Professional Documents
Culture Documents
v.
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42 U.S.C. §1997e(e), then the Sixth Circuit Court of Appeals affirmed a final
the Plaintiff has not suggested that he was subjected to any physical injury
dismiss claims in ways that conflict with most other Circuits. Those courts
interpret the full text in §1997e(e) to allow inmates to recover nominal and
claims outright, as does the Sixth Circuit, or follow those Circuits that allow
its “Limitation” on the relief allowable for constitutional torts, would ensure
equal justice in each Circuit for inmate plaintiffs and defendant officials.
Whether two inmate suits, which allege the same constitutional torts,
should reach different outcomes in the courts of different Circuits; and, what
is the gross impact, in the 300+ constitutional tort actions that inmates file
1
TABLE OF CONTENTS
Page
CONCLUSION ……………………………………………………… 15
i
TABLE OF CONTENTS OF APPENDIX.
Page
Appendix A.
Opinion of the Circuit Court of Appeals for the Sixth Circuit,
filed August 31, 2010, reported at Jackson v. Herrington, et al,
2010 WL 3398900, and 2010 U.S. App. LEXIS 18347 (6th Cir. 2010) ………….. 1a
Appendix B.
Order denying panel rehearing and en banc review filed September 29,
2010 by the U.S. Circuit Court of Appeals for the Sixth Circuit ………….17a
Appendix C.
Memorandum Opinion and Order of the U.S. District Court for the
Western District of Kentucky, filed April 24, 2008, on cross-motions
for summary judgment on the strip search claims ……………………….… 18a
Appendix D.
Opinion and Order of the U.S. District Court for the Western District
of Kentucky, filed December 20, 2006, reinstating the strip search
claims on motion for reconsideration. ………………………………..……… 28a
ii
Table of Authorities
Page
CASES
Adams v. Rockafellow, 66 Fed. Appx. 584 (6th Cir. 2003) ……………………… 6,8,9
Calhoun v. DeTella, 319 F.3d 936 (7th Cir. 2003) ………………………… 9,12
Camp v. Gress, 250 U.S. 308, 39 S.Ct. 478, 63 L.Ed. 997 (1919) ………………… 14
Davis v. District of Columbia, 158 F.3d 1342 (D.C. Cir. 1998) ………………… 12
Hubbard v. Taylor, 399 F.3d 150 (3rd Cir. 2005) …………………………..…… 10,12
iii
Page
Perkins v. Dept. of Corrections, 165 F.3d 803 (10th Cir. 1999) ………………… 12
Shaheed-Muhammad v. Dipaolo,
393 F.Supp.2d 80 (D. Mass. 2005) ………………………………… 12
Thompson v. Carter, 284 F.3d 411 (2nd Cir. 2002) …………………………… 9,11,12
FEDERAL STATUTES
iv
Page
OTHER AUTHORITIES
v
PETITION FOR A WRIT OF CERTIORARI.
to review the judgment of the U.S. Court of Appeals for the Sixth Circuit
preclude his Eighth Amendment and other constitutional tort claims arising
INTRODUCTION
reach incomparable outcomes, based on the same federal statute, due simply
over §1997e(e), and resolve the Circuits’ disagreements over how far that
statute limits the remedies for constitutional injury actions brought by some
correctional facility.”
To unify how the Circuits interpret and apply §1997e(e), would accord
“those subject to the law …[with] the means of knowing what it prescribes.”
Justice Antonin Scalia, The Rule of Law as a Law of Rules, 56 U. Chi. L. Rev.
2
OPINIONS BELOW
The issues presented are set out in opinions from the United States District
Court for the Western District of Kentucky (18a), and the United States Court of
2010 WL 3398900, 2010 U.S. App. LEXIS 18347 (6th Cir. 2010), and Jackson v.
Herrington, 2008 WL 1897729, 2008 U.S. Dist. LEXIS 34677 (W.D. Ky. 2008), and
at 2006 WL 1473759, 2008 U.S. Dist. LEXIS 34677 (W.D. Ky. 2006) (granting
Other dispositive rulings of the district court, which are related to the issues
presented here, are found at Jackson v. Herrington, 2008 WL 1926873, 2008 U.S. Dist.
LEXIS 35600 (W.D. Ky. 2008) (partial summary judgment) and 2007 WL 2000003,
2007 U.S. Dist. LEXIS 64075 (W.D. Ky. 2007) (partial Rule 12(b)(6) dismissal).
JURISDICTION
The Sixth Circuit issued its decision on August 31, 2010, Appx. 1a. Then, on
September 29, 2010, it denied a timely-filed, combined FRAP 40 petition for a panel
That Statute was applied to petitioner’s claims arising under the following:
U.S. Constitution Amendment 8
Excessive bail shall not be required, nor excessive fines imposed, nor cruel
and unusual punishments be inflicted.
U.S. Constitution Amendment 14, Section 1.
All persons born or naturalized in the United States, and subject to the
jurisdiction thereof, are citizens of the United States and of the State wherein
they reside. No State shall make or enforce any law which shall abridge the
privileges or immunities of citizens of the United States; nor shall any State
deprive any person of life, liberty or property, without due process of law; nor
deny to any person within its jurisdiction the equal protection of the law.
4
STATEMENT OF THE CASE
A. Background.
suspicion’ before a strip–search at intake was permitted. The HCDC had a ‘blanket’
strip–search policy, at intake, which the defendant Jailer Herrington called the
‘WELCOME TO KENTUCKY.’
sued pro se. On reconsideration, after initial screening, the U.S. District Judge ruled
proceed.” App`x, 32a. The complaint then was amended. After discovery, the
B. Procedural History.
The summary judgment ruling (18a) disposed of (i) all claims that defendants’
‘blanket’ strip–search policy was unconstitutional, and had violated the due process
rights of petitioner, about which no facts were in dispute; and (ii) his claims of being
strip searched “in a sexual way,” in a “degrading” way, and of being “dehumanized
…by his [the strip searcher’s] tactics and behavior,” as detailed in petitioner’s sworn
The lower court ruled that with “regard to the Plaintiff’s Eighth Amendment
claim, the Defendants are entitled to judgment as a matter of law because the
Plaintiff has not suggested that he was subjected to any physical injury as a result of
his strip search.” (20a). It relied on the nonprecedential, but also the only, ruling of
the Sixth Circuit in Adams v. Rockafellow, 66 Fed. Appx. 584 (6th Cir. 2003), which
On appeal, the Sixth Circuit cited its nonprecedential Rockafellow ruling, and
affirmed the judgment against the petitioner, stating ”that, absent injury related to
the strip search [‘claims’], his Eighth Amendment claim is not cognizable under
§1997e(e).” Jackson v. Herrington, 2010 WL 3398900, 2010 U.S. App. LEXIS 18347
(6th Cir. 2010). Inmate Jackson’s claims arising from a dental injury separately were
remanded.1
searches at intake was violative of the Eighth Amendment, that it denied due process
C. Standard of Review.
the same canons of construction. The “statutory text” should be applied in full,
plainly and without wording being rendered “surplusage,” even “awkward” terms.2
1
Refusal to apply relation-back to that claim was reversed, in part due to the Court’s recent
decision in Krupski v. Costa Crociere S.p.A., __ U.S. __, 130 S.Ct. 2485 (2010) (8a, fn. 5).
2
Lamie v. U.S. Trustee, 540 U.S. 526, 534, 124 S.Ct. 1023, 157 L.Ed.2d 1024 (2004).
REASONS FOR GRANTING THE WRIT.
Circuit to bar all relief, and to dismiss non-injury claims with prejudice.
and so, to allow nominal and punitive damages, or equitable relief for inmate claims
not involving a “physical injury.” Had the petitioner filed this suit in a Seventh
Circuit forum, in Indiana after his temporary housing in Kentucky ended, then that
Circuit’s interpretation of §1997e(e) could have permitted him to obtain relief not
available under the Sixth Circuit’s more stringent reading of the same statute.
Federal civil action” to bar all relief conflicts with reading the full statutory text to
allow non–compensatory damages and just redress for constitutional tort claims.
have this Court correct the conflicting interpretations of §1997e(e), which cause
for not since Bell v. Wolfish, 441 U.S. 520 (1979), which predates the PLRA, has a
strip search policy been reviewed here. Certiorari serves to eliminate conflicts, and
here, would serve to confirm that courts in each Circuit remain “committed to
guaranteeing that prisoner claims of illegal conduct by their custodians are fairly
handled according to law.” Jones v. Bock, 549 U.S. 199, 203 (2004).
I.
The District Court and the Sixth Circuit disposed of Petitioner’s claims
arising from a ‘blanket’ intake strip–search policy, and an allegedly abusive strip–
search, by adhering to the same nonprecedential ruling. The “district court relied on
our unpublished decision in Adams v. Rockafellow, 66 F. App'x 584, 586 (6th Cir.
2003), and determined that because plaintiff alleged no physical injury resulting from
the strip search, the claim was not cognizable under 42 U.S.C. § 1997e(e).” (Appd’x,
10a). In Adams, the Circuit had “affirmed the district court's entry of summary
judgment for defendant Rockafellow on the basis that the plaintiff had not claimed
anything but mental or emotional injury as a result of the [strip] searches.” (10a-
11a). Summary judgment and affirmance here on the strip–search claims, based on
Adams rejected all relief for claims related to successive strip searches of an
inmate, who would not “renounce” membership in a suspect religious group. Here,
petitioner’s strip–search claims were foreclosed outright, based on Adams, with all
relief disallowed. District courts in the Sixth Circuit, which follow Adams, hold that
§ 1997e(e) precludes all relief when an inmate’s claim does not allege a “physical
injury.”3 The Seventh Circuit allows nominal and punitive damages awards when
3
“The Eighth Amendment does not give rise to a cause of action where the
prisoner alleges only mental or emotional injury; physical injury must be alleged to
Had the petitioner waited to sue in federal court in Indiana, after his
temporary jailing in Kentucky ended, then an Indiana jury might have awarded
nominal or punitive damages on his strip–search claims. The Seventh Circuit reads
§1997e(e) to “limit the relief available” for constitutional tort claims, such as strip–
search claims, however, that statute does not bar an inmate’s “suit altogether.”
Sixth Circuit courts apply the “No Federal civil action” text in §1997e(e) to
preclude inmate’s strip–search claims ‘altogether,’ as was done here, and in Adams.4
Other circuits reach different outcomes, based on how all of the terms in that same
statute, viz., damages for “mental or emotional injury,” “prisoner confined,” and
Total preclusion denies meaning to the full wording in §1997e(e), which the
Seventh and most other Circuits read as only a “Limitation,” and one “inapplicable
rights. Thompson v. Carter, 284 F.3d 411, 418 (2nd Cir. 2002) (“three of our sister
supra (“our sister circuits have concluded that §1997e(e) does not bar all recovery”)5;
Hubbard v. Taylor, 399 F.3d 150, 167 fn.24 (3rd Cir. 2005)6; Hutchins v. McDaniels, 512
F.3d 193, 198 (5th Cir.2007) (a “vast majority of circuits to consider the issue have
reached the same conclusion …allowing a prisoner’s claim for punitive damages to
proceed despite §1997e(e)”); Munn v. Toney, 433 F.3d 1087, 1089 (8th Cir.2006)(“§
1997e(e) does not bar recovery of nominal and punitive damages, or declaratory and
injunctive relief”).
Certiorari, and de novo review, would reconcile the conflict between the Sixth
Circuit’s bar against an inmate’s “civil action” and any relief, and the many
§1997e(e) rulings that allow an inmate claiming constitutional torts without physical
5
Had Indiana sent petitioner to be housed temporarily in W. Virginia, then for “a
violation of his constitutional rights, as a result of the strip search …He may …recover
nominal, or even punitive damages …The PLRA does not totally bar [his] claim.” Jones
v. Price, 696 F. Supp.2d 618, 625 (N.D.W.Va. 2010) (collecting §1997e(e) caselaw).
6
Citing Allah v. Al-Hafeez, 226 F.3d 247, 252 (3rd Cir. 2000), which had found
“persuasive the position taken by [the USDOJ] …as intervenor that § 1997e(e) …leaves
untouched claims for damages brought to vindicate a constitutional right or to punish for
violation of that right.”
A.
The Circuit court decisions articulate several, logical bases to read §1997e(e)
as not limiting, and not precluding, nominal and punitive damage claims:
–The statutory text plainly negates civil damages for “mental or emotional
–The limitation in §1997e(e) applies to causes of action that arise only from a
courts have reasoned that inmates civil rights claims may vindicated by the recovery
7
“Congress simply did not choose to provide a restriction on punitive damages.”
Searles v. Van Bebber, 251 F.3d 869 (10th Cir. 2001), cert. den'd, 536 U.S. 904 (2002).
8
Bell v. Wolfish, 441 U.S. at (“our cases have held that sentenced prisoners ...may
claim the protection of the Due Process Clause to prevent additional deprivation of life,
liberty, or property without due process of law [cites om.]”); Canell v. Lightner, 143 F.3d
1210, 1213 (9th Cir. 1998) (the “deprivation of First Amendment rights entitles a plaintiff
to judicial relief wholly aside from any physical injury he can show, or any mental or
emotional injury he may have incurred”).
9
“Having found that compensatory damages for actual injury, nominal, and
punitive damages remain available, we need not address Thompson's constitutional
challenge.” Thompson v. Carter, supra, at 419. There, the United States intervened on
the constitutional challenge to argue that Ҥ1997e(e)'s limitation on damages does not
deny all redress for claims alleging a constitutional violation.” 2001 WL 34095056.
B.
Circuit Conflicts in Interpreting the “Limitation”
In §1997e(e), and How it Applies to Actions, Claims, and Damages,
Are Resolvable, Here, as a Matter of Law.
omega end of the interpretive expanse, opposite the alpha Circuits that allow inmates
with non-physical injury claims to obtain nominal and punitive damages, plus the
precedential rulings on §1997e(e)11; those that bar punitive damages12; those that
dismiss without prejudice until after the inmate no longer is “confined in a jail”13;
and too, courts that interpret the statute as inapplicable to ‘prospective’ physical
10
Thompson (2nd Cir.), Hubbard (3rd Cir.), Hutchins (5th Cir.), Calhoun (7th Cir.),
Munn (8th Cir.), Oliver v. Keller, 289 F.3d 623, 629 (9th Cir. 2002)(claims “premised on
violations of his Fourteenth Amendment rights ...are not barred by § 1997e(e)."); and
Perkins v. Dept. of Corrections, 165 F.3d 803, 808, n. 6 (10th Cir. 1999)(“injunctive relief
and punitive damages are available”).
11
Shaheed-Muhammad v. Dipaolo, 393 F.Supp.2d 80 (D. Mass. 2005) (the “First
Circuit has not addressed this question, and other courts are split ...[still] with the Seventh
and Ninth Circuits, I continue to believe that §1997e(e) is inapplicable to suits alleging
constitutional injuries”); McKinney v. Johnson, 2010 WL 3463110 (D.S.C. 2010) (absent
4th Cir. precedent, followed 7th Cir. cases that do “not bar nominal or punitive damages”).
12
Smith v. Allen, 502 F.3d 1255, 1271–72 (11th Cir. 2007)(“punitive damages ...are
precluded under the PLRA”); Davis v. District of Columbia, 158 F.3d 1342, 1348 (D.C.
Cir. 1998)(“Nor do we think the punitive claim can survive”).
13
Douglas v. Yates, 535 F.3d 1316, 1321 (11th Cir. 2008)(“We have interpreted this
statute to require the dismissal of several prisoners' complaints for emotional injury
‘without prejudice to their being re-filed at a time when the plaintiffs are not confined’”);
note that, the statutory text includes both “while in custody” and “confined in a jail.”
14
See, Pratt v. Corrections Corp. of America, 124 Fed.Appx. 465, 2005 WL 332136
th
(8 Cir. 2005) (reversing where inmate alleged deprivation of food, and weight loss,
Added to that are court decisions that identify Circuit disagreements over
how far §1997e(e) sets a “Limitation” on what relief a claimant “confined in a jail”
may obtain for constitutional torts. See, Shaheed-Muhammad, supra (the “courts are
split”); Royal v. Kautzky, 375 F.3d 720 (8th Cir. 2004), (C.J. Heaney, dissenting)
Congress’s intent was to prevent legitimate constitutional claims simply because the
prisoner suffered no physical injury”), cf., majority opinion that “we agree, Congress
did not intend section 1997e(e) to bar recovery for all forms of relief.” Id., at 72315;
“Several of these courts and others, however, have observed that recovery of
compensatory damages may be limited by § 1997e(e) ...other courts have cited the
lack of case law and the uncertainty of the issue as reasons for holding that damages
are unavailable.” Agrawal v. Briley, 2006 WL 3523750 (N.D.Ill. 2006); the “Searles
court16 disagreed with reasoning from other Circuits to the effect that “[t]he
from any physical injury he can show, or any mental or emotional injury he may
The petitioner’s appeal brief was noted conflicts between the Sixth Circuit’s
interpretation and application of §1997e(e) and those Circuits that allow nominal or
because "physical injuries could result from such deprivation"); “A plaintiff who has
suffered psychological torture but not physical injury may still obtain nominal or punitive
damages.” Scarver v. Litscher, 371 F.Supp.2d 986, 998 (W.D.Wis. 2005), aff'd, 434 F.3d
972 (7th Cir. 2006) ("heat, the constant illumination, and the lack of sound ...created a
substantial risk of causing Scarver serious physical and mental suffering,” at 975).
15
Cert. den’d sub nom, Royal v. Reid, 544 U.S. 1061, 125 S.Ct. 2528, 161 L.Ed.2d
1111 (2005).
16
Searles v. Van Bebber, 251 F.3d 869 (10th Cir. 2001), cert. den'd, 536 U.S. 904
(2002).
punitive damages for constitutional torts where no physical injury is shown. The
panel declined to address the issue, and rehearing en banc was denied.
II.
There too are subsidiary questions, necessary to all of the statutory wording
and its interplay being interpreted. Specifically, is a “physical injury” the boundary
for the type of claims to which the limitation applies, and so it may be read expressio
unius est exclusio alterius to place non-physical and intangible constitutional rights
claims beyond the purview of §1997e(e)17; does the statute preclude a non-injury
`claim’ pleaded along with a physical injury claim in one “civil action”18; and, does
corrective action that will conforms all the Circuits to one application of §1997e(e).
17
Justice Brandeis cited Expressio unius est exclusio alterius in correcting how to
apply the statutory phrase “No civil suit shall be brought in any District Court against any
person ...in any other district than that whereof he is an inhabitant,” concluding that if
Congress had intended otherwise “it would have expressed that intention in unmistakable
language.” Camp v. Gress, 250 U.S. 308, 316, 39 S.Ct. 478, 63 L.Ed. 997 (1919).
18
Here, the Circuit panel noted that petitioner “repeatedly asserts that his larger
‘action’ contains allegations of a dental injury,” but it rejected his contention that joinder
of non-injury and physical injury claims “meets the injury requirement” of §1997e(e);
and, even after Jones v. Bock, supra, ruled on whether “action” means ‘claim’ in regard
to administrative exhaustion, the term “action” used in other parts of the PLRA still
causes interpretive disagreements, as indicated recently by the studious analysis in Turley
v. Gaetz, --- F.3d ----, 2010 WL 4286368 (7th Cir. Nov. 2, 2010).
CONCLUSION
The case presents the issue, post judgment and appeal, and so ripe for de novo review
here. A final clarification of how the courts are to apply the operative terms of that
statute is overdue.
§1997e(e) impact thousands of §1983 suits.19 The Sixth Circuit’s rulings, which
Circuits that allow nominal and punitive damages, and redress in equity.
Interpreting the “Limitation” as a bar impacts every inmate action that alleges
First Amendment rights, equal protection, retaliation and excessive force claims, and
ADA claims. Here the issue arises from an intake strip search.
19
James E. Robertson, A Saving Construction: How to Read the Physical Injury
Rule of the Prison Litigation Reform Act, 26 SIU L. J. 1, 19-20 (Fall 2001).
Respectfully submitted,
22