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Alan A. Kornhauser
Virginia Polytechnic Institute and State University
An internal combustion (i.c.) engine is a heat engine in which the thermal energy comes from a
chemical reaction within the working fluid. In external combustion engines, such as steam
engines, heat is transferred to the working fluid through a solid wall and rejected to the
environment through another solid wall. In i.c. engines, heat is released by a chemical reaction in
the working fluid and rejected by exhausting the working fluid to the
environment.
Internal combustion engines have two intrinsic advantages over other engine
types:
1. They require no heat exchangers (except for auxiliary cooling). Thus, weight, volume, cost,
and complexity are reduced.
2. They require no high temperature heat transfer through walls. Thus, the maximum
temperature of the working fluid can exceed maximum allowable wall material
temperature.
They also have some intrinsic disadvantages:
1. Practically, working fluids are limited to air and products of combustion.
2. Nonfuel heat sources (waste heat, solar, nuclear) cannot be used.
3. There is little flexibility in combustion conditions because they are largely set by engine
requirements. This can make low-emissions combustion hard to attain.
Figure 66.3 Pressure-volume diagrams for ideal and actual engine cycles.
Figure 66.5 Heat release rates for s.i. and c.i. engines.
S.i. engines are usually fueled with gasoline, alcohol, or natural gas, but can use other liquid or
gaseous fuels. It is important that any s.i. fuel be resistant to autoignition. This resistance is
expressed in terms of the octane number of the fuel, based on an empirical scale on which
iso-octane has been assigned a rating of 100 and n-heptane a rating of zero. Typical gasolines have
octane numbers in the 85−105 range; these octane numbers are usually obtained with the aid of
additives. Liquid s.i. engine fuels must be adequately volatile to evaporate fully prior to ignition,
but not so volatile as to cause problems with storage and transfer.
Besides carbon dioxide and water, the combustion process in s.i. engines produces several
pollutants (Fig. 66.7): carbon monoxide (CO), unburned hydrocarbons (HCs), and nitric oxide
(NO). Large amounts of CO are formed as an equilibrium product in rich mixtures, while smaller
amounts remain in the products of lean mixtures due to chemical kinetic effects. HCs are left over
from the combustion of rich mixtures and from flame quenching at walls and crevices in lean
mixtures. NO is formed from air at high temperatures, and the chemical kinetics allow it to remain
as the burned gas cools. Most contemporary engines meet CO and HC emissions standards by
running lean and using catalytic converters in their exhaust systems to complete the combustion.
NO is typically reduced by limiting flame temperature through lean operation and exhaust gas
Control
The control system of an s.i. engine must govern engine output, but it must also regulate
equivalence ratio and spark timing. Since the ranges of Á and spark timing over which the engine
will run smoothly are limited, engine output is varied by reducing air flow while holding Á and
A fuel injector [Fig. 66.8(b)] injects a spray of fuel into the air stream. In throttle body
injection, a single injector serves for multiple cylinders; in port injection (more common), each
Advantages
Relative to compression ignition engines, s.i. engines have higher mass and volume power
density, lower first cost, greater fuel availability (for automotive use), and wider speed range.
Emissions are lower with use of a catalytic converter. The advantages of s.i. engines become more
pronounced for smaller sizes.
Control
C.i. engines are not throttled, but are controlled by regulating the amount of fuel injected and the
injection timing. Because of the required high injection pressures, almost all diesel engine fuel
injectors are mechanically rather than electrically driven. Two types of systems are used: injection
pump and unit injector (Fig. 66.10). In an injection pump system, a central pump timed to the
camshaft delivers fuel to nozzles located at each cylinder. The pump typically has individual
barrels for each cylinder, but a single barrel with a fuel distributor is also used. In a unit
injector system, there is a pump and nozzle on each cylinder, driven by a shaft running over all
the cylinder heads.
Advantages
Relative to spark ignition engines, c.i. engines have higher thermal efficiency at full load and
much higher thermal efficiency at low load. They also are capable of using inexpensive fuels such
as heavy fuel oil.
2-Stroke Scavenging
In a 2-stroke engine, intake and exhaust take place simultaneously, and some means of air
pumping is needed for gas exchange (Fig. 66.11). Small s.i. engines are generally crankcase
scavengedthe bottom face of the piston is used to pump the air and oil is generally added to the
fuel to lubricate the crank bearings. Larger engines use either rotary superchargers or
turbochargers. These allow more freedom in crankcase lubrication. The cylinder and piston are
arranged to maximize inflow of fresh charge and outflow of exhaust while minimizing their
mixing. Cross-scavenging [Fig. 66.12(a)] and loop-scavenging [Fig. 66.12(b)] require only
cylinder wall ports; uniflow scavenging [Fig. 66.12(c)] requires poppet valves as well.
Scavenging spark ignition engines involves a trade-off between residual gas left in the cylinder
and air-fuel mixture lost out the exhaust. In compression ignition engines, only air is lost through
the exhaust. Two-stroke s.i. engines are thus used mainly where low weight and first cost are of
primary importance, while 2-stroke c.i. engines can be built to be suitable for any
service.
Engine Arrangements
Various engine cylinder arrangements are shown in Fig. 66.2.
In-line engines are favored for applications in which some sacrifice in compactness is justified
by mechanical simplicity and ease of maintenance. They are also used where the need for a
narrow footprint overrides length and height considerations. The in-line design is most popular for
small utility and automobile engines, small truck engines, and very large marine and stationary
engines.
Vee engines are used where compactness is important. Vee engines are used for large
automobile engines, large truck engines, locomotive engines, and medium-size marine and
stationary engines.
Opposed engines are used primarily where low height is importantin rear engine automobiles
and for small marine engines meant for below-deck installation. They are also used for some small
aircraft engines, where they allow for ease in air cooling and servicing.
Radial engines are used primarily in aircraft, where their design allows for efficient air
cooling.
Rotary (Wankel) engines have been used primarily in sports cars. They have not captured a
major share of any market sector.
Valve Gear
Poppet valves on 4-stroke and uniflow 2-stroke engines fall into one of three categories:
valve-in-block, valve-in-head/rocker arm, or valve-in-head/overhead cam. The arrangements are
illustrated in Fig. 66.13.
Valve-in-block engines are the cheapest to manufacture. In an L-head arrangement, intake and
exhaust valves are on the same side of the cylinder; in a T-head engine, they are on opposite sides.
The valves are directly driven by a camshaft located in the block, gear or chain driven at half the
crankshaft speed. The performance of these engines suffers from the elongated shape of the
combustion chamber, and the designs are currently used only for inexpensive utility
engines.
Valve-in-head/rocker arm engines have the valves installed in the cylinder head while
maintaining a camshaft in the block. The design allows compact combustion chambers, but
control of valve motion suffers from the slack in the long mechanical drive train. A majority of
production automobile engines have this type of valve drive.
Valve-in-head/overhead cam engines have valves in the cylinder head directly driven by a
camshaft running over all the heads. The design allows both compact combustion chamber design
and accurate control of valve motion, but is more expensive to manufacture and more difficult to
maintain than rocker arm designs. In recent years, overhead cam designs have become
increasingly common in high-performance automobile engines.
Lubrication
The bearings of most i.c. engines are plain or grooved journal bearings. Rolling contact bearings
are rarely used. In the crankshaft bearings, a hydrodynamic film is maintained by rotation; in the
piston pin bearings, the maintenance of a film depends on the oscillating nature of the load. For
the connecting rod bearings the two effects are combined.
The most critical lubrication areas in an i.c. engine are at the piston rings, which are required to
seal the high-pressure gas in the cylinder and prevent excess oil from entering the cylinder.
Typical designs have two compression rings to seal the gases and an oil control ring to wipe oil
from the cylinder wall. Piston rings ride on a hydrodynamic film at midstroke, but are in a
boundary lubrication regime near top and bottom center. Lubrication is aided by good ring (alloy
cast iron) and cylinder wall (cast iron or chrome-plated steel) materials.
Cooling
Most large i.c. engines are liquid cooled, and most small engines are air cooled. About a third of
the energy input to a typical engine is dissipated through the cooling system. Liquid-cooled
engines use either water or an aqueous ethylene glycol solution as coolant. When the glycol is
used, it gives lower freezing and higher boiling points, but also increases the viscosity of the
coolant. Although some natural-convection cooling systems have been built, most engines have
the coolant pumped through numerous passages in the cylinder walls and heads and then into a
heat exchanger where the heat is transferred to the environment. Small marine engines are
typically cooled directly with water from the environment.
Air-cooled engines have finned external surfaces on their pistons and heads to improve heat
transfer and fans to circulate air over the engine. The larger passages needed for air require that
the cylinders be more widely spaced than for liquid-cooled engines. While most air-cooled
engines are small, many large aircraft engines have been air cooled.
Table 66.1 Design and Performance Data for Various Internal Combustion Engines
Defining Terms
Carburetor: Controls fuel-air mixture by flowing air and fuel across restrictions with the same
differential pressure.
Catalytic converter: Uses catalyst to speed up chemical reactions, normally slow, which destroy
pollutants.
Cetane number: Empirical number quantifying ignition properties of c.i. engine
fuels.
Compression ignition engine: Fuel and air compressed separately, ignited by high air
compression temperatures.
Compression ratio: Ratio of maximum working volume to minimum working volume.
Cutoff ratio: Fraction of expansion stroke during which heat is added in diesel
cycle.
Diesel cycle: Thermodynamic idealization of compression ignition engine.
Direct injection c.i. engine: Fuel is injected directly into the main combustion
chamber.
Equivalence ratio: Fuel/air ratio relative to fuel/air ratio for stoichiometric
combustion.
Indirect injection c.i. engine: Fuel is injected into a prechamber connected to the main
combustion chamber.
References
Benson, R. S. and Whitehouse, N. D. 1989. Internal Combustion Engines. Pergamon, New York.
Cummins, L. C., Jr. 1989. Internal Fire, rev. ed. Society of Automotive Engineers, Warrendale,
PA.
Heywood, J. B. 1988. Internal Combustion Engine Fundamentals. McGraw-Hill, New York.
Obert, E. F. 1968. Internal Combustion Engines and Air Pollution, 3rd ed. Harper Collins, New
York.
Taylor, C. F. 1985. The Internal Combustion Engine in Theory and Practice, 2nd ed. MIT Press,
Cambridge, MA.