13 Administer post-offer employment
activities (for example, execute employ- 17 Relocation practices.
ment agreements, complete I-9 verification 18 Impact of total rewards on recruitment and
forms, coordinate relocations, schedule retention.
physical exams).
19 International HR and implications of
14 Implement and/or administer the process global workforce for workforce planning
for non-U.S. citizens to legally work in the and employment. SPHR ONLY
United States.
20 Voluntary and involuntary terminations,
15 Develop, implement and evaluate orienta- downsizing, restructuring and outplace-
tion processes for new hires, rehires and ment strategies and practices.
transfers.
21 Internal workforce assessment techniques
16 Develop, implement and evaluate retention (for example, skills testing, skills inventory,
strategies and practices. workforce demographic analysis) and
17 Develop, implement and evaluate succes- employment policies, practices and
sion planning process. procedures (for example, orientation and
retention).
18 Develop and implement the organizational
exit process for both voluntary and invol- 22 Employer marketing and branding
untary terminations, including planning for techniques.
reductions in force (RIF). 23 Negotiation skills and techniques.
19 Develop, implement and evaluate an AAP,
as required.
03 HUMAN RESOURCE
Knowledge of: DEVELOPMENT (17%, 17%)
08 Federal/state/local employment-related Developing, implementing and evaluating activi-
laws and regulations related to workforce ties and programs that address employee training
planning and employment (for example,
and development, performance appraisal, talent
Title VII, ADA, ADEA, USERRA, EEOC
Uniform Guidelines on Employee Selection and performance management, and the unique
Procedures, Immigration Reform and needs of employees to ensure that the knowledge,
Control Act, Internal Revenue Code). skills, abilities and performance of the workforce
09 Quantitative analyses required to assess meet current and future organizational and
past and future staffing effectiveness (for individual needs.
35
Responsibilities: 28 Training methods, facilitation techniques,
01 Ensure that human resource development instructional methods and program
programs are compliant with all applicable delivery mechanisms.
federal, state and local laws and regulations. 29 Task/process analysis.
02 Conduct a needs assessment to identify and 30 Performance appraisal methods (for example,
establish priorities regarding human resource instruments, ranking and rating scales).
development activities. SPHR ONLY
31 Performance management methods
03 Develop/select and implement employee (for example, goal setting, job rotations,
training programs (for example, promotions).
leadership skills, harassment prevention,
computer skills) to increase individual and 32 Applicable global issues (for example,
organizational effectiveness. Note that this international law, culture, local manage-
includes training design and methods for ment approaches/practices, societal norms).
obtaining feedback from training (e.g., SPHR ONLY
surveys, pre- and post-testing). 33 Techniques to assess training program
04 Evaluate effectiveness of employee training effectiveness, including use of applicable
programs through the use of metrics (for metrics (for example, participant surveys,
example, participant surveys, pre- and pre- and post-testing).
post-testing). SPHR ONLY 34 E-learning.
05 Develop, implement and evaluate talent 35 Mentoring and executive coaching.
management programs that include assess-
ing talent, developing talent and placing
high-potential employees. SPHR ONLY 04 total rewards (16%, 12%)
Developing/selecting, implementing/administering
06 Develop/select and evaluate performance
and evaluating compensation and benefits pro-
appraisal process (for example, instruments,
ranking and rating scales, relationship to grams for all employee groups that support the
compensation, frequency). organization’s strategic goals, objectives and values.
07 Implement training programs for
Responsibilities:
performance evaluators. PHR ONLY
01 Ensure that compensation and benefits
08 Develop, implement and evaluate programs are compliant with applicable
performance management programs and federal, state and local laws and regulations.
procedures (for example, goal setting, job
rotations, promotions). 02 Develop, implement and evaluate
compensation policies/programs and pay
09 Develop/select, implement and evaluate structures based upon internal equity and
programs (for example, flexible work external market conditions that support the
arrangements, diversity initiatives, organization’s strategic goals, objectives and
repatriation) to meet the unique needs of values.
employees. SPHR ONLY
03 Administer payroll functions (for example,
new hires, deductions, adjustments,
Knowledge of: terminations).
24 Applicable federal, state and local laws and
04 Conduct benefits programs needs as-
regulations related to human resources
sessments (for example, benchmarking,
development activities (for example,
employee survey).
Title VII, ADA, ADEA, USERRA, EEOC
Uniform Guidelines on Employee Selection 05 Develop/select, implement/administer and
Procedures). evaluate benefits programs that support
the organization’s strategic goals, objectives
25 Career development and leadership
and values (for example, health and welfare,
development theories and applications.
retirement, stock purchase, wellness,
26 OD theories and applications. employee assistance programs [EAP],
27 Training program development techniques time-off).
to create general and specialized training
programs.
36
06 Communicate and train the workforce in rights in support of the organization’s strategic
the compensation and benefits programs goals, objectives and values.
and policies (for example, self-service
technologies). Responsibilities:
07 Develop/select, implement/administer and 01 Ensure that employee and labor relations
evaluate executive compensation programs activities are compliant with applicable
(for example, stock purchase, stock options, federal, state and local laws and regulations.
incentive, bonus, supplemental retirement
02 Assess organizational climate by obtaining
plans). SPHR ONLY
employee input (for example, focus groups,
08 Develop, implement/administer and employee surveys, staff meetings).
evaluate expatriate and foreign national
03 Implement organizational change activities
compensation and benefits programs.
as appropriate in response to employee
SPHR ONLY
feedback.
04 Develop employee relations programs (for
Knowledge of:
example, awards, recognition, discounts,
36 Federal, state and local compensation, special events) that promote a positive
benefits and tax laws (for example, FLSA, organizational culture.
ERISA, COBRA, HIPAA, FMLA, FICA).
05 Implement employee relations programs
37 Total rewards strategies (for example, that promote a positive organizational
compensation, benefits, wellness, rewards, culture.
recognition, employee assistance).
06 Evaluate effectiveness of employee relations
38 Budgeting and accounting practices related programs through the use of metrics (for
to compensation and benefits. example, exit interviews, employee surveys).
39 Job evaluation methods. 07 Establish workplace policies and procedures
40 Job pricing and pay structures. (for example, dress code, attendance,
computer use) and monitor their applica-
41 External labor markets and/or economic
tion and enforcement to ensure consistency.
factors.
08 Develop, administer and evaluate grievance/
42 Pay programs (for example, incentive,
dispute resolution and performance
variable, merit).
improvement policies and procedures.
43 Executive compensation methods.
09 Resolve employee complaints filed with
SPHR ONLY
federal, state and local agencies involving
44 Non-cash compensation methods (for employment practices, utilizing profes-
example, stock options, ESOPs). sional resources as necessary (for example,
SPHR ONLY legal counsel, mediation/arbitration
specialists and investigators).
45 Benefits programs (for example, health and
welfare, retirement, wellness, EAP, time-off). 10 Develop and direct proactive employee
relations strategies for remaining union-
46 International compensation laws and
free in non-organized locations.
practices (for example, expatriate compen-
sation, entitlements, choice of law codes). 11 Participate in collective bargaining
SPHR ONLY activities, including contract negotiation
and administration. SPHR ONLY
47 Fiduciary responsibility related to total
rewards management. SPHR ONLY
Knowledge of:
05 EMPLOYEE AND LABOR 48 Applicable federal, state and local laws
RELATIONS (22%, 18%) affecting employment in union and
Analyzing, developing, implementing/adminis- nonunion environments, such as antidis-
tering and evaluating the workplace relationship crimination laws, sexual harassment, labor
between employer and employee, in order to relations and privacy (for example, WARN
Act, Title VII, NLRA).
maintain relationships and working conditions
that balance employer and employee needs and
37
49 Techniques for facilitating positive 06 Develop and monitor business continuity
employee relations (for example, employee and disaster recovery plans.
surveys, focus groups, dispute resolution,
07 Communicate and train the workforce
labor/management cooperative strategies
on the business continuity and disaster
and programs).
recovery plans.
50 Employee involvement strategies (for ex-
08 Develop internal and external privacy
ample, employee management committees,
policies (for example, identity theft, data
self-directed work teams, staff meetings).
protection, HIPAA compliance, workplace
51 Individual employment rights issues and monitoring).
practices (for example, employment at will,
09 Administer internal and external privacy
negligent hiring, defamation, employees’
policies.
rights to bargain collectively).
52 Workplace behavior issues/practices (for Knowledge of:
example, absenteeism and performance
improvement). 56 Federal, state and local workplace health,
safety, security and privacy laws and
53 Unfair labor practices (for example, regulations (for example, OSHA, Drug-Free
employee communication strategies and Workplace Act, ADA, HIPAA, Sarbanes-
management training). Oxley).
54 The collective bargaining process, strate- 57 Occupational injury and illness compensa-
gies and concepts (for example, contract tion and programs.
negotiation and administration). SPHR ONLY
58 Occupational injury and illness prevention
55 Positive employee relations strategies and programs.
non-monetary rewards.
59 Investigation procedures of workplace
06 risk management (7%, 7%) safety, health and security enforcement
agencies (for example, OSHA, National
Developing, implementing/administering and
Institute for Occupational Safety and
evaluating programs, plans and policies that Health [NIOSH]).
provide a safe and secure working environment
60 Workplace safety risks.
and protect the organization from liability.
61 Workplace security risks (for example,
Responsibilities: theft, corporate espionage, asset and data
protection, sabotage).
01 Ensure that workplace health, safety,
security and privacy activities are compliant 62 Potential violent behavior and workplace
with applicable federal, state and local laws violence conditions.
and regulations. 63 General health and safety practices (for
02 Identify the organization’s safety program example, evacuation, hazard communica-
needs. tion, ergonomic evaluations).
03 Develop/select and implement/administer 64 Incident and emergency response plans.
occupational injury and illness prevention, 65 Internal investigation, monitoring and
safety incentives and training programs. surveillance techniques.
PHR ONLY
66 Issues related to substance abuse and
04 Develop/select, implement and evaluate dependency (for example, identification
plans and policies to protect employees of symptoms, substance-abuse testing,
and other individuals, and to minimize discipline).
the organization’s loss and liability (for
example, emergency response, evacuation, 67 Business continuity and disaster recovery
workplace violence, substance abuse, plans (for example, data storage and
return-to-work policies). backup, alternative work locations and
procedures).
05 Communicate and train the workforce on
the plans and policies to protect employees 68 Data integrity techniques and technology
and other individuals, and to minimize the (for example, data sharing, firewalls).
organization’s loss and liability.
38
CORE Knowledge Required by 90 Basic budgeting and accounting concepts.
HR Professionals
91 Risk management techniques.
69 Needs assessment and analysis.
70 Third-party contract negotiation and
management, including development of
requests for proposals (RFPs).
71 Communication skills and strategies (for
example, presentation, collaboration,
influencing, diplomacy, sensitivity).
72 Organizational documentation
requirements to meet federal and state
requirements.
73 Adult learning processes.
74 Motivation concepts and applications.
75 Training techniques (for example,
computer-based, classroom, on-the-job).
76 Leadership concepts and applications.
77 Project management concepts and
applications.
78 Diversity concepts and applications.
79 Human relations concepts and applications
(for example, interpersonal and organiza-
tional behavior).
80 HR ethics and professional standards.
81 Technology to support HR activities (for
example, HRIS, employee self-service,
e-learning, ATS).
82 Qualitative and quantitative methods
and tools for analysis, interpretation and
decision-making purposes (for example,
metrics and measurements, cost/benefit
analysis, financial statement analysis).
83 Change management methods.
84 Job analysis and job description methods.
85 Employee records management (for
example, electronic/paper, retention,
disposal).
86 The interrelationships among HR activities
and programs across functional areas.
87 Types of organizational structures (for
example, matrix, hierarchy).
88 Environmental scanning concepts and
applications.
89 Methods for assessing employee attitudes,
opinions and satisfaction (for example,
opinion surveys, attitude surveys, focus
groups/panels).
39
GPHR Body
of Knowledge APPENDIX B
40
03 Develop an HR infrastructure that supports 06 Organizational structures (by geography,
global business initiatives where HR serves business unit, product line and func-
as a subject matter expert and credible tional discipline) and their design and
business partner. implementation.
04 Participate in the strategic decision-making 07 Financial measures/tools for assessing the
processes and due diligence for business value of HR programs (for example, return
changes (for example, expansions, mergers on investment [ROI], cost/benefit analysis).
and acquisitions, joint ventures, greenfield
08 The organization’s values and their fit with
operations, divestitures).
the culture and context of other countries.
05 Develop measurement systems to evaluate
09 Business ethics standards and practices
HR’s contribution to the achievement of
at a global level, while maintaining local
the organization’s strategic goals.
relevance.
06 Participate in the development and
10 Role and expectations of customers,
integration of the organization’s culture,
suppliers, employees, communities,
core values, ethical standards, philosophy
shareholders, boards of directors, owners
on corporate social responsibility and
and other stakeholders.
employer brand.
11 HRIS architecture and technology to
07 Establish internal and external global
support global human resource activities.
relationships and alliances with stakeholders
(for example, diversity councils, joint 12 Cross-border divestitures and mergers
venture partners, employers’ groups, unions, and acquisitions integration practices and
works councils, business leader forums). procedures.
08 Determine strategies and business needs 13 International site start-up practices and
for outsourcing and vendor selection (for procedures.
example, benefits, payroll, relocation, global 14 The organization’s business philosophies,
assignment management). financial models and financial statements.
09 Participate in the development of global 15 Due diligence processes appropriate to
change management strategies. specific cultures.
10 Determine strategy for HRIS to meet 16 Best practices and application of com-
organizational goals and objectives in a munity relations, environmental initiatives
global environment. and philanthropic activities.
11 Develop and implement Corporate Social 17 Corporate social responsibility practices
Responsibility (CSR) programs consistent and policies.
with corporate philosophy and goals, legal
requirements and/or external influences.
02 Global Talent Acquisition
and Mobility (22%)
Knowledge of:
The development, implementation and evaluation
01 The organization’s vision, values, mission,
of global staffing strategies to support organiza-
business goals, objectives, plans and
processes. tional objectives in a culturally and contextually
appropriate manner. This includes utilization of
02 Strategic/business planning processes and
the employer brand; job and cost analysis; and
their implementation, including SWOT and
balanced scorecard analysis. the recruitment, hiring, preparation and global
mobility of employees to meet business needs.
03 Strategies to align the global HR function as
a strategic business partner.
Responsibilities:
04 Financial planning processes and budget 01 Ensure that global talent acquisition and
development. mobility policies, practices and programs
05 Business models and implications (for comply with applicable laws and regulations.
example, joint ventures, wholly owned Examples: Employment Contract Act (China),
subsidiaries, representative offices, Council Regulation 1612/68 on freedom of
outsourcing/offshoring). movement of workers within the Community
(EU), Contract Labor Act (India).
41
02 Develop strategic approach for global talent Knowledge of:
acquisition and mobility to ensure align- 18 Applicable laws and regulations related to
ment with business need requirements. hiring and employment.
03 Utilize and promote the employer branding 19 Strategies to promote employer of choice or
strategy to attract talent from global and employment branding initiatives.
local markets.
20 Methods for developing, sourcing and
04 Identify, utilize and evaluate sources implementing a global workforce staffing
of global talent (for example, personal plan.
networks, college recruiting, international
job boards). 21 Global and country-specific recruiting and
hiring practices, methods and sources.
05 Develop a global staffing plan that supports
business needs in collaboration with 22 Job description development.
leadership and line management. 23 Culturally appropriate interviewing
06 Calculate cost estimates for global assign- techniques and selection systems.
ments and advise line management on 24 Employment contract content requirements
budgetary impact. by country.
07 Develop, implement and evaluate pre- and 25 Deployment activities (for example,
post-hire polices and procedures (for relocation, immigration).
example, selection criteria/tools, employ-
26 Corporate induction programs.
ment/secondment agreements, background
checks, medical evaluation) that are 27 Staffing metrics (for example, headcount,
culturally and contextually appropriate. cost-of-hire, days-to-fill, return on
investment).
08 Create position descriptions that define
job-specific responsibilities, knowledge, 28 Different types of assignments, policies
skills and abilities. and practices (for example, short-term,
long-term, sequential, commuting and
09 Develop, implement and evaluate orienta-
permanent assignees).
tion/induction processes that are culturally
relevant and aligned with organizational 29 Assessment and selection tools and models
strategy. for international assignments.
10 Provide consultation to potential global 30 International assignment management,
assignees and line management on terms tracking and reporting.
and conditions of assignment, planning and 31 Intercultural theory models and their
expectation-setting to enable a successful application to the assignment process and
relocation/assignment. success.
11 Monitor staffing metrics (for example, 32 Critical success factors for international
cost-of-hire, quality of hire, retention, assignees (for example, family adjustment
return on investment) to evaluate results and support, communication).
against global staffing plan.
33 Global assignee orientation programs (for
12 Comply with required immigration example, cross-cultural training, destina-
regulations (for example, visas, work tion services, language training).
permits).
34 Assignment assessment measures to evalu-
13 Coordinate relocation and support services ate assignee fit and impact on the business
for international assignments (shipment, (for example, return on investment).
storage, home/host housing, property
management, destination services, schooling 35 Immigration issues related to global
and educational counseling, spouse/partner mobility (for example, visas, work permits).
career assistance, etc.). 36 Techniques for fostering effective
14 Establish and maintain ongoing communications with global assignees, line
communication practices with assignees, management and leadership.
local management and home-country 37 International assignment costs (cost of
management. living allowances, premiums, housing,
shipping).
42
03 Global Compensation and 11 Manage and evaluate assignment-related
Benefits (18%) payments, payroll processes and activities.
The establishment and ongoing assessment of a
global compensation strategy, including remuner- Knowledge of:
ation, benefits and perquisites programs aligned 38 Applicable local compensation, benefits and
with the company’s business objectives. tax laws.
39 Assignment tax planning and tax
Responsibilities: compliance requirements and processes.
01 Ensure that global compensation, benefits
40 Expenses related to international relocation
and perquisite programs are appropriately
(for example, house-hunting, furniture
funded, cost- and tax-effective and compli-
rental, temporary accommodations,
ant with applicable laws and regulations.
shipment of goods, cultural/language
Examples: Employee Provident Fund
training, dependent education).
(India), Fair Labor Standards Act (US),
Employment Act (UK). 41 Payroll requirements and assignment pay-
ment methods (for example, split payroll,
02 Establish and communicate a global
home and host country payments).
compensation and benefits strategy aligned
to support the organization’s business 42 Localization concepts and processes (for
requirements while sustaining employee example, tax implications, Social Security
engagement. issues).
03 Design and/or negotiate compensation and 43 Global assignee compensation packages.
benefits programs for business changes (for
44 Cost-of-living models and their impact for
example, mergers and acquisitions, joint
international assignments (for example,
ventures).
commodities and services allowances,
04 Develop, implement and assess job valuation efficient purchaser indices).
systems aligned with global business strategy.
45 Global and country-specific benefits
05 Establish and maintain compensation, programs (for example, retirement, Social
benefits and perquisite programs for key Security, health care).
executives in each country of operation,
46 Global and country-specific perquisite
including base salary structures, short- and
programs (for example, company car, club
long-term incentive plans, supplemental
membership, housing, meal vouchers).
benefits programs and tax-effective
compensation arrangements. 47 Equity-based programs (including stock
options, phantom stock, restricted shares
06 Develop and implement compensation
and stock purchase, employee stock)
terms and conditions (for example, balance
and their global application and taxation
sheet calculations, allowances, end-of-
ramifications for the employee and the
assignment bonuses).
company.
07 Develop and implement global assignment
48 The impact of cross-border moves on long-
benefits and perquisite programs (for
and short-term incentive programs.
example, health care, employee assistance
programs, club memberships, company car). 49 Portability of health and welfare programs
(for example, pension, medical, disability
08 Develop, implement and assess programs
insurance).
to address income and social insurance tax
obligations and their portability for global 50 Finance, payroll and accounting practices
assignees. related to country-specific compensation
and benefits.
09 Develop, implement and evaluate programs,
processes and policies for the transition of 51 Procedures to collect and analyze data from
global assignees to local employment status. global and country-specific compensation
and benefits surveys.
10 Establish and maintain compensation,
benefits and perquisite programs for 52 Total remuneration and appropriate mix
locally hired employees in each country of of types of compensation and benefits for
operation. different country-specific or sectoral markets.
43
53 Global executive compensation, benefits 05 Develop and deploy communication
and perquisites programs (such as annual programs that are effective for a global
management incentive, deferred compensa- workforce and other stakeholders.
tion, long-term incentives and tax-effective
06 Ensure that employees have the appropriate
compensation methods).
knowledge, skills and abilities needed to meet
54 Financing of benefits programs, including current and future business requirements.
insured programs, multinational insurance
07 Implement and evaluate a process to
pooling and retirement funding vehicles.
gauge effectiveness of organizational
55 Information sources on global and development programs based on global
country-specific compensation, benefits HR metrics/measurements (for example,
and tax trends. an “HR management system” composed
of employee satisfaction surveys, attrition,
56 Due diligence procedures on business
training results, benchmarking, score cards,
changes (for example, mergers and
other indicators).
acquisitions, joint ventures) with respect to
compensation and benefits issues. 08 Develop and implement processes, programs
and tools to support career development,
57 Job valuation tools (for example,
leadership development, succession planning
point-factor systems, salary surveys,
and retention throughout the organization,
benchmarking, global applicability).
in an environment where global roles are not
58 Applicable double-tax treaties and totaliza- necessarily location-specific.
tion agreements.
09 Develop and implement appropriate
59 Labor union and works council mandated cultural and language training for employ-
compensation and benefits. ees with global responsibilities and their
60 Work/life balance programs. families, when necessary.
10 Develop programs and processes to support
04 Organizational geographically dispersed and/or virtual
Effectiveness and Talent teams (for example, shared leadership, task
Development (22%) completion, project management).
The design, implementation and enrichment 11 Implement worldwide performance
of organizational structures, programs and management processes that support both
processes to effectively develop and engage a global and local business objectives and are
culturally appropriate.
global workforce aligned with the organization’s
business needs, culture and values. 12 Develop and implement programs to
support the organization’s growth, re-
Responsibilities: structuring, redeployment and downsizing
initiatives globally, including exit manage-
01 Ensure that human resource development
ment processes (for example, mergers and
programs are compliant with applicable
acquisitions, divestitures, reductions in
laws and regulations. Examples: Title VII
force, joint ventures)
of the Civil Rights Act (US), Employment
Equity Act (Canada), Directive 76/207/EEC 13 Develop repatriation programs for inter-
on the principle of equal treatment for men national assignees that support company
and women (EU). strategy.
02 Promote local and regional alignment of 14 Develop and implement global competency
corporate vision, organizational culture and models to support global and local business
core values. goals in culturally appropriate ways.
03 Create and implement global diversity
and inclusion programs that are aligned Knowledge of:
with the organization’s philosophy and 61 Applicable laws and regulations related to
meet legal requirements, while considering human resource development activities.
cultural perspectives.
62 Techniques to promote and align corporate
04 Develop systems that support the imple- vision, culture and values with local and
mentation of global change management regional organizations.
initiatives.
44
63 Global organizational development Responsibilities:
programs and practices (including suc- 01 Ensure that activities related to employee
cession planning, career development and and labor relations (up to and including
leadership development). termination of employment), safety, security
64 Needs assessment, for both the business and and privacy are compliant with applicable
employees, within a global environment laws and regulations. Examples: TUPE -
(involving different cultures and countries). Transfer of Undertakings (Protection of
Employment – UK), Directive 2002/14/
65 Training programs and their application in EC establishing a general framework for
global environments. informing and consulting employees in the
66 Global learning models and methodologies. EC (EU), Trade Union Law (China).
67 Performance appraisal, management and 02 Comply with extraterritorial laws to
coaching methods as they apply globally mitigate risk to the organization (for
and locally (including expatriate global example, US Title VII, US Americans
assignments). with Disabilities Act, US Foreign Corrupt
Practices Act, EU Data Privacy Directive
68 Techniques to measure organizational and Safe Harbor Privacy Principles).
effectiveness in a global business en-
vironment (for example, satisfaction 03 Ensure organizational compliance with
surveys, benchmarking and productivity globally recognized regulations to enable
measurement tools such as scorecards or effective workforce relations and meet
indicators). acceptable workplace standards (for
example, OECD Guidelines for
69 Retention strategies and principles and Multinational Enterprises, ILO
their application in different cultures conventions, Mercosur, NAFTA, WTO).
and countries (including expatriate
assignments). 04 Monitor employment-related legal
compliance and ethical conduct throughout
70 Redeployment, downsizing and exit the global supply chain (including third-
management strategies and principles and party vendors) to mitigate risk to the
their application in different cultures and organization.
countries.
05 Develop audit procedures to assess HR
71 Career planning models for global roles. internal controls, evaluate results and take
72 Critical success factors for international corrective actions.
assignees (for example, family adjustment 06 Establish and maintain employee records
and support, communication, career with appropriate regard for privacy
planning, mentoring). regulations where applicable (for example,
73 Repatriation best practices and processes. EU Data Privacy Directive, US HIPAA,
Australian Federal Privacy Act).
74 Competency models and their global
applicability. 07 Establish alternative dispute resolution/
grievance processes in compliance with
75 Trends and practices for global employee
applicable laws and practices, where
engagement.
permitted.
76 Interpersonal and organizational behavior
08 Develop and implement programs to
concepts and applications in a global
promote a positive work culture (for
context (including the use of geographically
example, employee recognition,
dispersed teams).
constructive discipline, non-monetary
rewards, positive reinforcement).
05 Workforce Relations and
09 Coordinate collective bargaining activities
Risk Management (12%)
and contract administration with national
The establishment of processes and practices and/or local unions as needed.
that protect or enhance organizational value by
10 Confer with employee representative
managing risk and addressing employee rights
groups in compliance with statutory
and needs on a global basis. requirements (for example, works councils,
unions, Joint Action committees).
45
11 Develop, implement and communicate property and other company-proprietary
employment-related corporate policies (for information.
example, ethics, code of conduct, anti-
89 Local conditions relating to personal
discrimination, harassment).
security (for example, kidnapping, terror-
12 Coordinate global risk management, ism, carjacking).
emergency response and security practices
90 Emergency response plans (for example,
(including intellectual property).
medical emergencies, pandemics, disaster
recoveries, criminal prosecution, evacua-
Knowledge of: tion plans, facility safety plans).
77 Applicable laws affecting employee and
labor relations (including termination of CORE Knowledge Related To
employment), workplace health, safety, Multiple Domains Of Global HR
security and privacy. Activity
78 Major laws that apply extraterritorially 91 Basic business, global, political and
(for example, US Title VII, US Americans socioeconomic conditions, demographics,
with Disabilities Act, US Foreign Corrupt law and trade agreements and how they
Practices Act; EU Data Privacy Directive relate to business operations.
and Safe Harbor Privacy Principles). 92 Globalization and its drivers, consequences
79 Globally recognized regulations, conven- and trends.
tions and agreements (for example, OECD 93 Global management techniques, including
Guidelines for Multinational Enterprises, planning, directing, controlling and
ILO Conventions, Mercosur, NAFTA, coordinating resources.
WTO).
94 Global project management techniques.
80 Employment-related legal compliance and
95 The global application of human resource
ethical conduct of vendors, suppliers and
ethics and professional standards.
contractors.
96 Change management strategies, processes,
81 Internal controls, compliance and audit
and tools.
processes.
97 Global leadership concepts and applications.
82 Employee rights to privacy and record-
keeping requirements (for example, EU 98 Qualitative and quantitative methods
Data Privacy Directive and Safe Harbor and tools for analysis, interpretation and
Principles, US HIPAA, Australian Federal decision-making purposes and their use
Privacy Act). globally.
83 Individual employment rights (for example, 99 Intercultural theory and specific cultural
employees’ rights to bargain, grievance behaviors.
procedures, required recognition of
100 Cross-cultural management techniques.
unions).
101 Strategies for managing global vendor/
84 Appropriate global or local techniques for
supplier relationships, selection processes
facilitating favorable employee relations
and contract negotiations.
(for example, small group facilitation,
dispute resolution, grievance handling, 102 Communication processes and techniques
employee recognition, constructive and their worldwide applicability.
discipline, labor/management cooperative 103 Effective use of interpreters, translators and
strategies and programs). translations.
85 Legal and customary roles of works 104 Techniques to promote creativity and
councils and trade unions. innovation.
86 Location-specific collective bargaining 105 Principles and practices that foster
processes, strategies, and concepts diversity/inclusion.
87 Global employment litigation. 106 The strategies of globalization versus
88 Workplace security risks, including localization of HR policies and programs.
physical threats and piracy of intellectual
46
Completing the
APPENDIX C Paper Application
47
13. Primary e-mail address 27. Birth date (required)
(required) Enter your birth date as a two-digit month, two-
Please include a valid e-mail address. The digit day and four-digit year (for example, March
availability of the online ATT letter and other 31, 1957, would be 03 31 1957).
important information will be sent to this e-mail
address. 28-30. Demographic
information (required)
14. Alternate e-mail address Please indicate your ethnicity, primary language
(optional) and sex.
This alternate e-mail address will only be used if
we cannot contact you via your primary e-mail 31. Previous exam
address. administrations (required)
Please indicate if you have previously taken one
15. Current position code or of the HR Certification Institute’s exams.
official title (required)
If you are currently employed, look up a position 32. Taking the exam as
code on the approved position code listed on (required)
pages 50-51. If you cannot find an exact match This section determines the category in which
for a job title on the list, you must enter “000” you will be taking the exam.
for Other Nonexempt-Level position or “999”
for Other Exempt-Level position, and then write If you are a student or recent graduate with two
your official title in the space provided. years of professional (exempt-level) HR work
experience, you must take the examination as
If you are currently unemployed, enter “900.” an HR professional under one of the other cat-
If you are a student or recent graduate, enter egories (for example, HR practitioner, educator,
“901.” researcher, consultant).
16. Home telephone (required) If you are currently certified and would like to re-
Please include a valid phone number. Do not certify your certification by taking an exam, you
include dashes, parentheses or spaces. If you live must select Recertification Candidate option.
outside of the United States and Canada, please
indicate country and city codes. 33. Highest educational level
(required)
17-19 Cellular/mobile Please indicate your highest educational level at-
telephone, business telephone, tained. This information is required, but is used
fax number (optional) only for internal demographic analysis and not
These numbers will only be used if we cannot for individual evaluation.
contact you via home telephone. If you live
outside of the United States and Canada, please 34. Total years of HR
indicate country and city codes. professional (exempt-level)
experience (required)
20-26. Organization Please indicate your total number of years of
information (required if HR professional (exempt-level) experience.
currently employed) This information is required, but is used only
Complete your organization information. If you for internal demographic analysis and not for
live outside of the United States and Canada, individual evaluation.
leave State/Province blank and indicate your
country of residence.
48
35-40. Professional 74 Utilities
demographic data (required if 75 Wholesale/Retail Trade
currently employed)
76 Finance
Please provide all applicable information unless
you are a student, recent graduate or unemployed 77 Insurance
HR professional. The HR Certification Institute 78 Services, Profit
uses this information for internal demographic 79 Services, Nonprofit
analysis only. 80 Health
84 Real Estate
For question 35, please enter your current job 90 Educational Services
title level.
91 Government
92 Construction & Mining
To complete question 36, please refer to the
93 Oil & Gas
following HR functions and list the numbers
corresponding to your current work function. 95 Library—Corporate/Public/Academic
96 Newspaper Publishing and Broadcasting
HR work functions: 97 Independent Consultant
50 HR Generalist 98 High-Tech
51 Employment/Recruitment 99 Other
52 Benefits
53 Compensation Questions 38-40 ask about your organization’s
54 Labor/Industrial Relations total size, unit level and department size.
55 Training/Development
41. National SHRM membership
56 Organizational Development
(optional)
57 Legal To obtain the reduced member rate, you must
58 Health/Safety/Security be a national SHRM member and you must list
59 Employee Assistance Programs your 8-digit SHRM membership number when
60 Employee Relations you apply.
61 Communications
62 EEO/Affirmative Action If you are a member of a local chapter only, you
may include your local chapter information in
63 HRIS
the spaces provided.
64 Research
65 Consultant 42. Qualifying HR work
66 Administrative experience (required)
67 International HRM In this section, list only the professional HR
68 Diversity positions you have held that meet the current
eligibility requirement.
99 Other
70 Agriculture, Forestry, Fishing If you cannot find an exact match for a job
71 Manufacturing (Nondurable Goods) title on the list, you must enter “000” for Other
72 Manufacturing (Durable Goods) Nonexempt-level position or “999” for Other
73 Transportation Exempt-level position.
49
Supporting Work Document Form is required 031 Employee Relations Director
only if you’ve entered “000” or “999” for your job 032 Employee Relations Specialist
title. 034 Employee Relations Vice President
035 Employment Specialist
If you are a student or recent graduate, leave this
036 Employment Administrator
section blank and submit a completed Student/
037 Employment Analyst
Recent Graduate Verification Form instead.
038 Employment Manager
If you are applying for California Certification, 039 Employment Director
you are not required to fill out this section. 040 Employment VP
041 Employment Law Attorney
Approved position codes 042 Employment Practices Specialist
001 AA/EEO Specialist 043 Employment Practices Administrator
003 AA/EEO Analyst 044 Employment Practices Analyst
004 AA/EEO Manager 045 Employment Practices Manager
005 AA/EEO Director 048 Health & Safety Specialist
006 Assistant HR Manager 049 Health & Safety Administrator
007 Assistant HR Director 050 Health & Safety Analyst
008 Assistant VP Human Resources 051 Health & Safety Manager
010 Benefits Specialist 052 Health & Safety Director
011 Benefits Director 053 Health & Safety Vice President
012 Benefits Supervisor 054 HR Administrator
013 Change Management Manager 055 HR Analyst
133 Chief Human Resources Officer 056 HR Specialist
014 Classification/Compensation Administrator 057 HR Manager
015 Classification/Compensation Analyst 058 HR Director
016 Compensation & Benefits Specialist 059 HR Vice President
017 Compensation & Benefits Administrator 060 HR Consultant
018 Compensation & Benefits Analyst 061 HR Generalist
019 Compensation & Benefits Manager 062 HR Research Analyst
020 Compensation & Benefits Director 063 HR Supervisor
021 Compensation & Benefits Supervisor 033 HR Professor (full-time)
022 Compensation & Benefits Vice President 064 HRD/Training & Development Specialist
023 Compensation & Benefits Consultant 065 HRD/Training & Development
024 Compliance Specialist Administrator
134 Diversity Consultant 066 HRD/Training & Development Analyst
135 Diversity Director 067 HRD/Training & Development Manager
136 Diversity Manager 068 HRD/Training & Development Director
137 Diversity Vice President 069 HRD/Training & Development Supervisor
025 Education & Development Manager 070 HRD/Training & Development Vice
026 Employee Benefits Manager President
027 Employee Benefits Supervisor 071 HRIS Specialist
028 Employee Relations Administrator 072 HRIS Administrator
029 Employee Relations Analyst 073 HRIS Analyst
030 Employee Relations Manager 074 HRIS Manager
50
075 HRIS Director 146 Total Rewards Vice President
076 HRIS Supervisor 111 Trainer
077 HRIS VP 112 VP of People
078 Industrial Relations Specialist 113 Workers’ Compensation Specialist
079 Industrial Relations Administrator 114 Workers’ Compensation Analyst
080 Industrial Relations Analyst 115 Workers’ Compensation Manager
081 Industrial Relations Manager 117 Workforce Planning Manager
082 Industrial Relations Director
083 Industrial Relations Supervisor International
084 Industrial Relations VP 120 Expatriate Programs Manager
138 Job Analyst 121 Global Mobility Manager
085 Job Developer/Specialist 122 Global Recruiter
086 Job Placement Specialist 123 Global Staffing Manager
087 Labor Relations Specialist 125 Global Talent Manager
088 Labor Relations Administrator 126 International Compensation & Benefits
089 Labor Relations Analyst Manager
090 Labor Relations Manager 127 International Employment Law Attorney
091 Labor Relations Director 128 International HR Consultant
092 Labor Relations Supervisor 129 International HR Director
093 Labor Relations VP 130 International HR Immigration Specialist
094 Military Personnel Officer 131 International HR Manager
095 Organizational Development Specialist 132 International HR VP
096 Organizational Development Administrator 999 Other
097 Organizational Development Analyst
43. Permission statements
098 Organizational Development Manager
(required)
099 Organizational Development Director The HR Certification Institute provides you
100 Organizational Development VP information about your certification through a
101 Payroll/Benefits Specialist quarterly newsletter and recertification reminder
102 Recruiter notices through your primary e-mail address
103 Recruitment Manager and lists newly certified individuals on our web
104 Recruitment Director site. In addition, because we are an affiliate of
the Society for Human Resource Management
139 Risk Management Specialist
(SHRM), we do share certification information
105 Safety Manager
with SHRM. If you allow the HR Certification
106 Staffing Administrator Institute to share your information with SHRM,
107 Staffing Manager please note that SHRM makes its mailing address
108 Staffing Director information available to its affiliates (for example,
109 Staffing Supervisor the SHRM Foundation and SHRM chapter and
110 Staffing VP state councils) and through mail list sales unless
140 Talent Management Consultant you notify SHRM directly that you do not wish
141 Talent Management Director this information to be shared.
51
organizations, including SHRM. You may choose 47. Payment options (required)
not to receive information by filling in the ap- Fees paid by money order, certified/cashier’s
propriate ovals. check or organizational/company check must
include check number. Payments should be
The HR Certification Institute recently created an made payable to the HR Certification Institute.
online Certified HR Professionals directory. The Write your name and User ID number (if you
directory will only provide the first name, middle have one) on the check. Payments received with-
initial, last name, city, state, country, certification out a completed application packet or without
and certified since date. Only individuals holding the candidate’s name indicated on the check or
a current HR Certification Institute designation money order may be returned to the sender. Do
will be included in the directory. Please indicate not send personal check or cash.
whether you would like to be included in the
directory. Fees charged to VISA, MasterCard or American
Express must include the information requested,
44. Felony (serious crime) including the cardholder’s name and signature.
conviction statement
(required)
In accordance with our NCCA Accreditation,
we ask all exam applicants and certificants to
disclose any felony or serious crime convictions
to the HR Certification Institute. The purpose of
this disclosure is to address any issues/concerns
that may be harmful to the public or inappropri-
ate to the profession.
52
APPENDIX D Forms
53
CANCELLATION/REFUND REQUEST FORM
Please fill out the form below and be sure to keep a copy for your files. Refunds will be made according
to the refund policies in the 2010 Certification Handbook. You can view the 2010 Certification Handbook
online at www.hrci.org.
Candidate Name
Mailing Address
User ID Number
MARK ONLY ONE TYPE OF WITHDRAWAL (application fee and late fee are nonrefundable)
❏❏ After the late application deadline but no later than two business days before your exam
appointment and before the last day of the testing window. (50% exam fees)
❏❏ Medical or personal emergency after late application deadline. Please include official documenta-
tion. (50% exam fees)
Signature Date
Note: Refunds will be made in the same manner in which the original payment was made.
54
Supporting Documentation of qualifying HR work
Experience Form
Organization Name
Organization Address
I attest that the facts presented on this form are accurate and complete. I also understand that the decision
regarding my eligibility to take the exam will be made on the basis of this information and the official job
description submitted with this form.
If applying online, please mail or fax this completed form (with your official job description) to the
HR Certification Institute. If using a paper application, please mail this completed form with your
application and your official job description.
55
STUDENT/RECENT GRADUATE VERIFICATION FORM
This form must be submitted by all student/recent graduate candidates for the PHR or GPHR exam in
lieu of the qualifying HR work experience section of the application form. Complete either the current
student or recent graduate section below. Remember, candidates are NOT eligible as a student/recent
graduate if they meet the experience requirements for the exams. Student/recent graduate candidates
will not be considered certified and are prohibited from using the PHR or GPHR designation
until they have completed the work experience requirement and successfully completed their degree.
College/University Official
(Please verify the accuracy of the above information by completing and signing this section.)
As evidence of my eligibility under the recent graduate category, I have attached a photocopy of my
COMPLETE diploma or transcript showing that my bachelor or master’s degree was granted within one year of the
THIS exam date.
If applying online, please mail or fax this completed form (along with a copy of your summary page)
to the HR Certification Institute within five business days of application submission. If using a paper
application, please mail this completed form with your application.
56
REVIEW OF EXAM SCORE FORM
DO NOT SUBMIT THIS FORM UNTIL AFTER YOU HAVE RECEIVED YOUR SCORE REPORT.
This request must be received with the appropriate fees and information no later than six months after
the test date. Please print or type all information on this form. Review of exam score results is final.
Review of exam scores will be processed and mailed approximately two weeks from the receipt of the
request.
Please check the certification exam that applies to you.
❏❏Professional in Human Resources (PHR)
❏❏Senior Professional in Human Resources (SPHR)
❏❏Global Professional in Human Resources (GPHR)
❏❏California-specific exam (PHR-CA and SPHR-CA)
Address
Exam Date
If the information above is different from what you provided on the original application, please provide
below the information entered on the original exam application.
Address
Exam Date
PAYMENT INFORMATION: The Professional Examination Service (PES) accepts Visa, MasterCard,
American Express, money order, certified/cashier’s check or organizational/company check.
For fee payment by VISA or MasterCard or American Express, provide the following required
information.
Charge my: ☐VISA ☐MasterCard ☐American Express
Name Signature
*If you have changed your name, appropriate legal documentation will be required. Documentation may
include a driver’s license, marriage license or other legal notification. Please do not send originals as they
cannot be returned.
PAYMENT INFORMATION
The HR Certification Institute accepts VISA, MasterCard, American Express, money order, certified/
cashier’s check or organizational/company check.
For fee payment by VISA, MasterCard or American Express, provide the following required
information.
Charge my: ☐VISA ☐MasterCard ☐American Express
Name Signature
58
DUPLICATE SCORE REPORT REQUEST FORM
If you need a duplicate score report and certificate or need a duplicate score report only, please fill out the
form below. Be sure to keep a copy of the form for your files.
PAYMENT INFORMATION
The Professional Examination Service (PES) accepts VISA, MasterCard, American Express, money order,
certified/cashier’s check or organizational/company check.
For fee payment by VISA, MasterCard or American Express, provide the following required
information.
Charge my: ☐VISA ☐MasterCard ☐American Express
Name Signature
Date: ______________________________________________________________________________
PAYMENT INFORMATION
The HR Certification Institute accepts VISA, MasterCard, American Express, money order, certified/
cashier’s check or organizational/company check.
For fee payment by VISA, MasterCard or American Express, provide the following required
information.
Charge my: ☐VISA ☐MasterCard ☐American Express
Name Signature
NOTE: Exam level change request will not be honored until payment is received.
60
SPECIAL TESTING ACCOMMODATION REQUEST FORM
Candidates with disabilities covered by the Americans with Disabilities Act (or the Canadian/Austra-
lian equivalent) should complete this form and have an appropriate licensed professional complete
the Documentation of Disability-Related Needs section so their requests for accommodations can be
processed efficiently. The information provided and any documentation regarding the disability and the
need for accommodation in testing will be treated with strict confidentiality.
Applicant Information
Address
If applying online, please mail or fax both pages of this completed form to the HR Certification
Institute within five business days of application submission. If using a paper application, please mail
this completed form with your application.
61
SPECIAL TESTING ACCOMMODATION REQUEST FORM (CONT.)
Professional Documentation
in my capacity as a(n)
(Professional Title)
Please provide the nature of the disability, identification of the test(s) used to confirm the diagnosis, a
description of past accommodations made for the disability and the specific testing accommodations
requested for this exam.
The applicant discussed with me the nature of the test to be administered. It is my opinion that, because
of this applicant’s disability described above, he or she should be accommodated by providing the fol-
lowing special arrangements:
Signature
Title Date
License #
(if applicable)
62
APPENDIX E International
Exam Delivery
63
(5) Prometric (10) Prometric Regional Registration Center
Attn: PTC Registrations South East Asia (Region 6)
PO Box 12964 Attn: PTC Registrations Australia and
50794 Kuala Lumpur New Zealand
Malaysia 21A-15-1 Faber Imperial Court
Telephone: +60-3-7628-3333 Jalan Sultan Ismail
Fax: +60-3-7628-3366 50250 Kuala Lumpur
Malaysia
(6) Prometric Telephone: 612-96405899
Attn: PTC Registrations People’s Republic
of China If you need to contact Prometric for questions
P.O. Box 84-056 Beijing regarding testing internationally, please visit
China international examination bureau www.prometric.com/hrci and click on the link on
100084 the right-hand side marked “Contact us through
People’s Republic of China our Online Form.” In the “Select Your Testing
Telephone: +8610-62799911 Program” field, please select “HR Certification
Fax: +8610-82520243 Institute” from a drop-down list and also the
country in which you are testing. Your message
(7) Prometric Testing Private Limited will be directed to the appropriate Prometric
Attn: PTC Registrations India Regional Registration Center.
2nd Floor
DLF Infinity Tower - A Countries Served by Regional
Contact Centers
Sector 25, Phase II
Each Prometric Regional Contact Center serves
DLF City Gurgaon
many different countries. On the next page,
Haryana 122002
candidates can locate the country in which they
Telephone: 0124-4147700
will test and then contact the corresponding
Fax: 0124-4147773
Prometric Regional Contact Center.
(8) R-Prometric, K.K.
Note: Test centers are subject to change. Please
Attn: PTC Registrations Japan
check www.prometric.com/hrci for the most
Kayabacho Tower 15th Floor
current testing locations in your area.
1-21-2 Shinkawa
Chuo-ku
Tokyo 104-0033
Japan
Telephone: +81-3-5541-4800
Fax: +81-3-5541-4810
64
Center (1) Cyprus Panama Wuhan
Africa Czech Republic Peru Xiamen
Benin Denmark Venezuela Xian
Botswana Estonia
Burkina Faso Finland Center (4) Center (7)
Cameroon France Middle East India
Chad Germany Bahrain Ahmedabad
Comoros Greece Egypt Allahabad
Congo Hungary Israel Bangalore
Cote D’Ivoire Iceland Jordan Calcutta
Eritrea Ireland Kuwait Hyderabad
Ethiopia Italy Lebanon Chennai
Gabon Kazakhstan Morocco New Delhi
Gambia Kyrgyzstan Oman Trivandrum
Ghana Latvia Qatar Mumbai
Guinea Lithuania Saudi Arabia
Guinea Bissau Luxembourg Syria Center (8)
Kenya Macedonia Tunisia Japan
Lesotho Malta United Arab Osaka
Madagascar Moldova Emirates Tokyo
Malawi Netherlands Yemen Yokohama
Mali North Cyprus
Mauritius Norway Center (5) Center (9)
Mozambique Poland Southeast Asia Republic of Korea
Namibia Portugal Bangladesh Taegu
Niger Romania Hong Kong Seoul
Nigeria Russian Federation Indonesia Seoul Mapo-Gu
Reunion Slovakia Malaysia
Rwanda Spain Nepal Center (10)
Senegal Sweden Pakistan Australia and New
Sierra Leone Switzerland Philippines Zealand
South Africa Tajikistan Singapore Sydney
Swaziland Turkey Taiwan Melbourne
Tanzania Turkmenistan Thailand Auckland
Togo Ukraine Vietnam
Uganda United Kingdom
Zaire Uzbekistan Center (6)
Zambia People’s Republic of
Zimbabwe Center (3) China
Latin America and Beijing
Center (2) Caribbean Chang Sai
Europe Argentina Chengdu
Armenia Bolivia Dalian
Austria Brazil Guangzhou
Azerbaijan Chile Harbin
Belarus Colombia Jinan
Belgium Dominican Republic Kunming
Bulgaria Guatemala Nanjing
Croatia Mexico Shanghai
65
Code of Ethical and
Professional Responsibility APPENDIX F
ity
OVERView
67
5. Strive to achieve the highest levels of ser- and unlawful discrimination.
vice, performance and social responsibility.
3. Ensure that everyone has the oppor-
6. Advocate for the appropriate use and ap- tunity to develop their skills and new
preciation of human beings as employees. competencies.
7. Advocate openly and within the established 4. Assure an environment of inclusiveness and
forums for debate in order to influence a commitment to diversity in the organiza-
decision-making and results. tions you serve.
5. Develop, administer and advocate policies
PROFESSIONAL DEVELOPMENT and procedures that foster fair, consistent
As an HR Certification Institute certificant, and equitable treatment for all.
you must strive to meet the highest standards 6. Regardless of personal interests, support
of competence and commit to strengthen your decisions made by your organizations that
competencies on a continuous basis. You will: are both ethical and legal.
1. Commit to continuous learning, skills devel- 7. Act in a responsible manner and practice
opment and application of new knowledge sound management in the country or
related to both human resource management countries in which the organizations you
and the organizations you serve. serve operate.
2. Contribute to the body of knowledge, the
evolution of the profession and the growth CONFLICTS OF INTEREST
of individuals through teaching, research As an HR Certification Institute certificant, you
and dissemination of knowledge. must maintain a high level of trust with our
stakeholders. You must protect the interests of
ETHICAL LEADERSHIP those stakeholders as well as your professional
As an HR Certification Institute certificant, you integrity and should not engage in activities that
are expected to exhibit individual leadership as a create actual, apparent or potential conflicts of
role model for maintaining the highest standards interest. You will:
of ethical conduct. You will: 1. Adhere to and advocate the use of
1. Be ethical and act ethically in every profes- published policies on conflicts of interest
sional interaction. within your organization.
2. Question pending individual and group 2. Refrain from using your position for
actions when necessary to ensure that personal, material or financial gain or the
decisions are ethical and are implemented appearance of such.
in an ethical manner.
3. Refrain from giving or seeking prefer-
3. Seek expert guidance if ever in doubt about ential treatment in the human resources
the ethical propriety of a situation. processes.
4. Through teaching and mentoring, 4. Prioritize your obligations to identify
champion the development of others as conflicts of interest or the appearance
ethical leaders in the profession and in thereof. When conflicts arise, you will
organizations. disclose them to relevant stakeholders.
68
2. Ensure only appropriate information is warranted. No investigation will be made
used in decisions affecting the employment if the individual’s certification has expired
relationship. or the allegation occurred more than 24
months prior to the expiration unless the
3. Investigate the accuracy and source of
HR Certification Institute determines
information before allowing it to be used in
there is just cause for the complaint to be
employment-related decisions.
reviewed.
4. Maintain current and accurate HR
3. Investigation – If staff determines to
information.
proceed with an investigation, the ac-
5. Safeguard restricted or confidential cused individual holding one of the HR
information. Certification Institute’s credentials will be
6. Take appropriate steps to ensure the given written notice of the investigation.
accuracy and completeness of all That notice will contain the general nature
communicated information about of the allegations. That individual will be
HR policies and practices. given 30 days within which to file a written
response. If no response is received within
7. Take appropriate steps to ensure the the allotted 30 days, the complaint will be
accuracy and completeness of all presented to a Staff Review Panel based
communicated information used in on the information submitted. The Staff
HR-related training. Review Panel, made up of senior staff, is
empowered by the Board of Directors to
Disciplinary Process and review the complaint and make a final
Procedures decision. If the decision is that no action
The HR Certification Institute Board’s disciplin- will be taken, then the accused and the
party making the complaint will be notified
ary procedures have been devised to ensure a
of the panel’s final decision.
fair and reasonable process for any professional
holding one of the HR Certification Institute’s 4. Hearing Panel – If the Staff Review Panel
determines that discipline is merited, a
credentials against whom allegations of Code of
hearing will take place before a Hearing
Ethical and Professional Responsibility violations Panel. The accused is entitled to appear
are brought. in person or be represented by counsel at
1. Nature of the Process – These procedures the hearing. After final deliberation by the
are the only means to resolve all HR panel, the accused and the party making the
Certification Institute ethical charges and complaint will be notified of the Hearing
complaints. The HR Certification Institute Panel’s final decision.
has the exclusive authority to end any ethics The panel will be comprised of a minimum
inquiry or case regardless of circumstances. of three individuals. At least one member
By applying for certification or recertifica- of every Hearing Panel will be a member of
tion, HR professionals agree that they the HR Certification Institute Board and at
will not challenge the authority of the HR least two members of the panel will hold at
Certification Institute to apply the Code of least one of the HR Certification Institute’s
Ethical and Profesional Responsibility, the credentials. The panel will be appointed by
Disciplinary Case Procedures or other poli- the HR Certification Institute’s Governance
cies, and will not challenge the results of Committee using the same criteria it uses
any HR Certification Institute action taken for selection of Board members.
under these policies in a legal or govern-
ment forum. These disciplinary procedures The Hearing Panel will submit its findings
are not formal legal proceedings, thus and recommendations for action to the
many formal rules and practices of a court full HR Certification Institute’s Board of
proceeding are not observed. The rules are Directors, which, after considering all of the
intended to afford due process and fairness. facts and recommendations, will render a
final decision.
2. Request for Investigation – Upon receipt
of written complaint, the HR Certification 5. Resolution – The accused and the accuser
Institute staff will review the allegation will receive written notification of the
to determine if further investigation is panel’s decision.
69
Forms of Discipline
If grounds for discipline are deemed warranted,
the HR Certification Institute Board of Directors
may impose any of the forms of discipline
below:
1. Private written censure.
2. Public letter of admonition.
3. Suspension of the right to use the HR
Certification Institute mark for a specified
period of time.
4. Permanent revocation of the right to use
the HR Certification Institute mark.
70
New Eligibility
Requirements for 2011 APPENDIX G
71
When will new requirements
take effect?
Beginning in May 2011. The December 2010–
January 2011 exam will be the last exam given
under current eligibility requirements
72
HR Certification Institute, SHRM and Prometric
The HR Certification Institute is an independent, internationally recognized certifying body for the
HR profession. Established in 1976, HRCI awards certifications to professionals who meet eligibility
standards and pass a rigorous examination. The HR Certification Institute’s testing requires profession-
als to demonstrate their expertise in the core principles of HR practice and the practical application
of those principles. To remain certified, individuals must fulfill continuing education requirements or
demonstrate their current knowledge of the profession through retesting. The HR Certification Institute
is an affiliate of the Society for Human Resource Management (SHRM).
The Society for Human Resource Management (SHRM) is the world’s largest association devoted to hu-
man resource management. Representing more than 250,000 members in over 140 countries, the Society
serves the needs of HR professionals and advances the interests of the HR profession. Founded in 1948,
SHRM has more than 575 affiliated chapters within the United States and subsidiary offices in China and
India. Visit SHRM Online at www.shrm.org.
Prometric, a wholly owned subsidiary of ETS, is the recognized global leader in technology-enabled
testing and assessment services and the winner of CLO Magazine’s Learning in Practice 2007 Customer
Service Award. Its comprehensive suite of services, including test development, test delivery and data
management capabilities, allows clients to develop and launch global testing programs as well as
accurately measure program results and data. Prometric reliably delivers and administers tests on behalf
of 450 clients in the academic, professional, health care, government, corporate and information tech-
nology markets. It delivers tests flexibly via the web or by utilizing a robust test center network in 135
countries.
Prometric is the testing vendor with which the HR Certification Institute contracts for exam delivery
services. These services include providing the scheduling, administering and proctoring of the exams.
The HR Certification Institute contracts with the Professional Examination Service (PES) to provide
psychometric expertise on item writing, exam construction and item analysis; maintain the item banks;
and provide statistical information. In addition, PES scores the exams and mails score reports and
certificates.